0000950138-13-000486.txt : 20131107 0000950138-13-000486.hdr.sgml : 20131107 20131107162428 ACCESSION NUMBER: 0000950138-13-000486 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131105 FILED AS OF DATE: 20131107 DATE AS OF CHANGE: 20131107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHLUETER RICHARD J CENTRAL INDEX KEY: 0001205462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 131200964 MAIL ADDRESS: STREET 1: C/O EMERSON ELECTRIC CO STREET 2: 8000 W FLORISSANT CITY: ST LOUIS STATE: MO ZIP: 63136 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-05 0000032604 EMERSON ELECTRIC CO EMR 0001205462 SCHLUETER RICHARD J C/O EMERSON ELECTRIC CO 8000 W. FLORISSANT AVENUE ST. LOUIS MO 63136 0 1 0 0 VP, Contr. & Chief Acc. Off. Common Stock 2013-11-05 4 A 0 8713 A 68319 D Common Stock 2411.83 I 401(k) plan Common Stock 988.449 I 401(k) excess plan Restricted Stock Units 2013-11-05 4 A 0 11160 A Common Stock 11160 11160 D . Acquisition of 8,713 shares pursuant to Rule 16b-3 upon payout of 60% (16,740 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2013. Of these 16,740 units, 8,713 units were paid in shares of Issuer stock, with the remaining 8,027 units paid in cash to cover the reporting person's tax obligations. Price is not applicable to acquisitions described in Note 1 and Note 3. Acquisition of 11,160 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. /s/ John G. Shively, Attorney-in-Fact for Richard J. Schlueter 2013-11-07