0000950138-13-000485.txt : 20131107 0000950138-13-000485.hdr.sgml : 20131107 20131107162240 ACCESSION NUMBER: 0000950138-13-000485 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131105 FILED AS OF DATE: 20131107 DATE AS OF CHANGE: 20131107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PETERS CHARLES A CENTRAL INDEX KEY: 0001184739 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 131200943 MAIL ADDRESS: STREET 1: C/O EMERSON ELECTRIC CO STREET 2: 8000 W FLORISSANT CITY: ST LOUIS STATE: MO ZIP: 63136 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-05 0000032604 EMERSON ELECTRIC CO EMR 0001184739 PETERS CHARLES A C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVE. ST. LOUIS MO 63136 1 1 0 0 Sr. Exec. VP Common Stock 2013-11-05 4 A 0 39209 A 780831 D Common Stock 8251.806 I 401(k) plan Common Stock 10998.889 I 401(k) excess plan Restricted Stock Units 2013-11-05 4 A 0 50220 A Common Stock 50220 50220 D Acquisition of 39,209 shares pursuant to Rule 16b-3 upon payout of 60% (75,330 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the level of achievement of financial targets for the performance period ended September 30, 2013. Of these 75,330 units, 39,209 units were paid in shares of Issuer stock, with the remaining 36,121 units paid in cash to cover the reporting person's tax obligations. Price is not applicable to acquisitions described in Note 1 and Note 3. Acquisition of 50,220 restricted stock units pursuant to Rule 16b-3 upon payout of 40% of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. /s/ John G. Shively, Attorney-in-Fact for Charles A. Peters 2013-11-07