0000950138-12-000605.txt : 20121231
0000950138-12-000605.hdr.sgml : 20121231
20121231135905
ACCESSION NUMBER: 0000950138-12-000605
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121227
FILED AS OF DATE: 20121231
DATE AS OF CHANGE: 20121231
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEEVES FRANK L
CENTRAL INDEX KEY: 0001393821
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00278
FILM NUMBER: 121293211
MAIL ADDRESS:
STREET 1: C/O EMERSON ELECTRIC CO.
STREET 2: 8000 W. FLORISSANT AVE.
CITY: ST. LOUIS
STATE: MO
ZIP: 63136
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERSON ELECTRIC CO
CENTRAL INDEX KEY: 0000032604
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600]
IRS NUMBER: 430259330
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 8000 W FLORISSANT AVE
STREET 2: P O BOX 4100
CITY: ST LOUIS
STATE: MO
ZIP: 63136
BUSINESS PHONE: 3145532000
MAIL ADDRESS:
STREET 1: 8000 W. FLORISSANT
STREET 2: P.O. BOX 4100
CITY: ST LOUIS
STATE: MO
ZIP: 63136
FORMER COMPANY:
FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO
DATE OF NAME CHANGE: 19730710
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2012-12-27
0000032604
EMERSON ELECTRIC CO
EMR
0001393821
STEEVES FRANK L
C/O EMERSON ELECTRIC CO.
8000 W. FLORISSANT AVE.
ST. LOUIS
MO
63136
0
1
0
0
Exec. VP, Secy & Gen. Counsel
Common Stock
2012-12-27
4
M
0
43334
30.025
A
128111
D
Common Stock
2012-12-27
4
F
0
6722
52.835
D
121389
D
Common Stock
2012-12-27
4
M
0
10000
42.91
A
131389
D
Common Stock
2012-12-27
4
F
0
798
52.835
D
130591
D
Common Stock
2012-12-27
4
S
0
45814
52.4138
D
84777
D
Common Stock
850.774
I
401(k) plan
Common Stock
2556.101
I
401(k) excess plan
Employee Stock Option (Right to Buy)
30.025
2012-12-27
4
M
0
43334
D
2010-02-19
2019-02-19
Common Stock
43334
0
D
Employee Stock Option (Right to Buy)
42.91
2012-12-27
4
M
0
10000
D
2008-04-03
2017-04-03
Common Stock
10000
90000
D
Exercise of 6,660 incentive stock options and 36,674 non-qualified stock options exempt under Rule 16b-3.
Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise.
Exercise of 10,000 non-qualified stock options exempt under Rule 16b-3.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.10 to $52.78. The reporting person undertakes to provide Emerson Electric Co., any security holder of Emerson Electric Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
When taken together with previously exercised options and the unexercised options reported in this Form 4 having the same grant date, exercise price and expiration date, all such options together vested in three equal annual installments beginning on the date indicated.
Price is not applicable to stock options received as incentive compensation.
/s/ Timothy G. Westman, Attorney-in-Fact for Frank L. Steeves
2012-12-31