0000950138-11-000437.txt : 20110805 0000950138-11-000437.hdr.sgml : 20110805 20110805163254 ACCESSION NUMBER: 0000950138-11-000437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110804 FILED AS OF DATE: 20110805 DATE AS OF CHANGE: 20110805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALVIN WALTER J CENTRAL INDEX KEY: 0001183476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 111014611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-08-04 0000032604 EMERSON ELECTRIC CO EMR 0001183476 GALVIN WALTER J C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVE. ST. LOUIS MO 63136 1 1 0 0 Vice Chairman Common Stock 2011-08-04 4 M 0 35000 26.415 A 35000 I The Galvin Family Trust Common Stock 398917 D Common Stock 154000 I JGM Investors, LP Common Stock 19204 I Spouse Common Stock 3226 I Trust - Daughter Megan Common Stock 3226 I Trust - Son Greg Common Stock 17141.227 I 401(k) plan Common Stock 11741.064 I 401(k) excess plan Employee Stock Option (right to buy) 26.415 2011-08-04 4 M 0 35000 D 2002-10-16 2012-01-16 Common Stock 35000 21660 I The Galvin Family Trust Exercise of 35,000 non-qualified stock options exempt under Rule 16b-3. The Reporting Person disclaims beneficial ownership in the shares and options held by The Galvin Family Trust that are beneficially owned by his children. See note 3 for more information regarding The Galvin Family Trust. JGM Investors, LP is a limited partnership of which The Galvin Family Trust and the Reporting Person's spouse are the general partners. The Galvin Family Trust is the controlling general partner of JGM Investors, LP. The Reporting Person's children are the trustees of The Galvin Family Trust and the Reporting Person's spouse and children are the beneficiaries. The Galvin Family Trust has a 99.9% limited partnership interest in JGM Investors, LP. The Reporting Person disclaims beneficial ownership in the shares held by JGM Investors, LP that are beneficially owned by his children. The Reporting Person disclaims beneficial ownership. The exercised options vested as follows: 18,886 on 10/16/2002 and 16,114 on 10/16/2003. When taken together with the unexercised options reported in this Form 4 owned by the Galvin Family Trust and previously exercised options owned directly by the Reporting Person having the same grant date, exercise price and expiration date as the exercised options, all such options together vested in three equal annual installments beginning on 10/16/2002. Price is not applicable to stock options received as incentive compensation. /s/ Timothy G. Westman, Attorney-in-Fact for Walter J. Galvin 2011-08-05