0000950138-11-000437.txt : 20110805
0000950138-11-000437.hdr.sgml : 20110805
20110805163254
ACCESSION NUMBER: 0000950138-11-000437
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110804
FILED AS OF DATE: 20110805
DATE AS OF CHANGE: 20110805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALVIN WALTER J
CENTRAL INDEX KEY: 0001183476
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00278
FILM NUMBER: 111014611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERSON ELECTRIC CO
CENTRAL INDEX KEY: 0000032604
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600]
IRS NUMBER: 430259330
STATE OF INCORPORATION: MO
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 8000 W FLORISSANT AVE
STREET 2: P O BOX 4100
CITY: ST LOUIS
STATE: MO
ZIP: 63136
BUSINESS PHONE: 3145532000
MAIL ADDRESS:
STREET 1: 8000 W. FLORISSANT
STREET 2: P.O. BOX 4100
CITY: ST LOUIS
STATE: MO
ZIP: 63136
FORMER COMPANY:
FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO
DATE OF NAME CHANGE: 19730710
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-08-04
0000032604
EMERSON ELECTRIC CO
EMR
0001183476
GALVIN WALTER J
C/O EMERSON ELECTRIC CO.
8000 W. FLORISSANT AVE.
ST. LOUIS
MO
63136
1
1
0
0
Vice Chairman
Common Stock
2011-08-04
4
M
0
35000
26.415
A
35000
I
The Galvin Family Trust
Common Stock
398917
D
Common Stock
154000
I
JGM Investors, LP
Common Stock
19204
I
Spouse
Common Stock
3226
I
Trust - Daughter Megan
Common Stock
3226
I
Trust - Son Greg
Common Stock
17141.227
I
401(k) plan
Common Stock
11741.064
I
401(k) excess plan
Employee Stock Option (right to buy)
26.415
2011-08-04
4
M
0
35000
D
2002-10-16
2012-01-16
Common Stock
35000
21660
I
The Galvin Family Trust
Exercise of 35,000 non-qualified stock options exempt under Rule 16b-3.
The Reporting Person disclaims beneficial ownership in the shares and options held by The Galvin Family Trust that are beneficially owned by his children. See note 3 for more information regarding The Galvin Family Trust.
JGM Investors, LP is a limited partnership of which The Galvin Family Trust and the Reporting Person's spouse are the general partners. The Galvin Family Trust is the controlling general partner of JGM Investors, LP. The Reporting Person's children are the trustees of The Galvin Family Trust and the Reporting Person's spouse and children are the beneficiaries. The Galvin Family Trust has a 99.9% limited partnership interest in JGM Investors, LP. The Reporting Person disclaims beneficial ownership in the shares held by JGM Investors, LP that are beneficially owned by his children.
The Reporting Person disclaims beneficial ownership.
The exercised options vested as follows: 18,886 on 10/16/2002 and 16,114 on 10/16/2003. When taken together with the unexercised options reported in this Form 4 owned by the Galvin Family Trust and previously exercised options owned directly by the Reporting Person having the same grant date, exercise price and expiration date as the exercised options, all such options together vested in three equal annual installments beginning on 10/16/2002.
Price is not applicable to stock options received as incentive compensation.
/s/ Timothy G. Westman, Attorney-in-Fact for Walter J. Galvin
2011-08-05