-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G4J8c2/V/36rh0Ckagg2mM3xY6qGTfNfUBpzZ8jxcOQuvA4U1/JLjeTNv2yxTOCQ Pvv67kDX9gU+r3+ere6cwA== 0000950138-10-000226.txt : 20100326 0000950138-10-000226.hdr.sgml : 20100326 20100326180745 ACCESSION NUMBER: 0000950138-10-000226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100325 FILED AS OF DATE: 20100326 DATE AS OF CHANGE: 20100326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALVIN WALTER J CENTRAL INDEX KEY: 0001183476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 10708861 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-03-25 0000032604 EMERSON ELECTRIC CO EMR 0001183476 GALVIN WALTER J C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVE. ST. LOUIS MO 63136 1 1 0 0 Vice Chairman Common Stock 2010-03-24 5 G 0 27848 D 19204 I Spouse Common Stock 2010-03-24 5 G 0 27848 A 312295 D Common Stock 2010-03-25 4 M 0 56660 26.415 A 368955 D Common Stock 2010-03-25 4 F 0 30153 49.635 D 338802 D Common Stock 2010-03-25 4 F 0 11251 49.635 D 327551 D Common Stock 214000 I JGM Investors, LP Common Stock 3226 I Trust - Daughter Megan Common Stock 3226 I Trust - Son Jeff Common Stock 16365.164 I 401(k) plan Common Stock 10403.05 I 401(k) excess plan Employee Stock Option (right to buy) 26.415 2010-03-25 4 M 0 56660 D 2012-01-16 Common Stock 56660 56680 D Employee Stock Option (right to buy) 26.415 2002-10-16 2012-01-16 Common Stock 56660 56660 I The Galvin Family Trust Bona fide gift of 27,848 shares from the Reporting Person's spouse to the Reporting Person. Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. Exercise of 56,660 non-qualified stock options exempt under Rule 16b-3. Payment of option exercise price by delivering securities. Shares withheld for taxes exempt under Rule 16b-3 resulting from non-qualified stock option exercise. JGM Investors, LP is a limited partnership of which The Galvin Family Trust and the Reporting Person's spouse are the general partners. The Galvin Family Trust is the controlling general partner of JGM Investors, LP. The Reporting Person's children are the trustees of The Galvin Family Trust and the Reporting Person's spouse and children are the beneficiaries. The Galvin Family Trust has a 99.9% limited partnership interest in JGM Investors, LP. The Reporting Person disclaims beneficial ownership in the shares held by JGM Investors, LP that are beneficially owned by his children. The Reporting Person disclaims beneficial ownership. The exercised options vested as follows: 36,518 shares on 10/16/2002 and 20,142 shares on 10/16/2003. When taken together with the unexercised options reported in this Form 4 having the same grant date, exercise price and expiration date as the exercised options, that are either owned directly by the Reporting Person or indirectly by The Galvin Family Trust, all such options together vested in three equal annual installments beginning on 10/16/2002. Price is not applicable to stock options received as incentive compensation. When taken together with the other options reported in this Form 4 owned directly by the Reporting Person having the same grant date, exercise price and expiration date, all such options together vested in three equal annual installments beginning on 10/16/2002. The Reporting Person disclaims beneficial ownership in the shares held by The Galvin Family Trust that are beneficially owned by his children. See note 6 for more information regarding The Galvin Family Trust. /s/ Timothy G. Westman, Attorney-in-Fact for Walter J. Galvin 2010-03-26 -----END PRIVACY-ENHANCED MESSAGE-----