-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IKGDqy6lVv/VA1esbd4xuWnLDqd5/FEBWElIv6rwaGhTU+epPfECjnmAmYDQG+tr s//LlZskLp+Rk9qdKUom/w== 0000950138-08-000970.txt : 20081222 0000950138-08-000970.hdr.sgml : 20081222 20081222154218 ACCESSION NUMBER: 0000950138-08-000970 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081219 FILED AS OF DATE: 20081222 DATE AS OF CHANGE: 20081222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALVIN WALTER J CENTRAL INDEX KEY: 0001183476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 081263870 BUSINESS ADDRESS: STREET 1: EMERSON ELECTRIC CO. STREET 2: 8000 W. FLORISSANT CITY: ST. LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532431 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 form4_121908ex.xml X0303 4 2008-12-19 0 0000032604 EMERSON ELECTRIC CO EMR 0001183476 GALVIN WALTER J C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVE. ST. LOUIS MO 63136 1 1 0 0 Sr. Exec. VP & CFO Common Stock 2008-12-19 5 J 0 84000 D 134447 D Common Stock 2008-12-19 5 J 0 84000 A 274000 I JGM Investors, LP Common Stock 47052 I Spouse Common Stock 3226 I Trust-Daughter Megan Common Stock 3226 I Trust-Son Greg Common Stock 3226 I Trust-Son Jeff Common Stock 15287.380 I 401(k) plan Common Stock 8283.612 I 401(k) excess plan Employee Stock Option (right to buy) 26.415 2008-12-19 5 G 0 1 D 2002-10-16 2012-01-16 Common Stock 1 169999 D Employee Stock Option (right to buy) 26.415 2008-12-19 5 G 0 1 A 2002-10-16 2012-01-16 Common Stock 1 1 I The Galvin Family Trust Employee Stock Option (right to buy) 26.415 2008-12-19 5 J 0 56659 D 2002-10-16 2012-01-16 Common Stock 56659 113340 D Employee Stock Option (right to buy) 26.415 2008-12-19 5 J 0 56659 A 2002-10-16 2012-01-16 Common Stock 56659 56660 I The Galvin Family Trust Employee Stock Option (right to buy) 31.6275 2008-12-19 5 G 0 1 D 2005-10-05 2014-10-05 Common Stock 1 169999 D Employee Stock Option (right to buy) 31.6275 2008-12-19 5 G 0 1 A 2005-10-05 2014-10-05 Common Stock 1 1 I The Galvin Family Trust Employee Stock Option (right to buy) 31.6275 2008-12-19 5 J 0 160519 D 2005-10-05 2014-10-05 Common Stock 160519 9480 D Employee Stock Option (right to buy) 31.6275 2008-12-19 5 J 0 160519 A 2005-10-05 2014-10-05 Common Stock 160519 160520 I The Galvin Family Trust Contribution for estate planning purposes pursuant to Rule 16a-13 and Rule 16b-5 in exchange for a limited partnership interest in JGM Investors, LP. Price is not applicable to this transaction. JGM Investors, LP is a limited partnership of which The Galvin Family Trust and The Reporting Person's spouse are the general partners. The Galvin Family Trust is the controlling general partner of JGM Investors, LP. The Reporting Person's children are the trustees of The Galvin Family Trust and The Reporting Person's spouse and children are the beneficiaries. The Reporting Person and The Galvin Family Trust together have a 99.9% limited partnership interest in JGM Investors, LP. The Reporting Person disclaims beneficial ownership in the shares held by JGM Investors, LP that are beneficially owned by his children. The Reporting Person disclaims beneficial ownership. Bona fide gift of a nonqualified stock option for estate planning purposes by the Reporting Person to The Galvin Family Trust. When taken together with other options that were issued to the Reporting Person having the same grant date, exercise price and expiration date, all such options together vested in three annual installments beginning on the date indicated. The Reporting Person disclaims beneficial ownership in the shares held by The Galvin Family Trust that are beneficially owned by his children. See note 3 for more information regarding The Galvin Family Trust. Transfer of a fractional interest in nonqualified stock options for estate planning purposes from the Reporting Person to The Galvin Family Trust pursuant to Rule 16a-13 and Rule 16b-5. The Reporting Person is also receiving a promissory note in favor of the Reporting Person in an amount equal to the appraised value of the transferred stock options as owned by The Galvin Family Trust. /s/ Timothy G. Westman, Attorney-in-fact for Walter J. Galvin 2008-12-22 -----END PRIVACY-ENHANCED MESSAGE-----