-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GNgrUXZFu7QKuJLCmheXQy91mZogU6ueKkw7nAyeDcJe47v+/SLETiPN12qpNsg2 yRs/xy473ljMY5VChjWFgQ== 0000950138-07-000890.txt : 20071107 0000950138-07-000890.hdr.sgml : 20071107 20071107173634 ACCESSION NUMBER: 0000950138-07-000890 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071105 FILED AS OF DATE: 20071107 DATE AS OF CHANGE: 20071107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALVIN WALTER J CENTRAL INDEX KEY: 0001183476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00278 FILM NUMBER: 071222668 BUSINESS ADDRESS: STREET 1: EMERSON ELECTRIC CO. STREET 2: 8000 W. FLORISSANT CITY: ST. LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532431 4 1 form4_110507ex.xml X0202 4 2007-11-05 0 0000032604 EMERSON ELECTRIC CO EMR 0001183476 GALVIN WALTER J C/O EMERSON ELECTRIC CO. 8000 W. FLORISSANT AVE. ST. LOUIS MO 63136 1 1 0 0 Sr. Exec. VP & CFO Common Stock 2007-11-05 4 A 0 49500 A 220302 D Common Stock 2007-11-05 4 A 0 30000 A 250302 D Common Stock 77052 I Spouse Common Stock 59988 I W.J. Galvin Family Partnership Common Stock 3226 I Trust-Daughter Megan Common Stock 3226 I Trust-Son Greg Common Stock 3226 I Trust-Son Jeff Common Stock 14831.277 I 401(k) plan Common Stock 7369.32 I 401(k) excess plan Restricted Stock Units 2007-11-05 4 A 0 60000 A Common Stock 60000 60000 D Acquisition of 49,500 shares pursuant to Rule 16b-3 upon payout of 60% (90,000 units) of earned performance share award under shareholder-approved benefit plan. The payout was based on the achievement of financial targets for the performance period ended September 30, 2007. Of these 90,000 units, 49,500 units were paid in shares of Issuer stock, with the remaining 40,500 units paid in cash to cover the reporting person's tax obligations. Price is not applicable to acquisitions described in Note 1, Note 3 and Note 6. Grant of restricted stock under shareholder approved benefit plan exempt pursuant to Rule 16b-3(d). The Reporting Person's spouse is the controlling partner of the W. J. Galvin Family Partnership. The Reporting Person disclaims beneficial ownership. Acquisition of 60,000 restricted stock units pursuant to Rule 16b-3 upon payout of 40% (60,000 units) of earned performance share award under shareholder-approved benefit plan described in Note 1. The restricted stock units are subject to a one-year vesting period. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. /s/ Timothy G. Westman, Attorney-in-fact for Walter J. Galvin 2007-11-07 -----END PRIVACY-ENHANCED MESSAGE-----