-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FdScKo0KLguaQHYnMaWqqwWex3QGT61Nfl8HdFhM83wWWnxYutWG815cvC7JFQ7r fa17nk1JBCHzkw2avkdV+w== 0000950138-06-000652.txt : 20060828 0000950138-06-000652.hdr.sgml : 20060828 20060828142022 ACCESSION NUMBER: 0000950138-06-000652 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060824 FILED AS OF DATE: 20060828 DATE AS OF CHANGE: 20060828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MKS INSTRUMENTS INC CENTRAL INDEX KEY: 0001049502 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 042277512 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 INDUSTRIAL WAY CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 978-284-4000 MAIL ADDRESS: STREET 1: 90 INDUSTRIAL WAY CITY: WILMINGTON STATE: MA ZIP: 01887 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23621 FILM NUMBER: 061058186 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER NAME: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 form4_082506ex.xml X0202 4 2006-08-24 0 0001049502 MKS INSTRUMENTS INC MKSI 0000032604 EMERSON ELECTRIC CO 8000 W. FLORISSANT AVE. ST LOUIS MO 63136 0 0 1 0 Common Stock 2006-08-24 4 S 0 24454 20.3043 D 4346999 I Through a subsidiary Common Stock 2006-08-25 4 S 0 29600 20.1632 D 4317399 I Through a subsidiary Common Stock 2006-08-25 5 G 0 200000 D 4117399 I Through a subsidiary Common Stock 1065182 D The sales were effected in multiple transactions, at varying prices, on August 24, 2006, as follows: 500 shares at $20.23; 3,583 at $20.24; 3,400 at $20.25; 1,000 at $20.26; 771 at $20.27; 1,100 at $20.28; 1,000 at $20.29; 3,501 at $20.30; 800 at $20.31; 1,299 at $20.32; 1,000 at $20.33; 200 at $20.34; 800 at $20.35; 200 at $20.36; 600 at $20.37; 874 at $20.38; 1,526 at $20.39; 1,200 at $20.40; 600 at $20.41; 400 at $20.42; and 100 at $20.44. The weighted average sales price for these transactions was $20.3043 per share. The sales were effected in multiple transactions, at varying prices, on August 25, 2006, as follows and as described in Footnote 3 below: 100 shares at $19.87; 100 at $19.89; 72 at $19.91; 200 at $19.92; 100 at $19.93; 700 at $19.94; 700 at $19.95; 703 at $19.96; 195 at $19.97; 1,023 at $19.98; 300 at $19.99; 775 at $20.00; 132 at $20.01; 600 at $20.02; 400 at $20.03; 400 at $20.04; 300 at $20.06; 200 at $20.07; 100 at $20.08; 866 at $20.09; 1,034 at $20.10; 500 at $20.11; 200 at $20.12; 600 at $20.13; 500 at $20.14; and 800 at $20.15. This footnote sets forth additional detail with respect to the transactions described in Footnote 2, as follows: 1,900 shares at $20.16; 983 at $20.17; 2,117 at $20.18; 2,100 at $20.19; 1,600 at $20.20; 900 at $20.21; 491 at $20.22; 209 at $20.23; 200 at $20.24; 100 at $20.25; 1,600 at $20.26; 1,100 at $20.27; 400 at $20.28; 300 at $20.29; 700 at $20.30; 500 at $20.31; 400 at $20.33; 300 at $20.34; 300 at $20.37; 300 at $20.39; 300 at $20.41; 100 at $20.43; 300 at $20.44; 200 at $20.45; 300 at $20.47; 100 at $20.48; and 200 at $20.52. The weighted average sales price for these transactions was $20.1632 per share. Bona fide gift to the Emerson Charitable Trust. Price is not applicable to acquisitions or dispositions resulting from bona fide gifts. /s/ Timothy G. Westman, Assistant Secretary 2006-08-28 -----END PRIVACY-ENHANCED MESSAGE-----