-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CTWd0fo42ehUvvzbsobK5kRvo0phLHqIO4RwlvI+1gEgO4enkc9gZuOM4OGvP+R9 azljQQsCIZc+sNQabWZ8TQ== 0000950138-06-000607.txt : 20060808 0000950138-06-000607.hdr.sgml : 20060808 20060808160756 ACCESSION NUMBER: 0000950138-06-000607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060804 FILED AS OF DATE: 20060808 DATE AS OF CHANGE: 20060808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MKS INSTRUMENTS INC CENTRAL INDEX KEY: 0001049502 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 042277512 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 INDUSTRIAL WAY CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 978-284-4000 MAIL ADDRESS: STREET 1: 90 INDUSTRIAL WAY CITY: WILMINGTON STATE: MA ZIP: 01887 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23621 FILM NUMBER: 061013125 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER NAME: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 form4_080706ex.xml X0202 4 2006-08-04 0 0001049502 MKS INSTRUMENTS INC MKSI 0000032604 EMERSON ELECTRIC CO 8000 W. FLORISSANT AVE. ST LOUIS MO 63136 0 0 1 0 Common Stock 2006-08-04 4 S 0 46008 20.1398 D 4873543 I Through a subsidiary Common Stock 2006-08-07 4 S 0 28600 19.7952 D 4844943 I Through a subsidiary Common Stock 1065182 D The sales were effected in multiple transactions, at varying prices, on August 4, 2006, as follows and as described in Footnote 2 below: 200 shares at $19.78; 800 at $19.79; 1,300 at $19.80; 1,300 at $19.81; 300 at $19.82; 900 at $19.83; 1,100 at $19.84; 300 at $19.85; 500 at $19.86; 400 at $19.87; 300 at $19.88; 600 at $19.89; 524 at $19.90; 1,676 at $19.91; 2,200 at $19.92; 1,400 at $19.93; 1,608 at $19.94; 1,400 at $19.95; 1,500 at $19.96; 300 at $19.97; 500 at $19.98; 1,200 at $19.99; 1,700 at $20.00; 700 at $20.01; 200 at $20.02; 700 at $20.03; 400 at $20.04; 900 at $20.05; 1,800 at $20.06; 100 at $20.08; 300 at $20.09; 200 at $20.10; 200 at $20.11; 200 at $20.12; 100 at $20.13; 100 at $20.15; 200 at $20.16; and 400 at $20.17. This footnote sets forth additional detail with respect to the transactions described in Footnote 1, as follows: 200 shares at $20.18; 200 at $20.19; 200 at $20.22; 200 at $20.23; 500 at $20.24; 100 at $20.25; 543 at $20.26; 257 at $20.27; 300 at $20.28; 200 at $20.29; 300 at $20.30; 100 at $20.33; 200 at $20.34; 700 at $20.35; 400 at $20.36; 200 at $20.39; 300 at $20.40; 100 at $20.41; 400 at $20.42; 500 at $20.43; 400 at $20.44; 300 at $20.45; 400 at $20.46; 500 at $20.47; 2,000 at $20.48; 500 at $20.49; 1,300 at $20.50; 400 at $20.51; 300 at $20.52; 100 at $20.53; 600 at $20.54; 100 at $20.56; 300 at $20.57; 956 at $20.58; 344 at $20.59; 1,100 at $20.60; 500 at $20.61; 200 at $20.62; 800 at $20.63; 100 at $20.64; 100 at $20.65; 100 at $20.69; and 200 at $20.74. The weighted average sales price for these transactions was $20.1398 per share. The sales were effected in multiple transactions, at varying prices, on August 7, 2006, as follows and as described in Footnote 4 below: 200 shares at $19.64; 300 at $19.65; 200 at $19.66; 600 at $19.67; 600 at $19.68; 1,200 at $19.69; 1,200 at $19.70; 870 at $19.71; 700 at $19.72; 1,330 at $19.73; 2,700 at $19.74; 1,000 at $19.75; 900 at $19.76; 1,000 at $19.77; 2,900 at $19.78; 1,700 at $19.79; 1,000 at $19.80; 1,600 at $19.81; 1,000 at $19.82; 600 at $19.83; 1,000 at $19.84; and 500 at $19.85. This footnote sets forth additional detail with respect to the transactions described in Footnote 3, as follows: 700 shares at $19.86; 1,100 at $19.87; 100 at $19.88; 500 at $19.89; 100 at $19.90; 200 at $19.91; 200 at $19.94; 100 at $19.96; 200 at $19.98; 400 at $19.99; 200 at $20.01; 303 at $20.02; 500 at $20.03; 297 at $20.06; 500 at $20.08; and 100 at $20.09. The weighted average sales price for these transactions was $19.7952 per share. /s/ Timothy G. Westman, Assistant Secretary 2006-08-08 -----END PRIVACY-ENHANCED MESSAGE-----