-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FdjozBxkLqiMdgSq6tj/QnUiUESsslJkLWpWMfNgkda4hCJ0SD22SgsqCPwd2xo2 UJIc7EnNScQGUYBvqGX6mA== 0000950138-06-000592.txt : 20060731 0000950138-06-000592.hdr.sgml : 20060731 20060731161246 ACCESSION NUMBER: 0000950138-06-000592 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060727 FILED AS OF DATE: 20060731 DATE AS OF CHANGE: 20060731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MKS INSTRUMENTS INC CENTRAL INDEX KEY: 0001049502 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 042277512 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 INDUSTRIAL WAY CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 978-284-4000 MAIL ADDRESS: STREET 1: 90 INDUSTRIAL WAY CITY: WILMINGTON STATE: MA ZIP: 01887 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23621 FILM NUMBER: 06991266 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER NAME: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 form4_072806ex.xml X0202 4 2006-07-27 0 0001049502 MKS INSTRUMENTS INC MKSI 0000032604 EMERSON ELECTRIC CO 8000 W. FLORISSANT AVE. ST LOUIS MO 63136 0 0 1 0 Common Stock 2006-07-27 4 S 0 25000 21.8127 D 5178474 I Through a subsidiary Common Stock 2006-07-28 4 S 0 25000 21.2385 D 5153474 I Through a subsidiary Common Stock 1065182 D The sales were effected in multiple transactions, at varying prices, on July 27, 2006, as follows and as described in Footnotes 2 and 3 below: 100 shares at $19.68; 200 at $19.79; 100 at $19.95; 200 at $20.22; 100 at $20.23; 100 at $20.24; 168 at $20.26; 200 at $20.36; 200 at $20.47; 100 at $20.49; 200 at $20.58; 200 at $20.60; 100 at $20.64; 200 at $20.69; 300 at $20.7; 200 at $20.74; 400 at $20.79; 100 at $20.80; 200 at $20.83; 200 at $20.84; 200 at $20.91; 300 at $20.92; 600 at $20.93; 700 at $20.94; 200 at $20.95; 200 at $20.96; 191 at $20.97; 300 at $20.98; 200 at $20.99; 200 at $21.00; 501 at $21.01; 100 at $21.02; 200 at $21.05; 100 at $21.06; 100 at $21.07; 500 at $21.08; 200 at $21.09; and 200 at $21.10 This footnote sets forth additional detail with respect to the transactions described in Footnote 1, as follows: 200 shares at $21.15; 100 at $21.18; 100 at $21.20; 100 at $21.21; 100 at $21.23; 100 at $21.27; 100 at $21.28; 300 at $21.34; 100 at $21.35; 200 at $21.36; 100 at $21.48; 100 at $21.52; 200 at $21.67; 100 at $21.69; 200 at $21.70; 100 at $21.71; 100 at $21.73; 100 at $21.74; 100 at $21.77; 400 at $21.78; 200 at $21.79; 300 at $21.80; 40 at $21.81; 100 at $21.85; 100 at $21.87; 100 at $21.92; 200 at $21.93; 100 at $21.94; 200 at $21.96; 200 at $21.99; 200 at $22.00; 100 at $22.02; 500 at $22.03; 100 at $22.05; 100 at $22.08; 200 at $22.15; 200 at $22.18; 100 at $22.19; 200 at $22.22; 100 at $22.25; 100 at $22.26; 400 at $22.30; 100 at $22.32; 100 at $22.36; 100 at $22.40; 200 at $22.41; 100 at $22.42; 100 at $22.43; 300 at $22.44; 100 at $22.45; 200 at $22.48; 200 at $22.49; and 200 at $22.51. This footnote sets forth additional detail with respect to the transactions described in Footnote 1, as follows: 200 shares at $22.52; 400 at $22.53; 200 at $22.54; 200 at $22.56; 200 at $22.57; 800 at $22.58; 500 at $22.59; 400 at $22.60; 100 at $22.61; 100 at $22.62; 300 at $22.65; 100 at $22.66; 100 at $22.67; 300 at $22.69; 300 at $22.70; 200 at $22.71; 200 at $22.72; 400 at $22.73; 300 at $22.75; 100 at $22.78; 200 at $22.79; 100 at $22.84; 300 at $22.85; 200 at $22.86; 200 at $22.90; 100 at $22.92; 200 at $23.00; 200 at $23.03; 100 at $23.14; 200 at $23.26; 100 at $23.29; 200 at $23.38; 100 at $23.43; 200 at $23.48; and 200 at $23.57. The weighted average sales price for these transactions was $21.8127 per share. The sales were effected in multiple transactions, at varying prices, on July 28, 2006, as follows and as described in Footnote 5 below: 143 shares at $20.84; 29 at $20.85; 28 at $20.86; 100 at $20.96; 96 at $20.97; 100 at $20.98; 200 at $20.99; 609 at $21.00; 200 at $21.01; 300 at $21.02; 500 at $21.05; 900 at $21.06; 400 at $21.07; 300 at $21.08; 1,400 at $21.09; 1,800 at $21.10; 1,800 at $21.11; 1,700 at $21.12; 2,000 at $21.13; 800 at $21.14; 300 at $21.15; 300 at $21.16; 700 at $21.17; 1,100 at $21.18; 500 at $21.19; 1,900 at $21.20; 300 at $21.21; 200 at $21.22; 400 at $21.23; 600 at $21.24; 100 at $21.25; 100 at $21.28; 200 at $21.29; and 600 at $21.30. This footnote sets forth additional detail with respect to the transactions described in Footnote 4, as follows: 100 shares at $21.31; 95 at $21.32; 100 at $21.33; 300 at $21.34; 200 at $21.37; 200 at $21.38; 100 at $21.40; 100 at $21.42; 200 at $21.45; 100 at $21.52; 100 at $21.90; 600 at $21.91; 300 at $21.92; 200 at $21.93; 200 at $21.94; 200 at $21.95; 400 at $21.99; 300 at $22.00; 200 at $22.02; 200 at $22.06; and 100 at $22.07. The weighted average sales price for these transactions was $21.2385 per share. /s/ Timothy G. Westman, Assistant Secretary 2006-07-31 -----END PRIVACY-ENHANCED MESSAGE-----