0000950138-95-000205.txt : 19950915 0000950138-95-000205.hdr.sgml : 19950915 ACCESSION NUMBER: 0000950138-95-000205 CONFORMED SUBMISSION TYPE: S-3/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19950913 SROS: CSX SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 430259330 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: S-3/A SEC ACT: 1933 Act SEC FILE NUMBER: 033-62545 FILM NUMBER: 95573523 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 S-3/A 1 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 13, 1995 Registration No. 33-62545 =============================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------ AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 ------------------------------ EMERSON ELECTRIC CO. (Exact name of registrant as specified in its charter) MISSOURI 43-0259330 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification Number) 8000 West Florissant Avenue P.O. Box 4100 St. Louis, Missouri 63136 314-553-2000 (Address, including zip code, and telephone number, including area code, of registrant's principal offices) ------------------------------ H. M. SMITH, ESQ. Assistant Secretary and Assistant General Counsel Emerson Electric Co. Station 2431, 8000 West Florissant Avenue P.O. Box 4100 St. Louis, Missouri 63136 314-553-2431 (Name, address, including zip code, and telephone number, including area code, of agent for service) Copies to: I. JACK LERNER, ESQ. FRANCIS J. MORISON, ESQ. Bryan Cave LLP Davis Polk & Wardwell 211 North Broadway, Suite 3600 450 Lexington Avenue St. Louis, Missouri 63102 New York, New York 10017 314-259-2000 212-450-4000 ------------------------------ Approximate date of commencement of proposed sale to the public: From time to time after the effective date of this Registration Statement. ------------------------------ The registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine. =============================================================================== 2 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized in the County of St. Louis, State of Missouri, on September 13, 1995. EMERSON ELECTRIC CO. By: * W. J. Galvin ----------------------------------------- W. J. Galvin Senior Vice President-Finance, Chief Financial Officer and Chief Accounting Officer Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by or on behalf of the following persons in the capacities indicated on September 13, 1995. Signature Title -------------------------------- --------------------------------------------- * C. F. Knight Chairman of the Board and Chief Executive -------------------------------- Officer, President and Director C. F. Knight * W. J. Galvin Senior Vice President-Finance, Chief -------------------------------- Financial Officer and Chief Accounting W. J. Galvin Officer * L. L. Browning, Jr. Director -------------------------------- L. L. Browning, Jr. * A. A. Busch, III Director -------------------------------- A. A. Busch, III * D. C. Farrell Director -------------------------------- D. C. Farrell * J. A. Frates Director -------------------------------- J. A. Frates *R. B. Horton Director -------------------------------- R. B. Horton * V. R. Loucks, Jr. Director -------------------------------- V. R. Loucks, Jr. 3 Signature Title -------------------------------- --------------------------------------------- * R. B. Loynd Director -------------------------------- R. B. Loynd * R. W. Staley Vice Chairman and Director -------------------------------- R. W. Staley * A. E. Suter Senior Vice Chairman and Chief Operating -------------------------------- Officer and Director A. E. Suter * W. M. Van Cleve Director -------------------------------- W. M. Van Cleve * E. E. Whitacre, Jr. Director -------------------------------- E. E. Whitacre, Jr. * E. F. Williams, Jr. Director -------------------------------- E. F. Williams, Jr. * By /S/ H. M. SMITH ----------------------- H. M. Smith Attorney-in-Fact 4 EXHIBIT INDEX Exhibit Number Description ------- ------------------------------------------------------------------ 25 Statement of Eligibility and Qualification of Trustee on Form T-1 (completed) EX-25 2 1 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM T-1 FOR STATEMENTS OF ELIGIBILITY AND QUALIFICATION UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE THE BOATMEN'S NATIONAL BANK OF ST. LOUIS (National Association) ------------------------------------------------------------------------------- (Exact name of Trustee as specified in its charter) 43-0494906 --------------------------------------- ------------------------------------- State of incorporation if not (I.R.S. Employer Identification No.) a national bank) Corporate Trust Department 510 Locust Street St. Louis, Missouri 63101 --------------------------------------- ------------------------------------- (Address of Trustee's principal (Zip Code) executive offices) EMERSON ELECTRIC CO. ------------------------------------------------------------------------------- (Exact name of Obligor as specified in its charter) Missouri 43-0259330 --------------------------------------- ------------------------------------- (State or other jurisdiction of (I.R.S. Employer Identification No.) incorporation or organization) 8000 West Florissant Avenue P. O. Box 4100 St. Louis, Missouri 63136 --------------------------------------- ------------------------------------- (Address of principal executive (Zip Code) officers) Debt Securities ------------------------------------------------------------------------------- (Title of the Indenture securities) 2 GENERAL Item 1. General information. Furnish the following information as to the trustee: (a) Name and address of each examining or supervising authority to which it is subject. Office of the Comptroller of the Currency Washington, D. C. 20521 Federal Deposit Insurance Corporation Washington, D. C. 20429 To determine compliance with the Bank Holding Company Act of 1956, as amended, and regulations thereunder. Board of Governors Federal Reserve System Washington, D. C. 20626 (b) Whether it is authorized to exercise corporate trust powers. Yes Item 2. Affiliations with Obligor. If the obligor is an affiliate of the trustee, describe each such affiliation. None Item 6. List of Exhibits. List below all exhibits filed as a part of this statement of eligibility and qualification. Exhibit 1. Articles of Association of The Boatmen's National Bank of St. Louis, as amended to date; incorporated herein by reference to Exhibit 1 of Form T-1; Registration No. 33-6800. Exhibit 2. Certificate of Authority of The Boatmen's National Bank of St. Louis to commence business; incorporated herein by reference to Exhibit 2 of Form T-1; Registration No. 22-11311. Exhibit 3. Authorization of The Boatmen's National Bank of St. Louis to execute Corporate Trust Powers, authorization of the Federal Reserve Board dated April 23, 1926; incorporated herein by reference to Exhibit 3 of Form T-1; Registration No. 22-11311. 3 Exhibit 4. By-Laws of The Boatmen's National Bank of St. Louis; incorporated herein by reference to Exhibit 4 of Form T-1,; Registration No. 33-6800. Exhibit 5. Consent to The Boatmen's National Bank of St. Louis required by Section 321(b) of the Act; incorporated herein by reference to Exhibit 5 of Form T-1; Registration No. 22-11311. Exhibit 6. Report of Condition of The Boatmen's National Bank of St. Louis as of the close of business March 31, 1995, published pursuant to law or the requirements of its supervising or examining authority. 4 SIGNATURE Pursuant to the requirements of the Trust Indenture Act of 1939, the Trustee, THE BOATMEN'S NATIONAL BANK OF ST. LOUIS, a national banking association organized and existing under the laws of the United States of America, has duly caused this statement of eligibility to be signed on its behalf by the undersigned, thereunto duly authorized, all in the City of St. Louis, and State of Missouri, on the 12th day of September, 1995. THE BOATMEN'S NATIONAL BANK OF ST. LOUIS By: /S/ JERRY L. RECTOR -------------------------------- Jerry L. Rector Trust Officer 5 EXHIBIT 6 REPORT OF CONDITION Consolidating domestic and foreign subsidiaries of The Boatmen's National Bank of St. Louis in the State of Missouri, at the close of business on March 31, 1995, published in response to call made by Comptroller of the Currency, under Title 12, United States Code, Section 161, Charter Number 17304 Comptroller of the Currency Midwestern District. State of Resources and Liabilities
ASSETS (000's) Cash and balances due from depository institutions Noninterest-bearing balances and currency and coin. . . . . . 699,818 Interest-bearing balances . . . . . . . . . . . . . . . . . . 57 Hold to maturity securities. . . . . . . . . . . . . . . . . . . . 1,519,547 Available-for-sale securities. . . . . . . . . . . . . . . . . . . 1,900,701 Federal funds sold and securities purchased under agreements to resell in domestic offices of the bank and of its Edge and Agreement subsidiaries, and in IBFs: Federal funds sold. . . . . . . . . . . . . . . . . . . . . . 738,079 Securities purchased under agreements to resell . . . . . . . 165,000 Loans and Lease financial receivables: Loans and leases, net of unearned income. . . . 5,310,847 LESS: Allowance for Loan and lease losses . . . 107,568 LESS: Allocated transfer risk reserve . . . . . 0 Loans and leases, net of unearned income, allowance & reserve . . . . . . . . . . . . . . . . . . . . . . . . . . 5,203,279 Trading assets . . . . . . . . . . . . . . . . . . . . . . . . . . 57,595 Premises and fixed assets (including capitalized leases) . . . . . 151,850 Other real estate owned. . . . . . . . . . . . . . . . . . . . . . 42,813 Investments in unconsolidated subsidiaries and associated companies. . . . . . . . . . . . . . . . . . . . . . . . . . . . 11,007 Customers' liability to this bank on acceptances outstanding . . . 5,458 Intangible assets. . . . . . . . . . . . . . . . . . . . . . . . . 33,103 Other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . 220,092 Total assets . . . . . . . . . . . . . . . . . . . . . . . . . . . 10,748,399 LIABILITIES Deposits: In domestic offices . . . . . . . . . . . . . . . . . . . . . 6,523,106 Noninterest-bearing . . . . . . . . . . . . . . 1,440,307 Interest-bearing. . . . . . . . . . . . . . . . 5,082,799 In foreign offices, Edge and Agreement subsidiaries, and IBFs. . . . . . . . . . . . . . . . . . . . . . . . . . . . 24,567 Noninterest bearing . . . . . . . . . . . . . . 0 Interest-bearing. . . . . . . . . . . . . . . . 24,567 Federal funds purchased and securities sold under agreements to to repurchase in domestic offices of the bank and of its Edge and Agreement subsidiaries, and in IBFs Federal funds purchased . . . . . . . . . . . . . . . . . . . 1,927,672 Securities sold under agreements to purchase. . . . . . . . . 275 Demand notes issued to the U.S. Treasury . . . . . . . . . . . . . 81,267 6 Trading liabilities. . . . . . . . . . . . . . . . . . . . . . . . 43,011 Other borrowed money: With original maturity of one year or less. . . . . . . . . . 1,303,256 With original maturity of more than one year. . . . . . . . . 19,107 Mortgage indebtedness and obligations under capitalized leases . . 38,121 Bank's liability on acceptances executed and outstanding . . . . . 5,458 Subordinated notes and debentures. . . . . . . . . . . . . . . . . 0 Other liabilities. . . . . . . . . . . . . . . . . . . . . . . . . 54,840 Total liabilities. . . . . . . . . . . . . . . . . . . . . . . . . 10,020,680 Limited-life preferred stock and related surplus . . . . . . . . . 0 Perpetual preferred stock and related surplus. . . . . . . . . . . 0 Common stock . . . . . . . . . . . . . . . . . . . . . . . . . . . 46,381 Surplus. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 189,547 Undivided profits and capital reserves . . . . . . . . . . . . . . 517,962 Net unrealized holding gains (losses on available-for-sale securities . . . . . . . . . . . . . . . . . . . . . . . . . . . (26,171) Cumulative foreign currency translation adjustments. . . . . . . . 0 Total equity capital . . . . . . . . . . . . . . . . . . . . . . . 727,719 Total Liabilities, Limited-Life preferred stock, and equity capital. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10,748,399
We, the undersigned directors, attest to the correctness of this statement of resources and liabilities. We declare that it has been examined by us, and to the best of our knowledge and belief has been prepared in conformance with the instructions and is true and correct. Samuel B. Hayes III John Morton III Robert C. Jaudes I, Richard E. Grimmer, Senior Vice President and Controller of the above named bank, do hereby declare that this Report of Condition is true and correct to the best of my knowledge and belief. /S/ RICHARD E. GRIMMER ------------------------------------------ Signature June 2, 1995 ------------------------------------------ Date