-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FppayO3dsoDRb8UkEHO4ZRNFU5lQDP4QiZN1MIf3esMu/frVY3w3rcroTnlIsBOc cERbdkXNDufp+o9uNoTULw== 0000032312-01-500088.txt : 20020413 0000032312-01-500088.hdr.sgml : 20020413 ACCESSION NUMBER: 0000032312-01-500088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011218 FILED AS OF DATE: 20011218 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMCEE BROADCAST PRODUCTS INC CENTRAL INDEX KEY: 0000032312 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 131926296 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06299 FILM NUMBER: 1816155 BUSINESS ADDRESS: STREET 1: PO BOX 68 STREET 2: SUSQUEHANNA ST. EXTENSION WEST CITY: WHITE HAVEN STATE: PA ZIP: 18661-0068 BUSINESS PHONE: 570-443-9575 MAIL ADDRESS: STREET 1: PO BOX 68 CITY: WHITE HAVEN STATE: PA ZIP: 18661-0068 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRONICS MISSILES & COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: EMCEE BROADCAST PRODUCTS INC CENTRAL INDEX KEY: 0000032312 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] DIRECTOR IRS NUMBER: 131926296 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PO BOX 68 STREET 2: SUSQUEHANNA ST. EXTENSION WEST CITY: WHITE HAVEN STATE: PA ZIP: 18661-0068 BUSINESS PHONE: 570-443-9575 MAIL ADDRESS: STREET 1: PO BOX 68 CITY: WHITE HAVEN STATE: PA ZIP: 18661-0068 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRONICS MISSILES & COMMUNICATIONS INC DATE OF NAME CHANGE: 19920703 4 1 marx.txt FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0287 Expires: December 31, 2001 Estimated average burden hours per response. . . . 0.5 1. Name and Address of Reporting Person MARX, RANDALL P. 4860 ROBB STREET, #101 WHEAT RIDGE, CO 80033 2. Issuer Name and Ticker or Trading Symbol EMCEE Broadcast Products, Inc. "ECIN" 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 4. Statement for Month/Year December, 2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person ___ Form filed by More than One Reporting Person Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security Common Stock 2. Transaction Date (Month/Day/Year) 12/11/2001 3. Transaction Code J (See below) V 4. Securities Acquired (A) or Disposed of (D) Amount: 18,975 (A) or (D): (A) Price: $0.75 5. Amount of Securities Beneficially Owned at End of Month 24,174 6. Ownership Form: Direct (D) or Indirect (I) D (3,795 shares) I (15,180 shares) 50% ownership of outstanding equity interest in LLC 7. Nature of Indirect Beneficial Ownership Represents shares received as a result of 50% interest in an LLC (RA Holdings LLC), who presently is a stockholder in CopperGlass Optical Solutions, Inc. (see note below) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 4. Transaction Code 5. Number of Derivative Securities Acquired (A) or Disposed of (D) 6. Date Exerciseable and Expiration Date (Month/Day/Year) 7. Title and Amount of Underlying Securities 8. Price of Derivative Security 9. Number of Derivative Securities Beneficially Owned at End of Month 10. Ownership Form of Derivative Securities Beneficially Owned at End of Month 11. Nature of Indirect Beneficial Ownership Explanation of Responses: Pursuant to a Stock Option Agreement dated June 13, 2001, an initial 600,000 shares were issued as restricted stock to CopperGlass Optical Solutions, Inc. Upon registration of these shares (Registration Statement deemed effective by the SEC as of 2:45 pm on September 12, 2001), Distribution was made to each of CopperGlass' shareholders upon appropriate "blue-sky" filings in various states. CopperGlass is in the process of winding up and dissolving: a portion of its assets consists of shares of the Issuer. The number of shares indicated as being acquired by the Reporting Person represents his pro rata portion of the shares of the Issuer, which were distributed to the stockholders of the dissolving corporation (CopperGlass Optical Solutions, Inc.) /s/ Randall P. Marx RANDALL P. MARX Signature of Reporting Person Date December 18, 2001 -----END PRIVACY-ENHANCED MESSAGE-----