8-K 1 smallcap.txt APPROVAL FOR SMALLCAP MARKET UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8 - K CURRENT REPORT Pursuant to Section 13 or 15 (d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 6, 2001 EMCEE Broadcast Products, Inc. (Exact name of registrant as specified in its charter) Delaware 1-6299 13-1926296 (State or other jurisdiction (Commission (I.R.S. Employee of incorporation) File Number) Identification Number) Susquehanna Street Extension West, P.O. Box 68/White Haven, PA 18661-0068 (Address of principal executive offices) Registrant's telephone number, including area code 570-443-9575 NONE (Former name or former address, if changed since last report) Item 1. Changes in Control of Registrant. Not applicable. Item 2. Acquisition or Disposition of Assets. Not applicable. Item 3. Bankruptcy or Receivership. Not applicable. Item 4. Changes in Registrant's Certifying Accountant. Not applicable. Item 5. Other Events. The Nasdaq National Market, Inc. notified the Company that, effective August 6, 2001, the Company's capital stock would be listed on the Nasdaq SmallCap Market. The Company's trading symbol remains "ECIN". Item 6. Resignations of Registrant's Directors. Not applicable. Item 7. Financial Statements and Exhibits. Not applicable. Item 8. Change in Fiscal Year. Not applicable. Item 9. Sales of Equity Securities Pursuant to Regulation S Not applicable. Item 10. Regulation FD Disclosure. Not applicable SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. EMCEE BROADCAST PRODUCTS, INC. (Registrant) Date: August 7, 2001 JAMES L. DeSTEFANO President/CEO