FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03114
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Select Portfolios
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 2/29
DATE OF REPORTING PERIOD: 07/01/2011 - 06/30/2012
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Select Portfolios
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2012 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH
COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED April 1, 2012 AND FILED
HEREWITH.
VOTE SUMMARY REPORT
SELECT AIR TRANSPORTATION PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADVANCED INFLIGHT ALLIANCE AG
MEETING DATE: JUN 15, 2012 |
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TICKER: DVN1
SECURITY ID: D0190K135
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2012 | Management | For | For |
6a | Elect Edward Shapiro to the Supervisory Board | Management | For | For |
6b | Elect Jean-Yves Leblanc to the Supervisory Board | Management | For | For |
7 | Approve Creation of EUR 8.3 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Increase Authorization to Issue Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million; Increase Existing Pool of Capital to Guarantee Conversion Rights to EUR 6.7 Million | Management | For | For |
9 | Amend Corporate Purpose | Management | For | For |
10 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
AIR TRANSPORT SERVICES GROUP, INC.
MEETING DATE: MAY 11, 2012 |
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TICKER: ATSG
SECURITY ID: 00922R105
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph C. Hete | Management | For | For |
1.2 | Elect Director Jeffrey J. Vorholt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALASKA AIR GROUP, INC.
MEETING DATE: MAY 15, 2012 |
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TICKER: ALK
SECURITY ID: 011659109
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William S. Ayer | Management | For | For |
2 | Elect Director Patricia M. Bedient | Management | For | For |
3 | Elect Director Marion C. Blakey | Management | For | For |
4 | Elect Director Phyllis J. Campbell | Management | For | For |
5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
6 | Elect Director R. Marc Langland | Management | For | For |
7 | Elect Director Dennis F. Madsen | Management | For | For |
8 | Elect Director Byron I. Mallott | Management | For | For |
9 | Elect Director J. Kenneth Thompson | Management | For | For |
10 | Elect Director Bradley D. Tilden | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Stock Retention | Shareholder | Against | Against |
ALLEGIANT TRAVEL COMPANY
MEETING DATE: JUN 05, 2012 |
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TICKER: ALGT
SECURITY ID: 01748X102
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Montie R. Brewer | Management | For | For |
1.2 | Elect Director Gary Ellmer | Management | For | For |
1.3 | Elect Director Timothy P. Flynn | Management | For | For |
1.4 | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1.5 | Elect Director Charles W. Pollard | Management | For | For |
1.6 | Elect Director John Redmond | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASL MARINE HOLDINGS LTD.
MEETING DATE: OCT 25, 2011 |
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TICKER: A04
SECURITY ID: Y0393T104
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend of SGD 0.015 Per Share | Management | For | For |
3 | Approve Directors' Fees SGD 176,000 for the Year Ended June 30, 2011 | Management | For | For |
4 | Reelect Ang Ah Nui as Director | Management | For | For |
5 | Reelect Hong Chin Fock as Director | Management | For | For |
6 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
9 | Approve Issuance of Shares and Grant Options Pursuant to the ASL Employee Share Option Scheme | Management | For | For |
10 | Approve Grant of Awards and Issuance of Shares Pursuant to the ASL Marine Performance Shares Scheme | Management | For | For |
BOMBARDIER INC.
MEETING DATE: MAY 10, 2012 |
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TICKER: BBD.B
SECURITY ID: 097751200
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurent Beaudoin | Management | For | For |
1.2 | Elect Director Pierre Beaudoin | Management | For | For |
1.3 | Elect Director Andre Berard | Management | For | For |
1.4 | Elect Director Joanne Bissonnette | Management | For | For |
1.5 | Elect Director J.R. Andre Bombardier | Management | For | For |
1.6 | Elect Director Martha Finn Brooks | Management | For | For |
1.7 | Elect Director L. Denis Desautels | Management | For | For |
1.8 | Elect Director Thierry Desmarest | Management | For | For |
1.9 | Elect Director Jean-Louis Fontaine | Management | For | For |
1.10 | Elect Director Sheila Fraser | Management | For | For |
1.11 | Elect Director Daniel Johnson | Management | For | For |
1.12 | Elect Director Jean C. Monty | Management | For | For |
1.13 | Elect Director Carlos E. Represas | Management | For | For |
1.14 | Elect Director Jean-Pierre Rosso | Management | For | For |
1.15 | Elect Director Heinrich Weiss | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4.1 | SP 1: Performance-Based Equity Awards | Shareholder | Against | Against |
4.2 | SP 2: Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
4.3 | SP 3: Disclose Information on Compensation Consultant | Shareholder | Against | Against |
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 10, 2012 |
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TICKER: CHRW
SECURITY ID: 12541W209
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. MacLennan | Management | For | For |
2 | Elect Director James B. Stake | Management | For | For |
3 | Elect Director John P. Wiehoff | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Ratify Auditors | Management | For | For |
COPA HOLDINGS S.A.
MEETING DATE: MAY 09, 2012 |
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TICKER: CPAN
SECURITY ID: P31076105
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alfredo Arias Loredo and Roberto Artavia as Directors to Represent Class A Common Shareholders | Management | For | Did Not Vote |
2 | Reelect Pedro Heilbron, Ricardo A. Arias, Douglas Leo, Alfredo Arias Loredo and Roberto Artavia as Directors to Represent Class B Common Shareholders | Management | For | Did Not Vote |
DART GROUP PLC
MEETING DATE: SEP 08, 2011 |
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TICKER: DTG
SECURITY ID: G2657C132
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Philip Meeson as Director | Management | For | For |
4 | Re-elect Mark Laurence as Director | Management | For | For |
5 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Market Purchase | Management | For | For |
DELTA AIR LINES, INC.
MEETING DATE: JUN 15, 2012 |
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TICKER: DAL
SECURITY ID: 247361702
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | For |
2 | Elect Director Edward H. Bastian | Management | For | For |
3 | Elect Director Roy J. Bostock | Management | For | For |
4 | Elect Director John S. Brinzo | Management | For | For |
5 | Elect Director Daniel A. Carp | Management | For | For |
6 | Elect Director David G. DeWalt | Management | For | For |
7 | Elect Director Mickey P. Foret | Management | For | For |
8 | Elect Director Shirley C. Franklin | Management | For | For |
9 | Elect Director David R. Goode | Management | For | For |
10 | Elect Director Paula Rosput Reynolds | Management | For | For |
11 | Elect Director Kenneth C. Rogers | Management | For | For |
12 | Elect Director Kenneth B. Woodrow | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
EMBRAER SA
MEETING DATE: JAN 10, 2012 |
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TICKER: ERJ
SECURITY ID: 29082A107
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles and Consolidate Company's Bylaws | Management | For | For |
2 | Amend Stock Option Plan | Management | For | For |
EMBRAER SA
MEETING DATE: MAR 06, 2012 |
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TICKER: ERJ
SECURITY ID: 29082A107
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Arno Hugo Augustin Filho as Director and Cleber Ubiratan de Oliveira as Alternate | Management | For | For |
2 | Elect Board Chairman | Management | For | For |
EMBRAER SA
MEETING DATE: APR 26, 2012 |
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TICKER: ERJ
SECURITY ID: 29082A107
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Committee Members | Management | For | Against |
5 | Approve Remuneration of Fiscal Council Members | Management | For | For |
ESTERLINE TECHNOLOGIES CORPORATION
MEETING DATE: MAR 07, 2012 |
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TICKER: ESL
SECURITY ID: 297425100
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Delores M. Etter | Management | For | For |
2 | Elect Director Mary L. Howell | Management | For | For |
3 | Elect Director Jerry D. Leitman | Management | For | For |
4 | Elect Director Gary E. Pruitt | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
MEETING DATE: MAY 02, 2012 |
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TICKER: EXPD
SECURITY ID: 302130109
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Emmert | Management | For | For |
2 | Elect Director R. Jordan Gates | Management | For | For |
3 | Elect Director Dan P. Kourkoumelis | Management | For | For |
4 | Elect Director Michael J. Malone | Management | For | For |
5 | Elect Director John W. Meisenbach | Management | For | For |
6 | Elect Director Peter J. Rose | Management | For | For |
7 | Elect Director James L. K. Wang | Management | For | For |
8 | Elect Director Robert R. Wright | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Approve Stock Option Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
FEDEX CORPORATION
MEETING DATE: SEP 26, 2011 |
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TICKER: FDX
SECURITY ID: 31428X106
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director John A. Edwardson | Management | For | For |
3 | Elect Director Shirley Ann Jackson | Management | For | For |
4 | Elect Director Steven R. Loranger | Management | For | For |
5 | Elect Director Gary W. Loveman | Management | For | For |
6 | Elect Director R. Brad Martin | Management | For | For |
7 | Elect Director Joshua Cooper Ramo | Management | For | For |
8 | Elect Director Susan C. Schwab | Management | For | For |
9 | Elect Director Frederick W. Smith | Management | For | For |
10 | Elect Director Joshua I. Smith | Management | For | For |
11 | Elect Director David P. Steiner | Management | For | For |
12 | Elect Director Paul S. Walsh | Management | For | For |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
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TICKER:
SECURITY ID: 31635A105
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
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TICKER:
SECURITY ID: 31635A303
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
JETBLUE AIRWAYS CORPORATION
MEETING DATE: MAY 10, 2012 |
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TICKER: JBLU
SECURITY ID: 477143101
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Barger | Management | For | For |
1.2 | Elect Director Jens Bischof | Management | For | For |
1.3 | Elect Director Peter Boneparth | Management | For | For |
1.4 | Elect Director David Checketts | Management | For | For |
1.5 | Elect Director Virginia Gambale | Management | For | For |
1.6 | Elect Director Stephan Gemkow | Management | For | For |
1.7 | Elect Director Ellen Jewett | Management | For | For |
1.8 | Elect Director Stanley McChrystal | Management | For | For |
1.9 | Elect Director Joel Peterson | Management | For | For |
1.10 | Elect Director Ann Rhoades | Management | For | For |
1.11 | Elect Director Frank Sica | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEGGITT PLC
MEETING DATE: APR 26, 2012 |
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TICKER: MGGT
SECURITY ID: G59640105
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir Colin Terry as Director | Management | For | For |
5 | Re-elect Terry Twigger as Director | Management | For | For |
6 | Re-elect Philip Green as Director | Management | For | For |
7 | Re-elect Paul Heiden as Director | Management | For | For |
8 | Re-elect David Robins as Director | Management | For | For |
9 | Re-elect David Williams as Director | Management | For | For |
10 | Re-elect Stephen Young as Director | Management | For | For |
11 | Elect Brenda Reichelderfer as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Approve EU Political Donations and Expenditure | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
PACER INTERNATIONAL, INC.
MEETING DATE: APR 25, 2012 |
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TICKER: PACR
SECURITY ID: 69373H106
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Chantland | Management | For | For |
1.2 | Elect Director Robert J. Grassi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 16, 2011 |
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TICKER: PCP
SECURITY ID: 740189105
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don R. Graber | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
1.3 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ROCKWELL COLLINS, INC.
MEETING DATE: FEB 03, 2012 |
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TICKER: COL
SECURITY ID: 774341101
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A.J. Carbone | Management | For | For |
1.2 | Elect Director C.M. Jones | Management | For | For |
1.3 | Elect Director C.L. Shavers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SKYWEST, INC.
MEETING DATE: MAY 01, 2012 |
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TICKER: SKYW
SECURITY ID: 830879102
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry C. Atkin | Management | For | For |
1.2 | Elect Director J. Ralph Atkin | Management | For | For |
1.3 | Elect Director Margaret S. Billson | Management | For | For |
1.4 | Elect Director Ian M. Cumming | Management | For | For |
1.5 | Elect Director Henry J. Eyring | Management | For | For |
1.6 | Elect Director Robert G. Sarver | Management | For | For |
1.7 | Elect Director Steven F. Udvar-hazy | Management | For | For |
1.8 | Elect Director James L. Welch | Management | For | For |
1.9 | Elect Director W. Steve Albrecht | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 16, 2012 |
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TICKER: LUV
SECURITY ID: 844741108
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Biegler | Management | For | For |
2 | Elect Director J. Veronica Biggins | Management | For | For |
3 | Elect Director Douglas H. Brooks | Management | For | For |
4 | Elect Director William H. Cunningham | Management | For | For |
5 | Elect Director John G. Denison | Management | For | For |
6 | Elect Director Gary C. Kelly | Management | For | For |
7 | Elect Director Nancy B. Loeffler | Management | For | For |
8 | Elect Director John T. Montford | Management | For | For |
9 | Elect Director Thomas M. Nealon | Management | For | For |
10 | Elect Director Daniel D. Villanueva | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Management | For | For |
13 | Ratify Auditors | Management | For | For |
TEGMA GESTAO LOGISTICA S.A
MEETING DATE: AUG 01, 2011 |
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TICKER: TGMA3
SECURITY ID: P90284103
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Independent Firm to Appraise Proposed Acquisition | Management | For | For |
2 | Approve Independent Firm's Appraisal | Management | For | For |
3 | Approve Acquisition of 80 Percent of Shares of Direct Express Logistica Integrada S.A. | Management | For | For |
4 | Approve Agreement to Absorb Achintya Empreendimentos e Participacoes | Management | For | For |
TEGMA GESTAO LOGISTICA S.A
MEETING DATE: DEC 15, 2011 |
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TICKER: TGMA3
SECURITY ID: P90284103
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plan | Management | For | Against |
2 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
3 | Amend Article 2 to Update Addresses of Company's New Offices | Management | For | For |
TEGMA GESTAO LOGISTICA S.A
MEETING DATE: APR 10, 2012 |
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TICKER: TGMA3
SECURITY ID: P90284103
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members and Approve Their Remuneration | Management | For | For |
TEXTRON INC.
MEETING DATE: APR 25, 2012 |
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TICKER: TXT
SECURITY ID: 883203101
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott C. Donnelly | Management | For | For |
2 | Elect Director James T. Conway | Management | For | For |
3 | Elect Director Lawrence K. Fish | Management | For | For |
4 | Elect Director Paul E. Gagne | Management | For | For |
5 | Elect Director Dain M. Hancock | Management | For | For |
6 | Elect Director Lloyd G. Trotter | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
THE BOEING COMPANY
MEETING DATE: APR 30, 2012 |
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TICKER: BA
SECURITY ID: 097023105
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David L. Calhoun | Management | For | For |
2 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
3 | Elect Director Linda Z. Cook | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | For |
5 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
6 | Elect Director Lawrence W. Kellner | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director Susan C. Schwab | Management | For | For |
10 | Elect Director Ronald A. Williams | Management | For | For |
11 | Elect Director Mike S. Zafirovski | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
TRANSDIGM GROUP INCORPORATED
MEETING DATE: FEB 23, 2012 |
||||
TICKER: TDG
SECURITY ID: 893641100
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Nicholas Howley | Management | For | Withhold |
1.2 | Elect Director William Dries | Management | For | For |
1.3 | Elect Director Robert Small | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
UNITED CONTINENTAL HOLDINGS, INC.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: UAL
SECURITY ID: 910047109
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Jane C. Garvey | Management | For | For |
1.3 | Elect Director Walter Isaacson | Management | For | For |
1.4 | Elect Director Henry L. Meyer Iii | Management | For | For |
1.5 | Elect Director Oscar Munoz | Management | For | For |
1.6 | Elect Director Laurence E. Simmons | Management | For | For |
1.7 | Elect Director Jeffery A. Smisek | Management | For | For |
1.8 | Elect Director Glenn F. Tilton | Management | For | For |
1.9 | Elect Director David J. Vitale | Management | For | For |
1.10 | Elect Director John H. Walker | Management | For | For |
1.11 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: UPS
SECURITY ID: 911312106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Michael J. Burns | Management | For | For |
3 | Elect Director D. Scott Davis | Management | For | For |
4 | Elect Director Stuart E. Eizenstat | Management | For | For |
5 | Elect Director Michael L. Eskew | Management | For | For |
6 | Elect Director William R. Johnson | Management | For | For |
7 | Elect Director Candace Kendle | Management | For | For |
8 | Elect Director Ann M. Livermore | Management | For | For |
9 | Elect Director Rudy H.P. Markham | Management | For | For |
10 | Elect Director Clark T. Randt, Jr. | Management | For | For |
11 | Elect Director John W. Thompson | Management | For | For |
12 | Elect Director Carol B. Tome | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
16 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 11, 2012 |
||||
TICKER: UTX
SECURITY ID: 913017109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Richard D. McCormick | Management | For | For |
8 | Elect Director Harold McGraw, III | Management | For | For |
9 | Elect Director Richard B. Myers | Management | For | For |
10 | Elect Director H. Patrick Swygert | Management | For | For |
11 | Elect Director Andre Villeneuve | Management | For | For |
12 | Elect Director Christine Todd Whitman | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
US AIRWAYS GROUP, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: LCC
SECURITY ID: 90341W108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Matthew J. Hart | Management | For | For |
2 | Elect Director Richard C. Kraemer | Management | For | For |
3 | Elect Director Cheryl G. Krongard | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
UTI WORLDWIDE INC.
MEETING DATE: JUN 11, 2012 |
||||
TICKER: UTIW
SECURITY ID: G87210103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Brian D. Belchers as a Director | Management | For | For |
1.2 | Elect Roger I. MacFarlane as a Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
WESCO AIRCRAFT HOLDINGS, INC.
MEETING DATE: MAR 07, 2012 |
||||
TICKER: WAIR
SECURITY ID: 950814103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dayne A. Baird | Management | For | For |
1.2 | Elect Director Jay L. Haberland | Management | For | For |
1.3 | Elect Director David L. Squier | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WESTJET AIRLINES LTD.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: WJA
SECURITY ID: 960410306
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Thirteen | Management | For | For |
2.1 | Elect Director Clive J. Beddoe | Management | For | For |
2.2 | Elect Director Hugh Bolton | Management | For | For |
2.3 | Elect Director Ron A. Brenneman | Management | For | For |
2.4 | Elect Director Antonio Faiola | Management | For | For |
2.5 | Elect Director Brett Godfrey | Management | For | For |
2.6 | Elect Director Allan W. Jackson | Management | For | For |
2.7 | Elect Director S. Barry Jackson | Management | For | For |
2.8 | Elect Director Wilmot L. Matthews | Management | For | For |
2.9 | Elect Director L. Jacques Menard | Management | For | For |
2.10 | Elect Director L.M. (Larry) Pollock | Management | For | For |
2.11 | Elect Director Janice Rennie | Management | For | For |
2.12 | Elect Director Gregg Saretsky | Management | For | For |
2.13 | Elect Director Arthur R.A. Scace | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve 2008 Executive Share Unit Plan | Management | For | For |
5 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | Management | None | Abstain |
VOTE SUMMARY REPORT
SELECT AUTOMOTIVE PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: AXL
SECURITY ID: 024061103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Dauch | Management | For | For |
1.2 | Elect Director Forest J. Farmer | Management | For | For |
1.3 | Elect Director Richard C. Lappin | Management | For | For |
1.4 | Elect Director Thomas K. Walker | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMERIGON INCORPORATED
MEETING DATE: MAY 10, 2012 |
||||
TICKER: ARGN
SECURITY ID: 03070L300
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francois J. Castaing | Management | For | For |
1.2 | Elect Director Daniel R. Coker | Management | For | For |
1.3 | Elect Director Sophie Desormiere | Management | For | For |
1.4 | Elect Director John M. Devine | Management | For | For |
1.5 | Elect Director James D. Donlon, III | Management | For | For |
1.6 | Elect Director Maurice E.P. Gunderson | Management | For | For |
1.7 | Elect Director Oscar B. Marx, III | Management | For | For |
1.8 | Elect Director Carlos Mazzorin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
AUTOLIV, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ALV
SECURITY ID: 052800109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Xiaozhi Liu | Management | For | For |
1.2 | Elect Director George A. Lorch | Management | For | For |
1.3 | Elect Director Kazuhiko Sakamoto | Management | For | For |
1.4 | Elect Director Wolfgang Ziebart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BORGWARNER INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: BWA
SECURITY ID: 099724106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Phyllis O. Bonanno | Management | For | For |
2 | Elect Director Alexis P. Michas | Management | For | For |
3 | Elect Director Richard O. Schaum | Management | For | For |
4 | Elect Director Thomas T. Stallkamp | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
COOPER TIRE & RUBBER COMPANY
MEETING DATE: MAY 11, 2012 |
||||
TICKER: CTB
SECURITY ID: 216831107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven M. Chapman | Management | For | For |
1.2 | Elect Director John J. Holland | Management | For | For |
1.3 | Elect Director John F. Meier | Management | For | For |
1.4 | Elect Director Cynthia A. Niekamp | Management | For | For |
1.5 | Elect Director John H. Shuey | Management | For | For |
1.6 | Elect Director Richard L. Wambold | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DANA HOLDING CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: DAN
SECURITY ID: 235825205
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia A. Kamsky | Management | For | For |
1.2 | Elect Director Terrence J. Keating | Management | For | For |
1.3 | Elect Director Joseph C. Muscari | Management | For | For |
1.4 | Elect Director Steven B. Schwarzwaelder | Management | For | For |
1.5 | Elect Director Richard F. Wallman | Management | For | For |
1.6 | Elect Director Keith E. Wandell | Management | For | For |
1.7 | Elect Director Roger J. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DELPHI AUTOMOTIVE PLC
MEETING DATE: JUN 14, 2012 |
||||
TICKER: DLPH
SECURITY ID: G27823106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Gary Cowger as a Director | Management | For | For |
2 | Reelect Nicholas Donofrio as a Director | Management | For | For |
3 | Reelect Mark Frissora as a Director | Management | For | For |
4 | Reelect Rajiv Gupta as a Director | Management | For | For |
5 | Reelect John Krol as a Director | Management | For | For |
6 | Reelect Randall MacDonald as a Director | Management | For | For |
7 | Reelect Sean Mahoney as a Director | Management | For | For |
8 | Reelect Michael McNamara as a Director | Management | For | For |
9 | Reelect Rodney O'Neal as a Director | Management | For | For |
10 | Reelect Thomas Sidlik as a Director | Management | For | For |
11 | Reelect Bernd Wiedemann as a Director | Management | For | For |
12 | Reelect Lawrence Zimmerman as a Director | Management | For | For |
13 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DORMAN PRODUCTS, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: DORM
SECURITY ID: 258278100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Berman | Management | For | For |
1.2 | Elect Director John F. Creamer, Jr. | Management | For | For |
1.3 | Elect Director Paul R. Lederer | Management | For | For |
1.4 | Elect Director Edgar W. Levin | Management | For | For |
1.5 | Elect Director Richard T. Riley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DREW INDUSTRIES INCORPORATED
MEETING DATE: MAY 24, 2012 |
||||
TICKER: DW
SECURITY ID: 26168L205
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Rose, III | Management | For | For |
1.2 | Elect Director Leigh J. Abrams | Management | For | For |
1.3 | Elect Director Fredric M. Zinn | Management | For | For |
1.4 | Elect Director James F. Gero | Management | For | For |
1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
1.6 | Elect Director David A. Reed | Management | For | For |
1.7 | Elect Director John B. Lowe, Jr. | Management | For | For |
1.8 | Elect Director Jason D. Lippert | Management | For | For |
1.9 | Elect Director Brendan J. Deely | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXIDE TECHNOLOGIES
MEETING DATE: SEP 16, 2011 |
||||
TICKER: XIDE
SECURITY ID: 302051206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert F. Aspbury | Management | For | For |
1.2 | Elect Director James R. Bolch | Management | For | For |
1.3 | Elect Director Michael R. D'Appolonia | Management | For | For |
1.4 | Elect Director David S. Ferguson | Management | For | For |
1.5 | Elect Director John O'Higgins | Management | For | For |
1.6 | Elect Director Dominic J. Pileggi | Management | For | For |
1.7 | Elect Director John P. Reilly | Management | For | For |
1.8 | Elect Director Michael P. Ressner | Management | For | For |
1.9 | Elect Director Carroll R. Wetzel, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FEDERAL-MOGUL CORPORATION
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FDML
SECURITY ID: 313549404
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl C. Icahn | Management | For | For |
1.2 | Elect Director Jose Maria Alapont | Management | For | For |
1.3 | Elect Director Sung Hwan Cho | Management | For | For |
1.4 | Elect Director George Feldenkreis | Management | For | For |
1.5 | Elect Director Vincent J. Intrieri | Management | For | For |
1.6 | Elect Director Rainer Jueckstock | Management | For | For |
1.7 | Elect Director J. Michael Laisure | Management | For | For |
1.8 | Elect Director Samuel J. Merksamer | Management | For | For |
1.9 | Elect Director Daniel A. Ninivaggi | Management | For | For |
1.10 | Elect Director David S. Schechter | Management | For | For |
1.11 | Elect Director Neil S. Subin | Management | For | For |
1.12 | Elect Director James H. Vandenberghe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FORD MOTOR COMPANY
MEETING DATE: MAY 10, 2012 |
||||
TICKER: F
SECURITY ID: 345370860
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen G. Butler | Management | For | For |
2 | Elect Director Kimberly A. Casiano | Management | For | For |
3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
4 | Elect Director Edsel B. Ford II | Management | For | For |
5 | Elect Director William Clay Ford, Jr. | Management | For | For |
6 | Elect Director Richard A. Gephardt | Management | For | For |
7 | Elect Director James H. Hance, Jr. | Management | For | For |
8 | Elect Director William W. Helman IV | Management | For | For |
9 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
11 | Elect Director Richard A. Manoogian | Management | For | For |
12 | Elect Director Ellen R. Marram | Management | For | For |
13 | Elect Director Alan Mulally | Management | For | For |
14 | Elect Director Homer A. Neal | Management | For | For |
15 | Elect Director Gerald L. Shaheen | Management | For | For |
16 | Elect Director John L. Thornton | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
FUEL SYSTEMS SOLUTIONS, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FSYS
SECURITY ID: 35952W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mariano Costamagna | Management | For | For |
1.2 | Elect Director William J. Young | Management | For | For |
1.3 | Elect Director Troy A. Clarke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENERAL MOTORS COMPANY
MEETING DATE: JUN 12, 2012 |
||||
TICKER: GM
SECURITY ID: 37045V100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel F. Akerson | Management | For | For |
2 | Elect Director David Bonderman | Management | For | For |
3 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
4 | Elect Director Stephen J. Girsky | Management | For | For |
5 | Elect Director E. Neville Isdell | Management | For | For |
6 | Elect Director Robert D. Krebs | Management | For | For |
7 | Elect Director Philip A. Laskawy | Management | For | For |
8 | Elect Director Kathryn V. Marinello | Management | For | For |
9 | Elect Director James J. Mulva | Management | For | For |
10 | Elect Director Patricia F. Russo | Management | For | For |
11 | Elect Director Thomas M. Schoewe | Management | For | For |
12 | Elect Director Carol M. Stephenson | Management | For | For |
13 | Elect Director Theodore M. Solso | Management | For | For |
14 | Elect Director Cynthia A. Telles | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENTEX CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: GNTX
SECURITY ID: 371901109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Bauer | Management | For | For |
1.2 | Elect Director Gary Goode | Management | For | For |
1.3 | Elect Director Jim Wallace | Management | For | For |
2 | Declassify the Board of Directors | Management | None | For |
3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 28, 2012 |
||||
TICKER: HOG
SECURITY ID: 412822108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director Martha F. Brooks | Management | For | For |
1.5 | Elect Director George H. Conrades | Management | For | For |
1.6 | Elect Director Donald A. James | Management | For | For |
1.7 | Elect Director Sara L. Levinson | Management | For | For |
1.8 | Elect Director N. Thomas Linebarger | Management | For | For |
1.9 | Elect Director George L. Miles, Jr. | Management | For | For |
1.10 | Elect Director James A. Norling | Management | For | For |
1.11 | Elect Director Keith E. Wandell | Management | For | For |
1.12 | Elect Director Jochen Zeitz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HONDA MOTOR CO. LTD.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: 7267
SECURITY ID: 438128308
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
3.1 | Elect Director Ito, Takanobu | Management | For | For |
3.2 | Elect Director Iwamura, Tetsuo | Management | For | For |
3.3 | Elect Director Oyama, Tatsuhiro | Management | For | For |
3.4 | Elect Director Ike, Fumihiko | Management | For | For |
3.5 | Elect Director Kawanabe, Tomohiko | Management | For | For |
3.6 | Elect Director Yamamoto, Takashi | Management | For | For |
3.7 | Elect Director Yamamoto, Yoshiharu | Management | For | For |
3.8 | Elect Director Hogen, Kensaku | Management | For | For |
3.9 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
3.10 | Elect Director Fukui, Takeo | Management | For | For |
3.11 | Elect Director Yoshida, Masahiro | Management | For | For |
3.12 | Elect Director Shiga, Yuuji | Management | For | For |
4.1 | Appoint Statutory Auditor Yamashita, Masaya | Management | For | For |
4.2 | Appoint Statutory Auditor Hiwatari, Toshiaki | Management | For | For |
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 25, 2012 |
||||
TICKER: JCI
SECURITY ID: 478366107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis W. Archer | Management | For | For |
1.2 | Elect Director Mark P. Vergnano | Management | For | For |
1.3 | Elect Director Richard Goodman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
LEAR CORPORATION
MEETING DATE: MAY 16, 2012 |
||||
TICKER: LEA
SECURITY ID: 521865204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas P. Capo | Management | For | For |
2 | Elect Director Jonathan F. Foster | Management | For | For |
3 | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
4 | Elect Director Donald L. Runkle | Management | For | For |
5 | Elect Director Matthew J. Simoncini | Management | For | For |
6 | Elect Director Gregory C. Smith | Management | For | For |
7 | Elect Director Henry D. G. Wallace | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LINAMAR CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: LNR
SECURITY ID: 53278L107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Elect Director Frank Hasenfratz | Management | For | Withhold |
2.2 | Elect Director Linda Hasenfratz | Management | For | Withhold |
2.3 | Elect Director Mark Stoddart | Management | For | Withhold |
2.4 | Elect Director William Harrison | Management | For | Withhold |
2.5 | Elect Director David Buehlow | Management | For | Withhold |
2.6 | Elect Director Terry Reidel | Management | For | Withhold |
3 | Approve Stock Incentive Plan | Management | For | For |
4 | Adopt New By-Law | Management | For | For |
MAGNA INTERNATIONAL INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: MG
SECURITY ID: 559222401
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Bonham | Management | For | For |
1.2 | Elect Director Peter G. Bowie | Management | For | For |
1.3 | Elect Director J. Trevor Eyton | Management | For | For |
1.4 | Elect Director V. Peter Harder | Management | For | For |
1.5 | Elect Director Lady Barbara Thomas Judge | Management | For | For |
1.6 | Elect Director Kurt J. Lauk | Management | For | For |
1.7 | Elect Director Frank Stronach | Management | For | Withhold |
1.8 | Elect Director Donald J. Walker | Management | For | For |
1.9 | Elect Director Lawrence D. Worrall | Management | For | For |
1.10 | Elect Director William Young | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
MARTINREA INTERNATIONAL INC.
MEETING DATE: JUN 05, 2012 |
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TICKER: MRE
SECURITY ID: 573459104
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rob Wildeboer | Management | For | For |
1.2 | Elect Director Natale Rea | Management | For | For |
1.3 | Elect Director Zoran Arandjelovic | Management | For | For |
1.4 | Elect Director Fred Olson | Management | For | For |
1.5 | Elect Director Suleiman Rashid | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MERITOR, INC.
MEETING DATE: JAN 26, 2012 |
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TICKER: MTOR
SECURITY ID: 59001K100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Devonshire | Management | For | For |
1.2 | Elect Director Victoria B. Jackson Bridges | Management | For | For |
1.3 | Elect Director James E. Marley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
MODINE MANUFACTURING COMPANY
MEETING DATE: JUL 21, 2011 |
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TICKER: MOD
SECURITY ID: 607828100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Anderson | Management | For | For |
2 | Elect Director Larry O. Moore | Management | For | For |
3 | Elect Director Marsha C. Williams | Management | For | For |
4 | Elect Director Mary Petrovich | Management | For | For |
5 | Elect Director Dr. Suresh Garimella | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SPARTAN MOTORS, INC.
MEETING DATE: MAY 23, 2012 |
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TICKER: SPAR
SECURITY ID: 846819100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Sztykiel | Management | For | For |
1.2 | Elect Director Kenneth Kaczmarek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STANDARD MOTOR PRODUCTS, INC.
MEETING DATE: MAY 17, 2012 |
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TICKER: SMP
SECURITY ID: 853666105
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Gerrity | Management | For | For |
1.2 | Elect Director Pamela Forbes Lieberman | Management | For | For |
1.3 | Elect Director Arthur S. Sills | Management | For | For |
1.4 | Elect Director Lawrence I. Sills | Management | For | For |
1.5 | Elect Director Peter J. Sills | Management | For | For |
1.6 | Elect Director Frederick D. Sturdivant | Management | For | For |
1.7 | Elect Director William H. Turner | Management | For | For |
1.8 | Elect Director Richard S. Ward | Management | For | For |
1.9 | Elect Director Roger M. Widmann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STONERIDGE, INC.
MEETING DATE: MAY 07, 2012 |
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TICKER: SRI
SECURITY ID: 86183P102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Corey | Management | For | For |
1.2 | Elect Director Jeffrey P. Draime | Management | For | For |
1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
1.4 | Elect Director Ira C. Kaplan | Management | For | For |
1.5 | Elect Director Kim Korth | Management | For | For |
1.6 | Elect Director William M. Lasky | Management | For | For |
1.7 | Elect Director Paul J. Schlather | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TENNECO INC.
MEETING DATE: MAY 16, 2012 |
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TICKER: TEN
SECURITY ID: 880349105
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis J. Letham | Management | For | For |
2 | Elect Director Hari N. Nair | Management | For | For |
3 | Elect Director Roger B. Porter | Management | For | For |
4 | Elect Director David B. Price, Jr. | Management | For | For |
5 | Elect Director Gregg M. Sherrill | Management | For | For |
6 | Elect Director Paul T. Stecko | Management | For | For |
7 | Elect Director Mitsunobu Takeuchi | Management | For | For |
8 | Elect Director Jane L. Warner | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE GOODYEAR TIRE & RUBBER COMPANY
MEETING DATE: APR 17, 2012 |
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TICKER: GT
SECURITY ID: 382550101
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William J. Conaty | Management | For | For |
2 | Elect Director James A. Firestone | Management | For | For |
3 | Elect Director Werner Geissler | Management | For | For |
4 | Elect Director Peter S. Hellman | Management | For | For |
5 | Elect Director Richard J. Kramer | Management | For | For |
6 | Elect Director W. Alan McCollough | Management | For | For |
7 | Elect Director Shirley D. Peterson | Management | For | For |
8 | Elect Director Stephanie A. Streeter | Management | For | For |
9 | Elect Director Thomas H. Weidemeyer | Management | For | For |
10 | Elect Director Michael R. Wessel | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
THOR INDUSTRIES, INC.
MEETING DATE: DEC 13, 2011 |
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TICKER: THO
SECURITY ID: 885160101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Allen Kosowsky | Management | For | For |
1.2 | Elect Director Jan H. Suwinski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TOYOTA MOTOR CORP.
MEETING DATE: JUN 15, 2012 |
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TICKER: 7203
SECURITY ID: 892331307
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Cho, Fujio | Management | For | For |
2.2 | Elect Director Toyoda, Akio | Management | For | For |
2.3 | Elect Director Uchiyamada, Takeshi | Management | For | For |
2.4 | Elect Director Funo, Yukitoshi | Management | For | For |
2.5 | Elect Director Niimi, Atsushi | Management | For | For |
2.6 | Elect Director Sasaki, Shinichi | Management | For | For |
2.7 | Elect Director Ozawa, Satoshi | Management | For | For |
2.8 | Elect Director Kodaira, Nobuyori | Management | For | For |
2.9 | Elect Director Furuhashi, Mamoru | Management | For | For |
2.10 | Elect Director Ijichi, Takahiko | Management | For | For |
2.11 | Elect Director Ihara, Yasumori | Management | For | For |
2.12 | Elect Director Maekawa, Masamoto | Management | For | For |
2.13 | Elect Director Kato, Mitsuhisa | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
TRW AUTOMOTIVE HOLDINGS CORP.
MEETING DATE: MAY 15, 2012 |
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TICKER: TRW
SECURITY ID: 87264S106
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Albaugh | Management | For | Withhold |
1.2 | Elect Director Robert L. Friedman | Management | For | For |
1.3 | Elect Director J. Michael Losh | Management | For | For |
1.4 | Elect Director David S. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
VISTEON CORPORATION
MEETING DATE: JUN 14, 2012 |
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TICKER: VC
SECURITY ID: 92839U206
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Duncan H. Cocroft | Management | For | For |
2 | Elect Director Kevin I. Dowd | Management | For | For |
3 | Elect Director Jeffrey D. Jones | Management | For | For |
4 | Elect Director Timothy D. Leuliette | Management | For | For |
5 | Elect Director Robert Manzo | Management | For | For |
6 | Elect Director Donald J. Stebbins | Management | For | For |
7 | Elect Director Harry J. Wilson | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WESTPORT INNOVATIONS INC.
MEETING DATE: APR 12, 2012 |
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TICKER: WPT
SECURITY ID: 960908309
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Beaulieu | Management | For | For |
1.2 | Elect Director Warren J. Baker | Management | For | For |
1.3 | Elect Director M.A. (Jill) Bodkin | Management | For | For |
1.4 | Elect Director David R. Demers | Management | For | For |
1.5 | Elect Director Dezso J. Horvath | Management | For | For |
1.6 | Elect Director Douglas King | Management | For | For |
1.7 | Elect Director Sarah Liao Sau Tung | Management | For | For |
1.8 | Elect Director Albert Maringer | Management | For | For |
1.9 | Elect Director Gottfried (Guff) Muench | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Change Location of Annual Meeting | Management | For | For |
4 | Re-approve Omnibus Incentive Plan | Management | For | For |
WINNEBAGO INDUSTRIES, INC.
MEETING DATE: DEC 13, 2011 |
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TICKER: WGO
SECURITY ID: 974637100
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Olson | Management | For | For |
1.2 | Elect Director Randy J. Potts | Management | For | For |
1.3 | Elect Director Mark T. Schroepfer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
SELECT BANKING PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMERICAN RIVER BANKSHARES
MEETING DATE: MAY 17, 2012 |
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TICKER: AMRB
SECURITY ID: 029326105
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Directors Charles D. Fite | Management | For | For |
1.2 | Elect Directors Robert J. Fox | Management | For | For |
1.3 | Elect Directors William A. Robotham | Management | For | For |
1.4 | Elect Directors David T. Taber | Management | For | For |
1.5 | Elect Directors Roger J. Taylor | Management | For | For |
1.6 | Elect Directors Stephen H. Waks | Management | For | For |
1.7 | Elect Directors Philip A. Wright | Management | For | For |
1.8 | Elect Directors Michael A. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
BANCO ABC BRASIL S.A.
MEETING DATE: APR 30, 2012 |
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TICKER: ABCB4
SECURITY ID: P0763M135
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | For | For |
BANK OF THE OZARKS, INC.
MEETING DATE: APR 17, 2012 |
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TICKER: OZRK
SECURITY ID: 063904106
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Gleason | Management | For | For |
1.2 | Elect Director Mark Ross | Management | For | For |
1.3 | Elect Director Jean Arehart | Management | For | For |
1.4 | Elect Director Nicholas Brown | Management | For | For |
1.5 | Elect Director Richard Cisne | Management | For | For |
1.6 | Elect Director Robert East | Management | For | For |
1.7 | Elect Director Linda Gleason | Management | For | For |
1.8 | Elect Director Henry Mariani | Management | For | For |
1.9 | Elect Director Robert Proost | Management | For | For |
1.10 | Elect Director R. L. Qualls | Management | For | For |
1.11 | Elect Director John Reynolds | Management | For | For |
1.12 | Elect Director Kennith Smith | Management | For | For |
1.13 | Elect Director Sherece West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BANKUNITED, INC.
MEETING DATE: MAY 09, 2012 |
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TICKER: BKU
SECURITY ID: 06652K103
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bohlsen | Management | For | For |
1.2 | Elect Director Chinh E. Chu | Management | For | For |
1.3 | Elect Director Sue M. Cobb | Management | For | For |
1.4 | Elect Director Eugene F. DeMark | Management | For | For |
1.5 | Elect Director John A. Kanas | Management | For | For |
1.6 | Elect Director Richard LeFrak | Management | For | For |
1.7 | Elect Director Thomas O'Brien | Management | For | For |
1.8 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.9 | Elect Director Pierre Olivier Sarkozy | Management | For | For |
1.10 | Elect Director Lance N. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BB&T CORPORATION
MEETING DATE: APR 24, 2012 |
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TICKER: BBT
SECURITY ID: 054937107
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison, IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J.L. Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe, III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director Nido R. Qubein | Management | For | For |
1.12 | Elect Director Thomas E. Skains | Management | For | For |
1.13 | Elect Director Thomas N. Thompson | Management | For | For |
1.14 | Elect Director Edwin H. Welch | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BBCN BANCORP INC.
MEETING DATE: MAY 31, 2012 |
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TICKER: BBCN
SECURITY ID: 073295107
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven D. Broidy | Management | For | For |
1.2 | Elect Director Louis M. Cosso | Management | For | For |
1.3 | Elect Director Jin Chul Jhung | Management | For | For |
1.4 | Elect Director Alvin D. Kang | Management | For | For |
1.5 | Elect Director Chang Hwi Kim | Management | For | For |
1.6 | Elect Director Kevin S. Kim | Management | For | For |
1.7 | Elect Director Peter Y. S. Kim | Management | For | For |
1.8 | Elect Director Sang Hoon Kim | Management | For | For |
1.9 | Elect Director Chung Hyun Lee | Management | For | For |
1.10 | Elect Director Jesun Paik | Management | For | For |
1.11 | Elect Director Hyon Man Park (John H. Park) | Management | For | For |
1.12 | Elect Director Ki Suh Park | Management | For | For |
1.13 | Elect Director Scott Yoon-suk Whang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 08, 2012 |
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TICKER: COF
SECURITY ID: 14040H105
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard D. Fairbank | Management | For | For |
2 | Elect Director Peter E. Raskind | Management | For | For |
3 | Elect Director Bradford H. Warner | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
CAPITALSOURCE INC.
MEETING DATE: APR 26, 2012 |
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TICKER: CSE
SECURITY ID: 14055X102
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William G. Byrnes | Management | For | For |
1.2 | Elect Director John K. Delaney | Management | For | For |
1.3 | Elect Director Sara Grootwassink Lewis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CATHAY GENERAL BANCORP
MEETING DATE: MAY 14, 2012 |
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TICKER: CATY
SECURITY ID: 149150104
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael M.Y. Chang | Management | For | For |
1.2 | Elect Director Jane Jelenko | Management | For | For |
1.3 | Elect Director Anthony M. Tang | Management | For | For |
1.4 | Elect Director Peter Wu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CENTER FINANCIAL CORPORATION
MEETING DATE: SEP 21, 2011 |
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TICKER: CLFC
SECURITY ID: 15146E102
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2.1 | Elect Director David Z. Hong | Management | For | For |
2.2 | Elect Director Jin Chul Jhung | Management | For | For |
2.3 | Elect Director Chang Hwi Kim | Management | For | For |
2.4 | Elect Director Kevin S. Kim | Management | For | For |
2.5 | Elect Director Peter Y.S. Kim | Management | For | For |
2.6 | Elect Director Sang Hoon Kim | Management | For | For |
2.7 | Elect Director Chung Hyun Lee | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
CENTRAL VALLEY COMMUNITY BANCORP
MEETING DATE: MAY 16, 2012 |
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TICKER: CVCY
SECURITY ID: 155685100
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sidney B. Cox | Management | For | For |
1.2 | Elect Director Daniel N. Cunningham | Management | For | For |
1.3 | Elect Director Edwin S. Darden, Jr. | Management | For | For |
1.4 | Elect Director Daniel J. Doyle | Management | For | For |
1.5 | Elect Director Steven D. McDonald | Management | For | For |
1.6 | Elect Director Louis McMurray | Management | For | For |
1.7 | Elect Director Joseph B. Weirick | Management | For | For |
1.8 | Elect Director William S. Smittcamp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
CHEMICAL FINANCIAL CORPORATION
MEETING DATE: APR 16, 2012 |
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TICKER: CHFC
SECURITY ID: 163731102
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Anderson | Management | For | For |
1.2 | Elect Director J. Daniel Bernson | Management | For | For |
1.3 | Elect Director Nancy Bowman | Management | For | For |
1.4 | Elect Director James R. Fitterling | Management | For | For |
1.5 | Elect Director Thomas T. Huff | Management | For | For |
1.6 | Elect Director Michael T. Laethem | Management | For | For |
1.7 | Elect Director James B. Meyer | Management | For | For |
1.8 | Elect Director Terence F. Moore | Management | For | For |
1.9 | Elect Director Aloysius J. Oliver | Management | For | For |
1.10 | Elect Director David B. Ramaker | Management | For | For |
1.11 | Elect Director Grace O. Shearer | Management | For | For |
1.12 | Elect Director Larry D. Stauffer | Management | For | For |
1.13 | Elect Director Franklin C. Wheatlake | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
CIT GROUP INC.
MEETING DATE: MAY 15, 2012 |
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TICKER: CIT
SECURITY ID: 125581801
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Thain | Management | For | For |
2 | Elect Director Michael J. Embler | Management | For | For |
3 | Elect Director William M. Freeman | Management | For | For |
4 | Elect Director David M. Moffett | Management | For | For |
5 | Elect Director R. Brad Oates | Management | For | For |
6 | Elect Director Marianne Miller Parrs | Management | For | For |
7 | Elect Director Gerald Rosenfeld | Management | For | For |
8 | Elect Director John R. Ryan | Management | For | For |
9 | Elect Director Seymour Sternberg | Management | For | For |
10 | Elect Director Peter J. Tobin | Management | For | For |
11 | Elect Director Laura S. Unger | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITIGROUP INC.
MEETING DATE: APR 17, 2012 |
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TICKER: C
SECURITY ID: 172967424
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Franz B. Humer | Management | For | For |
2 | Elect Director Robert L. Joss | Management | For | For |
3 | Elect Director Michael E. O'Neill | Management | For | For |
4 | Elect Director Vikram S. Pandit | Management | For | For |
5 | Elect Director Lawrence R. Ricciardi | Management | For | For |
6 | Elect Director Judith Rodin | Management | For | For |
7 | Elect Director Robert L. Ryan | Management | For | For |
8 | Elect Director Anthony M. Santomero | Management | For | For |
9 | Elect Director Joan E. Spero | Management | For | For |
10 | Elect Director Diana L. Taylor | Management | For | For |
11 | Elect Director William S. Thompson, Jr. | Management | For | For |
12 | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Disclose Prior Government Service | Shareholder | Against | Against |
17 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CITY NATIONAL CORPORATION
MEETING DATE: MAY 09, 2012 |
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TICKER: CYN
SECURITY ID: 178566105
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth L. Coleman | Management | For | For |
2 | Elect Director Bruce Rosenblum | Management | For | For |
3 | Elect Director Peter M. Thomas | Management | For | For |
4 | Elect Director Christopher J. Warmuth | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Declassify the Board of Directors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMERICA INCORPORATED
MEETING DATE: APR 24, 2012 |
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TICKER: CMA
SECURITY ID: 200340107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard G. Lindner | Management | For | For |
2 | Elect Director Robert S. Taubman | Management | For | For |
3 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
4 | Elect Director Roger A. Cregg | Management | For | For |
5 | Elect Director T. Kevin DeNicola | Management | For | For |
6 | Elect Director Alfred A. Piergallini | Management | For | For |
7 | Elect Director Nina G. Vaca | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMMERCE BANCSHARES, INC.
MEETING DATE: APR 18, 2012 |
||||
TICKER: CBSH
SECURITY ID: 200525103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan M. Kemper | Management | For | For |
1.2 | Elect Director Terry O. Meek | Management | For | For |
1.3 | Elect Director Kimberly G. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Bundled Compensation Plans | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CVB FINANCIAL CORP.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: CVBF
SECURITY ID: 126600105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George A. Borba | Management | For | For |
1.2 | Elect Director John A. Borba | Management | For | Withhold |
1.3 | Elect Director Robert M. Jacoby | Management | For | For |
1.4 | Elect Director Ronald O. Kruse | Management | For | For |
1.5 | Elect Director Christopher D. Myers | Management | For | For |
1.6 | Elect Director James C. Seley | Management | For | For |
1.7 | Elect Director San E. Vaccaro | Management | For | For |
1.8 | Elect Director D. Linn Wiley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIFTH THIRD BANCORP
MEETING DATE: APR 17, 2012 |
||||
TICKER: FITB
SECURITY ID: 316773100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director William M. Isaac | Management | For | For |
1.9 | Elect Director Kevin T. Kabat | Management | For | For |
1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
1.11 | Elect Director Michael B. McCallister | Management | For | For |
1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.14 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FIRST COMMONWEALTH FINANCIAL CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: FCF
SECURITY ID: 319829107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julie A. Caponi | Management | For | For |
1.2 | Elect Director Ray T. Charley | Management | For | For |
1.3 | Elect Director Gary R. Claus | Management | For | For |
1.4 | Elect Director David S. Dahlmann | Management | For | For |
1.5 | Elect Director Johnston A. Glass | Management | For | For |
1.6 | Elect Director David W. Greenfield | Management | For | For |
1.7 | Elect Director Luke A. Latimer | Management | For | For |
1.8 | Elect Director James W. Newill | Management | For | For |
1.9 | Elect Director T. Michael Price | Management | For | For |
1.10 | Elect Director Laurie Stern Singer | Management | For | For |
1.11 | Elect Director Robert J. Ventura | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIRST MIDWEST BANCORP, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: FMBI
SECURITY ID: 320867104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barbara A. Boigegrain | Management | For | For |
2 | Elect Director Robert P. O'Meara | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FIRST NIAGARA FINANCIAL GROUP, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: FNFG
SECURITY ID: 33582V108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl A. Florio | Management | For | For |
1.2 | Elect Director Nathaniel D. Woodson | Management | For | For |
1.3 | Elect Director Roxanne J. Coady | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FIRST REPUBLIC BANK
MEETING DATE: MAY 15, 2012 |
||||
TICKER: FRC
SECURITY ID: 33616C100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Herbert, II | Management | For | For |
1.2 | Elect Director K. August-dewilde | Management | For | For |
1.3 | Elect Director Thomas J. Barrack, Jr. | Management | For | Withhold |
1.4 | Elect Director F.J. Fahrenkopf, Jr. | Management | For | For |
1.5 | Elect Director William E. Ford | Management | For | For |
1.6 | Elect Director L. Martin Gibbs | Management | For | For |
1.7 | Elect Director Sandra R. Hernandez | Management | For | For |
1.8 | Elect Director Pamela J. Joyner | Management | For | For |
1.9 | Elect Director Jody S. Lindell | Management | For | For |
1.10 | Elect Director George G.C. Parker | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FISERV, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FISV
SECURITY ID: 337738108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Kearney | Management | For | For |
1.2 | Elect Director Jeffery W. Yabuki | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FLUSHING FINANCIAL CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: FFIC
SECURITY ID: 343873105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. D'Iorio | Management | For | For |
1.2 | Elect Director Louis C. Grassi | Management | For | For |
1.3 | Elect Director Sam Han | Management | For | For |
1.4 | Elect Director John E. Roe, Sr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HANCOCK HOLDING COMPANY
MEETING DATE: APR 05, 2012 |
||||
TICKER: HBHC
SECURITY ID: 410120109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Crowell | Management | For | For |
1.2 | Elect Director Hardy B. Fowler | Management | For | For |
1.3 | Elect Director Eric J. Nickelsen | Management | For | For |
1.4 | Elect Director Terence E. Hall | Management | For | For |
1.5 | Elect Director John M. Hairston | Management | For | Withhold |
1.6 | Elect Director James H. Horne | Management | For | Withhold |
1.7 | Elect Director Jerry L. Levens | Management | For | Withhold |
1.8 | Elect Director R. King Milling | Management | For | For |
1.9 | Elect Director Christine L. Pickering | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 19, 2012 |
||||
TICKER: HBAN
SECURITY ID: 446150104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto, III | Management | For | For |
1.2 | Elect Director Ann B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director David P. Lauer | Management | For | For |
1.7 | Elect Director Jonathan A. Levy | Management | For | For |
1.8 | Elect Director Richard W. Neu | Management | For | For |
1.9 | Elect Director David L. Porteous | Management | For | For |
1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
1.11 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JPMORGAN CHASE & CO.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: JPM
SECURITY ID: 46625H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James A. Bell | Management | For | For |
2 | Elect Director Crandall C. Bowles | Management | For | For |
3 | Elect Director Stephen B. Burke | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director James S. Crown | Management | For | For |
6 | Elect Director James Dimon | Management | For | For |
7 | Elect Director Timothy P. Flynn | Management | For | For |
8 | Elect Director Ellen V. Futter | Management | For | For |
9 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Report on Loan Modifications | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
20 | Stock Retention | Shareholder | Against | Against |
KEYCORP
MEETING DATE: MAY 17, 2012 |
||||
TICKER: KEY
SECURITY ID: 493267108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
1.3 | Elect Director Charles P. Cooley | Management | For | For |
1.4 | Elect Director Alexander M. Cutler | Management | For | For |
1.5 | Elect Director H. James Dallas | Management | For | For |
1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.8 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.9 | Elect Director Richard J. Hipple | Management | For | For |
1.10 | Elect Director Kristen L. Manos | Management | For | For |
1.11 | Elect Director Beth E. Mooney | Management | For | For |
1.12 | Elect Director Bill R. Sanford | Management | For | For |
1.13 | Elect Director Barbara R. Snyder | Management | For | For |
1.14 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
M&T BANK CORPORATION
MEETING DATE: APR 17, 2012 |
||||
TICKER: MTB
SECURITY ID: 55261F104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director C. Angela Bontempo | Management | For | For |
1.3 | Elect Director Robert T. Brady | Management | For | For |
1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
1.6 | Elect Director Gary N. Geisel | Management | For | For |
1.7 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.8 | Elect Director Richard G. King | Management | For | For |
1.9 | Elect Director Jorge G. Pereira | Management | For | For |
1.10 | Elect Director Michael P. Pinto | Management | For | For |
1.11 | Elect Director Melinda R. Rich | Management | For | For |
1.12 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.13 | Elect Director Herbert L. Washington | Management | For | For |
1.14 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NATIONAL PENN BANCSHARES, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: NPBC
SECURITY ID: 637138108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott V. Fainor | Management | For | For |
1.2 | Elect Director Donna D. Holton | Management | For | For |
1.3 | Elect Director Thomas L. Kennedy | Management | For | For |
1.4 | Elect Director Michael E. Martin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NBH HOLDINGS CO. INC.
MEETING DATE: MAR 22, 2012 |
||||
TICKER:
SECURITY ID: 62875T207
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank V. Cahouet | Management | For | For |
1.2 | Elect Director Ralph W. Clermont | Management | For | For |
1.3 | Elect Director Robert E. Dean | Management | For | For |
1.4 | Elect Director Lawrence K. Fish | Management | For | For |
1.5 | Elect Director G. Timothy Laney | Management | For | For |
1.6 | Elect Director Micho F. Spring | Management | For | For |
1.7 | Elect Director Burney S. Warren | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Approve Company's Senior Executive Bonus Plan | Management | For | For |
4 | Amend Equity Incentive Plan | Management | For | For |
OCWEN FINANCIAL CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: OCN
SECURITY ID: 675746309
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Ronald M. Faris | Management | For | For |
1.3 | Elect Director Ronald J. Korn | Management | For | For |
1.4 | Elect Director William H. Lacy | Management | For | For |
1.5 | Elect Director Robert A. Salcetti | Management | For | For |
1.6 | Elect Director Barry N. Wish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ORIENTAL FINANCIAL GROUP INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: OFG
SECURITY ID: 68618W100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julian S. Inclan | Management | For | For |
1.2 | Elect Director Pedro Morazzani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PACIFIC CONTINENTAL CORPORATION
MEETING DATE: APR 30, 2012 |
||||
TICKER: PCBK
SECURITY ID: 69412V108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ballin | Management | For | For |
1.2 | Elect Director Hal M. Brown | Management | For | For |
1.3 | Elect Director Michael E. Heijer | Management | For | For |
1.4 | Elect Director Michael S. Holcomb | Management | For | For |
1.5 | Elect Director Michael D. Holzgang | Management | For | For |
1.6 | Elect Director Donald L. Krahmer, Jr. | Management | For | For |
1.7 | Elect Director Donald G. Montgomery | Management | For | For |
1.8 | Elect Director John H. Rickman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PACWEST BANCORP
MEETING DATE: MAY 09, 2012 |
||||
TICKER: PACW
SECURITY ID: 695263103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark N. Baker | Management | For | For |
1.2 | Elect Director Craig A. Carlson | Management | For | For |
1.3 | Elect Director Stephen M. Dunn | Management | For | For |
1.4 | Elect Director John M. Eggemeyer | Management | For | For |
1.5 | Elect Director Barry C. Fitzpatrick | Management | For | For |
1.6 | Elect Director George E. Langley | Management | For | For |
1.7 | Elect Director Susan E. Lester | Management | For | For |
1.8 | Elect Director Timothy B. Matz | Management | For | For |
1.9 | Elect Director Arnold W. Messer | Management | For | For |
1.10 | Elect Director Daniel B. Platt | Management | For | For |
1.11 | Elect Director John W. Rose | Management | For | For |
1.12 | Elect Director Robert A. Stine | Management | For | For |
1.13 | Elect Director Matthew P. Wagner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6 | Other Business | Management | For | Against |
PEOPLE'S UNITED FINANCIAL, INC.
MEETING DATE: APR 19, 2012 |
||||
TICKER: PBCT
SECURITY ID: 712704105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George P. Carter | Management | For | For |
1.2 | Elect Director Jerry Franklin | Management | For | For |
1.3 | Elect Director Kirk W. Walters | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | None | For |
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: RF
SECURITY ID: 7591EP100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | For |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | For |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director John D. Johns | Management | For | For |
10 | Elect Director Charles D. McCrary | Management | For | For |
11 | Elect Director James R. Malone | Management | For | For |
12 | Elect Director Ruth Ann Marshall | Management | For | For |
13 | Elect Director Susan W. Matlock | Management | For | For |
14 | Elect Director John E. Maupin, Jr. | Management | For | For |
15 | Elect Director John R. Roberts | Management | For | For |
16 | Elect Director Lee J. Styslinger, III | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Ratify Auditors | Management | For | For |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
SANDY SPRING BANCORP, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: SASR
SECURITY ID: 800363103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan D. Goff | Management | For | Withhold |
1.2 | Elect Director Robert L. Orndorff | Management | For | Withhold |
1.3 | Elect Director Daniel J. Schrider | Management | For | Withhold |
1.4 | Elect Director Gary G. Nakamoto | Management | For | Withhold |
1.5 | Elect Director Robert E. Henel, Jr. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SIGNATURE BANK
MEETING DATE: APR 25, 2012 |
||||
TICKER: SBNY
SECURITY ID: 82669G104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn A. Byrne | Management | For | For |
1.2 | Elect Director Alfonse M. D'Amato | Management | For | For |
1.3 | Elect Director Jeffrey W. Meshel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SLM CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: SLM
SECURITY ID: 78442P106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director W.m. Diefenderfer III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Barry A. Munitz | Management | For | For |
8 | Elect Director Howard H. Newman | Management | For | For |
9 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
10 | Elect Director Frank C. Puleo | Management | For | For |
11 | Elect Director Wolfgang Schoellkopf | Management | For | For |
12 | Elect Director Steven L. Shapiro | Management | For | For |
13 | Elect Director J. Terry Strange | Management | For | For |
14 | Elect Director Anthony P. Terracciano | Management | For | For |
15 | Elect Director Barry L. Williams | Management | For | For |
16 | Approve Omnibus Stock Plan | Management | For | For |
17 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
STATE STREET CORPORATION
MEETING DATE: MAY 16, 2012 |
||||
TICKER: STT
SECURITY ID: 857477103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kennett F. Burnes | Management | For | For |
2 | Elect Director Peter Coym | Management | For | For |
3 | Elect Director Patrick De Saint-Aignan | Management | For | For |
4 | Elect Director Amellia C. Fawcett | Management | For | For |
5 | Elect Director David P. Gruber | Management | For | For |
6 | Elect Director Linda A. Hill | Management | For | For |
7 | Elect Director Joseph L. Hooley | Management | For | For |
8 | Elect Director Robert S. Kaplan | Management | For | For |
9 | Elect Director Richard P. Sergel | Management | For | For |
10 | Elect Director Ronald L. Skates | Management | For | For |
11 | Elect Director Gregory L. Summe | Management | For | For |
12 | Elect Director Robert E. Weissman | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
SUNTRUST BANKS, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: STI
SECURITY ID: 867914103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director Kyle Prechtl Legg | Management | For | For |
8 | Elect Director William A. Linnenbringer | Management | For | For |
9 | Elect Director G. Gilmer Minor, III | Management | For | For |
10 | Elect Director Donna Morea | Management | For | For |
11 | Elect Director David M. Ratcliffe | Management | For | For |
12 | Elect Director William H. Rogers, Jr. | Management | For | For |
13 | Elect Director Thomas R. Watjen | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUSQUEHANNA BANCSHARES, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: SUSQ
SECURITY ID: 869099101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | For |
1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | For |
1.3 | Elect Director Eddie L. Dunklebarger | Management | For | For |
1.4 | Elect Director Henry R. Gibbel | Management | For | For |
1.5 | Elect Director Bruce A. Hepburn | Management | For | For |
1.6 | Elect Director Donald L. Hoffman | Management | For | For |
1.7 | Elect Director Sara G. Kirkland | Management | For | For |
1.8 | Elect Director Jeffrey F. Lehman | Management | For | For |
1.9 | Elect Director Michael A. Morello | Management | For | For |
1.10 | Elect Director Scott J. Newkam | Management | For | For |
1.11 | Elect Director Robert E. Poole, Jr. | Management | For | For |
1.12 | Elect Director William J. Reuter | Management | For | For |
1.13 | Elect Director Andrew S. Samuel | Management | For | For |
1.14 | Elect Director Christine Sears | Management | For | For |
1.15 | Elect Director James A. Ulsh | Management | For | For |
1.16 | Elect Director Robert W. White | Management | For | For |
1.17 | Elect Director Roger V. Wiest, Sr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SVB FINANCIAL GROUP
MEETING DATE: APR 26, 2012 |
||||
TICKER: SIVB
SECURITY ID: 78486Q101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director C. Richard Kramlich | Management | For | For |
1.7 | Elect Director Lata Krishnan | Management | For | For |
1.8 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
1.9 | Elect Director Kate D. Mitchell | Management | For | For |
1.10 | Elect Director John F. Robinson | Management | For | For |
1.11 | Elect Director Garen K. Staglin | Management | For | For |
1.12 | Elect Director Kyung H. Yoon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Other Business | Management | For | Against |
TEXAS CAPITAL BANCSHARES, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: TCBI
SECURITY ID: 88224Q107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Jones, Jr. | Management | For | For |
1.2 | Elect Director Peter B. Bartholow | Management | For | For |
1.3 | Elect Director James H. Browning | Management | For | For |
1.4 | Elect Director Joseph M. (Jody) Grant | Management | For | Withhold |
1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
1.6 | Elect Director Larry L. Helm | Management | For | For |
1.7 | Elect Director James R. Holland, Jr. | Management | For | For |
1.8 | Elect Director W.w. McAllister, III | Management | For | For |
1.9 | Elect Director Elysia Holt Ragusa | Management | For | For |
1.10 | Elect Director Steven P. Rosenberg | Management | For | For |
1.11 | Elect Director Grant E. Sims | Management | For | For |
1.12 | Elect Director Robert W. Stallings | Management | For | For |
1.13 | Elect Director Dale W. Tremblay | Management | For | For |
1.14 | Elect Director Ian J. Turpin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: PNC
SECURITY ID: 693475105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Kay Coles James | Management | For | For |
5 | Elect Director Richard B. Kelson | Management | For | For |
6 | Elect Director Bruce C. Lindsay | Management | For | For |
7 | Elect Director Anthony A. Massaro | Management | For | For |
8 | Elect Director Jane G. Pepper | Management | For | For |
9 | Elect Director James E. Rohr | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Lorene K. Steffes | Management | For | For |
12 | Elect Director Dennis F. Strigl | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Elect Director George H. Walls, Jr. | Management | For | For |
15 | Elect Director Helge H. Wehmeier | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
U.S. BANCORP
MEETING DATE: APR 17, 2012 |
||||
TICKER: USB
SECURITY ID: 902973304
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Roland A. Hernandez | Management | For | For |
7 | Elect Director Joel W. Johnson | Management | For | For |
8 | Elect Director Olivia F. Kirtley | Management | For | For |
9 | Elect Director Jerry W. Levin | Management | For | For |
10 | Elect Director David B. O'Maley | Management | For | For |
11 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Elect Director Doreen Woo Ho | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VISA INC.
MEETING DATE: JAN 31, 2012 |
||||
TICKER: V
SECURITY ID: 92826C839
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary P. Coughlan | Management | For | For |
2 | Elect Director Mary B. Cranston | Management | For | For |
3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Director Robert W. Matschullat | Management | For | For |
5 | Elect Director Cathy E. Minehan | Management | For | For |
6 | Elect Director Suzanne Nora Johnson | Management | For | For |
7 | Elect Director David J. Pang | Management | For | For |
8 | Elect Director Joseph W. Saunders | Management | For | For |
9 | Elect Director William S. Shanahan | Management | For | For |
10 | Elect Director John A. Swainson | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
WELLS FARGO & COMPANY
MEETING DATE: APR 24, 2012 |
||||
TICKER: WFC
SECURITY ID: 949746101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker, II | Management | For | For |
2 | Elect Director Elaine L. Chao | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Lloyd H. Dean | Management | For | For |
5 | Elect Director Susan E. Engel | Management | For | For |
6 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
7 | Elect Director Donald M. James | Management | For | For |
8 | Elect Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Federico F. Pena | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director John G. Stumpf | Management | For | For |
15 | Elect Director Susan G. Swenson | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Adopt Proxy Access Right | Shareholder | Against | Against |
21 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WEST COAST BANCORP
MEETING DATE: APR 24, 2012 |
||||
TICKER: WCBO
SECURITY ID: 952145209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd D. Ankeny | Management | For | For |
1.2 | Elect Director David A. Dietzler | Management | For | For |
1.3 | Elect Director Henchy R. Enden | Management | For | For |
1.4 | Elect Director Shmuel (Sam) Levinson | Management | For | For |
1.5 | Elect Director Steven J. Oliva | Management | For | For |
1.6 | Elect Director John T. Pietrzak | Management | For | For |
1.7 | Elect Director Steven N. Spence | Management | For | For |
1.8 | Elect Director Robert D. Sznewajs | Management | For | For |
1.9 | Elect Director Nancy A. Wilgenbusch, Ph.D. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTERN ALLIANCE BANCORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: WAL
SECURITY ID: 957638109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Beach | Management | For | For |
1.2 | Elect Director William S. Boyd | Management | For | For |
1.3 | Elect Director Steven J. Hilton | Management | For | For |
1.4 | Elect Director Marianne Boyd Johnson | Management | For | For |
1.5 | Elect Director Kenneth A. Vecchione | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
WILSHIRE BANCORP, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: WIBC
SECURITY ID: 97186T108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Y. Lim | Management | For | For |
1.2 | Elect Director Craig Mautner | Management | For | For |
1.3 | Elect Director Harry Siafaris | Management | For | For |
1.4 | Elect Director John R. Taylor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Increase Authorized Common Stock | Management | For | For |
WINTRUST FINANCIAL CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: WTFC
SECURITY ID: 97650W108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Crist | Management | For | For |
1.2 | Elect Director Bruce K. Crowther | Management | For | For |
1.3 | Elect Director Joseph F. Damico | Management | For | For |
1.4 | Elect Director Bert A. Getz, Jr. | Management | For | For |
1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
1.6 | Elect Director Scott K. Heitmann | Management | For | For |
1.7 | Elect Director Charles H. James, III | Management | For | For |
1.8 | Elect Director Albin F. Moschner | Management | For | For |
1.9 | Elect Director Thomas J. Neis | Management | For | For |
1.10 | Elect Director Christopher J. Perry | Management | For | For |
1.11 | Elect Director Ingrid S. Stafford | Management | For | For |
1.12 | Elect Director Sheila G. Talton | Management | For | For |
1.13 | Elect Director Edward J. Wehmer | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WSFS FINANCIAL CORPORATION
MEETING DATE: APR 26, 2012 |
||||
TICKER: WSFS
SECURITY ID: 929328102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anat Bird | Management | For | For |
1.2 | Elect Director William B. Chandler | Management | For | For |
1.3 | Elect Director Jennifer W. Davis | Management | For | For |
1.4 | Elect Director Donald W. Delson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT BIOTECHNOLOGY PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACADIA PHARMACEUTICALS INC.
MEETING DATE: JUN 08, 2012 |
||||
TICKER: ACAD
SECURITY ID: 004225108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uli Hacksell | Management | For | For |
1.2 | Elect Director Torsten Rasmussen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACHILLION PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: ACHN
SECURITY ID: 00448Q201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jason S. Fisherman | Management | For | For |
2 | Elect Director Gary E. Frashier | Management | For | For |
3 | Elect Director David P. Wright | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: ACOR
SECURITY ID: 00484M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry Greene | Management | For | For |
1.2 | Elect Director Ian Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ADVENTRX PHARMACEUTICALS, INC.
MEETING DATE: JUN 20, 2012 |
||||
TICKER: ANX
SECURITY ID: 00764X202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Brian M. Culley | Management | For | For |
2 | Elect Director Jack Lief | Management | For | For |
3 | Elect Director David A. Ramsay | Management | For | For |
4 | Elect Director Lewis J. Shuster | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AEGERION PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: AEGR
SECURITY ID: 00767E102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandford D. Smith | Management | For | For |
1.2 | Elect Director Paul G. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AFFYMAX, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: AFFY
SECURITY ID: 00826A109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted W. Love | Management | For | Withhold |
1.2 | Elect Director John A. Orwin | Management | For | For |
1.3 | Elect Director Daniel K. Spiegelman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
AGENUS INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: AGEN
SECURITY ID: 00847G705
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wadih Jordan | Management | For | For |
1.2 | Elect Director Shalini Sharp | Management | For | For |
2 | Reduce Authorized Common and Preferred Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Deferred Compensation Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AKORN, INC.
MEETING DATE: DEC 29, 2011 |
||||
TICKER: AKRX
SECURITY ID: 009728106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
AKORN, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: AKRX
SECURITY ID: 009728106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Kapoor | Management | For | For |
1.2 | Elect Director Ronald M. Johnson | Management | For | For |
1.3 | Elect Director Brian Tambi | Management | For | For |
1.4 | Elect Director Steven J. Meyer | Management | For | For |
1.5 | Elect Director Alan Weinstein | Management | For | For |
1.6 | Elect Director Kenneth S. Abramowitz | Management | For | For |
1.7 | Elect Director Adrienne L. Graves | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 07, 2012 |
||||
TICKER: ALXN
SECURITY ID: 015351109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALIMERA SCIENCES, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: ALIM
SECURITY ID: 016259103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip R. Tracy | Management | For | For |
1.2 | Elect Director Glen Bradley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALKERMES PLC.
MEETING DATE: DEC 08, 2011 |
||||
TICKER: ALKS
SECURITY ID: G01767105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
ALKERMES, INC.
MEETING DATE: SEP 08, 2011 |
||||
TICKER: ALKS
SECURITY ID: 01642T108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ALLOS THERAPEUTICS, INC.
MEETING DATE: OCT 21, 2011 |
||||
TICKER: ALTH
SECURITY ID: 019777101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: ALNY
SECURITY ID: 02043Q107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Clarke | Management | For | For |
1.2 | Elect Director Marsha H. Fanucci | Management | For | For |
1.3 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMAG PHARMACEUTICALS, INC.
MEETING DATE: OCT 21, 2011 |
||||
TICKER: AMAG
SECURITY ID: 00163U106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy Card | ||||
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1 | Issue Shares in Connection with Acquisition | Management | Against | Did Not Vote |
2 | Adjourn Meeting | Management | Against | Did Not Vote |
AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: AMAG
SECURITY ID: 00163U106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph V. Bonventre | Management | For | For |
1.2 | Elect Director Rajiv De Silva | Management | For | For |
1.3 | Elect Director Michael Narachi | Management | For | For |
1.4 | Elect Director Robert J. Perez | Management | For | For |
1.5 | Elect Director Lesley Russell | Management | For | For |
1.6 | Elect Director Gino Santini | Management | For | For |
1.7 | Elect Director Davey S. Scoon | Management | For | For |
1.8 | Elect Director William K. Heiden | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMARIN CORPORATION PLC
MEETING DATE: JUL 12, 2011 |
||||
TICKER: AMRN
SECURITY ID: 023111206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Dr Joseph Anderson as Director | Management | For | For |
2 | Re-elect Dr James Healy as Director | Management | For | For |
3 | Elect Kristine Peterson as Director | Management | For | For |
4 | Elect Dr David Feigal as Director | Management | For | For |
5 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Approve Remuneration Report | Management | For | For |
8 | Appoint Deloitte & Touche LLP as Auditors and Authorise Their Remuneration | Management | For | For |
9 | Approve 2011 Stock Incentive Plan | Management | For | For |
AMGEN INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: AMGN
SECURITY ID: 031162100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Robert A. Bradway | Management | For | For |
4 | Elect Director Francois De Carbonnel | Management | For | For |
5 | Elect Director Vance D. Coffman | Management | For | For |
6 | Elect Director Rebecca M. Henderson | Management | For | For |
7 | Elect Director Frank C. Herringer | Management | For | For |
8 | Elect Director Tyler Jacks | Management | For | For |
9 | Elect Director Gilbert S. Omenn | Management | For | For |
10 | Elect Director Judith C. Pelham | Management | For | For |
11 | Elect Director J. Paul Reason | Management | For | For |
12 | Elect Director Leonard D. Schaeffer | Management | For | For |
13 | Elect Director Kevin W. Sharer | Management | For | For |
14 | Elect Director Ronald D. Sugar | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Provide Right to Act by Written Consent | Management | For | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Abstain |
20 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
21 | Limit CEO to Serving on only One Other Board | Shareholder | Against | Against |
AMICUS THERAPEUTICS, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: FOLD
SECURITY ID: 03152W109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | Withhold |
1.2 | Elect Director Donald J. Hayden, Jr. | Management | For | Withhold |
1.3 | Elect Director J.n. Topper | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AMYLIN PHARMACEUTICALS, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: AMLN
SECURITY ID: 032346108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian Adams | Management | For | For |
1.2 | Elect Director Teresa Beck | Management | For | For |
1.3 | Elect Director M. Kathleen Behrens | Management | For | For |
1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
1.5 | Elect Director Paul N. Clark | Management | For | Withhold |
1.6 | Elect Director Paulo F. Costa | Management | For | For |
1.7 | Elect Director Alexander Denner | Management | For | For |
1.8 | Elect Director Karin Eastham | Management | For | For |
1.9 | Elect Director James R. Gavin, III | Management | For | For |
1.10 | Elect Director Jay S. Skyler | Management | For | For |
1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ANACOR PHARMACEUTICALS, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: ANAC
SECURITY ID: 032420101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Leschly | Management | For | For |
1.2 | Elect Director Paul H. Klingenstein | Management | For | For |
1.3 | Elect Director William J. Rieflin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARADIGM CORPORATION
MEETING DATE: MAY 25, 2012 |
||||
TICKER: ARDM
SECURITY ID: 038505301
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank H. Barker | Management | For | For |
1.2 | Elect Director Igor Gonda | Management | For | For |
1.3 | Elect Director Tamar D. Howson | Management | For | For |
1.4 | Elect Director John M. Siebert | Management | For | For |
1.5 | Elect Director Virgil D. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: RDEA
SECURITY ID: 03969P107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker | Management | For | For |
1.2 | Elect Director Wendy L. Dixon | Management | For | For |
1.3 | Elect Director Henry J. Fuchs | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
1.6 | Elect Director Barry D. Quart | Management | For | For |
1.7 | Elect Director Kevin C. Tang | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARENA PHARMACEUTICALS, INC.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: ARNA
SECURITY ID: 040047102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Lief | Management | For | For |
1.2 | Elect Director Dominic P. Behan | Management | For | For |
1.3 | Elect Director Donald D. Belcher | Management | For | For |
1.4 | Elect Director Scott H. Bice | Management | For | For |
1.5 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
1.6 | Elect Director Tina S. Nova | Management | For | For |
1.7 | Elect Director Phillip M. Schneider | Management | For | For |
1.8 | Elect Director Christine A. White | Management | For | For |
1.9 | Elect Director Randall E. Woods | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: ARIA
SECURITY ID: 04033A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harvey J. Berger | Management | For | For |
1.2 | Elect Director Wayne Wilson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARQULE, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: ARQL
SECURITY ID: 04269E107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy C. Barabe | Management | For | For |
1.2 | Elect Director Paolo Pucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUXILIUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: AUXL
SECURITY ID: 05334D107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Adrian Adams | Management | For | For |
1.3 | Elect Director Peter C. Brandt | Management | For | For |
1.4 | Elect Director Oliver S. Fetzer | Management | For | For |
1.5 | Elect Director Paul A. Friedman | Management | For | For |
1.6 | Elect Director Nancy S. Lurker | Management | For | For |
1.7 | Elect Director William T. McKee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Bylaws to Adopt Director Resignation Policy | Management | For | For |
AVANIR PHARMACEUTICALS, INC.
MEETING DATE: FEB 16, 2012 |
||||
TICKER: AVNR
SECURITY ID: 05348P401
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith A. Katkin | Management | For | For |
1.2 | Elect Director Charles A. Mathews | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVEO PHARMACEUTICALS, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: AVEO
SECURITY ID: 053588109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Bate | Management | For | For |
1.2 | Elect Director Ronald A. DePinho | Management | For | For |
1.3 | Elect Director Anthony B. Evnin | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director Raju Kucherlapati | Management | For | For |
1.6 | Elect Director Henri A. Termeer | Management | For | For |
1.7 | Elect Director Kenneth E. Weg | Management | For | Withhold |
1.8 | Elect Director Robert C. Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BG MEDICINE, INC.
MEETING DATE: JUN 11, 2012 |
||||
TICKER: BGMD
SECURITY ID: 08861T107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Noubar Afeyan | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director Harrison M. Bains | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BIOGEN IDEC INC.
MEETING DATE: JUN 08, 2012 |
||||
TICKER: BIIB
SECURITY ID: 09062X103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Caroline D. Dorsa | Management | For | For |
2 | Elect Director Stelios Papadopoulos | Management | For | For |
3 | Elect Director George A. Scangos | Management | For | For |
4 | Elect Director Lynn Schenk | Management | For | For |
5 | Elect Director Alexander J. Denner | Management | For | For |
6 | Elect Director Nancy L. Leaming | Management | For | For |
7 | Elect Director Richard C. Mulligan | Management | For | For |
8 | Elect Director Robert W. Pangia | Management | For | For |
9 | Elect Director Brian S. Posner | Management | For | For |
10 | Elect Director Eric K. Rowinsky | Management | For | For |
11 | Elect Director Stephen A. Sherwin | Management | For | For |
12 | Elect Director William D. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
16 | Provide Right to Call Special Meeting | Management | For | For |
BIOINVENT INTERNATIONAL AB
MEETING DATE: MAR 09, 2012 |
||||
TICKER: BINV
SECURITY ID: W1674V125
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Approve Agenda of Meeting | Management | For | Did Not Vote |
7 | Approve Issuance of up to 6.7 Million Shares with Preemptive Rights | Management | For | Did Not Vote |
8 | Close Meeting | Management | None | None |
BIOINVENT INTERNATIONAL AB
MEETING DATE: MAR 26, 2012 |
||||
TICKER: BINV
SECURITY ID: W1674V125
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Bjorn Nilsson as Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Approve Agenda of Meeting | Management | For | Did Not Vote |
7 | Receive CEO's Report | Management | None | None |
8 | Receive Board's and Board Committees' Reports | Management | None | None |
9 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
10a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10b | Approve Allocation of Income and Omission of Dividend | Management | For | Did Not Vote |
10c | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Ammount of SEK 400,000 for Chairman and SEK 160,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
13 | Reelect Lars Backsell, Carl Borrebaeck, Lars Ingelmark, Elisabeth Lindner, Svein Mathisen, Bjorn Nilsson, and Kenth Petersson as Directors; Reelect Bjorn Nilsson as Chairman | Management | For | Did Not Vote |
14 | Amend Articles Re: Auditors | Management | For | Did Not Vote |
15 | Set Number of Auditors at One | Management | For | Did Not Vote |
16 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
17 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
19 | Approve Issuance of up to 10 Percent of Share Capital without Preemptive Rights | Management | For | Did Not Vote |
20 | Close Meeting | Management | None | None |
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: BMRN
SECURITY ID: 09061G101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BIONOVO, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: BNVI
SECURITY ID: 090643206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
BIOSPECIFICS TECHNOLOGIES CORP.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: BSTC
SECURITY ID: 090931106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Wegman | Management | For | For |
1.2 | Elect Director Paul Gitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BIOTIME, INC.
MEETING DATE: JUN 26, 2012 |
||||
TICKER: BTX
SECURITY ID: 09066L105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neal C. Bradsher | Management | For | For |
1.2 | Elect Director Arnold I. Burns | Management | For | For |
1.3 | Elect Director Abraham E. Cohen | Management | For | For |
1.4 | Elect Director Alfred D. Kingsley | Management | For | For |
1.5 | Elect Director Pedro Lichtinger | Management | For | For |
1.6 | Elect Director Judith Segall | Management | For | For |
1.7 | Elect Director Andrew C. von Eschenbach | Management | For | For |
1.8 | Elect Director Michael D. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CARDIOME PHARMA CORP.
MEETING DATE: JUN 11, 2012 |
||||
TICKER: COM
SECURITY ID: 14159U202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Rieder | Management | For | For |
1.2 | Elect Director Peter W. Roberts | Management | For | For |
1.3 | Elect Director Harold H. Shlevin | Management | For | For |
1.4 | Elect Director Richard M. Glickman | Management | For | For |
1.5 | Elect Director Douglas G. Janzen | Management | For | For |
1.6 | Elect Director William L. Hunter | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CATALYST PHARMACEUTICAL PARTNERS, INC.
MEETING DATE: JUN 01, 2012 |
||||
TICKER: CPRX
SECURITY ID: 14888U101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick J. McEnany | Management | For | Withhold |
1.2 | Elect Director Philip H. Coelho | Management | For | Withhold |
1.3 | Elect Director Hubert E. Huckel | Management | For | Withhold |
1.4 | Elect Director Charles B. O'Keeffe | Management | For | Withhold |
1.5 | Elect Director David S. Tierney | Management | For | Withhold |
1.6 | Elect Director Milton J. Wallace | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
CELGENE CORPORATION
MEETING DATE: JUN 13, 2012 |
||||
TICKER: CELG
SECURITY ID: 151020104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard W. Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
CELL THERAPEUTICS, INC.
MEETING DATE: NOV 11, 2011 |
||||
TICKER: CTIC
SECURITY ID: 150934602
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Bianco, M.D. | Management | For | For |
1.2 | Elect Director Vartan Gregorian, Ph.D. | Management | For | For |
1.3 | Elect Director Frederick W. Telling, Ph.D. | Management | For | For |
1.4 | Elect Director Reed V. Tuckson, M.D. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Adjourn Meeting | Management | For | Against |
CELLDEX THERAPEUTICS, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: CLDX
SECURITY ID: 15117B103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Timothy M. Shannon | Management | For | For |
1.7 | Elect Director Karen L. Shoos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CEPHEID
MEETING DATE: APR 24, 2012 |
||||
TICKER: CPHD
SECURITY ID: 15670R107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Bishop | Management | For | For |
1.2 | Elect Director Thomas D. Brown | Management | For | For |
1.3 | Elect Director Dean O. Morton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHELSEA THERAPEUTICS INTERNATIONAL, LTD.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: CHTP
SECURITY ID: 163428105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Simon Pedder | Management | For | For |
1.2 | Elect Director Michael Weiser | Management | For | For |
1.3 | Elect Director Kevan Clemens | Management | For | For |
1.4 | Elect Director Norman Hardman | Management | For | For |
1.5 | Elect Director Johnson Y.N. Lau | Management | For | For |
1.6 | Elect Director Roger Stoll | Management | For | For |
1.7 | Elect Director Wiliam Rueckert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CLOVIS ONCOLOGY, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: CLVS
SECURITY ID: 189464100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. James Barrett | Management | For | Withhold |
1.2 | Elect Director Patrick J. Mahaffy | Management | For | Withhold |
1.3 | Elect Director Thorlef Spickschen | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CODEXIS, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: CDXS
SECURITY ID: 192005106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bernard J. Kelley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORCEPT THERAPEUTICS INCORPORATED
MEETING DATE: JUN 13, 2012 |
||||
TICKER: CORT
SECURITY ID: 218352102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Leonard Baker, Jr. | Management | For | For |
1.2 | Elect Director Joseph K. Belanoff | Management | For | For |
1.3 | Elect Director Joseph C. Cook, Jr. | Management | For | For |
1.4 | Elect Director Patrick G. Enright | Management | For | For |
1.5 | Elect Director David L. Mahoney | Management | For | For |
1.6 | Elect Director Joseph L. Turner | Management | For | For |
1.7 | Elect Director James N. Wilson | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
CUBIST PHARMACEUTICALS, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: CBST
SECURITY ID: 229678107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth Bate | Management | For | For |
1.2 | Elect Director Nancy Hutson | Management | For | For |
1.3 | Elect Director Leon Moulder, Jr. | Management | For | For |
1.4 | Elect Director Martin Soeters | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DENDREON CORPORATION
MEETING DATE: JUN 13, 2012 |
||||
TICKER: DNDN
SECURITY ID: 24823Q107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John H. Johnson | Management | For | Against |
2 | Elect Director Susan B. Bayh | Management | For | Against |
3 | Elect Director Dennis M. Fenton | Management | For | Against |
4 | Elect Director David L. Urdal | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: MAY 30, 2012 |
||||
TICKER: DVAX
SECURITY ID: 268158102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnold L. Oronsky | Management | For | For |
1.2 | Elect Director Francis R. Cano | Management | For | For |
1.3 | Elect Director Peggy V. Phillips | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ELAN CORPORATION PLC
MEETING DATE: MAY 24, 2012 |
||||
TICKER: DRX
SECURITY ID: 284131208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Lars Ekman as Director | Management | For | For |
3 | Reelect Hans Hasler as Director | Management | For | For |
4 | Reelect Robert Ingram as Director | Management | For | For |
5 | Reelect Gary Kennedy as Director | Management | For | For |
6 | Reelect Patrick Kennedy as Director | Management | For | For |
7 | Reelect Giles Kerr as Director | Management | For | For |
8 | Reelect Kelly Martin as Director | Management | For | For |
9 | Reelect Kieran McGowan as Director | Management | For | For |
10 | Reelect Kyran McLaughlin as Director | Management | For | For |
11 | Reelect Donal O'Connor as Director | Management | For | For |
12 | Reelect Richard Pilnik as Director | Management | For | For |
13 | Reelect Dennis Selkoe as Director | Management | For | For |
14 | Reelect Andrew von Eschenbach as Director | Management | For | For |
15 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve 2012 Long Term Incentive Plan | Management | For | For |
17 | Approve Employee Equity Purchase Plan | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
20 | Approve Reduction of Share Premium Account | Management | For | For |
21 | Approve Conversion of Securities | Management | For | For |
22 | Amend Articles of Association Re: Share Conversion | Management | For | For |
23 | Authorize Share Repurchase Program | Management | For | For |
24 | Authorize Reissuance of Repurchased Shares | Management | For | For |
25 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
EMERGENT BIOSOLUTIONS INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: EBS
SECURITY ID: 29089Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Abdun-Nabi | Management | For | For |
1.2 | Elect Director Sue Bailey | Management | For | For |
1.3 | Elect Director John E. Niederhuber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
ENZON PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: ENZN
SECURITY ID: 293904108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alexander J. Denner | Management | For | For |
2 | Elect Director Richard C. Mulligan | Management | For | For |
3 | Elect Director Thomas F. Deuel | Management | For | For |
4 | Elect Director George W. Hebard, III | Management | For | For |
5 | Elect Director Robert LeBuhn | Management | For | For |
6 | Elect Director Robert C. Salisbury | Management | For | For |
7 | Elect Director Richard A. Young | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXELIXIS, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: EXEL
SECURITY ID: 30161Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles Cohen | Management | For | For |
2 | Elect Director George Poste | Management | For | For |
3 | Elect Director Jack L. Wyszomierski | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
GENOMIC HEALTH, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: GHDX
SECURITY ID: 37244C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kimberly J. Popovits | Management | For | For |
1.2 | Elect Director Randal W. Scott | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Fred E. Cohen | Management | For | For |
1.5 | Elect Director Samuel D. Colella | Management | For | For |
1.6 | Elect Director Ginger L. Graham | Management | For | For |
1.7 | Elect Director Randall S. Livingston | Management | For | For |
1.8 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GERON CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: GERN
SECURITY ID: 374163103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Hofstaetter | Management | For | For |
1.2 | ElectDirector John A. Scarlett | Management | For | For |
1.3 | ElectDirector Robert J. Spiegel | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
GILEAD SCIENCES, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: GILD
SECURITY ID: 375558103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
HALOZYME THERAPEUTICS, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: HALO
SECURITY ID: 40637H109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall J. Kirk | Management | For | For |
1.2 | Elect Director John S. Patton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HORIZON PHARMA, INC.
MEETING DATE: JUN 08, 2012 |
||||
TICKER: HZNP
SECURITY ID: 44047T109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Grey | Management | For | For |
1.2 | Elect Director Ronald Pauli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
IDENIX PHARMACEUTICALS, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: IDIX
SECURITY ID: 45166R204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian Goff -WITHDRAWN | Management | None | None |
1.2 | Elect Director Wayne T. Hockmeyer | Management | For | For |
1.3 | Elect Director Thomas R. Hodgson | Management | For | For |
1.4 | Elect Director Tamar D. Howson | Management | For | For |
1.5 | Elect Director Robert E. Pelzer | Management | For | For |
1.6 | Elect Director Denise Pollard-Knight | Management | For | For |
1.7 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
1.8 | Elect Director Michael S. Wyzga | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
IMMUNOGEN, INC.
MEETING DATE: NOV 08, 2011 |
||||
TICKER: IMGN
SECURITY ID: 45253H101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Mark Skaletsky | Management | For | For |
2.2 | Elect Director J. J. Villafranca, Phd | Management | For | For |
2.3 | Elect Director Nicole Onetto, MD | Management | For | For |
2.4 | Elect Director Stephen C. McCluski | Management | For | For |
2.5 | Elect Director Richard J. Wallace | Management | For | For |
2.6 | Elect Director Daniel M. Junius | Management | For | For |
2.7 | Elect Director Howard H. Pien | Management | For | For |
2.8 | Elect Director Mark Goldberg, MD | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Ratify Auditors | Management | For | For |
INCYTE CORPORATION
MEETING DATE: MAY 30, 2012 |
||||
TICKER: INCY
SECURITY ID: 45337C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Roy A. Whitfield | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INTERMUNE, INC.
MEETING DATE: JUN 04, 2012 |
||||
TICKER: ITMN
SECURITY ID: 45884X103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lars G. Ekman | Management | For | For |
1.2 | Elect Director Jonathan S. Leff | Management | For | For |
1.3 | Elect Director Angus C. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INVIVO THERAPEUTICS HOLDINGS CORP.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: NVIV
SECURITY ID: 46186M100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Roberts | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
IRONWOOD PHARMACEUTICALS, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: IRWD
SECURITY ID: 46333X108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George H. Conrades | Management | For | For |
1.2 | Elect Director Joseph C. Cook, Jr. | Management | For | For |
1.3 | Elect Director David A. Ebersman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ISIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: ISIS
SECURITY ID: 464330109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick T. Muto | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Amend Stock Option Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
JAZZ PHARMACEUTICALS, INC.
MEETING DATE: DEC 12, 2011 |
||||
TICKER: JAZZ
SECURITY ID: 472147107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Dividend Reinvestment Plan | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
KERYX BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 19, 2012 |
||||
TICKER: KERX
SECURITY ID: 492515101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Bentsur | Management | For | For |
1.2 | Elect Director Kevin J. Cameron | Management | For | For |
1.3 | Elect Director Joseph M. Feczko | Management | For | For |
1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.5 | Elect Director Jack Kaye | Management | For | For |
1.6 | Elect Director Michael P. Tarnok | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LEXICON PHARMACEUTICALS, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: LXRX
SECURITY ID: 528872104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur T. Sands | Management | For | For |
1.2 | Elect Director Philippe J. Amouyal | Management | For | For |
1.3 | Elect Director Frank P. Palantoni | Management | For | For |
2 | Amend Certificate of Incorporation to Increase the Board Size and Allowing for an Increase Above Thirteen Directors as Necessary | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
LIGAND PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 31, 2012 |
||||
TICKER: LGND
SECURITY ID: 53220K504
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason M. Aryeh | Management | For | For |
1.2 | Elect Director Todd C. Davis | Management | For | For |
1.3 | Elect Director John L. Higgins | Management | For | For |
1.4 | Elect Director David M. Knott | Management | For | For |
1.5 | Elect Director John W. Kozarich | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Sunil Patel | Management | For | For |
1.8 | Elect Director Stephen L. Sabba | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MANNKIND CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: MNKD
SECURITY ID: 56400P201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred E. Mann | Management | For | For |
1.2 | Elect Director Hakan S. Edstrom | Management | For | For |
1.3 | Elect Director Abraham E. Cohen | Management | For | For |
1.4 | Elect Director Ronald Consiglio | Management | For | For |
1.5 | Elect Director Michael Friedman | Management | For | For |
1.6 | Elect Director Kent Kresa | Management | For | For |
1.7 | Elect Director David H. MacCallum | Management | For | For |
1.8 | Elect Director Henry L. Nordhoff | Management | For | For |
1.9 | Elect Director James S. Shannon | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MEDIVATION, INC.
MEETING DATE: JUL 01, 2011 |
||||
TICKER: MDVN
SECURITY ID: 58501N101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Gregory H. Bailey, M.D. | Management | For | For |
1.3 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.4 | Elect Director David T. Hung, M.D. | Management | For | For |
1.5 | Elect Director W. Anthony Vernon | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
METABOLIX, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: MBLX
SECURITY ID: 591018809
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard P. Eno | Management | For | For |
1.2 | Elect Director Anthony J. Sinskey | Management | For | For |
1.3 | Elect Director Matthew Strobeck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOMENTA PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: MNTA
SECURITY ID: 60877T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Clarke | Management | For | For |
1.2 | Elect Director James R. Sulat | Management | For | For |
1.3 | Elect Director Craig A. Wheeler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MYREXIS, INC.
MEETING DATE: DEC 08, 2011 |
||||
TICKER: MYRX
SECURITY ID: 62856H107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Henderson | Management | For | For |
1.2 | Elect Director Robert M. Forrester | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: NBIX
SECURITY ID: 64125C109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Thomas Mitchell | Management | For | For |
1.2 | Elect Director Joseph A. Mollica | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NEUROGESX, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: NGSX
SECURITY ID: 641252101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary A. Lyons | Management | For | Withhold |
1.2 | Elect Director Robert T. Nelson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NOVAVAX, INC.
MEETING DATE: JUN 11, 2012 |
||||
TICKER: NVAX
SECURITY ID: 670002104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Douglas | Management | For | For |
1.2 | Elect Director Gary C. Evans | Management | For | For |
1.3 | Elect Director John O. Marsh, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
NPS PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: NPSP
SECURITY ID: 62936P103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director Georges Gemayel | Management | For | For |
1.4 | Elect Director Pedro Granadillo | Management | For | For |
1.5 | Elect Director James G. Groninger | Management | For | For |
1.6 | Elect Director Francois Nader | Management | For | For |
1.7 | Elect Director Rachel R. Selisker | Management | For | For |
1.8 | Elect Director Peter G. Tombros | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NUPATHE INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: PATH
SECURITY ID: 67059M100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wayne P. Yetter | Management | For | For |
1.2 | Elect Director Michael Cola | Management | For | Withhold |
1.3 | Elect Director Jeanne Cunicelli | Management | For | For |
1.4 | Elect Director William J. Federici | Management | For | For |
1.5 | Elect Director Jane H. Hollingsworth | Management | For | For |
1.6 | Elect Director Gary J. Kurtzman | Management | For | For |
1.7 | Elect Director Robert P. Roche, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OMEROS CORPORATION
MEETING DATE: JUN 01, 2012 |
||||
TICKER: OMER
SECURITY ID: 682143102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory A. Demopulos | Management | For | For |
1.2 | Elect Director Leroy E. Hood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ONCOGENEX PHARMACEUTICALS, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: OGXI
SECURITY ID: 68230A106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Cormack | Management | For | For |
1.2 | Elect Director Neil Clendeninn | Management | For | For |
1.3 | Elect Director Jack Goldstein | Management | For | For |
1.4 | Elect Director Martin Mattingly | Management | For | For |
1.5 | Elect Director Stewart Parker | Management | For | For |
1.6 | Elect Director David Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ONCOTHYREON INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: ONTY
SECURITY ID: 682324108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher S. Henney | Management | For | For |
1.2 | Elect Director W. Vickery Stoughton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ONYX PHARMACEUTICALS, INC.
MEETING DATE: MAY 21, 2012 |
||||
TICKER: ONXX
SECURITY ID: 683399109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Goddard | Management | For | For |
1.2 | Elect Director Antonio J. Grillo-Lopez | Management | For | For |
1.3 | Elect Director Wendell Wierenga | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
OPKO HEALTH, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: OPK
SECURITY ID: 68375N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip Frost | Management | For | For |
1.2 | Elect Director Jane H. Hsiao | Management | For | For |
1.3 | Elect Director Steven D. Rubin | Management | For | For |
1.4 | Elect Director Robert A. Baron | Management | For | For |
1.5 | Elect Director Thomas E. Beier | Management | For | For |
1.6 | Elect Director Dmitry Kolosov | Management | For | For |
1.7 | Elect Director Richard A. Lerner | Management | For | For |
1.8 | Elect Director John A. Paganelli | Management | For | For |
1.9 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
1.10 | Elect Director Alice Lin-Tsing Yu | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
OPTIMER PHARMACEUTICALS, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: OPTR
SECURITY ID: 68401H104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Lichtinger | Management | For | For |
1.2 | Elect Director Henry A. McKinnell | Management | For | For |
1.3 | Elect Director Peter E. Grebow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
OREXIGEN THERAPEUTICS, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: OREX
SECURITY ID: 686164104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis C. Bock | Management | For | Withhold |
1.2 | Elect Director Wendy L. Dixon | Management | For | Withhold |
1.3 | Elect Director Peter K. Honig | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: PCRX
SECURITY ID: 695127100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura Brege | Management | For | For |
1.2 | Elect Director Luke Evnin | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PDL BIOPHARMA, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: PDLI
SECURITY ID: 69329Y104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jody S. Lindell | Management | For | For |
1.2 | Elect Director John P. McLaughlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHARMACYCLICS, INC.
MEETING DATE: DEC 15, 2011 |
||||
TICKER: PCYC
SECURITY ID: 716933106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Booth, Ph.D. | Management | For | For |
1.2 | Elect Director Robert W. Duggan | Management | For | For |
1.3 | Elect Director Eric H. Halvorson | Management | For | For |
1.4 | Elect Director Roy C. Hardiman | Management | For | For |
1.5 | Elect Director Minesh P. Mehta, M.D. | Management | For | For |
1.6 | Elect Director David D. Smith, Ph.D. | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
POLYMEDIX, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: PYMX
SECURITY ID: 73174C100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas Landekic | Management | For | For |
1.2 | Elect Director Brian Anderson | Management | For | For |
1.3 | Elect Director Michael E. Lewis | Management | For | For |
1.4 | Elect Director Stefan D. Loren | Management | For | For |
1.5 | Elect Director Shaun F. O'Malley | Management | For | For |
1.6 | Elect Director Frank Slattery, Jr. | Management | For | For |
1.7 | Elect Director Douglas J. Swirsky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
PROGENICS PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: PGNX
SECURITY ID: 743187106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Crowley | Management | For | For |
2 | Elect Director Paul J. Maddon | Management | For | For |
3 | Elect Director Charles A. Baker | Management | For | For |
4 | Elect Director Mark R. Baker | Management | For | For |
5 | Elect Director Kurt W. Briner | Management | For | For |
6 | Elect Director Stephen P. Goff | Management | For | For |
7 | Elect Director David A. Scheinberg | Management | For | For |
8 | Elect Director Nicole S. Williams | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
PROLOR BIOTECH, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: PBTH
SECURITY ID: 74344F106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip Frost | Management | For | For |
1.2 | Elect Director Fuad Fares | Management | For | For |
1.3 | Elect Director Marian Gorecki | Management | For | For |
1.4 | Elect Director Abraham (Avri) Havron | Management | For | For |
1.5 | Elect Director Jane H. Hsiao | Management | For | For |
1.6 | Elect Director Shai Novik | Management | For | For |
1.7 | Elect Director Steven D. Rubin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PROTALIX BIOTHERAPEUTICS, INC.
MEETING DATE: NOV 07, 2011 |
||||
TICKER: PLX
SECURITY ID: 74365A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zeev Bronfeld | Management | For | For |
1.2 | Elect Director David Aviezer, Ph.D. | Management | For | For |
1.3 | Elect Director Yoseph Shaaltiel, Ph.D. | Management | For | For |
1.4 | Elect Director Alfred Akirov | Management | For | For |
1.5 | Elect Director Amos Bar Shalev | Management | For | For |
1.6 | Elect Director Yodfat Harel Gross | Management | For | For |
1.7 | Elect Director Roger D. Kornberg, Ph.D. | Management | For | For |
1.8 | Elect Director Eyal Sheratzky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
PROTALIX BIOTHERAPEUTICS, INC.
MEETING DATE: JUN 17, 2012 |
||||
TICKER: PLX
SECURITY ID: 74365A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Aviezer | Management | For | For |
1.2 | Elect Director Yoseph Shaaltiel | Management | For | For |
1.3 | Elect Director Zeev Bronfeld | Management | For | For |
1.4 | Elect Director Alfred Akirov | Management | For | For |
1.5 | Elect Director Amos Bar Shalev | Management | For | For |
1.6 | Elect Director Yodfat Harel Buchris | Management | For | For |
1.7 | Elect Director Roger D. Kornberg | Management | For | For |
1.8 | Elect Director Eyal Sheratzky | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PUMA BIOTECHNOLOGY, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: PBYI
SECURITY ID: 74587V107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | Withhold |
1.2 | Elect Director Thomas R. Malley | Management | For | Withhold |
1.3 | Elect Director Jay M. Moyes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
RAPTOR PHARMACEUTICAL CORP.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: RPTP
SECURITY ID: 75382F106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Starr | Management | For | For |
1.2 | Elect Director Raymond W. Anderson | Management | For | For |
1.3 | Elect Director Suzanne L. Bruhn | Management | For | For |
1.4 | Elect Director Richard L. Franklin | Management | For | For |
1.5 | Elect Director Llew Keltner | Management | For | For |
1.6 | Elect Director Erich Sager | Management | For | For |
1.7 | Elect Director Vijay B. Samant | Management | For | For |
1.8 | Elect Director Timothy P. Walbert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 08, 2012 |
||||
TICKER: REGN
SECURITY ID: 75886F107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Baker | Management | For | For |
1.2 | Elect Director Michael S. Brown | Management | For | For |
1.3 | Elect Director Arthur F. Ryan | Management | For | For |
1.4 | Elect Director George L. Sing | Management | For | For |
1.5 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RIGEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: RIGL
SECURITY ID: 766559603
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Gower | Management | For | For |
1.2 | Elect Director Gary A. Lyons | Management | For | For |
1.3 | Elect Director Donald G. Payan | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
SANGAMO BIOSCIENCES, INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: SGMO
SECURITY ID: 800677106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward O. Lanphier, II | Management | For | For |
1.2 | Elect Director Paul B. Cleveland | Management | For | For |
1.3 | Elect Director Stephen G. Dilly | Management | For | For |
1.4 | Elect Director John W. Larson | Management | For | For |
1.5 | Elect Director Steven J. Mento | Management | For | For |
1.6 | Elect Director Saira Ramasastry | Management | For | For |
1.7 | Elect Director William R. Ringo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SANTARUS, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: SNTS
SECURITY ID: 802817304
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald T. Proehl | Management | For | For |
1.2 | Elect Director David F. Hale | Management | For | For |
1.3 | Elect Director Ted W. Love | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SAVIENT PHARMACEUTICALS, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: SVNT
SECURITY ID: 80517Q100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ginger Constantine | Management | For | For |
1.2 | Elect Director Stephen O. Jaeger | Management | For | For |
1.3 | Elect Director David Y. Norton | Management | For | For |
1.4 | Elect Director William Owen, Jr. | Management | For | For |
1.5 | Elect Director Lee S. Simon | Management | For | For |
1.6 | Elect Director Virgil Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SEATTLE GENETICS, INC.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: SGEN
SECURITY ID: 812578102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clay B. Siegall | Management | For | For |
1.2 | Elect Director Felix Baker | Management | For | For |
1.3 | Elect Director Nancy A. Simonian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIGA TECHNOLOGIES, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: SIGA
SECURITY ID: 826917106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric A. Rose | Management | For | For |
1.2 | Elect Director James J. Antal | Management | For | For |
1.3 | Elect Director Michael J. Bayer | Management | For | For |
1.4 | Elect Director William C. Bevins | Management | For | Withhold |
1.5 | Elect Director Thomas E. Constance | Management | For | For |
1.6 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | Withhold |
1.7 | Elect Director Paul G. Savas | Management | For | Withhold |
1.8 | Elect Director Bruce Slovin | Management | For | Withhold |
1.9 | Elect Director Andrew L. Stern | Management | For | For |
1.10 | Elect Director Frances Fragos Townsend | Management | For | For |
1.11 | Elect Director Michael A. Weiner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOPHIRIS BIO INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: SHS
SECURITY ID: 83578Q100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Lars Ekman | Management | For | For |
2.2 | Elect Director Jim Heppell | Management | For | For |
2.3 | Elect Director John (Jack) Geltosky | Management | For | For |
2.4 | Elect Director Jonathan Leff | Management | For | For |
2.5 | Elect Director William R. Rohn | Management | For | For |
2.6 | Elect Director Amit Sobti | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
SPECTRUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 22, 2012 |
||||
TICKER: SPPI
SECURITY ID: 84763A108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Krishan K. Arora | Management | For | For |
1.2 | Elect Director Gilles Gagnon | Management | For | For |
1.3 | Elect Director Anton Gueth | Management | For | For |
1.4 | Elect Director Stuart M. Krassner | Management | For | For |
1.5 | Elect Director Luigi Lenaz | Management | For | For |
1.6 | Elect Director Anthony E. Maida, III | Management | For | For |
1.7 | Elect Director Rajesh C. Shrotriya | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
SUNESIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: SNSS
SECURITY ID: 867328601
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Hurwitz | Management | For | Withhold |
1.2 | Elect Director Helen S. Kim | Management | For | Withhold |
1.3 | Elect Director Dayton Misfeldt | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: GEVA
SECURITY ID: 87159A103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanj K. Patel | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director Stephen R. Biggar | Management | For | For |
1.4 | Elect Director Stephen R. Davis | Management | For | For |
1.5 | Elect Director Thomas R. Malley | Management | For | For |
1.6 | Elect Director Barry Quart | Management | For | For |
1.7 | Elect Director Thomas J. Tisch | Management | For | For |
1.8 | Elect Director Peter Wirth | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SYNTA PHARMACEUTICALS CORP.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: SNTA
SECURITY ID: 87162T206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith R. Gollust | Management | For | For |
1.2 | Elect Director Robert N. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THERAVANCE, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: THRX
SECURITY ID: 88338T104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.4 | Elect Director Arnold J. Levine | Management | For | For |
1.5 | Elect Director Burton G. Malkiel | Management | For | For |
1.6 | Elect Director Peter S. Ringrose | Management | For | For |
1.7 | Elect Director William H. Waltrip | Management | For | For |
1.8 | Elect Director George M. Whitesides | Management | For | For |
1.9 | Elect Director William D. Young | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
THRESHOLD PHARMACEUTICALS, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: THLD
SECURITY ID: 885807206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wilfred E. Jaeger | Management | For | For |
1.2 | Elect Director David R. Parkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TRANSGENOMIC, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: TBIO
SECURITY ID: 89365K206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney S. Markin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Certificate of Designation of Series A Convertible Preferred Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRIUS THERAPEUTICS, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: TSRX
SECURITY ID: 89685K100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Kabakoff | Management | For | For |
1.2 | Elect Director Risa Stack | Management | For | For |
1.3 | Elect Director Paul Truex | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 26, 2012 |
||||
TICKER: UTHR
SECURITY ID: 91307C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martine Rothblatt | Management | For | For |
1.2 | Elect Director Louis Sullivan | Management | For | For |
1.3 | Elect Director Ray Kurzweil | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VANDA PHARMACEUTICALS INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: VNDA
SECURITY ID: 921659108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mihael H. Polymeropoulos | Management | For | For |
1.2 | Elect Director Steven K. Galson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VENTRUS BIOSCIENCES, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: VTUS
SECURITY ID: 922822101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Auerbach | Management | For | For |
1.2 | Elect Director Russell H. Ellison | Management | For | For |
1.3 | Elect Director Joseph Felder | Management | For | For |
1.4 | Elect Director Myron Z. Holubiak | Management | For | For |
1.5 | Elect Director Anthony Altig | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Other Business | Management | For | Withhold |
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 16, 2012 |
||||
TICKER: VRTX
SECURITY ID: 92532F100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey M. Leiden | Management | For | For |
1.2 | Elect Director Bruce I. Sachs | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VICAL INCORPORATED
MEETING DATE: MAY 24, 2012 |
||||
TICKER: VICL
SECURITY ID: 925602104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Gordon Douglas | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VIROPHARMA INCORPORATED
MEETING DATE: MAY 21, 2012 |
||||
TICKER: VPHM
SECURITY ID: 928241108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Brooke | Management | For | For |
1.2 | Elect Director Michael R. Dougherty | Management | For | For |
1.3 | Elect Director Robert J. Glaser | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VIVUS, INC.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: VVUS
SECURITY ID: 928551100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leland F. Wilson | Management | For | For |
1.2 | Elect Director Peter Y. Tam | Management | For | For |
1.3 | Elect Director Mark B. Logan | Management | For | For |
1.4 | Elect Director Charles J. Casamento | Management | For | For |
1.5 | Elect Director Linda M. Dairiki Shortliffe | Management | For | For |
1.6 | Elect Director Ernest Mario | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
XENON PHARMACEUTICALS INC
MEETING DATE: JUN 05, 2012 |
||||
TICKER:
SECURITY ID: 983992918
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael Tarnow as Director | Management | For | For |
1.2 | Elect Mohammad Azab as Director | Management | For | For |
1.3 | Elect Christopher B. Ehrlich as Director | Management | For | For |
1.4 | Elect Michael Hayden as Director | Management | For | For |
1.5 | Elect Frank Holler as Director | Management | For | For |
1.6 | Elect Johnston L. Evans as Director | Management | For | For |
1.7 | Elect Gary Patou as Director | Management | For | For |
1.8 | Elect Simon N. Pimstone as Director | Management | For | For |
1.9 | Elect Evan Stein as Director | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
XENOPORT, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: XNPT
SECURITY ID: 98411C100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis M. Fenton | Management | For | For |
1.2 | Elect Director Catherine J. Friedman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 20, 2012 |
||||
TICKER: ZIOP
SECURITY ID: 98973P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis | Management | For | For |
1.2 | Elect Director Richard E. Bagley | Management | For | For |
1.3 | Elect Director Murray Brennan | Management | For | For |
1.4 | Elect Director James A. Cannon | Management | For | For |
1.5 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.6 | Elect Director Randal J. Kirk | Management | For | For |
1.7 | Elect Director Timothy McInerney | Management | For | For |
1.8 | Elect Director Michael Weiser | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ZOGENIX, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: ZGNX
SECURITY ID: 98978L105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Blair | Management | For | For |
1.2 | Elect Director Stephen J. Farr | Management | For | For |
1.3 | Elect Director Arda M. Minocherhomjee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
VOTE SUMMARY REPORT
SELECT BROKERAGE AND INVESTMENT MANAGEMENT PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
A.F.P. PROVIDA S.A.
MEETING DATE: JUL 29, 2011 |
||||
TICKER: PROVIDA
SECURITY ID: 00709P108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Grant Guarantees Pursuant to the Terms of the Invitation to Tender on the Unemployment Insurance Administration Service | Management | For | For |
2 | Grant Guarantees that Suffice for AFC to Secure Bank Bonds that Guarantee the Obligations It Will Assume in the Mandatory Unemployment Insurance Management Agreement | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
A.F.P. PROVIDA S.A.
MEETING DATE: APR 27, 2012 |
||||
TICKER: PROVIDA
SECURITY ID: 00709P108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports for Fiscal Year 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Present Dividend Policy | Management | None | None |
4 | Elect Directors and Fix Their Remuneration for Fiscal Year 2012 | Management | For | Abstain |
5 | Approve Remuneration and Budget of Directors' Committee and Their Alternates for 2012 | Management | For | Abstain |
6 | Elect External Auditors for Fiscal Year 2012 | Management | For | For |
7 | Designate Risk Assessment Company | Management | For | For |
8 | Receive Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
9 | Receive Report of Directors' Committee on Activities and Expenses | Management | None | None |
10 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
11 | Other Business (Voting) | Management | For | Against |
ADVANCE AMERICA, CASH ADVANCE CENTERS, INC.
MEETING DATE: APR 20, 2012 |
||||
TICKER: AEA
SECURITY ID: 00739W107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
AFFILIATED MANAGERS GROUP, INC.
MEETING DATE: JUN 18, 2012 |
||||
TICKER: AMG
SECURITY ID: 008252108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel T. Byrne | Management | For | For |
2 | Elect Director Dwight D. Churchill | Management | For | For |
3 | Elect Director Sean M. Healey | Management | For | For |
4 | Elect Director Harold J. Meyerman | Management | For | For |
5 | Elect Director William J. Nutt | Management | For | For |
6 | Elect Director Tracy P. Palandjian | Management | For | For |
7 | Elect Director Rita M. Rodriguez | Management | For | For |
8 | Elect Director Patrick T. Ryan | Management | For | For |
9 | Elect Director Jide J. Zeitlin | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
AFLAC INCORPORATED
MEETING DATE: MAY 07, 2012 |
||||
TICKER: AFL
SECURITY ID: 001055102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel P. Amos | Management | For | For |
2 | Elect Director John Shelby Amos, II | Management | For | For |
3 | Elect Director Paul S. Amos, II | Management | For | For |
4 | Elect Director Kriss Cloninger, III | Management | For | For |
5 | Elect Director Elizabeth J. Hudson | Management | For | For |
6 | Elect Director Douglas W. Johnson | Management | For | For |
7 | Elect Director Robert B. Johnson | Management | For | For |
8 | Elect Director Charles B. Knapp | Management | For | For |
9 | Elect Director E. Stephen Purdom | Management | For | For |
10 | Elect Director Barbara K. Rimer | Management | For | For |
11 | Elect Director Marvin R. Schuster | Management | For | For |
12 | Elect Director Melvin T. Stith | Management | For | For |
13 | Elect Director David Gary Thompson | Management | For | For |
14 | Elect Director Takuro Yoshida | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Ratify Auditors | Management | For | For |
AMERICAN CAPITAL AGENCY CORP.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: AGNC
SECURITY ID: 02503X105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Couch | Management | For | For |
2 | Elect Director Morris A. Davis | Management | For | For |
3 | Elect Director Randy E. Dobbs | Management | For | For |
4 | Elect Director Larry K. Harvey | Management | For | For |
5 | Elect Director Alvin N. Puryear | Management | For | For |
6 | Elect Director Malon Wilkus | Management | For | For |
7 | Elect Director Samuel A. Flax | Management | For | For |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | For |
10 | Ratify Auditors | Management | For | For |
AMERICAN CAPITAL, LTD.
MEETING DATE: APR 27, 2012 |
||||
TICKER: ACAS
SECURITY ID: 02503Y103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary C. Baskin | Management | For | For |
2 | Elect Director Neil M. Hahl | Management | For | For |
3 | Elect Director Philip R. Harper | Management | For | For |
4 | Elect Director John A. Koskinen | Management | For | For |
5 | Elect Director Stan Lundine | Management | For | For |
6 | Elect Director Kenneth D. Peterson, Jr. | Management | For | For |
7 | Elect Director Alvin N. Puryear | Management | For | For |
8 | Elect Director Malon Wilkus | Management | For | For |
9 | Amend Securities Transfer Restrictions | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
AMERICAN INTERNATIONAL GROUP, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: AIG
SECURITY ID: 026874784
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert H. Benmosche | Management | For | For |
2 | Elect Director W. Don Cornwell | Management | For | For |
3 | Elect Director John H. Fitzpatrick | Management | For | For |
4 | Elect Director Laurette T. Koellner | Management | For | For |
5 | Elect Director Donald H. Layton | Management | For | For |
6 | Elect Director Christopher S. Lynch | Management | For | For |
7 | Elect Director Arthur C. Martinez | Management | For | For |
8 | Elect Director George L. Miles, Jr. | Management | For | For |
9 | Elect Director Henry S. Miller | Management | For | For |
10 | Elect Director Robert S. Miller | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ronald A. Rittenmeyer | Management | For | For |
13 | Elect Director Douglas M. Steenland | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: AMP
SECURITY ID: 03076C106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lon R. Greenberg | Management | For | For |
2 | Elect Director Warren D. Knowlton | Management | For | For |
3 | Elect Director Jeffrey Noddle | Management | For | For |
4 | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
APOLLO INVESTMENT CORPORATION
MEETING DATE: AUG 02, 2011 |
||||
TICKER: AINV
SECURITY ID: 03761U106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank C. Puleo | Management | For | For |
1.2 | Elect Director Carl Spielvogel | Management | For | For |
1.3 | Elect Director Jeanette Loeb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Sale of Common Shares Below Net Asset Value | Management | For | For |
ARES CAPITAL CORPORATION
MEETING DATE: JUN 04, 2012 |
||||
TICKER: ARCC
SECURITY ID: 04010L103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory W. Penske | Management | For | For |
1.2 | Elect Director Robert L. Rosen | Management | For | For |
1.3 | Elect Director Bennett Rosenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
ARTIO GLOBAL INVESTORS INC.
MEETING DATE: MAY 11, 2012 |
||||
TICKER: ART
SECURITY ID: 04315B107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Pell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BAE SYSTEMS PLC
MEETING DATE: MAY 02, 2012 |
||||
TICKER: BA.
SECURITY ID: G06940103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Paul Anderson as Director | Management | For | For |
5 | Re-elect Harriet Green as Director | Management | For | For |
6 | Re-elect Linda Hudson as Director | Management | For | For |
7 | Re-elect Ian King as Director | Management | For | For |
8 | Re-elect Peter Lynas as Director | Management | For | For |
9 | Re-elect Sir Peter Mason as Director | Management | For | For |
10 | Re-elect Richard Olver as Director | Management | For | For |
11 | Re-elect Paula Rosput Reynolds as Director | Management | For | For |
12 | Re-elect Nicholas Rose as Director | Management | For | For |
13 | Re-elect Carl Symon as Director | Management | For | For |
14 | Elect Lee McIntire as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Approve Share Incentive Plan | Management | For | For |
19 | Approve Executive Share Option Plan 2012 | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BANCO BPI S.A
MEETING DATE: MAY 31, 2012 |
||||
TICKER: BPI
SECURITY ID: X03168410
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3.a | Approve Discharge of Management and Supervisory Board (Proposal A) | Management | For | For |
3.b | Approve Discharge of Management and Supervisory Board (Proposal B) | Management | For | For |
4.a | Approve Remuneration Policy Presented by Remuneration Committee | Management | For | For |
4.b | Approve Remuneration Policy Presented by Board of Directors | Management | For | For |
5 | Authorize the Board to Increase Share Capital and Amend Article 4 Accordingly | Management | For | For |
6 | Approve the Suspension of Preemptive Rights in Regards to Item 5 | Management | For | For |
7 | Authorize Repurchase and Reissuance of Shares | Management | For | For |
BANCO BPI S.A
MEETING DATE: JUN 27, 2012 |
||||
TICKER: BPI
SECURITY ID: X03168410
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Recapitalization Plan | Management | For | For |
2 | Amend Article 4 Re: Shares with No Par Value | Management | For | For |
3 | Approve Issuance of Convertible Subordinated Bonds to be Subscribed by Portuguese State and Necessary Capital Increases | Management | For | For |
4 | Approve Suspension of Preemptive Rights in Regards to Item 3 | Management | For | For |
5 | Authorize the Board to Increase Share Capital and Amend Article 4 Accordingly | Management | For | For |
6 | Approve Suspension of Preemptive Rights in Regards to Item 5 | Management | For | For |
7 | Amend Article 4 to Reflect Changes in Capital as a Result of Recapitalization Plan, from EUR 990 Million to EUR 1.19 Billion | Management | For | For |
8 | Authorize the Board to Use Company Shares for the Repayment of Convertible Financial Instruments in Regards to Item 3 | Management | For | For |
9 | Authorize Repurchase of Financial Instruments Convertible into Shares | Management | For | For |
BANCO DE CHILE
MEETING DATE: MAR 22, 2012 |
||||
TICKER: CHILE
SECURITY ID: 059520106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends of CLP 2.98 Per Share | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve Remuneration and Budget of Directors and Audit Committee | Management | For | For |
5 | Elect External Auditors | Management | For | For |
6 | Receive Directors and Audit Committee Report | Management | None | None |
7 | Present Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
8 | Transact Other Business (Non-Voting) | Management | None | None |
1 | Authorize Increase in Capital via Capitalization of 30 Percent of Distributable Net Income for FY Ended Dec. 31, 2011 | Management | For | For |
2 | Amend Article 5 of Bylaws Re: Capital and Shares | Management | For | Abstain |
3 | Adopt All Necessary Agreements to Execute Approved Resolutions | Management | For | For |
BANCO SANTANDER BRASIL SA
MEETING DATE: OCT 25, 2011 |
||||
TICKER: SANB4
SECURITY ID: 05967A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Celso Clemente Giacometti as Board Chairman | Management | For | For |
2 | Confirm Board Composition | Management | For | For |
3 | Amend Articles Re: Nivel 2 Regulations | Management | For | For |
4 | Approve Long-Term Incentive Plan | Management | For | For |
BANCO SANTANDER BRASIL SA
MEETING DATE: DEC 16, 2011 |
||||
TICKER: SANB4
SECURITY ID: 05967A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Nivel2 Regulations | Management | For | For |
BANCO SANTANDER BRASIL SA
MEETING DATE: FEB 07, 2012 |
||||
TICKER: SANB4
SECURITY ID: 05967A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Deferred Bonus Plan | Management | For | For |
2 | Amend Articles Re: Establishment of Remuneration Committee | Management | For | For |
BANCO SANTANDER BRASIL SA
MEETING DATE: APR 25, 2012 |
||||
TICKER: SANB11
SECURITY ID: 05967A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | Management | For | Against |
1 | Alter Dividend Payment Date | Management | For | For |
2 | Amend Articles Re: Executive Officers | Management | For | For |
BANCO SANTANDER S.A.
MEETING DATE: MAR 29, 2012 |
||||
TICKER: SAN
SECURITY ID: 05964H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2011 | Management | For | For |
1.B | Approve Discharge of Directors for FY 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.60 Per Share | Management | For | For |
3.A | Elect Esther Gimenez-Salinas Colomer as Director | Management | For | For |
3.B | Ratify Appointment of and Elect Vittorio Corbo Lioi as Director | Management | For | Against |
3.C | Reelect Juan Rodriguez Inciarte as Director | Management | For | Against |
3.D | Reelect Emilio Botin-Sanz de Sautuola y Garcia de los Rios as Director | Management | For | Against |
3.E | Reelect Matias Rodriguez Inciarte as Director | Management | For | Against |
3.F | Reelect Manuel Soto Serrano as Director | Management | For | Against |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5.A | Amend Articles 22, 23, 24, 27, 31, and 61 | Management | For | For |
5.B | Amend Article 69 | Management | For | For |
6.A | Amend 4, 5, 6, 7, and 8 of General Meeting Regulations | Management | For | For |
6.B | Amend Articles 18, 19, 21, 22, and 26 of General Meeting Regulations | Management | For | For |
7 | Authorize Capital Increase of EUR 500 Million | Management | For | For |
8 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
9.A | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.B | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.C | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.D | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
10.A | Authorize Issuance of Convertible Debt Securities up to EUR 8 Billion with 20 Percent Dilution Limit on Issues Excluding Preemptive Rights | Management | For | For |
10.B | Authorize Issuance of Non-convertible Debt and Fixed-Income Securities up to EUR 40 Billion | Management | For | For |
10.C | Approve New Conversion Date for 2007 Mandatorily Convertible Debentures | Management | For | For |
11.A | Approve Deferred Annual Bonus under Second Cycle of Deferred and Conditional Variable Remuneration Plan | Management | For | For |
11.B | Approve Deferred Annual Share Bonus Plan under Third Cycle of Deferred and Conditional Share Plan | Management | For | For |
11.C | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | Management | For | For |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
13 | Advisory Vote on Remuneration Report | Management | For | For |
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: BAC
SECURITY ID: 060505104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director Monica C. Lozano | Management | For | For |
8 | Elect Director Thomas J. May | Management | For | For |
9 | Elect Director Brian T. Moynihan | Management | For | For |
10 | Elect Director Donald E. Powell | Management | For | For |
11 | Elect Director Charles O. Rossotti | Management | For | For |
12 | Elect Director Robert W. Scully | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Disclose Prior Government Service | Shareholder | Against | Against |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
17 | Stock Retention/Holding Period | Shareholder | Against | Against |
18 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
19 | Prohibit Political Contributions | Shareholder | Against | Against |
BANK SARASIN & CIE AG
MEETING DATE: MAR 26, 2012 |
||||
TICKER: BSAN
SECURITY ID: H3822H286
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Elect Pim Mol as Director | Management | For | Did Not Vote |
5.1 | Amend Articles Re: Compliance with New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
5.2 | Cancellation of Section 4.8 Re: Closing of the Share Register Prior to General Meetings | Management | For | Did Not Vote |
6 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
7 | Transact Other Business (Non-Voting) | Management | None | None |
BARCLAYS PLC
MEETING DATE: APR 27, 2012 |
||||
TICKER: BARC
SECURITY ID: 06738E204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Marcus Agius as Director | Management | For | For |
4 | Re-elect David Booth as Director | Management | For | For |
5 | Re-elect Alison Carnwath as Director | Management | For | For |
6 | Re-elect Fulvio Conti as Director | Management | For | For |
7 | Re-elect Bob Diamond as Director | Management | For | For |
8 | Re-elect Simon Fraser as Director | Management | For | For |
9 | Re-elect Reuben Jeffery III as Director | Management | For | For |
10 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
11 | Re-elect Chris Lucas as Director | Management | For | For |
12 | Re-elect Dambisa Moyo as Director | Management | For | For |
13 | Re-elect Sir Michael Rake as Director | Management | For | For |
14 | Re-elect Sir John Sunderland as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Approve EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BGC PARTNERS, INC.
MEETING DATE: DEC 14, 2011 |
||||
TICKER: BGCP
SECURITY ID: 05541T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard W. Lutnick | Management | For | For |
1.2 | Elect Director John H. Dalton | Management | For | Withhold |
1.3 | Elect Director Stephen T. Curwood | Management | For | Withhold |
1.4 | Elect Director Barry R. Sloane | Management | For | Withhold |
1.5 | Elect Director Albert M. Weis | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
BLACKROCK KELSO CAPITAL CORPORATION
MEETING DATE: MAY 31, 2012 |
||||
TICKER: BKCC
SECURITY ID: 092533108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Mayer | Management | For | For |
1.2 | Elect Director Francoise de Saint Phalle | Management | For | For |
2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BLACKROCK, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: BLK
SECURITY ID: 09247X101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William S. Demchak | Management | For | For |
2 | Elect Director Laurence D. Fink | Management | For | For |
3 | Elect Director Robert S. Kapito | Management | For | For |
4 | Elect Director Thomas H. O'Brien | Management | For | For |
5 | Elect Director Ivan G. Seidenberg | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Ratify Auditors | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT
MEETING DATE: MAR 27, 2012 |
||||
TICKER: BVMF3
SECURITY ID: P73232103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT
MEETING DATE: APR 10, 2012 |
||||
TICKER: BVMF3
SECURITY ID: P73232103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Amend Article 5 | Management | For | For |
1b | Amend Article 46 | Management | For | For |
1c | Amend Article 47 | Management | For | For |
1d | Amend Article 48 | Management | For | For |
1e | Amend Article 64 | Management | For | For |
1f | Amend Article 67 | Management | For | For |
1g | Amend Article 79 | Management | For | For |
BNP PARIBAS SA
MEETING DATE: MAY 23, 2012 |
||||
TICKER: BNP
SECURITY ID: F1058Q238
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Renew Appointments of Deloitte & Associes as Auditor and Beas as Alternate Auditor | Management | For | For |
7 | Renew Appointments of Mazars as Auditor and Michel Barbet Massin as Alternate Auditor | Management | For | For |
8 | Renew Appointment of PricewaterhouseCoopers as Auditors and Elect Anik Chaumartin as Alternate Auditor | Management | For | For |
9 | Reelect Denis Kessler as Director | Management | For | For |
10 | Reelect Laurence Parisot as Director | Management | For | For |
11 | Reelect Michel Pebereau as Director | Management | For | For |
12 | Elect Pierre Andre de Chalendar as Director | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | For | For |
15 | Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14 to 16 at EUR 350 Million | Management | For | For |
18 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 13 to 16 at EUR 1 Billion | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BOYD GAMING CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: BYD
SECURITY ID: 103304101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Boughner | Management | For | For |
1.2 | Elect Director William R. Boyd | Management | For | For |
1.3 | Elect Director William S. Boyd | Management | For | For |
1.4 | Elect Director Richard E. Flaherty | Management | For | For |
1.5 | Elect Director Thomas V. Girardi | Management | For | For |
1.6 | Elect Director Marianne Boyd Johnson | Management | For | For |
1.7 | Elect Director Billy G. McCoy | Management | For | For |
1.8 | Elect Director Frederick J. Schwab | Management | For | For |
1.9 | Elect Director Keith E. Smith | Management | For | For |
1.10 | Elect Director Christine J. Spadafor | Management | For | For |
1.11 | Elect Director Peter M. Thomas | Management | For | For |
1.12 | Elect Director Veronica J. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
BURSA MALAYSIA BHD.
MEETING DATE: MAR 29, 2012 |
||||
TICKER: BURSA
SECURITY ID: Y1028U102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of MYR 0.13 Per Share | Management | For | For |
3 | Elect Tajuddin bin Atan as Director | Management | For | For |
4 | Elect Saiful Bahri bin Zainuddin as Director | Management | For | For |
5 | Elect Ong Leong Huat @ Wong Joo Hwa as Director | Management | For | For |
6 | Elect Samad bin Haji Alias as Director | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Elect Dzaiddin bin Haji Abdullah as Director | Management | For | For |
CALAMOS ASSET MANAGEMENT, INC.
MEETING DATE: JUL 21, 2011 |
||||
TICKER: CLMS
SECURITY ID: 12811R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Bradford Bulkley | Management | For | For |
1.2 | Elect Director Mitchell S. Feiger | Management | For | For |
1.3 | Elect Director Richard W. Gilbert | Management | For | For |
1.4 | Elect Director Arthur L. Knight | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CALAMOS ASSET MANAGEMENT, INC.
MEETING DATE: JUN 01, 2012 |
||||
TICKER: CLMS
SECURITY ID: 12811R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Bradford Bulkley | Management | For | For |
1.2 | Elect Director Thomas F. Eggers | Management | For | For |
1.3 | Elect Director Richard W. Gilbert | Management | For | For |
1.4 | Elect Director Arthur L. Knight | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CANADIAN PACIFIC RAILWAY LIMITED
MEETING DATE: MAY 17, 2012 |
||||
TICKER: CP
SECURITY ID: 13645T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
2 | Advisory Vote on Executive Compensation Approach | Management | For | Did Not Vote |
3.1 | Elect Director John E. Cleghorn | Management | For | Did Not Vote |
3.2 | Elect Director Tim W. Faithfull | Management | For | Did Not Vote |
3.3 | Elect Director Richard L. George | Management | For | Did Not Vote |
3.4 | Elect Director Frederic J. Green | Management | For | Did Not Vote |
3.5 | Elect Director Edmond L. Harris | Management | For | Did Not Vote |
3.6 | Elect Director Krystyna T. Hoeg | Management | For | Did Not Vote |
3.7 | Elect Director Tony L. Ingram | Management | For | Did Not Vote |
3.8 | Elect Director Richard C. Kelly | Management | For | Did Not Vote |
3.9 | Elect Director Hon. John P. Manley | Management | For | Did Not Vote |
3.10 | Elect Director Linda J. Morgan | Management | For | Did Not Vote |
3.11 | Elect Director Madeleine Paquin | Management | For | Did Not Vote |
3.12 | Elect Director Michael E.J. Phelps | Management | For | Did Not Vote |
3.13 | Elect Director Roger Phillips | Management | For | Did Not Vote |
3.14 | Elect Director David W. Raisbeck | Management | For | Did Not Vote |
3.15 | Elect Director Hartley T. Richardson | Management | For | Did Not Vote |
3.16 | Elect Director William A. Ackman | Management | For | Did Not Vote |
3.17 | Elect Shareholder Nominee Gary F. Colter | Shareholder | Withhold | Did Not Vote |
3.18 | Elect Shareholder Nominee Paul G. Haggis | Shareholder | Withhold | Did Not Vote |
3.19 | Elect Shareholder Nominee Paul C. Hilal | Shareholder | Withhold | Did Not Vote |
3.20 | Elect Shareholder Nominee Rebecca MacDonald | Shareholder | Withhold | Did Not Vote |
3.21 | Elect Shareholder Nominee Anthony R. Melman | Shareholder | Withhold | Did Not Vote |
3.22 | Elect Shareholder Nominee Stephen C. Tobias | Shareholder | Withhold | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | Against | For |
3.1 | Elect Director William A. Ackman | Shareholder | For | For |
3.2 | Elect Director Gary F. Colter | Shareholder | For | For |
3.3 | Elect Director Paul G. Haggis | Shareholder | For | For |
3.4 | Elect Director Paul C. Hilal | Shareholder | For | For |
3.5 | Elect Director Rebecca MacDonald | Shareholder | For | For |
3.6 | Elect Director Anthony R. Melman | Shareholder | For | For |
3.7 | Elect Director Stephen C. Tobias | Shareholder | For | For |
3.8 | Elect Director John E. Cleghorn | Shareholder | Withhold | Withhold |
3.9 | Elect Director Tim W. Faithful | Shareholder | Withhold | Withhold |
3.10 | Elect Director Richard L. George | Shareholder | Withhold | Withhold |
3.11 | Elect Director Frederic J. Green | Shareholder | Withhold | Withhold |
3.12 | Elect Director Edmond L. Harris | Shareholder | Withhold | Withhold |
3.13 | Elect Director Krystyna T. Hoeg | Shareholder | Withhold | Withhold |
3.14 | Elect Director Tony L. Ingram | Shareholder | Withhold | Withhold |
3.15 | Elect Director Richard C. Kelly | Shareholder | Withhold | Withhold |
3.16 | Elect Director Hon. John P. Manley | Shareholder | Withhold | Withhold |
3.17 | Elect Director Linda J. Morgan | Shareholder | Withhold | Withhold |
3.18 | Elect Director Madeleine Paquin | Shareholder | Withhold | Withhold |
3.19 | Elect Director Michael E.J. Phelps | Shareholder | Withhold | Withhold |
3.20 | Elect Director Roger Phillips | Shareholder | Withhold | Withhold |
3.21 | Elect Director David W. Raisbeck | Shareholder | Withhold | Withhold |
3.22 | Elect Director Hartley T. Richardson | Shareholder | Withhold | Withhold |
CBOE HOLDINGS, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: CBOE
SECURITY ID: 12503M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Brodsky | Management | For | For |
1.2 | Elect Director James R. Boris | Management | For | For |
1.3 | Elect Director Mark F. Duffy | Management | For | For |
1.4 | Elect Director Frank E. English, Jr. | Management | For | For |
1.5 | Elect Director Janet P. Froetscher | Management | For | For |
1.6 | Elect Director Jill R. Goodman | Management | For | For |
1.7 | Elect Director Paul Kepes | Management | For | For |
1.8 | Elect Director Duane R. Kullberg | Management | For | For |
1.9 | Elect Director Benjamin R. Londergan | Management | For | For |
1.10 | Elect Director R. Eden Martin | Management | For | For |
1.11 | Elect Director Roderick A. Palmore | Management | For | For |
1.12 | Elect Director Susan M. Phillips | Management | For | For |
1.13 | Elect Director Samuel K. Skinner | Management | For | For |
1.14 | Elect Director Carole E. Stone | Management | For | For |
1.15 | Elect Director Eugene S. Sunshine | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CBRE GROUP, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: CBG
SECURITY ID: 12504L109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
CETIP S.A. BALCAO ORGANIZADO DE ATIVOS E DERIVATIVOS
MEETING DATE: APR 17, 2012 |
||||
TICKER: CTIP3
SECURITY ID: P23840104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
4 | Elect Directors | Management | For | Against |
CHINA FINANCE ONLINE CO., LTD.
MEETING DATE: JUN 29, 2012 |
||||
TICKER: JRJC
SECURITY ID: 169379104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve to Re-Elect Neo Chee Beng as Independent Director | Management | For | For |
2 | Approve to Re-Elect Rongquan Leng as Independent Director | Management | For | For |
3 | Approve to Re-Elect Jun Wang as Director | Management | For | For |
4 | Approve to Re-Elect Kheng Nam Lee as Independent Director | Management | For | For |
5 | Approve to Re-Appoint Deloitte Touche Tohmatsu CPA Ltd. as Independent Auditors and to Authorize the Board to Determine the Audit Fee | Management | For | For |
6 | Approve Audited Consolidated Financial Statements for the Fiscal Year Ending on December 31, 2011 Together with the Reports of the Directors and the Auditors | Management | For | For |
7 | Authorize the Board of Directors during the Next Year to Issue Ordinary Shares or Preferred Shares | Management | For | Abstain |
CIT GROUP INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: CIT
SECURITY ID: 125581801
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Thain | Management | For | For |
2 | Elect Director Michael J. Embler | Management | For | For |
3 | Elect Director William M. Freeman | Management | For | For |
4 | Elect Director David M. Moffett | Management | For | For |
5 | Elect Director R. Brad Oates | Management | For | For |
6 | Elect Director Marianne Miller Parrs | Management | For | For |
7 | Elect Director Gerald Rosenfeld | Management | For | For |
8 | Elect Director John R. Ryan | Management | For | For |
9 | Elect Director Seymour Sternberg | Management | For | For |
10 | Elect Director Peter J. Tobin | Management | For | For |
11 | Elect Director Laura S. Unger | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITIGROUP INC.
MEETING DATE: APR 17, 2012 |
||||
TICKER: C
SECURITY ID: 172967424
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Franz B. Humer | Management | For | For |
2 | Elect Director Robert L. Joss | Management | For | For |
3 | Elect Director Michael E. O'Neill | Management | For | For |
4 | Elect Director Vikram S. Pandit | Management | For | For |
5 | Elect Director Lawrence R. Ricciardi | Management | For | For |
6 | Elect Director Judith Rodin | Management | For | For |
7 | Elect Director Robert L. Ryan | Management | For | For |
8 | Elect Director Anthony M. Santomero | Management | For | For |
9 | Elect Director Joan E. Spero | Management | For | For |
10 | Elect Director Diana L. Taylor | Management | For | For |
11 | Elect Director William S. Thompson, Jr. | Management | For | For |
12 | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Disclose Prior Government Service | Shareholder | Against | Against |
17 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CME GROUP INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: CME
SECURITY ID: 12572Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis H. Chookaszian | Management | For | For |
1.2 | Elect Director Larry G. Gerdes | Management | For | For |
1.3 | Elect Director Daniel R. Glickman | Management | For | For |
1.4 | Elect Director James E. Oliff | Management | For | For |
1.5 | Elect Director Edemir Pinto | Management | For | For |
1.6 | Elect Director Alex J. Pollock | Management | For | For |
1.7 | Elect Director William R. Shepard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Proxy Access | Shareholder | Against | Against |
COHEN & STEERS, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: CNS
SECURITY ID: 19247A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Martin Cohen | Management | For | For |
2 | Elect Director Robert H. Steers | Management | For | For |
3 | Elect Director Peter L. Rhein | Management | For | For |
4 | Elect Director Richard P. Simon | Management | For | For |
5 | Elect Director Edmond D. Villani | Management | For | For |
6 | Elect Director Bernard B. Winograd | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMERICA INCORPORATED
MEETING DATE: APR 24, 2012 |
||||
TICKER: CMA
SECURITY ID: 200340107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard G. Lindner | Management | For | For |
2 | Elect Director Robert S. Taubman | Management | For | For |
3 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
4 | Elect Director Roger A. Cregg | Management | For | For |
5 | Elect Director T. Kevin DeNicola | Management | For | For |
6 | Elect Director Alfred A. Piergallini | Management | For | For |
7 | Elect Director Nina G. Vaca | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COWEN GROUP, INC.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: COWN
SECURITY ID: 223622101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter A. Cohen | Management | For | For |
1.2 | Elect Director Katherine Elizabeth Dietze | Management | For | For |
1.3 | Elect Director Steven Kotler | Management | For | For |
1.4 | Elect Director Jerome S. Markowitz | Management | For | For |
1.5 | Elect Director Jack H. Nusbaum | Management | For | For |
1.6 | Elect Director Jeffrey M. Solomon | Management | For | For |
1.7 | Elect Director Thomas W. Strauss | Management | For | For |
1.8 | Elect Director John E. Toffolon, Jr. | Management | For | For |
1.9 | Elect Director Joseph R. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CREDIT SUISSE GROUP AG
MEETING DATE: APR 27, 2012 |
||||
TICKER: CSGN
SECURITY ID: 225401108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3.2 | Approve Dividends of CHF 0.75 per Share from Capital Contribution Reserves to be Paid in Cash, Shares, or a Combination of Cash and Shares | Management | For | Did Not Vote |
4.1 | Approve Creation of CHF 8 Million Pool of Convertible Capital without Preemptive Rights | Management | For | Did Not Vote |
4.2 | Approve CHF 2 Million Increase to Existing Pool of Authorized Capital for the Purpose of Scrip Dividends with Preemptive Rights | Management | For | Did Not Vote |
5.1.1 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
5.1.3 | Reelect Richard Thornburgh as Director | Management | For | Did Not Vote |
5.1.4 | Reelect John Tiner as Director | Management | For | Did Not Vote |
5.1.5 | Reelect Urs Rohner as Director | Management | For | Did Not Vote |
5.1.6 | Elect Iris Bohnet as Director | Management | For | Did Not Vote |
5.1.7 | Elect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
5.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5.3 | Ratify BDO AG as Special Auditor | Management | For | Did Not Vote |
6 | For Proposals that have not been Submitted until the AGM itself as defined in Art. 700 Paras. 3 and 4 of the Swiss Code of Obligations, I Hereby Authorize the Independent Proxy to Vote in Favor of the Proposal of the Board of Directors | Management | None | Did Not Vote |
DEUTSCHE BANK AG
MEETING DATE: MAY 31, 2012 |
||||
TICKER: DBK
SECURITY ID: D18190898
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
8 | Approve Remuneration System for Management Board Members | Management | For | For |
9.1 | Elect Paul Achleitner to the Supervisory Board | Management | For | For |
9.2 | Elect Peter Loescher to the Supervisory Board | Management | For | For |
9.3 | Elect Klaus Ruediger Truetzschler to the Supervisory Board | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
DEUTSCHE BOERSE AG
MEETING DATE: MAY 16, 2012 |
||||
TICKER: DB1
SECURITY ID: D1882G119
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.30 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5a | Elect Richard Berliand to the Supervisory Board | Management | For | For |
5b | Elect Joachim Faber to the Supervisory Board | Management | For | For |
5c | Elect Karl-Heinz Floether to the Supervisory Board | Management | For | For |
5d | Elect Richard Hayden to the Supervisory Board | Management | For | For |
5e | Elect Craig Heimark to the Supervisory Board | Management | For | For |
5f | Elect David Krell to the Supervisory Board | Management | For | For |
5g | Elect Monica Maechler to the Supervisory Board | Management | For | For |
5h | Elect Friedrich Merz to the Supervisory Board | Management | For | For |
5i | Elect Thomas Neisse to the Supervisory Board | Management | For | For |
5j | Elect Heinz-Joachim Neubuerger to the Supervisory Board | Management | For | For |
5k | Elect Gerhard Roggemann to the Supervisory Board | Management | For | For |
5l | Elect Erhard Schipporeit to the Supervisory Board | Management | For | For |
6 | Approve Creation of EUR 6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
7 | Amend Articles Re: Eliminate Variable Supervisory Board Remuneration Component | Management | For | For |
8 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | For |
DUFF & PHELPS CORPORATION
MEETING DATE: APR 19, 2012 |
||||
TICKER: DUF
SECURITY ID: 26433B107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Noah Gottdiener | Management | For | For |
1.2 | Elect Director Robert M. Belke | Management | For | For |
1.3 | Elect Director Peter W. Calamari | Management | For | For |
1.4 | Elect Director William R. Carapezzi | Management | For | For |
1.5 | Elect Director John A. Kritzmacher | Management | For | For |
1.6 | Elect Director Harvey M. Krueger | Management | For | Withhold |
1.7 | Elect Director Sander M. Levy | Management | For | For |
1.8 | Elect Director Jeffrey D. Lovell | Management | For | For |
1.9 | Elect Director Gordon A. Paris | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
E*TRADE FINANCIAL CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: ETFC
SECURITY ID: 269246401
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Rodger A. Lawson | Management | For | For |
2.2 | Elect Director Frank J. Petrilli | Management | For | For |
2.3 | Elect Director Rebecca Saeger | Management | For | For |
2.4 | Elect Director Joseph L. Sclafani | Management | For | For |
2.5 | Elect Director Stephen H. Willard | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EBAY INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: EBAY
SECURITY ID: 278642103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc L. Andreessen | Management | For | For |
2 | Elect Director William C. Ford, Jr. | Management | For | For |
3 | Elect Director Dawn G. Lepore | Management | For | For |
4 | Elect Director Kathleen C. Mitic | Management | For | For |
5 | Elect Director Pierre M. Omidyar | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Declassify the Board of Directors | Management | For | For |
10 | Provide Right to Call Special Meeting | Management | For | For |
11 | Ratify Auditors | Management | For | For |
EFG INTERNATIONAL
MEETING DATE: JAN 10, 2012 |
||||
TICKER: EFGN
SECURITY ID: H2078C108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Repurchase of Preference Participation Certificates (Category B) for Cancellation | Management | For | Did Not Vote |
EFG INTERNATIONAL
MEETING DATE: APR 27, 2012 |
||||
TICKER: EFGN
SECURITY ID: H2078C108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Preference Dividends via EFG Finance (Guernsey) Limited for Holders of Class B Shares of EFG Finance (Guernsey) Limited | Management | For | Did Not Vote |
3.1 | Approve Carrying Forward of Net Loss | Management | For | Did Not Vote |
3.2 | Approve Dividends of CHF 0.10 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5 | Approve Creation of CHF 25 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Approve CHF 2.0 Million Reduction in Participation Capital via Cancellation of 135,219 Preference Participation Certificates | Management | For | Did Not Vote |
7.1 | Reelect Jean Pierre Cuoni as Director | Management | For | Did Not Vote |
7.2 | Reelect Emmanuel Bussetil as Director | Management | For | Did Not Vote |
7.3 | Reelect Spiro Latsis as Director | Management | For | Did Not Vote |
7.4 | Reelect Hugh Matthews as Director | Management | For | Did Not Vote |
7.5 | Reelect Pericles-Paul Petalas as Director | Management | For | Did Not Vote |
7.6 | Reelect Hans Niederer as Director | Management | For | Did Not Vote |
7.7 | Reelect Erwin Caduff as Director | Management | For | Did Not Vote |
7.8 | Elect Michael Higgin as Director | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | Did Not Vote |
EQUIFAX INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: EFX
SECURITY ID: 294429105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Copeland, Jr. | Management | For | For |
2 | Elect Director Robert D. Daleo | Management | For | For |
3 | Elect Director Walter W. Driver, Jr. | Management | For | For |
4 | Elect Director Mark L. Feidler | Management | For | For |
5 | Elect Director L. Phillip Humann | Management | For | For |
6 | Elect Director Siri S. Marshall | Management | For | For |
7 | Elect Director John A. McKinley | Management | For | For |
8 | Elect Director Richard F. Smith | Management | For | For |
9 | Elect Director Mark B. Templeton | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EVERCORE PARTNERS INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: EVR
SECURITY ID: 29977A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Pedro Aspe | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
1.5 | Elect Director Gail B. Harris | Management | For | For |
1.6 | Elect Director Curt Hessler | Management | For | For |
1.7 | Elect Director Anthony N. Pritzker | Management | For | For |
1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FNF
SECURITY ID: 31620R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | For |
1.2 | Elect Director Willie D. Davis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: FIS
SECURITY ID: 31620M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William P. Foley, II | Management | For | For |
2 | Elect Director Thomas M. Hagerty | Management | For | For |
3 | Elect Director Keith W. Hughes | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
FIFTH STREET FINANCE CORP.
MEETING DATE: APR 04, 2012 |
||||
TICKER: FSC
SECURITY ID: 31678A103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard M. Tannenbaum | Management | For | Proportional |
2 | Elect Director Bernard D. Berman | Management | For | Proportional |
3 | Ratify Auditors | Management | For | Proportional |
4 | Amend Investment Advisory Agreement | Management | For | Proportional |
FIFTH THIRD BANCORP
MEETING DATE: APR 17, 2012 |
||||
TICKER: FITB
SECURITY ID: 316773100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director William M. Isaac | Management | For | For |
1.9 | Elect Director Kevin T. Kabat | Management | For | For |
1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
1.11 | Elect Director Michael B. McCallister | Management | For | For |
1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.14 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FIRST INTERSTATE BANCSYSTEM, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FIBK
SECURITY ID: 32055Y201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward Garding | Management | For | For |
2 | Elect Director David L. Jahnke | Management | For | For |
3 | Elect Director Ross E. Leckie | Management | For | For |
4 | Elect Director James R. Scott | Management | For | For |
5 | Elect Director Randall I. Scott | Management | For | For |
6 | Elect Director Teresa A. Taylor | Management | For | For |
7 | Ratify Auditors | Management | For | For |
FISERV, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FISV
SECURITY ID: 337738108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Kearney | Management | For | For |
1.2 | Elect Director Jeffery W. Yabuki | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FORTRESS INVESTMENT GROUP LLC
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FIG
SECURITY ID: 34958B106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Kauffman | Management | For | Withhold |
1.2 | Elect Director Michael E. Novogratz | Management | For | Withhold |
1.3 | Elect Director Takumi Shibata | Management | For | Withhold |
1.4 | Elect Director George W. Wellde, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FRANKLIN RESOURCES, INC.
MEETING DATE: MAR 14, 2012 |
||||
TICKER: BEN
SECURITY ID: 354613101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel H. Armacost | Management | For | For |
2 | Elect Director Charles Crocker | Management | For | For |
3 | Elect Director Joseph R. Hardiman | Management | For | For |
4 | Elect Director Charles B. Johnson | Management | For | For |
5 | Elect Director Gregory E. Johnson | Management | For | For |
6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
7 | Elect Director Mark C. Pigott | Management | For | For |
8 | Elect Director Chutta Ratnathicam | Management | For | For |
9 | Elect Director Laura Stein | Management | For | For |
10 | Elect Director Anne M. Tatlock | Management | For | For |
11 | Elect Director Geoffrey Y. Yang | Management | For | For |
12 | Ratify Auditors | Management | For | For |
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: GNW
SECURITY ID: 37247D106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director William H. Bolinder | Management | For | For |
3 | Elect Director Michael D. Fraizer | Management | For | For |
4 | Elect Director Nancy J. Karch | Management | For | For |
5 | Elect Director Christine B. Mead | Management | For | For |
6 | Elect Director Thomas E. Moloney | Management | For | For |
7 | Elect Director James A. Parke | Management | For | For |
8 | Elect Director James S. Riepe | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
GFI GROUP INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: GFIG
SECURITY ID: 361652209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Fanzilli, Jr. | Management | For | For |
1.2 | Elect Director Richard Magee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GLEACHER & COMPANY, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: GLCH
SECURITY ID: 377341102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Eric J. Gleacher | Management | For | For |
2 | Elect Director Thomas J. Hughes | Management | For | For |
3 | Elect Director Henry S. Bienen | Management | For | For |
4 | Elect Director Marshall Cohen | Management | For | For |
5 | Elect Director Robert A. Gerard | Management | For | For |
6 | Elect Director Mark R. Patterson | Management | For | For |
7 | Elect Director Christopher R. Pechock | Management | For | For |
8 | Elect Director Bruce Rohde | Management | For | For |
9 | Elect Director Robert S. Yingling | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
GREENHILL & CO., INC.
MEETING DATE: APR 18, 2012 |
||||
TICKER: GHL
SECURITY ID: 395259104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Greenhill | Management | For | For |
1.2 | Elect Director Scott L. Bok | Management | For | For |
1.3 | Elect Director Robert T. Blakely | Management | For | For |
1.4 | Elect Director John C. Danforth | Management | For | For |
1.5 | Elect Director Steven F. Goldstone | Management | For | For |
1.6 | Elect Director Stephen L. Key | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
HELLENIC EXCHANGES HOLDING SA
MEETING DATE: MAY 23, 2012 |
||||
TICKER: EXAE
SECURITY ID: X3247C104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Board and Auditors | Management | For | For |
4 | Approve Director Remuneration for 2011 | Management | For | For |
5 | Pre-approve Director Remuneration for 2012 | Management | For | For |
6 | Approve Auditors and Fix Their Remuneration | Management | For | For |
7 | Ratify Director Appointments | Management | For | Against |
8 | Authorize Board to Participate in Companies with Similar Business Interests | Management | For | For |
9 | Approve Reduction in Issued Share Capital | Management | For | For |
HELLENIC EXCHANGES HOLDING SA
MEETING DATE: JUN 12, 2012 |
||||
TICKER: EXAE
SECURITY ID: X3247C104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction in Issued Share Capital | Management | For | For |
ICAP PLC
MEETING DATE: JUL 13, 2011 |
||||
TICKER: IAP
SECURITY ID: G46981117
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Charles Gregson as Director | Management | For | For |
4 | Re-elect Michael Spencer as Director | Management | For | For |
5 | Re-elect John Nixon as Director | Management | For | For |
6 | Elect Iain Torrens as Director | Management | For | For |
7 | Elect Hsieh Fu Hua as Director | Management | For | For |
8 | Elect Diane Schueneman as Director | Management | For | For |
9 | Re-elect John Sievwright as Director | Management | For | For |
10 | Elect Robert Standing as Director | Management | For | For |
11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Approve Remuneration Report | Management | For | Against |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
19 | Approve 2011 Unapproved Company Share Option Plan | Management | For | For |
IHS INC.
MEETING DATE: APR 12, 2012 |
||||
TICKER: IHS
SECURITY ID: 451734107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruann F. Ernst | Management | For | For |
1.2 | Elect Director Christoph v. Grolman | Management | For | For |
1.3 | Elect Director Richard W. Roedel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: NOV 29, 2011 |
||||
TICKER: 01398
SECURITY ID: ADPV10686
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Subordinated Bonds | Management | For | For |
2 | Elect Jiang Jianqing as Executive Director of the Bank | Management | For | Against |
3 | Elect Yang Kaisheng as Executive Director of the Bank | Management | For | Against |
4 | Elect Wong Kwong Shing, Frank as Independent Non-Executive Director of the Bank | Management | For | Against |
5 | Elect Tian Guoqiang as Independent Non-Executive Director of the Bank | Management | For | For |
6 | Elect Wang Chixi as Shareholder Supervisor of the Bank | Management | For | For |
7 | Elect Huan Huiwu as Non-Executive Director of the Bank | Shareholder | None | Against |
8 | Elect Wang Xiaoya as Non-Executive Director of the Bank | Shareholder | None | Against |
9 | Elect Ge Rongrong as Non-Executive Director of the Bank | Shareholder | None | Against |
10 | Elect Li Jun as Non-Executive Director of the Bank | Shareholder | None | Against |
11 | Elect Wang Xiaolan as Non-Executive Director of the Bank | Shareholder | None | Against |
12 | Elect Yao Zhongli as Non-Executive Director of the Bank | Shareholder | None | Against |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: FEB 23, 2012 |
||||
TICKER: 01398
SECURITY ID: ADPV10686
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Fixed Assets Investment Budget for 2012 | Management | For | For |
2 | Elect Or Ching Fai as Director | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: MAY 31, 2012 |
||||
TICKER: 01398
SECURITY ID: Y3990B112
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept 2011 Work Report of Board of Directors | Management | For | For |
2 | Accept 2011 Work Report of Board of Supervisors | Management | For | For |
3 | Accept Bank's 2011 Audited Accounts | Management | For | For |
4 | Approve 2011 Profit Distribution Plan | Management | For | For |
5 | Reappoint Ernst & Young and Ernst & Young Hua Ming as Auditors and Authorize Board to Fix Their Aggregate Audit Fees for 2012 of RMB 165.6 Million | Management | For | For |
6 | Elect Dong Juan as External Supervisor | Management | For | For |
7 | Elect Meng Yan as External Supervisor | Management | For | For |
8 | Elect Hong Yongmiao as Independent Non-Executive Director | Shareholder | None | For |
9 | Approve Payment of Remuneration to Directors and Supervisors | Shareholder | None | For |
INTERCONTINENTALEXCHANGE, INC.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: ICE
SECURITY ID: 45865V100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles R. Crisp | Management | For | For |
2 | Elect Director Jean-Marc Forneri | Management | For | For |
3 | Elect Director Judd A. Gregg | Management | For | For |
4 | Elect Director Fred W. Hatfield | Management | For | For |
5 | Elect Director Terrence F. Martell | Management | For | For |
6 | Elect Director Callum McCarthy | Management | For | For |
7 | Elect Director Sir Robert Reid | Management | For | For |
8 | Elect Director Frederic V. Salerno | Management | For | For |
9 | Elect Director Jeffrey C. Sprecher | Management | For | For |
10 | Elect Director Judith A. Sprieser | Management | For | For |
11 | Elect Director Vincent Tese | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
INVESCO LTD.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: IVZ
SECURITY ID: G491BT108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin L. Flanagan | Management | For | For |
1.2 | Elect Director C. Robert Henrikson | Management | For | For |
1.3 | Elect Director Ben F. Johnson, II | Management | For | For |
1.4 | Elect Director J. Thomas Presby | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INVESTMENT TECHNOLOGY GROUP, INC.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: ITG
SECURITY ID: 46145F105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. William Burdett | Management | For | For |
1.2 | Elect Director Minder Cheng | Management | For | For |
1.3 | Elect Director Christopher V. Dodds | Management | For | For |
1.4 | Elect Director Robert C. Gasser | Management | For | For |
1.5 | Elect Director Timothy L. Jones | Management | For | For |
1.6 | Elect Director Kevin J. P. O'Hara | Management | For | For |
1.7 | Elect Director Maureen O'Hara | Management | For | For |
1.8 | Elect Director Steven S. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JANUS CAPITAL GROUP INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: JNS
SECURITY ID: 47102X105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Elect Director Timothy K. Armour | Management | For | For |
3 | Elect Director J. Richard Fredericks | Management | For | For |
4 | Elect Director Lawrence E. Kochard | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
JEFFERIES GROUP, INC.
MEETING DATE: MAY 07, 2012 |
||||
TICKER: JEF
SECURITY ID: 472319102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Handler | Management | For | For |
1.2 | Elect Director Brian P. Friedman | Management | For | For |
1.3 | Elect Director W. Patrick Campbell | Management | For | For |
1.4 | Elect Director Ian M. Cumming | Management | For | For |
1.5 | Elect Director Richard G. Dooley | Management | For | For |
1.6 | Elect Director Robert E. Joyal | Management | For | For |
1.7 | Elect Director Michael T. O'Kane | Management | For | For |
1.8 | Elect Director Joseph S. Steinberg | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
JONES LANG LASALLE INCORPORATED
MEETING DATE: MAY 31, 2012 |
||||
TICKER: JLL
SECURITY ID: 48020Q107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hugo Bague | Management | For | For |
2 | Elect Director Colin Dyer | Management | For | For |
3 | Elect Director Darryl Hartley-Leonard | Management | For | For |
4 | Elect Director DeAnne Julius | Management | For | For |
5 | Elect Director Ming Lu | Management | For | For |
6 | Elect Director Lauralee E. Martin | Management | For | For |
7 | Elect Director Martin H. Nesbitt | Management | For | For |
8 | Elect Director Sheila A. Penrose | Management | For | For |
9 | Elect Director David B. Rickard | Management | For | For |
10 | Elect Director Roger T. Staubach | Management | For | For |
11 | Elect Director Thomas C. Theobald | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: JPM
SECURITY ID: 46625H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James A. Bell | Management | For | For |
2 | Elect Director Crandall C. Bowles | Management | For | For |
3 | Elect Director Stephen B. Burke | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director James S. Crown | Management | For | For |
6 | Elect Director James Dimon | Management | For | For |
7 | Elect Director Timothy P. Flynn | Management | For | For |
8 | Elect Director Ellen V. Futter | Management | For | For |
9 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Report on Loan Modifications | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
20 | Stock Retention | Shareholder | Against | Against |
JULIUS BAER GRUPPE AG
MEETING DATE: APR 11, 2012 |
||||
TICKER: BAER
SECURITY ID: H4414N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.00 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Reelect Leonhard Fischer as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Claire Giraut as Director | Management | For | Did Not Vote |
4.2.1 | Elect Gilbert Achermann as Director | Management | For | Did Not Vote |
4.2.2 | Elect Andreas Amschwand as Director | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6 | Approve CHF 204,800 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
KBW, INC.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: KBW
SECURITY ID: 482423100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John G. Duffy | Management | For | For |
1.2 | Elect Director Daniel M. Healy | Management | For | For |
1.3 | Elect Director Michael J. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
KNIGHT CAPITAL GROUP, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: KCG
SECURITY ID: 499005106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William L. Bolster | Management | For | For |
2 | Elect Director Thomas M. Joyce | Management | For | For |
3 | Elect Director James W. Lewis | Management | For | For |
4 | Elect Director James T. Milde | Management | For | For |
5 | Elect Director Christopher C. Quick | Management | For | For |
6 | Elect Director Daniel F. Schmitt | Management | For | For |
7 | Elect Director Laurie M. Shahon | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: LVS
SECURITY ID: 517834107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason N. Ader | Management | For | For |
1.2 | Elect Director Michael A. Leven | Management | For | For |
1.3 | Elect Director Jeffrey H. Schwartz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LAZARD LTD
MEETING DATE: APR 24, 2012 |
||||
TICKER: LAZ
SECURITY ID: G54050102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ashish Bhutani as Director | Management | For | For |
1.2 | Elect Steven J. Heyer as Director | Management | For | For |
1.3 | Elect Sylvia Jay as Director | Management | For | For |
1.4 | Elect Vernon E. Jordon, Jr. as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
LEGG MASON, INC.
MEETING DATE: JUL 26, 2011 |
||||
TICKER: LM
SECURITY ID: 524901105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold L. Adams | Management | For | For |
1.2 | Elect Director John T. Cahill | Management | For | For |
1.3 | Elect Director Mark R. Fetting | Management | For | For |
1.4 | Elect Director Margaret Milner Richardson | Management | For | For |
1.5 | Elect Director Kurt L. Schmoke | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
LPL INVESTMENT HOLDINGS INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: LPLA
SECURITY ID: 50213H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Boyce | Management | For | For |
1.2 | Elect Director John J. Brennan | Management | For | For |
1.3 | Elect Director Mark S. Casady | Management | For | For |
1.4 | Elect Director Jeffrey A. Goldstein | Management | For | For |
1.5 | Elect Director James S. Putnam | Management | For | For |
1.6 | Elect Director James S. Riepe | Management | For | For |
1.7 | Elect Director Richard P. Schifter | Management | For | For |
1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
1.9 | Elect Director Allen R. Thorpe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MAN GROUP PLC
MEETING DATE: MAY 01, 2012 |
||||
TICKER: EMG
SECURITY ID: G5790V156
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Jon Aisbitt as Director | Management | For | For |
5 | Re-elect Alison Carnwath as Director | Management | For | For |
6 | Re-elect Peter Clarke as Director | Management | For | For |
7 | Re-elect Phillip Colebatch as Director | Management | For | For |
8 | Re-elect Kevin Hayes as Director | Management | For | For |
9 | Re-elect Frederic Jolly as Director | Management | For | For |
10 | Re-elect Matthew Lester as Director | Management | For | For |
11 | Re-elect Patrick O'Sullivan as Director | Management | For | For |
12 | Re-elect Emmanuel Roman as Director | Management | For | For |
13 | Elect Nina Shapiro as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
20 | Amend Articles of Association | Management | For | For |
MASTERCARD INCORPORATED
MEETING DATE: JUN 05, 2012 |
||||
TICKER: MA
SECURITY ID: 57636Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajay Banga | Management | For | For |
2 | Elect Director David R. Carlucci | Management | For | For |
3 | Elect Director Steven J. Freiberg | Management | For | For |
4 | Elect Director Richard Haythornthwaite | Management | For | For |
5 | Elect Director Marc Olivie | Management | For | For |
6 | Elect Director Rima Qureshi | Management | For | For |
7 | Elect Director Mark Schwartz | Management | For | For |
8 | Elect Director Jackson P. Tai | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MCG CAPITAL CORPORATION
MEETING DATE: MAY 30, 2012 |
||||
TICKER: MCGC
SECURITY ID: 58047P107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Hugh Ewing, III | Management | For | For |
2 | Elect Director Kenneth J. O'Keefe | Management | For | For |
3 | Elect Director Gavin Saitowitz | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MF GLOBAL HOLDINGS LTD.
MEETING DATE: AUG 11, 2011 |
||||
TICKER: MF
SECURITY ID: 55277J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David P. Bolger | Management | For | For |
2 | Elect Director Jon S. Corzine | Management | For | For |
3 | Elect Director Eileen S. Fusco | Management | For | For |
4 | Elect Director David Gelber | Management | For | For |
5 | Elect Director Martin J. Glynn | Management | For | For |
6 | Elect Director Edward L. Goldberg | Management | For | For |
7 | Elect Director David I. Schamis | Management | For | For |
8 | Elect Director Robert S. Sloan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Conversion of Securities | Management | For | For |
MORGAN STANLEY
MEETING DATE: MAY 15, 2012 |
||||
TICKER: MS
SECURITY ID: 617446448
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director C. Robert Kidder | Management | For | For |
6 | Elect Director Klaus Kleinfeld | Management | For | For |
7 | Elect Director Donald T. Nicolaisen | Management | For | For |
8 | Elect Director Hutham S. Olayan | Management | For | For |
9 | Elect Director James W. Owens | Management | For | For |
10 | Elect Director O. Griffith Sexton | Management | For | For |
11 | Elect Director Ryosuke Tamakoshi | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MORNINGSTAR, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: MORN
SECURITY ID: 617700109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joe Mansueto | Management | For | For |
2 | Elect Director Don Phillips | Management | For | For |
3 | Elect Director Cheryl Francis | Management | For | For |
4 | Elect Director Steve Kaplan | Management | For | For |
5 | Elect Director Bill Lyons | Management | For | For |
6 | Elect Director Jack Noonan | Management | For | For |
7 | Elect Director Paul Sturm | Management | For | For |
8 | Elect Director Hugh Zentmyer | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
MSCI INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: MSCI
SECURITY ID: 55354G100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Benjamin F. Dupont | Management | For | For |
2 | Elect Director Henry A. Fernandez | Management | For | For |
3 | Elect Director Alice W. Handy | Management | For | For |
4 | Elect Director Catherine R. Kinney | Management | For | For |
5 | Elect Director Linda H. Riefler | Management | For | Against |
6 | Elect Director George W. Siguler | Management | For | For |
7 | Elect Director Patrick Tierney | Management | For | For |
8 | Elect Director Rodolphe M. Vallee | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Elimination of Class B Common Stock; Increase Authorized Class A Common Stock; Reclassify Class A Common Stock and Make Certain Other Conforming Changes | Management | For | For |
MVC CAPITAL, INC.
MEETING DATE: MAR 12, 2012 |
||||
TICKER: MVC
SECURITY ID: 553829102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emilio Dominianni | Management | For | For |
1.2 | Elect Director Gerald Hellerman | Management | For | For |
1.3 | Elect Director Warren Holtsberg | Management | For | For |
1.4 | Elect Director Robert Knapp | Management | For | For |
1.5 | Elect Director William Taylor | Management | For | For |
1.6 | Elect Director Michael Tokarz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NATIONAL FINANCIAL PARTNERS CORP.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: NFP
SECURITY ID: 63607P208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephanie W. Abramson | Management | For | For |
2 | Elect Director Patrick S. Baird | Management | For | For |
3 | Elect Director Jessica M. Bibliowicz | Management | For | For |
4 | Elect Director R. Bruce Callahan | Management | For | For |
5 | Elect Director John A. Elliott | Management | For | For |
6 | Elect Director J. Barry Griswell | Management | For | For |
7 | Elect Director Marshall A. Heinberg | Management | For | For |
8 | Elect Director Kenneth C. Mlekush | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
NOBLE GROUP LTD.
MEETING DATE: APR 30, 2012 |
||||
TICKER: N21
SECURITY ID: G6542T119
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend of $0.0165 Per Share | Management | For | For |
3 | Reelect Milton M. Au as Director | Management | For | Against |
4 | Reelect Iain Ferguson Bruce as Director | Management | For | For |
5 | Reelect Burton Levin as Director | Management | For | For |
6 | Reelect Li Rongrong as Director | Management | For | For |
7 | Reelect William James Randall as Director | Management | For | For |
8 | Reelect Irene Yun Lien Lee as Director | Management | For | For |
9 | Reelect Yusuf Alireza as Director | Management | For | For |
10 | Approve Directors' Fees of $446,000 for the Year Ended Dec. 31, 2011 | Management | For | For |
11 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
13 | Authorize Share Repurchase Program | Management | For | For |
14 | Approve Issuance of Shares and Grant of Options Pursuant to the Noble Group Share Option Scheme 2004 | Management | For | Against |
15 | Approve Issuance of Shares Pursuant to the Noble Group Limited Scrip Dividend Scheme | Management | For | For |
16 | Approve Issuance of Shares and Grant of Awards Pursuant to the Noble Group Performance Share Plan | Management | For | For |
NOMURA HOLDINGS INC.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: 8604
SECURITY ID: 65535H208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Koga, Nobuyuki | Management | For | For |
1.2 | Elect Director Watanabe, Kenichi | Management | For | For |
1.3 | Elect Director Shibata, Takumi | Management | For | For |
1.4 | Elect Director Itatani, Masanori | Management | For | For |
1.5 | Elect Director Nishimatsu, Masanori | Management | For | For |
1.6 | Elect Director David Benson | Management | For | For |
1.7 | Elect Director Sakane, Masahiro | Management | For | For |
1.8 | Elect Director Kanemoto, Toshinori | Management | For | For |
1.9 | Elect Director Tsuji, Haruo | Management | For | For |
1.10 | Elect Director Fujinuma, Tsuguoki | Management | For | For |
1.11 | Elect Director Clara Furse | Management | For | For |
1.12 | Elect Director Kusakari, Takao | Management | For | For |
1.13 | Elect Director Michael Lim Choo San | Management | For | For |
2 | Amend Articles to Stress Corporate Identity in Many Languages | Shareholder | Against | Against |
3 | Amend Articles to Require Use of YHD as the Firm's Abbreviated Name | Shareholder | Against | Against |
4 | Amend Articles to Prescribe a Formula Linking Officer Pay and Job Security to Share Price | Shareholder | Against | Against |
5 | Amend Articles to Mandate a Maximum Ratio of Profitability to Personnel Expense | Shareholder | Against | Against |
6 | Delete Director Indemnification Provision from the Articles of Association | Shareholder | Against | Against |
7 | Amend Articles to Add Subsidiary Operations to Approved Business Lines | Shareholder | Against | Against |
8 | Amend Articles to Ban Stock Options for Director & Officer Compensation | Shareholder | Against | Against |
9 | Amend Articles to Require Advance Shareholder Approval for Public Offerings other than Rights Issues | Shareholder | Against | Against |
10 | Amend Articles to Require Disclosure of Content of Shareholder Meeting Rehearsals 8 Weeks Before Meeting Date | Shareholder | Against | Against |
11 | Amend Articles to Ban Lending to, Investment in Tokyo Electric Power or Kansai Electric Power | Shareholder | Against | Against |
12 | Amend Articles to Require Only Japanese Style Toilets in Company Offices | Shareholder | Against | Against |
13 | Amend Articles to Require Directors to be called "Crystals" | Shareholder | Against | Against |
14 | Amend Articles to Require Outsourcing of Account Opening Paperwork, Website Help | Shareholder | Against | Against |
15 | Reduce Authorized Capital from 60 Billion [sic] to 5.966 Billion Shares | Shareholder | Against | For |
16 | Amend Articles to No Longer Specify Headquarters Location in Chuo-ku, Tokyo | Shareholder | Against | Against |
17 | Amend Articles to Define Timing of AGM as Within Three Months of Either April 1 or October 1, According to Gregorian Calendar, Coordinated Universal Time | Shareholder | Against | Against |
18 | Amend Articles to Define the Chairman as Group Chairman | Shareholder | Against | Against |
19 | Delete Supplementary Provisions from the Articles of Association | Shareholder | Against | Against |
NORTHERN TRUST CORPORATION
MEETING DATE: APR 17, 2012 |
||||
TICKER: NTRS
SECURITY ID: 665859104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Edward J. Mooney | Management | For | For |
1.7 | Elect Director John W. Rowe | Management | For | For |
1.8 | Elect Director Martin P. Slark | Management | For | For |
1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.11 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
NYSE EURONEXT
MEETING DATE: APR 26, 2012 |
||||
TICKER: NYX
SECURITY ID: 629491101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andre Bergen | Management | For | For |
2 | Elect Director Ellyn L. Brown | Management | For | For |
3 | Elect Director Marshall N. Carter | Management | For | For |
4 | Elect Director Dominique Cerutti | Management | For | For |
5 | Elect Director Patricia M. Cloherty | Management | For | For |
6 | Elect Director George Cox | Management | For | For |
7 | Elect Director Sylvain Hefes | Management | For | For |
8 | Elect Director Jan-Michiel Hessels | Management | For | For |
9 | Elect Director Duncan M. McFarland | Management | For | For |
10 | Elect Director James J. McNulty | Management | For | For |
11 | Elect Director Duncan L. Niederauer | Management | For | For |
12 | Elect Director Ricardo Salgado | Management | For | Against |
13 | Elect Director Robert G. Scott | Management | For | For |
14 | Elect Director Jackson P. Tai | Management | For | For |
15 | Elect Director Rijnhard van Tets | Management | For | For |
16 | Elect Director Brian Williamson | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
19 | Call Special Meetings | Shareholder | Against | Against |
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
MEETING DATE: MAY 08, 2012 |
||||
TICKER: OZM
SECURITY ID: 67551U105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Windreich | Management | For | For |
1.2 | Elect Director J. Barry Griswell | Management | For | For |
1.3 | Elect Director Georganne C. Proctor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PENNANTPARK INVESTMENT CORPORATION
MEETING DATE: FEB 28, 2012 |
||||
TICKER: PNNT
SECURITY ID: 708062104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam K. Bernstein | Management | For | Proportional |
1.2 | Elect Director Jeffrey Flug | Management | For | Proportional |
2 | Ratify Auditors | Management | For | Proportional |
PENNANTPARK INVESTMENT CORPORATION
MEETING DATE: FEB 28, 2012 |
||||
TICKER: PNNT
SECURITY ID: 708062104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Sale of Common Shares Below Net Asset Value | Management | For | Proportional |
PIPER JAFFRAY COMPANIES
MEETING DATE: MAY 09, 2012 |
||||
TICKER: PJC
SECURITY ID: 724078100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Duff | Management | For | For |
1.2 | Elect Director Michael R. Francis | Management | For | For |
1.3 | Elect Director B. Kristine Johnson | Management | For | For |
1.4 | Elect Director Addison L. Piper | Management | For | For |
1.5 | Elect Director Lisa K. Polsky | Management | For | For |
1.6 | Elect Director Frank L. Sims | Management | For | For |
1.7 | Elect Director Jean M. Taylor | Management | For | For |
1.8 | Elect Director Michele Volpi | Management | For | For |
1.9 | Elect Director Hope B. Woodhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PZENA INVESTMENT MANAGEMENT, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: PZN
SECURITY ID: 74731Q103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Pzena | Management | For | For |
1.2 | Elect Director John P. Goetz | Management | For | For |
1.3 | Elect Director William L. Lipsey | Management | For | For |
1.4 | Elect Director Steven M. Galbraith | Management | For | For |
1.5 | Elect Director Joel M. Greenblatt | Management | For | For |
1.6 | Elect Director Richard P. Meyerowich | Management | For | For |
1.7 | Elect Director Ronald W. Tysoe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RAYMOND JAMES FINANCIAL, INC.
MEETING DATE: FEB 23, 2012 |
||||
TICKER: RJF
SECURITY ID: 754730109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shelley G. Broader | Management | For | For |
1.2 | Elect Director Francis S. Godbold | Management | For | For |
1.3 | Elect Director H. William Habermeyer, Jr. | Management | For | For |
1.4 | Elect Director Chet Helck | Management | For | For |
1.5 | Elect Director Thomas A. James | Management | For | For |
1.6 | Elect Director Gordon L. Johnson | Management | For | For |
1.7 | Elect Director Paul C. Reilly | Management | For | For |
1.8 | Elect Director Robert P. Saltzman | Management | For | For |
1.9 | Elect Director Hardwick Simmons | Management | For | For |
1.10 | Elect Director Susan N. Story | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REDECARD S.A
MEETING DATE: FEB 29, 2012 |
||||
TICKER: RDCD3
SECURITY ID: P79941103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Appoint Banco de Investimentos Credit Suisse S.A. to Prepare Valuation Report | Management | None | Did Not Vote |
1b | Appoint Bank of America Merrill Lynch Banco Multiplo S.A. to Prepare Valuation Report | Management | None | Did Not Vote |
1c | Appoint N M Rothschild & Sons Ltda. to Prepare Valuation Report | Management | None | For |
REDECARD S.A
MEETING DATE: APR 05, 2012 |
||||
TICKER: RDCD3
SECURITY ID: P79941103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | Management | For | Abstain |
REDECARD S.A
MEETING DATE: APR 05, 2012 |
||||
TICKER: RDCD3
SECURITY ID: P79941103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capitalization of Reserves Without Issuance of New Shares | Management | For | For |
2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
REDECARD S.A
MEETING DATE: MAY 18, 2012 |
||||
TICKER: RDCD3
SECURITY ID: P79941103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discuss New Valuation Report for Tender Offer | Shareholder | None | For |
2 | Appoint Banco de Investimentos Credit Suisse S.A. to Prepare New Valuation Report | Shareholder | None | For |
3 | Discuss Fees for New Valuation Report | Shareholder | None | For |
4 | Discuss Timeline for New Valuation Report | Shareholder | None | For |
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: RF
SECURITY ID: 7591EP100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | For |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | For |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director John D. Johns | Management | For | For |
10 | Elect Director Charles D. McCrary | Management | For | For |
11 | Elect Director James R. Malone | Management | For | For |
12 | Elect Director Ruth Ann Marshall | Management | For | For |
13 | Elect Director Susan W. Matlock | Management | For | For |
14 | Elect Director John E. Maupin, Jr. | Management | For | For |
15 | Elect Director John R. Roberts | Management | For | For |
16 | Elect Director Lee J. Styslinger, III | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Ratify Auditors | Management | For | For |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
RENT-A-CENTER, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: RCII
SECURITY ID: 76009N100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael J. Gade | Management | For | For |
2 | Elect Director J. V. Lentell | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SEI INVESTMENTS COMPANY
MEETING DATE: MAY 23, 2012 |
||||
TICKER: SEIC
SECURITY ID: 784117103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard B. Lieb | Management | For | For |
2 | Elect Director Carmen V. Romeo | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SLM CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: SLM
SECURITY ID: 78442P106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director W.m. Diefenderfer III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Barry A. Munitz | Management | For | For |
8 | Elect Director Howard H. Newman | Management | For | For |
9 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
10 | Elect Director Frank C. Puleo | Management | For | For |
11 | Elect Director Wolfgang Schoellkopf | Management | For | For |
12 | Elect Director Steven L. Shapiro | Management | For | For |
13 | Elect Director J. Terry Strange | Management | For | For |
14 | Elect Director Anthony P. Terracciano | Management | For | For |
15 | Elect Director Barry L. Williams | Management | For | For |
16 | Approve Omnibus Stock Plan | Management | For | For |
17 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
SOLAR CAPITAL LTD.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: SLRC
SECURITY ID: 83413U100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Gross | Management | For | For |
1.2 | Elect Director Leonard A. Potter | Management | For | For |
2 | Approve Issuance of Shares Below Net Asset Value | Management | For | For |
SOTHEBY'S
MEETING DATE: MAY 08, 2012 |
||||
TICKER: BID
SECURITY ID: 835898107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John M. Angelo | Management | For | For |
2 | Elect Director Michael Blakenham | Management | For | For |
3 | Elect Director Steven B. Dodge | Management | For | For |
4 | Elect Director The Duke Of Devonshire | Management | For | For |
5 | Elect Director Daniel Meyer | Management | For | For |
6 | Elect Director Allen Questrom | Management | For | For |
7 | Elect Director William F. Ruprecht | Management | For | For |
8 | Elect Director Marsha E. Simms | Management | For | For |
9 | Elect Director Michael I. Sovern | Management | For | For |
10 | Elect Director Robert S. Taubman | Management | For | For |
11 | Elect Director Diana L. Taylor | Management | For | For |
12 | Elect Director Dennis M. Weibling | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
17 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: HOT
SECURITY ID: 85590A401
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frits van Paasschen | Management | For | For |
1.2 | Elect Director Bruce W. Duncan | Management | For | For |
1.3 | Elect Director Adam M. Aron | Management | For | For |
1.4 | Elect Director Charlene Barshefsky | Management | For | For |
1.5 | Elect Director Thomas E. Clarke | Management | For | For |
1.6 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.7 | Elect Director Lizanne Galbreath | Management | For | For |
1.8 | Elect Director Eric Hippeau | Management | For | For |
1.9 | Elect Director Stephen R. Quazzo | Management | For | For |
1.10 | Elect Director Thomas O. Ryder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STATE STREET CORPORATION
MEETING DATE: MAY 16, 2012 |
||||
TICKER: STT
SECURITY ID: 857477103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kennett F. Burnes | Management | For | For |
2 | Elect Director Peter Coym | Management | For | For |
3 | Elect Director Patrick De Saint-Aignan | Management | For | For |
4 | Elect Director Amellia C. Fawcett | Management | For | For |
5 | Elect Director David P. Gruber | Management | For | For |
6 | Elect Director Linda A. Hill | Management | For | For |
7 | Elect Director Joseph L. Hooley | Management | For | For |
8 | Elect Director Robert S. Kaplan | Management | For | For |
9 | Elect Director Richard P. Sergel | Management | For | For |
10 | Elect Director Ronald L. Skates | Management | For | For |
11 | Elect Director Gregory L. Summe | Management | For | For |
12 | Elect Director Robert E. Weissman | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
STIFEL FINANCIAL CORP.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: SF
SECURITY ID: 860630102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles A. Dill | Management | For | For |
1.2 | Elect Director Richard J. Himelfarb | Management | For | For |
1.3 | Elect Director Alton F. Irby, III | Management | For | For |
1.4 | Elect Director Victor J. Nesi | Management | For | For |
1.5 | Elect Director James M. Zemlyak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
STRATEGIC HOTELS & RESORTS, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: BEE
SECURITY ID: 86272T106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Bowen | Management | For | For |
1.2 | Elect Director Kenneth Fisher | Management | For | For |
1.3 | Elect Director Raymond L. Gellein, Jr. | Management | For | For |
1.4 | Elect Director Laurence S. Geller | Management | For | For |
1.5 | Elect Director James A. Jeffs | Management | For | For |
1.6 | Elect Director Richard D. Kincaid | Management | For | For |
1.7 | Elect Director David M.C. Michels | Management | For | For |
1.8 | Elect Director William A. Prezant | Management | For | For |
1.9 | Elect Director Eugene F. Reilly | Management | For | For |
1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUNTRUST BANKS, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: STI
SECURITY ID: 867914103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director Kyle Prechtl Legg | Management | For | For |
8 | Elect Director William A. Linnenbringer | Management | For | For |
9 | Elect Director G. Gilmer Minor, III | Management | For | For |
10 | Elect Director Donna Morea | Management | For | For |
11 | Elect Director David M. Ratcliffe | Management | For | For |
12 | Elect Director William H. Rogers, Jr. | Management | For | For |
13 | Elect Director Thomas R. Watjen | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SWS GROUP, INC.
MEETING DATE: NOV 17, 2011 |
||||
TICKER: SWS
SECURITY ID: 78503N107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Buchholz | Management | For | For |
1.2 | Elect Director Brodie L. Cobb | Management | For | For |
1.3 | Elect Director J. Taylor Crandall | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director Larry A. Jobe | Management | For | For |
1.6 | Elect Director Frederick R. Meyer | Management | For | For |
1.7 | Elect Director Dr. Mike Moses | Management | For | For |
1.8 | Elect Director James H. Ross | Management | For | For |
1.9 | Elect Director Joel T. Williams III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
T. ROWE PRICE GROUP, INC.
MEETING DATE: APR 17, 2012 |
||||
TICKER: TROW
SECURITY ID: 74144T108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward C. Bernard | Management | For | For |
2 | Elect Director James T. Brady | Management | For | For |
3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
5 | Elect Director James A.C. Kennedy | Management | For | For |
6 | Elect Director Robert F. MacLellan | Management | For | For |
7 | Elect Director Brian C. Rogers | Management | For | For |
8 | Elect Director Alfred Sommer | Management | For | For |
9 | Elect Director Dwight S. Taylor | Management | For | For |
10 | Elect Director Anne Marie Whittemore | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
TD AMERITRADE HOLDING CORPORATION
MEETING DATE: FEB 14, 2012 |
||||
TICKER: AMTD
SECURITY ID: 87236Y108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Edmund Clark | Management | For | For |
1.2 | Elect Director Karen E. Maidment | Management | For | For |
1.3 | Elect Director Mark L. Mitchell | Management | For | For |
1.4 | Elect Director Fredric J. Tomczyk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 10, 2012 |
||||
TICKER: BK
SECURITY ID: 064058100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruth E. Bruch | Management | For | Against |
2 | Elect Director Nicholas M. Donofrio | Management | For | For |
3 | Elect Director Gerald L. Hassell | Management | For | For |
4 | Elect Director Edmund F. Kelly | Management | For | Against |
5 | Elect Director Richard J. Kogan | Management | For | Against |
6 | Elect Director Michael J. Kowalski | Management | For | Against |
7 | Elect Director John A. Luke, Jr. | Management | For | For |
8 | Elect Director Mark A. Nordenberg | Management | For | For |
9 | Elect Director Catherine A. Rein | Management | For | For |
10 | Elect Director William C. Richardson | Management | For | For |
11 | Elect Director Samuel C. Scott, III | Management | For | Against |
12 | Elect Director Wesley W. von Schack | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: SCHW
SECURITY ID: 808513105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nancy H. Bechtle | Management | For | For |
2 | Elect Director Walter W. Bettinger, II | Management | For | For |
3 | Elect Director C. Preston Butcher | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: GS
SECURITY ID: 38141G104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director James A. Johnson | Management | For | For |
8 | Elect Director Lakshmi N. Mittal | Management | For | For |
9 | Elect Director James J. Schiro | Management | For | For |
10 | Elect Director Debora L. Spar | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
14 | Stock Retention/Holding Period | Shareholder | Against | Against |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
THE NASDAQ OMX GROUP, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: NDAQ
SECURITY ID: 631103108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven D. Black | Management | For | For |
2 | Elect Director Borje Ekholm | Management | For | For |
3 | Elect Director Robert Greifeld | Management | For | For |
4 | Elect Director Glenn H. Hutchins | Management | For | For |
5 | Elect Director Essa Kazim | Management | For | For |
6 | Elect Director John D. Markese | Management | For | For |
7 | Elect Director Ellyn A. McColgan | Management | For | For |
8 | Elect Director Thomas F. O'Neill | Management | For | For |
9 | Elect Director James S. Riepe | Management | For | For |
10 | Elect Director Michael R. Splinter | Management | For | For |
11 | Elect Director Lars Wedenborn | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
THE TORONTO-DOMINION BANK
MEETING DATE: MAR 29, 2012 |
||||
TICKER: TD
SECURITY ID: 891160509
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Bennett | Management | For | For |
1.2 | Elect Director Hugh J. Bolton | Management | For | For |
1.3 | Elect Director John L. Bragg | Management | For | For |
1.4 | Elect Director Amy W. Brinkley | Management | For | For |
1.5 | Elect Director W. Edmund Clark | Management | For | For |
1.6 | Elect Director Colleen A. Goggins | Management | For | For |
1.7 | Elect Director Henry H. Ketcham | Management | For | For |
1.8 | Elect Director Brian M. Levitt | Management | For | For |
1.9 | Elect Director Harold H. MacKay | Management | For | For |
1.10 | Elect Director Karen E. Maidment | Management | For | For |
1.11 | Elect Director Irene R. Miller | Management | For | For |
1.12 | Elect Director Nadir H. Mohamed | Management | For | For |
1.13 | Elect Director Wilbur J. Prezzano | Management | For | For |
1.14 | Elect Director Helen K. Sinclair | Management | For | For |
1.15 | Elect Director John M. Thompson | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Re-approve 2000 Stock Incentive Plan | Management | For | For |
5 | Amend 2000 Stock Incentive Plan | Management | For | For |
6 | SP A: Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
7 | SP B: Require Independence of Directors | Shareholder | Against | Against |
8 | SP C: Establish Director Stock Ownership Requirement | Shareholder | Against | Against |
THE WESTERN UNION COMPANY
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WU
SECURITY ID: 959802109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard A. Goodman | Management | For | For |
2 | Elect Director Roberto G. Mendoza | Management | For | For |
3 | Elect Director Michael A. Miles, Jr. | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
9 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
TWO HARBORS INVESTMENT CORP.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: TWO
SECURITY ID: 90187B101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark D. Ein | Management | For | For |
1.2 | Elect Director William W. Johnson | Management | For | For |
1.3 | Elect Director Stephen G. Kasnet | Management | For | For |
1.4 | Elect Director Peter Niculescu | Management | For | For |
1.5 | Elect Director W. Reid Sanders | Management | For | For |
1.6 | Elect Director Thomas Siering | Management | For | For |
1.7 | Elect Director Brian C. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UBS AG
MEETING DATE: MAY 03, 2012 |
||||
TICKER: UBSN
SECURITY ID: H89231338
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.10 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Reelect Michel Demare as Director | Management | For | Did Not Vote |
4.1.2 | Reelect David Sidwell as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
4.1.5 | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
4.1.6 | Reelect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
4.1.7 | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
4.1.8 | Reelect William Parrett as Director | Management | For | Did Not Vote |
4.1.9 | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
4.2.1 | Elect Isabelle Romy as Director | Management | For | Did Not Vote |
4.2.2 | Elect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
4.2.3 | Elect Axel Weber as Director | Management | For | Did Not Vote |
4.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
4.4 | Ratify BDO AG as Special Auditor | Management | For | Did Not Vote |
5 | Increase Pool of Conditional Capital by CHF 15.1 Million for Issuance of Stock Options and Other Equity Awards to Employees, Senior Executives, and Members of the Board | Management | For | Did Not Vote |
6.1 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
6.2 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
UNICREDIT SPA
MEETING DATE: DEC 15, 2011 |
||||
TICKER: UCG
SECURITY ID: T95132105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction of Share Premium Account and Related Increase of Shares' Par Value | Management | For | For |
2 | Eliminate the Par Value of Shares | Management | For | For |
3 | Authorize Issuance of Shares in the Maximum Amount of EUR 7.5 Billion With Preemptive Rights | Management | For | For |
4 | Approve Share Consolidation | Management | For | For |
5 | Approve Stock Dividend Program | Management | For | For |
UNICREDIT SPA
MEETING DATE: MAY 11, 2012 |
||||
TICKER: UCG
SECURITY ID: T960AS101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Financial Statements of UniCredit Real Estate S.c.p.A. | Management | For | For |
4 | Distribute Profits from UniCredit Real Estate S.c.p.A. | Management | For | For |
5 | Accept Financial Statements of Medioinvest Srl | Management | For | For |
6 | Approve Treatment of Net Losses of Medioinvest Srl | Management | For | For |
7.1 | Slate 1 - Submitted by Fondazione Cassa di Risparmio di Torino, Fondazione Cassa di Risparmio di Verona, Vicenza, Belluno e Ancona, Fondazione Cassa di Risparmio di Modena e Fondazione Monte di Bologna e Ravenna | Shareholder | None | Did Not Vote |
7.2 | Slate 2 - Submitted by Institutional Investors | Shareholder | None | For |
8 | Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members To Assume Positions In Competing Companies | Management | For | For |
9 | Approve Remuneration of Directors | Management | For | Abstain |
10 | Approve Director and Internal Auditors Liability Provisions | Management | For | For |
11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
12 | Approve Remuneration Report | Management | For | For |
13 | Approve 2012 Group Incentive System | Management | For | For |
14 | Approve Group Employees Share Ownership Plan 2012 | Management | For | For |
1 | Amend Company Bylaws Re: Art. 20, 29, and 31 | Management | For | For |
2 | Authorize Board to Increase Capital to Service Incentive Plans | Management | For | For |
UNITED OVERSEAS BANK LIMITED
MEETING DATE: APR 26, 2012 |
||||
TICKER: U11
SECURITY ID: V96194127
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Approve Directors' Fees of SGD 1.7 Million for 2011 | Management | For | For |
4 | Approve Fee of SGD 2.2 Million to the Chairman of the Bank for the Period from Jan. 2011 to Dec. 2011. | Management | For | For |
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Reelect Wong Meng Meng as Director | Management | For | For |
7 | Reelect Cheng Jue Hiang Willie as Director | Management | For | For |
8 | Reelect Hsieh Fu Hua as Director | Management | For | For |
9 | Reelect Wee Cho Yaw as Director | Management | For | For |
10 | Reelect Cham Tao Soon as Director | Management | For | For |
11 | Reelect Thein Reggie as Director | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
13 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
14 | Approve Issuance of Preference Shares | Management | For | For |
UNITED OVERSEAS BANK LIMITED
MEETING DATE: APR 26, 2012 |
||||
TICKER: U11
SECURITY ID: V96194127
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
WADDELL & REED FINANCIAL, INC.
MEETING DATE: APR 18, 2012 |
||||
TICKER: WDR
SECURITY ID: 930059100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas C. Godlasky | Management | For | For |
1.2 | Elect Director Dennis E. Logue | Management | For | For |
1.3 | Elect Director Michael F. Morrissey | Management | For | For |
1.4 | Elect Director Ronald C. Reimer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT CHEMICALS PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 26, 2012 |
||||
TICKER: APD
SECURITY ID: 009158106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mario L. Baeza | Management | For | For |
2 | Elect Director Susan K. Carter | Management | For | For |
3 | Elect Director John E. McGlade | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AIRGAS, INC.
MEETING DATE: AUG 29, 2011 |
||||
TICKER: ARG
SECURITY ID: 009363102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter McCausland | Management | For | For |
1.2 | Elect Director Lee M. Thomas | Management | For | For |
1.3 | Elect Director John C. van Roden, Jr. | Management | For | For |
1.4 | Elect Director Ellen C. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AKZO NOBEL NV
MEETING DATE: APR 23, 2012 |
||||
TICKER: AKZA
SECURITY ID: N01803100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3a | Adopt Financial Statements | Management | For | For |
3b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
3c | Approve Dividends of EUR 1.45 Per Share | Management | For | For |
4a | Approve Discharge of Management Board | Management | For | For |
4b | Approve Discharge of Supervisory Board | Management | For | For |
5a | Elect A.C.M.A. Buchner to Executive Board and Approve Conditional Share Grant | Management | For | For |
5b | Reelect L.E. Darner to Executive Board | Management | For | For |
5c | Reelect K. R. Nichols to Executive Board | Management | For | For |
6a | Elect S.M. Baldauf to Supervisory Board | Management | For | For |
6b | Elect B.J.M. Verwaayen to Supervisory Board | Management | For | For |
6c | Reelect R.G.C. van den Brink to Supervisory Board | Management | For | For |
6d | Reelect P. B. Ellwood to Supervisory Board | Management | For | For |
7 | Amend Articles Re: Legislative Changes | Management | For | For |
8a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
8b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 8a | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Other Business (Non-Voting) | Management | None | None |
ARKEMA
MEETING DATE: MAY 23, 2012 |
||||
TICKER: AKE
SECURITY ID: F0392W125
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Approve Dividends of EUR 1.30 per Share | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Approve Severance Payment Agreement with Thierry Le Henaff | Management | For | For |
7 | Reelect Thierry Le Henaff as Director | Management | For | For |
8 | Reelect Jean-Pierre Seeuws as Director | Management | For | For |
9 | Renew Appointment of Ernst and Young as Auditor | Management | For | For |
10 | Renew Appointment Auditex as Alternate Auditor | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 15 Percent of the Share Capital | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above under Items 12 to 13 Above | Management | For | For |
15 | Set Total Limit for Capital Increase to Result from All Issuance Requests Granted under Items 12, 13, and 14 at EUR 300 Million | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
18 | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ASHLAND INC.
MEETING DATE: JAN 26, 2012 |
||||
TICKER: ASH
SECURITY ID: 044209104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger W. Hale | Management | For | For |
2 | Elect Director Vada O. Manager | Management | For | For |
3 | Elect Director George A. Schaefer, Jr. | Management | For | For |
4 | Elect Director John F. Turner | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATLAS ENERGY, L.P.
MEETING DATE: APR 26, 2012 |
||||
TICKER: ATLS
SECURITY ID: 04930A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Holtz | Management | For | For |
1.2 | Elect Director William G. Karis | Management | For | For |
1.3 | Elect Director Harvey G. Magarick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BASF SE
MEETING DATE: APR 27, 2012 |
||||
TICKER: BAS
SECURITY ID: D06216317
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Electronic and Postal Voting at AGM | Management | For | For |
CELANESE CORPORATION
MEETING DATE: APR 19, 2012 |
||||
TICKER: CE
SECURITY ID: 150870103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Barlett | Management | For | For |
2 | Elect Director David F. Hoffmeister | Management | For | For |
3 | Elect Director Paul H. O'Neill | Management | For | For |
4 | Elect Director Jay V. Ihlenfeld | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: CF
SECURITY ID: 125269100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen A. Furbacher | Management | For | For |
1.2 | Elect Director John D. Johnson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CHENIERE ENERGY, INC.
MEETING DATE: JUN 01, 2012 |
||||
TICKER: LNG
SECURITY ID: 16411R208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nuno Brandolini | Management | For | For |
1.2 | Elect Director John M. Deutch | Management | For | Withhold |
1.3 | Elect Director Paul J. Hoenmans | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CYTEC INDUSTRIES INC.
MEETING DATE: APR 19, 2012 |
||||
TICKER: CYT
SECURITY ID: 232820100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barry C. Johnson | Management | For | For |
2 | Elect Director Carol P. Lowe | Management | For | For |
3 | Elect Director Thomas W. Rabaut | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 25, 2012 |
||||
TICKER: DD
SECURITY ID: 263534109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lamberto Andreotti | Management | For | For |
2 | Elect Director Richard H. Brown | Management | For | For |
3 | Elect Director Robert A. Brown | Management | For | For |
4 | Elect Director Bertrand P. Collomb | Management | For | For |
5 | Elect Director Curtis J. Crawford | Management | For | For |
6 | Elect Director Alexander M. Cutler | Management | For | For |
7 | Elect Director Eleuthere I. Du Pont | Management | For | For |
8 | Elect Director Marillyn A. Hewson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Ellen J. Kullman | Management | For | For |
11 | Elect Director Lee M. Thomas | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
15 | Report on Pay Disparity | Shareholder | Against | Against |
EASTMAN CHEMICAL COMPANY
MEETING DATE: MAY 03, 2012 |
||||
TICKER: EMN
SECURITY ID: 277432100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen R. Demeritt | Management | For | For |
2 | Elect Director Robert M. Hernandez | Management | For | For |
3 | Elect Director Julie F. Holder | Management | For | For |
4 | Elect Director Lewis M. Kling | Management | For | For |
5 | Elect Director David W. Raisbeck | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Eliminate Supermajority Vote Provisions | Management | For | For |
10 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ECOLAB INC.
MEETING DATE: NOV 30, 2011 |
||||
TICKER: ECL
SECURITY ID: 278865100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ECOLAB INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: ECL
SECURITY ID: 278865100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie S. Biller | Management | For | For |
2 | Elect Director Jerry A. Grundhofer | Management | For | For |
3 | Elect Director Michael Larson | Management | For | For |
4 | Elect Director Victoria J. Reich | Management | For | For |
5 | Elect Director John J. Zillmer | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Eliminate Supermajority Vote Requirement | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
10 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
FERRO CORPORATION
MEETING DATE: APR 27, 2012 |
||||
TICKER: FOE
SECURITY ID: 315405100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennie S. Hwang | Management | For | For |
1.2 | Elect Director James F. Kirsch | Management | For | For |
1.3 | Elect Director Peter T. Kong | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
INNOPHOS HOLDINGS, INC.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: IPHS
SECURITY ID: 45774N108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Cappeline | Management | For | For |
1.2 | Elect Director Amado Cavazos | Management | For | For |
1.3 | Elect Director Randolph Gress | Management | For | For |
1.4 | Elect Director Linda Myrick | Management | For | For |
1.5 | Elect Director Karen Osar | Management | For | For |
1.6 | Elect Director John Steitz | Management | For | For |
1.7 | Elect Director Stephen M. Zide | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KRATON PERFORMANCE POLYMERS, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: KRA
SECURITY ID: 50077C106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Demetriou | Management | For | For |
1.2 | Elect Director Kevin M. Fogarty | Management | For | For |
1.3 | Elect Director Karen A. Twitchell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LANXESS AG
MEETING DATE: MAY 15, 2012 |
||||
TICKER: LXS
SECURITY ID: D5032B102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2012 | Management | For | For |
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: LYB
SECURITY ID: N53745100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Robin Buchanan as Class II Director to the Supervisory Board | Management | For | For |
1b | Elect Stephen F. Cooper as Class II Director to the Supervisory Board | Management | For | For |
1c | Elect Robert G. Gwin as Class II Director to the Supervisory Board | Management | For | For |
1d | Elect Marvin O. Schlanger as Class II Director to the Supervisory Board | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 0.25 Per Share | Management | For | For |
9 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
MONSANTO COMPANY
MEETING DATE: JAN 24, 2012 |
||||
TICKER: MON
SECURITY ID: 61166W101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors Janice L. Fields | Management | For | For |
2 | Elect Directors Hugh Grant | Management | For | For |
3 | Elect Directors C. Steven McMillan | Management | For | For |
4 | Elect Directors Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
NALCO HOLDING COMPANY
MEETING DATE: NOV 30, 2011 |
||||
TICKER: NLC
SECURITY ID: 62985Q101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
PPG INDUSTRIES, INC.
MEETING DATE: APR 19, 2012 |
||||
TICKER: PPG
SECURITY ID: 693506107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Bunch | Management | For | For |
1.2 | Elect Director Robert Ripp | Management | For | For |
1.3 | Elect Director Thomas J. Usher | Management | For | For |
1.4 | Elect Director David R. Whitwam | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PRAXAIR, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: PX
SECURITY ID: 74005P104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Oscar Bernardes | Management | For | For |
1.3 | Elect Director Bret K. Clayton | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Edward G. Galante | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Ira D. Hall | Management | For | For |
1.8 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.9 | Elect Director Larry D. McVay | Management | For | For |
1.10 | Elect Director Wayne T. Smith | Management | For | For |
1.11 | Elect Director Robert L. Wood | Management | For | For |
2 | Provide Right to Call Special Meeting | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
PT CHANDRA ASRI PETROCHEMICAL TBK
MEETING DATE: JUN 04, 2012 |
||||
TICKER: TPIA
SECURITY ID: Y1292Y103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, and Commissioners' Report | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Elect Directors and Commissioners | Management | For | Abstain |
4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
5 | Approve Auditors | Management | For | For |
RENTECH, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: RTK
SECURITY ID: 760112102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Hunt Ramsbottom | Management | For | For |
1.2 | Elect Director Halbert S. Washburn | Management | For | For |
2 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ROCKWOOD HOLDINGS, INC.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: ROC
SECURITY ID: 774415103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nance K. Dicciani | Management | For | For |
1.2 | Elect Director J. Kent Masters | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SIGMA-ALDRICH CORPORATION
MEETING DATE: MAY 01, 2012 |
||||
TICKER: SIAL
SECURITY ID: 826552101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rebecca M. Bergman | Management | For | For |
2 | Elect Director George M. Church, Ph.D. | Management | For | For |
3 | Elect Director W. Lee McCollum | Management | For | For |
4 | Elect Director Avi M. Nash | Management | For | For |
5 | Elect Director Steven M. Paul, M.D. | Management | For | For |
6 | Elect Director J. Pedro Reinhard | Management | For | For |
7 | Elect Director Rakesh Sachdev | Management | For | For |
8 | Elect Director D. Dean Spatz | Management | For | For |
9 | Elect Director Barrett A. Toan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE DOW CHEMICAL COMPANY
MEETING DATE: MAY 10, 2012 |
||||
TICKER: DOW
SECURITY ID: 260543103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director John B. Hess | Management | For | For |
6 | Elect Director Andrew N. Liveris | Management | For | For |
7 | Elect Director Paul Polman | Management | For | For |
8 | Elect Director Dennis H. Reilley | Management | For | For |
9 | Elect Director James M. Ringler | Management | For | For |
10 | Elect Director Ruth G. Shaw | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
THE MOSAIC COMPANY
MEETING DATE: OCT 06, 2011 |
||||
TICKER: MOS
SECURITY ID: 61945C103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy E. Cooper | Management | For | For |
1.2 | Elect Director James L. Popowich | Management | For | For |
1.3 | Elect Director James T. Prokopanko | Management | For | For |
1.4 | Elect Director Steven M. Seibert | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE SHERWIN-WILLIAMS COMPANY
MEETING DATE: APR 18, 2012 |
||||
TICKER: SHW
SECURITY ID: 824348106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Christopher M. Connor | Management | For | For |
1.3 | Elect Director David F. Hodnik | Management | For | For |
1.4 | Elect Director Thomas G. Kadien | Management | For | For |
1.5 | Elect Director Richard J. Kramer | Management | For | For |
1.6 | Elect Director Susan J. Kropf | Management | For | For |
1.7 | Elect Director A. Malachi Mixon, III | Management | For | For |
1.8 | Elect Director Richard K. Smucker | Management | For | For |
1.9 | Elect Director John M. Stropki, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
THE VALSPAR CORPORATION
MEETING DATE: FEB 16, 2012 |
||||
TICKER: VAL
SECURITY ID: 920355104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack J. Allen | Management | For | For |
1.2 | Elect Director John S. Bode | Management | For | For |
1.3 | Elect Director Jeffrey H. Curler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TPC GROUP INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: TPCG
SECURITY ID: 89236Y104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene R. Allspach | Management | For | For |
1.2 | Elect Director James A. Cacioppo | Management | For | For |
1.3 | Elect Director Michael E. Ducey | Management | For | For |
1.4 | Elect Director K'Lynne Johnson | Management | For | For |
1.5 | Elect Director Richard B. Marchese | Management | For | For |
1.6 | Elect Director Michael T. Mcdonnell | Management | For | For |
1.7 | Elect Director Jeffrey M. Nodland | Management | For | For |
1.8 | Elect Director Jeffrey A. Strong | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT COMMUNICATIONS EQUIPMENT PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACME PACKET, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: APKT
SECURITY ID: 004764106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David B. Elsbree | Management | For | For |
2 | Elect Director Patrick J. MeLampy | Management | For | For |
3 | Elect Director Robert G. Ory | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADTRAN, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: ADTN
SECURITY ID: 00738A106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Director James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | For |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: AKAM
SECURITY ID: 00971T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George H. Conrades | Management | For | For |
2 | Elect Director Martin M. Coyne, II | Management | For | For |
3 | Elect Director Jill A. Greenthal | Management | For | For |
4 | Elect Director Geoffrey A. Moore | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
ALCATEL LUCENT
MEETING DATE: JUN 08, 2012 |
||||
TICKER: ALU
SECURITY ID: 013904305
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Reelect Lady Sylvia Jay as Director | Management | For | For |
5 | Reelect Stuart E. Eizenstat as Director | Management | For | For |
6 | Reelect Louis R. Hughes as Director | Management | For | For |
7 | Reelect Olivier Piou as Director | Management | For | For |
8 | Reelect Jean Cyril Spinetta as Director | Management | For | For |
9 | Renew Appointment of Bertrand Lapraye as Censor | Management | For | For |
10 | Renew Appointment of Deloitte et Associes as Auditor | Management | For | For |
11 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
12 | Renew Appointment of BEAS as Alternate Auditor | Management | For | For |
13 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 920 Million | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 700 Million | Management | For | For |
18 | Approve Issuance of up to 15 Percent of Issued Capital Per Year for a Private Placement | Management | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
21 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 16 and 19 at EUR 920 Million and from All Issuance Requests under Items 17, 18, 19 and 20 at EUR 700 Million | Management | For | For |
22 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
23 | Approve Employee Stock Purchase Plan | Management | For | For |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
25 | Amendments or new resolutions proposed at the meeting | Management | For | For |
ALLOT COMMUNICATIONS LTD.
MEETING DATE: NOV 30, 2011 |
||||
TICKER: ALLT
SECURITY ID: M0854Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Itzhak Danziger as Director | Management | For | For |
2 | Approve Compensation of Itzhak Danziger, Including an Option Grant to Purchase 15,000 Ordinary Shares | Management | For | For |
3 | Approve Remuneration of Executive Director | Management | For | For |
4 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALTERA CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ALTR
SECURITY ID: 021441100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director T. Michael Nevens | Management | For | For |
3 | Elect Director Elisha W. Finney | Management | For | For |
4 | Elect Director Kevin McGarity | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Thomas H. Waechter | Management | For | For |
8 | Elect Director Susan Wang | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Provide Right to Act by Written Consent | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify Auditors | Management | For | For |
AMERICAN TOWER CORPORATION
MEETING DATE: NOV 29, 2011 |
||||
TICKER: AMT
SECURITY ID: 029912201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ANALOG DEVICES, INC.
MEETING DATE: MAR 13, 2012 |
||||
TICKER: ADI
SECURITY ID: 032654105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ray Stata | Management | For | For |
2 | Elect Director Jerald G. Fishman | Management | For | For |
3 | Elect Director James A. Champy | Management | For | For |
4 | Elect Director John C. Hodgson | Management | For | For |
5 | Elect Director Yves-Andre Istel | Management | For | For |
6 | Elect Director Neil Novich | Management | For | For |
7 | Elect Director F. Grant Saviers | Management | For | For |
8 | Elect Director Paul J. Severino | Management | For | For |
9 | Elect Director Kenton J. Sicchitano | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 16, 2011 |
||||
TICKER: AMCC
SECURITY ID: 03822W406
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cesar Cesaratto | Management | For | For |
2 | Elect Director H.K. Desai | Management | For | For |
3 | Elect Director Paramesh Gopi | Management | For | For |
4 | Elect Director Paul R. Gray | Management | For | For |
5 | Elect Director Fred Shlapak | Management | For | For |
6 | Elect Director Arthur B. Stabenow | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARUBA NETWORKS, INC.
MEETING DATE: DEC 15, 2011 |
||||
TICKER: ARUN
SECURITY ID: 043176106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Douglas Leone | Management | For | For |
1.7 | Elect Director Willem P. Roelandts | Management | For | For |
1.8 | Elect Director Juergen Rottler | Management | For | For |
1.9 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ASML HOLDING NV
MEETING DATE: APR 25, 2012 |
||||
TICKER: ASML
SECURITY ID: N07059186
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.46 Per Share | Management | For | For |
8 | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
9 | Approve the Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
10 | Notification of the Intended Extension of the Appointment Term of E. Meurice to the Management Board | Management | None | None |
11a | Reelect O. Bilous to Supervisory Board | Management | For | For |
11b | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
11c | Reelect A.P.M. van der Poel to Supervisory Board | Management | For | For |
12 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg, P.F.M. van der Meer Mohr, W.T. Siegle, J.W.B. Westerburgen and W.H. Ziebart by Rotation in 2013 | Management | None | None |
13 | Ratify Deloitte Accountants as Auditors | Management | For | For |
14a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
14b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14a | Management | For | For |
14c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
14d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14c | Management | For | For |
15a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15b | Authorize Additionnal Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Authorize Cancellation of Repurchased Shares | Management | For | For |
17 | Other Business (Non-Voting) | Management | None | None |
18 | Close Meeting | Management | None | None |
AUTONAVI HOLDINGS LTD.
MEETING DATE: DEC 16, 2011 |
||||
TICKER: AMAP
SECURITY ID: 05330F106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
2 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
AVIAT NETWORKS, INC.
MEETING DATE: NOV 17, 2011 |
||||
TICKER: AVNW
SECURITY ID: 05366Y102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William A. Hasler | Management | For | For |
1.2 | Elect Director Clifford H. Higgerson | Management | For | For |
1.3 | Elect Director Charles D. Kissner | Management | For | For |
1.4 | Elect Director Michael A. Pangia | Management | For | For |
1.5 | Elect Director Raghavendra Rau | Management | For | For |
1.6 | Elect Director Dr. Mohsen Sohi | Management | For | For |
1.7 | Elect Director Dr. James C. Stoffel | Management | For | For |
1.8 | Elect Director Edward F. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
BLACK BOX CORPORATION
MEETING DATE: AUG 09, 2011 |
||||
TICKER: BBOX
SECURITY ID: 091826107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Andrews | Management | For | For |
1.2 | Elect Director R. Terry Blakemore | Management | For | For |
1.3 | Elect Director Richard L. Crouch | Management | For | For |
1.4 | Elect Director Thomas W. Golonski | Management | For | For |
1.5 | Elect Director Thomas G. Greig | Management | For | For |
1.6 | Elect Director William H. Hernandez | Management | For | For |
1.7 | Elect Director Edward A. Nicholson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 20, 2012 |
||||
TICKER: BRCD
SECURITY ID: 111621306
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Judy Bruner | Management | For | For |
2 | Elect Director John W. Gerdelman | Management | For | For |
3 | Elect Director David L. House | Management | For | For |
4 | Elect Director Glenn C. Jones | Management | For | For |
5 | Elect Director Michael Klayko | Management | For | For |
6 | Elect Director L. William Krause | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CALIX, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: CALX
SECURITY ID: 13100M509
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Ashby | Management | For | For |
1.2 | Elect Director Michael Flynn | Management | For | For |
1.3 | Elect Director Carl Russo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
CANDO CORP.
MEETING DATE: AUG 16, 2011 |
||||
TICKER: 8056
SECURITY ID: Y1082H104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Sun Da-ming, a Representative of TPK Universal Solutions Limited, with Shareholder Number 21046 as Director | Management | For | Against |
1.2 | Elect Liu Shih-liang, a Representative of TPK Universal Solutions Limited, with Shareholder Number 21046 as Director | Management | For | Against |
1.3 | Elect Liu Shih-ming, a Representative of TPK Universal Solutions Limited, with Shareholder Number 21046 as Director | Management | For | Against |
1.4 | Elect Han Ching-shih, a Representative of China Development Venture Capital Co., Ltd., with Shareholder Number 18379 as Director | Management | For | Against |
1.5 | Elect Chang Tsui-yun with ID Number K200230662 as Independent Director | Management | For | For |
1.6 | Elect Chang Chia-ping with ID Number A100065708 as Independent Director | Management | For | For |
2 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | For |
CANDO CORP.
MEETING DATE: OCT 05, 2011 |
||||
TICKER: 8056
SECURITY ID: Y1082H104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments on Articles of Association | Management | For | For |
CERAGON NETWORKS LTD.
MEETING DATE: SEP 27, 2011 |
||||
TICKER: CRNT
SECURITY ID: M22013102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Indemnification Policy | Management | For | For |
2 | Amend Director Indemnification Agreements | Management | For | For |
3 | Approve Director/Officer Liability and Indemnification Insurance | Management | For | For |
4 | Elect Yael Langer as Director | Management | For | For |
5 | Ratify Kost Forer Gabbay and Kasierer as Auditors | Management | For | For |
CHINACACHE INTERNATIONAL HOLDINGS LTD.
MEETING DATE: JUL 12, 2011 |
||||
TICKER: CCIH
SECURITY ID: 16950M107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of 2011 Share Incentive Plan | Management | For | Against |
CIENA CORPORATION
MEETING DATE: MAR 21, 2012 |
||||
TICKER: CIEN
SECURITY ID: 171779309
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director Patrick T. Gallagher | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CISCO SYSTEMS, INC.
MEETING DATE: DEC 07, 2011 |
||||
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Arun Sarin | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
18 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
19 | Stock Retention/Holding Period | Shareholder | Against | Against |
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: CTXS
SECURITY ID: 177376100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas F. Bogan | Management | For | For |
2 | Elect Director Nanci E. Caldwell | Management | For | For |
3 | Elect Director Gary E. Morin | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMTECH TELECOMMUNICATIONS CORP.
MEETING DATE: JAN 13, 2012 |
||||
TICKER: CMTL
SECURITY ID: 205826209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ira S. Kaplan | Management | For | For |
1.2 | Elect Director Stanton D. Sloane | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Permit Separation of Chairman of the Board and Chief Executive Officer | Management | For | For |
7 | Amend Bylaws Relating to Stockholder Nominations | Management | For | For |
8 | Require Advance Notice for Shareholder Proposals | Management | For | For |
COMVERSE TECHNOLOGY, INC.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: CMVT
SECURITY ID: 205862402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Elect Director Susan D. Bowick | Management | For | For |
2 | Elect Director Charles J. Burdick | Management | For | For |
3 | Elect Director Robert Dubner | Management | For | For |
4 | Elect Director Augustus K. Oliver | Management | For | For |
5 | Elect Director Theodore H. Schell | Management | For | For |
6 | Elect Director Mark C. Terrell | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Stephen Andrews | Shareholder | Do Not Vote | Did Not Vote |
1.2 | Elect Director James Budge | Shareholder | Do Not Vote | Did Not Vote |
1.3 | Elect Director Doron Inbar | Shareholder | Do Not Vote | Did Not Vote |
1.4 | Elect Director Richard Nottenburg | Shareholder | Do Not Vote | Did Not Vote |
2 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
CSR PLC
MEETING DATE: AUG 30, 2011 |
||||
TICKER: CSR
SECURITY ID: G1790J103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger with Zoran Corporation | Management | For | For |
2 | Approve 2011 Executive Incentive Plan | Management | For | For |
3 | Amend Share Option Plan | Management | For | For |
4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorise Market Purchase | Management | For | For |
DIGI INTERNATIONAL INC.
MEETING DATE: JAN 23, 2012 |
||||
TICKER: DGII
SECURITY ID: 253798102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth E. Millard | Management | For | For |
1.2 | Elect Director William N. Priesmeyer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
MEETING DATE: MAY 03, 2012 |
||||
TICKER: ERIC
SECURITY ID: 294821608
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | None | None |
3 | Approve Agenda of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
7 | Receive President's Report; Allow Questions | Management | None | None |
8.1 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
8.3 | Approve Allocation of Income and Dividends of SEK 2.50 per Share | Management | For | Did Not Vote |
9.1 | Determine Number of Members (12) and Deputy Members of Board (0) | Management | For | Did Not Vote |
9.2 | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 875,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | Did Not Vote |
9.3 | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, H. Vestberg, M. Volpi, and J. Wallenberg as Directors; Elect A. Izosimov as New Director | Management | For | Did Not Vote |
9.4 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
9.5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11.1 | Approve 2012 Share Matching Plan for All Employees | Management | For | Did Not Vote |
11.2 | Authorize Reissuance of 13.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for All Employees | Management | For | Did Not Vote |
11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | Did Not Vote |
11.4 | Approve 2012 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
11.5 | Authorize Reissuance of 10.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
11.6 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | Did Not Vote |
11.7 | Approve 2012 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
11.8 | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2012 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | Did Not Vote |
12 | Authorize Reissuance of up to 15.5 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2008, 2009, 2010, and 2011 Long-Term Variable Compensation Plans | Management | For | Did Not Vote |
13 | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | For | Did Not Vote |
14 | Close Meeting | Management | None | None |
EXAR CORPORATION
MEETING DATE: AUG 31, 2011 |
||||
TICKER: EXAR
SECURITY ID: 300645108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Izak Bencuya | Management | For | For |
1.2 | Elect Director Pierre Guilbault | Management | For | For |
1.3 | Elect Director Brian Hilton | Management | For | For |
1.4 | Elect Director Richard L. Leza | Management | For | For |
1.5 | Elect Director Gary Meyers | Management | For | For |
1.6 | Elect Director Pedro P. Rodriguez | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
F5 NETWORKS, INC.
MEETING DATE: MAR 15, 2012 |
||||
TICKER: FFIV
SECURITY ID: 315616102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jonathan Chadwick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FINISAR CORPORATION
MEETING DATE: NOV 28, 2011 |
||||
TICKER: FNSR
SECURITY ID: 31787A507
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eitan Gertel | Management | For | For |
1.2 | Elect Director Thomas E. Pardun | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HARRIS CORPORATION
MEETING DATE: OCT 28, 2011 |
||||
TICKER: HRS
SECURITY ID: 413875105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard L. Lance | Management | For | For |
2 | Elect Director Thomas A. Dattilo | Management | For | For |
3 | Elect Director Terry D. Growcock | Management | For | For |
4 | Elect Director Lewis Hay, III | Management | For | For |
5 | Elect Director Karen Katen | Management | For | For |
6 | Elect Director Stephen P. Kaufman | Management | For | For |
7 | Elect Director Leslie F. Kenne | Management | For | For |
8 | Elect Director David B. Rickard | Management | For | For |
9 | Elect Director James C. Stoffel | Management | For | For |
10 | Elect Director Gregory T. Swienton | Management | For | For |
11 | Elect Director Hansel E. Tookes, II | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Ratify Auditors | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
INFINERA CORPORATION
MEETING DATE: MAY 16, 2012 |
||||
TICKER: INFN
SECURITY ID: 45667G103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan Maydan | Management | For | For |
1.2 | Elect Director Paul J. Milbury | Management | For | For |
1.3 | Elect Director David F. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
INPHI CORPORATION
MEETING DATE: DEC 08, 2011 |
||||
TICKER: IPHI
SECURITY ID: 45772F107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
INTERDIGITAL, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: IDCC
SECURITY ID: 45867G101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gilbert F. Amelio | Management | For | For |
2 | Elect Director Steven T. Clontz | Management | For | For |
3 | Elect Director Edward B. Kamins | Management | For | For |
4 | Elect Director John A. Kritzmacher | Management | For | For |
5 | Elect Director William J. Merritt | Management | For | For |
6 | Elect Director Jean F. Rankin | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Ratify Auditors | Management | For | For |
JDS UNIPHASE CORPORATION
MEETING DATE: NOV 16, 2011 |
||||
TICKER: JDSU
SECURITY ID: 46612J507
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Penelope A. Herscher | Management | For | For |
1.2 | Elect Director Masood Jabbar | Management | For | For |
1.3 | Elect Director Thomas Waechter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: JNPR
SECURITY ID: 48203R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mercedes Johnson | Management | For | For |
1.2 | Elect Director Scott Kriens | Management | For | For |
1.3 | Elect Director William R. Stensrud | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: MRVL
SECURITY ID: G5876H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sehat Sutardja | Management | For | For |
2 | Elect Director Pantas Sutardja | Management | For | For |
3 | Elect Director Juergen Gromer | Management | For | For |
4 | Elect Director Arturo Krueger | Management | For | For |
5 | Elect Director Randhir Thakur | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MOTOROLA MOBILITY HOLDINGS, INC.
MEETING DATE: NOV 17, 2011 |
||||
TICKER: MMI
SECURITY ID: 620097105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
MOTOROLA SOLUTIONS, INC.
MEETING DATE: APR 30, 2012 |
||||
TICKER: MSI
SECURITY ID: 620076307
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director William J. Bratton | Management | For | For |
3 | Elect Director Kenneth C. Dahlberg | Management | For | For |
4 | Elect Director David W. Dorman | Management | For | For |
5 | Elect Director Michael V. Hayden | Management | For | For |
6 | Elect Director Judy C. Lewent | Management | For | For |
7 | Elect Director Samuel C. Scott, III | Management | For | For |
8 | Elect Director John A. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
NETGEAR, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: NTGR
SECURITY ID: 64111Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick C.S. Lo | Management | For | For |
1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
1.3 | Elect Director Ralph E. Faison | Management | For | For |
1.4 | Elect Director A. Timothy Godwin | Management | For | For |
1.5 | Elect Director Jef Graham | Management | For | For |
1.6 | Elect Director Linwood A. Lacy, Jr | Management | For | For |
1.7 | Elect Director Gregory J. Rossmann | Management | For | For |
1.8 | Elect Director Barbara V. Scherer | Management | For | For |
1.9 | Elect Director Julie A. Shimer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
NETSCOUT SYSTEMS, INC.
MEETING DATE: SEP 07, 2011 |
||||
TICKER: NTCT
SECURITY ID: 64115T104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph G. Hadzima, Jr. | Management | For | For |
1.2 | Elect Director Stephen G. Pearse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NOKIA CORP.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: NOK1V
SECURITY ID: 654902204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Acknowledge Proper Convening of Meeting | Management | None | None |
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for the Chairman, EUR 150,000 for Deputy Chairman, and EUR 130,000 for Other Directors | Management | For | Did Not Vote |
11 | Fix Number of Directors at 11 | Management | For | Did Not Vote |
12.1 | Elect Bruce Brown as Director | Management | For | Did Not Vote |
12.2 | Elect Stephen Elop as Director | Management | For | Did Not Vote |
12.3 | Elect Henning Kagermann as Director | Management | For | Did Not Vote |
12.4 | Elect Jouko Karvinen as Director | Management | For | Did Not Vote |
12.5 | Elect Helge Lund as Director | Management | For | Did Not Vote |
12.6 | Elect Isabel Marey-Semper as Director | Management | For | Did Not Vote |
12.7 | Elect Marten Mickos as Director | Management | For | Did Not Vote |
12.8 | Elect Elizabeth Nelson as Director | Management | For | Did Not Vote |
12.9 | Elect Dame Marjorie Scardino as Director | Management | For | Did Not Vote |
12.10 | Elect Risto Siilasmaa as Director | Management | For | Did Not Vote |
12.11 | Elect Kari Stadigh as Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
15 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
16 | Close Meeting | Management | None | None |
OCLARO, INC.
MEETING DATE: OCT 26, 2011 |
||||
TICKER: OCLR
SECURITY ID: 67555N206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Collins | Management | For | For |
1.2 | Elect Director Lori Holland | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: ONNN
SECURITY ID: 682189105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Atsushi Abe | Management | For | For |
2 | Elect Director Curtis J. Crawford | Management | For | For |
3 | Elect Director Daryl A. Ostrander | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
OPLINK COMMUNICATIONS, INC.
MEETING DATE: NOV 09, 2011 |
||||
TICKER: OPLK
SECURITY ID: 68375Q403
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chieh Chang | Management | For | For |
1.2 | Elect Director Hua Lee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
OPNET TECHNOLOGIES, INC.
MEETING DATE: SEP 12, 2011 |
||||
TICKER: OPNT
SECURITY ID: 683757108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J. Cohen | Management | For | For |
1.2 | Elect Director Steven G. Finn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
PCTEL, INC.
MEETING DATE: JUN 11, 2012 |
||||
TICKER: PCTI
SECURITY ID: 69325Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Jackman | Management | For | For |
1.2 | Elect Director John R. Sheehan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PERICOM SEMICONDUCTOR CORPORATION
MEETING DATE: DEC 08, 2011 |
||||
TICKER: PSEM
SECURITY ID: 713831105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex Chiming Hui | Management | For | For |
1.2 | Elect Director Chi-Hung (John) Hui, Ph.D. | Management | For | For |
1.3 | Elect Director Hau L. Lee, Ph.D. | Management | For | For |
1.4 | Elect Director Michael J. Sophie | Management | For | For |
1.5 | Director Siu-Weng Simon Wong, Ph.D. | Management | For | For |
1.6 | Elect Director Edward Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
POLYCOM, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: PLCM
SECURITY ID: 73172K104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directror Andrew M. Miller | Management | For | For |
2 | Elect Director Betsy S. Atkins | Management | For | For |
3 | Elect Director David G. DeWalt | Management | For | For |
4 | Elect Director John A. Kelley, Jr. | Management | For | For |
5 | Elect Director D. Scott Mercer | Management | For | For |
6 | Elect Director William A. Owens | Management | For | For |
7 | Elect Director Kevin T. Parker | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
POWERWAVE TECHNOLOGIES, INC.
MEETING DATE: OCT 27, 2011 |
||||
TICKER: PWAV
SECURITY ID: 739363109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Moiz M. Beguwala | Management | For | For |
1.2 | Elect Director Ken J. Bradley | Management | For | For |
1.3 | Elect Director Richard Burns | Management | For | For |
1.4 | Elect Director Ronald J. Buschur | Management | For | For |
1.5 | Elect Director John L. Clendenin | Management | For | For |
1.6 | Elect Director David L. George | Management | For | For |
1.7 | Elect Director Eugene L. Goda | Management | For | For |
1.8 | Elect Director Carl W. Neun | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Reverse Stock Split | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
PRYSMIAN S.P.A.
MEETING DATE: APR 18, 2012 |
||||
TICKER: PRY
SECURITY ID: T7630L105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2.1 | Slate 1 Presented by Management | Management | For | For |
2.2 | Slate 2 Presented by Clubtre Srl | Shareholder | None | Did Not Vote |
2.3 | Slate 3 Presented by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
QUALCOMM INCORPORATED
MEETING DATE: MAR 06, 2012 |
||||
TICKER: QCOM
SECURITY ID: 747525103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Paul E. Jacobs | Management | For | For |
1.7 | Elect Director Robert E. Kahn | Management | For | For |
1.8 | Elect Director Sherry Lansing | Management | For | For |
1.9 | Elect Director Duane A. Nelles | Management | For | For |
1.10 | Elect Director Francisco Ros | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | For | For |
RESEARCH IN MOTION LIMITED
MEETING DATE: JUL 12, 2011 |
||||
TICKER: RIM
SECURITY ID: 760975102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Balsillie | Management | For | For |
1.2 | Elect Director Mike Lazaridis | Management | For | For |
1.3 | Elect Director David Kerr | Management | For | For |
1.4 | Elect Director Claudia Kotchka | Management | For | For |
1.5 | Elect Director Roger Martin | Management | For | For |
1.6 | Elect Director John Richardson | Management | For | For |
1.7 | Elect Director Barbara Stymiest | Management | For | For |
1.8 | Elect Director Antonio Viana-Baptista | Management | For | For |
1.9 | Elect Director John Wetmore | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: RVBD
SECURITY ID: 768573107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael Boustridge | Management | For | For |
2 | Elect Director Jerry M. Kennelly | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SHORETEL, INC.
MEETING DATE: NOV 15, 2011 |
||||
TICKER: SHOR
SECURITY ID: 825211105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Blackmore | Management | For | For |
1.2 | Elect Director Kenneth D. Denman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
STANDARD MICROSYSTEMS CORPORATION
MEETING DATE: JUL 28, 2011 |
||||
TICKER: SMSC
SECURITY ID: 853626109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Bilodeau | Management | For | For |
1.2 | Elect Director Peter F. Dicks | Management | For | For |
1.3 | Elect Director Stephen C. McCluski | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
SYCAMORE NETWORKS, INC.
MEETING DATE: JAN 10, 2012 |
||||
TICKER: SCMR
SECURITY ID: 871206405
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel E. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TE CONNECTIVITY LTD.
MEETING DATE: MAR 07, 2012 |
||||
TICKER: TEL
SECURITY ID: H84989104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Pierre Brondeau as Director | Management | For | For |
2 | Reelect Juergen Gromer as Director | Management | For | For |
3 | Reelect William A. Jeffrey as Director | Management | For | For |
4 | Reelect Thomas Lynch as Director | Management | For | For |
5 | Reelect Yong Nam as Director | Management | For | For |
6 | Reelect Daniel Phelan as Director | Management | For | For |
7 | Reelect Frederic Poses as Director | Management | For | For |
8 | Reelect Lawrence Smith as Director | Management | For | For |
9 | Reelect Paula Sneed as Director | Management | For | For |
10 | Reelect David Steiner as Director | Management | For | For |
11 | Reelect John Van Scoter as Director | Management | For | For |
12 | Accept Annual Report for Fiscal 2010/2011 | Management | For | For |
13 | Accept Statutory Financial Statements for Fiscal 2011/2012 | Management | For | For |
14 | Accept Consolidated Financial Statements for Fiscal 2011/2012 | Management | For | For |
15 | Approve Discharge of Board and Senior Management | Management | For | For |
16 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | Management | For | For |
17 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2011/2012 | Management | For | For |
18 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2011/2012 | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend Omnibus Stock Plan | Management | For | For |
21 | Approve Reduction in Share Capital | Management | For | For |
22 | Authorize Share Repurchase Program | Management | For | For |
23 | Approve Ordinary Cash Dividend | Management | For | For |
24 | Approve Reallocation of Free Reserves to Legal Reserves | Management | For | For |
25 | Adjourn Meeting | Management | For | For |
TEKELEC
MEETING DATE: JAN 25, 2012 |
||||
TICKER: TKLC
SECURITY ID: 879101103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
TELENAV, INC.
MEETING DATE: NOV 15, 2011 |
||||
TICKER: TNAV
SECURITY ID: 879455103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shawn Carolan | Management | For | For |
1.2 | Elect Director Soo Boon Koh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 19, 2012 |
||||
TICKER: TXN
SECURITY ID: 882508104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.A. Carp | Management | For | For |
3 | Elect Director C.S. Cox | Management | For | For |
4 | Elect Director P.H. Patsley | Management | For | For |
5 | Elect Director R.E. Sanchez | Management | For | For |
6 | Elect Director W.R. Sanders | Management | For | For |
7 | Elect Director R.J. Simmons | Management | For | For |
8 | Elect Director R.K. Templeton | Management | For | For |
9 | Elect Director C.T. Whitman | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
VIASAT, INC.
MEETING DATE: JAN 27, 2012 |
||||
TICKER: VSAT
SECURITY ID: 92552V100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Dankberg | Management | For | For |
1.2 | Elect Director Michael Targoff | Management | For | For |
1.3 | Elect Director Harvey White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
WI-LAN INC.
MEETING DATE: APR 19, 2012 |
||||
TICKER: WIN
SECURITY ID: 928972108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Douglas Skippen | Management | For | For |
1.2 | Elect Director Michel Tewfik Fattouche | Management | For | For |
1.3 | Elect Director John Kendall Gillberry | Management | For | For |
1.4 | Elect Director William Keith Jenkins | Management | For | For |
1.5 | Elect Director W. Paul McCarten | Management | For | For |
1.6 | Elect Director Richard J. Shorkey | Management | For | For |
1.7 | Elect Director Robert S. Bramson | Management | For | For |
1.8 | Elect Director Jim Roche | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
SELECT COMPUTERS PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACTIVE NETWORK INC
MEETING DATE: MAY 23, 2012 |
||||
TICKER: ACTV
SECURITY ID: 00506D100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruns H. Grayson | Management | For | For |
1.2 | Elect Director Joseph Levin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
APPLE INC.
MEETING DATE: FEB 23, 2012 |
||||
TICKER: AAPL
SECURITY ID: 037833100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Timothy D. Cook | Management | For | For |
1.3 | Elect Director Millard S. Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert A. Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur D. Levinson | Management | For | For |
1.8 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Conflict of Interest Report | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: ARW
SECURITY ID: 042735100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry W. Perry | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
1.10 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATOS ORIGIN
MEETING DATE: JUL 01, 2011 |
||||
TICKER: ATO
SECURITY ID: F06116101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Contribution from Siemens Beteiligungen Inland GmbH, its Valuation, its Remuneration, the Resulting Capital Increase, and Delegation of Powers to the Board to Acknowledge Completion of the Operation and Amend Bylaws to Reflect Changes in Capital | Management | For | For |
2 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named OCEANE Reserved for Siemens Inland, up to an Aggregate Nominal Amount EUR 249,999,985 | Management | For | For |
3 | Approve Employee Stock Purchase Plan | Management | Against | Against |
4 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
5 | Change Company Name to AtoS, and Amend Article 3 of Bylaws Accordingly | Management | For | For |
6 | Amend Article 10.1 of Bylaws Re: Share Ownership Disclosure Threshold | Management | For | Against |
7 | Amend Article 28.5 of Bylaws Re: Attendance to General Meetings | Management | For | For |
8 | Elect Dr Roland Emil Busch as Director | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AVID TECHNOLOGY, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: AVID
SECURITY ID: 05367P100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George H. Billings | Management | For | For |
2 | Elect Director Nancy Hawthorne | Management | For | For |
3 | Elect Director John H. Park | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
BROADSOFT, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: BSFT
SECURITY ID: 11133B409
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Goodman | Management | For | For |
1.2 | Elect Director Douglas L. Maine | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CRAY INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: CRAY
SECURITY ID: 225223304
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Jones, Jr. | Management | For | For |
1.2 | Elect Director Stephen C. Kiely | Management | For | For |
1.3 | Elect Director Frank L. Lederman | Management | For | For |
1.4 | Elect Director Sally G. Narodick | Management | For | For |
1.5 | Elect Director Daniel C. Regis | Management | For | For |
1.6 | Elect Director Stephen C. Richards | Management | For | For |
1.7 | Elect Director Peter J. Ungaro | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DELL INC.
MEETING DATE: JUL 15, 2011 |
||||
TICKER: DELL
SECURITY ID: 24702R101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Breyer | Management | For | Withhold |
1.2 | Elect Director Donald J. Carty | Management | For | For |
1.3 | Elect Director Michael S. Dell | Management | For | For |
1.4 | Elect Director William H. Gray, III | Management | For | For |
1.5 | Elect Director Gerald J. Kleisterlee | Management | For | For |
1.6 | Elect Director Thomas W. Luce, III | Management | For | For |
1.7 | Elect Director Klaus S. Luft | Management | For | For |
1.8 | Elect Director Alex J. Mandl | Management | For | For |
1.9 | Elect Director Shantanu Narayen | Management | For | For |
1.10 | Elect Director H. Ross Perot, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Approve Declaration of Dividends | Shareholder | Against | Against |
DIEBOLD, INCORPORATED
MEETING DATE: APR 26, 2012 |
||||
TICKER: DBD
SECURITY ID: 253651103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick W. Allender | Management | For | For |
1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
1.3 | Elect Director Mei-Wei Cheng | Management | For | For |
1.4 | Elect Director Phillip R. Cox | Management | For | For |
1.5 | Elect Director Richard L. Crandall | Management | For | For |
1.6 | Elect Director Gale S. Fitzgerald | Management | For | For |
1.7 | Elect Director John N. Lauer | Management | For | For |
1.8 | Elect Director Rajesh K. Soin | Management | For | For |
1.9 | Elect Director Thomas W. Swidarski | Management | For | For |
1.10 | Elect Director Henry D.G. Wallace | Management | For | For |
1.11 | Elect Director Alan J. Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ELECTRONICS FOR IMAGING, INC.
MEETING DATE: MAY 11, 2012 |
||||
TICKER: EFII
SECURITY ID: 286082102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Brown | Management | For | For |
1.2 | Elect Director Gill Cogan | Management | For | For |
1.3 | Elect Director Guy Gecht | Management | For | For |
1.4 | Elect Director Thomas Georgens | Management | For | For |
1.5 | Elect Director Richard A. Kashnow | Management | For | For |
1.6 | Elect Director Dan Maydan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EMC CORPORATION
MEETING DATE: MAY 01, 2012 |
||||
TICKER: EMC
SECURITY ID: 268648102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Gail Deegan | Management | For | For |
4 | Elect Director James S. DiStasio | Management | For | For |
5 | Elect Director John R. Egan | Management | For | For |
6 | Elect Director Edmund F. Kelly | Management | For | For |
7 | Elect Director Windle B. Priem | Management | For | For |
8 | Elect Director Paul Sagan | Management | For | For |
9 | Elect Director David N. Strohm | Management | For | For |
10 | Elect Director Joseph M. Tucci | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 21, 2012 |
||||
TICKER: HPQ
SECURITY ID: 428236103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc L. Andreessen | Management | For | For |
2 | Elect Director Shumeet Banerji | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Raymond. J. Lane | Management | For | For |
6 | Elect Director Ann M. Livermore | Management | For | For |
7 | Elect Director G. M. Reiner | Management | For | For |
8 | Elect Director Patricia. F. Russo | Management | For | For |
9 | Elect Director G. Kennedy Thompson | Management | For | For |
10 | Elect Director Margaret C. Whitman | Management | For | For |
11 | Elect Director Ralph. V. Whitworth | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
IMATION CORP.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: IMN
SECURITY ID: 45245A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark E. Lucas | Management | For | For |
1.2 | Elect Director L. White Matthews, III | Management | For | For |
1.3 | Elect Director David B. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
IMMERSION CORPORATION
MEETING DATE: JUN 01, 2012 |
||||
TICKER: IMMR
SECURITY ID: 452521107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Saltich | Management | For | For |
1.2 | Elect Director Victor Viegas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTERMEC, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: IN
SECURITY ID: 458786100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Keith L. Barnes | Management | For | For |
2 | Elect Director Eric J. Draut | Management | For | For |
3 | Elect Director Gregory K. Hinckley | Management | For | For |
4 | Elect Director Lydia H. Kennard | Management | For | For |
5 | Elect Director Allen J. Lauer | Management | For | For |
6 | Elect Director Stephen P. Reynolds | Management | For | For |
7 | Elect Director Steven B. Sample | Management | For | For |
8 | Elect Director Oren G. Shaffer | Management | For | For |
9 | Elect Director Larry D. Yost | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: IBM
SECURITY ID: 459200101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director William R. Brody | Management | For | For |
3 | Elect Director Kenneth I. Chenault | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | For |
5 | Elect Director David N. Farr | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director James W. Owens | Management | For | For |
10 | Elect Director Samuel J. Palmisano | Management | For | For |
11 | Elect Director Virginia M. Rometty | Management | For | For |
12 | Elect Director Joan E. Spero | Management | For | For |
13 | Elect Director Sidney Taurel | Management | For | For |
14 | Elect Director Lorenzo H. Zambrano | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
19 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
INTEVAC, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: IVAC
SECURITY ID: 461148108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman H. Pond | Management | For | For |
1.2 | Elect Director Kevin Fairbairn | Management | For | For |
1.3 | Elect Director David S. Dury | Management | For | For |
1.4 | Elect Director Stanley J. Hill | Management | For | For |
1.5 | Elect Director Thomas M. Rohrs | Management | For | For |
1.6 | Elect Director John F. Schaefer | Management | For | For |
1.7 | Elect Director Ping Yang | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LEXMARK INTERNATIONAL, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: LXK
SECURITY ID: 529771107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Roy Dunbar | Management | For | For |
2 | Elect Director Michael J. Maples | Management | For | For |
3 | Elect Director Stephen R. Hardis | Management | For | For |
4 | Elect Director William R. Fields | Management | For | For |
5 | Elect Director Robert Holland, Jr. | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Shareholder | Against | For |
MOTOROLA SOLUTIONS, INC.
MEETING DATE: APR 30, 2012 |
||||
TICKER: MSI
SECURITY ID: 620076307
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director William J. Bratton | Management | For | For |
3 | Elect Director Kenneth C. Dahlberg | Management | For | For |
4 | Elect Director David W. Dorman | Management | For | For |
5 | Elect Director Michael V. Hayden | Management | For | For |
6 | Elect Director Judy C. Lewent | Management | For | For |
7 | Elect Director Samuel C. Scott, III | Management | For | For |
8 | Elect Director John A. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
NCR CORPORATION
MEETING DATE: APR 25, 2012 |
||||
TICKER: NCR
SECURITY ID: 62886E108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Nuti | Management | For | For |
1.2 | Elect Director Gary J. Daichendt | Management | For | For |
1.3 | Elect Director Robert P. DeRodes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NETAPP, INC.
MEETING DATE: AUG 31, 2011 |
||||
TICKER: NTAP
SECURITY ID: 64110D104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Nicholas G. Moore | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Jeffry R. Allen | Management | For | For |
1.5 | Elect Director Allan L. Earhart | Management | For | For |
1.6 | Elect Director Gerald Held | Management | For | For |
1.7 | Elect Director T. Michael Nevens | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
1.10 | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
NOVATEL WIRELESS, INC.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: NVTL
SECURITY ID: 66987M604
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Leparulo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 30, 2012 |
||||
TICKER: NXPI
SECURITY ID: N6596X109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Adopt Financial Statements | Management | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect J.P. Huth as Non-Executive Director | Management | For | For |
3d | Reelect N. Cattelain as Non-Executive Director | Management | For | For |
3e | Reelect E. Durban as Non-Executive Director | Management | For | For |
3f | Reelect K.A. Goldman as Non-Executive Director | Management | For | For |
3g | Reelect J. Kaeser as Non-Executive Director | Management | For | For |
3h | Reelect I. Loring as Non-Executive Director | Management | For | For |
3i | Reelect M. Plantevin as Non-Executive Director | Management | For | For |
3j | Reelect V. Bhatia as Non-Executive Director | Management | For | For |
3k | Elect R. Mackenzie as Non-Executive Director | Management | For | For |
4 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
5 | Authorize Repurchase of Shares | Management | For | For |
6 | Other Business (Non-Voting) | Management | None | None |
POLYCOM, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: PLCM
SECURITY ID: 73172K104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directror Andrew M. Miller | Management | For | For |
2 | Elect Director Betsy S. Atkins | Management | For | For |
3 | Elect Director David G. DeWalt | Management | For | For |
4 | Elect Director John A. Kelley, Jr. | Management | For | For |
5 | Elect Director D. Scott Mercer | Management | For | For |
6 | Elect Director William A. Owens | Management | For | For |
7 | Elect Director Kevin T. Parker | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
QLOGIC CORPORATION
MEETING DATE: AUG 25, 2011 |
||||
TICKER: QLGC
SECURITY ID: 747277101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Simon Biddiscombe | Management | For | For |
2 | Elect Director H.K. Desai | Management | For | For |
3 | Elect Director James R. Fiebiger | Management | For | For |
4 | Elect Director Balakrishnan S. Iyer | Management | For | For |
5 | Elect Director Kathryn B. Lewis | Management | For | For |
6 | Elect Director D. Scott Mercer | Management | For | For |
7 | Elect Director George D. Wells | Management | For | For |
8 | Elect Director William M. Zeitler | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Ratify Auditors | Management | For | For |
QUANTUM CORPORATION
MEETING DATE: AUG 17, 2011 |
||||
TICKER: QTM
SECURITY ID: 747906204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Auvil III | Management | For | For |
1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
1.3 | Elect Director Michael A. Brown | Management | For | For |
1.4 | Elect Director Thomas S. Buchsbaum | Management | For | For |
1.5 | Elect Director Elizabeth A. Fetter | Management | For | For |
1.6 | Elect Director Jon W. Gacek | Management | For | For |
1.7 | Elect Director Joseph A. Marengi | Management | For | For |
1.8 | Elect Director David E. Roberson | Management | For | For |
1.9 | Elect Director Dennis P. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RIMAGE CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: RIMG
SECURITY ID: 766721104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sherman L. Black | Management | For | For |
1.2 | Elect Director Lawrence M. Benveniste | Management | For | For |
1.3 | Elect Director Thomas F. Madison | Management | For | For |
1.4 | Elect Director Kimberly K. Nelson | Management | For | For |
1.5 | Elect Director Robert F. Olson | Management | For | For |
1.6 | Elect Director Steven M. Quist | Management | For | For |
1.7 | Elect Director James L. Reissner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SANDISK CORPORARTION
MEETING DATE: JUN 12, 2012 |
||||
TICKER: SNDK
SECURITY ID: 80004C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael E. Marks | Management | For | For |
2 | Elect Director Kevin DeNuccio | Management | For | For |
3 | Elect Director Irwin Federman | Management | For | For |
4 | Elect Director Steven J. Gomo | Management | For | For |
5 | Elect Director Eddy W. Hartenstein | Management | For | For |
6 | Elect Director Chenming Hu | Management | For | For |
7 | Elect Director Catherine P. Lego | Management | For | For |
8 | Elect Director Sanjay Mehrotra | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SEAGATE TECHNOLOGY PUBLIC LIMITED COMPANY
MEETING DATE: OCT 26, 2011 |
||||
TICKER: STX
SECURITY ID: G7945M107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Stephen J. Luczo as Director | Management | For | For |
2 | Reelect D Frank J. Biondi, Jr. as Director | Management | For | For |
3 | Reelect Michael R. Cannon as Director | Management | For | For |
4 | Reelect Lydia M. Marshall as Director | Management | For | For |
5 | Reelect C.S. Park as Director | Management | For | For |
6 | Reelect Gregorio Reyes as Director | Management | For | For |
7 | Reelect Edward J. Zander as Director | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | Against |
9 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
SILICON GRAPHICS INTERNATIONAL CORP.
MEETING DATE: DEC 02, 2011 |
||||
TICKER: SGI
SECURITY ID: 82706L108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark J. Barrenechea | Management | For | For |
1.2 | Elect Director Michael W. Hagee | Management | For | For |
1.3 | Elect Director Charles M. Boesenberg | Management | For | For |
1.4 | Elect Director Gary A. Griffiths | Management | For | For |
1.5 | Elect Director Hagi Schwartz | Management | For | For |
1.6 | Elect Director Ronald D. Verdoorn | Management | For | For |
1.7 | Elect Director Douglas R. King | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
STEC, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: STEC
SECURITY ID: 784774101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Manouch Moshayedi | Management | For | For |
1.2 | Elect Director Mark Moshayedi | Management | For | For |
1.3 | Elect Director F. Michael Ball | Management | For | For |
1.4 | Elect Director Rajat Bahri | Management | For | For |
1.5 | Elect Director Christopher W. Colpitts | Management | For | For |
1.6 | Elect Director Kevin C. Daly | Management | For | For |
1.7 | Elect Director Matthew L. Witte | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SUPER MICRO COMPUTER, INC.
MEETING DATE: FEB 08, 2012 |
||||
TICKER: SMCI
SECURITY ID: 86800U104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yih-Shyan (Wally) Liaw | Management | For | For |
1.2 | Elect Director Edward J. Hayes, Jr. | Management | For | For |
1.3 | Elect Director Gregory K. Hinckley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNAPTICS INCORPORATED
MEETING DATE: OCT 18, 2011 |
||||
TICKER: SYNA
SECURITY ID: 87157D109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francis F. Lee | Management | For | For |
1.2 | Elect Director Nelson C. Chan | Management | For | For |
1.3 | Elect Director Richard L. Sanquini | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
TERADATA CORPORATION
MEETING DATE: APR 20, 2012 |
||||
TICKER: TDC
SECURITY ID: 88076W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael F. Koehler | Management | For | For |
2 | Elect Director James M. Ringler | Management | For | For |
3 | Elect Director John G. Schwarz | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Ratify Auditors | Management | For | For |
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 10, 2011 |
||||
TICKER: WDC
SECURITY ID: 958102105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kathleen A. Cote | Management | For | For |
2 | Elect Director John F. Coyne | Management | For | For |
3 | Elect Director Henry T. DeNero | Management | For | For |
4 | Elect Director William L. Kimsey | Management | For | For |
5 | Elect Director Michael D. Lambert | Management | For | For |
6 | Elect Director Len J. Lauer | Management | For | For |
7 | Elect Director Matthew E. Massengill | Management | For | For |
8 | Elect Director Roger H. Moore | Management | For | For |
9 | Elect Director Thomas E. Pardun | Management | For | For |
10 | Elect Director Arif Shakeel | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
XYRATEX LTD.
MEETING DATE: JUN 26, 2012 |
||||
TICKER: XRTX
SECURITY ID: G98268108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Steve Barber as Director | Management | For | For |
1b | Elect Jonathan Brooks as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
VOTE SUMMARY REPORT
SELECT CONSTRUCTION AND HOUSING PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AECOM TECHNOLOGY CORPORATION
MEETING DATE: MAR 08, 2012 |
||||
TICKER: ACM
SECURITY ID: 00766T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Fordyce | Management | For | For |
1.2 | Elect Director Linda Griego | Management | For | For |
1.3 | Elect Director Richard G. Newman | Management | For | For |
1.4 | Elect Director William G. Ouchi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
MEETING DATE: APR 30, 2012 |
||||
TICKER: AIV
SECURITY ID: 03748R101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James N. Bailey | Management | For | For |
2 | Elect Director Terry Considine | Management | For | For |
3 | Elect Director Thomas L. Keltner | Management | For | For |
4 | Elect Director J. Landis Martin | Management | For | For |
5 | Elect Director Robert A. Miller | Management | For | For |
6 | Elect Director Kathleen M. Nelson | Management | For | For |
7 | Elect Director Michael A. Stein | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 22, 2012 |
||||
TICKER: AWI
SECURITY ID: 04247X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director Kevin R. Burns | Management | For | For |
1.3 | Elect Director Matthew J. Espe | Management | For | For |
1.4 | Elect Director James J. Gaffney | Management | For | For |
1.5 | Elect Director Tao Huang | Management | For | For |
1.6 | Elect Director Michael F. Johnston | Management | For | For |
1.7 | Elect Director Jeffrey Liaw | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James C. Melville | Management | For | For |
1.10 | Elect Director James J. O'Connor | Management | For | For |
1.11 | Elect Director John J. Roberts | Management | For | For |
1.12 | Elect Director Richard E. Wenz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: AVB
SECURITY ID: 053484101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryce Blair | Management | For | For |
1.2 | Elect Director Alan B. Buckelew | Management | For | For |
1.3 | Elect Director Bruce A. Choate | Management | For | For |
1.4 | Elect Director John J. Healy, Jr. | Management | For | For |
1.5 | Elect Director Timothy J. Naughton | Management | For | For |
1.6 | Elect Director Lance R. Primis | Management | For | For |
1.7 | Elect Director Peter S. Rummell | Management | For | For |
1.8 | Elect Director H. Jay Sarles | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
BRE PROPERTIES, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: BRE
SECURITY ID: 05564E106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving F. Lyons, III | Management | For | For |
1.2 | Elect Director Paula F. Downey | Management | For | For |
1.3 | Elect Director Christopher J. McGurk | Management | For | For |
1.4 | Elect Director Matthew T. Medeiros | Management | For | For |
1.5 | Elect Director Constance B. Moore | Management | For | For |
1.6 | Elect Director Jeanne R. Myerson | Management | For | For |
1.7 | Elect Director Jeffrey T. Pero | Management | For | For |
1.8 | Elect Director Thomas E. Robinson | Management | For | For |
1.9 | Elect Director Dennis E. Singleton | Management | For | For |
1.10 | Elect Director Thomas P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAMDEN PROPERTY TRUST
MEETING DATE: MAY 11, 2012 |
||||
TICKER: CPT
SECURITY ID: 133131102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | For |
1.2 | Elect Director Scott S. Ingraham | Management | For | For |
1.3 | Elect Director Lewis A. Levey | Management | For | For |
1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
1.5 | Elect Director William F. Paulsen | Management | For | For |
1.6 | Elect Director D. Keith Oden | Management | For | For |
1.7 | Elect Director F. Gardner Parker | Management | For | For |
1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
1.9 | Elect Director Steven A. Webster | Management | For | For |
1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 07, 2012 |
||||
TICKER: CBL
SECURITY ID: 124830100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Foy | Management | For | For |
1.2 | Elect Director Thomas J. DeRosa | Management | For | For |
1.3 | Elect Director Matthew S. Dominski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
COLONIAL PROPERTIES TRUST
MEETING DATE: APR 25, 2012 |
||||
TICKER: CLP
SECURITY ID: 195872106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl F. Bailey | Management | For | For |
1.2 | Elect Director Edwin M. Crawford | Management | For | For |
1.3 | Elect Director M. Miller Gorrie | Management | For | For |
1.4 | Elect Director William M. Johnson | Management | For | For |
1.5 | Elect Director James K. Lowder | Management | For | For |
1.6 | Elect Director Thomas H. Lowder | Management | For | For |
1.7 | Elect Director Herbert A. Meisler | Management | For | For |
1.8 | Elect Director Claude B. Nielsen | Management | For | For |
1.9 | Elect Director Harold W. Ripps | Management | For | For |
1.10 | Elect Director John W. Spiegel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
D.R. HORTON, INC.
MEETING DATE: JAN 26, 2012 |
||||
TICKER: DHI
SECURITY ID: 23331A109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Horton | Management | For | For |
2 | Elect Director Bradley S. Anderson | Management | For | For |
3 | Elect Director Michael R. Buchanan | Management | For | For |
4 | Elect Director Michael W. Hewatt | Management | For | For |
5 | Elect Director Bob G. Scott | Management | For | For |
6 | Elect Director Donald J. Tomnitz | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
DYCOM INDUSTRIES, INC.
MEETING DATE: NOV 22, 2011 |
||||
TICKER: DY
SECURITY ID: 267475101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles B. Coe | Management | For | For |
1.2 | Elect Director Dwight B. Duke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EAGLE MATERIALS INC.
MEETING DATE: AUG 04, 2011 |
||||
TICKER: EXP
SECURITY ID: 26969P108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laurence E. Hirsch | Management | For | For |
1.2 | Elect Director Michael R. Nicolais | Management | For | For |
1.3 | Elect Director Richard R. Stewart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
EDUCATION REALTY TRUST, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: EDR
SECURITY ID: 28140H104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul O. Bower | Management | For | For |
1.2 | Elect Director Monte J. Barrow | Management | For | For |
1.3 | Elect Director William J. Cahill, III | Management | For | For |
1.4 | Elect Director Randall L. Churchey | Management | For | For |
1.5 | Elect Director John L. Ford | Management | For | For |
1.6 | Elect Director Howard A. Silver | Management | For | For |
1.7 | Elect Director Wendell W. Weakley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ELS
SECURITY ID: 29472R108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip Calian | Management | For | For |
1.2 | Elect Director David Contis | Management | For | For |
1.3 | Elect Director Thomas Dobrowski | Management | For | For |
1.4 | Elect Director Thomas Heneghan | Management | For | For |
1.5 | Elect Director Sheli Rosenberg | Management | For | For |
1.6 | Elect Director Howard Walker | Management | For | For |
1.7 | Elect Director Gary Waterman | Management | For | For |
1.8 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Conversion of Securities | Management | For | For |
5 | Increase Authorized Preferred Stock | Management | For | Against |
EQUITY RESIDENTIAL
MEETING DATE: JUN 21, 2012 |
||||
TICKER: EQR
SECURITY ID: 29476L107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alexander | Management | For | For |
1.2 | Elect Director Charles L. Atwood | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Mary Kay Haben | Management | For | For |
1.5 | Elect Director Bradley A. Keywell | Management | For | For |
1.6 | Elect Director John E. Neal | Management | For | For |
1.7 | Elect Director David J. Neithercut | Management | For | For |
1.8 | Elect Director Mark S. Shapiro | Management | For | For |
1.9 | Elect Director Gerald A. Spector | Management | For | For |
1.10 | Elect Director B. Joseph White | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
ESSEX PROPERTY TRUST, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: ESS
SECURITY ID: 297178105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George M. Marcus | Management | For | For |
1.2 | Elect Director Gary P. Martin | Management | For | For |
1.3 | Elect Director Michael J. Schall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FLUOR CORPORATION
MEETING DATE: MAY 03, 2012 |
||||
TICKER: FLR
SECURITY ID: 343412102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter K. Barker | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Dean R. O'Hare | Management | For | For |
4 | Elect Director David T. Seaton | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Ratify Auditors | Management | For | For |
FOREST CITY ENTERPRISES, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: FCE.A
SECURITY ID: 345550107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Scott S. Cowen | Management | For | For |
1.3 | Elect Director Michael P. Esposito, Jr | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FOSTER WHEELER AG
MEETING DATE: AUG 02, 2011 |
||||
TICKER: FWLT
SECURITY ID: H27178104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Roberto Quarta as Director | Management | For | For |
2 | Elect John M. Malcolm as Director | Management | For | For |
3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS. | Management | For | Abstain |
FOSTER WHEELER AG
MEETING DATE: NOV 01, 2011 |
||||
TICKER: FWLT
SECURITY ID: H27178104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect J. Kent Masters as Director | Management | For | For |
2 | Elect Henri Philippe Reichstul as Director | Management | For | For |
3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
FOSTER WHEELER AG
MEETING DATE: MAY 01, 2012 |
||||
TICKER: FWLT
SECURITY ID: H27178104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Umberto della Sala as Director | Management | For | For |
2 | Elect J. Kent Masters as Director | Management | For | For |
3 | Elect Roberto Quarta as Director | Management | For | For |
4 | Elect Maureen B. Tart-Bezer as Director | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Accept Financial Statements and Statutory Reports | Management | For | For |
9 | Approve Discharge of Board and Senior Management | Management | For | For |
10 | Approve CHF 51,721,260 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | For |
12 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 26, 2012 |
||||
TICKER: JEC
SECURITY ID: 469814107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Noel G. Watson | Management | For | For |
2 | Elect Director Joseph R. Bronson | Management | For | For |
3 | Elect Director Peter J. Robertson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
KBR, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: KBR
SECURITY ID: 48242W106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Frank Blount | Management | For | For |
1.2 | Elect Director Loren K. Carroll | Management | For | For |
1.3 | Elect Director Linda Z. Cook | Management | For | For |
1.4 | Elect Director Jack B. Moore | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Certificate of Incorporation to Remove Certain Provisions | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
LENNAR CORPORATION
MEETING DATE: APR 11, 2012 |
||||
TICKER: LEN
SECURITY ID: 526057104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
LENNOX INTERNATIONAL INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: LII
SECURITY ID: 526107107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Major | Management | For | For |
1.2 | Elect Director Gregory T. Swienton | Management | For | For |
1.3 | Elect Director Todd J. Teske | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
LOWE'S COMPANIES, INC.
MEETING DATE: JUN 01, 2012 |
||||
TICKER: LOW
SECURITY ID: 548661107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
LUMBER LIQUIDATORS HOLDINGS, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: LL
SECURITY ID: 55003T107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas T. Moore | Management | For | For |
1.2 | Elect Director Jimmie L. Wade | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARTIN MARIETTA MATERIALS, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: MLM
SECURITY ID: 573284106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David G. Maffucci | Management | For | For |
1.2 | Elect Director William E. McDonald | Management | For | For |
1.3 | Elect Director Frank H. Menaker, Jr. | Management | For | For |
1.4 | Elect Director Richard A. Vinroot | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MASCO CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: MAS
SECURITY ID: 574599106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard A. Manoogian | Management | For | For |
2 | Elect Director John C. Plant | Management | For | For |
3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
MASTEC, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: MTZ
SECURITY ID: 576323109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose R. Mas | Management | For | Withhold |
1.2 | Elect Director John Van Heuvelen | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: MAA
SECURITY ID: 59522J103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Eric Bolton, Jr. | Management | For | For |
1.2 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.3 | Elect Director John S. Grinalds | Management | For | For |
1.4 | Elect Director Ralph Horn | Management | For | For |
1.5 | Elect Director Philip W. Norwood | Management | For | For |
1.6 | Elect Director W. Reid Sanders | Management | For | For |
1.7 | Elect Director William B. Sansom | Management | For | For |
1.8 | Elect Director Gary Shorb | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
OWENS CORNING
MEETING DATE: APR 19, 2012 |
||||
TICKER: OC
SECURITY ID: 690742101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
1.2 | Elect Director James J. McMonagle | Management | For | For |
1.3 | Elect Director W. Howard Morris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POST PROPERTIES, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: PPS
SECURITY ID: 737464107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
1.2 | Elect Director David P. Stockert | Management | For | For |
1.3 | Elect Director Herschel M. Bloom | Management | For | For |
1.4 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
1.5 | Elect Director Russell R. French | Management | For | For |
1.6 | Elect Director Dale Anne Reiss | Management | For | For |
1.7 | Elect Director Stella F. Thayer | Management | For | For |
1.8 | Elect Director Ronald de Waal | Management | For | For |
1.9 | Elect Director Donald C. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PULTEGROUP, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: PHM
SECURITY ID: 745867101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Bryce Blair | Management | For | For |
1.3 | Elect Director Cheryl W. Grise | Management | For | For |
1.4 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.5 | Elect Director Patrick J. O'Leary | Management | For | For |
1.6 | Elect Director Bernard W. Reznicek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
QUANTA SERVICES, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: PWR
SECURITY ID: 74762E102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James R. Ball | Management | For | For |
2 | Elect Director John R. Colson | Management | For | For |
3 | Elect Director J. Michal Conaway | Management | For | For |
4 | Elect Director Ralph R. DiSibio | Management | For | For |
5 | Elect Director Vincent D. Foster | Management | For | For |
6 | Elect Director Bernard Fried | Management | For | For |
7 | Elect Director Louis C. Golm | Management | For | For |
8 | Elect Director Worthing F. Jackman | Management | For | For |
9 | Elect Director James F. O'Neil III | Management | For | For |
10 | Elect Director Bruce Ranck | Management | For | For |
11 | Elect Director Pat Wood, III | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STANDARD PACIFIC CORP.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: SPF
SECURITY ID: 85375C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Choate | Management | For | For |
1.2 | Elect Director Ronald R. Foell | Management | For | For |
1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
1.4 | Elect Director David J. Matlin | Management | For | For |
1.5 | Elect Director John R. Peshkin | Management | For | For |
1.6 | Elect Director Peter Schoels | Management | For | For |
1.7 | Elect Director Scott D. Stowell | Management | For | For |
2 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THE HOME DEPOT, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: HD
SECURITY ID: 437076102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
15 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
16 | Amend Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Charitable Contributions | Shareholder | Against | Abstain |
19 | Adopt Storm Water Run-off Management Policy | Shareholder | Against | Abstain |
THE RYLAND GROUP, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: RYL
SECURITY ID: 783764103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Jews | Management | For | For |
1.2 | Elect Director Ned Mansour | Management | For | For |
1.3 | Elect Director Robert E. Mellor | Management | For | For |
1.4 | Elect Director Norman J. Metcalfe | Management | For | For |
1.5 | Elect Director Larry T. Nicholson | Management | For | For |
1.6 | Elect Director Charlotte St. Martin | Management | For | For |
1.7 | Elect Director Robert G. van Schoonenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THE SHAW GROUP INC.
MEETING DATE: JAN 25, 2012 |
||||
TICKER: SHAW
SECURITY ID: 820280105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.M. Bernhard, Jr. | Management | For | For |
1.2 | Elect Director James F. Barker | Management | For | For |
1.3 | Elect Director Daniel A. Hoffler | Management | For | For |
1.4 | Elect Director David W. Hoyle | Management | For | For |
1.5 | Elect Director Michael J. Mancuso | Management | For | For |
1.6 | Elect Director Albert D. McAlister | Management | For | For |
1.7 | Elect Director Stephen R. Tritch | Management | For | For |
1.8 | Elect Director Thos. E. Capps | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE ST. JOE COMPANY
MEETING DATE: MAY 17, 2012 |
||||
TICKER: JOE
SECURITY ID: 790148100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cesar L. Alvarez | Management | For | For |
2 | Elect Director Bruce R. Berkowitz | Management | For | For |
3 | Elect Director Park Brady | Management | For | For |
4 | Elect Director Charles J. Crist, Jr. | Management | For | For |
5 | Elect Director Howard S. Frank | Management | For | For |
6 | Elect Director Jeffrey C. Keil | Management | For | For |
7 | Elect Director Stanley Martin | Management | For | For |
8 | Elect Director Thomas P. Murphy, Jr. | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOLL BROTHERS, INC.
MEETING DATE: MAR 14, 2012 |
||||
TICKER: TOL
SECURITY ID: 889478103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
1.2 | Elect Director Robert S. Blank | Management | For | For |
1.3 | Elect Director Stephen A. Novick | Management | For | For |
1.4 | Elect Director Paul E. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UDR, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: UDR
SECURITY ID: 902653104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Robert P. Freeman | Management | For | For |
1.4 | Elect Director Jon A. Grove | Management | For | For |
1.5 | Elect Director James D. Klingbeil | Management | For | For |
1.6 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.7 | Elect Director Mark J. Sandler | Management | For | For |
1.8 | Elect Director Thomas W. Toomey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
URS CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: URS
SECURITY ID: 903236107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mickey P. Foret | Management | For | For |
2 | Elect Director William H. Frist | Management | For | For |
3 | Elect Director Lydia H. Kennard | Management | For | For |
4 | Elect Director Donald R. Knauss | Management | For | For |
5 | Elect Director Martin M. Koffel | Management | For | For |
6 | Elect Director Joseph W. Ralston | Management | For | For |
7 | Elect Director John D. Roach | Management | For | For |
8 | Elect Director Douglas W. Stotlar | Management | For | For |
9 | Elect Director William P. Sullivan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT CONSUMER DISCRETIONARY PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADVANCE AUTO PARTS, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: AAP
SECURITY ID: 00751Y106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.10 | Elect Director Jimmie L. Wade | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AMAZON.COM, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: AMZN
SECURITY ID: 023135106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Jamie S. Gorelick | Management | For | For |
6 | Elect Director Blake G. Krikorian | Management | For | For |
7 | Elect Director Alain Monie | Management | For | For |
8 | Elect Director Jonathan J. Rubinstein | Management | For | For |
9 | Elect Director Thomas O. Ryder | Management | For | For |
10 | Elect Director Patricia Q. Stonesifer | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Report on Climate Change | Shareholder | Against | Abstain |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ARCOS DORADOS HOLDINGS INC
MEETING DATE: APR 09, 2012 |
||||
TICKER: ARCO
SECURITY ID: G0457F107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Ratify Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Abstain |
3a | Elect Woods Staton as a Director | Management | For | For |
3b | Elect German Lemonnier as a Director | Management | For | For |
AUTOZONE, INC.
MEETING DATE: DEC 14, 2011 |
||||
TICKER: AZO
SECURITY ID: 053332102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Crowley | Management | For | For |
2 | Elect Director Sue E. Gove | Management | For | For |
3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
4 | Elect Director Robert R. Grusky | Management | For | For |
5 | Elect Director J. R. Hyde, III | Management | For | For |
6 | Elect Director W. Andrew McKenna | Management | For | For |
7 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
8 | Elect Director Luis P. Nieto | Management | For | For |
9 | Elect Director William C. Rhodes, III | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BED BATH & BEYOND INC.
MEETING DATE: JUN 22, 2012 |
||||
TICKER: BBBY
SECURITY ID: 075896100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren Eisenberg | Management | For | For |
2 | Elect Director Leonard Feinstein | Management | For | For |
3 | Elect Director Steven H. Temares | Management | For | For |
4 | Elect Director Dean S. Adler | Management | For | For |
5 | Elect Director Stanley F. Barshay | Management | For | For |
6 | Elect Director Klaus Eppler | Management | For | For |
7 | Elect Director Patrick R. Gaston | Management | For | For |
8 | Elect Director Jordan Heller | Management | For | For |
9 | Elect Director Victoria A. Morrison | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
BJ'S RESTAURANTS, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: BJRI
SECURITY ID: 09180C106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald (Jerry) W. Deitchle | Management | For | For |
1.2 | Elect Director James (Jim) A. Dal Pozzo | Management | For | For |
1.3 | Elect Director J. Roger King | Management | For | For |
1.4 | Elect Director Larry D. Bouts | Management | For | For |
1.5 | Elect Director John (Jack) F. Grundhofer | Management | For | For |
1.6 | Elect Director Peter (Pete) A. Bassi | Management | For | For |
1.7 | Elect Director William (Bill) L. Hyde, Jr. | Management | For | For |
1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
1.9 | Elect Director Henry Gomez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 16, 2012 |
||||
TICKER: BMW
SECURITY ID: D12096109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.32 per Preference Share and EUR 2.30 per Ordinary Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
BODY CENTRAL CORP.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: BODY
SECURITY ID: 09689U102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Allen Weinstein | Management | For | For |
1.2 | Elect Director Beth R. Angelo | Management | For | For |
1.3 | Elect Director David A. Katz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BRAVO BRIO RESTAURANT GROUP, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: BBRG
SECURITY ID: 10567B109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alton F. Doody, III | Management | For | For |
2 | Elect Director David B. Pittaway | Management | For | For |
3 | Elect Director Harold O. Rosser, II | Management | For | For |
4 | Elect Director Fortunato N. Valenti | Management | For | For |
5 | Ratify Auditors | Management | For | For |
COACH, INC.
MEETING DATE: NOV 03, 2011 |
||||
TICKER: COH
SECURITY ID: 189754104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMCAST CORPORATION
MEETING DATE: MAY 31, 2012 |
||||
TICKER: CMCSA
SECURITY ID: 20030N101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Joseph J. Collins | Management | For | For |
1.4 | Elect Director J. Michael Cook | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
1.8 | Elect Director Brian L. Roberts | Management | For | For |
1.9 | Elect Director Ralph J. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
DARDEN RESTAURANTS, INC.
MEETING DATE: SEP 22, 2011 |
||||
TICKER: DRI
SECURITY ID: 237194105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | For |
1.2 | Elect Director Odie C. Donald | Management | For | For |
1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
1.4 | Elect Director Victoria D. Harker | Management | For | For |
1.5 | Elect Director David H. Hughes | Management | For | For |
1.6 | Elect Director Charles A. Ledsinger Jr | Management | For | For |
1.7 | Elect Director William M. Lewis, Jr. | Management | For | For |
1.8 | Elect Director Senator Connie Mack III | Management | For | For |
1.9 | Elect Director Andrew H. Madsen | Management | For | For |
1.10 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.11 | Elect Director Michael D. Rose | Management | For | For |
1.12 | Director Maria A. Sastre | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
DECKERS OUTDOOR CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: DECK
SECURITY ID: 243537107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angel R. Martinez | Management | For | For |
1.2 | Elect Director Rex A. Licklider | Management | For | For |
1.3 | Elect Director John M. Gibbons | Management | For | For |
1.4 | Elect Director John G. Perenchio | Management | For | For |
1.5 | Elect Director Maureen Conners | Management | For | For |
1.6 | Elect Director Karyn O. Barsa | Management | For | For |
1.7 | Elect Director Michael F. Devine, III | Management | For | For |
1.8 | Elect Director James Quinn | Management | For | For |
1.9 | Elect Director Lauri Shanahan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DELPHI AUTOMOTIVE PLC
MEETING DATE: JUN 14, 2012 |
||||
TICKER: DLPH
SECURITY ID: G27823106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Gary Cowger as a Director | Management | For | For |
2 | Reelect Nicholas Donofrio as a Director | Management | For | For |
3 | Reelect Mark Frissora as a Director | Management | For | For |
4 | Reelect Rajiv Gupta as a Director | Management | For | For |
5 | Reelect John Krol as a Director | Management | For | For |
6 | Reelect Randall MacDonald as a Director | Management | For | For |
7 | Reelect Sean Mahoney as a Director | Management | For | For |
8 | Reelect Michael McNamara as a Director | Management | For | For |
9 | Reelect Rodney O'Neal as a Director | Management | For | For |
10 | Reelect Thomas Sidlik as a Director | Management | For | For |
11 | Reelect Bernd Wiedemann as a Director | Management | For | For |
12 | Reelect Lawrence Zimmerman as a Director | Management | For | For |
13 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DIRECTV
MEETING DATE: MAY 03, 2012 |
||||
TICKER: DTV
SECURITY ID: 25490A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph Boyd, Jr. | Management | For | For |
2 | Elect Director David Dillon | Management | For | For |
3 | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
4 | Elect Director Dixon Doll | Management | For | For |
5 | Elect Director Peter Lund | Management | For | For |
6 | Elect Director Nancy Newcomb | Management | For | For |
7 | Elect Director Lorrie Norrington | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Eliminate Class of Common Stock | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: DISCA
SECURITY ID: 25470F104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Beck | Management | For | For |
1.2 | Elect Director J. David Wargo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DISH NETWORK CORPORATION
MEETING DATE: MAY 02, 2012 |
||||
TICKER: DISH
SECURITY ID: 25470M109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Clayton | Management | For | For |
1.2 | Elect Director James DeFranco | Management | For | For |
1.3 | Elect Director Cantey M. Ergen | Management | For | For |
1.4 | Elect Director Charles W. Ergen | Management | For | For |
1.5 | Elect Director Steven R. Goodbarn | Management | For | For |
1.6 | Elect Director Gary S. Howard | Management | For | For |
1.7 | Elect Director David K. Moskowitz | Management | For | For |
1.8 | Elect Director Tom A. Ortolf | Management | For | For |
1.9 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
DOLLAR TREE, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: DLTR
SECURITY ID: 256746108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnold S. Barron | Management | For | For |
1.2 | Elect Director Macon F. Brock, Jr. | Management | For | For |
1.3 | Elect Director Mary Anne Citrino | Management | For | For |
1.4 | Elect Director J. Douglas Perry | Management | For | For |
1.5 | Elect Director Thomas A. Saunders, III | Management | For | For |
1.6 | Elect Director Thomas E. Whiddon | Management | For | For |
1.7 | Elect Director Carl P. Zeithaml | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DUNKIN' BRANDS GROUP, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: DNKN
SECURITY ID: 265504100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony DiNovi | Management | For | For |
1.2 | Elect Director Sandra Horbach | Management | For | For |
1.3 | Elect Director Mark Nunnelly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EXPRESS, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: EXPR
SECURITY ID: 30219E103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Devine, III | Management | For | For |
1.2 | Elect Director Mylle H. Mangum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FORD MOTOR COMPANY
MEETING DATE: MAY 10, 2012 |
||||
TICKER: F
SECURITY ID: 345370860
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen G. Butler | Management | For | For |
2 | Elect Director Kimberly A. Casiano | Management | For | For |
3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
4 | Elect Director Edsel B. Ford II | Management | For | For |
5 | Elect Director William Clay Ford, Jr. | Management | For | For |
6 | Elect Director Richard A. Gephardt | Management | For | For |
7 | Elect Director James H. Hance, Jr. | Management | For | For |
8 | Elect Director William W. Helman IV | Management | For | For |
9 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
11 | Elect Director Richard A. Manoogian | Management | For | For |
12 | Elect Director Ellen R. Marram | Management | For | For |
13 | Elect Director Alan Mulally | Management | For | For |
14 | Elect Director Homer A. Neal | Management | For | For |
15 | Elect Director Gerald L. Shaheen | Management | For | For |
16 | Elect Director John L. Thornton | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
FOSCHINI GROUP LTD
MEETING DATE: SEP 05, 2011 |
||||
TICKER: TFG
SECURITY ID: S29260155
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2011 | Management | For | For |
2 | Reappoint KPMG Inc as Auditors of the Company and Henry du Plessis as the Designated Partner | Management | For | For |
3 | Re-elect Fatima Abrahams as Director | Management | For | For |
4 | Elect Eddy Oblowitz as Director | Management | For | For |
5 | Re-elect Noma Simamane as Director | Management | For | For |
6 | Re-elect Ronnie Stein as Director | Management | For | For |
7 | Re-elect Sam Abrahams as Member of Audit Committee | Management | For | For |
8 | Re-elect Vuli Cuba as Member of Audit Committee | Management | For | For |
9 | Elect Eddy Oblowitz as Member of Audit Committee | Management | For | For |
10 | Re-elect Noma Simamane as Member of Audit Committee | Management | For | For |
11 | Approve Remuneration Policy (Non-binding Advisory Vote) | Management | For | For |
1 | Approve Remuneration of Non-executive Directors | Management | For | For |
2 | Authorise the Company to Provide Direct or Indirect Financial Assistance to a Related or Inter related Company or Corporation | Management | For | For |
3 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
12 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: GIII
SECURITY ID: 36237H101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morris Goldfarb | Management | For | For |
1.2 | Elect Director Sammy Aaron | Management | For | For |
1.3 | Elect Director Thomas J. Brosig | Management | For | For |
1.4 | Elect Director Alan Feller | Management | For | For |
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
1.6 | Elect Director Carl Katz | Management | For | For |
1.7 | Elect Director Laura Pomerantz | Management | For | For |
1.8 | Elect Director Willem van Bokhorst | Management | For | For |
1.9 | Elect Director Cheryl Vitali | Management | For | For |
1.10 | Elect Director Richard White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GOOGLE INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: GOOG
SECURITY ID: 38259P508
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Authorize a New Class of Common Stock | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | Against | Against |
10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
HASBRO, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: HAS
SECURITY ID: 418056107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INDUSTRIA DE DISENO TEXTIL (INDITEX)
MEETING DATE: JUL 19, 2011 |
||||
TICKER: ITX
SECURITY ID: E6282J109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Information on Appointment of Pablo Isla Alvarez de Tejera as New Chairman of the Board, and Consequently, of AGM | Management | None | None |
2 | Accept Individual Financial Statements and Statutory Reports for FY 2010, Ended Jan. 31, 2011 | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports, and Discharge of Directors for FY 2010, Ended Jan. 31, 2011 | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.60 Per Share | Management | For | For |
5 | Re-elect Irene R. Miller as Director | Management | For | For |
6 | Re-elect KPMG Auditores SL as Auditor | Management | For | For |
7 | Amend Several Articles of Bylaws to Update Legal Reference and Textual Adjustments to Adapt to Applicable Legislation | Management | For | For |
8 | Amend Several Articles of General Meeting Regulations to Update Legal Reference and Textual Adjustments to Adapt to Applicable Legislation | Management | For | For |
9 | Approve Remuneration of Directors | Management | For | For |
10 | Approve Share Award to Newly Appointed Chairman/CEO | Management | For | Against |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
12 | Receive Changes to Board of Directors' Guidelines | Management | None | None |
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: LVS
SECURITY ID: 517834107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason N. Ader | Management | For | For |
1.2 | Elect Director Michael A. Leven | Management | For | For |
1.3 | Elect Director Jeffrey H. Schwartz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LENNAR CORPORATION
MEETING DATE: APR 11, 2012 |
||||
TICKER: LEN
SECURITY ID: 526057104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
LIMITED BRANDS, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: LTD
SECURITY ID: 532716107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Heskett | Management | For | For |
2 | Elect Director Allan R. Tessler | Management | For | For |
3 | Elect Director Abigail S. Wexner | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Declassify the Board of Directors | Shareholder | Against | For |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
LOWE'S COMPANIES, INC.
MEETING DATE: JUN 01, 2012 |
||||
TICKER: LOW
SECURITY ID: 548661107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
LUMBER LIQUIDATORS HOLDINGS, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: LL
SECURITY ID: 55003T107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas T. Moore | Management | For | For |
1.2 | Elect Director Jimmie L. Wade | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MCDONALD'S CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: MCD
SECURITY ID: 580135101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Eckert | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Jeanne P. Jackson | Management | For | For |
4 | Elect Director Andrew J. Mckenna | Management | For | For |
5 | Elect Director Donald Thompson | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Provide Right to Call Special Meeting | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: 06883
SECURITY ID: 585464100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
3b | Authorize Reissuance of Repurchased Shares | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5a1 | Reelect Lawrence Yau Lung Ho as Director | Management | For | For |
5a2 | Reelect James Douglas Packer as Director | Management | For | For |
5a3 | Reelect John Peter Ben Wang as Director | Management | For | For |
5a4 | Reelect Yuk Man Chung as Director | Management | For | For |
5a5 | Reelect William Todd Nisbet as Director | Management | For | For |
5a6 | Reelect Rowen Bruce Craigie as Director | Management | For | For |
5a7 | Reelect James Andrew Charles MacKenzie as Director | Management | For | For |
5a8 | Reelect Thomas Jefferson Wu as Director | Management | For | For |
5a9 | Reelect Yiu Wa Alec Tsui as Director | Management | For | For |
5a10 | Reelect Robert Wason Mactier as Director | Management | For | For |
5b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
6 | Adopt Chinese Company Name | Management | For | For |
7 | Amend Existing Amended and Restated Memorandum and Articles of Association and Adopt New Memorandum and Articles | Management | For | For |
O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ORLY
SECURITY ID: 67103H107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles H. O'Reilly, Jr. | Management | For | For |
2 | Elect Director John Murphy | Management | For | For |
3 | Elect Director Ronald Rashkow | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PIER 1 IMPORTS, INC.
MEETING DATE: JUN 26, 2012 |
||||
TICKER: PIR
SECURITY ID: 720279108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Claire H. Babrowski | Management | For | For |
2 | Elect Director John H. Burgoyne | Management | For | For |
3 | Elect Director Hamish A. Dodds | Management | For | For |
4 | Elect Director Michael R. Ferrari | Management | For | For |
5 | Elect Director Brendan L. Hoffman | Management | For | For |
6 | Elect Director Terry E. London | Management | For | For |
7 | Elect Director Alexander W. Smith | Management | For | For |
8 | Elect Director Cece Smith | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
POLO RALPH LAUREN CORPORATION
MEETING DATE: AUG 11, 2011 |
||||
TICKER: RL
SECURITY ID: 731572103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Change Company Name | Management | For | For |
PRICELINE.COM INCORPORATED
MEETING DATE: JUN 07, 2012 |
||||
TICKER: PCLN
SECURITY ID: 741503403
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PVH CORP.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: PVH
SECURITY ID: 693656100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Baglivo | Management | For | For |
2 | Elect Director Emanuel Chirico | Management | For | For |
3 | Elect Director Juan R. Figuereo | Management | For | For |
4 | Elect Director Joseph B. Fuller | Management | For | For |
5 | Elect Director Fred Gehring | Management | For | For |
6 | Elect Director Margaret L. Jenkins | Management | For | For |
7 | Elect Director David A. Landau | Management | For | For |
8 | Elect Director Bruce Maggin | Management | For | For |
9 | Elect Director V. James Marino | Management | For | For |
10 | Elect Director Henry Nasella | Management | For | For |
11 | Elect Director Rita M. Rodriguez | Management | For | For |
12 | Elect Director Craig Rydin | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
RUTH'S HOSPITALITY GROUP, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: RUTH
SECURITY ID: 783332109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. O'Donnell | Management | For | For |
1.2 | Elect Director Robin P. Selati | Management | For | For |
1.3 | Elect Director Carla R. Cooper | Management | For | For |
1.4 | Elect Director Bannus B. Hudson | Management | For | For |
1.5 | Elect Director Robert S. Merritt | Management | For | For |
1.6 | Elect Director Alan Vituli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SIRIUS XM RADIO INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: SIRI
SECURITY ID: 82967N108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan L. Amble | Management | For | Withhold |
1.2 | Elect Director Leon D. Black | Management | For | Withhold |
1.3 | Elect Director Lawrence F. Gilberti | Management | For | Withhold |
1.4 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.5 | Elect Director James P. Holden | Management | For | Withhold |
1.6 | Elect Director Mel Karmazin | Management | For | Withhold |
1.7 | Elect Director James F. Mooney | Management | For | Withhold |
1.8 | Elect Director Jack Shaw | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
SOTHEBY'S
MEETING DATE: MAY 08, 2012 |
||||
TICKER: BID
SECURITY ID: 835898107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John M. Angelo | Management | For | For |
2 | Elect Director Michael Blakenham | Management | For | For |
3 | Elect Director Steven B. Dodge | Management | For | For |
4 | Elect Director The Duke Of Devonshire | Management | For | For |
5 | Elect Director Daniel Meyer | Management | For | For |
6 | Elect Director Allen Questrom | Management | For | For |
7 | Elect Director William F. Ruprecht | Management | For | For |
8 | Elect Director Marsha E. Simms | Management | For | For |
9 | Elect Director Michael I. Sovern | Management | For | For |
10 | Elect Director Robert S. Taubman | Management | For | For |
11 | Elect Director Diana L. Taylor | Management | For | For |
12 | Elect Director Dennis M. Weibling | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
17 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
STARBUCKS CORPORATION
MEETING DATE: MAR 21, 2012 |
||||
TICKER: SBUX
SECURITY ID: 855244109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Joshua Cooper Ramo | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Clara Shih | Management | For | For |
9 | Elect Director Javier G. Teruel | Management | For | For |
10 | Elect Director Myron E. Ullman, III | Management | For | For |
11 | Elect Director Craig E. Weatherup | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Executive Incentive Bonus Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
TARGET CORPORATION
MEETING DATE: JUN 13, 2012 |
||||
TICKER: TGT
SECURITY ID: 87612E106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Calvin Darden | Management | For | For |
1.3 | Elect Director Mary N. Dillon | Management | For | For |
1.4 | Elect Director James A. Johnson | Management | For | For |
1.5 | Elect Director Mary E. Minnick | Management | For | For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | For |
1.7 | Elect Director Derica W. Rice | Management | For | For |
1.8 | Elect Director Stephen W. Sanger | Management | For | For |
1.9 | Elect Director Gregg W. Steinhafel | Management | For | For |
1.10 | Elect Director John G. Stumpf | Management | For | For |
1.11 | Elect Director Solomon D. Trujillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
6 | Prohibit Political Contributions | Shareholder | Against | Against |
TEMPUR-PEDIC INTERNATIONAL INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: TPX
SECURITY ID: 88023U101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Evelyn S. Dilsaver | Management | For | For |
2 | Elect Director Frank Doyle | Management | For | For |
3 | Elect Director John A. Heil | Management | For | For |
4 | Elect Director Peter K. Hoffman | Management | For | For |
5 | Elect Director Sir Paul Judge | Management | For | For |
6 | Elect Director Nancy F. Koehn | Management | For | For |
7 | Elect Director Christopher A. Masto | Management | For | For |
8 | Elect Director P. Andrews McLane | Management | For | For |
9 | Elect Director Mark Sarvary | Management | For | For |
10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TENNECO INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: TEN
SECURITY ID: 880349105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis J. Letham | Management | For | For |
2 | Elect Director Hari N. Nair | Management | For | For |
3 | Elect Director Roger B. Porter | Management | For | For |
4 | Elect Director David B. Price, Jr. | Management | For | For |
5 | Elect Director Gregg M. Sherrill | Management | For | For |
6 | Elect Director Paul T. Stecko | Management | For | For |
7 | Elect Director Mitsunobu Takeuchi | Management | For | For |
8 | Elect Director Jane L. Warner | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TEXAS ROADHOUSE, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: TXRH
SECURITY ID: 882681109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin T. Hart | Management | For | For |
1.2 | Elect Director W. Kent Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE HOME DEPOT, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: HD
SECURITY ID: 437076102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
15 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
16 | Amend Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Charitable Contributions | Shareholder | Against | Abstain |
19 | Adopt Storm Water Run-off Management Policy | Shareholder | Against | Abstain |
THE TJX COMPANIES, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: TJX
SECURITY ID: 872540109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Zein Abdalla | Management | For | For |
2 | Elect Director Jose B. Alvarez | Management | For | For |
3 | Elect Director Alan M. Bennett | Management | For | For |
4 | Elect Director Bernard Cammarata | Management | For | For |
5 | Elect Director David T. Ching | Management | For | For |
6 | Elect Director Michael F. Hines | Management | For | For |
7 | Elect Director Amy B. Lane | Management | For | For |
8 | Elect Director Carol Meyrowitz | Management | For | For |
9 | Elect Director John F. O'Brien | Management | For | For |
10 | Elect Director Willow B. Shire | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Executive Incentive Bonus Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WALT DISNEY COMPANY
MEETING DATE: MAR 13, 2012 |
||||
TICKER: DIS
SECURITY ID: 254687106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Judith L. Estrin | Management | For | For |
4 | Elect Director Robert A. Iger | Management | For | For |
5 | Elect Director Fred H. Langhammer | Management | For | For |
6 | Elect Director Aylwin B. Lewis | Management | For | For |
7 | Elect Director Monica C. Lozano | Management | For | For |
8 | Elect Director Robert W. Matschullat | Management | For | For |
9 | Elect Director Sheryl Sandberg | Management | For | For |
10 | Elect Director Orin C. Smith | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TIME WARNER INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: TWX
SECURITY ID: 887317303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Robert C. Clark | Management | For | For |
6 | Elect Director Mathias Dopfner | Management | For | For |
7 | Elect Director Jessica P. Einhorn | Management | For | For |
8 | Elect Director Fred Hassan | Management | For | For |
9 | Elect Director Kenneth J. Novack | Management | For | For |
10 | Elect Director Paul D. Wachter | Management | For | For |
11 | Elect Director Deborah C. Wright | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TITAN INDUSTRIES LTD.
MEETING DATE: JUL 28, 2011 |
||||
TICKER: 500114
SECURITY ID: Y88425148
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 25 Per Share | Management | For | For |
3 | Reappoint I. Hussain as Director | Management | For | Against |
4 | Reappoint V. Bali as Director | Management | For | For |
5 | Reappoint V. Parthasarathy as Director | Management | For | Against |
6 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint D. Naryandas as Director | Management | For | For |
8 | Appoint S. Mathew as Director | Management | For | Against |
9 | Appoint N. Sundaradevan as Director | Management | For | Against |
TRACTOR SUPPLY COMPANY
MEETING DATE: MAY 03, 2012 |
||||
TICKER: TSCO
SECURITY ID: 892356106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Wright | Management | For | For |
1.2 | Elect Director Johnston C. Adams | Management | For | For |
1.3 | Elect Director Peter D. Bewley | Management | For | For |
1.4 | Elect Director Jack C. Bingleman | Management | For | For |
1.5 | Elect Director Richard W. Frost | Management | For | For |
1.6 | Elect Director Cynthia T. Jamison | Management | For | For |
1.7 | Elect Director George MacKenzie | Management | For | For |
1.8 | Elect Director Edna K. Morris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: ULTA
SECURITY ID: 90384S303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. DiRomualdo | Management | For | For |
1.2 | Elect Director Catherine A. Halligan | Management | For | For |
1.3 | Elect Director Lorna E. Nagler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VF CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: VFC
SECURITY ID: 918204108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hurst | Management | For | For |
1.2 | Elect Director Laura W. Lang | Management | For | For |
1.3 | Elect Director W. Alan McCollough | Management | For | For |
1.4 | Elect Director Raymond G. Viault | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
VIRGIN MEDIA INC.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: VMED
SECURITY ID: 92769L101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Berkett | Management | For | For |
1.2 | Elect Director Steven Simmons | Management | For | For |
1.3 | Elect Director Doreen Toben | Management | For | For |
1.4 | Elect Director George Zoffinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WEIGHT WATCHERS INTERNATIONAL, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: WTW
SECURITY ID: 948626106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marsha Johnson Evans | Management | For | For |
1.2 | Elect Director Sacha Lainovic | Management | For | For |
1.3 | Elect Director Christopher J. Sobecki | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: WYN
SECURITY ID: 98310W108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Holmes | Management | For | For |
1.2 | Elect Director Myra J. Biblowit | Management | For | For |
1.3 | Elect Director Pauline D.E. Richards | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSUMER FINANCE PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: ASPS
SECURITY ID: L0175J104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director William B. Shepro | Management | For | For |
1.3 | Elect Director W. Michael Linn | Management | For | For |
1.4 | Elect Director Roland Muller-Ineichen | Management | For | For |
1.5 | Elect Director Timo Vatto | Management | For | For |
2 | Ratify Deloitte and Touche LLP as Independent Registered Auditors and Deloitte S.A. as Certified Audior for Statutory Accounts | Management | For | For |
3 | Approve Share Repurchase Program | Management | For | For |
4 | Accept Financial Statements | Management | For | For |
5 | Receive and Approve Directors' Reports | Management | For | For |
6 | Approve Financial Statements and Allocation of Income | Management | For | For |
7 | Approve Discharge of Directors | Management | For | For |
AMERICAN CAPITAL AGENCY CORP.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: AGNC
SECURITY ID: 02503X105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Couch | Management | For | For |
2 | Elect Director Morris A. Davis | Management | For | For |
3 | Elect Director Randy E. Dobbs | Management | For | For |
4 | Elect Director Larry K. Harvey | Management | For | For |
5 | Elect Director Alvin N. Puryear | Management | For | For |
6 | Elect Director Malon Wilkus | Management | For | For |
7 | Elect Director Samuel A. Flax | Management | For | For |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | For |
10 | Ratify Auditors | Management | For | For |
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 30, 2012 |
||||
TICKER: AXP
SECURITY ID: 025816109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Barshefsky | Management | For | For |
1.2 | Elect Director U.M. Burns | Management | For | For |
1.3 | Elect Director K.I. Chenault | Management | For | For |
1.4 | Elect Director P. Chernin | Management | For | For |
1.5 | Elect Director T.J. Leonsis | Management | For | For |
1.6 | Elect Director J. Leschly | Management | For | For |
1.7 | Elect Director R.C. Levin | Management | For | For |
1.8 | Elect Director R.A. McGinn | Management | For | For |
1.9 | Elect Director E.D. Miller | Management | For | For |
1.10 | Elect Director S.S. Reinemund | Management | For | For |
1.11 | Elect Director R.D. Walter | Management | For | For |
1.12 | Director R.A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: BAC
SECURITY ID: 060505104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director Monica C. Lozano | Management | For | For |
8 | Elect Director Thomas J. May | Management | For | For |
9 | Elect Director Brian T. Moynihan | Management | For | For |
10 | Elect Director Donald E. Powell | Management | For | For |
11 | Elect Director Charles O. Rossotti | Management | For | For |
12 | Elect Director Robert W. Scully | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Disclose Prior Government Service | Shareholder | Against | Against |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
17 | Stock Retention/Holding Period | Shareholder | Against | Against |
18 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
19 | Prohibit Political Contributions | Shareholder | Against | Against |
BANKRATE, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: RATE
SECURITY ID: 06647F102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Nelson | Management | For | For |
1.2 | Elect Director Richard J. Pinola | Management | For | For |
1.3 | Elect Director James Tieng | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BANKUNITED, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: BKU
SECURITY ID: 06652K103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bohlsen | Management | For | For |
1.2 | Elect Director Chinh E. Chu | Management | For | For |
1.3 | Elect Director Sue M. Cobb | Management | For | For |
1.4 | Elect Director Eugene F. DeMark | Management | For | For |
1.5 | Elect Director John A. Kanas | Management | For | For |
1.6 | Elect Director Richard LeFrak | Management | For | For |
1.7 | Elect Director Thomas O'Brien | Management | For | For |
1.8 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.9 | Elect Director Pierre Olivier Sarkozy | Management | For | For |
1.10 | Elect Director Lance N. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BB&T CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: BBT
SECURITY ID: 054937107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison, IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J.L. Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe, III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director Nido R. Qubein | Management | For | For |
1.12 | Elect Director Thomas E. Skains | Management | For | For |
1.13 | Elect Director Thomas N. Thompson | Management | For | For |
1.14 | Elect Director Edwin H. Welch | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: COF
SECURITY ID: 14040H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard D. Fairbank | Management | For | For |
2 | Elect Director Peter E. Raskind | Management | For | For |
3 | Elect Director Bradford H. Warner | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
CAPSTEAD MORTGAGE CORPORATION
MEETING DATE: APR 25, 2012 |
||||
TICKER: CMO
SECURITY ID: 14067E506
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Biegler | Management | For | For |
1.2 | Elect Director Andrew F. Jacobs | Management | For | For |
1.3 | Elect Director Gary Keiser | Management | For | For |
1.4 | Elect Director Paul M. Low | Management | For | For |
1.5 | Elect Director Christopher W. Mahowald | Management | For | For |
1.6 | Elect Director Michael G. O'Neil | Management | For | For |
1.7 | Elect Director Mark S. Whiting | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CASH AMERICA INTERNATIONAL, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: CSH
SECURITY ID: 14754D100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel E. Berce | Management | For | For |
1.2 | Elect Director Jack R. Daugherty | Management | For | For |
1.3 | Elect Director Daniel R. Feehan | Management | For | For |
1.4 | Elect Director Albert Goldstein | Management | For | For |
1.5 | Elect Director James H. Graves | Management | For | For |
1.6 | Elect Director B.d. Hunter | Management | For | For |
1.7 | Elect Director Timothy J. McKibben | Management | For | For |
1.8 | Elect Director Alfred M. Micallef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
CIT GROUP INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: CIT
SECURITY ID: 125581801
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Thain | Management | For | For |
2 | Elect Director Michael J. Embler | Management | For | For |
3 | Elect Director William M. Freeman | Management | For | For |
4 | Elect Director David M. Moffett | Management | For | For |
5 | Elect Director R. Brad Oates | Management | For | For |
6 | Elect Director Marianne Miller Parrs | Management | For | For |
7 | Elect Director Gerald Rosenfeld | Management | For | For |
8 | Elect Director John R. Ryan | Management | For | For |
9 | Elect Director Seymour Sternberg | Management | For | For |
10 | Elect Director Peter J. Tobin | Management | For | For |
11 | Elect Director Laura S. Unger | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITIGROUP INC.
MEETING DATE: APR 17, 2012 |
||||
TICKER: C
SECURITY ID: 172967424
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Franz B. Humer | Management | For | For |
2 | Elect Director Robert L. Joss | Management | For | For |
3 | Elect Director Michael E. O'Neill | Management | For | For |
4 | Elect Director Vikram S. Pandit | Management | For | For |
5 | Elect Director Lawrence R. Ricciardi | Management | For | For |
6 | Elect Director Judith Rodin | Management | For | For |
7 | Elect Director Robert L. Ryan | Management | For | For |
8 | Elect Director Anthony M. Santomero | Management | For | For |
9 | Elect Director Joan E. Spero | Management | For | For |
10 | Elect Director Diana L. Taylor | Management | For | For |
11 | Elect Director William S. Thompson, Jr. | Management | For | For |
12 | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Disclose Prior Government Service | Shareholder | Against | Against |
17 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
DFC GLOBAL CORP.
MEETING DATE: NOV 10, 2011 |
||||
TICKER: DLLR
SECURITY ID: 23324T107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Weiss | Management | For | Withhold |
1.2 | Elect Director Ronald McLaughlin | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 18, 2012 |
||||
TICKER: DFS
SECURITY ID: 254709108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
DYNEX CAPITAL, INC.
MEETING DATE: MAY 14, 2012 |
||||
TICKER: DX
SECURITY ID: 26817Q506
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. Akin | Management | For | For |
1.2 | Elect Director Byron L. Boston | Management | For | For |
1.3 | Elect Director Michael R. Hughes | Management | For | For |
1.4 | Elect Director Barry A. Igdaloff | Management | For | For |
1.5 | Elect Director Daniel K. Osborne | Management | For | For |
1.6 | Elect Director James C. Wheat, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
E*TRADE FINANCIAL CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: ETFC
SECURITY ID: 269246401
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Rodger A. Lawson | Management | For | For |
2.2 | Elect Director Frank J. Petrilli | Management | For | For |
2.3 | Elect Director Rebecca Saeger | Management | For | For |
2.4 | Elect Director Joseph L. Sclafani | Management | For | For |
2.5 | Elect Director Stephen H. Willard | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EBAY INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: EBAY
SECURITY ID: 278642103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc L. Andreessen | Management | For | For |
2 | Elect Director William C. Ford, Jr. | Management | For | For |
3 | Elect Director Dawn G. Lepore | Management | For | For |
4 | Elect Director Kathleen C. Mitic | Management | For | For |
5 | Elect Director Pierre M. Omidyar | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Declassify the Board of Directors | Management | For | For |
10 | Provide Right to Call Special Meeting | Management | For | For |
11 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: FIS
SECURITY ID: 31620M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William P. Foley, II | Management | For | For |
2 | Elect Director Thomas M. Hagerty | Management | For | For |
3 | Elect Director Keith W. Hughes | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
FIFTH THIRD BANCORP
MEETING DATE: APR 17, 2012 |
||||
TICKER: FITB
SECURITY ID: 316773100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director William M. Isaac | Management | For | For |
1.9 | Elect Director Kevin T. Kabat | Management | For | For |
1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
1.11 | Elect Director Michael B. McCallister | Management | For | For |
1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.14 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FIRST NIAGARA FINANCIAL GROUP, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: FNFG
SECURITY ID: 33582V108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl A. Florio | Management | For | For |
1.2 | Elect Director Nathaniel D. Woodson | Management | For | For |
1.3 | Elect Director Roxanne J. Coady | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FIRST REPUBLIC BANK
MEETING DATE: MAY 15, 2012 |
||||
TICKER: FRC
SECURITY ID: 33616C100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Herbert, II | Management | For | For |
1.2 | Elect Director K. August-dewilde | Management | For | For |
1.3 | Elect Director Thomas J. Barrack, Jr. | Management | For | Withhold |
1.4 | Elect Director F.J. Fahrenkopf, Jr. | Management | For | For |
1.5 | Elect Director William E. Ford | Management | For | For |
1.6 | Elect Director L. Martin Gibbs | Management | For | For |
1.7 | Elect Director Sandra R. Hernandez | Management | For | For |
1.8 | Elect Director Pamela J. Joyner | Management | For | For |
1.9 | Elect Director Jody S. Lindell | Management | For | For |
1.10 | Elect Director George G.C. Parker | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FLUSHING FINANCIAL CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: FFIC
SECURITY ID: 343873105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. D'Iorio | Management | For | For |
1.2 | Elect Director Louis C. Grassi | Management | For | For |
1.3 | Elect Director Sam Han | Management | For | For |
1.4 | Elect Director John E. Roe, Sr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FXCM INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: FXCM
SECURITY ID: 302693106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Ahdout | Management | For | For |
1.2 | Elect Director James Brown | Management | For | For |
1.3 | Elect Director Robin Davis | Management | For | For |
1.4 | Elect Director Perry Fish | Management | For | For |
1.5 | Elect Director Kenneth Grossman | Management | For | For |
1.6 | Elect Director Arthur Gruen | Management | For | For |
1.7 | Elect Director Eric LeGoff | Management | For | For |
1.8 | Elect Director Dror (Drew) Niv | Management | For | For |
1.9 | Elect Director David Sakhai | Management | For | For |
1.10 | Elect Director Ryan Silverman | Management | For | For |
1.11 | Elect Director Eduard Yusupov | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL PERSONAL FINANCE PLC
MEETING DATE: MAY 24, 2012 |
||||
TICKER: IPF
SECURITY ID: G4906Q102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Gerard Ryan as Director | Management | For | For |
5 | Re-elect Christopher Rodrigues as Director | Management | For | For |
6 | Re-elect David Broadbent as Director | Management | For | For |
7 | Re-elect Tony Hales as Director | Management | For | For |
8 | Re-elect Edyta Kurek as Director | Management | For | For |
9 | Re-elect John Lorimer as Director | Management | For | For |
10 | Re-elect Nicholas Page as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
INTRUM JUSTITIA AB
MEETING DATE: APR 25, 2012 |
||||
TICKER: IJ
SECURITY ID: W4662R106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Report on the Work of the Board | Management | None | None |
7b | Receive President's Report | Management | None | None |
8 | Receive Financial Statements and Statutory Reports | Management | None | None |
9 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10 | Approve Allocation of Income and Dividends of SEK 4.50 per Share | Management | For | Did Not Vote |
11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
12 | Determine Number of Members (7) and Deputy Members (0) of Board; Receive Report from Nominating Committee | Management | For | Did Not Vote |
13 | Approve Remuneration of Directors in the Amount of SEK 770,000 for Chairman, and SEK 320,000 for Other Directors; Approve Additional Compensation for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Reelect Matts Ekman, Helen Fasth-Gillstedt, Lars Lundquist (Chairman), Joakim Rubin, Charlotte Stromberg, Fredrik Tragardh, and Joakim Westh as Directors | Management | For | Did Not Vote |
15 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
16 | Authorize Representatives Five of Company's Largest Shareholders, and One Additional Co-Opted Member to Serve on Nominating Committee | Management | For | Did Not Vote |
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
18 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
19 | Close Meeting | Management | None | None |
INVESCO MORTGAGE CAPITAL INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: IVR
SECURITY ID: 46131B100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Mark Armour | Management | For | For |
2 | Elect Director James S. Balloun | Management | For | For |
3 | Elect Director John S. Day | Management | For | For |
4 | Elect Director Karen Dunn Kelley | Management | For | For |
5 | Elect Director James R. Lientz, Jr. | Management | For | For |
6 | Elect Director Neil Williams | Management | For | For |
7 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: JPM
SECURITY ID: 46625H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James A. Bell | Management | For | For |
2 | Elect Director Crandall C. Bowles | Management | For | For |
3 | Elect Director Stephen B. Burke | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director James S. Crown | Management | For | For |
6 | Elect Director James Dimon | Management | For | For |
7 | Elect Director Timothy P. Flynn | Management | For | For |
8 | Elect Director Ellen V. Futter | Management | For | For |
9 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Report on Loan Modifications | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
20 | Stock Retention | Shareholder | Against | Against |
KEYCORP
MEETING DATE: MAY 17, 2012 |
||||
TICKER: KEY
SECURITY ID: 493267108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
1.3 | Elect Director Charles P. Cooley | Management | For | For |
1.4 | Elect Director Alexander M. Cutler | Management | For | For |
1.5 | Elect Director H. James Dallas | Management | For | For |
1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.8 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.9 | Elect Director Richard J. Hipple | Management | For | For |
1.10 | Elect Director Kristen L. Manos | Management | For | For |
1.11 | Elect Director Beth E. Mooney | Management | For | For |
1.12 | Elect Director Bill R. Sanford | Management | For | For |
1.13 | Elect Director Barbara R. Snyder | Management | For | For |
1.14 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
MASTERCARD INCORPORATED
MEETING DATE: JUN 05, 2012 |
||||
TICKER: MA
SECURITY ID: 57636Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajay Banga | Management | For | For |
2 | Elect Director David R. Carlucci | Management | For | For |
3 | Elect Director Steven J. Freiberg | Management | For | For |
4 | Elect Director Richard Haythornthwaite | Management | For | For |
5 | Elect Director Marc Olivie | Management | For | For |
6 | Elect Director Rima Qureshi | Management | For | For |
7 | Elect Director Mark Schwartz | Management | For | For |
8 | Elect Director Jackson P. Tai | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MFA FINANCIAL, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: MFA
SECURITY ID: 55272X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Dahir | Management | For | For |
1.2 | Elect Director Robin Josephs | Management | For | For |
1.3 | Elect Director George H. Krauss | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MGIC INVESTMENT CORPORATION
MEETING DATE: APR 26, 2012 |
||||
TICKER: MTG
SECURITY ID: 552848103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Curt S. Culver | Management | For | For |
1.2 | Elect Director Timothy A. Holt | Management | For | For |
1.3 | Elect Director William A. McIntosh | Management | For | For |
1.4 | Elect Director Leslie M. Muma | Management | For | For |
1.5 | Elect Director Mark M. Zandi | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NEW YORK COMMUNITY BANCORP, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: NYB
SECURITY ID: 649445103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maureen E. Clancy | Management | For | For |
1.2 | Elect Director Hanif Dahya | Management | For | For |
1.3 | Elect Director Joseph R. Ficalora | Management | For | For |
1.4 | Elect Director James J. O'Donovan | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
OCWEN FINANCIAL CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: OCN
SECURITY ID: 675746309
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Ronald M. Faris | Management | For | For |
1.3 | Elect Director Ronald J. Korn | Management | For | For |
1.4 | Elect Director William H. Lacy | Management | For | For |
1.5 | Elect Director Robert A. Salcetti | Management | For | For |
1.6 | Elect Director Barry N. Wish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PEOPLE'S UNITED FINANCIAL, INC.
MEETING DATE: APR 19, 2012 |
||||
TICKER: PBCT
SECURITY ID: 712704105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George P. Carter | Management | For | For |
1.2 | Elect Director Jerry Franklin | Management | For | For |
1.3 | Elect Director Kirk W. Walters | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | None | For |
PHH CORPORATION
MEETING DATE: JUN 06, 2012 |
||||
TICKER: PHH
SECURITY ID: 693320202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James O. Egan | Management | For | For |
1.2 | Elect Director Allan Z. Loren | Management | For | For |
1.3 | Elect Director G.J. Parseghian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POPULAR, INC.
MEETING DATE: APR 27, 2012 |
||||
TICKER: BPOP
SECURITY ID: 733174106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alejandro M. Ballester | Management | For | For |
2 | Elect Director Richard L. Carrion | Management | For | For |
3 | Elect Director Carlos A. Unanue | Management | For | For |
4 | Elect Director David Goel | Management | For | For |
5 | Approve Reverse Stock Split | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Adjourn Meeting | Management | For | For |
RADIAN GROUP INC.
MEETING DATE: MAY 30, 2012 |
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TICKER: RDN
SECURITY ID: 750236101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert Wender | Management | For | For |
2 | Elect Director David C. Carney | Management | For | For |
3 | Elect Director Howard B. Culang | Management | For | For |
4 | Elect Director Lisa W. Hess | Management | For | For |
5 | Elect Director Stephen T. Hopkins | Management | For | For |
6 | Elect Director Sanford A. Ibrahim | Management | For | For |
7 | Elect Director Brian D. Montgomery | Management | For | For |
8 | Elect Director Ronald W. Moore | Management | For | For |
9 | Elect Director Gaetano Muzio | Management | For | For |
10 | Elect Director Jan Nicholson | Management | For | For |
11 | Elect Director Gregory V. Serio | Management | For | For |
12 | Elect Director Noel J. Spiegel | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify Auditors | Management | For | For |
REDWOOD TRUST, INC.
MEETING DATE: MAY 17, 2012 |
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TICKER: RWT
SECURITY ID: 758075402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George E. Bull, III | Management | For | For |
1.2 | Elect Director Georganne C. Proctor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Adopt Majority Voting for Uncontested Election of Directors | Management | None | For |
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: RF
SECURITY ID: 7591EP100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | For |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | For |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director John D. Johns | Management | For | For |
10 | Elect Director Charles D. McCrary | Management | For | For |
11 | Elect Director James R. Malone | Management | For | For |
12 | Elect Director Ruth Ann Marshall | Management | For | For |
13 | Elect Director Susan W. Matlock | Management | For | For |
14 | Elect Director John E. Maupin, Jr. | Management | For | For |
15 | Elect Director John R. Roberts | Management | For | For |
16 | Elect Director Lee J. Styslinger, III | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Ratify Auditors | Management | For | For |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
SLM CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: SLM
SECURITY ID: 78442P106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director W.m. Diefenderfer III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Barry A. Munitz | Management | For | For |
8 | Elect Director Howard H. Newman | Management | For | For |
9 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
10 | Elect Director Frank C. Puleo | Management | For | For |
11 | Elect Director Wolfgang Schoellkopf | Management | For | For |
12 | Elect Director Steven L. Shapiro | Management | For | For |
13 | Elect Director J. Terry Strange | Management | For | For |
14 | Elect Director Anthony P. Terracciano | Management | For | For |
15 | Elect Director Barry L. Williams | Management | For | For |
16 | Approve Omnibus Stock Plan | Management | For | For |
17 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
STATE STREET CORPORATION
MEETING DATE: MAY 16, 2012 |
||||
TICKER: STT
SECURITY ID: 857477103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kennett F. Burnes | Management | For | For |
2 | Elect Director Peter Coym | Management | For | For |
3 | Elect Director Patrick De Saint-Aignan | Management | For | For |
4 | Elect Director Amellia C. Fawcett | Management | For | For |
5 | Elect Director David P. Gruber | Management | For | For |
6 | Elect Director Linda A. Hill | Management | For | For |
7 | Elect Director Joseph L. Hooley | Management | For | For |
8 | Elect Director Robert S. Kaplan | Management | For | For |
9 | Elect Director Richard P. Sergel | Management | For | For |
10 | Elect Director Ronald L. Skates | Management | For | For |
11 | Elect Director Gregory L. Summe | Management | For | For |
12 | Elect Director Robert E. Weissman | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
SUNTRUST BANKS, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: STI
SECURITY ID: 867914103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director Kyle Prechtl Legg | Management | For | For |
8 | Elect Director William A. Linnenbringer | Management | For | For |
9 | Elect Director G. Gilmer Minor, III | Management | For | For |
10 | Elect Director Donna Morea | Management | For | For |
11 | Elect Director David M. Ratcliffe | Management | For | For |
12 | Elect Director William H. Rogers, Jr. | Management | For | For |
13 | Elect Director Thomas R. Watjen | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TD AMERITRADE HOLDING CORPORATION
MEETING DATE: FEB 14, 2012 |
||||
TICKER: AMTD
SECURITY ID: 87236Y108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Edmund Clark | Management | For | For |
1.2 | Elect Director Karen E. Maidment | Management | For | For |
1.3 | Elect Director Mark L. Mitchell | Management | For | For |
1.4 | Elect Director Fredric J. Tomczyk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TWO HARBORS INVESTMENT CORP.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: TWO
SECURITY ID: 90187B101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark D. Ein | Management | For | For |
1.2 | Elect Director William W. Johnson | Management | For | For |
1.3 | Elect Director Stephen G. Kasnet | Management | For | For |
1.4 | Elect Director Peter Niculescu | Management | For | For |
1.5 | Elect Director W. Reid Sanders | Management | For | For |
1.6 | Elect Director Thomas Siering | Management | For | For |
1.7 | Elect Director Brian C. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
U.S. BANCORP
MEETING DATE: APR 17, 2012 |
||||
TICKER: USB
SECURITY ID: 902973304
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Roland A. Hernandez | Management | For | For |
7 | Elect Director Joel W. Johnson | Management | For | For |
8 | Elect Director Olivia F. Kirtley | Management | For | For |
9 | Elect Director Jerry W. Levin | Management | For | For |
10 | Elect Director David B. O'Maley | Management | For | For |
11 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Elect Director Doreen Woo Ho | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: PAY
SECURITY ID: 92342Y109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
1.3 | Elect Director Dr. Leslie G. Denend | Management | For | For |
1.4 | Elect Director Alex W. Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Richard A. McGinn | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VISA INC.
MEETING DATE: JAN 31, 2012 |
||||
TICKER: V
SECURITY ID: 92826C839
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary P. Coughlan | Management | For | For |
2 | Elect Director Mary B. Cranston | Management | For | For |
3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Director Robert W. Matschullat | Management | For | For |
5 | Elect Director Cathy E. Minehan | Management | For | For |
6 | Elect Director Suzanne Nora Johnson | Management | For | For |
7 | Elect Director David J. Pang | Management | For | For |
8 | Elect Director Joseph W. Saunders | Management | For | For |
9 | Elect Director William S. Shanahan | Management | For | For |
10 | Elect Director John A. Swainson | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
WELLS FARGO & COMPANY
MEETING DATE: APR 24, 2012 |
||||
TICKER: WFC
SECURITY ID: 949746101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker, II | Management | For | For |
2 | Elect Director Elaine L. Chao | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Lloyd H. Dean | Management | For | For |
5 | Elect Director Susan E. Engel | Management | For | For |
6 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
7 | Elect Director Donald M. James | Management | For | For |
8 | Elect Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Federico F. Pena | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director John G. Stumpf | Management | For | For |
15 | Elect Director Susan G. Swenson | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Adopt Proxy Access Right | Shareholder | Against | Against |
21 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT CONSUMER STAPLES PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALTRIA GROUP, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: MO
SECURITY ID: 02209S103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Elizabeth E. Bailey | Management | For | For |
2 | Elect Director Gerald L. Baliles | Management | For | For |
3 | Elect Director Martin J. Barrington | Management | For | For |
4 | Elect Director John T. Casteen III | Management | For | For |
5 | Elect Director Dinyar S. Devitre | Management | For | For |
6 | Elect Director Thomas F. Farrell II | Management | For | For |
7 | Elect Director Thomas W. Jones | Management | For | For |
8 | Elect Director W. Leo Kiely III | Management | For | For |
9 | Elect Director Kathryn B. McQuade | Management | For | For |
10 | Elect Director George Munoz | Management | For | For |
11 | Elect Director Nabil Y. Sakkab | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
ANHEUSER-BUSCH INBEV SA
MEETING DATE: APR 25, 2012 |
||||
TICKER: ABI
SECURITY ID: B6399C107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1a | Receive Special Board Report | Management | None | None |
A1b | Receive Special Auditor Report | Management | None | None |
A1c | Eliminate Preemptive Rights Re: Issuance of Warrants | Management | For | For |
A1d | Approve Issuance of 215,000 Warrants | Management | For | For |
A1e | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital Re: Issuance of Warrants as Proposed under Item A1d | Management | For | For |
A1f | Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors | Management | For | For |
A1g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
B1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.20 per Share | Management | For | For |
B5 | Approve Discharge of Directors | Management | For | For |
B6 | Approve Discharge of Auditors | Management | For | For |
B7 | Receive Information on Resignation of Peter Harf as Director | Management | None | None |
B8a | Approve Remuneration Report | Management | For | Against |
B8b | Approve Omnibus Stock Plan | Management | For | For |
B9 | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | For |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: NOV 03, 2011 |
||||
TICKER: ADM
SECURITY ID: 039483102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George W. Buckley | Management | For | For |
2 | Elect Director Mollie Hale Carter | Management | For | For |
3 | Elect Director Terrell K. Crews | Management | For | For |
4 | Elect Director Pierre Dufour | Management | For | For |
5 | Elect Director Donald E. Felsinger | Management | For | For |
6 | Elect Director Antonio Maciel | Management | For | For |
7 | Elect Director Patrick J. Moore | Management | For | For |
8 | Elect Director Thomas F. O'Neill | Management | For | For |
9 | Elect Director Kelvin R. Westbrook | Management | For | For |
10 | Elect Director Patricia A. Woertz | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Adopt Policy to Prohibit Political Spending | Shareholder | Against | Against |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
16 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
AVON PRODUCTS, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: AVP
SECURITY ID: 054303102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas R. Conant | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director Fred Hassan | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.7 | Elect Director Ann S. Moore | Management | For | For |
1.8 | Elect Director Gary M. Rodkin | Management | For | For |
1.9 | Elect Director Paula Stern | Management | For | For |
1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 26, 2012 |
||||
TICKER: BATS
SECURITY ID: 110448107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect John Daly as Director | Management | For | For |
8 | Re-elect Karen de Segundo as Director | Management | For | For |
9 | Re-elect Nicandro Durante as Director | Management | For | For |
10 | Re-elect Robert Lerwill as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Gerry Murphy as Director | Management | For | For |
13 | Re-elect Kieran Poynter as Director | Management | For | For |
14 | Re-elect Anthony Ruys as Director | Management | For | For |
15 | Re-elect Sir Nicholas Scheele as Director | Management | For | For |
16 | Re-elect Ben Stevens as Director | Management | For | For |
17 | Elect Ann Godbehere as Director | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BUNGE LIMITED
MEETING DATE: MAY 25, 2012 |
||||
TICKER: BG
SECURITY ID: G16962105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Francis Coppinger as Director | Management | For | For |
1.2 | Elect Alberto Weisser as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CALAVO GROWERS, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: CVGW
SECURITY ID: 128246105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lecil E. Cole | Management | For | For |
1.2 | Elect Director George H. Barnes | Management | For | For |
1.3 | Elect Director James D. Helin | Management | For | For |
1.4 | Elect Director Donald M. Sanders | Management | For | For |
1.5 | Elect Director Marc L. Brown | Management | For | For |
1.6 | Elect Director Alva V. Snider | Management | For | For |
1.7 | Elect Director Scott Van Der Kar | Management | For | For |
1.8 | Elect Director J. Link Leavens | Management | For | For |
1.9 | Elect Director Dorcas H. McFarlane | Management | For | For |
1.10 | Elect Director John M. Hunt | Management | For | For |
1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
1.12 | Elect Director Harold Edwards | Management | For | For |
1.13 | Elect Director Steven Hollister | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COCA COLA ICECEK A.S.
MEETING DATE: MAY 21, 2012 |
||||
TICKER: CCOLA
SECURITY ID: M253EL109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Receive Statutory Reports | Management | None | None |
4 | Accept Financial Statements | Management | For | Did Not Vote |
5 | Ratify Director Appointments Made During the Year | Management | For | Did Not Vote |
6 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
7 | Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
8 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Management | For | Did Not Vote |
9 | Approve Allocation of Income | Management | For | Did Not Vote |
10 | Receive Information on Charitable Donations | Management | None | None |
11 | Ratify External Auditors | Management | For | Did Not Vote |
12 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
13 | Receive Information on Related Party Transactions | Management | None | None |
14 | Approve Remuneration Policy | Management | For | Did Not Vote |
15 | Amend Company Articles | Management | For | Did Not Vote |
16 | Approve Related Party Transactions | Management | For | Did Not Vote |
17 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
18 | Wishes and Close Meeting | Management | None | None |
COCA-COLA BOTTLING CO. CONSOLIDATED
MEETING DATE: MAY 08, 2012 |
||||
TICKER: COKE
SECURITY ID: 191098102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
1.2 | Elect Director H.W. McKay Belk | Management | For | For |
1.3 | Elect Director Alexander B. Cummings, Jr. | Management | For | For |
1.4 | Elect Director Sharon A. Decker | Management | For | For |
1.5 | Elect Director William B. Elmore | Management | For | For |
1.6 | Elect Director Morgan H. Everett | Management | For | For |
1.7 | Elect Director Deborah H. Everhart | Management | For | For |
1.8 | Elect Director Henry W. Flint | Management | For | For |
1.9 | Elect Director William H. Jones | Management | For | For |
1.10 | Elect Director James H. Morgan | Management | For | For |
1.11 | Elect Director John W. Murrey, III | Management | For | For |
1.12 | Elect Director Dennis A. Wicker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
COCA-COLA FEMSA S.A.B. DE C.V.
MEETING DATE: MAR 20, 2012 |
||||
TICKER: KOFL
SECURITY ID: 191241108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of CEO, Directors Opinion on CEO Report; Approve Audit and Corporate Practices Committee Report; and Present Financial Statements in Accordance With Article 172 of Corporate Law | Management | None | None |
2 | Accept Report on Adherence to Fiscal Obligations | Management | None | None |
3 | Approve Allocation of Income and Dividends of MXN 2.77 Per Share | Management | None | None |
4 | Set Maximum Nominal Amount of Share Repurchase Reserve at MXN 400 Million | Management | None | None |
5 | Elect Directors and Secretaries; Verify Director's Independence Classification as Per New Mexican Securities Law; Approve Their Respective Remuneration | Management | For | Abstain |
6 | Elect Members of Audit Committee, Financing and Planning Committee, and Corporate Practices Committee; Elect Chairman of the Committees and Fix their Respective Remuneration | Management | None | None |
7 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
8 | Approve Minutes of Meeting | Management | None | None |
COCA-COLA HELLENIC BOTTLING CO.
MEETING DATE: JUN 25, 2012 |
||||
TICKER: EEEK
SECURITY ID: 1912EP104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Statutory Reports | Management | For | For |
2 | Accept Financial Statements | Management | For | For |
3 | Approve Discharge of Board and Auditors | Management | For | For |
4 | Approve Director Remuneration | Management | For | For |
5 | Approve Auditors and Fix Their Remuneration | Management | For | For |
6 | Ratify Director Appointment | Management | For | Against |
7 | Approve Reduction in Issued Share Capital to Return Cash to Shareholders | Management | For | For |
8 | Approve Spin-Off Agreement | Management | For | For |
9 | Change Company Name | Management | For | For |
10 | Authorize Share Repurchase Program | Management | For | For |
11 | Approve Stock Option Plan | Management | For | For |
12 | Approve Reduction in Issued Share Capital Due to Losses | Management | For | For |
13 | Amend Company Articles | Management | For | For |
COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 11, 2012 |
||||
TICKER: CL
SECURITY ID: 194162103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nikesh Arora | Management | For | For |
2 | Elect Director John T. Cahill | Management | For | For |
3 | Elect Director Ian Cook | Management | For | For |
4 | Elect Director Helene D. Gayle | Management | For | For |
5 | Elect Director Ellen M. Hancock | Management | For | For |
6 | Elect Director Joseph Jimenez | Management | For | For |
7 | Elect Director Richard J. Kogan | Management | For | For |
8 | Elect Director Delano E. Lewis | Management | For | For |
9 | Elect Director J. Pedro Reinhard | Management | For | For |
10 | Elect Director Stephen I. Sadove | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Require Independent Board Chairman | Shareholder | Against | Against |
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
MEETING DATE: APR 27, 2012 |
||||
TICKER: AMBV4
SECURITY ID: 20441W203
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | None | None |
2 | Approve Allocation of Income and Dividends | Management | None | None |
3 | Elect Fiscal Council Members and Alternates | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | None | None |
5 | Authorize Capitalization of Fiscal Benefit and Issue New Shares | Management | None | None |
6 | Authorize Capitalization of Fiscal Benefit without Issuing New Shares | Management | None | None |
7 | Authorize Capitalization of Reserves without Issuing New Shares | Management | None | None |
8 | Amend Corporate Purpose | Management | None | None |
9 | Amend Article 19 | Management | None | None |
10 | Amend Articles 3, 5, and 19, and Consolidate Bylaws | Management | None | None |
CONSTELLATION BRANDS, INC.
MEETING DATE: JUL 21, 2011 |
||||
TICKER: STZ
SECURITY ID: 21036P108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | For |
1.2 | Elect Director Barry A. Fromberg | Management | For | For |
1.3 | Elect Director Jeananne K. Hauswald | Management | For | For |
1.4 | Elect Director James A. Locke III | Management | For | For |
1.5 | Elect Director Richard Sands | Management | For | For |
1.6 | Elect Director Robert Sands | Management | For | For |
1.7 | Elect Director Paul L. Smith | Management | For | For |
1.8 | Elect Director Mark Zupan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Request that the Board Adopt a Plan for All Stock to Have One Vote Per Share | Shareholder | Against | For |
COSAN LTD.
MEETING DATE: DEC 13, 2011 |
||||
TICKER: CZLT11
SECURITY ID: G25343107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Re-Elect Mailson Ferreira da Nobrega as Director | Management | For | For |
1.2 | Re-Elect George E. Pataki as Director | Management | For | For |
1.3 | Re-Elect Jose Alexandre Scheinkman as Director | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CRESUD S.A.C.I.F. Y A.
MEETING DATE: OCT 31, 2011 |
||||
TICKER: CRES
SECURITY ID: 226406106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
2 | Accept Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2011 | Management | For | For |
3 | Approve Discharge of Board of Directors | Management | For | For |
4 | Approve Discharge of Internal Statutory Auditors Committee | Management | For | For |
5 | Approve Allocation of Income of ARS 212.56 Million and Distribution of Dividends for Fiscal Year Ended June 30, 2011 | Management | For | For |
6 | Approve Remuneration of Directors for Fiscal Year Ended June 30, 2011 in the Amount of ARS 7.38 Million; Approve Audit Committee's Budget | Management | For | For |
7 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year Ended June 30, 2011 | Management | For | For |
8 | Fix Number of and Elect Directors and Alternates | Management | For | Abstain |
9 | Elect Principal and Alternate Members of the Internal Statutory Auditors Committee | Management | For | For |
10 | Approve Auditors for Next Fiscal Year and Authorize Board to Fix Their Remuneration | Management | For | For |
11 | Approve Amendments to the Shared Services Agreement Report | Management | For | Abstain |
12 | Approve Allocation of Treasury Shares | Management | For | For |
13 | Approve Treatment of Provisions for Tax on Shareholders' Personal Assets | Management | For | For |
14 | Authorize Increase of Issuance of Debt Securities Up to USD 150 Million within the Global Bond Contract Program; Renew Board Authority Accordingly | Management | For | For |
15 | Approve Spin-Off-Merger Balance Sheets of Agrology SA and Cresud SACIF as of June 30, 2011 and the Reports Prepared by Internal Statutory Auditors Committee and the Auditor | Management | For | For |
16 | Renew Authority of Board to Set Issuance Terms for Short-Term Non-Convertible Debt Securities (VCP) up to USD 30 Million as Approved by General Meeting on Oct. 29, 2009; Ratify Request for Listing in the Special Registry of VCP Issuers | Management | For | For |
CVS CAREMARK CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: CVS
SECURITY ID: 126650100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. David Brown, II | Management | For | For |
2 | Elect Director David W. Dorman | Management | For | For |
3 | Elect Director Anne M. Finucane | Management | For | For |
4 | Elect Director Kristen Gibney Williams | Management | For | For |
5 | Elect Director Marian L. Heard | Management | For | For |
6 | Elect Director Larry J. Merlo | Management | For | For |
7 | Elect Director Jean-Pierre Millon | Management | For | For |
8 | Elect Director C.A. Lance Piccolo | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Elect Director Tony L. White | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Provide Right to Act by Written Consent | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
DEAN FOODS COMPANY
MEETING DATE: MAY 16, 2012 |
||||
TICKER: DF
SECURITY ID: 242370104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Janet Hill | Management | For | For |
2 | Elect Director J. Wayne Mailloux | Management | For | For |
3 | Elect Director Hector M. Nevares | Management | For | For |
4 | Elect Director Doreen A. Wright | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Provide Directors May Be Removed with or without Cause | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Require Independent Board Chairman | Shareholder | Against | Against |
11 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
DIAGEO PLC
MEETING DATE: OCT 19, 2011 |
||||
TICKER: DGE
SECURITY ID: 25243Q205
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
5 | Re-elect Laurence Danon as Director | Management | For | For |
6 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
7 | Re-elect Betsy Holden as Director | Management | For | For |
8 | Re-elect Dr Franz Humer as Director | Management | For | For |
9 | Re-elect Deirdre Mahlan as Director | Management | For | For |
10 | Re-elect Philip Scott as Director | Management | For | For |
11 | Re-elect Todd Stitzer as Director | Management | For | For |
12 | Re-elect Paul Walsh as Director | Management | For | For |
13 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
DROGASIL S.A
MEETING DATE: NOV 10, 2011 |
||||
TICKER: DROG3
SECURITY ID: P3587W107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger between the Company and Raia SA | Management | For | For |
2 | Approve Merger Agreement between the Company and Raia SA | Management | For | For |
3 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | For |
4 | Approve Independent Firm's Appraisal | Management | For | For |
5 | Approve Issuance of 142.07 Million New Shares in Connection with Merger | Management | For | For |
6 | Amend Articles | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
8 | Elect Directors | Management | For | Against |
9 | Elect Board Chairman | Management | For | Against |
10 | Cancel 2007 Stock Option Plan | Management | For | For |
11 | Approve New Stock Option Plan | Management | For | For |
EMBOTELLADORA ANDINA S.A.
MEETING DATE: APR 27, 2012 |
||||
TICKER: ANDINA-B
SECURITY ID: 29081P303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends of CLP 10.97 per Class A Share and CLP 12.067 per Class B Share | Management | For | For |
3 | Approve Dividend Policy | Management | For | For |
4 | Elect Directors | Management | For | Abstain |
5 | Approve Remuneration of Directors, Directors' Committee and Audit Committee Members | Management | For | Abstain |
6 | Approve External Auditors for Fiscal Year 2012 | Management | For | Abstain |
7 | Designate Risk Assessment Companies | Management | For | Abstain |
8 | Accept Special Auditors' Report Regarding Related-Party Transactions | Management | For | Abstain |
9 | Other Business (Voting) | Management | For | Against |
10 | Approve Allocation of Income and Dividends | Management | For | For |
EMBOTELLADORA ANDINA S.A.
MEETING DATE: JUN 25, 2012 |
||||
TICKER: ANDINA-B
SECURITY ID: 29081P204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Embotelladoras Coca-Cola Polar SA | Management | For | For |
2 | Approve Increase in Board Size from 7 to 14 | Management | For | Abstain |
3 | Elect Directors | Management | For | Abstain |
4 | Approve Remuneration of Directors and Members of Directors' and Audit Committees | Management | For | Abstain |
5 | Adopt All Necessary Agreements to Execute Approved Resolutions | Management | None | None |
EMBOTELLADORA ANDINA S.A.
MEETING DATE: JUN 25, 2012 |
||||
TICKER: ANDINA-B
SECURITY ID: 29081P303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Embotelladoras Coca-Cola Polar SA | Management | For | For |
2 | Approve Increase in Board Size from 7 to 14 | Management | For | Abstain |
3 | Elect Directors | Management | For | Abstain |
4 | Approve Remuneration of Directors and Members of Directors' and Audit Committees | Management | For | Abstain |
5 | Adopt All Necessary Agreements to Execute Approved Resolutions | Management | None | None |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIRST RESOURCES LTD.
MEETING DATE: APR 27, 2012 |
||||
TICKER: EB5
SECURITY ID: Y2560F107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend of SGD 0.025 Per Share | Management | For | For |
3 | Reelect Lim Ming Seong as Director | Management | For | For |
4 | Reelect Ciliandra Fangiono as Director | Management | For | For |
5 | Reelect Ng Shin Ein as Director | Management | For | For |
6 | Approve Directors' Fees of SGD 395,000 for the Year Ended Dec. 31, 2011 | Management | For | For |
7 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
9 | Authorize Share Repurchase Program | Management | For | For |
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA)
MEETING DATE: MAR 23, 2012 |
||||
TICKER: FEMSAUBD
SECURITY ID: 344419106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Report of Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2011, Receive CEO's Report and Audit and Corporate Practices Committees Chairmen Report | Management | For | For |
2 | Accept Report on Adherence to Fiscal Obligations | Management | For | For |
3 | Approve Allocation of Income and Distribution of Dividends of MXN 0.30 per Series B Shares; MXN 0.38 per Series D Shares; Corresponding to a Total of MXN 1.54 per B Unit and MXN 1.85 per BD Unit | Management | For | For |
4 | Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion | Management | For | For |
5 | Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration | Management | For | Abstain |
6 | Elect Members and Chairmen of Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration | Management | For | Abstain |
7 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
8 | Approve Minutes of Meeting | Management | For | For |
1 | Approve Merger by Absorption of Subsidiaries Desarrollo de Marcas Refresqueras, Isildur, Tiendas Oxxo Cedis Mexico, Estaciones Oxxo Mexico, Empresas Cuadrox, Corporacion Emprex and Consorcio Progresivo de Servicios Refresqueros by Company | Management | For | For |
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
3 | Approve Minutes of Meeting | Management | For | For |
GREEN MOUNTAIN COFFEE ROASTERS, INC.
MEETING DATE: MAR 22, 2012 |
||||
TICKER: GMCR
SECURITY ID: 393122106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Davis | Management | For | For |
1.2 | Elect Director Jules A. del Vecchio | Management | For | For |
1.3 | Elect Director Robert P. Stiller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HANSEN NATURAL CORPORATION
MEETING DATE: JAN 05, 2012 |
||||
TICKER: HANS
SECURITY ID: 411310105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
HYPERMARCAS S.A
MEETING DATE: JUL 20, 2011 |
||||
TICKER: HYPE3
SECURITY ID: P5230A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 (a) | Amend Article 2 Re: Company Domicile | Management | For | For |
1 (b) | Amend Article 3 Re: Expand Corporate Purpose | Management | For | For |
1 (c) | Amend Article 5 Re: Ratify Issuance of 924,595 Shares from 2008 and 2009 Stock Option Plans | Management | For | For |
1 (d) | Consolidate Articles of Incorporation Should Items 1 (a) - 1 (c) be Approved by Shareholders | Management | For | For |
1 (e) | Approve Remuneration of Directors and Executive Officers | Management | For | For |
1 (f) | Ratify Minutes of Dec. 29, 2011 Special Meeting; Approve Amendment of By-Laws of Brazilian Haze | Management | For | Abstain |
1 (g) | Confirm and Ratify Remaining Resolutions Adopted At Dec. 29, 2011 Special Meeting and Approve Amendment of the By-Laws of Brazilian Haze | Management | For | Abstain |
1 (h) | Authorize Senior Management to Ratify and Execute Approved Resolutions | Management | For | For |
HYPERMARCAS S.A
MEETING DATE: OCT 10, 2011 |
||||
TICKER: HYPE3
SECURITY ID: P5230A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve New Stock Option Plan | Management | For | For |
2 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
HYPERMARCAS S.A
MEETING DATE: OCT 24, 2011 |
||||
TICKER: HYPE3
SECURITY ID: P5230A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
HYPERMARCAS S.A
MEETING DATE: DEC 30, 2011 |
||||
TICKER: HYPE3
SECURITY ID: P5230A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement to Absorb Mabesa do Brasil SA | Management | For | For |
2 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Absorption of Mabesa do Brasil SA | Management | For | For |
5 | Approve Agreement to Absorb Mantecorp Industria Quimica e Farmaceutica SA | Management | For | For |
6 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
7 | Approve Independent Firm's Appraisal | Management | For | For |
8 | Approve Absorption of Mantecorp Industria Quimica e Farmaceutica SA | Management | For | For |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
HYPERMARCAS S.A
MEETING DATE: APR 27, 2012 |
||||
TICKER: HYPE3
SECURITY ID: P5230A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Use of Reserves for Treatment of Net Losses | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Company's Management | Management | For | Against |
HYPERMARCAS S.A
MEETING DATE: APR 27, 2012 |
||||
TICKER: HYPE3
SECURITY ID: P5230A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Company Name | Management | For | For |
2 | Consolidate Bylaws | Management | For | For |
HYPERMARCAS S.A
MEETING DATE: MAY 17, 2012 |
||||
TICKER: HYPE3
SECURITY ID: P5230A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Company Name | Management | For | For |
2 | Consolidate Bylaws | Management | For | For |
HYPERMARCAS S.A
MEETING DATE: JUN 29, 2012 |
||||
TICKER: HYPE3
SECURITY ID: P5230A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Approve Spin-Off Proposal | Management | For | For |
1b | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
1c | Approve Independent Firm's Appraisal | Management | For | For |
1d | Approve Spin-Off and Cancellation of Shares | Management | For | For |
1e | Amend Articles to Reflect Changes in Capital | Management | For | For |
2a | Approve Company's Restructuring Re: Brainfarma | Management | For | For |
2b | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
2c | Approve Independent Firm's Appraisal | Management | For | For |
2d | Approve Company's Restructuring and Issuance of Shares | Management | For | For |
2e | Amend Articles to Reflect Changes in Capital | Management | For | For |
3a | Amend Articles to Reflect Changes in Capital Re: Shares Issued to Serve Stock Option Plan | Management | For | For |
3b.1 | Amend Articles Re: Increase Number of Executive Positions | Management | For | For |
3b.2 | Amend Articles Re: Executive Titles | Management | For | For |
3c | Amend Article 27 | Management | For | For |
3d | Amend Article 28 | Management | For | For |
3e | Amend Articles 25 and 30 through 37 | Management | For | For |
3f | Consolidate Bylaws | Management | For | For |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
JOHNSON & JOHNSON
MEETING DATE: APR 26, 2012 |
||||
TICKER: JNJ
SECURITY ID: 478160104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.l. Davis | Management | For | For |
4 | Elect Director Alex Gorsky | Management | For | For |
5 | Elect Director Michael M.e. Johns | Management | For | For |
6 | Elect Director Susan L. Lindquist | Management | For | For |
7 | Elect Director Anne M. Mulcahy | Management | For | For |
8 | Elect Director Leo F. Mullin | Management | For | For |
9 | Elect Director William D. Perez | Management | For | For |
10 | Elect Director Charles Prince | Management | For | For |
11 | Elect Director David Satcher | Management | For | For |
12 | Elect Director William C. Weldon | Management | For | For |
13 | Elect Director Ronald A. Williams | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Require Shareholder Vote to Approve Political Contributions | Shareholder | Against | Against |
19 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
KT&G CORP.
MEETING DATE: FEB 24, 2012 |
||||
TICKER: 033780
SECURITY ID: Y49904108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 3,200 per Share | Management | For | For |
2 | Elect Three Outside Directors (Bundled) | Management | For | For |
3 | Elect Member of Audit Committee | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
L OREAL
MEETING DATE: APR 17, 2012 |
||||
TICKER: OR
SECURITY ID: F58149133
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2 per Share and Increased Dividend of 2.20 per Share | Management | For | For |
4 | Ratify Appointment of Jean Victor Meyers as Director / Elect Jean Victor Meyers as Director | Management | For | For |
5 | Elect Paul Bulcke as Director | Management | For | For |
6 | Elect Christiane Kuehne as Director | Management | For | For |
7 | Reelect Jean Pierre Meyers as Director | Management | For | For |
8 | Reelect Bernard Kasriel as Director | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Amend Articles 10 and 12 of Bylaws Re: Chairman of the Board, Electronic Vote | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
LINDT & SPRUENGLI AG
MEETING DATE: APR 26, 2012 |
||||
TICKER: LISN
SECURITY ID: H49983176
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3.2 | Approve Transfer of CHF 116 Million from Capital Contribution Reserves to Free Reserves and Dividends of CHF 500 per Share and CHF 50 per Participation Certificate | Management | For | Did Not Vote |
4.1 | Reelect Elisabeth Guertler as Director | Management | For | Did Not Vote |
4.2 | Reelect Franz Oesch as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
6 | Approve CHF 330,000 Reduction in Share Capital via Cancellation of Repurchased Shares and CHF 530,000 Reduction in Participation Capital via Cancellation of Repurchased Participation Certificates | Management | For | Did Not Vote |
LORILLARD, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: LO
SECURITY ID: 544147101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Almon | Management | For | For |
1.2 | Elect Director Kit D. Dietz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | None | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: MAY 04, 2012 |
||||
TICKER: MJN
SECURITY ID: 582839106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen W. Golsby | Management | For | For |
2 | Elect Director Steven M. Altschuler | Management | For | For |
3 | Elect Director Howard B. Bernick | Management | For | For |
4 | Elect Director Kimberly A. Casiano | Management | For | For |
5 | Elect Director Anna C. Catalano | Management | For | For |
6 | Elect Director Celeste A. Clark | Management | For | For |
7 | Elect Director James M. Cornelius | Management | For | For |
8 | Elect Director Peter G. Ratcliffe | Management | For | For |
9 | Elect Director Elliott Sigal | Management | For | For |
10 | Elect Director Robert S. Singer | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MOLSON COORS BREWING COMPANY
MEETING DATE: MAY 30, 2012 |
||||
TICKER: TAP
SECURITY ID: 60871R209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Herington | Management | For | For |
1.2 | Elect Director H. Sanford Riley | Management | For | For |
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 08, 2012 |
||||
TICKER: MNST
SECURITY ID: 611740101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Norman C. Epstein | Management | For | For |
1.4 | Elect Director Benjamin M. Polk | Management | For | For |
1.5 | Elect Director Sydney Selati | Management | For | For |
1.6 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.7 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NATURA COSMETICOS S.A
MEETING DATE: APR 13, 2012 |
||||
TICKER: NATU3
SECURITY ID: P7088C106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Capital Budget and Allocation of Income | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
NATURA COSMETICOS S.A
MEETING DATE: APR 13, 2012 |
||||
TICKER: NATU3
SECURITY ID: P7088C106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
2a | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
2b | Amend Article 6 | Management | For | For |
2c | Amend Article 6, Current Paragraph 1 | Management | For | For |
2d | Amend Article 12 | Management | For | For |
2e | Amend Article 16 Re: Increase in Board Size | Management | For | For |
2f | Amend Article 16, Paragraph 2 | Management | For | For |
2g | Amend Article 16, Paragraph 3 | Management | For | For |
2h | Amend Article 18 | Management | For | For |
2i | Amend Article 18, Paragraph 2 | Management | For | For |
2j | Amend Article 18, Paragraph 3 | Management | For | For |
2k | Amend Article 19 | Management | For | For |
2l | Amend Article 20 | Management | For | For |
2m | Amend Article 21 | Management | For | For |
2n | Amend Article 22 | Management | For | For |
2o | Amend Article 25 | Management | For | For |
2p | Amend Article 28 | Management | For | For |
NESTLE SA
MEETING DATE: APR 19, 2012 |
||||
TICKER: NESN
SECURITY ID: H57312649
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.95 per Share | Management | For | Did Not Vote |
4.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
4.2 | Elect Henri de Castries as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG SA as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 7.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
NU SKIN ENTERPRISES, INC.
MEETING DATE: MAY 21, 2012 |
||||
TICKER: NUS
SECURITY ID: 67018T105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nevin N. Andersen | Management | For | For |
1.2 | Elect Director Daniel W. Campbell | Management | For | For |
1.3 | Elect Director M. Truman Hunt | Management | For | For |
1.4 | Elect Director Andrew D. Lipman | Management | For | For |
1.5 | Elect Director Steven J. Lund | Management | For | For |
1.6 | Elect Director Patricia A. Negron | Management | For | For |
1.7 | Elect Director Neil H. Offen | Management | For | For |
1.8 | Elect Director Thomas R. Pisano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PEPSICO, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: PEP
SECURITY ID: 713448108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Shona L. Brown | Management | For | For |
2 | Elect Director Ian M. Cook | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director Victor J. Dzau | Management | For | For |
5 | Elect Director Ray L. Hunt | Management | For | For |
6 | Elect Director Alberto Ibarguen | Management | For | For |
7 | Elect Director Indra K. Nooyi | Management | For | For |
8 | Elect Director Sharon Percy Rockefeller | Management | For | For |
9 | Elect Director James J. Schiro | Management | For | For |
10 | Elect Director Lloyd G. Trotter | Management | For | For |
11 | Elect Director Daniel Vasella | Management | For | For |
12 | Elect Director Alberto Weisser | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
17 | Establish Risk Oversight Committee | Shareholder | Against | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
PERNOD RICARD
MEETING DATE: NOV 15, 2011 |
||||
TICKER: RI
SECURITY ID: F72027109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.44 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Ratify Appointment of Laurent Burelle as Director | Management | For | For |
6 | Reelect Nicole Bouton as Director | Management | For | Against |
7 | Renew Appointment of Deloitte et Associes as Auditor | Management | For | For |
8 | Renew Appointment of BEAS as Alternate Auditor | Management | For | For |
9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 875,000 | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 205 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 61 Million | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Authorize Capital Increase of Up to 15 Percent of Issued Capital for Future Exchange Offers | Management | For | For |
17 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
18 | Authorize Capitalization of Reserves of Up to EUR 205 Million for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | For |
20 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | Management | For | Against |
21 | Amend Article 18 of Bylaws Re: Directors Length of Term | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: PM
SECURITY ID: 718172109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect DirectorLouis C. Camilleri | Management | For | For |
4 | Elect DirectorJ. Dudley Fishburn | Management | For | For |
5 | Elect DirectorJennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Kalpana Morparia | Management | For | For |
9 | Elect DirectorLucio A. Noto | Management | For | For |
10 | Elect DirectorRobert B. Polet | Management | For | For |
11 | Elect DirectorCarlos Slim Helu | Management | For | For |
12 | Elect DirectorStephen M. Wolf | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Restricted Stock Plan | Management | For | For |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Establish Ethics Committee to Review Marketing Activities | Shareholder | Against | Against |
RAIA DROGASIL S.A
MEETING DATE: APR 27, 2012 |
||||
TICKER: RADL3
SECURITY ID: P7987N104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | Abstain |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
REMY COINTREAU
MEETING DATE: JUL 26, 2011 |
||||
TICKER: RCO
SECURITY ID: F7725A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses and Dividends of EUR 1.30 per Share | Management | For | For |
4 | Subject to Approval of Item 3, Approve Special Dividends of EUR 1.0 per Share | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Approve Discharge of Directors | Management | For | For |
7 | Reelect Dominique Heriard Dubreuil as Director | Management | For | For |
8 | Reelect Sir Brian Ivory as Director | Management | For | For |
9 | Reelect Patrick Thomas as Director | Management | For | For |
10 | Elect Caroline Bois as Director | Management | For | For |
11 | Elect Laure Heriard Dubreuil as Director | Management | For | For |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 360,000 | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
18 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
19 | Approve Employee Stock Purchase Plan | Management | Against | Against |
20 | Allow Board to Use All Authorizations and/or Delegations in the Event of a Public Tender Offer | Management | For | Against |
21 | Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account | Management | For | For |
22 | Amend Article 6.2 of Bylaws Re: Capital Issuance | Management | For | For |
23 | Amend Article 8.2 of Bylaws Re: Share Ownership Disclosure Threshold | Management | For | For |
24 | Amend Article 20.3 of Bylaws Re: Transaction with Directors, CEO and vice CEO | Management | For | For |
25 | Amend Article 23 of Bylaws Re: Convening and Attendance to General Meeting | Management | For | For |
26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
RITE AID CORPORATION
MEETING DATE: JUN 21, 2012 |
||||
TICKER: RAD
SECURITY ID: 767754104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
2 | Elect Director Francois J. Coutu | Management | For | For |
3 | Elect Director Michel Coutu | Management | For | For |
4 | Elect Director James L. Donald | Management | For | For |
5 | Elect Director David R. Jessick | Management | For | For |
6 | Elect Director Michael N. Regan | Management | For | For |
7 | Elect Director Mary F. Sammons | Management | For | For |
8 | Elect Director John T. Standley | Management | For | For |
9 | Elect Director Marcy Syms | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
14 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
15 | Approve Proposal Relating to the Relationships of Directors | Shareholder | Against | Against |
SLC AGRICOLA S.A
MEETING DATE: APR 30, 2012 |
||||
TICKER: SLCE3
SECURITY ID: P8711D107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Article Amends | Management | For | Against |
4 | Approve Remuneration of Executive Officers, and Non-Executive Directors | Management | For | For |
SLC AGRICOLA S.A
MEETING DATE: MAY 16, 2012 |
||||
TICKER: SLCE3
SECURITY ID: P8711D107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | For |
SODASTREAM INTERNATIONAL LTD.
MEETING DATE: DEC 29, 2011 |
||||
TICKER: SODA
SECURITY ID: M9068E105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re elect Daniel Birnbaum as Director | Management | For | For |
2 | Approve Stock Option Plan Grants | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SOUZA CRUZ S.A
MEETING DATE: OCT 03, 2011 |
||||
TICKER: CRUZ3
SECURITY ID: P26663107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect New Board Chairman | Management | For | For |
SOUZA CRUZ S.A
MEETING DATE: JAN 27, 2012 |
||||
TICKER: CRUZ3
SECURITY ID: P26663107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director | Management | For | For |
SOUZA CRUZ S.A
MEETING DATE: MAR 19, 2012 |
||||
TICKER: CRUZ3
SECURITY ID: P26663107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Director | Management | For | For |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
5 | Install Fiscal Council | Management | For | For |
6 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
SOUZA CRUZ S.A
MEETING DATE: MAR 19, 2012 |
||||
TICKER: CRUZ3
SECURITY ID: P26663107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Location of Company Headquarters and Amend Article 3 | Management | For | For |
SPECTRUM BRANDS HOLDINGS, INC.
MEETING DATE: FEB 01, 2012 |
||||
TICKER: SPB
SECURITY ID: 84763R101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Maura | Management | For | For |
1.2 | Elect Director Terry L. Polistina | Management | For | For |
1.3 | Elect Director Hugh R. Rovit | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYSCO CORPORATION
MEETING DATE: NOV 16, 2011 |
||||
TICKER: SYY
SECURITY ID: 871829107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Judith B. Craven, M.D. | Management | For | For |
2 | Elect Director William J. DeLaney | Management | For | For |
3 | Elect Director Larry C. Glasscock | Management | For | For |
4 | Elect Director Richard G. Tilghman | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Declassify the Board of Directors | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TEAVANA HOLDINGS, INC.
MEETING DATE: JUN 01, 2012 |
||||
TICKER: TEA
SECURITY ID: 87819P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Dennis | Management | For | For |
1.2 | Elect Director John E. Kyees | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
THAI BEVERAGE PCL
MEETING DATE: APR 27, 2012 |
||||
TICKER: Y92
SECURITY ID: Y8588A103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous Meeting | Management | For | For |
2 | Acknowledge Operating Results and Directors' Report | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income and Dividend of THB 0.37 Per Share | Management | For | For |
5.1a | Elect Chareon Sirivadhanabhakdi as Director | Management | For | Against |
5.1b | Elect Wanna Sirivadhanabhakdi as Director | Management | For | Against |
5.1c | Elect Komen Tantiwiwatthanaphan as Director | Management | For | Against |
5.1d | Elect Kanung Luchai as Director | Management | For | For |
5.1e | Elect Ng Tat Pun as Director | Management | For | For |
5.1f | Elect Panote Sirivadhanabhakdi as Director | Management | For | Against |
5.2 | Elect Prasit Kovilaikool as Director | Management | For | Against |
5.3 | Amend Names and Number of Directors Who Have Signing Authority | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve KMPG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve D&O Insurance for Directors and Executives | Management | For | For |
9 | Approve Related Party Transaction | Management | For | For |
10 | Approve Purchase of Ordinary Shares in Serm Suk PCL from Thai Beverage Logistics Co., Ltd. | Management | For | For |
11 | Approve Purchase of Ordinary Shares in United Products Co. Ltd. from Sura Piset Pattharalanna Co., Ltd. | Management | For | For |
12 | Other Business | Management | For | Against |
THE CHEFS' WAREHOUSE, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: CHEF
SECURITY ID: 163086101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Austin | Management | For | For |
1.2 | Elect Director John A. Couri | Management | For | For |
1.3 | Elect Director L. Kevin Cox | Management | For | For |
1.4 | Elect Director Dean Facatselis | Management | For | For |
1.5 | Elect Director Stephen Hanson | Management | For | For |
1.6 | Elect Director Christopher Pappas | Management | For | For |
1.7 | Elect Director John Pappas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
THE COCA-COLA COMPANY
MEETING DATE: APR 25, 2012 |
||||
TICKER: KO
SECURITY ID: 191216100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Richard M. Daley | Management | For | For |
5 | Elect Director Barry Diller | Management | For | For |
6 | Elect Director Evan G. Greenberg | Management | For | For |
7 | Elect Director Alexis M. Herman | Management | For | For |
8 | Elect Director Muhtar Kent | Management | For | For |
9 | Elect Director Donald R. Keough | Management | For | For |
10 | Elect Director Robert A. Kotick | Management | For | For |
11 | Elect Director Maria Elena Lagomasino | Management | For | For |
12 | Elect Director Donald F. McHenry | Management | For | For |
13 | Elect Director Sam Nunn | Management | For | For |
14 | Elect Director James D. Robinson, III | Management | For | For |
15 | Elect Director Peter V. Ueberroth | Management | For | For |
16 | Elect Director Jacob Wallenberg | Management | For | For |
17 | Elect Director James B. Williams | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE FRESH MARKET, INC.
MEETING DATE: AUG 18, 2011 |
||||
TICKER: TFM
SECURITY ID: 35804H106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Noll | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE FRESH MARKET, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: TFM
SECURITY ID: 35804H106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brett Berry | Management | For | For |
1.2 | Elect Director David Rea | Management | For | For |
1.3 | Elect Director Bob Sasser | Management | For | For |
1.4 | Elect Director Steven Tanger | Management | For | For |
1.5 | Elect Director Craig Carlock | Management | For | For |
1.6 | Elect Director Jane Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
THE PANTRY, INC.
MEETING DATE: MAR 14, 2012 |
||||
TICKER: PTRY
SECURITY ID: 698657103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Bernstock | Management | For | For |
1.2 | Elect Director Paul L. Brunswick | Management | For | For |
1.3 | Elect Director Wilfred A. Finnegan | Management | For | For |
1.4 | Elect Director Edwin J. Holman | Management | For | For |
1.5 | Elect Director Terry L. McElroy | Management | For | For |
1.6 | Elect Director Mark D. Miles | Management | For | For |
1.7 | Elect Director Bryan E. Monkhouse | Management | For | For |
1.8 | Elect Director Thomas M. Murnane | Management | For | For |
1.9 | Elect Director Maria C. Richter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 11, 2011 |
||||
TICKER: PG
SECURITY ID: 742718109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
5 | Elect Director Robert A. McDonald | Management | For | For |
6 | Elect Director W. James McNerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Margaret C. Whitman | Management | For | For |
9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
10 | Elect Director Patricia A. Woertz | Management | For | For |
11 | Elect Director Ernesto Zedillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Articles of Incorporation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Phase Out Use of Laboratory Animals in Pet Food Product Testing | Shareholder | Against | Abstain |
18 | Report on Political Contributions and Provide Advisory Vote | Shareholder | Against | Abstain |
TREASURY WINE ESTATES LTD.
MEETING DATE: OCT 25, 2011 |
||||
TICKER: TWE
SECURITY ID: Q9194S107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of the Remuneration Report | Management | For | For |
3 | Elect Margaret Lyndsey Cattermole as a Director | Management | For | For |
4 | Approve the Grant of Performance Rights to David Dearie, Chief Executive Officer of the Company | Management | For | For |
5 | Approve the Treatment of Any Termination Benefit Payable to Senior Executives Under the Company's Long Term Incentive Scheme | Management | For | For |
UNILEVER NV
MEETING DATE: SEP 16, 2011 |
||||
TICKER: UN
SECURITY ID: 904784709
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Board to Repurchase Outstanding 6 Percent and 7 Percent Cumulative Preference Shares | Management | For | For |
UNILEVER NV
MEETING DATE: MAY 09, 2012 |
||||
TICKER: UN
SECURITY ID: 904784709
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | Management | For | For |
6 | Relect R.J.M.S. Huet as CFO to Board of Directors | Management | For | For |
7 | Reelect L.O. Fresco to Board of Directors | Management | For | For |
8 | Reelect A.M. Fudge to Board of Directors | Management | For | For |
9 | Reelect C.E. Golden to Board of Directors | Management | For | For |
10 | Reelect B.E. Grote to Board of Directors | Management | For | For |
11 | Reelect S.B. Mittal to Board of Directors | Management | For | For |
12 | Reelect H. Nyasulu to Board of Directors | Management | For | For |
13 | Reelect M. Rifkind to Board of Directors | Management | For | For |
14 | Reelect K.J. Storm to Board of Directors | Management | For | For |
15 | Reelect M. Treschow to Board of Directors | Management | For | For |
16 | Reelect P.S. Walsh to Board of Directors | Management | For | For |
17 | Amend Articles of Association | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Approve Authorization to Cancel Ordinary Shares | Management | For | For |
20 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
21 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
22 | Allow Questions and Close Meeting | Management | None | None |
UNITED NATURAL FOODS, INC.
MEETING DATE: DEC 13, 2011 |
||||
TICKER: UNFI
SECURITY ID: 911163103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael S. Funk | Management | For | For |
2 | Elect Director James P. Heffernan | Management | For | For |
3 | Elect Director Steven L. Spinner | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
VITERRA INC.
MEETING DATE: MAR 08, 2012 |
||||
TICKER: VT
SECURITY ID: 92849T108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Birks | Management | For | For |
1.2 | Elect Director Thomas Chambers | Management | For | For |
1.3 | Elect Director Bonnie DuPont | Management | For | For |
1.4 | Elect Director Brian Gibson | Management | For | For |
1.5 | Elect Director Perry Gunner | Management | For | For |
1.6 | Elect Director Tim Hearn | Management | For | For |
1.7 | Elect Director Dallas Howe | Management | For | For |
1.8 | Elect Director Kevin Osborn | Management | For | For |
1.9 | Elect Director Herbert Pinder Jr. | Management | For | For |
1.10 | Elect Director Larry Ruud | Management | For | For |
1.11 | Elect Director Mayo Schmidt | Management | For | For |
1.12 | Elect Director Max Venning | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Amend By-Laws | Management | For | For |
WALGREEN CO.
MEETING DATE: JAN 11, 2012 |
||||
TICKER: WAG
SECURITY ID: 931422109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
WANT WANT CHINA HOLDINGS LTD.
MEETING DATE: APR 27, 2012 |
||||
TICKER: 00151
SECURITY ID: G9431R103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Liao Ching-Tsun as Director | Management | For | Against |
3b | Reelect Tsai Shao-Chung as Director | Management | For | Against |
3c | Reelect Maki Haruo as Director | Management | For | Against |
3d | Reelect Pei Kerwei as Director | Management | For | Against |
3e | Reelect Chien Wen-Guey as Director | Management | For | For |
3f | Reelect Kao Ruey-Bin as Director | Management | For | Against |
3g | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
VOTE SUMMARY REPORT
SELECT DEFENSE AND AEROSPACE PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AERCAP HOLDINGS NV
MEETING DATE: MAY 31, 2012 |
||||
TICKER: AER
SECURITY ID: N00985106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Board of Directors | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Discharge of Board of Directors | Management | For | For |
6 | Designate CFO to Represent the Management in Case All Directors are Absent or Prevented from Acting | Management | For | For |
7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
8 | Approve Cancellation of Repurchased Shares | Management | For | For |
9a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9b | Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Cancellation of Repurchased Shares | Management | For | For |
11 | Amend Articles Re: Implementation One-Tier Board Structure and Designate Directors and NautaDutilh to Implement Resolutions | Management | For | For |
12 | Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
AIR LEASE CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: AL
SECURITY ID: 00912X302
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John G. Danhakl | Management | For | For |
2 | Elect Director Matthew J. Hart | Management | For | For |
3 | Elect Director Robert A. Milton | Management | For | For |
4 | Elect Director John L. Plueger | Management | For | For |
5 | Elect Director Antony P. Ressler | Management | For | For |
6 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
7 | Elect Director Ian M. Saines | Management | For | For |
8 | Elect Director Ronald D. Sugar | Management | For | For |
9 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ALLEGHENY TECHNOLOGIES INCORPORATED
MEETING DATE: MAY 11, 2012 |
||||
TICKER: ATI
SECURITY ID: 01741R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Harshman | Management | For | Withhold |
1.2 | Elect Director Diane C. Creel | Management | For | Withhold |
1.3 | Elect Director John R. Pipski | Management | For | Withhold |
1.4 | Elect Director James E. Rohr | Management | For | Withhold |
1.5 | Elect Director Louis J. Thomas | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
AMETEK, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: AME
SECURITY ID: 031100100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Malone | Management | For | For |
1.2 | Elect Director Elizabeth R. Varet | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BE AEROSPACE, INC.
MEETING DATE: JUL 26, 2011 |
||||
TICKER: BEAV
SECURITY ID: 073302101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Khoury | Management | For | For |
1.2 | Elect Director Jonathan M. Schofield | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CARPENTER TECHNOLOGY CORPORATION
MEETING DATE: OCT 10, 2011 |
||||
TICKER: CRS
SECURITY ID: 144285103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Mcmaster | Management | For | For |
1.2 | Elect Director Gregory A. Pratt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DIGITALGLOBE, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: DGI
SECURITY ID: 25389M877
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Eelct Director Nick S. Cyprus | Management | For | For |
1.2 | Elect Director Warren C. Jenson | Management | For | For |
1.3 | Elect Director Kimberly Till | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EMBRAER SA
MEETING DATE: JAN 10, 2012 |
||||
TICKER: ERJ
SECURITY ID: 29082A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles and Consolidate Company's Bylaws | Management | For | For |
2 | Amend Stock Option Plan | Management | For | For |
EMBRAER SA
MEETING DATE: MAR 06, 2012 |
||||
TICKER: ERJ
SECURITY ID: 29082A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Arno Hugo Augustin Filho as Director and Cleber Ubiratan de Oliveira as Alternate | Management | For | For |
2 | Elect Board Chairman | Management | For | For |
EMBRAER SA
MEETING DATE: APR 26, 2012 |
||||
TICKER: ERJ
SECURITY ID: 29082A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Committee Members | Management | For | Against |
5 | Approve Remuneration of Fiscal Council Members | Management | For | For |
ESTERLINE TECHNOLOGIES CORPORATION
MEETING DATE: MAR 07, 2012 |
||||
TICKER: ESL
SECURITY ID: 297425100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Delores M. Etter | Management | For | For |
2 | Elect Director Mary L. Howell | Management | For | For |
3 | Elect Director Jerry D. Leitman | Management | For | For |
4 | Elect Director Gary E. Pruitt | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FLIR SYSTEMS, INC.
MEETING DATE: APR 27, 2012 |
||||
TICKER: FLIR
SECURITY ID: 302445101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl R. Lewis | Management | For | For |
1.2 | Elect Director Steven E. Wynne | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
GENERAL DYNAMICS CORPORATION
MEETING DATE: MAY 02, 2012 |
||||
TICKER: GD
SECURITY ID: 369550108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary T. Barra | Management | For | For |
2 | Elect Director Nicholas D. Chabraja | Management | For | For |
3 | Elect Director James S. Crown | Management | For | For |
4 | Elect Director William P. Fricks | Management | For | For |
5 | Elect Director Jay L. Johnson | Management | For | For |
6 | Elect Director James L. Jones | Management | For | For |
7 | Elect Director Paul G. Kaminski | Management | For | For |
8 | Elect Director John M. Keane | Management | For | For |
9 | Elect Director Lester L. Lyles | Management | For | For |
10 | Elect Director Phebe N. Novakovic | Management | For | For |
11 | Elect Director William A. Osborn | Management | For | For |
12 | Elect Director Robert Walmsley | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
16 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
HAYNES INTERNATIONAL, INC.
MEETING DATE: FEB 27, 2012 |
||||
TICKER: HAYN
SECURITY ID: 420877201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul J. Bohan | Management | For | For |
2 | Elect Director Donald C. Campion | Management | For | For |
3 | Elect Director Mark M. Comerford | Management | For | For |
4 | Elect Director John C. Corey | Management | For | For |
5 | Elect Director Robert H. Getz | Management | For | For |
6 | Elect Director Timothy J. McCarthy | Management | For | For |
7 | Elect Director William P. Wall | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEICO CORPORATION
MEETING DATE: MAR 26, 2012 |
||||
TICKER: HEI
SECURITY ID: 422806109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adolfo Henriques | Management | For | For |
1.2 | Elect Director Samuel L. Higginbottom | Management | For | For |
1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
1.4 | Elect Director Wolfgang Mayrhuber | Management | For | For |
1.5 | Elect Director Eric A. Mendelson | Management | For | For |
1.6 | Elect Director Laurans A. Mendelson | Management | For | For |
1.7 | Elect Director Victor H. Mendelson | Management | For | For |
1.8 | Elect Director Alan Schriesheim | Management | For | For |
1.9 | Elect Director Frank J. Schwitter | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Increase Authorized Class A Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 23, 2012 |
||||
TICKER: HON
SECURITY ID: 438516106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Require Independent Board Chairman | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
IROBOT CORPORATION
MEETING DATE: MAY 22, 2012 |
||||
TICKER: IRBT
SECURITY ID: 462726100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colin M. Angle | Management | For | For |
1.2 | Elect Director Ronald Chwang | Management | For | For |
1.3 | Elect Director Paul J. Kern | Management | For | For |
1.4 | Elect Director Deborah G. Ellinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 26, 2012 |
||||
TICKER: LMT
SECURITY ID: 539830109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nolan D. Archibald | Management | For | For |
2 | Elect Director Rosalind G. Brewer | Management | For | For |
3 | Elect Director David B. Burritt | Management | For | For |
4 | Elect Director James O. Ellis, Jr. | Management | For | For |
5 | Elect Director Thomas J. Falk | Management | For | For |
6 | Elect Director Gwendolyn S. King | Management | For | For |
7 | Elect Director James M. Loy | Management | For | For |
8 | Elect Director Douglas H. McCorkindale | Management | For | For |
9 | Elect Director Joseph W. Ralston | Management | For | For |
10 | Elect Director Anne Stevens | Management | For | For |
11 | Elect Director Robert J. Stevens | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
MEGGITT PLC
MEETING DATE: APR 26, 2012 |
||||
TICKER: MGGT
SECURITY ID: G59640105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir Colin Terry as Director | Management | For | For |
5 | Re-elect Terry Twigger as Director | Management | For | For |
6 | Re-elect Philip Green as Director | Management | For | For |
7 | Re-elect Paul Heiden as Director | Management | For | For |
8 | Re-elect David Robins as Director | Management | For | For |
9 | Re-elect David Williams as Director | Management | For | For |
10 | Re-elect Stephen Young as Director | Management | For | For |
11 | Elect Brenda Reichelderfer as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Approve EU Political Donations and Expenditure | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
MOOG INC.
MEETING DATE: JAN 11, 2012 |
||||
TICKER: MOG.A
SECURITY ID: 615394202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Lipke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ORBITAL SCIENCES CORPORATION
MEETING DATE: APR 25, 2012 |
||||
TICKER: ORB
SECURITY ID: 685564106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Hanisee | Management | For | For |
2 | Elect Director James G. Roche | Management | For | For |
3 | Elect Director Harrison H. Schmitt | Management | For | For |
4 | Elect Director James R. Thompson | Management | For | For |
5 | Elect Director Scott L. Webster | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 16, 2011 |
||||
TICKER: PCP
SECURITY ID: 740189105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don R. Graber | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
1.3 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RAYTHEON COMPANY
MEETING DATE: MAY 31, 2012 |
||||
TICKER: RTN
SECURITY ID: 755111507
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Cartwright | Management | For | For |
2 | Elect Director Vernon E. Clark | Management | For | For |
3 | Elect Director John M. Deutch | Management | For | For |
4 | Elect Director Stephen J. Hadley | Management | For | For |
5 | Elect Director Frederic M. Poses | Management | For | For |
6 | Elect Director Michael C. Ruettgers | Management | For | For |
7 | Elect Director Ronald L. Skates | Management | For | For |
8 | Elect Director William R. Spivey | Management | For | For |
9 | Elect Director Linda G. Stuntz | Management | For | For |
10 | Elect Director William H. Swanson | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ROCKWELL COLLINS, INC.
MEETING DATE: FEB 03, 2012 |
||||
TICKER: COL
SECURITY ID: 774341101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A.J. Carbone | Management | For | For |
1.2 | Elect Director C.M. Jones | Management | For | For |
1.3 | Elect Director C.L. Shavers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ROLLS-ROYCE HOLDINGS PLC
MEETING DATE: MAY 04, 2012 |
||||
TICKER: RR.
SECURITY ID: G76225104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Lewis Booth as Director | Management | For | For |
4 | Elect Sir Frank Chapman as Director | Management | For | For |
5 | Elect Mark Morris as Director | Management | For | For |
6 | Re-elect Sir Simon Robertson as Director | Management | For | For |
7 | Re-elect John Rishton as Director | Management | For | For |
8 | Re-elect Dame Helen Alexander as Director | Management | For | For |
9 | Re-elect Peter Byrom as Director | Management | For | For |
10 | Re-elect Iain Conn as Director | Management | For | For |
11 | Re-elect James Guyette as Director | Management | For | For |
12 | Re-elect John McAdam as Director | Management | For | For |
13 | Re-elect John Neill as Director | Management | For | For |
14 | Re-elect Colin Smith as Director | Management | For | For |
15 | Re-elect Ian Strachan as Director | Management | For | For |
16 | Re-elect Mike Terrett as Director | Management | For | For |
17 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Approve Payment to Shareholders by Way of a Bonus Issue | Management | For | For |
20 | Approve EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
RTI INTERNATIONAL METALS, INC.
MEETING DATE: APR 27, 2012 |
||||
TICKER: RTI
SECURITY ID: 74973W107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel I. Booker | Management | For | For |
1.2 | Elect Director Ronald L. Gallatin | Management | For | For |
1.3 | Elect Director Charles C. Gedeon | Management | For | For |
1.4 | Elect Director Robert M. Hernandez | Management | For | For |
1.5 | Elect Director Dawne S. Hickton | Management | For | For |
1.6 | Elect Director Edith E. Holiday | Management | For | For |
1.7 | Elect Director Rokus L. van Iperen | Management | For | For |
1.8 | Elect Director Bryan T. Moss | Management | For | For |
1.9 | Elect Director James A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIFCO INDUSTRIES, INC.
MEETING DATE: JAN 31, 2012 |
||||
TICKER: SIF
SECURITY ID: 826546103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey P. Gotschall | Management | For | For |
1.2 | Elect Director John G. Chapman, Sr. | Management | For | For |
1.3 | Elect Director Michael S. Lipscomb | Management | For | For |
1.4 | Elect Director Donald C. Molten, Jr. | Management | For | For |
1.5 | Elect Director Alayne L. Reitman | Management | For | For |
1.6 | Elect Director Hudson D. Smith | Management | For | For |
1.7 | Elect Director Mark J. Silk | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 25, 2012 |
||||
TICKER: TDY
SECURITY ID: 879360105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Simon M. Lorne | Management | For | For |
1.2 | Elect Director Paul D. Miller | Management | For | For |
1.3 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TEXTRON INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: TXT
SECURITY ID: 883203101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott C. Donnelly | Management | For | For |
2 | Elect Director James T. Conway | Management | For | For |
3 | Elect Director Lawrence K. Fish | Management | For | For |
4 | Elect Director Paul E. Gagne | Management | For | For |
5 | Elect Director Dain M. Hancock | Management | For | For |
6 | Elect Director Lloyd G. Trotter | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
THE BOEING COMPANY
MEETING DATE: APR 30, 2012 |
||||
TICKER: BA
SECURITY ID: 097023105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David L. Calhoun | Management | For | For |
2 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
3 | Elect Director Linda Z. Cook | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | For |
5 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
6 | Elect Director Lawrence W. Kellner | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director Susan C. Schwab | Management | For | For |
10 | Elect Director Ronald A. Williams | Management | For | For |
11 | Elect Director Mike S. Zafirovski | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
TRANSDIGM GROUP INCORPORATED
MEETING DATE: FEB 23, 2012 |
||||
TICKER: TDG
SECURITY ID: 893641100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Nicholas Howley | Management | For | Withhold |
1.2 | Elect Director William Dries | Management | For | For |
1.3 | Elect Director Robert Small | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TRIUMPH GROUP, INC.
MEETING DATE: JUL 27, 2011 |
||||
TICKER: TGI
SECURITY ID: 896818101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Bourgon | Management | For | For |
1.2 | Elect Director Elmer L. Doty | Management | For | For |
1.3 | Elect Director Ralph E. Eberhart | Management | For | For |
1.4 | Elect Director Richard C. Gozon | Management | For | For |
1.5 | Elect Director Richard C. Ill | Management | For | For |
1.6 | Elect Director Claude F. Kronk | Management | For | For |
1.7 | Elect Director Adam J. Palmer | Management | For | For |
1.8 | Elect Director Joseph M. Silvestri | Management | For | For |
1.9 | Elect Director George Simpson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 11, 2012 |
||||
TICKER: UTX
SECURITY ID: 913017109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Richard D. McCormick | Management | For | For |
8 | Elect Director Harold McGraw, III | Management | For | For |
9 | Elect Director Richard B. Myers | Management | For | For |
10 | Elect Director H. Patrick Swygert | Management | For | For |
11 | Elect Director Andre Villeneuve | Management | For | For |
12 | Elect Director Christine Todd Whitman | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WESCO AIRCRAFT HOLDINGS, INC.
MEETING DATE: MAR 07, 2012 |
||||
TICKER: WAIR
SECURITY ID: 950814103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dayne A. Baird | Management | For | For |
1.2 | Elect Director Jay L. Haberland | Management | For | For |
1.3 | Elect Director David L. Squier | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT ELECTRONICS PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACME PACKET, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: APKT
SECURITY ID: 004764106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David B. Elsbree | Management | For | For |
2 | Elect Director Patrick J. MeLampy | Management | For | For |
3 | Elect Director Robert G. Ory | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADVANCED ENERGY INDUSTRIES, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: AEIS
SECURITY ID: 007973100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas S. Schatz | Management | For | For |
1.2 | Elect Director Frederick A. Ball | Management | For | For |
1.3 | Elect Director Richard P. Beck | Management | For | For |
1.4 | Elect Director Garry W. Rogerson | Management | For | For |
1.5 | Elect Director Trung T. Doan | Management | For | For |
1.6 | Elect Director Edward C. Grady | Management | For | For |
1.7 | Elect Director Terry Hudgens | Management | For | For |
1.8 | Elect Director Thomas M. Rohrs | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ADVANCED MICRO DEVICES, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: AMD
SECURITY ID: 007903107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Henry WK Chow | Management | For | For |
5 | Elect Director Craig A. Conway | Management | For | For |
6 | Elect Director Nicholas M. Donofrio | Management | For | For |
7 | Elect Director H. Paulett Eberhart | Management | For | For |
8 | Elect Director Waleed Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Elect Director Rory P. Read | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AEROFLEX HOLDING CORP.
MEETING DATE: NOV 16, 2011 |
||||
TICKER: ARX
SECURITY ID: 007767106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. McKeon | Management | For | For |
1.2 | Elect Director Leonard Borow | Management | For | For |
1.3 | Elect Director John Buyko | Management | For | For |
1.4 | Elect Director Prescott H. Ashe | Management | For | For |
1.5 | Elect Director Joe Benavides | Management | For | For |
1.6 | Elect Director Hugh Evans | Management | For | For |
1.7 | Elect Director Bradley J. Gross | Management | For | For |
1.8 | Elect Director John D. Knoll | Management | For | For |
1.9 | Elect Director Ramzi M. Musallam | Management | For | For |
1.10 | Elect Director Richard N. Nottenburg | Management | For | For |
1.11 | Elect Director Charles S. Ream | Management | For | For |
1.12 | Elect Director Mark H. Ronald | Management | For | For |
1.13 | Elect Director General Peter J. Schoomaker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
MEETING DATE: NOV 18, 2011 |
||||
TICKER: AOSL
SECURITY ID: G6331P104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mike F. Chang as Director | Management | For | For |
1.2 | Elect Yueh-Se Ho as Director | Management | For | For |
1.3 | Elect Chung Te Chang as Director | Management | For | Withhold |
1.4 | Elect Mark A. Stevens as Director | Management | For | For |
1.5 | Elect Howard M. Bailey as Director | Management | For | For |
1.6 | Elect Thomas W. Steipp as Director | Management | For | For |
1.7 | Elect Richard W. Sevcik as Director | Management | For | For |
2 | Appoint Grant Thornton, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ALTERA CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ALTR
SECURITY ID: 021441100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director T. Michael Nevens | Management | For | For |
3 | Elect Director Elisha W. Finney | Management | For | For |
4 | Elect Director Kevin McGarity | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Thomas H. Waechter | Management | For | For |
8 | Elect Director Susan Wang | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Provide Right to Act by Written Consent | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify Auditors | Management | For | For |
AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: AMKR
SECURITY ID: 031652100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Kenneth T. Joyce | Management | For | For |
1.3 | Elect Director Roger A. Carolin | Management | For | For |
1.4 | Elect Director Winston J. Churchill | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | Withhold |
1.6 | Elect Director John F. Osborne | Management | For | For |
1.7 | Elect Director James W. Zug | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AMPHENOL CORPORATION
MEETING DATE: MAY 23, 2012 |
||||
TICKER: APH
SECURITY ID: 032095101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward G. Jepsen | Management | For | For |
1.2 | Elect Director John R. Lord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ANALOG DEVICES, INC.
MEETING DATE: MAR 13, 2012 |
||||
TICKER: ADI
SECURITY ID: 032654105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ray Stata | Management | For | For |
2 | Elect Director Jerald G. Fishman | Management | For | For |
3 | Elect Director James A. Champy | Management | For | For |
4 | Elect Director John C. Hodgson | Management | For | For |
5 | Elect Director Yves-Andre Istel | Management | For | For |
6 | Elect Director Neil Novich | Management | For | For |
7 | Elect Director F. Grant Saviers | Management | For | For |
8 | Elect Director Paul J. Severino | Management | For | For |
9 | Elect Director Kenton J. Sicchitano | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
APPLIED MATERIALS, INC.
MEETING DATE: MAR 06, 2012 |
||||
TICKER: AMAT
SECURITY ID: 038222105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aart J. de Geus | Management | For | For |
2 | Elect Director Stephen R. Forrest | Management | For | For |
3 | Elect Director Thomas J. Iannotti | Management | For | For |
4 | Elect Director Susan M. James | Management | For | For |
5 | Elect Director Alexander A. Karsner | Management | For | For |
6 | Elect Director Gerhard H. Parker | Management | For | For |
7 | Elect Director Dennis D. Powell | Management | For | For |
8 | Elect Director Willem P. Roelandts | Management | For | For |
9 | Elect Director James E. Rogers | Management | For | For |
10 | Elect Director Michael R. Splinter | Management | For | For |
11 | Elect Director Robert H. Swan | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Amend Executive Incentive Bonus Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 16, 2011 |
||||
TICKER: AMCC
SECURITY ID: 03822W406
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cesar Cesaratto | Management | For | For |
2 | Elect Director H.K. Desai | Management | For | For |
3 | Elect Director Paramesh Gopi | Management | For | For |
4 | Elect Director Paul R. Gray | Management | For | For |
5 | Elect Director Fred Shlapak | Management | For | For |
6 | Elect Director Arthur B. Stabenow | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARM HOLDINGS PLC
MEETING DATE: MAY 03, 2012 |
||||
TICKER: ARM
SECURITY ID: 042068106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4.0 | Elect Sir John Buchanan as Director | Management | For | For |
4.1 | Re-elect Warren East as Director | Management | For | For |
5 | Re-elect Andy Green as Director | Management | For | For |
6 | Re-elect Larry Hirst as Director | Management | For | For |
7 | Re-elect Mike Inglis as Director | Management | For | For |
8 | Re-elect Mike Muller as Director | Management | For | For |
9 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
10 | Re-elect Janice Roberts as Director | Management | For | For |
11 | Re-elect Philip Rowley as Director | Management | For | For |
12 | Re-elect Tim Score as Director | Management | For | For |
13 | Re-elect Simon Segars as Director | Management | For | For |
14 | Re-elect Young Sohn as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ASML HOLDING NV
MEETING DATE: APR 25, 2012 |
||||
TICKER: ASML
SECURITY ID: N07059186
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.46 Per Share | Management | For | For |
8 | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
9 | Approve the Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
10 | Notification of the Intended Extension of the Appointment Term of E. Meurice to the Management Board | Management | None | None |
11a | Reelect O. Bilous to Supervisory Board | Management | For | For |
11b | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
11c | Reelect A.P.M. van der Poel to Supervisory Board | Management | For | For |
12 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg, P.F.M. van der Meer Mohr, W.T. Siegle, J.W.B. Westerburgen and W.H. Ziebart by Rotation in 2013 | Management | None | None |
13 | Ratify Deloitte Accountants as Auditors | Management | For | For |
14a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
14b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14a | Management | For | For |
14c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
14d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14c | Management | For | For |
15a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15b | Authorize Additionnal Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Authorize Cancellation of Repurchased Shares | Management | For | For |
17 | Other Business (Non-Voting) | Management | None | None |
18 | Close Meeting | Management | None | None |
ATMEL CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: ATML
SECURITY ID: 049513104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven Laub | Management | For | For |
2 | Elect Director Tsung-ching Wu | Management | For | For |
3 | Elect Director David Sugishita | Management | For | For |
4 | Elect Director Papken Der Torossian | Management | For | For |
5 | Elect Director Jack L. Saltich | Management | For | For |
6 | Elect Director Charles Carinalli | Management | For | For |
7 | Elect Director Edward Ross | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVAGO TECHNOLOGIES LIMITED
MEETING DATE: APR 04, 2012 |
||||
TICKER: AVGO
SECURITY ID: Y0486S104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Hock E. Tan as Director | Management | For | For |
1b | Reelect Adam H. Clammer as Director | Management | For | For |
1c | Reelect John T. Dickson as Director | Management | For | For |
1d | Reelect James V. Diller as Director | Management | For | For |
1e | Reelect Kenneth Y. Hao as Director | Management | For | For |
1f | Reelect John Min-Chih Hsuan as Director | Management | For | For |
1g | Reelect Justine F. Lien as Director | Management | For | For |
1h | Reelect Donald Macleod as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVX CORPORATION
MEETING DATE: JUL 20, 2011 |
||||
TICKER: AVX
SECURITY ID: 002444107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kensuke Itoh | Management | For | Withhold |
1.2 | Elect Director Tatsumi Maeda | Management | For | For |
1.3 | Elect Director Donald B. Christiansen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BCD SEMICONDUCTOR MANUFACTURING LIMITED
MEETING DATE: DEC 22, 2011 |
||||
TICKER: BCDS
SECURITY ID: 055347207
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Chieh Chang as a Director | Management | For | Against |
2 | Reelect Joseph Liu as a Director | Management | For | Against |
BENCHMARK ELECTRONICS, INC.
MEETING DATE: MAY 09, 2012 |
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TICKER: BHE
SECURITY ID: 08160H101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cary T. Fu | Management | For | For |
1.2 | Elect Director Michael R. Dawson | Management | For | For |
1.3 | Elect Director Gayla J. Delly | Management | For | For |
1.4 | Elect Director Peter G. Dorflinger | Management | For | For |
1.5 | Elect Director Douglas G. Duncan | Management | For | For |
1.6 | Elect Director David W. Scheible | Management | For | For |
1.7 | Elect Director Bernee D.L. Strom | Management | For | For |
1.8 | Elect Director Clay C. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BROADCOM CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: BRCM
SECURITY ID: 111320107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director Maria Klawe | Management | For | For |
1.5 | Elect Director John E. Major | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director William T. Morrow | Management | For | For |
1.8 | Elect Director Henry Samueli | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 20, 2012 |
||||
TICKER: BRCD
SECURITY ID: 111621306
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Judy Bruner | Management | For | For |
2 | Elect Director John W. Gerdelman | Management | For | For |
3 | Elect Director David L. House | Management | For | For |
4 | Elect Director Glenn C. Jones | Management | For | For |
5 | Elect Director Michael Klayko | Management | For | For |
6 | Elect Director L. William Krause | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CABOT MICROELECTRONICS CORPORATION
MEETING DATE: MAR 06, 2012 |
||||
TICKER: CCMP
SECURITY ID: 12709P103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Frazee, Jr. | Management | For | For |
1.2 | Elect Director Barbara A. Klein | Management | For | For |
1.3 | Elect Director William P. Noglows | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC.
MEETING DATE: DEC 07, 2011 |
||||
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Arun Sarin | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
18 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
19 | Stock Retention/Holding Period | Shareholder | Against | Against |
COHU, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: COHU
SECURITY ID: 192576106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harry L. Casari | Management | For | For |
1.2 | Elect Director Harold Harrigian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
CORNING INCORPORATED
MEETING DATE: APR 26, 2012 |
||||
TICKER: GLW
SECURITY ID: 219350105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director Stephanie A. Burns | Management | For | For |
3 | Elect Director John A. Canning, Jr. | Management | For | For |
4 | Elect Director Richard T. Clark | Management | For | For |
5 | Elect Director James B. Flaws | Management | For | For |
6 | Elect Director Gordon Gund | Management | For | For |
7 | Elect Director Kurt M. Landgraf | Management | For | For |
8 | Elect Director Deborah D. Rieman | Management | For | For |
9 | Elect Director H. Onno Ruding | Management | For | For |
10 | Elect Director Mark S. Wrighton | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
CREE, INC.
MEETING DATE: OCT 25, 2011 |
||||
TICKER: CREE
SECURITY ID: 225447101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director Clyde R. Hosein | Management | For | For |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
1.4 | Elect Director Franco Plastina | Management | For | For |
1.5 | Elect Director Alan J. Ruud | Management | For | For |
1.6 | Elect Director Robert L. Tillman | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CSR PLC
MEETING DATE: MAY 23, 2012 |
||||
TICKER: CSR
SECURITY ID: G1790J103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Joep van Beurden as Director | Management | For | Against |
4 | Re-elect Kanwar Chadha as Director | Management | For | Against |
5 | Re-elect Will Gardiner as Director | Management | For | Against |
6 | Re-elect Chris Ladas as Director | Management | For | Against |
7 | Re-elect Andrew Allner as Director | Management | For | Against |
8 | Re-elect Anthony Carlisle as Director | Management | For | Against |
9 | Re-elect Sergio Giacoletto-Roggio as Director | Management | For | Against |
10 | Re-elect Ron Mackintosh as Director | Management | For | Against |
11 | Re-elect Teresa Vega as Director | Management | For | For |
12 | Elect Dr Levy Gerzberg as Director | Management | For | Against |
13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Approve Global Employee Share Purchase Plan | Management | For | For |
17 | Amend Employee Share Purchase Plan | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CYMER, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: CYMI
SECURITY ID: 232572107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
1.7 | Elect Director Peter J. Simone | Management | For | For |
1.8 | Elect Director Young K. Sohn | Management | For | For |
1.9 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 11, 2012 |
||||
TICKER: CY
SECURITY ID: 232806109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director J.D. Sherman | Management | For | For |
1.8 | Elect Director Wilbert van den Hoek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DEMAND MEDIA, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: DMD
SECURITY ID: 24802N109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaurav Bhandari | Management | For | For |
1.2 | Elect Director Peter Guber | Management | For | Withhold |
1.3 | Elect Director Robert R. Bennett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ENTEGRIS, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: ENTG
SECURITY ID: 29362U104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gideon Argov | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director Marvin D. Burkett | Management | For | For |
1.4 | Elect Director R. Nicholas Burns | Management | For | For |
1.5 | Elect Director Daniel W. Christman | Management | For | For |
1.6 | Elect Director Roger D. McDaniel | Management | For | For |
1.7 | Elect Director Paul L.H. Olson | Management | For | For |
1.8 | Elect Director Brian F. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENTROPIC COMMUNICATIONS, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: ENTR
SECURITY ID: 29384R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth Merchant | Management | For | For |
1.2 | Elect Director Umesh Padval | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
MEETING DATE: MAY 03, 2012 |
||||
TICKER: ERIC
SECURITY ID: 294821608
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | None | None |
3 | Approve Agenda of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
7 | Receive President's Report; Allow Questions | Management | None | None |
8.1 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
8.3 | Approve Allocation of Income and Dividends of SEK 2.50 per Share | Management | For | Did Not Vote |
9.1 | Determine Number of Members (12) and Deputy Members of Board (0) | Management | For | Did Not Vote |
9.2 | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 875,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | Did Not Vote |
9.3 | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, H. Vestberg, M. Volpi, and J. Wallenberg as Directors; Elect A. Izosimov as New Director | Management | For | Did Not Vote |
9.4 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
9.5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11.1 | Approve 2012 Share Matching Plan for All Employees | Management | For | Did Not Vote |
11.2 | Authorize Reissuance of 13.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for All Employees | Management | For | Did Not Vote |
11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | Did Not Vote |
11.4 | Approve 2012 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
11.5 | Authorize Reissuance of 10.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
11.6 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | Did Not Vote |
11.7 | Approve 2012 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
11.8 | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2012 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | Did Not Vote |
12 | Authorize Reissuance of up to 15.5 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2008, 2009, 2010, and 2011 Long-Term Variable Compensation Plans | Management | For | Did Not Vote |
13 | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | For | Did Not Vote |
14 | Close Meeting | Management | None | None |
EXAR CORPORATION
MEETING DATE: AUG 31, 2011 |
||||
TICKER: EXAR
SECURITY ID: 300645108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Izak Bencuya | Management | For | For |
1.2 | Elect Director Pierre Guilbault | Management | For | For |
1.3 | Elect Director Brian Hilton | Management | For | For |
1.4 | Elect Director Richard L. Leza | Management | For | For |
1.5 | Elect Director Gary Meyers | Management | For | For |
1.6 | Elect Director Pedro P. Rodriguez | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FABRINET
MEETING DATE: DEC 12, 2011 |
||||
TICKER: FN
SECURITY ID: G3323L100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas F. Kelly | Management | For | For |
1.2 | Elect Director Frank H. Levinson | Management | For | For |
1.3 | Elect Director Virapan Pulges | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers ABAS Ltd. as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: FCS
SECURITY ID: 303726103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles P. Carinalli | Management | For | For |
2 | Elect Director Randy W. Carson | Management | For | For |
3 | Elect Director Terry A. Klebe | Management | For | For |
4 | Elect Director Anthony Lear | Management | For | For |
5 | Elect Director Thomas L. Magnanti | Management | For | For |
6 | Elect Director Kevin J. McGarity | Management | For | For |
7 | Elect Director Bryan R. Roub | Management | For | For |
8 | Elect Director Ronald W. Shelly | Management | For | For |
9 | Elect Director Mark S. Thompson | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Management | For | For |
13 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIRST SOLAR, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FSLR
SECURITY ID: 336433107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Ahearn | Management | For | For |
1.2 | Elect Director Richard D. Chapman | Management | For | For |
1.3 | Elect Director George A. Hambro | Management | For | For |
1.4 | Elect Director Craig Kennedy | Management | For | For |
1.5 | Elect Director James F. Nolan | Management | For | For |
1.6 | Elect Director William J. Post | Management | For | For |
1.7 | Elect Director J. Thomas Presby | Management | For | For |
1.8 | Elect Director Paul H. Stebbins | Management | For | For |
1.9 | Elect Director Michael Sweeney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 22, 2011 |
||||
TICKER: FLEX
SECURITY ID: Y2573F102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Robert L. Edwards as Director | Management | For | For |
1b | Reelect Daniel H. Schulman as Director | Management | For | For |
2 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
4 | Approve Changes in the Cash Compensation Payable to Non-Employee Directors and Additional Cash Compensation for the Chairman of the Board | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
1 | Authorize Share Repurchase Program | Management | For | For |
FREESCALE SEMICONDUCTOR HOLDINGS I, LTD.
MEETING DATE: APR 25, 2012 |
||||
TICKER: FSL
SECURITY ID: G3727Q101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Beyer | Management | For | For |
1.2 | Elect Director Chinh E. Chu | Management | For | For |
1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
1.4 | Elect Director Thomas H. Lister | Management | For | For |
1.5 | Elect Director John W. Marren | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director James A. Quella | Management | For | For |
1.8 | Elect Director Peter Smitham | Management | For | For |
1.9 | Elect Director Gregory L. Summe | Management | For | For |
1.10 | Elect Director Claudius E. Watts, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Company Name to Freescale Semiconductor, Ltd. | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HIMAX TECHNOLOGIES INC.
MEETING DATE: SEP 07, 2011 |
||||
TICKER: HIMX
SECURITY ID: 43289P106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports For the Year Ended Dec. 31, 2010 | Management | For | For |
2 | Reelect Chih-Chung Tsai as Director | Management | For | Against |
3 | Reelect Yuan-Chuan Horng as Independent Non-Executive Director | Management | For | Against |
4 | Adopt the Company's 2011 Long-Term Incentive Plan | Management | For | Against |
5 | Other Business (Voting) | Management | For | Against |
INPHI CORPORATION
MEETING DATE: DEC 08, 2011 |
||||
TICKER: IPHI
SECURITY ID: 45772F107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
INPHI CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: IPHI
SECURITY ID: 45772F107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diosdado P. Banatao | Management | For | For |
1.2 | Elect Director Ford Tamer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INTEL CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: INTC
SECURITY ID: 458140100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charlene Barshefsky | Management | For | For |
2 | Elect Director Andy D. Bryant | Management | For | For |
3 | Elect Director Susan L. Decker | Management | For | For |
4 | Elect Director John J. Donahoe | Management | For | For |
5 | Elect Director Reed E. Hundt | Management | For | For |
6 | Elect Director Paul S. Otellini | Management | For | For |
7 | Elect Director James D. Plummer | Management | For | For |
8 | Elect Director David S. Pottruck | Management | For | For |
9 | Elect Director Frank D. Yeary | Management | For | For |
10 | Elect Director David B. Yoffie | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
INTERMOLECULAR, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: IMI
SECURITY ID: 45882D109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marvin D. Burkett | Management | For | For |
1.2 | Elect Director John L. Walecka | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
INTERNATIONAL RECTIFIER CORPORATION
MEETING DATE: NOV 11, 2011 |
||||
TICKER: IRF
SECURITY ID: 460254105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Dahl | Management | For | For |
1.2 | Elect Director Dwight W. Decker | Management | For | For |
1.3 | Elect Director Rochus E. Vogt | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
INTERSIL CORPORATION
MEETING DATE: MAY 02, 2012 |
||||
TICKER: ISIL
SECURITY ID: 46069S109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David B. Bell | Management | For | For |
2 | Elect Director Robert W. Conn | Management | For | For |
3 | Elect Director James V. Diller | Management | For | For |
4 | Elect Director Gary E. Gist | Management | For | For |
5 | Elect Director Mercedes Johnson | Management | For | For |
6 | Elect Director Gregory Lang | Management | For | For |
7 | Elect Director Jan Peeters | Management | For | For |
8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
9 | Elect Director James A. Urry | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JABIL CIRCUIT, INC.
MEETING DATE: JAN 26, 2012 |
||||
TICKER: JBL
SECURITY ID: 466313103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha F. Brooks | Management | For | For |
1.2 | Elect Director Mel S. Lavitt | Management | For | For |
1.3 | Elect Director Timothy L. Main | Management | For | For |
1.4 | Elect Director William D. Morean | Management | For | For |
1.5 | Elect Director Lawrence J. Murphy | Management | For | For |
1.6 | Elect Director Frank A. Newman | Management | For | For |
1.7 | Elect Director Steven A. Raymund | Management | For | For |
1.8 | Elect Director Thomas A. Sansone | Management | For | For |
1.9 | Elect Director David M. Stout | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: JNPR
SECURITY ID: 48203R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mercedes Johnson | Management | For | For |
1.2 | Elect Director Scott Kriens | Management | For | For |
1.3 | Elect Director William R. Stensrud | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KLA-TENCOR CORPORATION
MEETING DATE: NOV 03, 2011 |
||||
TICKER: KLAC
SECURITY ID: 482480100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Calderoni | Management | For | For |
1.2 | Elect Director John T. Dickson | Management | For | For |
1.3 | Elect Director Kevin J. Kennedy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LAM RESEARCH CORPORATION
MEETING DATE: NOV 03, 2011 |
||||
TICKER: LRCX
SECURITY ID: 512807108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director Robert M. Berdahl | Management | For | For |
1.3 | Elect Director Eric K. Brandt | Management | For | For |
1.4 | Elect Director Michael R. Cannon | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Kim E. Perdikou | Management | For | For |
1.10 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
LAM RESEARCH CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: LRCX
SECURITY ID: 512807108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
LAM RESEARCH CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: LRCX
SECURITY ID: 512807108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
LINEAR TECHNOLOGY CORPORATION
MEETING DATE: NOV 02, 2011 |
||||
TICKER: LLTC
SECURITY ID: 535678106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
1.2 | Elect Director Lothar Maier | Management | For | For |
1.3 | Elect Director Arthur C. Agnos | Management | For | For |
1.4 | Elect Director John J. Gordon | Management | For | For |
1.5 | Elect Director David S. Lee | Management | For | For |
1.6 | Elect Director Richard M. Moley | Management | For | For |
1.7 | Elect Director Thomas S. Volpe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
LSI CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: LSI
SECURITY ID: 502161102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles A. Haggerty | Management | For | For |
2 | Elect Director Richard S. Hill | Management | For | For |
3 | Elect Director John H.F. Miner | Management | For | For |
4 | Elect Director Arun Netravali | Management | For | For |
5 | Elect Director Charles C. Pope | Management | For | For |
6 | Elect Director Gregorio Reyes | Management | For | For |
7 | Elect Director Michael G. Strachan | Management | For | For |
8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
9 | Elect Director Susan M. Whitney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: MRVL
SECURITY ID: G5876H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sehat Sutardja | Management | For | For |
2 | Elect Director Pantas Sutardja | Management | For | For |
3 | Elect Director Juergen Gromer | Management | For | For |
4 | Elect Director Arturo Krueger | Management | For | For |
5 | Elect Director Randhir Thakur | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: NOV 16, 2011 |
||||
TICKER: MXIM
SECURITY ID: 57772K101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | Withhold |
1.7 | Elect Director A. R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MEMC ELECTRONIC MATERIALS, INC.
MEETING DATE: MAY 25, 2012 |
||||
TICKER: WFR
SECURITY ID: 552715104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Boehlke | Management | For | For |
2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Repricing of Options | Management | For | Against |
6 | Declassify the Board of Directors | Shareholder | Against | For |
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 24, 2012 |
||||
TICKER: MU
SECURITY ID: 595112103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Robert L. Bailey | Management | For | For |
3 | Elect Director Patrick J. Byrne | Management | For | For |
4 | Elect Director Mercedes Johnson | Management | For | For |
5 | Elect Director Lawrence N. Mondry | Management | For | For |
6 | Elect Director Robert E. Switz | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: MPWR
SECURITY ID: 609839105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Moyer | Management | For | For |
1.2 | Elect Director Karen A. Smith Bogart | Management | For | For |
1.3 | Elect Director Jeff Zhou | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOTECH INDUSTRIES CO., LTD.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: 6244
SECURITY ID: Y61397108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve 2011 Statement of Profit and Loss Appropriation | Management | For | For |
3 | Amend the Articles of Association | Management | For | For |
4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
6 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
7 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
8 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
9 | Approve to Issue the Restricted Stock | Management | For | For |
10.1 | Elect Rick Tsai, a Representative of TSMC Solar Ltd. with Shareholder No. 107966, as Director | Shareholder | None | Against |
10.2 | Elect Jen-Chau Huang, a Representative of TSMC Solar Ltd. with Shareholder No. 107966, as Director | Shareholder | None | Against |
11 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | Against |
12 | Transact Other Business (Non-Voting) | Management | None | None |
NANOMETRICS INCORPORATED
MEETING DATE: MAY 24, 2012 |
||||
TICKER: NANO
SECURITY ID: 630077105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard A. Bain, III | Management | For | For |
1.2 | Elect Director J. Thomas Bentley | Management | For | For |
1.3 | Elect Director Norman V. Coates | Management | For | For |
1.4 | Elect Director William G. Oldham | Management | For | For |
1.5 | Elect Director Stephen G. Newberry | Management | For | For |
1.6 | Elect Director Stephen J Smith | Management | For | For |
1.7 | Elect Director Timothy J. Stultz | Management | For | For |
1.8 | Elect Director Bruce C. Rhine | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NOVA MEASURING INSTRUMENTS LTD.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: NVMI
SECURITY ID: M7516K103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-Approve Brightman Almagor Zohar & Co. as Auditors | Management | For | For |
2 | Amend Articles Re: Indemnification of Directors & Officers | Management | For | For |
3.1 | Reelect Michael Brunstein as Director | Management | For | For |
3.2 | Reelect Alon Dumanis as Director | Management | For | For |
4 | Reelect Avi Cohen as Director and Classify Him as an Independent Director | Management | For | For |
5 | Relect Naama Zeldis as External Director | Management | For | For |
5a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
6 | Approve Amended Director & Officer Indemnification Agreements | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Review Audited Consolidated Financial Statements for 2011 | Management | None | None |
NVIDIA CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: NVDA
SECURITY ID: 67066G104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tench Coxe | Management | For | For |
1.2 | Elect Director Mark L. Perry | Management | For | For |
1.3 | Elect Director Mark A. Stevens | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 30, 2012 |
||||
TICKER: NXPI
SECURITY ID: N6596X109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Adopt Financial Statements | Management | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect J.P. Huth as Non-Executive Director | Management | For | For |
3d | Reelect N. Cattelain as Non-Executive Director | Management | For | For |
3e | Reelect E. Durban as Non-Executive Director | Management | For | For |
3f | Reelect K.A. Goldman as Non-Executive Director | Management | For | For |
3g | Reelect J. Kaeser as Non-Executive Director | Management | For | For |
3h | Reelect I. Loring as Non-Executive Director | Management | For | For |
3i | Reelect M. Plantevin as Non-Executive Director | Management | For | For |
3j | Reelect V. Bhatia as Non-Executive Director | Management | For | For |
3k | Elect R. Mackenzie as Non-Executive Director | Management | For | For |
4 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
5 | Authorize Repurchase of Shares | Management | For | For |
6 | Other Business (Non-Voting) | Management | None | None |
O2MICRO INTERNATIONAL LTD.
MEETING DATE: JUN 22, 2012 |
||||
TICKER: OIIM
SECURITY ID: 67107W100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect James Keim as Director | Management | For | For |
1b | Elect Lawrence Lai-Fu Lin as Director | Management | For | For |
1c | Elect Ji Liu as Director | Management | For | For |
2 | Amend 2005 Share Option Plan | Management | For | Against |
3 | Amend 2005 Share Incentive Plan | Management | For | Against |
4 | Amend 2009 Employee Stock Purchase Plan | Management | For | For |
5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
6 | Appoint Deloitte & Touche as Auditors of the Company | Management | For | For |
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: ONNN
SECURITY ID: 682189105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Atsushi Abe | Management | For | For |
2 | Elect Director Curtis J. Crawford | Management | For | For |
3 | Elect Director Daryl A. Ostrander | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
PLEXUS CORP.
MEETING DATE: FEB 15, 2012 |
||||
TICKER: PLXS
SECURITY ID: 729132100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralf R. Boer | Management | For | For |
1.2 | Elect Director Stephen P. Cortinovis | Management | For | For |
1.3 | Elect Director David J. Drury | Management | For | For |
1.4 | Elect Director Dean A. Foate | Management | For | For |
1.5 | Elect Director Peter Kelly | Management | For | For |
1.6 | Elect Director Phil R. Martens | Management | For | For |
1.7 | Elect Director John L. Nussbaum | Management | For | For |
1.8 | Elect Director Michael V. Schrock | Management | For | For |
1.9 | Elect Director Mary A. Winston | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PMC-SIERRA, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: PMCS
SECURITY ID: 69344F106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard E. Belluzzo | Management | For | For |
2 | Elect Director James V. Diller, Sr. | Management | For | For |
3 | Elect Director Michael R. Farese | Management | For | For |
4 | Elect Director Jonathan J. Judge | Management | For | For |
5 | Elect Director Michael A. Klayko | Management | For | For |
6 | Elect Director William H. Kurtz | Management | For | For |
7 | Elect Director Gregory S. Lang | Management | For | For |
8 | Elect Director Frank J. Marshall | Management | For | For |
9 | Elect Director Richard N. Nottenburg | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
QUALCOMM INCORPORATED
MEETING DATE: MAR 06, 2012 |
||||
TICKER: QCOM
SECURITY ID: 747525103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Paul E. Jacobs | Management | For | For |
1.7 | Elect Director Robert E. Kahn | Management | For | For |
1.8 | Elect Director Sherry Lansing | Management | For | For |
1.9 | Elect Director Duane A. Nelles | Management | For | For |
1.10 | Elect Director Francisco Ros | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | For | For |
RENESAS ELECTRONICS CORP
MEETING DATE: JUN 26, 2012 |
||||
TICKER: 6723
SECURITY ID: J4881U109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Akao, Yasushi | Management | For | For |
1.2 | Elect Director Kato, Masaki | Management | For | For |
1.3 | Elect Director Furukawa, Susumu | Management | For | Against |
1.4 | Elect Director Yamamura, Masahiro | Management | For | For |
1.5 | Elect Director Yano, Yoichi | Management | For | For |
1.6 | Elect Director Iwakuma, Shozo | Management | For | For |
1.7 | Elect Director Mizugaki, Shigeo | Management | For | For |
1.8 | Elect Director Ichige, Masayuki | Management | For | For |
1.9 | Elect Director Yamamoto, Tokuo | Management | For | For |
1.10 | Elect Director Tsurumaru, Tetsuya | Management | For | For |
2.1 | Appoint Statutory Auditor Fukuda, Kazuki | Management | For | Against |
2.2 | Appoint Statutory Auditor Kitamatsu, Yoshihito | Management | For | Against |
RF MICRO DEVICES, INC.
MEETING DATE: AUG 03, 2011 |
||||
TICKER: RFMD
SECURITY ID: 749941100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Wilkinson, Jr | Management | For | For |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
1.5 | Elect Director John R. Harding | Management | For | For |
1.6 | Elect Director Masood A. Jabbar | Management | For | For |
1.7 | Elect Director Casimir S. Skrzypczak | Management | For | For |
1.8 | Elect Director Erik H. Van Der Kaay | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SANDISK CORPORARTION
MEETING DATE: JUN 12, 2012 |
||||
TICKER: SNDK
SECURITY ID: 80004C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael E. Marks | Management | For | For |
2 | Elect Director Kevin DeNuccio | Management | For | For |
3 | Elect Director Irwin Federman | Management | For | For |
4 | Elect Director Steven J. Gomo | Management | For | For |
5 | Elect Director Eddy W. Hartenstein | Management | For | For |
6 | Elect Director Chenming Hu | Management | For | For |
7 | Elect Director Catherine P. Lego | Management | For | For |
8 | Elect Director Sanjay Mehrotra | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SEAGATE TECHNOLOGY PUBLIC LIMITED COMPANY
MEETING DATE: OCT 26, 2011 |
||||
TICKER: STX
SECURITY ID: G7945M107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Stephen J. Luczo as Director | Management | For | For |
2 | Reelect D Frank J. Biondi, Jr. as Director | Management | For | For |
3 | Reelect Michael R. Cannon as Director | Management | For | For |
4 | Reelect Lydia M. Marshall as Director | Management | For | For |
5 | Reelect C.S. Park as Director | Management | For | For |
6 | Reelect Gregorio Reyes as Director | Management | For | For |
7 | Reelect Edward J. Zander as Director | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | Against |
9 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: SWKS
SECURITY ID: 83088M102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. McLachlan | Management | For | For |
1.2 | Elect Director David J. Aldrich | Management | For | For |
1.3 | Elect Director Kevin L. Beebe | Management | For | For |
1.4 | Elect Director Moiz M. Beguwala | Management | For | For |
1.5 | Elect Director Timothy R. Furey | Management | For | For |
1.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.7 | Elect Director Thomas C. Leonard | Management | For | For |
1.8 | Elect Director David P. McGlade | Management | For | For |
1.9 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SMART MODULAR TECHNOLOGIES (WWH), INC.
MEETING DATE: AUG 12, 2011 |
||||
TICKER: SMOD
SECURITY ID: G82245104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
SPANSION INC.
MEETING DATE: MAY 11, 2012 |
||||
TICKER: CODE
SECURITY ID: 84649R200
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans Geyer | Management | For | For |
1.2 | Elect Director Clifton Thomas Weatherford | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STANDARD MICROSYSTEMS CORPORATION
MEETING DATE: JUL 28, 2011 |
||||
TICKER: SMSC
SECURITY ID: 853626109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Bilodeau | Management | For | For |
1.2 | Elect Director Peter F. Dicks | Management | For | For |
1.3 | Elect Director Stephen C. McCluski | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
STATS CHIPPAC LIMITED
MEETING DATE: APR 23, 2012 |
||||
TICKER: S24
SECURITY ID: Y8162B113
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Charles R. Wofford as Director | Management | For | For |
1b | Reelect R. Douglas Norby as Director | Management | For | For |
2a | Reelect Peter Seah Lim Huat as Director | Management | For | For |
2b | Reelect Tan Lay Koon as Director | Management | For | For |
3 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Directors' Fees of $625,500 for the Year Ending Dec. 30, 2012 | Management | For | For |
6 | Elect Pasquale Pistorio as Director | Management | For | For |
7a | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
7b | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Substitute Share Purchase and Option Plan and the STATS ChipPAC Ltd. Substitute Equity Incentive Plan | Management | For | For |
7c | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Share Option Plan | Management | For | For |
7d | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Equity Grant Plan for Non-Executive Directors | Management | For | For |
7e | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Performance Share Plan 2009 | Management | For | For |
STMICROELECTRONICS NV
MEETING DATE: MAY 30, 2012 |
||||
TICKER: STM
SECURITY ID: 861012102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Receive Report of Supervisory Board | Management | None | None |
4a | Adopt Financial Statements | Management | For | For |
4b | Approve Allocation of Income and Dividends of USD 0.40 per Share | Management | For | For |
4c | Approve Discharge of Management Board | Management | For | For |
4d | Approve Discharge of Supervisory Board | Management | For | For |
5a | Approve Executive Incentive Bonus Plan | Management | For | For |
5b | Approve Restricted Stock Grants | Management | For | For |
6 | Elect M. Verluyten to Supervisory Board | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Allow Questions | Management | None | None |
9 | Close Meeting | Management | None | None |
SUNPOWER CORPORATION
MEETING DATE: NOV 15, 2011 |
||||
TICKER: SPWRA
SECURITY ID: 867652307
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reclassification of Class A and Class B Common Stock into a Single Class of Common Stock and Eliminate Obsolete Provisions of the Certificate of Incorporation | Management | For | For |
2 | Provide Right to Act by Written Consent | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SUPERTEX, INC.
MEETING DATE: AUG 19, 2011 |
||||
TICKER: SUPX
SECURITY ID: 868532102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry C. Pao | Management | For | For |
1.2 | Elect Director Benedict C.K. Choy | Management | For | For |
1.3 | Elect Director W. Mark Loveless | Management | For | For |
1.4 | Elect Director Elliott Schlam | Management | For | For |
1.5 | Elect Director Milton Feng | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SYNAPTICS INCORPORATED
MEETING DATE: OCT 18, 2011 |
||||
TICKER: SYNA
SECURITY ID: 87157D109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francis F. Lee | Management | For | For |
1.2 | Elect Director Nelson C. Chan | Management | For | For |
1.3 | Elect Director Richard L. Sanquini | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
TE CONNECTIVITY LTD.
MEETING DATE: MAR 07, 2012 |
||||
TICKER: TEL
SECURITY ID: H84989104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Pierre Brondeau as Director | Management | For | For |
2 | Reelect Juergen Gromer as Director | Management | For | For |
3 | Reelect William A. Jeffrey as Director | Management | For | For |
4 | Reelect Thomas Lynch as Director | Management | For | For |
5 | Reelect Yong Nam as Director | Management | For | For |
6 | Reelect Daniel Phelan as Director | Management | For | For |
7 | Reelect Frederic Poses as Director | Management | For | For |
8 | Reelect Lawrence Smith as Director | Management | For | For |
9 | Reelect Paula Sneed as Director | Management | For | For |
10 | Reelect David Steiner as Director | Management | For | For |
11 | Reelect John Van Scoter as Director | Management | For | For |
12 | Accept Annual Report for Fiscal 2010/2011 | Management | For | For |
13 | Accept Statutory Financial Statements for Fiscal 2011/2012 | Management | For | For |
14 | Accept Consolidated Financial Statements for Fiscal 2011/2012 | Management | For | For |
15 | Approve Discharge of Board and Senior Management | Management | For | For |
16 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | Management | For | For |
17 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2011/2012 | Management | For | For |
18 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2011/2012 | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend Omnibus Stock Plan | Management | For | For |
21 | Approve Reduction in Share Capital | Management | For | For |
22 | Authorize Share Repurchase Program | Management | For | For |
23 | Approve Ordinary Cash Dividend | Management | For | For |
24 | Approve Reallocation of Free Reserves to Legal Reserves | Management | For | For |
25 | Adjourn Meeting | Management | For | For |
TERADYNE, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: TER
SECURITY ID: 880770102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Bagley | Management | For | For |
2 | Elect Director Michael A. Bradley | Management | For | For |
3 | Elect Director Albert Carnesale | Management | For | For |
4 | Elect Director Daniel W. Christman | Management | For | For |
5 | Elect Director Edwin J. Gillis | Management | For | For |
6 | Elect Director Timothy E. Guertin | Management | For | For |
7 | Elect Director Paul J. Tufano | Management | For | For |
8 | Elect Director Roy A. Vallee | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
TESSERA TECHNOLOGIES, INC.
MEETING DATE: MAR 30, 2012 |
||||
TICKER: TSRA
SECURITY ID: 88164L100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Boehlke | Management | For | For |
2 | Elect Director John B. Goodrich | Management | For | For |
3 | Elect Director David C. Nagel, Ph.D. | Management | For | For |
4 | Elect Director Kevin G. Rivette | Management | For | For |
5 | Elect Director Anthony J. Tether, Ph.D. | Management | For | For |
6 | Elect Director Robert A. Young, Ph.D. | Management | For | For |
7 | Approve Executive Incentive Bonus Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 19, 2012 |
||||
TICKER: TXN
SECURITY ID: 882508104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.A. Carp | Management | For | For |
3 | Elect Director C.S. Cox | Management | For | For |
4 | Elect Director P.H. Patsley | Management | For | For |
5 | Elect Director R.E. Sanchez | Management | For | For |
6 | Elect Director W.R. Sanders | Management | For | For |
7 | Elect Director R.J. Simmons | Management | For | For |
8 | Elect Director R.K. Templeton | Management | For | For |
9 | Elect Director C.T. Whitman | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
TRINA SOLAR LTD.
MEETING DATE: SEP 13, 2011 |
||||
TICKER: TSL
SECURITY ID: 89628E104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Junfeng Li as Director | Management | For | For |
2 | Reelect Liping Qiu as Director | Management | For | For |
3 | Appoint Deloitte Touche Tohmatsu as Auditors | Management | For | For |
TRIQUINT SEMICONDUCTOR, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: TQNT
SECURITY ID: 89674K103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles Scott Gibson | Management | For | For |
2 | Elect Director David H.Y. Ho | Management | For | For |
3 | Elect Director Nicolas Kauser | Management | For | For |
4 | Elect Director Ralph G. Quinsey | Management | For | For |
5 | Elect Director Walden C. Rhines | Management | For | For |
6 | Elect Director Steven J. Sharp | Management | For | For |
7 | Elect Director Willis C. Young | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TTM TECHNOLOGIES, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: TTMI
SECURITY ID: 87305R109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Iverson | Management | For | For |
1.2 | Elect Director Robert E. Klatell | Management | For | For |
1.3 | Elect Director John G. Mayer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ULTRATECH, INC.
MEETING DATE: JUL 19, 2011 |
||||
TICKER: UTEK
SECURITY ID: 904034105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur W. Zafiropoulo | Management | For | For |
1.2 | Elect Director Joel F. Gemunder | Management | For | For |
1.3 | Elect Director Nicholas Konidaris | Management | For | For |
1.4 | Elect Director Dennis Raney | Management | For | For |
1.5 | Elect Director Henri Richard | Management | For | For |
1.6 | Elect Director Rick Timmins | Management | For | For |
1.7 | Elect Director Ben Tsai | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ULVAC INC.
MEETING DATE: SEP 27, 2011 |
||||
TICKER: 6728
SECURITY ID: J94048105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fujiyama, Junki | Management | For | For |
1.2 | Elect Director Kato, Takeo | Management | For | For |
1.3 | Elect Director Sato, Yoshifumi | Management | For | For |
1.4 | Elect Director Motoyoshi, Mitsuru | Management | For | For |
1.5 | Elect Director Saito, Kazuya | Management | For | For |
1.6 | Elect Director Iwashita, Setsuo | Management | For | For |
1.7 | Elect Director Nakano, Yoshinobu | Management | For | For |
2.1 | Appoint Statutory Auditor Oi, Nobuo | Management | For | For |
2.2 | Appoint Statutory Auditor Asada, Senshu | Management | For | For |
2.3 | Appoint Statutory Auditor Sakaguchi, Susumu | Management | For | Against |
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
MEETING DATE: AUG 11, 2011 |
||||
TICKER: VSEA
SECURITY ID: 922207105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
VOLTERRA SEMICONDUCTOR CORPORATION
MEETING DATE: APR 20, 2012 |
||||
TICKER: VLTR
SECURITY ID: 928708106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Paisley | Management | For | For |
1.2 | Elect Director Stephen Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 10, 2011 |
||||
TICKER: WDC
SECURITY ID: 958102105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kathleen A. Cote | Management | For | For |
2 | Elect Director John F. Coyne | Management | For | For |
3 | Elect Director Henry T. DeNero | Management | For | For |
4 | Elect Director William L. Kimsey | Management | For | For |
5 | Elect Director Michael D. Lambert | Management | For | For |
6 | Elect Director Len J. Lauer | Management | For | For |
7 | Elect Director Matthew E. Massengill | Management | For | For |
8 | Elect Director Roger H. Moore | Management | For | For |
9 | Elect Director Thomas E. Pardun | Management | For | For |
10 | Elect Director Arif Shakeel | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
XILINX, INC.
MEETING DATE: AUG 10, 2011 |
||||
TICKER: XLNX
SECURITY ID: 983919101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENERGY PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: ANR
SECURITY ID: 02076X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin S. Crutchfield | Management | For | For |
2 | Elect Director William J. Crowley, Jr. | Management | For | For |
3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
4 | Elect Director Glenn A. Eisenberg | Management | For | For |
5 | Elect Director P. Michael Giftos | Management | For | For |
6 | Elect Director Deborah M. Fretz | Management | For | For |
7 | Elect Director Joel Richards, III | Management | For | For |
8 | Elect Director James F. Roberts | Management | For | For |
9 | Elect Director Ted G. Wood | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: APC
SECURITY ID: 032511107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin P. Chilton | Management | For | For |
2 | Elect Director Luke R. Corbett | Management | For | For |
3 | Elect Director H. Paulett Eberhart | Management | For | For |
4 | Elect Director Peter J. Fluor | Management | For | For |
5 | Elect Director Richard L. George | Management | For | For |
6 | Elect Director Preston M. Geren, III | Management | For | For |
7 | Elect Director Charles W. Goodyear | Management | For | For |
8 | Elect Director John R. Gordon | Management | For | For |
9 | Elect Director James T. Hackett | Management | For | For |
10 | Elect Director Eric D. Mullins | Management | For | For |
11 | Elect Director Paula Rosput Reynolds | Management | For | For |
12 | Elect Director R. A. Walker | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
18 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
APACHE CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: APA
SECURITY ID: 037411105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott D. Josey | Management | For | For |
2 | Elect Director George D. Lawrence | Management | For | For |
3 | Elect Director Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
ATLAS ENERGY, L.P.
MEETING DATE: APR 26, 2012 |
||||
TICKER: ATLS
SECURITY ID: 04930A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Holtz | Management | For | For |
1.2 | Elect Director William G. Karis | Management | For | For |
1.3 | Elect Director Harvey G. Magarick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BANKERS PETROLEUM LTD.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: BNK
SECURITY ID: 066286303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
2.2 | Elect Director Eric Brown | Management | For | For |
2.3 | Elect Director Wesley Clark | Management | For | For |
2.4 | Elect Director Robert Cross | Management | For | For |
2.5 | Elect Director Jonathan Harris | Management | For | For |
2.6 | Elect Director Phillip Knoll | Management | For | For |
2.7 | Elect Director Ian B. McMurtrie | Management | For | For |
2.8 | Elect Director John B. Zaozirny | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CABOT OIL & GAS CORPORATION
MEETING DATE: MAY 01, 2012 |
||||
TICKER: COG
SECURITY ID: 127097103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rhys J. Best | Management | For | For |
2 | Elect Director Robert Kelley | Management | For | For |
3 | Elect Director P. Dexter Peacock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
9 | Provide Sustainability Report | Shareholder | Against | Abstain |
CAL DIVE INTERNATIONAL, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: DVR
SECURITY ID: 12802T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Quinn J. Hebert | Management | For | For |
1.2 | Elect Director Todd A. Dittmann | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CHENIERE ENERGY, INC.
MEETING DATE: JUN 01, 2012 |
||||
TICKER: LNG
SECURITY ID: 16411R208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nuno Brandolini | Management | For | For |
1.2 | Elect Director John M. Deutch | Management | For | Withhold |
1.3 | Elect Director Paul J. Hoenmans | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 08, 2012 |
||||
TICKER: CHK
SECURITY ID: 165167107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | Withhold |
1.2 | Elect Director V. Burns Hargis | Management | For | Withhold |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Reincorporate in Another State [from Oklahoma to Delaware] | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
9 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
10 | Adopt Proxy Access Right | Shareholder | Against | Against |
CHEVRON CORPORATION
MEETING DATE: MAY 30, 2012 |
||||
TICKER: CVX
SECURITY ID: 166764100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linnet F. Deily | Management | For | For |
2 | Elect Director Robert E. Denham | Management | For | For |
3 | Elect Director Chuck Hagel | Management | For | For |
4 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
5 | Elect Director George L. Kirkland | Management | For | For |
6 | Elect Director Charles W. Moorman, IV | Management | For | For |
7 | Elect Director Kevin W. Sharer | Management | For | For |
8 | Elect Director John G. Stumpf | Management | For | For |
9 | Elect Director Ronald D. Sugar | Management | For | For |
10 | Elect Director Carl Ware | Management | For | For |
11 | Elect Director John S. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Remove Exclusive Venue Provision | Shareholder | Against | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
17 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
18 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Abstain |
19 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
COBALT INTERNATIONAL ENERGY, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: CIE
SECURITY ID: 19075F106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph H. Bryant | Management | For | For |
1.2 | Elect Director Peter R. Coneway | Management | For | For |
1.3 | Elect Director Michael G. France | Management | For | For |
1.4 | Elect Director Jack E. Golden | Management | For | For |
1.5 | Elect Director N. John Lancaster | Management | For | For |
1.6 | Elect Director Scott L. Lebovitz | Management | For | For |
1.7 | Elect Director Jon A. Marshall | Management | For | For |
1.8 | Elect Director Kenneth W. Moore | Management | For | For |
1.9 | Elect Director Kenneth A. Pontarelli | Management | For | For |
1.10 | Elect Director Myles W. Scoggins | Management | For | For |
1.11 | Elect Director D. Jeff van Steenbergen | Management | For | For |
1.12 | Elect Director Martin H. Young, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMPAGNIE GENERALE DE GEOPHYSIQUE VERITAS
MEETING DATE: MAY 10, 2012 |
||||
TICKER: GA
SECURITY ID: F2349S108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Reelect Robert Brunk as Director | Management | For | For |
5 | Reelect Olivier Appert as Director | Management | For | For |
6 | Reelect Daniel Valot as Director | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 730,000 | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
10 | Approve Related-Party Transactions Regarding Corporate Officers' Remuneration | Management | For | For |
11 | Approve Severance Payment Agreement with Stephane Paul Frydman | Management | For | For |
12 | Approve Severance Payment Agreement with Pascal Rouiller | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DISCOVERY OFFSHORE SA
MEETING DATE: MAY 16, 2012 |
||||
TICKER:
SECURITY ID: L2549N100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Board's Report | Management | None | None |
2 | Receive Auditor's Report | Management | None | None |
3.i | Accept Financial Statements | Management | For | For |
3.ii | Acknowledge Loss Incurred in Fiscal Year under Review | Management | For | For |
3.iii | Approve Treatment of Net Loss | Management | For | For |
4 | Accept Consolidated Financial Statements | Management | For | For |
5.i | Approve Discharge of Director Ketil Lenning | Management | For | For |
5.ii | Approve Discharge of Director Joost Mees | Management | For | For |
5.iii | Approve Discharge of Director Yves Wagner | Management | For | For |
5.iv | Approve Discharge of Director Richard G. Minor | Management | For | For |
5.v | Approve Discharge of Director Stephen Butz | Management | For | For |
5.vi | Approve Discharge of Director James W. Noe | Management | For | For |
6 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
ENSCO PLC
MEETING DATE: MAY 22, 2012 |
||||
TICKER: ESV
SECURITY ID: 29358Q109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect C. Christopher Gaut as Director | Management | For | For |
2 | Re-elect Gerald W. Haddock as Director | Management | For | For |
3 | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
4 | Re-elect Francis S. Kalman as Director | Management | For | For |
5 | Re-elect David A. B. Brown as Director | Management | For | For |
6 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
7 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers Compensation | Management | For | For |
EOG RESOURCES, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: EOG
SECURITY ID: 26875P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George A. Alcorn | Management | For | For |
2 | Elect Director Charles R. Crisp | Management | For | For |
3 | Elect Director James C. Day | Management | For | For |
4 | Elect Director Mark G. Papa | Management | For | For |
5 | Elect Director H. Leighton Steward | Management | For | For |
6 | Elect Director Donald F. Textor | Management | For | For |
7 | Elect Director Frank G. Wisner | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
11 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
EQT CORPORATION
MEETING DATE: APR 18, 2012 |
||||
TICKER: EQT
SECURITY ID: 26884L109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Burke | Management | For | For |
1.2 | Elect Director Margaret K. Dorman | Management | For | For |
1.3 | Elect Director Philip G. Behrman | Management | For | For |
1.4 | Elect Director A. Bray Cary, Jr. | Management | For | For |
1.5 | Elect Director Lee T. Todd, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
EXCO RESOURCES, INC.
MEETING DATE: OCT 06, 2011 |
||||
TICKER: XCO
SECURITY ID: 269279402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | Withhold |
1.2 | Elect Director Stephen F. Smith | Management | For | Withhold |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | Withhold |
1.4 | Elect Director Earl E. Ellis | Management | For | Withhold |
1.5 | Elect Director B. James Ford | Management | For | Withhold |
1.6 | Elect Director Mark Mulhern | Management | For | Withhold |
1.7 | Elect Director T. Boone Pickens | Management | For | Withhold |
1.8 | Elect Director Jeffrey S. Serota | Management | For | Withhold |
1.9 | Elect Director Robert L. Stillwell | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EXCO RESOURCES, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: XCO
SECURITY ID: 269279402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Earl E. Ellis | Management | For | For |
1.5 | Elect Director B. James Ford | Management | For | For |
1.6 | Elect Director Mark Mulhern | Management | For | For |
1.7 | Elect Director T. Boone Pickens | Management | For | For |
1.8 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
1.10 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EXXON MOBIL CORPORATION
MEETING DATE: MAY 30, 2012 |
||||
TICKER: XOM
SECURITY ID: 30231G102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director H.H. Fore | Management | For | For |
1.6 | Elect Director K.C. Frazier | Management | For | For |
1.7 | Elect Director W.W. George | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Abstain |
9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FOSTER WHEELER AG
MEETING DATE: AUG 02, 2011 |
||||
TICKER: FWLT
SECURITY ID: H27178104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Roberto Quarta as Director | Management | For | For |
2 | Elect John M. Malcolm as Director | Management | For | For |
3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS. | Management | For | Abstain |
FOSTER WHEELER AG
MEETING DATE: MAY 01, 2012 |
||||
TICKER: FWLT
SECURITY ID: H27178104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Umberto della Sala as Director | Management | For | For |
2 | Elect J. Kent Masters as Director | Management | For | For |
3 | Elect Roberto Quarta as Director | Management | For | For |
4 | Elect Maureen B. Tart-Bezer as Director | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Accept Financial Statements and Statutory Reports | Management | For | For |
9 | Approve Discharge of Board and Senior Management | Management | For | For |
10 | Approve CHF 51,721,260 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | For |
12 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
FUGRO NV
MEETING DATE: MAY 22, 2012 |
||||
TICKER: FUR
SECURITY ID: N3385Q197
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management and Supervisory Board | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Approve Dividends of EUR 1.50 Per Share | Management | For | For |
7 | Elect H.L.J. Noy to Supervisory Board | Management | For | For |
8a | Reelect A. Jonkman to Management Board | Management | For | For |
8b | Reelect J. Ruegg to Management Board | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10a | Grant Board Authority to Issue Shares | Management | For | For |
10b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Management | For | Against |
11 | Other Business | Management | None | None |
12 | Close Meeting | Management | None | None |
GRAN TIERRA ENERGY INC.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: GTE
SECURITY ID: 38500T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dana Coffield | Management | For | For |
1.2 | Elect Director Jeffrey Scott | Management | For | For |
1.3 | Elect Director Verne Johnson | Management | For | For |
1.4 | Elect Director Nicholas G. Kirton | Management | For | For |
1.5 | Elect Director Ray Antony | Management | For | For |
1.6 | Elect Director J. Scott Price | Management | For | For |
1.7 | Elect Director Gerald Macey | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GRANDE CACHE COAL CORP.
MEETING DATE: AUG 16, 2011 |
||||
TICKER: GCE
SECURITY ID: 38655X105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Robert H. Stan | Management | For | For |
2.2 | Elect Director Robert G. Brawn | Management | For | For |
2.3 | Elect Director Barry T. Davies | Management | For | For |
2.4 | Elect Director Donald J. Douglas | Management | For | For |
2.5 | Elect Director Nicholas G. Kirton | Management | For | For |
2.6 | Elect Director John R. Morgan | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
GULFMARK OFFSHORE, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: GLF
SECURITY ID: 402629208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter I. Bijur | Management | For | For |
1.2 | Elect Director David J. Butters | Management | For | For |
1.3 | Elect Director Brian R. Ford | Management | For | For |
1.4 | Elect Director Louis S. Gimbel, III | Management | For | For |
1.5 | Elect Director Sheldon S. Gordon | Management | For | For |
1.6 | Elect Director Robert B. Millard | Management | For | For |
1.7 | Elect Director Rex C. Ross | Management | For | For |
1.8 | Elect Director Bruce A. Streeter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY
MEETING DATE: MAY 16, 2012 |
||||
TICKER: HAL
SECURITY ID: 406216101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director Murry S. Gerber | Management | For | For |
6 | Elect Director S. Malcolm Gillis | Management | For | For |
7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
8 | Elect Director David J. Lesar | Management | For | For |
9 | Elect Director Robert A. Malone | Management | For | For |
10 | Elect Director J. Landis Martin | Management | For | For |
11 | Elect Director Debra L. Reed | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
HESS CORPORATION
MEETING DATE: MAY 02, 2012 |
||||
TICKER: HES
SECURITY ID: 42809H107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J.B. Hess | Management | For | For |
2 | Elect Director S.W. Bodman | Management | For | For |
3 | Elect Director R. Lavizzo Mourey | Management | For | For |
4 | Elect Director C.G. Matthews | Management | For | For |
5 | Elect Director E.H. Von Metzsch | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Declassify the Board of Directors | Shareholder | None | For |
HOLLYFRONTIER CORPORATION
MEETING DATE: MAY 16, 2012 |
||||
TICKER: HFC
SECURITY ID: 436106108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas Y. Bech | Management | For | For |
2 | Elect Director Buford P. Berry | Management | For | For |
3 | Elect Director Matthew P. Clifton | Management | For | For |
4 | Elect Director Leldon E. Echols | Management | For | For |
5 | Elect Director R. Kevin Hardage | Management | For | For |
6 | Elect Director Michael C. Jennings | Management | For | For |
7 | Elect Director Robert J. Kostelnik | Management | For | For |
8 | Elect Director James H. Lee | Management | For | For |
9 | Elect Director Robert G. McKenzie | Management | For | For |
10 | Elect Director Franklin Myers | Management | For | For |
11 | Elect Director Michael E. Rose | Management | For | For |
12 | Elect Director Tommy A. Valenta | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify Auditors | Management | For | For |
INTEROIL CORPORATION
MEETING DATE: JUN 15, 2012 |
||||
TICKER: IOC
SECURITY ID: 460951106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaylen J. Byker | Management | For | For |
1.2 | Elect Director Roger N. Grundy | Management | For | For |
1.3 | Elect Director Roger Lewis | Management | For | For |
1.4 | Elect Director Phil E. Mulacek | Management | For | For |
1.5 | Elect Director Ford Nicholson | Management | For | For |
1.6 | Elect Director Christian M. Vinson | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
KEY ENERGY SERVICES, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: KEG
SECURITY ID: 492914106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard J. Alario | Management | For | For |
2 | Elect Director Ralph S. Michael, III | Management | For | For |
3 | Elect Director Arlene M. Yocum | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KODIAK OIL & GAS CORP.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: KOG
SECURITY ID: 50015Q100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lynn A. Peterson | Management | For | For |
2 | Elect Director James E. Catlin | Management | For | For |
3 | Elect Director Rodney D. Knutson | Management | For | For |
4 | Elect Director Herrick K. Lidstone, Jr. | Management | For | For |
5 | Elect Director William J. Krysiak | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: LYB
SECURITY ID: N53745100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Robin Buchanan as Class II Director to the Supervisory Board | Management | For | For |
1b | Elect Stephen F. Cooper as Class II Director to the Supervisory Board | Management | For | For |
1c | Elect Robert G. Gwin as Class II Director to the Supervisory Board | Management | For | For |
1d | Elect Marvin O. Schlanger as Class II Director to the Supervisory Board | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 0.25 Per Share | Management | For | For |
9 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
MARATHON OIL CORPORATION
MEETING DATE: APR 25, 2012 |
||||
TICKER: MRO
SECURITY ID: 565849106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Pierre Brondeau | Management | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Director Linda Z. Cook | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director Philip Lader | Management | For | For |
7 | Elect Director Michael E. J. Phelps | Management | For | For |
8 | Elect Director Dennis H. Reilley | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | For |
MARATHON PETROLEUM CORPORATION
MEETING DATE: APR 25, 2012 |
||||
TICKER: MPC
SECURITY ID: 56585A102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Daberko | Management | For | For |
1.2 | Elect Director Donna A. James | Management | For | For |
1.3 | Elect Director Charles R. Lee | Management | For | For |
1.4 | Elect Director Seth E. Schofield | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MCDERMOTT INTERNATIONAL, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: MDR
SECURITY ID: 580037109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bookout, III | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director Stephen G. Hanks | Management | For | For |
1.4 | Elect Director Stephen M. Johnson | Management | For | For |
1.5 | Elect Director D. Bradley McWilliams | Management | For | For |
1.6 | Elect Director Thomas C. Schievelbein | Management | For | For |
1.7 | Elect Director Mary Shafer-Malicki | Management | For | For |
1.8 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MURPHY OIL CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: MUR
SECURITY ID: 626717102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank W. Blue | Management | For | For |
2 | Elect Director Steven A. Cosse | Management | For | For |
3 | Elect Director Claiborne P. Deming | Management | For | For |
4 | Elect Director Robert A. Hermes | Management | For | For |
5 | Elect Director James V. Kelley | Management | For | For |
6 | Elect Director Walentin Mirosh | Management | For | For |
7 | Elect Director R. Madison Murphy | Management | For | For |
8 | Elect Director Neal E. Schmale | Management | For | For |
9 | Elect Director David J.H. Smith | Management | For | For |
10 | Elect Director Caroline G. Theus | Management | For | For |
11 | Elect Director David M. Wood | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Approve Executive Incentive Bonus Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: NOV
SECURITY ID: 637071101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
2 | Elect Director Greg L. Armstrong | Management | For | For |
3 | Elect Director David D. Harrison | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
NIKO RESOURCES LTD.
MEETING DATE: SEP 21, 2011 |
||||
TICKER: NKO
SECURITY ID: 653905109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Five | Management | For | For |
2.1 | Elect Director Edward S. Sampson | Management | For | For |
2.2 | Elect Director William T. Hornaday | Management | For | For |
2.3 | Elect Director C. J. (Jim) Cummings | Management | For | For |
2.4 | Elect Director Conrad P. Kathol | Management | For | For |
2.5 | Elect Director Wendell W. Robinson | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
NOBLE CORPORATION
MEETING DATE: APR 27, 2012 |
||||
TICKER: NE
SECURITY ID: H5833N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Decrease in Size of Board | Management | For | For |
2.1 | Elect Director Julie H. Edwards | Management | For | For |
2.2 | Elect Director David W. Williams | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Dividends | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
NOBLE ENERGY, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: NBL
SECURITY ID: 655044105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey L. Berenson | Management | For | For |
2 | Elect Director Michael A. Cawley | Management | For | For |
3 | Elect Director Edward F. Cox | Management | For | For |
4 | Elect Director Charles D. Davidson | Management | For | For |
5 | Elect Director Thomas J. Edelman | Management | For | For |
6 | Elect Director Eric P. Grubman | Management | For | For |
7 | Elect Director Kirby L. Hedrick | Management | For | For |
8 | Elect Director Scott D. Urban | Management | For | For |
9 | Elect Director William T. Van Kleef | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Increase Authorized Common Stock | Management | For | For |
NORTHERN OFFSHORE LTD
MEETING DATE: SEP 15, 2011 |
||||
TICKER: NOF
SECURITY ID: G6635W102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Acknowledge Proper Convening of Meeting | Management | None | None |
3 | Elect Chairman of Meeting | Management | None | None |
4 | Receive President's Report | Management | None | None |
5 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
6 | Approve PricewaterhouseCoopers, Houston as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
7i | Fix Number of Directors at Five | Management | For | Did Not Vote |
7ii.1 | Elect Cecilie Fredriksen as a Director | Management | For | Did Not Vote |
7ii.2 | Elect Hillel Y. Goldstein as a Director | Management | For | Did Not Vote |
7ii.3 | Elect Stephen Knudtzon as a Director | Management | For | Did Not Vote |
7ii.4 | Elect Jim LaChance as a Director | Management | For | Did Not Vote |
7iii | Authorize Board to Fill Vacancies | Management | For | Did Not Vote |
8 | Approve Remuneration of US$146,144 for Stephen Knudtzon | Management | For | Did Not Vote |
9 | Approve Allocation of 10 Million Shares for Issuance under the Amended and Restated 2008 Stock Incentive Plan | Management | For | Did Not Vote |
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 04, 2012 |
||||
TICKER: OXY
SECURITY ID: 674599105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Aziz D. Syriani | Management | For | For |
11 | Elect Director Rosemary Tomich | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OCEAN RIG UDW INC
MEETING DATE: DEC 23, 2011 |
||||
TICKER: OCRG
SECURITY ID: Y64354205
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect George Economou as Director | Management | For | For |
2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
3 | Approve Delisting of Shares from the Oslo Bors or, alternatively, the Oslo Axess | Management | For | For |
OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: OIS
SECURITY ID: 678026105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. James Nelson | Management | For | For |
1.2 | Elect Director Gary L. Rosenthal | Management | For | For |
1.3 | Elect Director William T. Van Kleef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PAINTED PONY PETROLEUM LTD.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: PPY.A
SECURITY ID: ADPC01222
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Patrick R. Ward | Management | For | For |
2.2 | Elect Director Glenn R. Carley | Management | For | For |
2.3 | Elect Director Allan K. Ashton | Management | For | For |
2.4 | Elect Director Ronald R. Talbot | Management | For | For |
2.5 | Elect Director Kevin Angus | Management | For | For |
2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
2.7 | Elect Director Kelly Drader | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Conversion of Class A Shares to Common Shares | Management | For | For |
5 | Re-approve Stock Option Plan | Management | For | For |
PARKER DRILLING COMPANY
MEETING DATE: APR 26, 2012 |
||||
TICKER: PKD
SECURITY ID: 701081101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Rudolph Reinfrank | Management | For | For |
1.2 | Elect Director Robert W. Goldman | Management | For | For |
1.3 | Elect Director Richard D. Paterson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 01, 2012 |
||||
TICKER: BTU
SECURITY ID: 704549104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn, III | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Henry E. Lentz | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director William C. Rusnack | Management | For | For |
1.9 | Elect Director John F. Turner | Management | For | For |
1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 17, 2012 |
||||
TICKER: PXD
SECURITY ID: 723787107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas D. Arthur | Management | For | For |
2 | Elect Director Andrew F. Cates | Management | For | For |
3 | Elect Director Scott J. Reiman | Management | For | For |
4 | Elect Director Scott D. Sheffield | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 18, 2012 |
||||
TICKER: PXP
SECURITY ID: 726505100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Flores | Management | For | For |
2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
4 | Elect Director Jerry L. Dees | Management | For | For |
5 | Elect Director Tom H. Delimitros | Management | For | For |
6 | Elect Director Thomas A. Fry, III | Management | For | For |
7 | Elect Director Charles G. Groat | Management | For | For |
8 | Elect Director John H. Lollar | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QEP RESOURCES, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: QEP
SECURITY ID: 74733V100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillips S. Baker | Management | For | For |
1.2 | Elect Director Charles B. Stanley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | None | For |
ROSETTA RESOURCES INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: ROSE
SECURITY ID: 777779307
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Beckler | Management | For | For |
1.2 | Elect Director Matthew D. Fitzgerald | Management | For | For |
1.3 | Elect Director Philip L. Frederickson | Management | For | For |
1.4 | Elect Director D. Henry Houston | Management | For | For |
1.5 | Elect Director Randy L. Limbacher | Management | For | For |
1.6 | Elect Director Josiah O. Low, III | Management | For | For |
1.7 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 22, 2012 |
||||
TICKER: RDSB
SECURITY ID: 780259206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir Nigel Sheinwald as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Guy Elliott as Director | Management | For | For |
6 | Re-elect Simon Henry as Director | Management | For | For |
7 | Re-elect Charles Holliday as Director | Management | For | For |
8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
9 | Re-elect Christine Morin-Postel as Director | Management | For | For |
10 | Re-elect Jorma Ollila as Director | Management | For | For |
11 | Re-elect Linda Stuntz as Director | Management | For | For |
12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
13 | Re-elect Peter Voser as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
RPC, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: RES
SECURITY ID: 749660106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Hubbell | Management | For | For |
1.2 | Elect Director Linda H. Graham | Management | For | For |
1.3 | Elect Director Bill J. Dismuke | Management | For | For |
1.4 | Elect Director Larry L. Prince | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SCHLUMBERGER LIMITED
MEETING DATE: APR 11, 2012 |
||||
TICKER: SLB
SECURITY ID: 806857108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L.S. Currie | Management | For | For |
1.2 | Elect Director Tony Isaac | Management | For | For |
1.3 | Elect Director K. Vaman Kamath | Management | For | For |
1.4 | Elect Director Paal Kibsgaard | Management | For | For |
1.5 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.6 | Elect Director Adrian Lajous | Management | For | For |
1.7 | Elect Director Michael E. Marks | Management | For | For |
1.8 | Elect Director Elizabeth Moler | Management | For | For |
1.9 | Elect Director Lubna S. Olayan | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG
MEETING DATE: APR 25, 2012 |
||||
TICKER: SBO
SECURITY ID: A7362J104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Remuneration of Supervisory Board Members | Management | For | For |
7.1 | Elect Supervisory Board Member Norbert Zimmermann | Management | For | For |
7.2 | Elect Supervisory Board Member Peter Pichler | Management | For | For |
7.3 | Elect Supervisory Board Member Karl Schleinzer | Management | For | For |
7.4 | Elect Supervisory Board Member Helmut Langanger | Management | For | For |
7.5 | Elect Supervisory Board Member Karl Samstag | Management | For | For |
8 | Amend Articles Re: Cancel Capital Authorization, Supervisory Board, Compliance with Austrian Company Law Amendment Act 2011 | Management | For | For |
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
SM ENERGY COMPANY
MEETING DATE: MAY 23, 2012 |
||||
TICKER: SM
SECURITY ID: 78454L100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barbara M. Baumann | Management | For | For |
2 | Elect Director Anthony J. Best | Management | For | For |
3 | Elect Director Larry W. Bickle | Management | For | For |
4 | Elect Director Stephen R. Brand | Management | For | For |
5 | Elect Director William J. Gardiner | Management | For | For |
6 | Elect Director Julio M. Quintana | Management | For | For |
7 | Elect Director John M. Seidl | Management | For | For |
8 | Elect Director William D. Sullivan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STONE ENERGY CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: SGY
SECURITY ID: 861642106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Christmas | Management | For | For |
1.2 | Elect Director B.J. Duplantis | Management | For | For |
1.3 | Elect Director Peter D. Kinnear | Management | For | For |
1.4 | Elect Director John P. Laborde | Management | For | For |
1.5 | Elect Director Robert S. Murley | Management | For | For |
1.6 | Elect Director Richard A. Pattarozzi | Management | For | For |
1.7 | Elect Director Donald E. Powell | Management | For | For |
1.8 | Elect Director Kay G. Priestly | Management | For | For |
1.9 | Elect Director Phyllis M. Taylor | Management | For | For |
1.10 | Elect Director David H. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUNCOR ENERGY INC
MEETING DATE: MAY 01, 2012 |
||||
TICKER: SU
SECURITY ID: 867224107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Paul Haseldonckx | Management | For | For |
1.6 | Elect Director John R. Huff | Management | For | For |
1.7 | Elect Director Jacques Lamarre | Management | For | For |
1.8 | Elect Director Maureen McCaw | Management | For | For |
1.9 | Elect Director Michael W. O'Brien | Management | For | For |
1.10 | Elect Director James W. Simpson | Management | For | For |
1.11 | Elect Director Eira M. Thomas | Management | For | For |
1.12 | Elect Director Steven W. Williams | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUPERIOR ENERGY SERVICES, INC.
MEETING DATE: FEB 07, 2012 |
||||
TICKER: SPN
SECURITY ID: 868157108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
SUPERIOR ENERGY SERVICES, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: SPN
SECURITY ID: 868157108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold J. Bouillion | Management | For | For |
1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
1.3 | Elect Director David D. Dunlap | Management | For | For |
1.4 | Elect Director James M. Funk | Management | For | For |
1.5 | Elect Director Terence E. Hall | Management | For | For |
1.6 | Elect Director Ernest E. 'Wyn' Howard, III | Management | For | For |
1.7 | Elect Director Peter D. Kinnear | Management | For | For |
1.8 | Elect Director Michael M. McShane | Management | For | For |
1.9 | Elect Director W. Matt Ralls | Management | For | For |
1.10 | Elect Director Justin L. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SWIFT ENERGY COMPANY
MEETING DATE: MAY 08, 2012 |
||||
TICKER: SFY
SECURITY ID: 870738101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clyde W. Smith, Jr. | Management | For | For |
1.2 | Elect Director Terry E. Swift | Management | For | For |
1.3 | Elect Director Charles J. Swindells | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TESORO CORPORATION
MEETING DATE: MAY 03, 2012 |
||||
TICKER: TSO
SECURITY ID: 881609101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rodney F. Chase | Management | For | For |
2 | Elect Director Gregory J. Goff | Management | For | For |
3 | Elect Director Robert W. Goldman | Management | For | For |
4 | Elect Director Steven H. Grapstein | Management | For | For |
5 | Elect Director David Lilley | Management | For | For |
6 | Elect Director J.W. Nokes | Management | For | For |
7 | Elect Director Susan Tomasky | Management | For | For |
8 | Elect Director Michael E. Wiley | Management | For | For |
9 | Elect Director Patrick Y. Yang | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
TOTAL ENERGY SERVICES INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: TOT
SECURITY ID: 89154B102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory S. Fletcher | Management | For | Withhold |
2 | Elect Director Daniel K. Halyk | Management | For | For |
3 | Elect Director Randy Kwasnicia | Management | For | Withhold |
4 | Elect Director Bruce L. Pachkowski | Management | For | For |
5 | Elect Director Gregory Melchin | Management | For | Withhold |
6 | Elect Director Andrew B. Wiswell | Management | For | For |
7 | Ratify KPMG LLP as Auditors | Management | For | For |
8 | Approve Stock Option Plan | Management | For | For |
TOTAL SA
MEETING DATE: MAY 11, 2012 |
||||
TICKER: FP
SECURITY ID: 89151E109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Christophe de Margerie as Director | Management | For | For |
6 | Reelect Patrick Artus as Director | Management | For | For |
7 | Reelect Bertrand Collomb as Director | Management | For | For |
8 | Reelect Anne Lauvergeon as Director | Management | For | For |
9 | Reelect Michel Pebereau as Director | Management | For | For |
10 | Ratify Appointment of Gerard Lamarche as Director | Management | For | For |
11 | Elect Anne-Marie Idrac as Director | Management | For | For |
12 | Approve Severance Payment Agreement with Christophe de Margerie | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million | Management | For | For |
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 14 | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | Against |
18 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
19 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
A | Approve Additional Indicators to Include in the Information Provided on Corporate Executive Officers Remuneration | Shareholder | Against | Against |
B | Allow Loyalty Dividends to Long-Term Registered Shareholders | Shareholder | Against | Against |
TUSCANY INTERNATIONAL DRILLING INC
MEETING DATE: AUG 09, 2011 |
||||
TICKER: TID
SECURITY ID: 90069C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares in Connection with Acquisition | Management | For | For |
TUSCANY INTERNATIONAL DRILLING INC
MEETING DATE: MAY 24, 2012 |
||||
TICKER: TID
SECURITY ID: 90069C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Walter A. Dawson | Management | For | For |
2.2 | Elect Director Reginald J. Greenslade | Management | For | For |
2.3 | Elect Director Donald A. Wright | Management | For | For |
2.4 | Elect Director Jeffrey J. Scott | Management | For | For |
2.5 | Elect Director William Dorson | Management | For | For |
2.6 | Elect Director Herb Snowdon | Management | For | For |
2.7 | Elect Director Michel Perret | Management | For | For |
2.8 | Elect Director Paul-Andre Canel | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VALERO ENERGY CORPORATION
MEETING DATE: MAY 03, 2012 |
||||
TICKER: VLO
SECURITY ID: 91913Y100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald K. Calgaard | Management | For | For |
2 | Elect Director Jerry D. Choate | Management | For | For |
3 | Elect Director Ruben M. Escobedo | Management | For | For |
4 | Elect Director William R. Klesse | Management | For | For |
5 | Elect Director Bob Marbut | Management | For | For |
6 | Elect Director Donald L. Nickles | Management | For | For |
7 | Elect Director Philip J. Pfeiffer | Management | For | For |
8 | Elect Director Robert A. Profusek | Management | For | For |
9 | Elect Director Susan Kaufman Purcell | Management | For | For |
10 | Elect Director Stephen M. Waters | Management | For | For |
11 | Elect Director Randall J. Weisenburger | Management | For | For |
12 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
16 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
WEATHERFORD INTERNATIONAL LTD.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WFT
SECURITY ID: H27013103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Relect Bernard J. Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel W. Bodman, III as Director | Management | For | For |
3.3 | Reelect Nicholas F. Brady as Director | Management | For | For |
3.4 | Reelect David J. Butters as Director | Management | For | For |
3.5 | Reelect William E. Macaulay as Director | Management | For | For |
3.6 | Reelect Robert K. Moses, Jr. as Director | Management | For | For |
3.7 | Reelect Guillermo Ortiz as Director | Management | For | For |
3.8 | Reelect Emyr Jones Parry as Director | Management | For | For |
3.9 | Reelect Robert A. Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Authorize Capital Increase for Future Acquisitions | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
WESTLAKE CHEMICAL CORPORATION
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WLK
SECURITY ID: 960413102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Chao | Management | For | For |
1.2 | Elect Director H. John Riley, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WILLBROS GROUP, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WG
SECURITY ID: 969203108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert R. Harl | Management | For | For |
2 | Elect Director Edward J. DiPaolo | Management | For | For |
3 | Elect Director Michael C. Lebens | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENERGY SERVICE PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ANTON OILFIELD SERVICES GROUP
MEETING DATE: MAY 25, 2012 |
||||
TICKER: 03337
SECURITY ID: G03999102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Liu Enlong as Director | Management | For | Against |
3a2 | Reelect Zhang Yongyi as Director | Management | For | Against |
3a3 | Reelect Zhu Xiaoping as Director | Management | For | For |
3a4 | Reelect Wang Mingcai as Director | Management | For | Against |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
BAKER HUGHES INCORPORATED
MEETING DATE: APR 26, 2012 |
||||
TICKER: BHI
SECURITY ID: 057224107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Martin S. Craighead | Management | For | For |
1.4 | Elect Director Chad C. Deaton | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
1.11 | Elect Director J. W. Stewart | Management | For | For |
1.12 | Elect Director Charles L. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BRISTOW GROUP INC.
MEETING DATE: AUG 03, 2011 |
||||
TICKER: BRS
SECURITY ID: 110394103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas N. Amonett | Management | For | For |
1.2 | Elect Director Stephen J. Cannon | Management | For | For |
1.3 | Elect Director William E. Chiles | Management | For | For |
1.4 | Elect Director Michael A. Flick | Management | For | For |
1.5 | Elect Director Ian A. Godden | Management | For | For |
1.6 | Elect Director Stephen A. King | Management | For | For |
1.7 | Elect Director Thomas C. Knudson | Management | For | For |
1.8 | Elect Director John M. May | Management | For | For |
1.9 | Elect Director Bruce H. Stover | Management | For | For |
1.10 | Elect Director Ken C. Tamblyn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
CAMERON INTERNATIONAL CORPORATION
MEETING DATE: MAY 11, 2012 |
||||
TICKER: CAM
SECURITY ID: 13342B105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. Baker Cunningham | Management | For | For |
2 | Elect Director Sheldon R. Erikson | Management | For | For |
3 | Elect Director Douglas L. Foshee | Management | For | For |
4 | Elect Director Rodolfo Landim | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
9 | Approve Restatement of the Company's Certificate of Incorporation | Management | For | For |
CATHEDRAL ENERGY SERVICES LTD.
MEETING DATE: APR 19, 2012 |
||||
TICKER: CET
SECURITY ID: 14916J102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Mark L. Bentsen | Management | For | For |
2.2 | Elect Director Randy H. Pustanyk | Management | For | For |
2.3 | Elect Director Rod Maxwell | Management | For | For |
2.4 | Elect Director Scott Sarjeant | Management | For | For |
2.5 | Elect Director Jay Zammit | Management | For | For |
2.6 | Elect Director Robert L. Chaisson | Management | For | For |
2.7 | Elect Director P. Daniel O'Neil | Management | For | For |
2.8 | Elect Director Ian S. Brown | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
CORE LABORATORIES N.V.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: CLB
SECURITY ID: N22717107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Bergmark | Management | For | For |
1.2 | Elect Director Margaret Ann van Kempen | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3b | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Cancellation of Repurchased Shares | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | Management | For | For |
8 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7 | Management | For | For |
9 | Approval of Amendments to the Company's Articles of Association | Management | For | For |
DISCOVERY OFFSHORE SA
MEETING DATE: MAY 16, 2012 |
||||
TICKER:
SECURITY ID: L2549N100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Board's Report | Management | None | None |
2 | Receive Auditor's Report | Management | None | None |
3.i | Accept Financial Statements | Management | For | For |
3.ii | Acknowledge Loss Incurred in Fiscal Year under Review | Management | For | For |
3.iii | Approve Treatment of Net Loss | Management | For | For |
4 | Accept Consolidated Financial Statements | Management | For | For |
5.i | Approve Discharge of Director Ketil Lenning | Management | For | For |
5.ii | Approve Discharge of Director Joost Mees | Management | For | For |
5.iii | Approve Discharge of Director Yves Wagner | Management | For | For |
5.iv | Approve Discharge of Director Richard G. Minor | Management | For | For |
5.v | Approve Discharge of Director Stephen Butz | Management | For | For |
5.vi | Approve Discharge of Director James W. Noe | Management | For | For |
6 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
DRESSER-RAND GROUP INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: DRC
SECURITY ID: 261608103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William E. Macaulay | Management | For | For |
2 | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
3 | Elect Director Rita V. Foley | Management | For | For |
4 | Elect Director Louis A. Raspino | Management | For | For |
5 | Elect Director Philip R. Roth | Management | For | For |
6 | Elect Director Stephen A. Snider | Management | For | For |
7 | Elect Director Michael L. Underwood | Management | For | For |
8 | Elect Director Joseph C. Winkler, III | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENSCO PLC
MEETING DATE: MAY 22, 2012 |
||||
TICKER: ESV
SECURITY ID: 29358Q109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect C. Christopher Gaut as Director | Management | For | For |
2 | Re-elect Gerald W. Haddock as Director | Management | For | For |
3 | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
4 | Re-elect Francis S. Kalman as Director | Management | For | For |
5 | Re-elect David A. B. Brown as Director | Management | For | For |
6 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
7 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers Compensation | Management | For | For |
EURASIA DRILLING COMPANY LTD.
MEETING DATE: OCT 25, 2011 |
||||
TICKER: EDCL
SECURITY ID: 29843U202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect The Earl of Clanwilliam as Class III Director | Management | For | For |
1b | Reelect Alexander Djaparidze as Class III Director | Management | For | For |
1c | Reelect Alexander Shokhin as Class III Director | Management | For | For |
2a | Elect Richard Anderson as Class II Director | Management | For | For |
2b | Elect Maurice Dijols as Class I Director | Management | For | For |
3 | Reappoint KPMG Limited as Auditors | Management | For | For |
EXTERRAN HOLDINGS, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: EXH
SECURITY ID: 30225X103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uriel E. Dutton | Management | For | For |
1.2 | Elect Director Gordon T. Hall | Management | For | For |
1.3 | Elect Director J.W.G. Honeybourne | Management | For | For |
1.4 | Elect Director Mark A McCollum | Management | For | For |
1.5 | Elect Director William C. Pate | Management | For | For |
1.6 | Elect Director Stephen M. Pazuk | Management | For | For |
1.7 | Elect Director Christopher T. Seaver | Management | For | For |
1.8 | Elect Director Mark R. Sotir | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FMC TECHNOLOGIES, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: FTI
SECURITY ID: 30249U101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mike R. Bowlin | Management | For | For |
2 | Elect Director Philip J. Burguieres | Management | For | For |
3 | Elect Director Edward J. Mooney | Management | For | For |
4 | Elect Director James M. Ringler | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
GLOBAL GEOPHYSICAL SERVICES, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: GGS
SECURITY ID: 37946S107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Degner | Management | For | For |
1.2 | Elect Director Michael C. Forrest | Management | For | For |
1.3 | Elect Director Michael S. Bahorich | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GLOBAL INDUSTRIES, LTD.
MEETING DATE: NOV 30, 2011 |
||||
TICKER: GLBL
SECURITY ID: 379336100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Amend Articles of Incorporation to Remove Limitation on Ownership by Non-US Person | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
HALLIBURTON COMPANY
MEETING DATE: MAY 16, 2012 |
||||
TICKER: HAL
SECURITY ID: 406216101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director Murry S. Gerber | Management | For | For |
6 | Elect Director S. Malcolm Gillis | Management | For | For |
7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
8 | Elect Director David J. Lesar | Management | For | For |
9 | Elect Director Robert A. Malone | Management | For | For |
10 | Elect Director J. Landis Martin | Management | For | For |
11 | Elect Director Debra L. Reed | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
HELIX ENERGY SOLUTIONS GROUP, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: HLX
SECURITY ID: 42330P107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. William Porter | Management | For | For |
1.2 | Elect Director James A. Watt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 07, 2012 |
||||
TICKER: HP
SECURITY ID: 423452101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald F. Robillard, Jr. | Management | For | For |
1.2 | Elect Director Francis Rooney | Management | For | For |
1.3 | Elect Director Edward B. Rust, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Provide Directors May Be Removed for Cause or Without Cause | Management | For | For |
HORNBECK OFFSHORE SERVICES, INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: HOS
SECURITY ID: 440543106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Hornbeck | Management | For | For |
1.2 | Elect Director Steven W. Krablin | Management | For | For |
1.3 | Elect Director John T. Rynd | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ION GEOPHYSICAL CORPORATION
MEETING DATE: MAY 23, 2012 |
||||
TICKER: IO
SECURITY ID: 462044108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Brian Hanson | Management | For | For |
1.2 | Elect Director Hao Huimin | Management | For | For |
1.3 | Elect Director James M. Lapeyre, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MCDERMOTT INTERNATIONAL, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: MDR
SECURITY ID: 580037109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bookout, III | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director Stephen G. Hanks | Management | For | For |
1.4 | Elect Director Stephen M. Johnson | Management | For | For |
1.5 | Elect Director D. Bradley McWilliams | Management | For | For |
1.6 | Elect Director Thomas C. Schievelbein | Management | For | For |
1.7 | Elect Director Mary Shafer-Malicki | Management | For | For |
1.8 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: NOV
SECURITY ID: 637071101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
2 | Elect Director Greg L. Armstrong | Management | For | For |
3 | Elect Director David D. Harrison | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
NOBLE CORPORATION
MEETING DATE: APR 27, 2012 |
||||
TICKER: NE
SECURITY ID: H5833N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Decrease in Size of Board | Management | For | For |
2.1 | Elect Director Julie H. Edwards | Management | For | For |
2.2 | Elect Director David W. Williams | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Dividends | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
OCEAN RIG UDW INC
MEETING DATE: DEC 23, 2011 |
||||
TICKER: OCRG
SECURITY ID: Y64354106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect George Economou as Director | Management | For | For |
2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
3 | Approve Delisting of Shares from the Oslo Bors or, alternatively, the Oslo Axess | Management | For | For |
OCEAN RIG UDW INC
MEETING DATE: DEC 23, 2011 |
||||
TICKER: OCRG
SECURITY ID: Y64354205
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect George Economou as Director | Management | For | For |
2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
3 | Approve Delisting of Shares from the Oslo Bors or, alternatively, the Oslo Axess | Management | For | For |
OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: OII
SECURITY ID: 675232102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerold J. DesRoche | Management | For | For |
1.2 | Elect Director John R. Huff | Management | For | For |
1.3 | Elect Director M. Kevin McEvoy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: OIS
SECURITY ID: 678026105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. James Nelson | Management | For | For |
1.2 | Elect Director Gary L. Rosenthal | Management | For | For |
1.3 | Elect Director William T. Van Kleef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PETROFAC LTD
MEETING DATE: MAY 11, 2012 |
||||
TICKER: PFC
SECURITY ID: G7052T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Rene Medori as Director | Management | For | For |
5 | Elect Marwan Chedid as Director | Management | For | For |
6 | Elect Tim Weller as Director | Management | For | For |
7 | Re-elect Norman Murray as Director | Management | For | For |
8 | Re-elect Thomas Thune Andersen as Director | Management | For | For |
9 | Re-elect Stefano Cao as Director | Management | For | For |
10 | Re-elect Roxanne Decyk as Director | Management | For | For |
11 | Re-elect Rijnhard van Tets as Director | Management | For | For |
12 | Re-elect Ayman Asfari as Director | Management | For | For |
13 | Re-elect Maroun Semaan as Director | Management | For | For |
14 | Re-elect Andy Inglis as Director | Management | For | For |
15 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Approve Value Creation Plan | Management | For | For |
PHX ENERGY SERVICES CORP.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: PHX
SECURITY ID: 69338U101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors Seven | Management | For | For |
2.1 | Elect Director Judith J. Athaide | Management | For | For |
2.2 | Elect Director J. Cameron Bailey | Management | For | For |
2.3 | Elect Director Randolph M. Charron | Management | For | For |
2.4 | Elect Director James K. Gray | Management | For | For |
2.5 | Elect Director Lawrence M. Hibbard | Management | For | For |
2.6 | Elect Director John M. Hooks | Management | For | For |
2.7 | Elect Director Myron A. Tetreault | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RIGNET, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: RNET
SECURITY ID: 766582100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Browning | Management | For | For |
1.2 | Elect Director Charles L. Davis | Management | For | Withhold |
1.3 | Elect Director Kevin Mulloy | Management | For | For |
1.4 | Elect Director Kevin Neveu | Management | For | Withhold |
1.5 | Elect Director Kevin J. O'Hara | Management | For | Withhold |
1.6 | Elect Director Keith Olsen | Management | For | For |
1.7 | Elect Director Mark Slaughter | Management | For | For |
1.8 | Elect Director Ditlef de Vibe | Management | For | Withhold |
1.9 | Elect Director Brent K. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ROTORK PLC
MEETING DATE: APR 20, 2012 |
||||
TICKER: ROR
SECURITY ID: G76717126
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Ian King as Director | Management | For | For |
4 | Re-elect Peter France as Director | Management | For | For |
5 | Re-elect Jonathan Davis as Director | Management | For | For |
6 | Re-elect Bob Arnold as Director | Management | For | For |
7 | Re-elect Graham Ogden as Director | Management | For | For |
8 | Re-elect John Nicholas as Director | Management | For | For |
9 | Re-elect Roger Lockwood as Director | Management | For | For |
10 | Re-elect Gary Bullard as Director | Management | For | For |
11 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Approve Remuneration Report | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
19 | Approve Share Incentive Plan | Management | For | For |
ROWAN COMPANIES, INC.
MEETING DATE: APR 16, 2012 |
||||
TICKER: RDC
SECURITY ID: 779382100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from Delaware to England | Management | For | For |
2 | Amend Articles of Association | Management | For | Against |
3 | Declassify the Board of Directors | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
SCHLUMBERGER LIMITED
MEETING DATE: APR 11, 2012 |
||||
TICKER: SLB
SECURITY ID: 806857108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L.S. Currie | Management | For | For |
1.2 | Elect Director Tony Isaac | Management | For | For |
1.3 | Elect Director K. Vaman Kamath | Management | For | For |
1.4 | Elect Director Paal Kibsgaard | Management | For | For |
1.5 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.6 | Elect Director Adrian Lajous | Management | For | For |
1.7 | Elect Director Michael E. Marks | Management | For | For |
1.8 | Elect Director Elizabeth Moler | Management | For | For |
1.9 | Elect Director Lubna S. Olayan | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG
MEETING DATE: APR 25, 2012 |
||||
TICKER: SBO
SECURITY ID: A7362J104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Remuneration of Supervisory Board Members | Management | For | For |
7.1 | Elect Supervisory Board Member Norbert Zimmermann | Management | For | For |
7.2 | Elect Supervisory Board Member Peter Pichler | Management | For | For |
7.3 | Elect Supervisory Board Member Karl Schleinzer | Management | For | For |
7.4 | Elect Supervisory Board Member Helmut Langanger | Management | For | For |
7.5 | Elect Supervisory Board Member Karl Samstag | Management | For | For |
8 | Amend Articles Re: Cancel Capital Authorization, Supervisory Board, Compliance with Austrian Company Law Amendment Act 2011 | Management | For | For |
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
SUPERIOR ENERGY SERVICES, INC.
MEETING DATE: FEB 07, 2012 |
||||
TICKER: SPN
SECURITY ID: 868157108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | Against |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
TESCO CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: TESO
SECURITY ID: 88157K101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John U. Clarke as Director | Management | For | For |
1.2 | Elect Fred J. Dyment as Director | Management | For | For |
1.3 | Elect Gary L. Kott as Director | Management | For | For |
1.4 | Elect R. Vance Milligan as Director | Management | For | For |
1.5 | Elect Julio M. Quintana as Director | Management | For | For |
1.6 | Elect John T. Reynolds as Director | Management | For | For |
1.7 | Elect Norman W. Robertson as Director | Management | For | For |
1.8 | Elect Michael W. Sutherlin as Director | Management | For | For |
1.9 | Elect Clifton T. Weatherford as Director | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TRINIDAD DRILLING LTD.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: TDG
SECURITY ID: 896356102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Michael E. Heier | Management | For | For |
2.2 | Elect Director Brian Bentz | Management | For | For |
2.3 | Elect Director Jim Brown | Management | For | For |
2.4 | Elect Director Brock Gibson | Management | For | For |
2.5 | Elect Director Lewis W. Powers | Management | For | For |
2.6 | Elect Director Ken Stickland | Management | For | For |
2.7 | Elect Director Lyle Whitmarsh | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TUSCANY INTERNATIONAL DRILLING INC
MEETING DATE: AUG 09, 2011 |
||||
TICKER: TID
SECURITY ID: 90069C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares in Connection with Acquisition | Management | For | For |
TUSCANY INTERNATIONAL DRILLING INC
MEETING DATE: MAY 24, 2012 |
||||
TICKER: TID
SECURITY ID: 90069C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Walter A. Dawson | Management | For | For |
2.2 | Elect Director Reginald J. Greenslade | Management | For | For |
2.3 | Elect Director Donald A. Wright | Management | For | For |
2.4 | Elect Director Jeffrey J. Scott | Management | For | For |
2.5 | Elect Director William Dorson | Management | For | For |
2.6 | Elect Director Herb Snowdon | Management | For | For |
2.7 | Elect Director Michel Perret | Management | For | For |
2.8 | Elect Director Paul-Andre Canel | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VANTAGE DRILLING COMPANY
MEETING DATE: JUL 28, 2011 |
||||
TICKER: VTG
SECURITY ID: G93205113
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Paul A. Bragg as Director | Management | For | For |
1.2 | Elect Steven Bradshaw as Director | Management | For | For |
1.3 | Elect Jorge E. Estrada as Director | Management | For | For |
1.4 | Elect Robert F. Grantham as Director | Management | For | For |
1.5 | Elect Marcelo D. Guiscardo as Director | Management | For | For |
1.6 | Elect Ong Tian Khiam as Director | Management | For | For |
1.7 | Elect Duke R. Ligon as Director | Management | For | For |
1.8 | Elect John C.G. O'Leary as Director | Management | For | For |
1.9 | Elect Steiner Thomassen as Director | Management | For | For |
2 | Increase Authorized Common Stock to 800 Million Ordinary Shares | Management | For | Against |
3 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WEATHERFORD INTERNATIONAL LTD.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WFT
SECURITY ID: H27013103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Relect Bernard J. Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel W. Bodman, III as Director | Management | For | For |
3.3 | Reelect Nicholas F. Brady as Director | Management | For | For |
3.4 | Reelect David J. Butters as Director | Management | For | For |
3.5 | Reelect William E. Macaulay as Director | Management | For | For |
3.6 | Reelect Robert K. Moses, Jr. as Director | Management | For | For |
3.7 | Reelect Guillermo Ortiz as Director | Management | For | For |
3.8 | Reelect Emyr Jones Parry as Director | Management | For | For |
3.9 | Reelect Robert A. Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Authorize Capital Increase for Future Acquisitions | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
WESTERN ENERGY SERVICES CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: WRG
SECURITY ID: 958159303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Donald D. Copeland | Management | For | For |
2.2 | Elect Director Lorne A. Gartner | Management | For | For |
2.3 | Elect Director Steven C. Grant | Management | For | For |
2.4 | Elect Director Ronald P. Mathison | Management | For | For |
2.5 | Elect Director Murray K. Mullen | Management | For | For |
2.6 | Elect Director John R. Rooney | Management | For | For |
2.7 | Elect Director Dale E. Tremblay | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
XTREME COIL DRILLING CORP.
MEETING DATE: APR 18, 2012 |
||||
TICKER: XDC
SECURITY ID: 98417D102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2 | Elect Saad Bargach, Randolph M. Charron, Lawrence M. Hibbard, Daniel Z. Remenda, Peter J. Sharpe, Marc L. Staniloff, Kyle W. Swingle, and Thomas D. Wood as Directors | Management | For | Did Not Vote |
2.1 | Elect Director Saad Bargach | Management | For | For |
2.2 | Elect Director Randolph M. Charron | Management | For | For |
2.3 | Elect Director Lawrence M. Hibbard | Management | For | For |
2.4 | Elect Director Daniel Z. Remenda | Management | For | For |
2.5 | Elect Director Peter J. Sharpe | Management | For | For |
2.6 | Elect Director Marc L. Staniloff | Management | For | For |
2.7 | Elect Director Kyle W. Swingle | Management | For | For |
2.8 | Elect Director Thomas D. Wood | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Change Company Name to Xtreme Drilling and Coil Services Corp. | Management | For | For |
5 | Re-approve Stock Option Plan | Management | For | For |
6 | Amend Stock Option Plan | Management | For | For |
7 | Approve Incentive and Retention Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENVIRONMENT AND ALTERNATIVE ENERGY PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AEGION CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: AEGN
SECURITY ID: 00770F104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Joseph Burgess | Management | For | For |
1.2 | Elect Director Stephen P. Cortinovis | Management | For | For |
1.3 | Elect Director Stephanie A. Cuskley | Management | For | For |
1.4 | Elect Director John P. Dubinsky | Management | For | For |
1.5 | Elect Director Charles R. Gordon | Management | For | For |
1.6 | Elect Director Juanita H. Hinshaw | Management | For | For |
1.7 | Elect Director M. Richard Smith | Management | For | For |
1.8 | Elect Director Alfred L. Woods | Management | For | For |
1.9 | Elect Director Phillip D. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 26, 2012 |
||||
TICKER: APD
SECURITY ID: 009158106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mario L. Baeza | Management | For | For |
2 | Elect Director Susan K. Carter | Management | For | For |
3 | Elect Director John E. McGlade | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMYRIS, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: AMRS
SECURITY ID: 03236M101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph Alexander | Management | For | For |
1.2 | Elect Director John Melo | Management | For | For |
1.3 | Elect Director Patrick Pichette | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
APOGEE ENTERPRISES, INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: APOG
SECURITY ID: 037598109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bernard P. Aldrich | Management | For | For |
1.2 | Elect Director John T. Manning | Management | For | For |
1.3 | Elect Director Joseph F. Puishys | Management | For | For |
1.4 | Elect Director Sara L. Hays | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ASHLAND INC.
MEETING DATE: JAN 26, 2012 |
||||
TICKER: ASH
SECURITY ID: 044209104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger W. Hale | Management | For | For |
2 | Elect Director Vada O. Manager | Management | For | For |
3 | Elect Director George A. Schaefer, Jr. | Management | For | For |
4 | Elect Director John F. Turner | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CALGON CARBON CORPORATION
MEETING DATE: APR 27, 2012 |
||||
TICKER: CCC
SECURITY ID: 129603106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Lyons | Management | For | For |
1.2 | Elect Director William R. Newlin | Management | For | For |
1.3 | Elect Director John S. Stanik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CORNING INCORPORATED
MEETING DATE: APR 26, 2012 |
||||
TICKER: GLW
SECURITY ID: 219350105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director Stephanie A. Burns | Management | For | For |
3 | Elect Director John A. Canning, Jr. | Management | For | For |
4 | Elect Director Richard T. Clark | Management | For | For |
5 | Elect Director James B. Flaws | Management | For | For |
6 | Elect Director Gordon Gund | Management | For | For |
7 | Elect Director Kurt M. Landgraf | Management | For | For |
8 | Elect Director Deborah D. Rieman | Management | For | For |
9 | Elect Director H. Onno Ruding | Management | For | For |
10 | Elect Director Mark S. Wrighton | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
CREE, INC.
MEETING DATE: OCT 25, 2011 |
||||
TICKER: CREE
SECURITY ID: 225447101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director Clyde R. Hosein | Management | For | For |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
1.4 | Elect Director Franco Plastina | Management | For | For |
1.5 | Elect Director Alan J. Ruud | Management | For | For |
1.6 | Elect Director Robert L. Tillman | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DANAHER CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: DHR
SECURITY ID: 235851102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mortimer M. Caplin | Management | For | For |
2 | Elect Director Donald J. Ehrlich | Management | For | For |
3 | Elect Director Linda P. Hefner | Management | For | For |
4 | Elect Director Teri List-Stoll | Management | For | For |
5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DARLING INTERNATIONAL INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: DAR
SECURITY ID: 237266101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall C. Stuewe | Management | For | For |
2 | Elect Director O. Thomas Albrecht | Management | For | For |
3 | Elect Director D. Eugene Ewing | Management | For | For |
4 | Elect Director Charles Macaluso | Management | For | For |
5 | Elect Director John D. March | Management | For | For |
6 | Elect Director Michael Rescoe | Management | For | For |
7 | Elect Director Michael Urbut | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | For |
EATON CORPORATION
MEETING DATE: APR 25, 2012 |
||||
TICKER: ETN
SECURITY ID: 278058102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alexander M. Cutler | Management | For | For |
2 | Elect Director Arthur E. Johnson | Management | For | For |
3 | Elect Director Deborah L. McCoy | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ECOLAB INC.
MEETING DATE: NOV 30, 2011 |
||||
TICKER: ECL
SECURITY ID: 278865100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ECOLAB INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: ECL
SECURITY ID: 278865100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie S. Biller | Management | For | For |
2 | Elect Director Jerry A. Grundhofer | Management | For | For |
3 | Elect Director Michael Larson | Management | For | For |
4 | Elect Director Victoria J. Reich | Management | For | For |
5 | Elect Director John J. Zillmer | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Eliminate Supermajority Vote Requirement | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
10 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
EMERSON ELECTRIC CO.
MEETING DATE: FEB 07, 2012 |
||||
TICKER: EMR
SECURITY ID: 291011104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Fernandez G. | Management | For | For |
1.2 | Elect Director A.F. Golden | Management | For | For |
1.3 | Elect Director W.R. Johnson | Management | For | For |
1.4 | Elect Director J.B. Menzer | Management | For | For |
1.5 | Elect Director A.A. Busch, III | Management | For | For |
1.6 | Elect Director R.I. Ridgway | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
5 | Declassify the Board of Directors | Shareholder | Against | For |
EMPRESA NACIONAL DE ELECTRICIDAD S.A. ENDESA
MEETING DATE: APR 26, 2012 |
||||
TICKER: ENDESA
SECURITY ID: 29244T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2011 | Management | For | For |
2 | Approve Allocation of Income and Distribution of Dividends | Management | For | For |
3 | Approve Dividend Policy and Distribution Procedures | Management | None | None |
4 | Approve Investment and Financing Policy | Management | For | For |
5 | Elect Directors | Management | For | Abstain |
6 | Approve Remuneration of Directors | Management | For | Abstain |
7 | Approve Remuneration and Budget of Directors' Committee for 2012 | Management | For | Abstain |
8 | Present Report of the Directors' Committee | Management | None | None |
9 | Elect External Auditor | Management | For | For |
10 | Elect Two Internal Statutory Auditors and their Respective Alternates; Approve their Remunerations | Management | For | For |
11 | Accept Report Regarding Related-Party Transactions | Management | None | None |
12 | Other Business (Voting) | Management | For | Against |
ENEL SPA
MEETING DATE: APR 30, 2012 |
||||
TICKER: ENEL
SECURITY ID: T3679P115
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
1 | Amend Articles Re: Articles 14 and 25 (Board-Related) | Management | For | For |
ENERGY SOLUTIONS, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: ES
SECURITY ID: 292756202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Rogel | Management | For | For |
1.2 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
1.3 | Elect Director Val J. Christensen | Management | For | For |
1.4 | Elect Director Pascal Colombani | Management | For | For |
1.5 | Elect Director J.I. "Chip" Everest, II | Management | For | For |
1.6 | Elect Director David J. Lockwood | Management | For | For |
1.7 | Elect Director Clare Spottiswoode | Management | For | For |
1.8 | Elect Director Robert A. Whitman | Management | For | For |
1.9 | Elect Director David B. Winder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: FCS
SECURITY ID: 303726103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles P. Carinalli | Management | For | For |
2 | Elect Director Randy W. Carson | Management | For | For |
3 | Elect Director Terry A. Klebe | Management | For | For |
4 | Elect Director Anthony Lear | Management | For | For |
5 | Elect Director Thomas L. Magnanti | Management | For | For |
6 | Elect Director Kevin J. McGarity | Management | For | For |
7 | Elect Director Bryan R. Roub | Management | For | For |
8 | Elect Director Ronald W. Shelly | Management | For | For |
9 | Elect Director Mark S. Thompson | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Management | For | For |
13 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FOSTER WHEELER AG
MEETING DATE: AUG 02, 2011 |
||||
TICKER: FWLT
SECURITY ID: H27178104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Roberto Quarta as Director | Management | For | For |
2 | Elect John M. Malcolm as Director | Management | For | For |
3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS. | Management | For | Abstain |
HUBBELL INCORPORATED
MEETING DATE: MAY 08, 2012 |
||||
TICKER: HUB.B
SECURITY ID: 443510201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn J. Good | Management | For | For |
1.2 | Elect Director Anthony J. Guzzi | Management | For | For |
1.3 | Elect Director Neal J. Keating | Management | For | For |
1.4 | Elect Director John F. Malloy | Management | For | For |
1.5 | Elect Director Andrew McNally, IV | Management | For | For |
1.6 | Elect Director Timothy H. Powers | Management | For | For |
1.7 | Elect Director G. Jackson Ratcliffe | Management | For | For |
1.8 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.9 | Elect Director John G. Russell | Management | For | For |
1.10 | Elect Director Richard J. Swift | Management | For | For |
1.11 | Elect Director Daniel S. Van Riper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INGERSOLL-RAND PLC
MEETING DATE: JUN 07, 2012 |
||||
TICKER: IR
SECURITY ID: G47791101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 26, 2012 |
||||
TICKER: JEC
SECURITY ID: 469814107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Noel G. Watson | Management | For | For |
2 | Elect Director Joseph R. Bronson | Management | For | For |
3 | Elect Director Peter J. Robertson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 25, 2012 |
||||
TICKER: JCI
SECURITY ID: 478366107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis W. Archer | Management | For | For |
1.2 | Elect Director Mark P. Vergnano | Management | For | For |
1.3 | Elect Director Richard Goodman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Declassify the Board of Directors | Shareholder | Against | For |
LENNOX INTERNATIONAL INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: LII
SECURITY ID: 526107107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Major | Management | For | For |
1.2 | Elect Director Gregory T. Swienton | Management | For | For |
1.3 | Elect Director Todd J. Teske | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
LIGHTING SCIENCE GROUP CORPORATION
MEETING DATE: AUG 10, 2011 |
||||
TICKER: LSCG
SECURITY ID: 53224G301
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Bachman | Management | For | For |
1.2 | Elect Director David Bell | Management | For | Withhold |
1.3 | Elect Director Charles Darnell | Management | For | For |
1.4 | Elect Director Donald Harkleroad | Management | For | Withhold |
1.5 | Elect Director James Haworth | Management | For | For |
1.6 | Elect Director Michael Kempner | Management | For | For |
1.7 | Elect Director T. Michael Moseley | Management | For | Withhold |
1.8 | Elect Director Leon Wagner | Management | For | For |
1.9 | Elect Director Richard Weinberg | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Certificate of Incorporation to Provide Delaware Court Shall Be Sole Forum for Certain Disputes | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Ratify Auditors | Management | For | For |
NOVOZYMES A/S
MEETING DATE: FEB 29, 2012 |
||||
TICKER: NZYM B
SECURITY ID: K7317J133
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of DKK 1.90 per Class A and B Shares | Management | For | Did Not Vote |
4 | Approve Amendment to Guidelines for Remuneration of Executive Management and Board | Management | For | Did Not Vote |
5 | Approve Remuneration of Directors; Approve Remuneration for Audit Committee Work | Management | For | Did Not Vote |
6 | Reelect Henrik Gurtler as Chairman | Management | For | Did Not Vote |
7 | Reelect Kurt Nielsen as Deputy Chairman | Management | For | Did Not Vote |
8a | Reelect Lena Olving as Director | Management | For | Did Not Vote |
8b | Reelect Jorgen Rasmussen as Director | Management | For | Did Not Vote |
8c | Reelect Agnete Raaschou-Nielsen as Director | Management | For | Did Not Vote |
8d | Reelect Mathias Uhlen as Director | Management | For | Did Not Vote |
9 | Ratify PwC as Auditors | Management | For | Did Not Vote |
10a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
10b | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
11 | Other Business | Management | None | None |
ORMAT TECHNOLOGIES, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ORA
SECURITY ID: 686688102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yehudit Bronicki | Management | For | For |
1.2 | Elect Director Robert F. Clarke | Management | For | For |
1.3 | Elect Director David Wagener | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PRAXAIR, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: PX
SECURITY ID: 74005P104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Oscar Bernardes | Management | For | For |
1.3 | Elect Director Bret K. Clayton | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Edward G. Galante | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Ira D. Hall | Management | For | For |
1.8 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.9 | Elect Director Larry D. McVay | Management | For | For |
1.10 | Elect Director Wayne T. Smith | Management | For | For |
1.11 | Elect Director Robert L. Wood | Management | For | For |
2 | Provide Right to Call Special Meeting | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
PROGRESSIVE WASTE SOLUTIONS LTD.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: BIN
SECURITY ID: 74339G101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Elect Director Michael G. DeGroote | Management | For | For |
2.2 | Elect Director Michael H. DeGroote | Management | For | For |
2.3 | Elect Director John T. Dillon | Management | For | For |
2.4 | Elect Director James J. Forese | Management | For | For |
2.5 | Elect Director Jeffrey L. Keefer | Management | For | For |
2.6 | Elect Director Douglas W. Knight | Management | For | For |
2.7 | Elect Director Daniel R. Milliard | Management | For | For |
2.8 | Elect Director Joseph D. Quarin | Management | For | For |
3 | Amend By-law No. 1 | Management | For | For |
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: RSG
SECURITY ID: 760759100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director William J. Flynn | Management | For | For |
3 | Elect Director Michael Larson | Management | For | For |
4 | Elect Director Nolan Lehmann | Management | For | For |
5 | Elect Director W. Lee Nutter | Management | For | For |
6 | Elect Director Ramon A. Rodriguez | Management | For | For |
7 | Elect Director Donald W. Slager | Management | For | For |
8 | Elect Director Allan C. Sorensen | Management | For | For |
9 | Elect Director John M. Trani | Management | For | For |
10 | Elect Director Michael W. Wickham | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
SCHNITZER STEEL INDUSTRIES, INC.
MEETING DATE: JAN 25, 2012 |
||||
TICKER: SCHN
SECURITY ID: 806882106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Anderson | Management | For | For |
1.2 | Elect Director John D. Carter | Management | For | For |
1.3 | Elect Director Kenneth M. Novack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SENSATA TECHNOLOGIES HOLDING N.V.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: 9ST
SECURITY ID: N7902X106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Thomas Wroe, Jr. as Director | Management | For | For |
2 | Elect Martha Sullivan as Director | Management | For | For |
3 | Elect Lewis B. Campbell as Director | Management | For | For |
4 | Elect Paul Edgerley as Director | Management | For | For |
5 | Elect Michael J. Jacobson as Director | Management | For | For |
6 | Elect John Lewis as Director | Management | For | For |
7 | Elect Charles W. Peffer as Director | Management | For | For |
8 | Elect Kirk P. Pond as Director | Management | For | For |
9 | Elect Michael Ward as Director | Management | For | For |
10 | Elect Stephen Zide as Director | Management | For | For |
11 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
12 | Approve Financial Statements and Statutory Reports for Fiscal Year 2011 | Management | For | For |
13 | Approve Discharge of Board | Management | For | For |
14 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
15 | Grant Board Authority to Repurchase Shares | Management | For | For |
16 | Grant Board Authority to Issue Shares and Limit/Exclude Preemptive Rights for Five Years | Management | For | Against |
17 | Amend Articles Re: Board Related | Management | For | For |
STERICYCLE, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: SRCL
SECURITY ID: 858912108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark C. Miller | Management | For | For |
2 | Elect Director Jack W. Schuler | Management | For | For |
3 | Elect Director Thomas D. Brown | Management | For | For |
4 | Elect Director Rod F. Dammeyer | Management | For | For |
5 | Elect Director William K. Hall | Management | For | For |
6 | Elect Director Jonathan T. Lord | Management | For | For |
7 | Elect Director John Patience | Management | For | For |
8 | Elect Director James W.p. Reid-Anderson | Management | For | For |
9 | Elect Director Ronald G. Spaeth | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
TRACTEBEL ENERGIA S.A.
MEETING DATE: MAR 21, 2012 |
||||
TICKER: TBLE3
SECURITY ID: P9208W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Employees' Bonuses | Management | For | Abstain |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
5 | Elect Directors and Alternates | Management | For | For |
6 | Install Fiscal Council and Elect Members and Alternates | Management | For | For |
7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
VOTE SUMMARY REPORT
SELECT FINANCIAL SERVICES PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
A.F.P. PROVIDA S.A.
MEETING DATE: APR 27, 2012 |
||||
TICKER: PROVIDA
SECURITY ID: 00709P108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports for Fiscal Year 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Present Dividend Policy | Management | None | None |
4 | Elect Directors and Fix Their Remuneration for Fiscal Year 2012 | Management | For | Abstain |
5 | Approve Remuneration and Budget of Directors' Committee and Their Alternates for 2012 | Management | For | Abstain |
6 | Elect External Auditors for Fiscal Year 2012 | Management | For | For |
7 | Designate Risk Assessment Company | Management | For | For |
8 | Receive Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
9 | Receive Report of Directors' Committee on Activities and Expenses | Management | None | None |
10 | Designate Newspaper to Publish Meeting Announcements | Management | For | For |
11 | Other Business (Voting) | Management | For | Against |
ACCENTURE PLC
MEETING DATE: FEB 09, 2012 |
||||
TICKER: CSA
SECURITY ID: G1151C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Dina Dublon as a Director | Management | For | For |
3 | Reelect William D. Green as a Director | Management | For | For |
4 | Reelect Nobuyuki Idei as a Director | Management | For | For |
5 | Reelect Marjorie Magner as a Director | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | Management | For | For |
10 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
11 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACE LIMITED
MEETING DATE: JAN 09, 2012 |
||||
TICKER: ACE
SECURITY ID: H0023R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividend Distribution from Legal Reserves | Management | For | Did Not Vote |
ACE LIMITED
MEETING DATE: MAY 16, 2012 |
||||
TICKER: ACE
SECURITY ID: H0023R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael G. Atieh as Director | Management | For | For |
1.2 | Elect Mary A. Cirillo as Director | Management | For | For |
1.3 | Elect Thomas J. Neff as Director | Management | For | For |
2.1 | Approve Annual Report | Management | For | For |
2.2 | Accept Statutory Financial Statements | Management | For | For |
2.3 | Accept Consolidated Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Approve Creation of CHF 4.2 Billion Pool of Capital without Preemptive Rights | Management | For | For |
6.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
6.2 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors | Management | For | For |
6.3 | Ratify BDO AG as Special Auditors | Management | For | For |
7 | Approve Dividend Distribution From Legal Reserves Through Reduction in Share Capital | Management | For | For |
8 | Advisory Vote to ratify Named Executive Officers' Compensation | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ADVANCE AMERICA, CASH ADVANCE CENTERS, INC.
MEETING DATE: APR 20, 2012 |
||||
TICKER: AEA
SECURITY ID: 00739W107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
AFFILIATED MANAGERS GROUP, INC.
MEETING DATE: JUN 18, 2012 |
||||
TICKER: AMG
SECURITY ID: 008252108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel T. Byrne | Management | For | For |
2 | Elect Director Dwight D. Churchill | Management | For | For |
3 | Elect Director Sean M. Healey | Management | For | For |
4 | Elect Director Harold J. Meyerman | Management | For | For |
5 | Elect Director William J. Nutt | Management | For | For |
6 | Elect Director Tracy P. Palandjian | Management | For | For |
7 | Elect Director Rita M. Rodriguez | Management | For | For |
8 | Elect Director Patrick T. Ryan | Management | For | For |
9 | Elect Director Jide J. Zeitlin | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
AFLAC INCORPORATED
MEETING DATE: MAY 07, 2012 |
||||
TICKER: AFL
SECURITY ID: 001055102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel P. Amos | Management | For | For |
2 | Elect Director John Shelby Amos, II | Management | For | For |
3 | Elect Director Paul S. Amos, II | Management | For | For |
4 | Elect Director Kriss Cloninger, III | Management | For | For |
5 | Elect Director Elizabeth J. Hudson | Management | For | For |
6 | Elect Director Douglas W. Johnson | Management | For | For |
7 | Elect Director Robert B. Johnson | Management | For | For |
8 | Elect Director Charles B. Knapp | Management | For | For |
9 | Elect Director E. Stephen Purdom | Management | For | For |
10 | Elect Director Barbara K. Rimer | Management | For | For |
11 | Elect Director Marvin R. Schuster | Management | For | For |
12 | Elect Director Melvin T. Stith | Management | For | For |
13 | Elect Director David Gary Thompson | Management | For | For |
14 | Elect Director Takuro Yoshida | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Ratify Auditors | Management | For | For |
ALERUS FINANCIAL CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ALRS
SECURITY ID: 01446U103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karen M. Bohn | Management | For | For |
1.2 | Elect Director Harold A. Gershman | Management | For | For |
1.3 | Elect Director James J. Karley | Management | For | For |
1.4 | Elect Director Sally J. Smith | Management | For | For |
1.5 | Elect Director Kevin D. Lemke | Management | For | For |
1.6 | Elect Director Randy L. Newman | Management | For | For |
1.7 | Elect Director Lloyd G. Case | Management | For | For |
1.8 | Elect Director A. Bart Holaday | Management | For | For |
ALLIANCE DATA SYSTEMS CORPORATION
MEETING DATE: JUN 07, 2012 |
||||
TICKER: ADS
SECURITY ID: 018581108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward J. Heffernan | Management | For | For |
2 | Elect Director Robert A. Minicucci | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: MAY 03, 2012 |
||||
TICKER: AWH
SECURITY ID: H01531104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Scott A. Carmilani as Director | Management | For | For |
2 | Elect James F. Duffy as Director | Management | For | For |
3 | Elect Bart Friedman as Director | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Approve Reclassification of Free Reserves from Capital Contributions | Management | For | For |
8 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
9 | Approve Retention of Disposable Profits | Management | For | For |
10 | Approve Reduction in Share Capital | Management | For | For |
11 | Amend Articles to Eliminate Certain Conditional Share Capital | Management | For | For |
12 | Amend Articles to Extend Authorized Share Capital | Management | For | For |
13 | Approve Dividends | Management | For | For |
14 | Appoint Deloitte & Touche as Independent Auditors and Deloitte AG as Statutory Auditors | Management | For | For |
15 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
16 | Approve Discharge of Board and Senior Management | Management | For | For |
AMERICAN CAMPUS COMMUNITIES, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: ACC
SECURITY ID: 024835100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Bayless, Jr. | Management | For | For |
1.2 | Elect Director R.D. Burck | Management | For | For |
1.3 | Elect Director G. Steven Dawson | Management | For | For |
1.4 | Elect Director Cydney C. Donnell | Management | For | For |
1.5 | Elect Director Edward Lowenthal | Management | For | For |
1.6 | Elect Director Winston W. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN CAPITAL AGENCY CORP.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: AGNC
SECURITY ID: 02503X105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Couch | Management | For | For |
2 | Elect Director Morris A. Davis | Management | For | For |
3 | Elect Director Randy E. Dobbs | Management | For | For |
4 | Elect Director Larry K. Harvey | Management | For | For |
5 | Elect Director Alvin N. Puryear | Management | For | For |
6 | Elect Director Malon Wilkus | Management | For | For |
7 | Elect Director Samuel A. Flax | Management | For | For |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | For |
10 | Ratify Auditors | Management | For | For |
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: MTGE
SECURITY ID: 02504A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Couch | Management | For | For |
1.2 | Elect Director Morris A. Davis | Management | For | For |
1.3 | Elect Director Randy E. Dobbs | Management | For | For |
1.4 | Elect Director Larry K. Harvey | Management | For | For |
1.5 | Elect Director Alvin N. Puryear | Management | For | For |
1.6 | Elect Director Malon Wilkus | Management | For | For |
1.7 | Elect Director John R. Erickson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 30, 2012 |
||||
TICKER: AXP
SECURITY ID: 025816109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Barshefsky | Management | For | For |
1.2 | Elect Director U.M. Burns | Management | For | For |
1.3 | Elect Director K.I. Chenault | Management | For | For |
1.4 | Elect Director P. Chernin | Management | For | For |
1.5 | Elect Director T.J. Leonsis | Management | For | For |
1.6 | Elect Director J. Leschly | Management | For | For |
1.7 | Elect Director R.C. Levin | Management | For | For |
1.8 | Elect Director R.A. McGinn | Management | For | For |
1.9 | Elect Director E.D. Miller | Management | For | For |
1.10 | Elect Director S.S. Reinemund | Management | For | For |
1.11 | Elect Director R.D. Walter | Management | For | For |
1.12 | Director R.A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
AMERICAN INTERNATIONAL GROUP, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: AIG
SECURITY ID: 026874784
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert H. Benmosche | Management | For | For |
2 | Elect Director W. Don Cornwell | Management | For | For |
3 | Elect Director John H. Fitzpatrick | Management | For | For |
4 | Elect Director Laurette T. Koellner | Management | For | For |
5 | Elect Director Donald H. Layton | Management | For | For |
6 | Elect Director Christopher S. Lynch | Management | For | For |
7 | Elect Director Arthur C. Martinez | Management | For | For |
8 | Elect Director George L. Miles, Jr. | Management | For | For |
9 | Elect Director Henry S. Miller | Management | For | For |
10 | Elect Director Robert S. Miller | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ronald A. Rittenmeyer | Management | For | For |
13 | Elect Director Douglas M. Steenland | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
AMERICAN TOWER CORPORATION
MEETING DATE: NOV 29, 2011 |
||||
TICKER: AMT
SECURITY ID: 029912201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AMERICAN TOWER CORPORATION
MEETING DATE: JUN 19, 2012 |
||||
TICKER: AMT
SECURITY ID: 03027X100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: AMP
SECURITY ID: 03076C106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lon R. Greenberg | Management | For | For |
2 | Elect Director Warren D. Knowlton | Management | For | For |
3 | Elect Director Jeffrey Noddle | Management | For | For |
4 | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
AON CORPORATION
MEETING DATE: MAR 16, 2012 |
||||
TICKER: AON
SECURITY ID: 037389103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
2 | Approve Reduction in Share Capital | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
AON PLC
MEETING DATE: MAY 18, 2012 |
||||
TICKER: AON
SECURITY ID: G0408V102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lester B. Knight | Management | For | For |
2 | Elect Director Gregory C. Case | Management | For | For |
3 | Elect Director Fulvio Conti | Management | For | For |
4 | Elect Director Cheryl A. Francis | Management | For | For |
5 | Elect Director Edgar D. Jannotta | Management | For | For |
6 | Elect Director J. Michael Losh | Management | For | For |
7 | Elect Director Robert S. Morrison | Management | For | For |
8 | Elect Director Richard B. Myers | Management | For | For |
9 | Elect Director Richard C. Notebaert | Management | For | For |
10 | Elect Director Gloria Santona | Management | For | For |
11 | Elect Director Carolyn Y. Woo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
MEETING DATE: APR 30, 2012 |
||||
TICKER: AIV
SECURITY ID: 03748R101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James N. Bailey | Management | For | For |
2 | Elect Director Terry Considine | Management | For | For |
3 | Elect Director Thomas L. Keltner | Management | For | For |
4 | Elect Director J. Landis Martin | Management | For | For |
5 | Elect Director Robert A. Miller | Management | For | For |
6 | Elect Director Kathleen M. Nelson | Management | For | For |
7 | Elect Director Michael A. Stein | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARCH CAPITAL GROUP LTD.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: ACGL
SECURITY ID: G0450A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric W. Doppstadt | Management | For | For |
1.2 | Elect Director Constantine Iordanou | Management | For | For |
1.3 | Elect Director James J. Meenaghan | Management | For | For |
1.4 | Elect Director John M. Pasquesi | Management | For | Withhold |
2.1 | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.2 | Elect Director Edgardo Balois as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.3 | Elect Director William E. Beveridge as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.4 | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.5 | Elect Director Peter Calleo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.6 | Elect Director Knud Christensen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.7 | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.8 | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.9 | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.10 | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.11 | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.12 | Elect Director E. Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.13 | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.14 | Elect Director Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.15 | Elect Director John C.R. Hele as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.16 | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.17 | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.18 | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.19 | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.20 | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.21 | Elect Director Lin Li-Williams as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.22 | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.23 | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.24 | Elect Director David McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.25 | Elect Director Rommel Mercado as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.26 | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.27 | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.28 | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.29 | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.30 | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.31 | Elect Director John F. Rathgeber as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.32 | Elect Director Andrew Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.33 | Elect Director Paul S. Robotham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.34 | Elect Director Carla Santamaria-Sena as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.35 | Elect Director Scott Schenker as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.36 | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.37 | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.38 | Elect Director Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.39 | Elect Director Iwan van Munster as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.40 | Elect Director Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.41 | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
3 | Approve Arch Capital Group LTD. 2012 Long Term Incentive and Share Award Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARES CAPITAL CORPORATION
MEETING DATE: JUN 04, 2012 |
||||
TICKER: ARCC
SECURITY ID: 04010L103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory W. Penske | Management | For | For |
1.2 | Elect Director Robert L. Rosen | Management | For | For |
1.3 | Elect Director Bennett Rosenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
ASSURED GUARANTY LTD.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: AGO
SECURITY ID: G0585R106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Francisco L. Borges as Director | Management | For | For |
1.2 | Elect Stephen A. Cozen as Director | Management | For | For |
1.3 | Elect Patrick W. Kenny as Director | Management | For | For |
1.4 | Elect Donald H. Layton as Director | Management | For | For |
1.5 | Elect Robin Monro-Davies as Director | Management | For | For |
1.6 | Elect Michael T. O'Kane as Director | Management | For | For |
1.7 | Elect Wilbur L. Ross, Jr. as Director | Management | For | For |
1.8 | Elect Walter A. Scott as Director | Management | For | For |
1.9 | Elect Howard Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
1.10 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
1.11 | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
1.12 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
1.13 | Elect Dominic J. Frederico asDirector of Assured Guaranty Re Ltd | Management | For | For |
1.14 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
1.15 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
1.16 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re | Management | For | For |
AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: AVB
SECURITY ID: 053484101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryce Blair | Management | For | For |
1.2 | Elect Director Alan B. Buckelew | Management | For | For |
1.3 | Elect Director Bruce A. Choate | Management | For | For |
1.4 | Elect Director John J. Healy, Jr. | Management | For | For |
1.5 | Elect Director Timothy J. Naughton | Management | For | For |
1.6 | Elect Director Lance R. Primis | Management | For | For |
1.7 | Elect Director Peter S. Rummell | Management | For | For |
1.8 | Elect Director H. Jay Sarles | Management | For | For |
1.9 | Elect Director W. Edward Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
AXIS CAPITAL HOLDINGS LIMITED
MEETING DATE: MAY 03, 2012 |
||||
TICKER: AXS
SECURITY ID: G0692U109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael A. Butt as Director | Management | For | For |
1.2 | Elect John R. Charman as Director | Management | For | For |
1.3 | Elect Charles A. Davis as Director | Management | For | For |
1.4 | Elect Sir Andrew Large as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche Ltd as Auditors | Management | For | For |
BANCO ABC BRASIL S.A.
MEETING DATE: APR 30, 2012 |
||||
TICKER: ABCB4
SECURITY ID: P0763M135
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Company's Management | Management | For | For |
BANCO DE CHILE
MEETING DATE: MAR 22, 2012 |
||||
TICKER: CHILE
SECURITY ID: 059520106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends of CLP 2.98 Per Share | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve Remuneration and Budget of Directors and Audit Committee | Management | For | For |
5 | Elect External Auditors | Management | For | For |
6 | Receive Directors and Audit Committee Report | Management | None | None |
7 | Present Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
8 | Transact Other Business (Non-Voting) | Management | None | None |
1 | Authorize Increase in Capital via Capitalization of 30 Percent of Distributable Net Income for FY Ended Dec. 31, 2011 | Management | For | For |
2 | Amend Article 5 of Bylaws Re: Capital and Shares | Management | For | Abstain |
3 | Adopt All Necessary Agreements to Execute Approved Resolutions | Management | For | For |
BANCO MACRO S.A.
MEETING DATE: APR 16, 2012 |
||||
TICKER: BMA
SECURITY ID: 05961W105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
2 | Accept Financial Statements and Statutory Reports for Fiscal Year 2011 | Management | For | Abstain |
3 | Approve Discharge of Management and Internal Statutory Auditors Committee | Management | For | For |
4 | Allocate Non-Assigned Income of Fiscal Year 2011 | Management | For | For |
5 | Approve Remuneration of Directors for Fiscal Year 2011 | Management | For | Abstain |
6 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year 2011 | Management | For | Abstain |
7 | Approve Remuneration of External Auditors for Fiscal Year 2011 | Management | For | Abstain |
8 | Amend Article 14 of Bylaws Re: Increase to 13 Maximum Number of Directors | Management | For | For |
9 | Authorize Registration of Company Bylaws | Management | For | For |
10 | Fix Number of and Elect Five Directors and Their Alternates for a Three-Year Term | Management | For | Abstain |
11 | Fix Number of and Elect Members of Internal Statutory Auditors Committee and Alternates | Management | For | Abstain |
12 | Appoint External Auditor for Fiscal Year 2012 | Management | For | Abstain |
13 | Approve Budget of Audit Committee | Management | For | For |
BANCO SANTANDER BRASIL SA
MEETING DATE: OCT 25, 2011 |
||||
TICKER: SANB4
SECURITY ID: 05967A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Celso Clemente Giacometti as Board Chairman | Management | For | For |
2 | Confirm Board Composition | Management | For | For |
3 | Amend Articles Re: Nivel 2 Regulations | Management | For | For |
4 | Approve Long-Term Incentive Plan | Management | For | For |
BANCO SANTANDER BRASIL SA
MEETING DATE: DEC 16, 2011 |
||||
TICKER: SANB4
SECURITY ID: 05967A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Nivel2 Regulations | Management | For | For |
BANCO SANTANDER BRASIL SA
MEETING DATE: FEB 07, 2012 |
||||
TICKER: SANB4
SECURITY ID: 05967A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Deferred Bonus Plan | Management | For | For |
2 | Amend Articles Re: Establishment of Remuneration Committee | Management | For | For |
BANCO SANTANDER BRASIL SA
MEETING DATE: APR 25, 2012 |
||||
TICKER: SANB11
SECURITY ID: 05967A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | Management | For | Against |
1 | Alter Dividend Payment Date | Management | For | For |
2 | Amend Articles Re: Executive Officers | Management | For | For |
BANCO SANTANDER CHILE
MEETING DATE: APR 24, 2012 |
||||
TICKER: BSANTANDER
SECURITY ID: 05965X109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements and External Auditors' Report for Fiscal Year 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Appoint External Auditors | Management | For | For |
4 | Designate Risk Assessment Companies | Management | For | For |
5 | Approve Remuneration of Directors | Management | For | For |
6 | Receive Directors and Audit Committee's Report; Approve Remuneration and Budget of Directors' Committee and Audit Committee | Management | For | Abstain |
7 | Receive Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
8 | Transact Other Business (Non-Voting) | Management | None | None |
BANCO SANTANDER S.A.
MEETING DATE: MAR 29, 2012 |
||||
TICKER: SAN
SECURITY ID: 05964H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2011 | Management | For | For |
1.B | Approve Discharge of Directors for FY 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.60 Per Share | Management | For | For |
3.A | Elect Esther Gimenez-Salinas Colomer as Director | Management | For | For |
3.B | Ratify Appointment of and Elect Vittorio Corbo Lioi as Director | Management | For | Against |
3.C | Reelect Juan Rodriguez Inciarte as Director | Management | For | Against |
3.D | Reelect Emilio Botin-Sanz de Sautuola y Garcia de los Rios as Director | Management | For | Against |
3.E | Reelect Matias Rodriguez Inciarte as Director | Management | For | Against |
3.F | Reelect Manuel Soto Serrano as Director | Management | For | Against |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5.A | Amend Articles 22, 23, 24, 27, 31, and 61 | Management | For | For |
5.B | Amend Article 69 | Management | For | For |
6.A | Amend 4, 5, 6, 7, and 8 of General Meeting Regulations | Management | For | For |
6.B | Amend Articles 18, 19, 21, 22, and 26 of General Meeting Regulations | Management | For | For |
7 | Authorize Capital Increase of EUR 500 Million | Management | For | For |
8 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
9.A | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.B | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.C | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.D | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
10.A | Authorize Issuance of Convertible Debt Securities up to EUR 8 Billion with 20 Percent Dilution Limit on Issues Excluding Preemptive Rights | Management | For | For |
10.B | Authorize Issuance of Non-convertible Debt and Fixed-Income Securities up to EUR 40 Billion | Management | For | For |
10.C | Approve New Conversion Date for 2007 Mandatorily Convertible Debentures | Management | For | For |
11.A | Approve Deferred Annual Bonus under Second Cycle of Deferred and Conditional Variable Remuneration Plan | Management | For | For |
11.B | Approve Deferred Annual Share Bonus Plan under Third Cycle of Deferred and Conditional Share Plan | Management | For | For |
11.C | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | Management | For | For |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
13 | Advisory Vote on Remuneration Report | Management | For | For |
BANCORP OF NEW JERSEY, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: BKJ
SECURITY ID: 059915108
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Bello | Management | For | For |
1.2 | Elect Director Jay Blau | Management | For | For |
1.3 | Elect Director Albert F. Buzzetti | Management | For | For |
1.4 | Elect Director Albert L. Buzzetti | Management | For | For |
1.5 | Elect Director Gerald A. Calabrese, Jr. | Management | For | For |
1.6 | Elect Director Stephen Crevani | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 09, 2012 |
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TICKER: BAC
SECURITY ID: 060505104
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mukesh D. Ambani | Management | For | For |
2 | Elect Director Susan S. Bies | Management | For | For |
3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
4 | Elect Director Virgis W. Colbert | Management | For | For |
5 | Elect Director Charles K. Gifford | Management | For | For |
6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
7 | Elect Director Monica C. Lozano | Management | For | For |
8 | Elect Director Thomas J. May | Management | For | For |
9 | Elect Director Brian T. Moynihan | Management | For | For |
10 | Elect Director Donald E. Powell | Management | For | For |
11 | Elect Director Charles O. Rossotti | Management | For | For |
12 | Elect Director Robert W. Scully | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Disclose Prior Government Service | Shareholder | Against | Against |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
17 | Stock Retention/Holding Period | Shareholder | Against | Against |
18 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
19 | Prohibit Political Contributions | Shareholder | Against | Against |
BANK OF BARODA LTD.
MEETING DATE: DEC 23, 2011 |
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TICKER: 532134
SECURITY ID: Y06451119
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity Shares/Warrants up to an Aggregate Amount of INR 7.75 Billion to the Government of India, Promoter | Management | For | For |
2.1 | Elect S. Gupta as Director | Management | For | Did Not Vote |
2.2 | Elect M.P. Mehrotra as Director | Management | For | Did Not Vote |
2.3 | Elect M.P. Mehta as Director | Management | For | Did Not Vote |
2.4 | Elect M.A. Vaishnav as Director | Management | For | For |
2.5 | Elect R.S. Sahoo as Director | Management | For | Abstain |
2.6 | Elect S.S. Bhandari as Director | Management | For | Abstain |
BANK OF BARODA LTD.
MEETING DATE: MAR 27, 2012 |
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TICKER: 532134
SECURITY ID: Y06451119
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity Shares to Life Insurance Corp. of India | Management | For | For |
BANK OF BARODA LTD.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: 532134
SECURITY ID: Y06451119
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 17.00 Per Share | Management | For | For |
BANK OF HAWAII CORPORATION
MEETING DATE: APR 27, 2012 |
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TICKER: BOH
SECURITY ID: 062540109
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Haunani Apoliona | Management | For | For |
1.2 | Elect Director Mary G.F. Bitterman | Management | For | For |
1.3 | Elect Director Mark A. Burak | Management | For | For |
1.4 | Elect Director Michael J. Chun | Management | For | For |
1.5 | Elect Director Clinton R. Churchill | Management | For | For |
1.6 | Elect Director David A. Heenan | Management | For | For |
1.7 | Elect Director Peter S. Ho | Management | For | For |
1.8 | Elect Director Robert Huret | Management | For | For |
1.9 | Elect Director Kent T. Lucien | Management | For | For |
1.10 | Elect Director Martin A. Stein | Management | For | For |
1.11 | Elect Director Donald M. Takaki | Management | For | For |
1.12 | Elect Director Barbara J. Tanabe | Management | For | For |
1.13 | Elect Director Robert W. Wo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BANK OF THE OZARKS, INC.
MEETING DATE: APR 17, 2012 |
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TICKER: OZRK
SECURITY ID: 063904106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Gleason | Management | For | For |
1.2 | Elect Director Mark Ross | Management | For | For |
1.3 | Elect Director Jean Arehart | Management | For | For |
1.4 | Elect Director Nicholas Brown | Management | For | For |
1.5 | Elect Director Richard Cisne | Management | For | For |
1.6 | Elect Director Robert East | Management | For | For |
1.7 | Elect Director Linda Gleason | Management | For | For |
1.8 | Elect Director Henry Mariani | Management | For | For |
1.9 | Elect Director Robert Proost | Management | For | For |
1.10 | Elect Director R. L. Qualls | Management | For | For |
1.11 | Elect Director John Reynolds | Management | For | For |
1.12 | Elect Director Kennith Smith | Management | For | For |
1.13 | Elect Director Sherece West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BANKUNITED, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: BKU
SECURITY ID: 06652K103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bohlsen | Management | For | For |
1.2 | Elect Director Chinh E. Chu | Management | For | For |
1.3 | Elect Director Sue M. Cobb | Management | For | For |
1.4 | Elect Director Eugene F. DeMark | Management | For | For |
1.5 | Elect Director John A. Kanas | Management | For | For |
1.6 | Elect Director Richard LeFrak | Management | For | For |
1.7 | Elect Director Thomas O'Brien | Management | For | For |
1.8 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.9 | Elect Director Pierre Olivier Sarkozy | Management | For | For |
1.10 | Elect Director Lance N. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BARCLAYS PLC
MEETING DATE: APR 27, 2012 |
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TICKER: BARC
SECURITY ID: 06738E204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Marcus Agius as Director | Management | For | For |
4 | Re-elect David Booth as Director | Management | For | For |
5 | Re-elect Alison Carnwath as Director | Management | For | For |
6 | Re-elect Fulvio Conti as Director | Management | For | For |
7 | Re-elect Bob Diamond as Director | Management | For | For |
8 | Re-elect Simon Fraser as Director | Management | For | For |
9 | Re-elect Reuben Jeffery III as Director | Management | For | For |
10 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
11 | Re-elect Chris Lucas as Director | Management | For | For |
12 | Re-elect Dambisa Moyo as Director | Management | For | For |
13 | Re-elect Sir Michael Rake as Director | Management | For | For |
14 | Re-elect Sir John Sunderland as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Approve EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BB&T CORPORATION
MEETING DATE: APR 24, 2012 |
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TICKER: BBT
SECURITY ID: 054937107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison, IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J.L. Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe, III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director Nido R. Qubein | Management | For | For |
1.12 | Elect Director Thomas E. Skains | Management | For | For |
1.13 | Elect Director Thomas N. Thompson | Management | For | For |
1.14 | Elect Director Edwin H. Welch | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BBVA BANCO FRANCES S.A.
MEETING DATE: MAR 26, 2012 |
||||
TICKER: FRAN
SECURITY ID: 07329M100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
2 | Accept Annual Report, Corporate Responsibility Report, Financial Statements, and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
3 | Approve Discharge of Directors and Internal Statutory Auditors Committee | Management | For | For |
4 | Approve Allocation of Income and Dividends for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
5 | Approve Remuneration of Directors for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
6 | Approve Remuneration of Internal Statutory Auditors Committee for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
7 | Fix Number of and Elect Directors for a Three-Year Term | Management | For | Abstain |
8 | Elect Three Members of Internal Statutory Auditors Committee and their Alternates | Management | For | For |
9 | Approve Remuneration of Auditors for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
10 | Elect External Auditors | Management | For | For |
11 | Approve Budget of Audit Committee | Management | For | For |
12 | Amend Article 10 of Bylaws; Reorganize Company Bylaws | Management | For | For |
13 | Approve Merger by Absorption of Inversora Otar SA in Accordance With Article 82, Part 2 of Argentine Company Law | Management | For | For |
14 | Authorize Capital Increase of ARS 516,544 in Connection with the Acquisition in Item 13 | Management | For | For |
15 | Approve Capital Reduction via Cancellation of 50.41 Million Shares Incorporated as Part of Merger Agreement | Management | For | For |
16 | Authorize Increase of Issuance of Debt Securities Up to USD 500 Million within Global Debt Program | Management | For | For |
17 | Approve Merger Balance Sheets and other Reports of Consolidar Comercializadora SA as of June 30, 2011 | Management | For | For |
18 | Approve Discharge of Directors and Statutory Auditors Committee of Consolidar Comercializadora SA for Period Ended June 30, 2011 | Management | For | For |
19 | Approve Remuneration of Directors and Internal Statutory Auditors Committee of Consolidar Comercializadora SA for Period Ended June 30, 2011 | Management | For | For |
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 05, 2012 |
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TICKER: BRK.B
SECURITY ID: 084670702
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
BLACKROCK, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: BLK
SECURITY ID: 09247X101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William S. Demchak | Management | For | For |
2 | Elect Director Laurence D. Fink | Management | For | For |
3 | Elect Director Robert S. Kapito | Management | For | For |
4 | Elect Director Thomas H. O'Brien | Management | For | For |
5 | Elect Director Ivan G. Seidenberg | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Ratify Auditors | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT
MEETING DATE: MAR 27, 2012 |
||||
TICKER: BVMF3
SECURITY ID: P73232103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
BMF BOVESPA S.A. BOLSA VALORES MERC FUT
MEETING DATE: APR 10, 2012 |
||||
TICKER: BVMF3
SECURITY ID: P73232103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Amend Article 5 | Management | For | For |
1b | Amend Article 46 | Management | For | For |
1c | Amend Article 47 | Management | For | For |
1d | Amend Article 48 | Management | For | For |
1e | Amend Article 64 | Management | For | For |
1f | Amend Article 67 | Management | For | For |
1g | Amend Article 79 | Management | For | For |
BNP PARIBAS SA
MEETING DATE: MAY 23, 2012 |
||||
TICKER: BNP
SECURITY ID: F1058Q238
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Renew Appointments of Deloitte & Associes as Auditor and Beas as Alternate Auditor | Management | For | For |
7 | Renew Appointments of Mazars as Auditor and Michel Barbet Massin as Alternate Auditor | Management | For | For |
8 | Renew Appointment of PricewaterhouseCoopers as Auditors and Elect Anik Chaumartin as Alternate Auditor | Management | For | For |
9 | Reelect Denis Kessler as Director | Management | For | For |
10 | Reelect Laurence Parisot as Director | Management | For | For |
11 | Reelect Michel Pebereau as Director | Management | For | For |
12 | Elect Pierre Andre de Chalendar as Director | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | For | For |
15 | Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14 to 16 at EUR 350 Million | Management | For | For |
18 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 13 to 16 at EUR 1 Billion | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: BPFH
SECURITY ID: 101119105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert S. Alexander | Management | For | For |
1.2 | Elect Director Lynn Thompson Hoffman | Management | For | For |
1.3 | Elect Director John Morton, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | None | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
BOSTON PROPERTIES, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: BXP
SECURITY ID: 101121101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence S. Bacow | Management | For | For |
2 | Elect Director Zoe Baird Budinger | Management | For | For |
3 | Elect Director Douglas T. Linde | Management | For | For |
4 | Elect Director Matthew J. Lustig | Management | For | For |
5 | Elect Director Alan J. Patricof | Management | For | For |
6 | Elect Director Martin Turchin | Management | For | For |
7 | Elect Director David A. Twardock | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
BR MALLS PARTICIPACOES S.A.
MEETING DATE: SEP 12, 2011 |
||||
TICKER: BRML3
SECURITY ID: P1908S102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
2 | Amend Articles Re: Board Elections | Management | For | For |
3 | Amend Articles Re: Mandatory Bid Provision | Management | For | Against |
4 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
BR MALLS PARTICIPACOES S.A.
MEETING DATE: APR 24, 2012 |
||||
TICKER: BRML3
SECURITY ID: P1908S102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
5 | Amend Article 19 | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: JAN 25, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 49.8 Percent of SHT Administracao e Corretora de Seguros Ltda. | Management | For | Did Not Vote |
2 | Approve Acquisition of Manindra Empreendimentos e Participacoes Ltda. and Issuance of 106,530 New Shares and 8 Subscription Warrants in Connection with Acquisition | Management | For | Did Not Vote |
3 | Approve Acquisition of 99.9 Percent of Adavo's Consultoria e Corretagem de Seguros Ltda. | Management | For | Did Not Vote |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: FEB 08, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 99.99 Percent of Life Vitoria Consultoria e Corretora de Seguros Ltda. | Management | For | For |
2 | Approve Acquisition of 49.98 Percent Triunfo Corretora e Administradora de Seguros Ltda. | Management | For | For |
3 | Approve Acquisition of MPC- Empreendimentos Proprios Ltda. and Issuance of 204,650 New Shares and 8 Subscription Warrants in Connection with Acquisition | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: MAR 21, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 99.98 Percent of TGL Consultoria Administracao e Corretagem de Seguros Ltda. | Management | For | For |
2 | Approve Acquisition of 49.96 Percent of Economize no Seguro Administradora e Corretora de Seguros Ltda. | Management | For | For |
3 | Approve Acquisition of Owena Empreendimentos e Participacoes Ltda. and Issuance of 65,663 New Shares and 8 Subscription Warrants in Connection with Acquisition | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: APR 26, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 49.8 Percent of ZPS/MW Corretora de Seguros Ltda. | Management | For | For |
2 | Approve Acquisition of Borislav Empreendimentos e Participacoes Ltda. and Issuance of 215,878 New Shares and 8 Subscription Warrants in Connection with Acquisition | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: MAY 04, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Company's Management | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: MAY 11, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Change Location of Company Headquarters | Management | For | For |
1.b | Amend Article 7, Paragraph 3 | Management | For | For |
1.c | Amend Article 10, Paragraph 1 | Management | For | For |
1.d | Amend Article 10, Paragraph 2 | Management | For | For |
1.e | Amend Article 10, Paragraph 5 | Management | For | For |
1.f | Amend Article 12 | Management | For | For |
1.g | Amend Article 12, Paragraph 2 | Management | For | For |
1.h | Amend Article 17 | Management | For | For |
1.i | Amend Article 19 | Management | For | For |
2.1 | Amend Stock Option Plan Re: Administrating Committee | Management | For | Against |
2.2 | Amend Stock Option Plan Re: Committee Chair | Management | For | Against |
2.3 | Amend Stock Option Plan Re: Conflict of Interest | Management | For | Against |
3 | Discuss Date for EGM on June 11, 2012 | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: JUN 05, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 99.96 Percent of Coelho dos Santos Corretora de Seguros Ltda | Management | For | For |
2 | Approve Acquisition of 38.67 Percent of Kalassa Corretora de Seguros Ltda | Management | For | For |
3 | Approve Acquisition of PAAJ Holding Ltda and Issuance of 154,090 New Shares and 16 Subscription Warrants in Connection with Acquisition | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: JUN 14, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Independent Director | Management | For | For |
BRE PROPERTIES, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: BRE
SECURITY ID: 05564E106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving F. Lyons, III | Management | For | For |
1.2 | Elect Director Paula F. Downey | Management | For | For |
1.3 | Elect Director Christopher J. McGurk | Management | For | For |
1.4 | Elect Director Matthew T. Medeiros | Management | For | For |
1.5 | Elect Director Constance B. Moore | Management | For | For |
1.6 | Elect Director Jeanne R. Myerson | Management | For | For |
1.7 | Elect Director Jeffrey T. Pero | Management | For | For |
1.8 | Elect Director Thomas E. Robinson | Management | For | For |
1.9 | Elect Director Dennis E. Singleton | Management | For | For |
1.10 | Elect Director Thomas P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BRIDGE CAPITAL HOLDINGS
MEETING DATE: MAY 24, 2012 |
||||
TICKER: BBNK
SECURITY ID: 108030107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence Owen Brown | Management | For | For |
1.2 | Elect Director Howard N. Gould | Management | For | For |
1.3 | Elect Director Francis J. Harvey | Management | For | For |
1.4 | Elect Director Allan C. Kramer | Management | For | For |
1.5 | Elect Director Robert P. Latta | Management | For | For |
1.6 | Elect Director Daniel P. Myers | Management | For | For |
1.7 | Elect Director Chrsitopher B. Paisley | Management | For | For |
1.8 | Elect Director Thomas M. Quigg | Management | For | For |
1.9 | Elect Director Terry Schwakopf | Management | For | For |
1.10 | Elect Director Barry A. Turkus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
BROOKLINE BANCORP, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: BRKL
SECURITY ID: 11373M107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Doyle, Jr. | Management | For | For |
1.2 | Elect Director Thomas J. Hollister | Management | For | For |
1.3 | Elect Director Charles H. Peck | Management | For | For |
1.4 | Elect Director Paul A. Perrault | Management | For | For |
1.5 | Elect Director Joseph J. Slotnik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAMDEN PROPERTY TRUST
MEETING DATE: MAY 11, 2012 |
||||
TICKER: CPT
SECURITY ID: 133131102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | For |
1.2 | Elect Director Scott S. Ingraham | Management | For | For |
1.3 | Elect Director Lewis A. Levey | Management | For | For |
1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
1.5 | Elect Director William F. Paulsen | Management | For | For |
1.6 | Elect Director D. Keith Oden | Management | For | For |
1.7 | Elect Director F. Gardner Parker | Management | For | For |
1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
1.9 | Elect Director Steven A. Webster | Management | For | For |
1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAMPUS CREST COMMUNITIES, INC.
MEETING DATE: APR 23, 2012 |
||||
TICKER: CCG
SECURITY ID: 13466Y105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ted W. Rollins | Management | For | For |
1.2 | Elect Director Michael S. Hartnett | Management | For | For |
1.3 | Elect Director N. Anthony Coles | Management | For | For |
1.4 | Elect Director Richard S. Kahlbaugh | Management | For | For |
1.5 | Elect Director Denis McGlynn | Management | For | For |
1.6 | Elect Director William G. Popeo | Management | For | For |
1.7 | Elect Director Daniel L. Simmons | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CANADIAN WESTERN BANK
MEETING DATE: MAR 08, 2012 |
||||
TICKER: CWB
SECURITY ID: 13677F101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify KPMG LLP as Auditors | Management | For | For |
2.1 | Elect Director Albrecht W.A. Bellstedt | Management | For | For |
2.2 | Elect Director Linda M.O. Hohol | Management | For | For |
2.3 | Elect Director Allan W. Jackson | Management | For | For |
2.4 | Elect Director Wendy A. Leaney | Management | For | For |
2.5 | Elect Director Robert A. Manning | Management | For | For |
2.6 | Elect Director Gerald A.B. McGavin | Management | For | For |
2.7 | Elect Director Howard E. Pechet | Management | For | For |
2.8 | Elect Director Robert L. Phillips | Management | For | For |
2.9 | Elect Director L. (Larry) M. Pollock | Management | For | For |
2.10 | Elect Director Raymond J. Protti | Management | For | For |
2.11 | Elect Director Ian M. Reid | Management | For | For |
2.12 | Elect Director H.S. (Sandy) Riley | Management | For | For |
2.13 | Elect Director Alan M. Rowe | Management | For | For |
2.14 | Elect Director Arnold J. Shell | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CAPE BANCORP, INC.
MEETING DATE: APR 30, 2012 |
||||
TICKER: CBNJ
SECURITY ID: 139209100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Benevento | Management | For | For |
1.2 | Elect Director Michael D. Devlin | Management | For | For |
1.3 | Elect Director Matthew J. Reynolds | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: COF
SECURITY ID: 14040H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard D. Fairbank | Management | For | For |
2 | Elect Director Peter E. Raskind | Management | For | For |
3 | Elect Director Bradford H. Warner | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
CARVER BANCORP, INC.
MEETING DATE: OCT 25, 2011 |
||||
TICKER: CARV
SECURITY ID: 146875109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Holland, Jr. | Management | For | For |
1.2 | Elect Director Janet L. Rolle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Reverse Stock Split | Management | For | Against |
5 | Increase Authorized Common Stock | Management | For | For |
6 | Approve Conversion of Securities | Management | For | For |
7 | Authorize New Class of Preferred Stock | Management | For | For |
8 | Approve Conversion of Securities | Management | For | For |
9 | Approve Conversion of Securities | Management | For | For |
10 | Amendment to the Certificate of Incorporation Permitting the U.S. Treasury to Vote Shares of Common Stock in Excess of 10% of Carver's Common Stock | Management | For | For |
CASCADE BANCORP
MEETING DATE: MAY 08, 2012 |
||||
TICKER: CACB
SECURITY ID: 147154207
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerol E. Andres | Management | For | For |
1.2 | Elect Director Chris C. Casciato | Management | For | For |
1.3 | Elect Director Michael Connolly | Management | For | For |
1.4 | Elect Director Henry H. Hewitt | Management | For | For |
1.5 | Elect Director Judith A. Johansen | Management | For | For |
1.6 | Elect Director J. LaMont Keen | Management | For | For |
1.7 | Elect Director James B. Lockhart, III | Management | For | For |
1.8 | Elect Director Patricia L. Moss | Management | For | For |
1.9 | Elect Director Ryan R. Patrick | Management | For | For |
1.10 | Elect Director Thomas M. Wells | Management | For | For |
1.11 | Elect Director Terry E. Zink | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CASTELLUM AB
MEETING DATE: MAR 22, 2012 |
||||
TICKER: CAST
SECURITY ID: W2084X107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6a | Receive Financial Statements and Statutory Reports; Receive Consolidated Statements and Statutory Reports | Management | None | None |
6b | Receive Auditor's Report Regarding Compliance of the Guidelines for Executive Remuneration; Receive Chairman's and Managing Director's Review | Management | None | None |
7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of SEK 3.70 per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Receive Election Committee's Report on Activities and Statement Concerning the Proposal Regarding the Board of Directors | Management | None | None |
11 | Determine Number of Members (7) and Deputy Members of Board | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 510,000 for Chairman, SEK 245,000 for Other Members | Management | For | Did Not Vote |
13 | Reelect Per Berggren, Marianne Alexandersson, Ulla-Britt Frajdin-Hellqvist, Christer Jacobson, and Johan Skoglund as Directors; Elect Charlotte Stromberg (Chair), and Jan-Ake Jonsson as New Directors | Management | For | Did Not Vote |
14 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
CBOE HOLDINGS, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: CBOE
SECURITY ID: 12503M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Brodsky | Management | For | For |
1.2 | Elect Director James R. Boris | Management | For | For |
1.3 | Elect Director Mark F. Duffy | Management | For | For |
1.4 | Elect Director Frank E. English, Jr. | Management | For | For |
1.5 | Elect Director Janet P. Froetscher | Management | For | For |
1.6 | Elect Director Jill R. Goodman | Management | For | For |
1.7 | Elect Director Paul Kepes | Management | For | For |
1.8 | Elect Director Duane R. Kullberg | Management | For | For |
1.9 | Elect Director Benjamin R. Londergan | Management | For | For |
1.10 | Elect Director R. Eden Martin | Management | For | For |
1.11 | Elect Director Roderick A. Palmore | Management | For | For |
1.12 | Elect Director Susan M. Phillips | Management | For | For |
1.13 | Elect Director Samuel K. Skinner | Management | For | For |
1.14 | Elect Director Carole E. Stone | Management | For | For |
1.15 | Elect Director Eugene S. Sunshine | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CBRE GROUP, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: CBG
SECURITY ID: 12504L109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Blum | Management | For | For |
1.2 | Elect Director Curtis F. Feeny | Management | For | For |
1.3 | Elect Director Bradford M. Freeman | Management | For | For |
1.4 | Elect Director Michael Kantor | Management | For | For |
1.5 | Elect Director Frederic V. Malek | Management | For | For |
1.6 | Elect Director Jane J. Su | Management | For | For |
1.7 | Elect Director Laura D. Tyson | Management | For | For |
1.8 | Elect Director Brett White | Management | For | For |
1.9 | Elect Director Gary L. Wilson | Management | For | For |
1.10 | Elect Director Ray Wirta | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
CETIP S.A. BALCAO ORGANIZADO DE ATIVOS E DERIVATIVOS
MEETING DATE: APR 17, 2012 |
||||
TICKER: CTIP3
SECURITY ID: P23840104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
4 | Elect Directors | Management | For | Against |
CHEVIOT FINANCIAL CORP.
MEETING DATE: DEC 28, 2011 |
||||
TICKER: CHEV
SECURITY ID: 166774109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Adopt Supermajority Vote Requirement for Amendments to Articles of Incorporation | Management | For | Against |
4 | Adopt Supermajority Vote Requirement for Amendments to Bylaws | Management | For | Against |
5 | Limit Voting Rights of Shares Beneficially Owned in Excess of 10% of Company's Stock | Management | For | Against |
CHEVIOT FINANCIAL CORP.
MEETING DATE: APR 24, 2012 |
||||
TICKER: CHEV
SECURITY ID: 16677X105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Hausfeld | Management | For | For |
1.2 | Elect Director Thomas J. Linneman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHINA CITIC BANK CORPORATION LTD.
MEETING DATE: MAR 06, 2012 |
||||
TICKER: 601998
SECURITY ID: Y1434M116
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issue of Subordinated Bonds | Management | For | For |
2 | Approve Issue of Financial Bonds Specialized for Small and Miniature Enterprises | Management | For | For |
3 | Amend Articles of Association | Management | For | For |
CHINA CITIC BANK CORPORATION LTD.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: 601998
SECURITY ID: Y1434M116
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Report of the Board of Supervisors | Management | For | For |
3 | Approve 2011 Annual Report | Management | For | For |
4 | Approve Financial Report | Management | For | For |
5 | Approve Profit Distribution Plan for the Year 2011 | Management | For | For |
6 | Approve Financial Budget Plan for the Year 2012 | Management | For | For |
7 | Approve Resolution on Engagement of Accounting Firms and Their Service Fees | Management | For | For |
8a | Reelect Chen Xiaoxian as Executive Director | Management | For | For |
8b | Reelect Cao Tong as Executive Director | Management | For | For |
8c | Reelect Tian Guoli as Non-Executive Director | Management | For | For |
8d | Reelect Dou Jianzhong as Non-Executive Director | Management | For | For |
8e | Reelect Ju Weimin as Non-Executive Director | Management | For | For |
8f | Reelect Guo Ketong as Non-Executive Director | Management | For | For |
8g | Reelect Zhao Xiaofan as Non-Executive Director | Management | For | For |
8h | Reelect Chan Hui Dor Lam Doreen as Non-Executive Director | Management | For | For |
8i | Reelect Angel Cano Fernandez as Non-Executive Director | Management | For | For |
8j | Reelect Jose Andres Barreiro Hernandez as Non-Executive Director | Management | For | For |
8k | Reelect Li Zheping as Independent Non-Executive Director | Management | For | For |
8l | Reelect Xing Tiancai as Independent Non-Executive Director | Management | For | For |
8m | Elect Liu Shulan as Independent Non-Executive Director | Management | For | For |
8n | Elect Wu Xiaoqing as Independent Non-Executive Director | Management | For | For |
8o | Eelect Wang Lianzhang as Independent Non-Executive Director | Management | For | For |
9a | Reelect Zheng Xuexue as Supervisor | Management | For | For |
9b | Reelect Zhuang Yumin as External Supervisor | Management | For | For |
9c | Reelect Luo Xiaoyuan as External Supervisor | Management | For | For |
10 | Approve Grant of Credit Facilities by the Bank to CITIC Group | Management | For | For |
11 | Approve Special Report on Related Party Transactions of the Bank for the Year 2011 | Management | For | For |
12a | Amend Articles of Association, Rules of Procedures of the Shareholders General Meeting, and Rules of Procedures of the Board of Directors | Management | For | For |
12b | Amend Articles of Association and Rules of Procedures of the Board of Supervisors | Management | For | For |
CIELO SA
MEETING DATE: APR 20, 2012 |
||||
TICKER: CIEL3
SECURITY ID: P2859E100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capitalization of Reserves for Bonus Issue | Management | For | For |
2 | Amend Corporate Purpose | Management | For | For |
3 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
CIELO SA
MEETING DATE: APR 20, 2012 |
||||
TICKER: CIEL3
SECURITY ID: P2859E100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Capital Budget and Allocation of Income | Management | For | For |
3 | Elect Directors and Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
CIT GROUP INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: CIT
SECURITY ID: 125581801
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Thain | Management | For | For |
2 | Elect Director Michael J. Embler | Management | For | For |
3 | Elect Director William M. Freeman | Management | For | For |
4 | Elect Director David M. Moffett | Management | For | For |
5 | Elect Director R. Brad Oates | Management | For | For |
6 | Elect Director Marianne Miller Parrs | Management | For | For |
7 | Elect Director Gerald Rosenfeld | Management | For | For |
8 | Elect Director John R. Ryan | Management | For | For |
9 | Elect Director Seymour Sternberg | Management | For | For |
10 | Elect Director Peter J. Tobin | Management | For | For |
11 | Elect Director Laura S. Unger | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITIGROUP INC.
MEETING DATE: APR 17, 2012 |
||||
TICKER: C
SECURITY ID: 172967424
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Franz B. Humer | Management | For | For |
2 | Elect Director Robert L. Joss | Management | For | For |
3 | Elect Director Michael E. O'Neill | Management | For | For |
4 | Elect Director Vikram S. Pandit | Management | For | For |
5 | Elect Director Lawrence R. Ricciardi | Management | For | For |
6 | Elect Director Judith Rodin | Management | For | For |
7 | Elect Director Robert L. Ryan | Management | For | For |
8 | Elect Director Anthony M. Santomero | Management | For | For |
9 | Elect Director Joan E. Spero | Management | For | For |
10 | Elect Director Diana L. Taylor | Management | For | For |
11 | Elect Director William S. Thompson, Jr. | Management | For | For |
12 | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Disclose Prior Government Service | Shareholder | Against | Against |
17 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CITIZENS & NORTHERN CORPORATION
MEETING DATE: APR 17, 2012 |
||||
TICKER: CZNC
SECURITY ID: 172922106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond R. Mattie | Management | For | For |
1.2 | Elect Director Edward H. Owlett, III | Management | For | For |
1.3 | Elect Director James E. Towner | Management | For | For |
1.4 | Elect Director Charles H. Updegraff, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CITIZENS, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: CIA
SECURITY ID: 174740100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Dean Gage | Management | For | For |
1.2 | Elect Director Steven F. Shelton | Management | For | For |
1.3 | Elect Director Timothy T. Timmerman | Management | For | For |
1.4 | Elect Director Robert B. Sloan, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CITY HOLDING COMPANY
MEETING DATE: APR 25, 2012 |
||||
TICKER: CHCO
SECURITY ID: 177835105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Elliot | Management | For | For |
1.2 | Elect Director David W. Hambrick | Management | For | For |
1.3 | Elect Director James L. Rossi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITY NATIONAL CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: CYN
SECURITY ID: 178566105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth L. Coleman | Management | For | For |
2 | Elect Director Bruce Rosenblum | Management | For | For |
3 | Elect Director Peter M. Thomas | Management | For | For |
4 | Elect Director Christopher J. Warmuth | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Declassify the Board of Directors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CME GROUP INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: CME
SECURITY ID: 12572Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis H. Chookaszian | Management | For | For |
1.2 | Elect Director Larry G. Gerdes | Management | For | For |
1.3 | Elect Director Daniel R. Glickman | Management | For | For |
1.4 | Elect Director James E. Oliff | Management | For | For |
1.5 | Elect Director Edemir Pinto | Management | For | For |
1.6 | Elect Director Alex J. Pollock | Management | For | For |
1.7 | Elect Director William R. Shepard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Proxy Access | Shareholder | Against | Against |
CNB FINANCIAL CORPORATION
MEETING DATE: APR 17, 2012 |
||||
TICKER: CCNE
SECURITY ID: 126128107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph B. Bower, Jr. | Management | For | For |
1.2 | Elect Director Robert W. Montler | Management | For | For |
1.3 | Elect Director Joel E. Peterson | Management | For | For |
1.4 | Elect Director Richard B. Seager | Management | For | For |
1.5 | Elect Director Richard L. Greslick, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CNO FINANCIAL GROUP, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: CNO
SECURITY ID: 12621E103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward J. Bonach | Management | For | For |
2 | Elect Director Ellyn L. Brown | Management | For | For |
3 | Elect Director Robert C. Greving | Management | For | For |
4 | Elect Director R. Keith Long | Management | For | For |
5 | Elect Director Charles W. Murphy | Management | For | For |
6 | Elect Director Neal C. Schneider | Management | For | For |
7 | Elect Director Frederick J. Sievert | Management | For | For |
8 | Elect Director Michael T. Tokarz | Management | For | For |
9 | Elect Director John G. Turner | Management | For | For |
10 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COBIZ FINANCIAL INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: COBZ
SECURITY ID: 190897108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Bangert | Management | For | For |
1.2 | Elect Director Michael B. Burgamy | Management | For | For |
1.3 | Elect Director Morgan Gust | Management | For | For |
1.4 | Elect Director Evan Makovsky | Management | For | For |
1.5 | Elect Director Douglas L. Polson | Management | For | For |
1.6 | Elect Director Mary K. Rhinehart | Management | For | For |
1.7 | Elect Director Noel N. Rothman | Management | For | For |
1.8 | Elect Director Bruce H. Schroffel | Management | For | For |
1.9 | Elect Director Timothy J. Travis | Management | For | For |
1.10 | Elect Director Mary Beth Vitale | Management | For | For |
1.11 | Elect Director Mary M. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 05, 2012 |
||||
TICKER: CTSH
SECURITY ID: 192446102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Francisco D'Souza | Management | For | For |
2 | Elect Director John N. Fox, Jr. | Management | For | For |
3 | Elect Director Thomas M. Wendel | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
COLONIAL PROPERTIES TRUST
MEETING DATE: APR 25, 2012 |
||||
TICKER: CLP
SECURITY ID: 195872106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl F. Bailey | Management | For | For |
1.2 | Elect Director Edwin M. Crawford | Management | For | For |
1.3 | Elect Director M. Miller Gorrie | Management | For | For |
1.4 | Elect Director William M. Johnson | Management | For | For |
1.5 | Elect Director James K. Lowder | Management | For | For |
1.6 | Elect Director Thomas H. Lowder | Management | For | For |
1.7 | Elect Director Herbert A. Meisler | Management | For | For |
1.8 | Elect Director Claude B. Nielsen | Management | For | For |
1.9 | Elect Director Harold W. Ripps | Management | For | For |
1.10 | Elect Director John W. Spiegel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMERICA INCORPORATED
MEETING DATE: APR 24, 2012 |
||||
TICKER: CMA
SECURITY ID: 200340107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard G. Lindner | Management | For | For |
2 | Elect Director Robert S. Taubman | Management | For | For |
3 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
4 | Elect Director Roger A. Cregg | Management | For | For |
5 | Elect Director T. Kevin DeNicola | Management | For | For |
6 | Elect Director Alfred A. Piergallini | Management | For | For |
7 | Elect Director Nina G. Vaca | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CORPBANCA
MEETING DATE: APR 10, 2012 |
||||
TICKER: BCA
SECURITY ID: 21987A209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Cancellation of Unallocated Part of Capital Authorization Approved at EGM Held on Jan. 27, 2011 to Increase Capital | Management | For | For |
2 | Authorize Increase in Capital via Issuance of 48 Billion Shares; Authorize Board to Set Price, Terms of Issuance; Amend Article 5 of Bylaws | Management | For | For |
3 | Approve Registration of Capital Increase Shares in Chilean Superintendency of Banks and Financial Institutions; Adopt All Necessary Agreements to Execute Approved Resolutions | Management | For | For |
CORPORATE OFFICE PROPERTIES TRUST
MEETING DATE: MAY 10, 2012 |
||||
TICKER: OFC
SECURITY ID: 22002T108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jay H. Shidler | Management | For | For |
1.2 | Elect Director Clay W. Hamlin, III | Management | For | For |
1.3 | Elect Director Thomas F. Brady | Management | For | For |
1.4 | Elect Director Robert L. Denton | Management | For | For |
1.5 | Elect Director Elizabeth A. Hight | Management | For | For |
1.6 | Elect Director David M. Jacobstein | Management | For | For |
1.7 | Elect Director Steven D. Kesler | Management | For | For |
1.8 | Elect Director Richard Szafranski | Management | For | For |
1.9 | Elect Director Roger A. Waesche, Jr. | Management | For | For |
1.10 | Elect Director Kenneth D. Wethe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CREDICORP LTD.
MEETING DATE: MAR 30, 2012 |
||||
TICKER: BAP
SECURITY ID: G2519Y108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Accept Consolidated Financial Statements and Statutory Reports for the Fiscal Year Ended December 31, 2011 | Management | For | For |
3 | Approve Remuneration of Directors; Approve Remuneration of Committee Members and Their Alternates | Management | For | Abstain |
4 | Appoint External Auditors for Fiscal Year 2012 | Management | For | For |
CREDIT AGRICOLE SA
MEETING DATE: MAY 22, 2012 |
||||
TICKER: ACA
SECURITY ID: F22797108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Approve Transaction with Caisses Regionales Re : Guarantee Agreement | Management | For | For |
5 | Approve Severance Payment Agreement with Jean Yves Hocher | Management | For | For |
6 | Ratify Appointment of Jean Louis Delorme as Director | Management | For | For |
7 | Elect Jean Louis Roveyaz as Director | Management | For | For |
8 | Elect Marc Pouzet as Director | Management | For | For |
9 | Elect Francoise Gri as Director | Management | For | For |
10 | Elect Jean Claude Rigaud as Director | Management | For | For |
11 | Reelect Patrick Clavelou as Director | Management | For | For |
12 | Reelect Carole Giraud as Director | Management | For | For |
13 | Reelect Monica Mondardini as Director | Management | For | For |
14 | Reelect SAS Rue La Boetie as Director | Management | For | For |
15 | Renew Appointment of Ernst & Young et Autres as Auditor | Management | For | For |
16 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
17 | Renew Appointment of Picarle et Associes as Alternate Auditor | Management | For | For |
18 | Appoint Etienne Boris as Alternate Auditor | Management | For | For |
19 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.05 Million | Management | For | For |
20 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
21 | Ratify Change of Registered Office to 12, Place des Etats Unis, 92120 Montrouge | Management | For | For |
22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 3.75 Billion | Management | For | For |
23 | Approve Issuance of Shares up to Aggregate Nominal Amount of EUR 1.125 Billion for a Private Placement | Management | For | For |
24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.125 Billion | Management | For | For |
25 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 22, 23, 24, 26, 27, 31 and 32 | Management | For | For |
26 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
27 | Authorize Board to Set Issue Price for 5 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
28 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 3.75 Billion | Management | For | For |
29 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 5 Billion | Management | For | For |
30 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
31 | Approve Employee Stock Purchase Plan | Management | For | For |
32 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
33 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
34 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CREDIT SUISSE GROUP AG
MEETING DATE: APR 27, 2012 |
||||
TICKER: CSGN
SECURITY ID: 225401108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3.2 | Approve Dividends of CHF 0.75 per Share from Capital Contribution Reserves to be Paid in Cash, Shares, or a Combination of Cash and Shares | Management | For | Did Not Vote |
4.1 | Approve Creation of CHF 8 Million Pool of Convertible Capital without Preemptive Rights | Management | For | Did Not Vote |
4.2 | Approve CHF 2 Million Increase to Existing Pool of Authorized Capital for the Purpose of Scrip Dividends with Preemptive Rights | Management | For | Did Not Vote |
5.1.1 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
5.1.3 | Reelect Richard Thornburgh as Director | Management | For | Did Not Vote |
5.1.4 | Reelect John Tiner as Director | Management | For | Did Not Vote |
5.1.5 | Reelect Urs Rohner as Director | Management | For | Did Not Vote |
5.1.6 | Elect Iris Bohnet as Director | Management | For | Did Not Vote |
5.1.7 | Elect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
5.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5.3 | Ratify BDO AG as Special Auditor | Management | For | Did Not Vote |
6 | For Proposals that have not been Submitted until the AGM itself as defined in Art. 700 Paras. 3 and 4 of the Swiss Code of Obligations, I Hereby Authorize the Independent Proxy to Vote in Favor of the Proposal of the Board of Directors | Management | None | Did Not Vote |
CUBESMART
MEETING DATE: MAY 30, 2012 |
||||
TICKER: CUBE
SECURITY ID: 229663109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Diefenderfer, III | Management | For | For |
1.2 | Elect Director Piero Bussani | Management | For | For |
1.3 | Elect Director Dean Jernigan | Management | For | For |
1.4 | Elect Director Marianne M. Keler | Management | For | For |
1.5 | Elect Director David J. LaRue | Management | For | For |
1.6 | Elect Director John F. Remondi | Management | For | For |
1.7 | Elect Director Jeffrey F. Rogatz | Management | For | For |
1.8 | Elect Director John W. Fain | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CULLEN/FROST BANKERS, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: CFR
SECURITY ID: 229899109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Denny Alexander | Management | For | For |
1.2 | Elect Director Carlos Alvarez | Management | For | For |
1.3 | Elect Director Royce S. Caldwell | Management | For | For |
1.4 | Elect Director Crawford H. Edwards | Management | For | For |
1.5 | Elect Director Ruben M. Escobedo | Management | For | For |
1.6 | Elect Director Richard W. Evans, Jr. | Management | For | For |
1.7 | Elect Director Patrick B. Frost | Management | For | For |
1.8 | Elect Director David J. Haemisegger | Management | For | For |
1.9 | Elect Director Karen E. Jennings | Management | For | For |
1.10 | Elect Director Richard M. Kleberg, III | Management | For | For |
1.11 | Elect Director Charles W. Matthews | Management | For | For |
1.12 | Elect Director Ida Clement Steen | Management | For | For |
1.13 | Elect Director Horace Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DCT INDUSTRIAL TRUST INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: DCT
SECURITY ID: 233153105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Wattles | Management | For | For |
1.2 | Elect Director Philip L. Hawkins | Management | For | For |
1.3 | Elect Director Marilyn A. Alexander | Management | For | For |
1.4 | Elect Director Thomas F. August | Management | For | For |
1.5 | Elect Director John S. Gates, Jr. | Management | For | For |
1.6 | Elect Director Raymond B. Greer | Management | For | For |
1.7 | Elect Director Tripp H. Hardin | Management | For | For |
1.8 | Elect Director John C. O'keeffe | Management | For | For |
1.9 | Elect Director Bruce L. Warwick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DELTA LLOYD NV
MEETING DATE: MAY 23, 2012 |
||||
TICKER: DL
SECURITY ID: N25633103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Receive Announcements | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3a | Adopt Financial Statements | Management | For | For |
3b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
3c | Approve Dividends of EUR 1.03 Per Share | Management | For | For |
4a | Approve Discharge of Management Board | Management | For | For |
4b | Approve Discharge of Supervisory Board | Management | For | For |
5a | Announce Vacancies on the Board | Management | None | None |
5b | Opportunity to Make Recommendations | Management | None | None |
5c | Announce Intention to Elect P.G. Boumeester and J.M.G. Frijns to Supervisory Board | Management | None | None |
5d | Reelect P.G. Boumeester to Supervisory Board | Management | For | For |
5e | Elect J.M.G. Frijns to Supervisory Board | Management | For | For |
6 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
7 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | For |
8 | Approve Publication of Financial Statements and Annual Report in English | Management | For | For |
9a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
9b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Interim Dividend | Management | For | For |
12 | Allow Questions and Close Meeting | Management | None | None |
DEVELOPMENT CREDIT BANK LTD.
MEETING DATE: MAR 22, 2012 |
||||
TICKER: 532772
SECURITY ID: Y2051L134
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity Shares to Wolfensohn Capital Partners, L.P. or its Wholly-Owned Subsidiary, Tano Mauritius India FVCI II, and TVS Shriram Growth Fund I | Management | For | For |
DEVELOPMENT CREDIT BANK LTD.
MEETING DATE: JUN 01, 2012 |
||||
TICKER: 532772
SECURITY ID: Y2051L134
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect D.E. Udwadia as Director | Management | For | Against |
3 | Reelect S.D. Nayyar as Director | Management | For | Against |
4 | Approve BSR & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Elect A. Manekia as Director | Management | For | For |
7 | Elect A. Jiwani as Director | Management | For | For |
8 | Approve Payment of Remuneration to N. Munjee, Part-time Chairman | Management | For | For |
DIAMONDROCK HOSPITALITY COMPANY
MEETING DATE: APR 25, 2012 |
||||
TICKER: DRH
SECURITY ID: 252784301
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. McCarten | Management | For | For |
1.2 | Elect Director Daniel J. Altobello | Management | For | For |
1.3 | Elect Director W. Robert Grafton | Management | For | For |
1.4 | Elect Director Maureen L. McAvey | Management | For | For |
1.5 | Elect Director Gilbert T. Ray | Management | For | For |
1.6 | Elect Director John L. Williams | Management | For | For |
1.7 | Elect Director Mark W. Brugger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 18, 2012 |
||||
TICKER: DFS
SECURITY ID: 254709108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
DOUGLAS EMMETT, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: DEI
SECURITY ID: 25960P109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan A. Emmett | Management | For | For |
1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
1.4 | Elect Director Christopher H. Anderson | Management | For | For |
1.5 | Elect Director Leslie E. Bider | Management | For | For |
1.6 | Elect Director David T. Feinberg | Management | For | For |
1.7 | Elect Director Thomas E. O'Hern | Management | For | For |
1.8 | Elect Director Andrea Rich | Management | For | For |
1.9 | Elect Director William E. Simon, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
E*TRADE FINANCIAL CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: ETFC
SECURITY ID: 269246401
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Rodger A. Lawson | Management | For | For |
2.2 | Elect Director Frank J. Petrilli | Management | For | For |
2.3 | Elect Director Rebecca Saeger | Management | For | For |
2.4 | Elect Director Joseph L. Sclafani | Management | For | For |
2.5 | Elect Director Stephen H. Willard | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EBAY INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: EBAY
SECURITY ID: 278642103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc L. Andreessen | Management | For | For |
2 | Elect Director William C. Ford, Jr. | Management | For | For |
3 | Elect Director Dawn G. Lepore | Management | For | For |
4 | Elect Director Kathleen C. Mitic | Management | For | For |
5 | Elect Director Pierre M. Omidyar | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Declassify the Board of Directors | Management | For | For |
10 | Provide Right to Call Special Meeting | Management | For | For |
11 | Ratify Auditors | Management | For | For |
EPIQ SYSTEMS, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: EPIQ
SECURITY ID: 26882D109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tom W. Olofson | Management | For | For |
1.2 | Elect Director Christopher E. Olofson | Management | For | For |
1.3 | Elect Director W. Bryan Satterlee | Management | For | For |
1.4 | Elect Director Edward M. Connolly, Jr. | Management | For | For |
1.5 | Elect Director James A. Byrnes | Management | For | For |
1.6 | Elect Director Joel Pelofsky | Management | For | For |
1.7 | Elect Director Charles C. Connely, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
EQUIFAX INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: EFX
SECURITY ID: 294429105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Copeland, Jr. | Management | For | For |
2 | Elect Director Robert D. Daleo | Management | For | For |
3 | Elect Director Walter W. Driver, Jr. | Management | For | For |
4 | Elect Director Mark L. Feidler | Management | For | For |
5 | Elect Director L. Phillip Humann | Management | For | For |
6 | Elect Director Siri S. Marshall | Management | For | For |
7 | Elect Director John A. McKinley | Management | For | For |
8 | Elect Director Richard F. Smith | Management | For | For |
9 | Elect Director Mark B. Templeton | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ELS
SECURITY ID: 29472R108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip Calian | Management | For | For |
1.2 | Elect Director David Contis | Management | For | For |
1.3 | Elect Director Thomas Dobrowski | Management | For | For |
1.4 | Elect Director Thomas Heneghan | Management | For | For |
1.5 | Elect Director Sheli Rosenberg | Management | For | For |
1.6 | Elect Director Howard Walker | Management | For | For |
1.7 | Elect Director Gary Waterman | Management | For | For |
1.8 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Conversion of Securities | Management | For | For |
5 | Increase Authorized Preferred Stock | Management | For | Against |
EQUITY RESIDENTIAL
MEETING DATE: JUN 21, 2012 |
||||
TICKER: EQR
SECURITY ID: 29476L107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alexander | Management | For | For |
1.2 | Elect Director Charles L. Atwood | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Mary Kay Haben | Management | For | For |
1.5 | Elect Director Bradley A. Keywell | Management | For | For |
1.6 | Elect Director John E. Neal | Management | For | For |
1.7 | Elect Director David J. Neithercut | Management | For | For |
1.8 | Elect Director Mark S. Shapiro | Management | For | For |
1.9 | Elect Director Gerald A. Spector | Management | For | For |
1.10 | Elect Director B. Joseph White | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
ESSEX PROPERTY TRUST, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: ESS
SECURITY ID: 297178105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George M. Marcus | Management | For | For |
1.2 | Elect Director Gary P. Martin | Management | For | For |
1.3 | Elect Director Michael J. Schall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
EVERCORE PARTNERS INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: EVR
SECURITY ID: 29977A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Pedro Aspe | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
1.5 | Elect Director Gail B. Harris | Management | For | For |
1.6 | Elect Director Curt Hessler | Management | For | For |
1.7 | Elect Director Anthony N. Pritzker | Management | For | For |
1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
F.N.B. CORPORATION
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FNB
SECURITY ID: 302520101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Campbell | Management | For | For |
1.2 | Elect Director Vincent J. Delie, Jr. | Management | For | For |
1.3 | Elect Director Philip E. Gingerich | Management | For | For |
1.4 | Elect Director Robert B. Goldstein | Management | For | For |
1.5 | Elect Director Stephen J. Gurgovits | Management | For | For |
1.6 | Elect Director Dawne S. Hickton | Management | For | For |
1.7 | Elect Director David J. Malone | Management | For | For |
1.8 | Elect Director D. Stephen Martz | Management | For | For |
1.9 | Elect Director Robert J. McCarthy, Jr. | Management | For | For |
1.10 | Elect Director Harry F. Radcliffe | Management | For | For |
1.11 | Elect Director Arthur J. Rooney, II | Management | For | For |
1.12 | Elect Director John W. Rose | Management | For | For |
1.13 | Elect Director Stanton R. Sheetz | Management | For | For |
1.14 | Elect Director William J. Strimbu | Management | For | For |
1.15 | Elect Director Earl K. Wahl, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FAIR ISAAC CORPORATION
MEETING DATE: FEB 07, 2012 |
||||
TICKER: FICO
SECURITY ID: 303250104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. George Battle | Management | For | For |
2 | Elect Director Nicholas F. Graziano | Management | For | For |
3 | Elect Director Mark N. Greene | Management | For | For |
4 | Elect Director James D. Kirsner | Management | For | For |
5 | Elect Director William J. Lansing | Management | For | For |
6 | Elect Director Rahul N. Merchant | Management | For | For |
7 | Elect Director David A. Rey | Management | For | For |
8 | Elect Director Duane E. White | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | Against |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
FAIRFAX FINANCIAL HOLDINGS LIMITED
MEETING DATE: APR 26, 2012 |
||||
TICKER: FFH
SECURITY ID: 303901102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
1.2 | Elect Director Robert J. Gunn | Management | For | For |
1.3 | Elect Director Alan D. Horn | Management | For | For |
1.4 | Elect Director John R.V. Palmer | Management | For | For |
1.5 | Elect Director Timothy R. Price | Management | For | For |
1.6 | Elect Director Brandon W. Sweitzer | Management | For | For |
1.7 | Elect Director V. Prem Watsa | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
FBL FINANCIAL GROUP, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: FFG
SECURITY ID: 30239F106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger K. Brooks | Management | For | For |
1.2 | Elect Director Jerry L. Chicoine | Management | For | For |
1.3 | Elect Director Tim H. Gill | Management | For | For |
1.4 | Elect Director Robert H. Hanson | Management | For | For |
1.5 | Elect Director James E. Hohmann | Management | For | For |
1.6 | Elect Director Paul E. Larson | Management | For | For |
1.7 | Elect Director Edward W. Mehrer | Management | For | For |
1.8 | Elect Director John E. Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approval of the Material Terms of Officer Performance Goals | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
FEDERAL REALTY INVESTMENT TRUST
MEETING DATE: MAY 02, 2012 |
||||
TICKER: FRT
SECURITY ID: 313747206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E. Bortz | Management | For | For |
1.2 | Elect Director David W. Faeder | Management | For | For |
1.3 | Elect Director Kristin Gamble | Management | For | For |
1.4 | Elect Director Gail P. Steinel | Management | For | For |
1.5 | Elect Director Warren M. Thompson | Management | For | For |
1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
1.7 | Elect Director Donald C. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FNF
SECURITY ID: 31620R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | For |
1.2 | Elect Director Willie D. Davis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: FIS
SECURITY ID: 31620M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William P. Foley, II | Management | For | For |
2 | Elect Director Thomas M. Hagerty | Management | For | For |
3 | Elect Director Keith W. Hughes | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
FIFTH THIRD BANCORP
MEETING DATE: APR 17, 2012 |
||||
TICKER: FITB
SECURITY ID: 316773100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director William M. Isaac | Management | For | For |
1.9 | Elect Director Kevin T. Kabat | Management | For | For |
1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
1.11 | Elect Director Michael B. McCallister | Management | For | For |
1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.14 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FIRST AMERICAN FINANCIAL CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: FAF
SECURITY ID: 31847R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George L. Argyros | Management | For | Withhold |
1.2 | Elect Director Dennis J. Gilmore | Management | For | For |
1.3 | Elect Director Herbert B. Tasker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIRST BUSINESS FINANCIAL SERVICES, INC.
MEETING DATE: MAY 14, 2012 |
||||
TICKER: FBIZ
SECURITY ID: 319390100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark D. Bugher | Management | For | For |
1.2 | Elect Director Corey A. Chambas | Management | For | For |
1.3 | Elect Director John J. Harris | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIRST CASH FINANCIAL SERVICES, INC.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: FCFS
SECURITY ID: 31942D107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick L. Wessel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIRST COMMONWEALTH FINANCIAL CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: FCF
SECURITY ID: 319829107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julie A. Caponi | Management | For | For |
1.2 | Elect Director Ray T. Charley | Management | For | For |
1.3 | Elect Director Gary R. Claus | Management | For | For |
1.4 | Elect Director David S. Dahlmann | Management | For | For |
1.5 | Elect Director Johnston A. Glass | Management | For | For |
1.6 | Elect Director David W. Greenfield | Management | For | For |
1.7 | Elect Director Luke A. Latimer | Management | For | For |
1.8 | Elect Director James W. Newill | Management | For | For |
1.9 | Elect Director T. Michael Price | Management | For | For |
1.10 | Elect Director Laurie Stern Singer | Management | For | For |
1.11 | Elect Director Robert J. Ventura | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIRST HORIZON NATIONAL CORPORATION
MEETING DATE: APR 17, 2012 |
||||
TICKER: FHN
SECURITY ID: 320517105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert B. Carter | Management | For | For |
2 | Elect Director John C. Compton | Management | For | For |
3 | Elect Director Mark A. Emkes | Management | For | For |
4 | Elect Director Vicky B. Gregg | Management | For | For |
5 | Elect Director James A. Haslam, III | Management | For | For |
6 | Elect Director D. Bryan Jordan | Management | For | For |
7 | Elect Director R. Brad Martin | Management | For | For |
8 | Elect Director Scott M. Niswonger | Management | For | For |
9 | Elect Director Vicki R. Palmer | Management | For | For |
10 | Elect Director Colin V. Reed | Management | For | For |
11 | Elect Director Luke Yancy, III | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Amend Executive Incentive Bonus Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
FIRST INTERSTATE BANCSYSTEM, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FIBK
SECURITY ID: 32055Y201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward Garding | Management | For | For |
2 | Elect Director David L. Jahnke | Management | For | For |
3 | Elect Director Ross E. Leckie | Management | For | For |
4 | Elect Director James R. Scott | Management | For | For |
5 | Elect Director Randall I. Scott | Management | For | For |
6 | Elect Director Teresa A. Taylor | Management | For | For |
7 | Ratify Auditors | Management | For | For |
FIRST MIDWEST BANCORP, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: FMBI
SECURITY ID: 320867104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barbara A. Boigegrain | Management | For | For |
2 | Elect Director Robert P. O'Meara | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FIRST REPUBLIC BANK
MEETING DATE: MAY 15, 2012 |
||||
TICKER: FRC
SECURITY ID: 33616C100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Herbert, II | Management | For | For |
1.2 | Elect Director K. August-dewilde | Management | For | For |
1.3 | Elect Director Thomas J. Barrack, Jr. | Management | For | Withhold |
1.4 | Elect Director F.J. Fahrenkopf, Jr. | Management | For | For |
1.5 | Elect Director William E. Ford | Management | For | For |
1.6 | Elect Director L. Martin Gibbs | Management | For | For |
1.7 | Elect Director Sandra R. Hernandez | Management | For | For |
1.8 | Elect Director Pamela J. Joyner | Management | For | For |
1.9 | Elect Director Jody S. Lindell | Management | For | For |
1.10 | Elect Director George G.C. Parker | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FISERV, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FISV
SECURITY ID: 337738108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Kearney | Management | For | For |
1.2 | Elect Director Jeffery W. Yabuki | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FOREST CITY ENTERPRISES, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: FCE.A
SECURITY ID: 345550107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Scott S. Cowen | Management | For | For |
1.3 | Elect Director Michael P. Esposito, Jr | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FORTRESS INVESTMENT GROUP LLC
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FIG
SECURITY ID: 34958B106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert I. Kauffman | Management | For | Withhold |
1.2 | Elect Director Michael E. Novogratz | Management | For | Withhold |
1.3 | Elect Director Takumi Shibata | Management | For | Withhold |
1.4 | Elect Director George W. Wellde, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
FRANKLIN RESOURCES, INC.
MEETING DATE: MAR 14, 2012 |
||||
TICKER: BEN
SECURITY ID: 354613101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel H. Armacost | Management | For | For |
2 | Elect Director Charles Crocker | Management | For | For |
3 | Elect Director Joseph R. Hardiman | Management | For | For |
4 | Elect Director Charles B. Johnson | Management | For | For |
5 | Elect Director Gregory E. Johnson | Management | For | For |
6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
7 | Elect Director Mark C. Pigott | Management | For | For |
8 | Elect Director Chutta Ratnathicam | Management | For | For |
9 | Elect Director Laura Stein | Management | For | For |
10 | Elect Director Anne M. Tatlock | Management | For | For |
11 | Elect Director Geoffrey Y. Yang | Management | For | For |
12 | Ratify Auditors | Management | For | For |
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 25, 2012 |
||||
TICKER: GE
SECURITY ID: 369604103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner, III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Amend Omnibus Stock Plan | Management | For | For |
20 | Approve Material Terms of Senior Officer Performance Goals | Management | For | For |
21 | Provide for Cumulative Voting | Shareholder | Against | Against |
22 | Phase Out Nuclear Activities | Shareholder | Against | Against |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: GNW
SECURITY ID: 37247D106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven W. Alesio | Management | For | For |
2 | Elect Director William H. Bolinder | Management | For | For |
3 | Elect Director Michael D. Fraizer | Management | For | For |
4 | Elect Director Nancy J. Karch | Management | For | For |
5 | Elect Director Christine B. Mead | Management | For | For |
6 | Elect Director Thomas E. Moloney | Management | For | For |
7 | Elect Director James A. Parke | Management | For | For |
8 | Elect Director James S. Riepe | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
GFI GROUP INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: GFIG
SECURITY ID: 361652209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Fanzilli, Jr. | Management | For | For |
1.2 | Elect Director Richard Magee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
GLACIER BANCORP, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: GBCI
SECURITY ID: 37637Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Blodnick | Management | For | For |
1.2 | Elect Director Sherry L. Cladouhos | Management | For | For |
1.3 | Elect Director James M. English | Management | For | For |
1.4 | Elect Director Allen J. Fetscher | Management | For | For |
1.5 | Elect Director Dallas I. Herron | Management | For | For |
1.6 | Elect Director Craig A. Langel | Management | For | For |
1.7 | Elect Director L. Peter Larson | Management | For | For |
1.8 | Elect Director Douglas J. McBride | Management | For | For |
1.9 | Elect Director John W. Murdoch | Management | For | For |
1.10 | Elect Director Everit A. Sliter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GLIMCHER REALTY TRUST
MEETING DATE: MAY 10, 2012 |
||||
TICKER: GRT
SECURITY ID: 379302102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Aronowitz | Management | For | For |
1.2 | Elect Director Herbert Glimcher | Management | For | For |
1.3 | Elect Director Howard Gross | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Permit the Board of Trustees to Approve Amendments to the Amended Declaration Without Prior Shareholder Approval | Management | For | For |
6 | Approve Current Declaration to Update and Modernize Certain Provisions Relating to Corporate Governance | Management | For | For |
7 | Increase Authorized Preferred and Common Stock | Management | For | Against |
GREEN DOT CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: GDOT
SECURITY ID: 39304D102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth C. Aldrich | Management | For | For |
1.2 | Elect Director Virginia L. Hanna | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GRUPO FINANCIERO GALICIA S.A.
MEETING DATE: APR 19, 2012 |
||||
TICKER: GGAL
SECURITY ID: 399909100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
2 | Present Financial Statements and Statutory Reports of Banco de Galicia y Buenos Aires S.A.; Determine Grupo Financiero Galicia's Position Regarding Banco Galicia's Next AGM | Management | For | For |
3 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Approve Discharge of Directors and Internal Statutory Auditors Committee | Management | For | For |
6 | Approve Remuneration of Internal Statutory Auditors Committee | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Approve Advance Remuneration of Independent Directors for Fiscal Year 2012 | Management | For | For |
9 | Fix Number of and Elect Directors and Their Alternates | Management | For | For |
10 | Elect Three Internal Statutory Auditors and Their Respective Alternates for a One-Year Term | Management | For | For |
11 | Approve Remuneration of Auditors for Fiscal Year 2011 | Management | For | For |
12 | Elect Principal and Alternate Auditors for Fiscal Year 2012 | Management | For | For |
GUARANTY TRUST BANK PLC
MEETING DATE: APR 19, 2012 |
||||
TICKER: GTB
SECURITY ID: 40124Q208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3.1 | Elect Demola Odeyemi as Director | Management | For | Against |
3.2 | Elect Ohis Ohiwerei as Director | Management | For | Against |
3.3 | Elect Olutola Omotola as Director | Management | For | Against |
3.4 | Elect Wale Oyedeji as Director | Management | For | Against |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Elect Members of Audit Committee | Management | For | For |
HCP, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: HCP
SECURITY ID: 40414L109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James F. Flaherty, III | Management | For | For |
2 | Elect Director Christine N. Garvey | Management | For | For |
3 | Elect Director David B. Henry | Management | For | For |
4 | Elect Director Lauralee E. Martin | Management | For | For |
5 | Elect Director Michael D. McKee | Management | For | For |
6 | Elect Director Peter L. Rhein | Management | For | For |
7 | Elect Director Kenneth B. Roath | Management | For | For |
8 | Elect Director Joseph P. Sullivan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEALTH CARE REIT, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: HCN
SECURITY ID: 42217K106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | Against |
2 | Elect Director George L. Chapman | Management | For | For |
3 | Elect Director Daniel A. Decker | Management | For | For |
4 | Elect Director Thomas J. DeRosa | Management | For | For |
5 | Elect Director Jeffrey H. Donahue | Management | For | Against |
6 | Elect Director Peter J. Grua | Management | For | For |
7 | Elect Director Fred S. Klipsch | Management | For | For |
8 | Elect Director Sharon M. Oster | Management | For | Against |
9 | Elect Director Jeffrey R. Otten | Management | For | For |
10 | Elect Director R. Scott Trumbull | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
HFF, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: HF
SECURITY ID: 40418F108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan P. McGalla | Management | For | For |
1.2 | Elect Director Lenore M. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HIGHWOODS PROPERTIES, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: HIW
SECURITY ID: 431284108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas W. Adler | Management | For | For |
1.2 | Elect Director Gene H. Anderson | Management | For | For |
1.3 | Elect Director Edward J. Fritsch | Management | For | For |
1.4 | Elect Director David J. Hartzell | Management | For | For |
1.5 | Elect Director Sherry A. Kellett | Management | For | For |
1.6 | Elect Director Mark F. Mulhern | Management | For | For |
1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HOME PROPERTIES, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: HME
SECURITY ID: 437306103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen R. Blank | Management | For | For |
1.2 | Elect Director Alan L. Gosule | Management | For | For |
1.3 | Elect Director Leonard F. Helbig, III | Management | For | For |
1.4 | Elect Director Charles J. Koch | Management | For | For |
1.5 | Elect Director Thomas P. Lydon, Jr. | Management | For | For |
1.6 | Elect Director Edward J. Pettinella | Management | For | For |
1.7 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
1.8 | Elect Director Amy L. Tait | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: HST
SECURITY ID: 44107P104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Baylis | Management | For | For |
2 | Elect Director Terence C. Golden | Management | For | For |
3 | Elect Director Ann M. Korologos | Management | For | For |
4 | Elect Director Richard E. Marriott | Management | For | For |
5 | Elect Director John B. Morse, Jr. | Management | For | For |
6 | Elect Director Walter C. Rakowich | Management | For | For |
7 | Elect Director Gordon H. Smith | Management | For | For |
8 | Elect Director W. Edward Walter | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HSBC HOLDINGS PLC
MEETING DATE: MAY 25, 2012 |
||||
TICKER: HSBA
SECURITY ID: 404280406
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3a | Re-elect Safra Catz as Director | Management | For | For |
3b | Re-elect Laura Cha as Director | Management | For | For |
3c | Re-elect Marvin Cheung as Director | Management | For | For |
3d | Re-elect John Coombe as Director | Management | For | For |
3e | Elect Joachim Faber as Director | Management | For | For |
3f | Re-elect Rona Fairhead as Director | Management | For | For |
3g | Re-elect Douglas Flint as Director | Management | For | For |
3h | Re-elect Alexander Flockhart as Director | Management | For | For |
3i | Re-elect Stuart Gulliver as Director | Management | For | For |
3j | Re-elect James Hughes-Hallett as Director | Management | For | For |
3k | Re-elect William Laidlaw as Director | Management | For | For |
3l | Elect John Lipsky as Director | Management | For | For |
3m | Re-elect Janis Lomax as Director | Management | For | For |
3n | Re-elect Iain Mackay as Director | Management | For | For |
3o | Re-elect Nagavara Murthy as Director | Management | For | For |
3p | Re-elect Sir Simon Robertson as Director | Management | For | For |
3q | Re-elect John Thornton as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise Market Purchase | Management | For | For |
8 | Approve Scrip Dividend Program | Management | For | For |
9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HUDSON CITY BANCORP, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: HCBK
SECURITY ID: 443683107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Denis J. Salamone | Management | For | For |
2 | Elect Director Michael W. Azzara | Management | For | For |
3 | Elect Director Victoria H. Bruni | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 19, 2012 |
||||
TICKER: HBAN
SECURITY ID: 446150104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto, III | Management | For | For |
1.2 | Elect Director Ann B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director David P. Lauer | Management | For | For |
1.7 | Elect Director Jonathan A. Levy | Management | For | For |
1.8 | Elect Director Richard W. Neu | Management | For | For |
1.9 | Elect Director David L. Porteous | Management | For | For |
1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
1.11 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IHS INC.
MEETING DATE: APR 12, 2012 |
||||
TICKER: IHS
SECURITY ID: 451734107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruann F. Ernst | Management | For | For |
1.2 | Elect Director Christoph v. Grolman | Management | For | For |
1.3 | Elect Director Richard W. Roedel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: NOV 29, 2011 |
||||
TICKER: 01398
SECURITY ID: ADPV10686
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Subordinated Bonds | Management | For | For |
2 | Elect Jiang Jianqing as Executive Director of the Bank | Management | For | Against |
3 | Elect Yang Kaisheng as Executive Director of the Bank | Management | For | Against |
4 | Elect Wong Kwong Shing, Frank as Independent Non-Executive Director of the Bank | Management | For | Against |
5 | Elect Tian Guoqiang as Independent Non-Executive Director of the Bank | Management | For | For |
6 | Elect Wang Chixi as Shareholder Supervisor of the Bank | Management | For | For |
7 | Elect Huan Huiwu as Non-Executive Director of the Bank | Shareholder | None | Against |
8 | Elect Wang Xiaoya as Non-Executive Director of the Bank | Shareholder | None | Against |
9 | Elect Ge Rongrong as Non-Executive Director of the Bank | Shareholder | None | Against |
10 | Elect Li Jun as Non-Executive Director of the Bank | Shareholder | None | Against |
11 | Elect Wang Xiaolan as Non-Executive Director of the Bank | Shareholder | None | Against |
12 | Elect Yao Zhongli as Non-Executive Director of the Bank | Shareholder | None | Against |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: FEB 23, 2012 |
||||
TICKER: 01398
SECURITY ID: ADPV10686
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Fixed Assets Investment Budget for 2012 | Management | For | For |
2 | Elect Or Ching Fai as Director | Management | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: MAY 31, 2012 |
||||
TICKER: 01398
SECURITY ID: Y3990B112
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept 2011 Work Report of Board of Directors | Management | For | For |
2 | Accept 2011 Work Report of Board of Supervisors | Management | For | For |
3 | Accept Bank's 2011 Audited Accounts | Management | For | For |
4 | Approve 2011 Profit Distribution Plan | Management | For | For |
5 | Reappoint Ernst & Young and Ernst & Young Hua Ming as Auditors and Authorize Board to Fix Their Aggregate Audit Fees for 2012 of RMB 165.6 Million | Management | For | For |
6 | Elect Dong Juan as External Supervisor | Management | For | For |
7 | Elect Meng Yan as External Supervisor | Management | For | For |
8 | Elect Hong Yongmiao as Independent Non-Executive Director | Shareholder | None | For |
9 | Approve Payment of Remuneration to Directors and Supervisors | Shareholder | None | For |
INTERCONTINENTALEXCHANGE, INC.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: ICE
SECURITY ID: 45865V100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles R. Crisp | Management | For | For |
2 | Elect Director Jean-Marc Forneri | Management | For | For |
3 | Elect Director Judd A. Gregg | Management | For | For |
4 | Elect Director Fred W. Hatfield | Management | For | For |
5 | Elect Director Terrence F. Martell | Management | For | For |
6 | Elect Director Callum McCarthy | Management | For | For |
7 | Elect Director Sir Robert Reid | Management | For | For |
8 | Elect Director Frederic V. Salerno | Management | For | For |
9 | Elect Director Jeffrey C. Sprecher | Management | For | For |
10 | Elect Director Judith A. Sprieser | Management | For | For |
11 | Elect Director Vincent Tese | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
INTERNATIONAL PERSONAL FINANCE PLC
MEETING DATE: MAY 24, 2012 |
||||
TICKER: IPF
SECURITY ID: G4906Q102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Gerard Ryan as Director | Management | For | For |
5 | Re-elect Christopher Rodrigues as Director | Management | For | For |
6 | Re-elect David Broadbent as Director | Management | For | For |
7 | Re-elect Tony Hales as Director | Management | For | For |
8 | Re-elect Edyta Kurek as Director | Management | For | For |
9 | Re-elect John Lorimer as Director | Management | For | For |
10 | Re-elect Nicholas Page as Director | Management | For | For |
11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
INTESA SANPAOLO SPA
MEETING DATE: MAY 28, 2012 |
||||
TICKER: ISP
SECURITY ID: T55067101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Cover Losses and ApproveDividend through Partial Distribution of Reserves | Management | For | For |
2 | Elect Supervisory Board Members | Management | For | For |
3 | Elect Supervisory Board Vice-Chairman | Management | For | Abstain |
4 | Approve Remuneration Report | Management | For | For |
5 | Approve Restricted Stock Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
INTRUM JUSTITIA AB
MEETING DATE: APR 25, 2012 |
||||
TICKER: IJ
SECURITY ID: W4662R106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Report on the Work of the Board | Management | None | None |
7b | Receive President's Report | Management | None | None |
8 | Receive Financial Statements and Statutory Reports | Management | None | None |
9 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10 | Approve Allocation of Income and Dividends of SEK 4.50 per Share | Management | For | Did Not Vote |
11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
12 | Determine Number of Members (7) and Deputy Members (0) of Board; Receive Report from Nominating Committee | Management | For | Did Not Vote |
13 | Approve Remuneration of Directors in the Amount of SEK 770,000 for Chairman, and SEK 320,000 for Other Directors; Approve Additional Compensation for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Reelect Matts Ekman, Helen Fasth-Gillstedt, Lars Lundquist (Chairman), Joakim Rubin, Charlotte Stromberg, Fredrik Tragardh, and Joakim Westh as Directors | Management | For | Did Not Vote |
15 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
16 | Authorize Representatives Five of Company's Largest Shareholders, and One Additional Co-Opted Member to Serve on Nominating Committee | Management | For | Did Not Vote |
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
18 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
19 | Close Meeting | Management | None | None |
INVESCO LTD.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: IVZ
SECURITY ID: G491BT108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin L. Flanagan | Management | For | For |
1.2 | Elect Director C. Robert Henrikson | Management | For | For |
1.3 | Elect Director Ben F. Johnson, II | Management | For | For |
1.4 | Elect Director J. Thomas Presby | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INVESCO MORTGAGE CAPITAL INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: IVR
SECURITY ID: 46131B100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director G. Mark Armour | Management | For | For |
2 | Elect Director James S. Balloun | Management | For | For |
3 | Elect Director John S. Day | Management | For | For |
4 | Elect Director Karen Dunn Kelley | Management | For | For |
5 | Elect Director James R. Lientz, Jr. | Management | For | For |
6 | Elect Director Neil Williams | Management | For | For |
7 | Ratify Auditors | Management | For | For |
INVESTMENT TECHNOLOGY GROUP, INC.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: ITG
SECURITY ID: 46145F105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. William Burdett | Management | For | For |
1.2 | Elect Director Minder Cheng | Management | For | For |
1.3 | Elect Director Christopher V. Dodds | Management | For | For |
1.4 | Elect Director Robert C. Gasser | Management | For | For |
1.5 | Elect Director Timothy L. Jones | Management | For | For |
1.6 | Elect Director Kevin J. P. O'Hara | Management | For | For |
1.7 | Elect Director Maureen O'Hara | Management | For | For |
1.8 | Elect Director Steven S. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JAMMU & KASHMIR BANK LTD. (THE)
MEETING DATE: JUL 09, 2011 |
||||
TICKER: 532209
SECURITY ID: Y8743F112
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 26 Per Share | Management | For | For |
3 | Reappoint N. Ali as Director | Management | For | For |
4 | Reappoint R.K. Gupta as Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Amend Articles of Association Re: Sitting Fees to Independent Non-Executive Directors | Management | For | For |
JONES LANG LASALLE INCORPORATED
MEETING DATE: MAY 31, 2012 |
||||
TICKER: JLL
SECURITY ID: 48020Q107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hugo Bague | Management | For | For |
2 | Elect Director Colin Dyer | Management | For | For |
3 | Elect Director Darryl Hartley-Leonard | Management | For | For |
4 | Elect Director DeAnne Julius | Management | For | For |
5 | Elect Director Ming Lu | Management | For | For |
6 | Elect Director Lauralee E. Martin | Management | For | For |
7 | Elect Director Martin H. Nesbitt | Management | For | For |
8 | Elect Director Sheila A. Penrose | Management | For | For |
9 | Elect Director David B. Rickard | Management | For | For |
10 | Elect Director Roger T. Staubach | Management | For | For |
11 | Elect Director Thomas C. Theobald | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
JPMORGAN CHASE & CO.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: JPM
SECURITY ID: 46625H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James A. Bell | Management | For | For |
2 | Elect Director Crandall C. Bowles | Management | For | For |
3 | Elect Director Stephen B. Burke | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director James S. Crown | Management | For | For |
6 | Elect Director James Dimon | Management | For | For |
7 | Elect Director Timothy P. Flynn | Management | For | For |
8 | Elect Director Ellen V. Futter | Management | For | For |
9 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Report on Loan Modifications | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
20 | Stock Retention | Shareholder | Against | Against |
JULIUS BAER GRUPPE AG
MEETING DATE: APR 11, 2012 |
||||
TICKER: BAER
SECURITY ID: H4414N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.00 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Reelect Leonhard Fischer as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Claire Giraut as Director | Management | For | Did Not Vote |
4.2.1 | Elect Gilbert Achermann as Director | Management | For | Did Not Vote |
4.2.2 | Elect Andreas Amschwand as Director | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6 | Approve CHF 204,800 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
KENNEDY-WILSON HOLDINGS, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: KW
SECURITY ID: 489398107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. McMorrow | Management | For | For |
1.2 | Elect Director Kent Mouton | Management | For | For |
1.3 | Elect Director Norman Creighton | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KEPPEL CORPORATION LTD.
MEETING DATE: APR 20, 2012 |
||||
TICKER: BN4
SECURITY ID: Y4722Z120
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Approve Final Dividend of SGD 0.26 Per Share | Management | For | For |
3 | Reelect Lee Boon Yang as Director | Management | For | For |
4 | Reelect Choo Chiau Beng as Director | Management | For | For |
5 | Reelect Oon Kum Loon as Director | Management | For | For |
6 | Approve Directors' Fees of SGD 1.4 million and Award of 34,000 Existing Ordinary Shares to Identified Directors for the Year Ended Dec. 31, 2011 | Management | For | For |
7 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
9 | Authorize Share Repurchase Program | Management | For | For |
10 | Approve Mandate for Transactions with Related Parties | Management | For | For |
KEYCORP
MEETING DATE: MAY 17, 2012 |
||||
TICKER: KEY
SECURITY ID: 493267108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
1.3 | Elect Director Charles P. Cooley | Management | For | For |
1.4 | Elect Director Alexander M. Cutler | Management | For | For |
1.5 | Elect Director H. James Dallas | Management | For | For |
1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.8 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.9 | Elect Director Richard J. Hipple | Management | For | For |
1.10 | Elect Director Kristen L. Manos | Management | For | For |
1.11 | Elect Director Beth E. Mooney | Management | For | For |
1.12 | Elect Director Bill R. Sanford | Management | For | For |
1.13 | Elect Director Barbara R. Snyder | Management | For | For |
1.14 | Elect Director Thomas C. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
KIMCO REALTY CORPORATION
MEETING DATE: MAY 01, 2012 |
||||
TICKER: KIM
SECURITY ID: 49446R109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Milton Cooper | Management | For | For |
1.2 | Elect Director Philip E. Coviello | Management | For | For |
1.3 | Elect Director Richard G. Dooley | Management | For | For |
1.4 | Elect Director Joe Grills | Management | For | For |
1.5 | Elect Director David B. Henry | Management | For | For |
1.6 | Elect Director F. Patrick Hughes | Management | For | For |
1.7 | Elect Director Frank Lourenso | Management | For | For |
1.8 | Elect Director Colombe M. Nicholas | Management | For | For |
1.9 | Elect Director Richard Saltzman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: LVS
SECURITY ID: 517834107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason N. Ader | Management | For | For |
1.2 | Elect Director Michael A. Leven | Management | For | For |
1.3 | Elect Director Jeffrey H. Schwartz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LAZARD LTD
MEETING DATE: APR 24, 2012 |
||||
TICKER: LAZ
SECURITY ID: G54050102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ashish Bhutani as Director | Management | For | For |
1.2 | Elect Steven J. Heyer as Director | Management | For | For |
1.3 | Elect Sylvia Jay as Director | Management | For | For |
1.4 | Elect Vernon E. Jordon, Jr. as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
LEGG MASON, INC.
MEETING DATE: JUL 26, 2011 |
||||
TICKER: LM
SECURITY ID: 524901105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold L. Adams | Management | For | For |
1.2 | Elect Director John T. Cahill | Management | For | For |
1.3 | Elect Director Mark R. Fetting | Management | For | For |
1.4 | Elect Director Margaret Milner Richardson | Management | For | For |
1.5 | Elect Director Kurt L. Schmoke | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
LENDER PROCESSING SERVICES, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: LPS
SECURITY ID: 52602E102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David K. Hunt | Management | For | For |
1.2 | Elect Director James K. Hunt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
LEXINGTON REALTY TRUST
MEETING DATE: MAY 15, 2012 |
||||
TICKER: LXP
SECURITY ID: 529043101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Robert Roskind | Management | For | For |
1.2 | Elect Director T. Wilson Eglin | Management | For | For |
1.3 | Elect Director Clifford Broser | Management | For | For |
1.4 | Elect Director Harold First | Management | For | For |
1.5 | Elect Director Richard S. Frary | Management | For | For |
1.6 | Elect Director James Grosfeld | Management | For | For |
1.7 | Elect Director Kevin W. Lynch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIFE PARTNERS HOLDINGS, INC.
MEETING DATE: JAN 24, 2012 |
||||
TICKER: LPHI
SECURITY ID: 53215T106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian D. Pardo | Management | For | For |
1.2 | Elect Director R. Scott Peden | Management | For | For |
1.3 | Elect Director Tad Ballantyne | Management | For | For |
1.4 | Elect Director Fred Dewald | Management | For | For |
1.5 | Elect Director Harold Rafuse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LINCOLN NATIONAL CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: LNC
SECURITY ID: 534187109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George W. Henderson, III | Management | For | For |
2 | Elect Director Eric G. Johnson | Management | For | For |
3 | Elect Director M. Leanne Lachman | Management | For | For |
4 | Elect Director Isaiah Tidwell | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LOEWS CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: L
SECURITY ID: 540424108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence S. Bacow | Management | For | For |
2 | Elect Director Ann E. Berman | Management | For | For |
3 | Elect Director Joseph L. Bower | Management | For | For |
4 | Elect Director Charles M. Diker | Management | For | For |
5 | Elect Director Jacob A. Frenkel | Management | For | For |
6 | Elect Director Paul J. Fribourg | Management | For | For |
7 | Elect Director Walter L. Harris | Management | For | For |
8 | Elect Director Philip A. Laskawy | Management | For | For |
9 | Elect Director Ken Miller | Management | For | For |
10 | Elect Director Gloria R. Scott | Management | For | For |
11 | Elect Director Andrew H. Tisch | Management | For | For |
12 | Elect Director James S. Tisch | Management | For | For |
13 | Elect Director Jonathan M. Tisch | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Amend Stock Option Plan | Management | For | For |
16 | Approve Executive Incentive Bonus Plan | Management | For | For |
17 | Ratify Auditors | Management | For | For |
MACQUARIE GROUP LIMITED
MEETING DATE: JUL 28, 2011 |
||||
TICKER: MQG
SECURITY ID: Q57085104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Peter M Kirby as a Director | Management | For | For |
3 | Elect John R Niland as a Director | Management | For | For |
4 | Elect Helen M Nugent as a Director | Management | For | For |
5 | Elect H Kevin McCann as a Director | Management | For | For |
6 | Elect Diane J Grady as a Director | Management | For | For |
7 | Approve the Adoption of the Remuneration Report | Management | For | For |
8 | Approve the Grant of A$5.05 Million Worth of Restricted Share Units and A$2.49 Million Worth of Performance Share Units to Nicholas W Moore, Managing Director and CEO, Under the Macquarie Group Employee Retained Equity Plan | Management | For | For |
MALAYAN BANKING BHD.
MEETING DATE: MAR 29, 2012 |
||||
TICKER: MAYBANK
SECURITY ID: Y54671105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of MYR 0.36 Per Share | Management | For | For |
3 | Elect Johan Ariffin as Director | Management | For | For |
4 | Elect Abdul Wahid Omar as Director | Management | For | For |
5 | Elect Hadenan A. Jalil as Director | Management | For | For |
6 | Elect Alister Maitland as Director | Management | For | For |
7 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Approve Issuance of New Ordinary Shares in Relation to the Company's Recurrent and Optional Dividend Reinvestment Plan | Management | For | For |
1 | Amend Memorandum and Articles of Association | Management | For | For |
MASTERCARD INCORPORATED
MEETING DATE: JUN 05, 2012 |
||||
TICKER: MA
SECURITY ID: 57636Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajay Banga | Management | For | For |
2 | Elect Director David R. Carlucci | Management | For | For |
3 | Elect Director Steven J. Freiberg | Management | For | For |
4 | Elect Director Richard Haythornthwaite | Management | For | For |
5 | Elect Director Marc Olivie | Management | For | For |
6 | Elect Director Rima Qureshi | Management | For | For |
7 | Elect Director Mark Schwartz | Management | For | For |
8 | Elect Director Jackson P. Tai | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
METLIFE, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: MET
SECURITY ID: 59156R108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Keane | Management | For | For |
1.2 | Elect Director Catherine R. Kinney | Management | For | For |
1.3 | Elect Director Hugh B. Price | Management | For | For |
1.4 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MF GLOBAL HOLDINGS LTD.
MEETING DATE: AUG 11, 2011 |
||||
TICKER: MF
SECURITY ID: 55277J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David P. Bolger | Management | For | For |
2 | Elect Director Jon S. Corzine | Management | For | For |
3 | Elect Director Eileen S. Fusco | Management | For | For |
4 | Elect Director David Gelber | Management | For | For |
5 | Elect Director Martin J. Glynn | Management | For | For |
6 | Elect Director Edward L. Goldberg | Management | For | For |
7 | Elect Director David I. Schamis | Management | For | For |
8 | Elect Director Robert S. Sloan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Conversion of Securities | Management | For | For |
MGM RESORTS INTERNATIONAL
MEETING DATE: JUN 12, 2012 |
||||
TICKER: MGM
SECURITY ID: 552953101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Baldwin | Management | For | For |
1.2 | Elect Director William A. Bible | Management | For | For |
1.3 | Elect Director Burton M. Cohen | Management | For | For |
1.4 | Elect Director Willie D. Davis | Management | For | For |
1.5 | Elect Director Alexis M. Herman | Management | For | For |
1.6 | Elect Director Roland Hernandez | Management | For | For |
1.7 | Elect Director Anthony Mandekic | Management | For | For |
1.8 | Elect Director Rose McKinney-James | Management | For | For |
1.9 | Elect Director James J. Murren | Management | For | For |
1.10 | Elect Director Daniel J. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
MONEX GROUP INC
MEETING DATE: JUN 23, 2012 |
||||
TICKER: 8698
SECURITY ID: J4656U102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
2 | Amend Articles To Decrease Maximum Board Size | Management | For | For |
3.1 | Elect Director Matsumoto, Oki | Management | For | For |
3.2 | Elect Director Kuwashima, Shoji | Management | For | For |
3.3 | Elect Director Oyagi, Takashi | Management | For | For |
3.4 | Elect Director Salomon Sredni | Management | For | For |
3.5 | Elect Director Kawamoto, Yuuko | Management | For | For |
3.6 | Elect Director Makihara, Jun | Management | For | For |
3.7 | Elect Director Kato, Takeo | Management | For | For |
3.8 | Elect Director Urata, Haruyuki | Management | For | For |
3.9 | Elect Director Hayashi, Kaoru | Management | For | For |
4 | Appoint Alternate Statutory Auditor Ito, Kenji | Management | For | Against |
MONEYGRAM INTERNATIONAL, INC.
MEETING DATE: APR 17, 2012 |
||||
TICKER: MGI
SECURITY ID: 60935Y208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Coley Clark | Management | For | For |
2 | Elect Director Victor W. Dahir | Management | For | For |
3 | Elect Director Antonio O. Garza | Management | For | For |
4 | Elect Director Thomas M. Hagerty | Management | For | For |
5 | Elect Director Scott L. Jaeckel | Management | For | For |
6 | Elect Director Seth W. Lawry | Management | For | For |
7 | Elect Director Ann Mather | Management | For | For |
8 | Elect Director Pamela H. Patsley | Management | For | For |
9 | Elect Director Ganesh B. Rao | Management | For | For |
10 | Elect Director W. Bruce Turner | Management | For | For |
11 | Ratify Auditors | Management | For | For |
MONTPELIER RE HOLDINGS LTD.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: MRH
SECURITY ID: G62185106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Fix Number at 12 and Elect four Class A Directors and one Class C Director and Elect John G. Bruton as Director | Management | For | For |
1.2 | Elect John D. Collins as Director | Management | For | For |
1.3 | Elect Candace L. Straight as Director | Management | For | For |
1.4 | Elect Anthony Taylor as Director | Management | For | For |
1.5 | Elect Michael R. Eisenson as Director | Management | For | For |
2.1 | Elect Thomas G. S. Busher as Director of Montpelier Reinsurance Ltd | Management | For | For |
2.2 | Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd | Management | For | For |
2.3 | Elect Christopher T. Schaper as Director of Montpelier Reinsurance Ltd | Management | For | For |
3 | Approve Montpelier Re Holdings Ltd. Long-term Incentive Plan | Management | For | For |
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOODY'S CORPORATION
MEETING DATE: APR 16, 2012 |
||||
TICKER: MCO
SECURITY ID: 615369105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ewald Kist | Management | For | For |
2 | Elect Director Henry A. McKinnell, Jr., Ph.D. | Management | For | For |
3 | Elect Director John K. Wulff | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
MORGAN STANLEY
MEETING DATE: MAY 15, 2012 |
||||
TICKER: MS
SECURITY ID: 617446448
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director C. Robert Kidder | Management | For | For |
6 | Elect Director Klaus Kleinfeld | Management | For | For |
7 | Elect Director Donald T. Nicolaisen | Management | For | For |
8 | Elect Director Hutham S. Olayan | Management | For | For |
9 | Elect Director James W. Owens | Management | For | For |
10 | Elect Director O. Griffith Sexton | Management | For | For |
11 | Elect Director Ryosuke Tamakoshi | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NATIONAL AUSTRALIA BANK LIMITED
MEETING DATE: DEC 15, 2011 |
||||
TICKER: NAB
SECURITY ID: Q65336119
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect John Thorn as a Director | Management | For | For |
2b | Elect Geoff Tomlinson as a Director | Management | For | For |
2c | Elect Ken Henry as a Director | Management | For | For |
3a | Approve the Issuance of Shares and Performance Rights to Cameron Clyne, CEO of the company | Management | For | For |
3b | Approve the Issuance of Shares and Performance Rights to Mark Joiner, Execuive Director of Finance | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
NATIONAL FINANCIAL PARTNERS CORP.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: NFP
SECURITY ID: 63607P208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephanie W. Abramson | Management | For | For |
2 | Elect Director Patrick S. Baird | Management | For | For |
3 | Elect Director Jessica M. Bibliowicz | Management | For | For |
4 | Elect Director R. Bruce Callahan | Management | For | For |
5 | Elect Director John A. Elliott | Management | For | For |
6 | Elect Director J. Barry Griswell | Management | For | For |
7 | Elect Director Marshall A. Heinberg | Management | For | For |
8 | Elect Director Kenneth C. Mlekush | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
NBT BANCORP INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: NBTB
SECURITY ID: 628778102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eleven | Management | For | For |
2.1 | Elect Director Martin A. Dietrich | Management | For | For |
2.2 | Elect Director John C. Mitchell | Management | For | For |
2.3 | Elect Director Michael M. Murphy | Management | For | For |
2.4 | Elect Director Joseph G. Nasser | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NELNET, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: NNI
SECURITY ID: 64031N108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael S. Dunlap | Management | For | For |
2 | Elect Director Stephen F. Butterfield | Management | For | For |
3 | Elect Director James P. Abel | Management | For | For |
4 | Elect Director William R. Cintani | Management | For | For |
5 | Elect Director Kathleen A. Farrell | Management | For | For |
6 | Elect Director Thomas E. Henning | Management | For | For |
7 | Elect Director Kimberly K. Rath | Management | For | For |
8 | Elect Director Michael D. Reardon | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NETSPEND HOLDINGS, INC.
MEETING DATE: APR 27, 2012 |
||||
TICKER: NTSP
SECURITY ID: 64118V106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas A. McCullough | Management | For | For |
1.2 | Elect Director Daniel M. Schley | Management | For | For |
1.3 | Elect Director Alexander R. Castaldi | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NOMURA HOLDINGS INC.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: 8604
SECURITY ID: 65535H208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Koga, Nobuyuki | Management | For | For |
1.2 | Elect Director Watanabe, Kenichi | Management | For | For |
1.3 | Elect Director Shibata, Takumi | Management | For | For |
1.4 | Elect Director Itatani, Masanori | Management | For | For |
1.5 | Elect Director Nishimatsu, Masanori | Management | For | For |
1.6 | Elect Director David Benson | Management | For | For |
1.7 | Elect Director Sakane, Masahiro | Management | For | For |
1.8 | Elect Director Kanemoto, Toshinori | Management | For | For |
1.9 | Elect Director Tsuji, Haruo | Management | For | For |
1.10 | Elect Director Fujinuma, Tsuguoki | Management | For | For |
1.11 | Elect Director Clara Furse | Management | For | For |
1.12 | Elect Director Kusakari, Takao | Management | For | For |
1.13 | Elect Director Michael Lim Choo San | Management | For | For |
2 | Amend Articles to Stress Corporate Identity in Many Languages | Shareholder | Against | Against |
3 | Amend Articles to Require Use of YHD as the Firm's Abbreviated Name | Shareholder | Against | Against |
4 | Amend Articles to Prescribe a Formula Linking Officer Pay and Job Security to Share Price | Shareholder | Against | Against |
5 | Amend Articles to Mandate a Maximum Ratio of Profitability to Personnel Expense | Shareholder | Against | Against |
6 | Delete Director Indemnification Provision from the Articles of Association | Shareholder | Against | Against |
7 | Amend Articles to Add Subsidiary Operations to Approved Business Lines | Shareholder | Against | Against |
8 | Amend Articles to Ban Stock Options for Director & Officer Compensation | Shareholder | Against | Against |
9 | Amend Articles to Require Advance Shareholder Approval for Public Offerings other than Rights Issues | Shareholder | Against | Against |
10 | Amend Articles to Require Disclosure of Content of Shareholder Meeting Rehearsals 8 Weeks Before Meeting Date | Shareholder | Against | Against |
11 | Amend Articles to Ban Lending to, Investment in Tokyo Electric Power or Kansai Electric Power | Shareholder | Against | Against |
12 | Amend Articles to Require Only Japanese Style Toilets in Company Offices | Shareholder | Against | Against |
13 | Amend Articles to Require Directors to be called "Crystals" | Shareholder | Against | Against |
14 | Amend Articles to Require Outsourcing of Account Opening Paperwork, Website Help | Shareholder | Against | Against |
15 | Reduce Authorized Capital from 60 Billion [sic] to 5.966 Billion Shares | Shareholder | Against | For |
16 | Amend Articles to No Longer Specify Headquarters Location in Chuo-ku, Tokyo | Shareholder | Against | Against |
17 | Amend Articles to Define Timing of AGM as Within Three Months of Either April 1 or October 1, According to Gregorian Calendar, Coordinated Universal Time | Shareholder | Against | Against |
18 | Amend Articles to Define the Chairman as Group Chairman | Shareholder | Against | Against |
19 | Delete Supplementary Provisions from the Articles of Association | Shareholder | Against | Against |
NORDEA BANK AB
MEETING DATE: MAR 22, 2012 |
||||
TICKER: NDA
SECURITY ID: W57996105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Claes Beyer as Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive CEO's Speech | Management | None | None |
7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.26 per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
11 | Fix Number of Auditors at One | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13.1 | Reelect Bjorn Wahlroos (Chairman), Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Peter Braunwalder as New Director | Management | For | Did Not Vote |
13.2 | Elect Jorgen Hyldgaard as New Director | Shareholder | None | Did Not Vote |
14 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
16 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | Did Not Vote |
17 | Approve Remuneration Policy and Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
18a | Approve 2012 Share Matching Plan | Management | For | Did Not Vote |
18b | Approve Issuance of up to 2.7 Million Class C-Shares, Approve Repurchase of up to 2.7 Million Class C-Shares, Approve Reallocation of Shares, and Approve Conveyance of up to 7.8 Million Class C-Shares | Management | For | Did Not Vote |
19 | Detach Remuneration from Economic Criteria; Reduce Director and Executive Management Remuneration by 10-20 percent; Allow Moral Criteria to Determine Remuneration; Specify how Financial Advisory Engagements are Evaluated | Shareholder | Against | Did Not Vote |
NORTHERN TRUST CORPORATION
MEETING DATE: APR 17, 2012 |
||||
TICKER: NTRS
SECURITY ID: 665859104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director Susan Crown | Management | For | For |
1.4 | Elect Director Dipak C. Jain | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Edward J. Mooney | Management | For | For |
1.7 | Elect Director John W. Rowe | Management | For | For |
1.8 | Elect Director Martin P. Slark | Management | For | For |
1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
1.11 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
NORTHRIM BANCORP, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: NRIM
SECURITY ID: 666762109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Marc Langland | Management | For | For |
1.2 | Elect Director Larry S. Cash | Management | For | For |
1.3 | Elect Director Mark G. Copeland | Management | For | For |
1.4 | Elect Director Ronald A. Davis | Management | For | For |
1.5 | Elect Director Anthony Drabek | Management | For | For |
1.6 | Elect Director Christopher N. Knudson | Management | For | For |
1.7 | Elect Director Richard L. Lowell | Management | For | For |
1.8 | Elect Director David J. McCambridge | Management | For | For |
1.9 | Elect Director Irene Sparks Rowan | Management | For | For |
1.10 | Elect Director John C. Swalling | Management | For | For |
1.11 | Elect Director David G. Wight | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NYSE EURONEXT
MEETING DATE: APR 26, 2012 |
||||
TICKER: NYX
SECURITY ID: 629491101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andre Bergen | Management | For | For |
2 | Elect Director Ellyn L. Brown | Management | For | For |
3 | Elect Director Marshall N. Carter | Management | For | For |
4 | Elect Director Dominique Cerutti | Management | For | For |
5 | Elect Director Patricia M. Cloherty | Management | For | For |
6 | Elect Director George Cox | Management | For | For |
7 | Elect Director Sylvain Hefes | Management | For | For |
8 | Elect Director Jan-Michiel Hessels | Management | For | For |
9 | Elect Director Duncan M. McFarland | Management | For | For |
10 | Elect Director James J. McNulty | Management | For | For |
11 | Elect Director Duncan L. Niederauer | Management | For | For |
12 | Elect Director Ricardo Salgado | Management | For | Against |
13 | Elect Director Robert G. Scott | Management | For | For |
14 | Elect Director Jackson P. Tai | Management | For | For |
15 | Elect Director Rijnhard van Tets | Management | For | For |
16 | Elect Director Brian Williamson | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
19 | Call Special Meetings | Shareholder | Against | Against |
PACIFIC CONTINENTAL CORPORATION
MEETING DATE: APR 30, 2012 |
||||
TICKER: PCBK
SECURITY ID: 69412V108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ballin | Management | For | For |
1.2 | Elect Director Hal M. Brown | Management | For | For |
1.3 | Elect Director Michael E. Heijer | Management | For | For |
1.4 | Elect Director Michael S. Holcomb | Management | For | For |
1.5 | Elect Director Michael D. Holzgang | Management | For | For |
1.6 | Elect Director Donald L. Krahmer, Jr. | Management | For | For |
1.7 | Elect Director Donald G. Montgomery | Management | For | For |
1.8 | Elect Director John H. Rickman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PENNYMAC MORTGAGE INVESTMENT TRUST
MEETING DATE: MAY 16, 2012 |
||||
TICKER: PMT
SECURITY ID: 70931T103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall D. Hadley | Management | For | For |
1.2 | Elect Director Clay A. Halvorsen | Management | For | For |
1.3 | Elect Director Stanford L. Kurland | Management | For | For |
1.4 | Elect Director David A. Spector | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PEOPLE'S UNITED FINANCIAL, INC.
MEETING DATE: APR 19, 2012 |
||||
TICKER: PBCT
SECURITY ID: 712704105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George P. Carter | Management | For | For |
1.2 | Elect Director Jerry Franklin | Management | For | For |
1.3 | Elect Director Kirk W. Walters | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | None | For |
PHH CORPORATION
MEETING DATE: JUN 06, 2012 |
||||
TICKER: PHH
SECURITY ID: 693320202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James O. Egan | Management | For | For |
1.2 | Elect Director Allan Z. Loren | Management | For | For |
1.3 | Elect Director G.J. Parseghian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
MEETING DATE: FEB 08, 2012 |
||||
TICKER: 02318
SECURITY ID: Y69790106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
2a | Approve Type of Securities to be Issued in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2b | Approve Issue Size in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2c | Approve Par Value and Issue Price in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2d | Approve Term in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2e | Approve Interest Rate in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2f | Approve Method and Timing of the Interest Payment in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2g | Approve Conversion Period in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2h | Approve Determination and Adjustment to CB Conversion Price in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2i | Approve Downward Adjustment to CB Conversion Price in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2j | Approve Method for Determining the Number of Shares for Conversion in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2k | Approve Terms of Redemption in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2l | Approve Terms of Sale Back in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2m | Approve Entitlement to Dividend of the Year Conversion in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2n | Approve Method of Issuance and Target Subscribers in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2o | Approve Subscription Arrangement for the Existing A Shareholders in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2p | Approve the Relevant Matters of CB Holders' Meetings in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2q | Approve Use of Proceeds in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2r | Approve Special Provisions in Relation to Solvency Capital in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2s | Approve Guarantee and Security in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2t | Approve Validity Period of the Resolution in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
2u | Approve Matters Relating to Authorization in Relation to the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
3 | Approve Feasibility Analysis on the Use of Proceeds of the Public Issuance of A Share Convertible Corporate Bonds | Management | For | For |
4 | Approve Utilization Report on the Use of Proceeds from the Previous Fund Raising Activity | Management | For | For |
5 | Elect Fan Mingchun as Non-Executive Director | Shareholder | None | Against |
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: 02318
SECURITY ID: Y69790106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of Board of Directors for the Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Report of Supervisory Committee for the Year Ended Dec. 31, 2011 | Management | For | For |
3 | Approve Annual Report and its Summary for the Year Ended Dec. 31, 2011 | Management | For | For |
4 | Approve Financial Statements and Auditors Report for the Year Ended Dec. 31, 2011 | Management | For | For |
5 | Approve Profit Distribution Plan for the Year Ended Dec. 31, 2011 and the Distribution of Final Dividends | Management | For | For |
6 | Reappoint Ernst & Young Hua Ming as the PRC Auditors and Ernst & Young as the International Auditors of the Company, and Authorize Board to Fix Their Remuneration | Management | For | For |
7a | Reelect Ma Mingzhe as an Executive Director | Management | For | Against |
7b | Reelect Sun Jianyi as an Executive Director | Management | For | Against |
7c | Elect Ren Huichuan as an Executive Director | Management | For | Against |
7d | Reelect Yao Jason Bo as an Executive Director | Management | For | Against |
7e | Elect Ku Man as an Executive Director | Management | For | Against |
7f | Reelect Lin Lijun as a Non-Executive Director | Management | For | Against |
7g | Reelect Wong Tung Shun Peter as a Non-Executive Director | Management | For | Against |
7h | Reelect Ng Sing Yip as a Non-Executive Director | Management | For | Against |
7i | Reelect Li Zhe as a Non-Executive Director | Management | For | Against |
7j | Reelect Guo Limin as a Non-Executive Director | Management | For | Against |
7k | Reelect Fan Mingchun as a Non-Executive Director | Management | For | Against |
7l | Elect Cheng Siu Hong as a Non-Executive Director | Management | For | Against |
7m | Reelect Zhang Hongyi as an Independent Non-Executive Director | Management | For | Against |
7n | Reelect Chen Su as an Independent Non-Executive Director | Management | For | For |
7o | Reelect Xia Liping as an Independent Non-Executive Director | Management | For | Against |
7p | Reelect Tang Yunwei as an Independent Non-Executive Director | Management | For | For |
7q | Reelect Lee Ka Sze Carmelo as an Independent Non-Executive Director | Management | For | Against |
7r | Reelect Woo Ka Biu Jackson as an Independent Non-Executive Director | Management | For | For |
7s | Elect Stephen Thomas Meldrum as an Independent Non-Executive Director | Management | For | For |
8a | Reelect Gu Liji as an Independent Supervisor | Management | For | For |
8b | Reelect Sun Fuxin as an Independent Supervisor | Management | For | For |
8c | Reelect Peng Zhijian as an Independent Supervisor | Management | For | For |
8d | Elect Lin Li as a Supervisor | Management | For | For |
9 | Approve Resolution Relating to Reviewing the Continuing Connected Transactions Conducted Between Ping An Group and Connected Banks in the Ordinary and Usual Course of Business | Management | For | For |
PLATINUM UNDERWRITERS HOLDINGS, LTD.
MEETING DATE: APR 24, 2012 |
||||
TICKER: PTP
SECURITY ID: G7127P100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dan R. Carmichael as Director | Management | For | For |
1.2 | Elect A. John Hass as Director | Management | For | For |
1.3 | Elect Antony P.D. Lancaster as Director | Management | For | For |
1.4 | Elect Edmund R. Megna as Director | Management | For | For |
1.5 | Elect Michael D. Price as Director | Management | For | For |
1.6 | Elect James P. Slattery as Director | Management | For | For |
1.7 | Elect Christopher J. Steffen as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG as Auditors | Management | For | For |
PLUM CREEK TIMBER COMPANY, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: PCL
SECURITY ID: 729251108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rick R. Holley | Management | For | For |
2 | Elect Director Robin Josephs | Management | For | For |
3 | Elect Director John G. McDonald | Management | For | For |
4 | Elect Director Robert B. McLeod | Management | For | For |
5 | Elect Director John F. Morgan Sr. | Management | For | For |
6 | Elect Director Marc F. Racicot | Management | For | For |
7 | Elect Director John H. Scully | Management | For | For |
8 | Elect Director Lawrence A. Selzer | Management | For | For |
9 | Elect Director Stephen C. Tobias | Management | For | For |
10 | Elect Director Martin A. White | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
PORTO SEGURO SA
MEETING DATE: MAR 29, 2012 |
||||
TICKER: PSSA3
SECURITY ID: P7905C107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Ratify Board of Directors Deliberations Re: Interest-On-Capital-Stock Payments | Management | For | For |
4 | Approve Dividends | Management | For | For |
5 | Approve Date of Dividend and Interest-On-Capital-Stock Payments | Management | For | For |
6 | Elect Directors | Management | For | For |
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | Management | For | Against |
PORTO SEGURO SA
MEETING DATE: MAR 29, 2012 |
||||
TICKER: PSSA3
SECURITY ID: P7905C107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital Resulting from Share Cancellation | Management | For | For |
2 | Amend Articles to Reflect Changes in Capital Resulting from Capitalization of Reserves | Management | For | For |
3 | Amend Article to Increase Number of Executive Committee Members | Management | For | For |
4 | Amend Article Re: Executive Committee | Management | For | For |
5 | Amend Articles Re: Power of Attorney | Management | For | For |
6 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
7 | Amend Articles | Management | For | For |
8 | Consolidate Bylaws | Management | For | For |
POST PROPERTIES, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: PPS
SECURITY ID: 737464107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
1.2 | Elect Director David P. Stockert | Management | For | For |
1.3 | Elect Director Herschel M. Bloom | Management | For | For |
1.4 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
1.5 | Elect Director Russell R. French | Management | For | For |
1.6 | Elect Director Dale Anne Reiss | Management | For | For |
1.7 | Elect Director Stella F. Thayer | Management | For | For |
1.8 | Elect Director Ronald de Waal | Management | For | For |
1.9 | Elect Director Donald C. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
POTLATCH CORPORATION
MEETING DATE: MAY 07, 2012 |
||||
TICKER: PCH
SECURITY ID: 737630103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Boh A. Dickey | Management | For | For |
2 | Elect Director William L. Driscoll | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PRIVATEBANCORP, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: PVTB
SECURITY ID: 742962103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman R. Bobins | Management | For | For |
1.2 | Elect Director James B. Nicholson | Management | For | For |
1.3 | Elect Director Alejandro Silva | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PROLOGIS, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: PLD
SECURITY ID: 74340W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hamid R. Moghadam | Management | For | For |
2 | Elect Director Walter C. Rakowich | Management | For | For |
3 | Elect Director George L. Fotiades | Management | For | For |
4 | Elect Director Christine N. Garvey | Management | For | For |
5 | Elect Director Lydia H. Kennard | Management | For | For |
6 | Elect Director J. Michael Losh | Management | For | For |
7 | Elect Director Irving F. Lyons, III | Management | For | For |
8 | Elect Director Jeffrey L. Skelton | Management | For | For |
9 | Elect Director D. Michael Steuert | Management | For | For |
10 | Elect Director Carl B. Webb | Management | For | For |
11 | Elect Director William D. Zollars | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Ratify Auditors | Management | For | For |
PRUDENTIAL FINANCIAL, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: PRU
SECURITY ID: 744320102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
2 | Elect Director Gordon M. Bethune | Management | For | For |
3 | Elect Director Gaston Caperton | Management | For | For |
4 | Elect Director Gilbert F. Casellas | Management | For | For |
5 | Elect Director James G. Cullen | Management | For | For |
6 | Elect Director William H. Gray, III | Management | For | For |
7 | Elect Director Mark B. Grier | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director Martina Hund-Mejean | Management | For | For |
10 | Elect Director Karl J. Krapek | Management | For | For |
11 | Elect Director Chrisitne A. Poon | Management | For | For |
12 | Elect Director John R. Strangfeld | Management | For | For |
13 | Elect Director James A. Unruh | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Eliminate Supermajority Voting Provisions | Management | For | For |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
PT BANK BUKOPIN TBK
MEETING DATE: MAY 24, 2012 |
||||
TICKER: BBKP
SECURITY ID: Y7125R108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, and Discharge Directors and Commissioners | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Tantiem of Directors and Commissioners | Management | For | Abstain |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Increase in Capital Pursuant to Management Stock Option Plan | Management | For | For |
6 | Elect Commissioners | Management | For | Abstain |
7 | Approve Honorarium, Salaries, and/or Allowances of Directors and Commissioners | Management | For | Abstain |
8 | Approve Report on Use of Proceeds from Rights Issue I and II and Subordinated Bonds I Stage I Year 2012 | Management | For | For |
PT BANK CENTRAL ASIA TBK
MEETING DATE: MAY 16, 2012 |
||||
TICKER: BBCA
SECURITY ID: Y7123P138
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, Commissioners' Report, and Discharge of Directors and Commissioners | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
4 | Approve Auditors | Management | For | For |
5 | Approve Interim Dividend for 2012 | Management | For | For |
1 | Amend Articles of Association Re: Term of Commissioners and Directors | Management | For | Abstain |
PT BANK TABUNGAN NEGARA (PERSERO) TBK
MEETING DATE: APR 19, 2012 |
||||
TICKER: BBTN
SECURITY ID: Y71197100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report and Financial Statements of the Company and Annual Report of the Partnership and Community Development Program (PCDP) | Management | For | Abstain |
2 | Approve Allocation of Income | Management | For | Abstain |
3 | Appoint Auditors of the Company and Its PCDP | Management | For | Abstain |
4 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
5 | Approve Increase in Benefits under the Pension Fund of the Company | Management | For | Abstain |
6 | Approve Increase in Issued and Paid-Up Capital for the Implementation of the Management & Employee Stock Option Plan | Management | For | Abstain |
7 | Approve Maximum Liimit of Removal of Accounts Receivable | Management | For | Abstain |
8 | Elect Commissioners | Management | For | Abstain |
9 | Accept Report on the Utilization of Proceeds from the Public Offering | Management | For | For |
PT CLIPAN FINANCE INDONESIA TBK
MEETING DATE: SEP 23, 2011 |
||||
TICKER: CFIN
SECURITY ID: Y7120B181
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Issuance of Equity Shares with Preemptive Rights and Issuance of Serie V Warrants (Proposed Rights Issue V) | Management | For | For |
2 | Amend Article 4 of the Articles of Association in Connection with the Execution of the Proposed Rights Issue V | Management | For | For |
PT CLIPAN FINANCE INDONESIA TBK
MEETING DATE: JUN 28, 2012 |
||||
TICKER: CFIN
SECURITY ID: Y7120B181
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report, Financial Statements, and Discharge of Directors and Commissioners | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Elect Directors and Commissioners | Management | For | Abstain |
4 | Approve Remuneration of Commissioners | Management | For | For |
5 | Approve Delegation of Duties and Remuneration of Directors | Management | For | For |
6 | Approve Auditors | Management | For | For |
1 | Approve Pledging of Assets for Debt | Management | For | For |
PUBLIC STORAGE
MEETING DATE: MAY 03, 2012 |
||||
TICKER: PSA
SECURITY ID: 74460D109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | For |
1.6 | Elect Director Gary E. Pruitt | Management | For | For |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PULTEGROUP, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: PHM
SECURITY ID: 745867101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Bryce Blair | Management | For | For |
1.3 | Elect Director Cheryl W. Grise | Management | For | For |
1.4 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.5 | Elect Director Patrick J. O'Leary | Management | For | For |
1.6 | Elect Director Bernard W. Reznicek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
RAIFFEISEN BANK INTERNATIONAL AG
MEETING DATE: JUN 20, 2012 |
||||
TICKER: RBI
SECURITY ID: A7111G104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.05 per Share | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
6 | Ratify KPMG Austria AG as Auditors | Management | For | For |
7.1 | Elect Heinrich Schaller as Supervisory Board Member | Management | For | For |
7.2 | Elect Guenther Reibersdorfer as Supervisory Board Member | Management | For | For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
9 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | For |
10 | Amend Articles Re: Compliance with Austrian Company Law Amendment Act 2011, Compensation Committee of Supervisory Board | Management | For | For |
11 | Approve Stock Option Plan for Management Board Members | Management | For | For |
RAYONIER INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: RYN
SECURITY ID: 754907103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard D. Kincaid | Management | For | For |
2 | Elect Director V. Larkin Martin | Management | For | For |
3 | Elect Director James H. Miller | Management | For | For |
4 | Elect Director Thomas I. Morgan | Management | For | For |
5 | Elect Director Ronald Townsend | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REDECARD S.A
MEETING DATE: FEB 29, 2012 |
||||
TICKER: RDCD3
SECURITY ID: P79941103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Appoint Banco de Investimentos Credit Suisse S.A. to Prepare Valuation Report | Management | None | Did Not Vote |
1b | Appoint Bank of America Merrill Lynch Banco Multiplo S.A. to Prepare Valuation Report | Management | None | Did Not Vote |
1c | Appoint N M Rothschild & Sons Ltda. to Prepare Valuation Report | Management | None | For |
REDECARD S.A
MEETING DATE: APR 05, 2012 |
||||
TICKER: RDCD3
SECURITY ID: P79941103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | Management | For | Abstain |
REDECARD S.A
MEETING DATE: APR 05, 2012 |
||||
TICKER: RDCD3
SECURITY ID: P79941103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capitalization of Reserves Without Issuance of New Shares | Management | For | For |
2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
REDECARD S.A
MEETING DATE: MAY 18, 2012 |
||||
TICKER: RDCD3
SECURITY ID: P79941103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discuss New Valuation Report for Tender Offer | Shareholder | None | For |
2 | Appoint Banco de Investimentos Credit Suisse S.A. to Prepare New Valuation Report | Shareholder | None | For |
3 | Discuss Fees for New Valuation Report | Shareholder | None | For |
4 | Discuss Timeline for New Valuation Report | Shareholder | None | For |
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: RF
SECURITY ID: 7591EP100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
2 | Elect Director George W. Bryan | Management | For | For |
3 | Elect Director Carolyn H. Byrd | Management | For | For |
4 | Elect Director David J. Cooper, Sr. | Management | For | For |
5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
6 | Elect Director Don DeFosset | Management | For | For |
7 | Elect Director Eric C. Fast | Management | For | For |
8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
9 | Elect Director John D. Johns | Management | For | For |
10 | Elect Director Charles D. McCrary | Management | For | For |
11 | Elect Director James R. Malone | Management | For | For |
12 | Elect Director Ruth Ann Marshall | Management | For | For |
13 | Elect Director Susan W. Matlock | Management | For | For |
14 | Elect Director John E. Maupin, Jr. | Management | For | For |
15 | Elect Director John R. Roberts | Management | For | For |
16 | Elect Director Lee J. Styslinger, III | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
19 | Ratify Auditors | Management | For | For |
20 | Report on Political Contributions | Shareholder | Against | Abstain |
RENAISSANCERE HOLDINGS LTD.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: RNR
SECURITY ID: G7496G103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas A. Cooper | Management | For | For |
1.2 | Elect Director Neill A. Currie | Management | For | For |
1.3 | Elect Director W. James MacGinnitie | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RENT-A-CENTER, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: RCII
SECURITY ID: 76009N100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael J. Gade | Management | For | For |
2 | Elect Director J. V. Lentell | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RESOLUTION LTD
MEETING DATE: JAN 13, 2012 |
||||
TICKER: RSL
SECURITY ID: G7521S122
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Amended Operating Agreement, the New Lock-Up Agreement and the Company's Consent to the Amendment of the ROL Partnership Agreement | Management | For | For |
RESOLUTION LTD
MEETING DATE: MAY 17, 2012 |
||||
TICKER: RSL
SECURITY ID: G7521S122
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Jacques Aigrain as Director | Management | For | For |
6 | Re-elect Gerardo Arostegui as Director | Management | For | For |
7 | Re-elect Michael Biggs as Director | Management | For | For |
8 | Re-elect Mel Carvill as Director | Management | For | For |
9 | Re-elect Fergus Dunlop as Director | Management | For | For |
10 | Re-elect Phil Hodkinson as Director | Management | For | For |
11 | Re-elect Denise Mileham as Director | Management | For | For |
12 | Re-elect Peter Niven as Director | Management | For | Against |
13 | Re-elect Gerhard Roggemann as Director | Management | For | For |
14 | Re-elect Tim Wade as Director | Management | For | For |
15 | Elect Andy Briggs as Director of Friends Life Group plc | Management | For | For |
16 | Elect Peter Gibbs as Director of Friends Life Group plc | Management | For | For |
17 | Elect Mary Phibbs as Director of Friends Life Group plc | Management | For | For |
18 | Elect Tim Tookey as Director of Friends Life Group plc | Management | For | For |
19 | Re-elect Clive Cowdery as Director of Friends Life Group plc | Management | For | For |
20 | Re-elect John Tiner as Director of Friends Life Group plc | Management | For | For |
21 | Approve Final Dividend | Management | For | For |
22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
24 | Authorise Market Purchase | Management | For | For |
RLI CORP.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: RLI
SECURITY ID: 749607107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kaj Ahlmann | Management | For | For |
1.2 | Elect Director Barbara R. Allen | Management | For | For |
1.3 | Elect Director John T. Baily | Management | For | For |
1.4 | Elect Director Jordan W. Graham | Management | For | For |
1.5 | Elect Director Gerald I. Lenrow | Management | For | For |
1.6 | Elect Director Charles M. Linke | Management | For | For |
1.7 | Elect Director F. Lynn McPheeters | Management | For | For |
1.8 | Elect Director Jonathan E. Michael | Management | For | For |
1.9 | Elect Director Robert O. Viets | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SANDY SPRING BANCORP, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: SASR
SECURITY ID: 800363103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan D. Goff | Management | For | Withhold |
1.2 | Elect Director Robert L. Orndorff | Management | For | Withhold |
1.3 | Elect Director Daniel J. Schrider | Management | For | Withhold |
1.4 | Elect Director Gary G. Nakamoto | Management | For | Withhold |
1.5 | Elect Director Robert E. Henel, Jr. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SBERBANK OF RUSSIA
MEETING DATE: JUN 01, 2012 |
||||
TICKER: SBER
SECURITY ID: 80585Y308
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Report | Management | For | For |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends of RUB 2.08 per Common Share and RUB 2.59 per Preferred Share | Management | For | For |
4 | Ratify Auditor | Management | For | For |
5.1 | Elect German Gref as Director | Management | None | For |
5.2 | Elect Sergey Guriyev as Director | Management | None | For |
5.3 | Elect Anton Danilov-Danilyan as Director | Management | None | For |
5.4 | Elect Mikhail Dmitriev as Director | Management | None | For |
5.5 | Elect Bella Zlatkis as Director | Management | None | For |
5.6 | Elect Nadezhda Ivanova as Director | Management | None | For |
5.7 | Elect Sergey Ignatyev as Director | Management | None | For |
5.8 | Elect Georgy Luntovsky as Director | Management | None | For |
5.9 | Elect Mikhail Matovnikov as Director | Management | None | For |
5.10 | Elect Vladimir Mau as Director | Management | None | For |
5.11 | Elect Alessandro Profumo as Director | Management | None | For |
5.12 | Elect Aleksey Savatuygin as Director | Management | None | For |
5.13 | Elect Rair Simonyan as Director | Management | None | For |
5.14 | Elect Sergey Sinelnikov-Murylev as Director | Management | None | For |
5.15 | Elect Valery Tkachenko as Director | Management | None | For |
5.16 | Elect Dimitriy Tulin as Director | Management | None | For |
5.17 | Elect Aleksey Ulyukaev as Director | Management | None | For |
5.18 | Elect Ronald Freeman as Director | Management | None | For |
5.19 | Elect Sergey Shvetsov as Director | Management | None | For |
6.1 | Elect Natalya Borodina as Member of Audit Commission | Management | For | For |
6.2 | Elect Vladimir Volkov as Member of Audit Commission | Management | For | For |
6.3 | Elect Maksim Dolzhnikov as Member of Audit Commission | Management | For | For |
6.4 | Elect Yuliya Isakhanova as Member of Audit Commission | Management | For | For |
6.5 | Elect Irina Kremleva as Member of Audit Commission | Management | For | For |
6.6 | Elect Aleksey Minenko as Member of Audit Commission | Management | For | For |
6.7 | Elect Olga Polyakova as Member of Audit Commission | Management | For | For |
7 | Approve Remuneration of Directors and Members of Audit Commission | Management | For | Against |
8 | Approve Charter in New Edition | Management | For | For |
SBM OFFSHORE NV
MEETING DATE: DEC 14, 2011 |
||||
TICKER: SBMO
SECURITY ID: N7752F148
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect B.Y.R. Chabas to Executive Board | Management | For | For |
3 | Close Meeting | Management | None | None |
SBM OFFSHORE NV
MEETING DATE: MAY 16, 2012 |
||||
TICKER: SBMO
SECURITY ID: N7752F148
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Receive Report of Supervisory Board | Management | None | None |
4 | Adopt Financial Statements, Allocation of Income and Omit Dividends | Management | For | For |
5.1 | Approve Discharge of Management Board | Management | For | For |
5.2 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Discussion on Company's Corporate Governance Structure | Management | None | None |
7 | Ratify KPMG as Auditors | Management | For | For |
8.1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
8.2 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 8.1 | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10.1 | Reelect F.G.H Deckers to Supervisory Board | Management | For | For |
10.2 | Reelect T.M.E Ehret to Supervisory Board | Management | For | For |
12 | Other Business and Allow Questions | Management | None | None |
13 | Close Meeting | Management | None | None |
SBM OFFSHORE NV
MEETING DATE: JUN 27, 2012 |
||||
TICKER: SBMO
SECURITY ID: N7752F148
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect S. Hepkema to Executive Board | Management | For | For |
3 | Elect P.M. van Rossum to Executive Board | Management | For | For |
4 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
5 | Close Meeting | Management | None | None |
SCBT FINANCIAL CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: SCBT
SECURITY ID: 78401V102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Oswald Fogle | Management | For | For |
1.2 | Elect Director Herbert G. Gray | Management | For | For |
1.3 | Elect Director Cynthia A. Hartley | Management | For | For |
1.4 | Elect Director Thomas E. Suggs | Management | For | For |
1.5 | Elect Director Kevin P. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: SPG
SECURITY ID: 828806109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Melvyn E. Bergstein | Management | For | For |
2 | Elect Director Larry C. Glasscock | Management | For | For |
3 | Elect Director Karen N. Horn | Management | For | For |
4 | Elect Director Allan Hubbard | Management | For | For |
5 | Elect Director Reuben S. Leibowitz | Management | For | For |
6 | Elect Director Daniel C. Smith | Management | For | For |
7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
SL GREEN REALTY CORP.
MEETING DATE: JUN 19, 2012 |
||||
TICKER: SLG
SECURITY ID: 78440X101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Alschuler, Jr. | Management | For | For |
1.2 | Elect Director Stephen L. Green | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SLM CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: SLM
SECURITY ID: 78442P106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Torre Bates | Management | For | For |
2 | Elect Director W.m. Diefenderfer III | Management | For | For |
3 | Elect Director Diane Suitt Gilleland | Management | For | For |
4 | Elect Director Earl A. Goode | Management | For | For |
5 | Elect Director Ronald F. Hunt | Management | For | For |
6 | Elect Director Albert L. Lord | Management | For | For |
7 | Elect Director Barry A. Munitz | Management | For | For |
8 | Elect Director Howard H. Newman | Management | For | For |
9 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
10 | Elect Director Frank C. Puleo | Management | For | For |
11 | Elect Director Wolfgang Schoellkopf | Management | For | For |
12 | Elect Director Steven L. Shapiro | Management | For | For |
13 | Elect Director J. Terry Strange | Management | For | For |
14 | Elect Director Anthony P. Terracciano | Management | For | For |
15 | Elect Director Barry L. Williams | Management | For | For |
16 | Approve Omnibus Stock Plan | Management | For | For |
17 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
SOTHEBY'S
MEETING DATE: MAY 08, 2012 |
||||
TICKER: BID
SECURITY ID: 835898107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John M. Angelo | Management | For | For |
2 | Elect Director Michael Blakenham | Management | For | For |
3 | Elect Director Steven B. Dodge | Management | For | For |
4 | Elect Director The Duke Of Devonshire | Management | For | For |
5 | Elect Director Daniel Meyer | Management | For | For |
6 | Elect Director Allen Questrom | Management | For | For |
7 | Elect Director William F. Ruprecht | Management | For | For |
8 | Elect Director Marsha E. Simms | Management | For | For |
9 | Elect Director Michael I. Sovern | Management | For | For |
10 | Elect Director Robert S. Taubman | Management | For | For |
11 | Elect Director Diana L. Taylor | Management | For | For |
12 | Elect Director Dennis M. Weibling | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Executive Incentive Bonus Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
17 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
STAG INDUSTRIAL, INC.
MEETING DATE: MAY 07, 2012 |
||||
TICKER: STAG
SECURITY ID: 85254J102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
1.2 | Elect Director F. Alexander Fraser | Management | For | For |
1.3 | Elect Director Jeffrey D. Furber | Management | For | For |
1.4 | Elect Director Larry T. Guillemette | Management | For | For |
1.5 | Elect Director Francis X. Jacoby, III | Management | For | For |
1.6 | Elect Director Hans S. Weger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
STANCORP FINANCIAL GROUP, INC.
MEETING DATE: MAY 07, 2012 |
||||
TICKER: SFG
SECURITY ID: 852891100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Virginia L. Anderson | Management | For | For |
2 | Elect Director Stanley R. Fallis | Management | For | For |
3 | Elect Director Eric E. Parsons | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STANDARD CHARTERED PLC
MEETING DATE: MAY 09, 2012 |
||||
TICKER: STAN
SECURITY ID: G84228157
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Viswanathan Shankar as Director | Management | For | For |
5 | Re-elect Stefano Bertamini as Director | Management | For | For |
6 | Re-elect Jaspal Bindra as Director | Management | For | For |
7 | Re-elect Richard Delbridge as Director | Management | For | For |
8 | Re-elect James Dundas as Director | Management | For | For |
9 | Re-elect Valerie Gooding as Director | Management | For | For |
10 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
11 | Re-elect Simon Lowth as Director | Management | For | For |
12 | Re-elect Rudolph Markham as Director | Management | For | For |
13 | Re-elect Ruth Markland as Director | Management | For | For |
14 | Re-elect Richard Meddings as Director | Management | For | For |
15 | Re-elect John Paynter as Director | Management | For | For |
16 | Re-elect Sir John Peace as Director | Management | For | For |
17 | Re-elect Alun Rees as Director | Management | For | For |
18 | Re-elect Peter Sands as Director | Management | For | For |
19 | Re-elect Paul Skinner as Director | Management | For | For |
20 | Re-elect Oliver Stocken as Director | Management | For | For |
21 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
22 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
23 | Approve EU Political Donations and Expenditure | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
28 | Authorise Market Purchase of Preference Shares | Management | For | For |
29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
STANDARD PACIFIC CORP.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: SPF
SECURITY ID: 85375C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Choate | Management | For | For |
1.2 | Elect Director Ronald R. Foell | Management | For | For |
1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
1.4 | Elect Director David J. Matlin | Management | For | For |
1.5 | Elect Director John R. Peshkin | Management | For | For |
1.6 | Elect Director Peter Schoels | Management | For | For |
1.7 | Elect Director Scott D. Stowell | Management | For | For |
2 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: HOT
SECURITY ID: 85590A401
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frits van Paasschen | Management | For | For |
1.2 | Elect Director Bruce W. Duncan | Management | For | For |
1.3 | Elect Director Adam M. Aron | Management | For | For |
1.4 | Elect Director Charlene Barshefsky | Management | For | For |
1.5 | Elect Director Thomas E. Clarke | Management | For | For |
1.6 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.7 | Elect Director Lizanne Galbreath | Management | For | For |
1.8 | Elect Director Eric Hippeau | Management | For | For |
1.9 | Elect Director Stephen R. Quazzo | Management | For | For |
1.10 | Elect Director Thomas O. Ryder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STATE STREET CORPORATION
MEETING DATE: MAY 16, 2012 |
||||
TICKER: STT
SECURITY ID: 857477103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kennett F. Burnes | Management | For | For |
2 | Elect Director Peter Coym | Management | For | For |
3 | Elect Director Patrick De Saint-Aignan | Management | For | For |
4 | Elect Director Amellia C. Fawcett | Management | For | For |
5 | Elect Director David P. Gruber | Management | For | For |
6 | Elect Director Linda A. Hill | Management | For | For |
7 | Elect Director Joseph L. Hooley | Management | For | For |
8 | Elect Director Robert S. Kaplan | Management | For | For |
9 | Elect Director Richard P. Sergel | Management | For | For |
10 | Elect Director Ronald L. Skates | Management | For | For |
11 | Elect Director Gregory L. Summe | Management | For | For |
12 | Elect Director Robert E. Weissman | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
STRATEGIC HOTELS & RESORTS, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: BEE
SECURITY ID: 86272T106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Bowen | Management | For | For |
1.2 | Elect Director Kenneth Fisher | Management | For | For |
1.3 | Elect Director Raymond L. Gellein, Jr. | Management | For | For |
1.4 | Elect Director Laurence S. Geller | Management | For | For |
1.5 | Elect Director James A. Jeffs | Management | For | For |
1.6 | Elect Director Richard D. Kincaid | Management | For | For |
1.7 | Elect Director David M.C. Michels | Management | For | For |
1.8 | Elect Director William A. Prezant | Management | For | For |
1.9 | Elect Director Eugene F. Reilly | Management | For | For |
1.10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUMITOMO MITSUI FINANCIAL GROUP, INC.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: 8316
SECURITY ID: J7771X109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
2.1 | Elect Director Miyata, Koichi | Management | For | For |
2.2 | Elect Director Kurumatani, Nobuaki | Management | For | For |
2.3 | Elect Director Yokoyama, Yoshinori | Management | For | For |
3.1 | Appoint Statutory Auditor Yamaguchi, Yoji | Management | For | For |
3.2 | Appoint Statutory Auditor Tsuruta, Rokuro | Management | For | For |
SUNSTONE HOTEL INVESTORS, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: SHO
SECURITY ID: 867892101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew Batinovich | Management | For | For |
1.2 | Elect Director Z. Jamie Behar | Management | For | For |
1.3 | Elect Director Kenneth E. Cruse | Management | For | For |
1.4 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
1.5 | Elect Director Keith M. Locker | Management | For | For |
1.6 | Elect Director Douglas M. Pasquale | Management | For | For |
1.7 | Elect Director Keith P. Russell | Management | For | For |
1.8 | Elect Director Lewis N. Wolff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUNTRUST BANKS, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: STI
SECURITY ID: 867914103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director Kyle Prechtl Legg | Management | For | For |
8 | Elect Director William A. Linnenbringer | Management | For | For |
9 | Elect Director G. Gilmer Minor, III | Management | For | For |
10 | Elect Director Donna Morea | Management | For | For |
11 | Elect Director David M. Ratcliffe | Management | For | For |
12 | Elect Director William H. Rogers, Jr. | Management | For | For |
13 | Elect Director Thomas R. Watjen | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUSQUEHANNA BANCSHARES, INC.
MEETING DATE: NOV 16, 2011 |
||||
TICKER: SUSQ
SECURITY ID: 869099101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SUSQUEHANNA BANCSHARES, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: SUSQ
SECURITY ID: 869099101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | For |
1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | For |
1.3 | Elect Director Eddie L. Dunklebarger | Management | For | For |
1.4 | Elect Director Henry R. Gibbel | Management | For | For |
1.5 | Elect Director Bruce A. Hepburn | Management | For | For |
1.6 | Elect Director Donald L. Hoffman | Management | For | For |
1.7 | Elect Director Sara G. Kirkland | Management | For | For |
1.8 | Elect Director Jeffrey F. Lehman | Management | For | For |
1.9 | Elect Director Michael A. Morello | Management | For | For |
1.10 | Elect Director Scott J. Newkam | Management | For | For |
1.11 | Elect Director Robert E. Poole, Jr. | Management | For | For |
1.12 | Elect Director William J. Reuter | Management | For | For |
1.13 | Elect Director Andrew S. Samuel | Management | For | For |
1.14 | Elect Director Christine Sears | Management | For | For |
1.15 | Elect Director James A. Ulsh | Management | For | For |
1.16 | Elect Director Robert W. White | Management | For | For |
1.17 | Elect Director Roger V. Wiest, Sr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SVB FINANCIAL GROUP
MEETING DATE: APR 26, 2012 |
||||
TICKER: SIVB
SECURITY ID: 78486Q101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg W. Becker | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director David M. Clapper | Management | For | For |
1.4 | Elect Director Roger F. Dunbar | Management | For | For |
1.5 | Elect Director Joel P. Friedman | Management | For | For |
1.6 | Elect Director C. Richard Kramlich | Management | For | For |
1.7 | Elect Director Lata Krishnan | Management | For | For |
1.8 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
1.9 | Elect Director Kate D. Mitchell | Management | For | For |
1.10 | Elect Director John F. Robinson | Management | For | For |
1.11 | Elect Director Garen K. Staglin | Management | For | For |
1.12 | Elect Director Kyung H. Yoon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Other Business | Management | For | Against |
SWEDBANK AB
MEETING DATE: MAR 27, 2012 |
||||
TICKER: SWEDA
SECURITY ID: W9423X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Recieve Address by Chairman of the Board | Management | None | None |
2 | Elect Claes Beyer as Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Financial Statements and Statutory Reports | Management | None | None |
7b | Receive Auditor's Report | Management | None | None |
7c | Receive President's Report | Management | None | None |
8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Allocation of Income and Dividends of SEK 5.30 Per Preference Share and SEK 5.30 Per Common Share | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Olav Fjell, Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom, Karl-Henrik Sundstrom, and Siv Svensson as Directors; Elect Charlotte Stromberg as New Director | Management | For | Did Not Vote |
14 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Amend Articles Re: Conversion of Preference Shares | Management | For | Did Not Vote |
17a | Approve SEK 610.8 Million Reduction In Share Capital via Share Cancellation | Management | For | Did Not Vote |
17b | Approve Capitalization of Reserves of SEK 1.13 Billion for a Bonus Issue | Management | For | Did Not Vote |
18 | Authorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act | Management | For | Did Not Vote |
19 | Authorize Repurchase Program of up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
20 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | Did Not Vote |
21a | Approve Collective Remuneration Program 2012 | Management | For | Did Not Vote |
21b | Approve Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2012 | Management | For | Did Not Vote |
21c | Authorize Transfer of Own Ordinary Shares under Program 2012 | Management | For | Did Not Vote |
22 | Remove the "Swedbank Arena" Sign from the Football Stadium in Solna, Sweden; Change the Name of "Swedbank Arena" | Shareholder | None | Did Not Vote |
23 | Close Meeting | Management | None | None |
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS)
MEETING DATE: APR 13, 2012 |
||||
TICKER: SREN
SECURITY ID: H8431B109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Remuneration Report | Management | For | Did Not Vote |
1.2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Dividends of CHF 3.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5.1.1 | Reelect Jakob Baer as Director | Management | For | Did Not Vote |
5.1.2 | Reelect John Coomber as Director | Management | For | Did Not Vote |
5.1.3 | Elect Robert Henrikson as Director | Management | For | Did Not Vote |
5.2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
SYMETRA FINANCIAL CORPORATION
MEETING DATE: MAY 04, 2012 |
||||
TICKER: SYA
SECURITY ID: 87151Q106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sander M. Levy | Management | For | For |
1.2 | Elect Director Lowndes A. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SYNOVUS FINANCIAL CORP.
MEETING DATE: APR 26, 2012 |
||||
TICKER: SNV
SECURITY ID: 87161C105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Catherine A. Allen | Management | For | For |
2 | Elect Director Frank W. Brumley | Management | For | For |
3 | Elect Director Stephen T. Butler | Management | For | For |
4 | Elect Director Elizabeth W. Camp | Management | For | For |
5 | Elect Director T. Michael Goodrich | Management | For | For |
6 | Elect Director V. Nathaniel Hansford | Management | For | For |
7 | Elect Director Mason H. Lampton | Management | For | For |
8 | Elect Director Jerry W. Nix | Management | For | For |
9 | Elect Director H. Lynn Page | Management | For | For |
10 | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
11 | Elect Director J. Neal Purcell | Management | For | For |
12 | Elect Director Kessel D. Stelling | Management | For | For |
13 | Elect Director Melvin T. Stith | Management | For | For |
14 | Elect Director Philip W. Tomlinson | Management | For | For |
15 | Elect Director James D. Yancey | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | If you Own, in all Capacities, More than 1,139,063 Common Shares, Please vote FOR. If you DO NOT Own, in all Capacities, More than 1,139,063 Common Shares, Please vote AGAINST | Management | None | Against |
20 | If you voted FOR Item 19, vote FOR this item if you acquired More than 1,139,063 Common Shares since 2/16/08. If you DID NOT acquire More than 1,139,063 since 2/16/08, vote AGAINST to confirm | Management | None | For |
TCF FINANCIAL CORPORATION
MEETING DATE: APR 25, 2012 |
||||
TICKER: TCB
SECURITY ID: 872275102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond L. Barton | Management | For | For |
1.2 | Elect Director Peter Bell | Management | For | For |
1.3 | Elect Director William F. Bieber | Management | For | For |
1.4 | Elect Director Theodore J. Bigos | Management | For | For |
1.5 | Elect Director William A. Cooper | Management | For | For |
1.6 | Elect Director Thomas A. Cusick | Management | For | For |
1.7 | Elect Director Craig R. Dahl | Management | For | For |
1.8 | Elect Director Karen L. Grandstrand | Management | For | For |
1.9 | Elect Director Thomas F. Jasper | Management | For | For |
1.10 | Elect Director George G. Johnson | Management | For | For |
1.11 | Elect Director Vance K. Opperman | Management | For | For |
1.12 | Elect Director James M. Ramstad | Management | For | For |
1.13 | Elect Director Gerald A. Schwalbach | Management | For | For |
1.14 | Elect Director Barry N. Winslow | Management | For | For |
1.15 | Elect Director Richard A. Zona | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Director Stock Award Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TEJON RANCH CO.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: TRC
SECURITY ID: 879080109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Geoffrey L. Stack | Management | For | For |
1.2 | Elect Director Michael H. Winer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEXAS CAPITAL BANCSHARES, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: TCBI
SECURITY ID: 88224Q107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Jones, Jr. | Management | For | For |
1.2 | Elect Director Peter B. Bartholow | Management | For | For |
1.3 | Elect Director James H. Browning | Management | For | For |
1.4 | Elect Director Joseph M. (Jody) Grant | Management | For | Withhold |
1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
1.6 | Elect Director Larry L. Helm | Management | For | For |
1.7 | Elect Director James R. Holland, Jr. | Management | For | For |
1.8 | Elect Director W.w. McAllister, III | Management | For | For |
1.9 | Elect Director Elysia Holt Ragusa | Management | For | For |
1.10 | Elect Director Steven P. Rosenberg | Management | For | For |
1.11 | Elect Director Grant E. Sims | Management | For | For |
1.12 | Elect Director Robert W. Stallings | Management | For | For |
1.13 | Elect Director Dale W. Tremblay | Management | For | For |
1.14 | Elect Director Ian J. Turpin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE ALLSTATE CORPORATION
MEETING DATE: MAY 22, 2012 |
||||
TICKER: ALL
SECURITY ID: 020002101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director W. James Farrell | Management | For | For |
4 | Elect Director Jack M. Greenberg | Management | For | For |
5 | Elect Director Ronald T. LeMay | Management | For | For |
6 | Elect Director Andrea Redmond | Management | For | For |
7 | Elect Director H. John Riley, Jr. | Management | For | For |
8 | Elect Director John W. Rowe | Management | For | For |
9 | Elect Director Joshua I. Smith | Management | For | For |
10 | Elect Director Judith A. Sprieser | Management | For | For |
11 | Elect Director Mary Alice Taylor | Management | For | For |
12 | Elect Director Thomas J. Wilson | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Management | For | Against |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 10, 2012 |
||||
TICKER: BK
SECURITY ID: 064058100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ruth E. Bruch | Management | For | Against |
2 | Elect Director Nicholas M. Donofrio | Management | For | For |
3 | Elect Director Gerald L. Hassell | Management | For | For |
4 | Elect Director Edmund F. Kelly | Management | For | Against |
5 | Elect Director Richard J. Kogan | Management | For | Against |
6 | Elect Director Michael J. Kowalski | Management | For | Against |
7 | Elect Director John A. Luke, Jr. | Management | For | For |
8 | Elect Director Mark A. Nordenberg | Management | For | For |
9 | Elect Director Catherine A. Rein | Management | For | For |
10 | Elect Director William C. Richardson | Management | For | For |
11 | Elect Director Samuel C. Scott, III | Management | For | Against |
12 | Elect Director Wesley W. von Schack | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: SCHW
SECURITY ID: 808513105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nancy H. Bechtle | Management | For | For |
2 | Elect Director Walter W. Bettinger, II | Management | For | For |
3 | Elect Director C. Preston Butcher | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: GS
SECURITY ID: 38141G104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director James A. Johnson | Management | For | For |
8 | Elect Director Lakshmi N. Mittal | Management | For | For |
9 | Elect Director James J. Schiro | Management | For | For |
10 | Elect Director Debora L. Spar | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
14 | Stock Retention/Holding Period | Shareholder | Against | Against |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: HIG
SECURITY ID: 416515104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert B. Allardice, III | Management | For | For |
2 | Elect Director Trevor Fetter | Management | For | For |
3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
4 | Elect Director Liam E. Mcgee | Management | For | For |
5 | Elect Director Kathryn A. Mikells | Management | For | For |
6 | Elect Director Michael G. Morris | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Charles B. Strauss | Management | For | For |
9 | Elect Director H. Patrick Swygert | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE PHOENIX COMPANIES, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: PNX
SECURITY ID: 71902E109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.2 | Elect Director Gordon J. Davis | Management | For | For |
1.3 | Elect Director Augustus K. Oliver, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Reverse Stock Split | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: PNC
SECURITY ID: 693475105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard O. Berndt | Management | For | For |
2 | Elect Director Charles E. Bunch | Management | For | For |
3 | Elect Director Paul W. Chellgren | Management | For | For |
4 | Elect Director Kay Coles James | Management | For | For |
5 | Elect Director Richard B. Kelson | Management | For | For |
6 | Elect Director Bruce C. Lindsay | Management | For | For |
7 | Elect Director Anthony A. Massaro | Management | For | For |
8 | Elect Director Jane G. Pepper | Management | For | For |
9 | Elect Director James E. Rohr | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Lorene K. Steffes | Management | For | For |
12 | Elect Director Dennis F. Strigl | Management | For | For |
13 | Elect Director Thomas J. Usher | Management | For | For |
14 | Elect Director George H. Walls, Jr. | Management | For | For |
15 | Elect Director Helge H. Wehmeier | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE RYLAND GROUP, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: RYL
SECURITY ID: 783764103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William L. Jews | Management | For | For |
1.2 | Elect Director Ned Mansour | Management | For | For |
1.3 | Elect Director Robert E. Mellor | Management | For | For |
1.4 | Elect Director Norman J. Metcalfe | Management | For | For |
1.5 | Elect Director Larry T. Nicholson | Management | For | For |
1.6 | Elect Director Charlotte St. Martin | Management | For | For |
1.7 | Elect Director Robert G. van Schoonenberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
THE SAVANNAH BANCORP, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: SAVB
SECURITY ID: 804748101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Demere, Jr. | Management | For | For |
1.2 | Elect Director Berryman W. Edwards, Jr. | Management | For | For |
1.3 | Elect Director J. Curtis Lewis, III | Management | For | For |
1.4 | Elect Director M. Lane Morrison | Management | For | For |
1.5 | Elect Director James Toby Roberts, Sr. | Management | For | For |
1.6 | Elect Director James W. Royal, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE ST. JOE COMPANY
MEETING DATE: MAY 17, 2012 |
||||
TICKER: JOE
SECURITY ID: 790148100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cesar L. Alvarez | Management | For | For |
2 | Elect Director Bruce R. Berkowitz | Management | For | For |
3 | Elect Director Park Brady | Management | For | For |
4 | Elect Director Charles J. Crist, Jr. | Management | For | For |
5 | Elect Director Howard S. Frank | Management | For | For |
6 | Elect Director Jeffrey C. Keil | Management | For | For |
7 | Elect Director Stanley Martin | Management | For | For |
8 | Elect Director Thomas P. Murphy, Jr. | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TRAVELERS COMPANIES, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: TRV
SECURITY ID: 89417E109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan L. Beller | Management | For | For |
2 | Elect Director John H. Dasburg | Management | For | For |
3 | Elect Director Janet M. Dolan | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | For |
5 | Elect Director Jay S. Fishman | Management | For | For |
6 | Elect Director Lawrence G. Graev | Management | For | For |
7 | Elect Director Patricia L. Higgins | Management | For | For |
8 | Elect Director Thomas R. Hodgson | Management | For | For |
9 | Elect Director William J. Kane | Management | For | For |
10 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
11 | Elect Director Donald J. Shepard | Management | For | For |
12 | Elect Director Laurie J. Thomsen | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
THE WESTERN UNION COMPANY
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WU
SECURITY ID: 959802109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard A. Goodman | Management | For | For |
2 | Elect Director Roberto G. Mendoza | Management | For | For |
3 | Elect Director Michael A. Miles, Jr. | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
9 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
THOMAS PROPERTIES GROUP, INC.
MEETING DATE: JUN 01, 2012 |
||||
TICKER: TPGI
SECURITY ID: 884453101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Thomas | Management | For | For |
1.2 | Elect Director R. Bruce Andrews | Management | For | Withhold |
1.3 | Elect Director Edward D. Fox | Management | For | Withhold |
1.4 | Elect Director John L. Goolsby | Management | For | For |
1.5 | Elect Director Winston H. Hickox | Management | For | Withhold |
1.6 | Elect Director Randall L. Scott | Management | For | For |
1.7 | Elect Director John R. Sischo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TORCHMARK CORPORATION
MEETING DATE: APR 26, 2012 |
||||
TICKER: TMK
SECURITY ID: 891027104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David L. Boren | Management | For | For |
2 | Elect Director M. Jane Buchan | Management | For | For |
3 | Elect Director Robert W. Ingram | Management | For | For |
4 | Elect Director Mark S. McAndrew | Management | For | For |
5 | Elect Director Sam R. Perry | Management | For | For |
6 | Elect Director Lamar C. Smith | Management | For | For |
7 | Elect Director Paul J. Zucconi | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOTAL SYSTEM SERVICES, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: TSS
SECURITY ID: 891906109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James H. Blanchard | Management | For | For |
2 | Elect Director Richard Y. Bradley | Management | For | For |
3 | Elect Director Kriss Cloninger, III | Management | For | For |
4 | Elect Director Walter W. Driver, Jr. | Management | For | For |
5 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
6 | Elect Director Sidney E. Harris | Management | For | For |
7 | Elect Director Mason H. Lampton | Management | For | For |
8 | Elect Director H. Lynn Page | Management | For | For |
9 | Elect Director Philip W. Tomlinson | Management | For | For |
10 | Elect Director John T. Turner | Management | For | For |
11 | Elect Director Richard W. Ussery | Management | For | For |
12 | Elect Director M. Troy Woods | Management | For | For |
13 | Elect Director James D. Yancey | Management | For | For |
14 | Elect Director Rebecca K. Yarbrough | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Amend Omnibus Stock Plan | Management | For | For |
18 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
TWO HARBORS INVESTMENT CORP.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: TWO
SECURITY ID: 90187B101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark D. Ein | Management | For | For |
1.2 | Elect Director William W. Johnson | Management | For | For |
1.3 | Elect Director Stephen G. Kasnet | Management | For | For |
1.4 | Elect Director Peter Niculescu | Management | For | For |
1.5 | Elect Director W. Reid Sanders | Management | For | For |
1.6 | Elect Director Thomas Siering | Management | For | For |
1.7 | Elect Director Brian C. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
U.S. BANCORP
MEETING DATE: APR 17, 2012 |
||||
TICKER: USB
SECURITY ID: 902973304
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Roland A. Hernandez | Management | For | For |
7 | Elect Director Joel W. Johnson | Management | For | For |
8 | Elect Director Olivia F. Kirtley | Management | For | For |
9 | Elect Director Jerry W. Levin | Management | For | For |
10 | Elect Director David B. O'Maley | Management | For | For |
11 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Elect Director Doreen Woo Ho | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UBS AG
MEETING DATE: MAY 03, 2012 |
||||
TICKER: UBSN
SECURITY ID: H89231338
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.10 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Reelect Michel Demare as Director | Management | For | Did Not Vote |
4.1.2 | Reelect David Sidwell as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
4.1.5 | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
4.1.6 | Reelect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
4.1.7 | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
4.1.8 | Reelect William Parrett as Director | Management | For | Did Not Vote |
4.1.9 | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
4.2.1 | Elect Isabelle Romy as Director | Management | For | Did Not Vote |
4.2.2 | Elect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
4.2.3 | Elect Axel Weber as Director | Management | For | Did Not Vote |
4.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
4.4 | Ratify BDO AG as Special Auditor | Management | For | Did Not Vote |
5 | Increase Pool of Conditional Capital by CHF 15.1 Million for Issuance of Stock Options and Other Equity Awards to Employees, Senior Executives, and Members of the Board | Management | For | Did Not Vote |
6.1 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
6.2 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
UDR, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: UDR
SECURITY ID: 902653104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Robert P. Freeman | Management | For | For |
1.4 | Elect Director Jon A. Grove | Management | For | For |
1.5 | Elect Director James D. Klingbeil | Management | For | For |
1.6 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.7 | Elect Director Mark J. Sandler | Management | For | For |
1.8 | Elect Director Thomas W. Toomey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UMB FINANCIAL CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: UMBF
SECURITY ID: 902788108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy K. Buese | Management | For | For |
1.2 | Elect Director J. Mariner Kemper | Management | For | For |
1.3 | Elect Director Thomas D. Sanders | Management | For | For |
1.4 | Elect Director L. Joshua Sosland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt a Policy Prohibiting Derivative, Speculative and Pledging Transactions | Shareholder | Against | Against |
UMPQUA HOLDINGS CORPORATION
MEETING DATE: APR 17, 2012 |
||||
TICKER: UMPQ
SECURITY ID: 904214103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Davis | Management | For | For |
2 | Elect Director Peggy Y. Fowler | Management | For | For |
3 | Elect Director Stephen M. Gambee | Management | For | For |
4 | Elect Director William A. Lansing | Management | For | For |
5 | Elect Director Luis F. Machuca | Management | For | For |
6 | Elect Director Diane D. Miller | Management | For | For |
7 | Elect Director Dudley R. Slater | Management | For | For |
8 | Elect Director Hilliard C. Terry, III | Management | For | For |
9 | Elect Director Bryan L. Timm | Management | For | For |
10 | Elect Director Frank R.J. Whittaker | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNICREDIT SPA
MEETING DATE: DEC 15, 2011 |
||||
TICKER: UCG
SECURITY ID: T95132105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction of Share Premium Account and Related Increase of Shares' Par Value | Management | For | For |
2 | Eliminate the Par Value of Shares | Management | For | For |
3 | Authorize Issuance of Shares in the Maximum Amount of EUR 7.5 Billion With Preemptive Rights | Management | For | For |
4 | Approve Share Consolidation | Management | For | For |
5 | Approve Stock Dividend Program | Management | For | For |
UNICREDIT SPA
MEETING DATE: MAY 11, 2012 |
||||
TICKER: UCG
SECURITY ID: T960AS101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Financial Statements of UniCredit Real Estate S.c.p.A. | Management | For | For |
4 | Distribute Profits from UniCredit Real Estate S.c.p.A. | Management | For | For |
5 | Accept Financial Statements of Medioinvest Srl | Management | For | For |
6 | Approve Treatment of Net Losses of Medioinvest Srl | Management | For | For |
7.1 | Slate 1 - Submitted by Fondazione Cassa di Risparmio di Torino, Fondazione Cassa di Risparmio di Verona, Vicenza, Belluno e Ancona, Fondazione Cassa di Risparmio di Modena e Fondazione Monte di Bologna e Ravenna | Shareholder | None | Did Not Vote |
7.2 | Slate 2 - Submitted by Institutional Investors | Shareholder | None | For |
8 | Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members To Assume Positions In Competing Companies | Management | For | For |
9 | Approve Remuneration of Directors | Management | For | Abstain |
10 | Approve Director and Internal Auditors Liability Provisions | Management | For | For |
11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
12 | Approve Remuneration Report | Management | For | For |
13 | Approve 2012 Group Incentive System | Management | For | For |
14 | Approve Group Employees Share Ownership Plan 2012 | Management | For | For |
1 | Amend Company Bylaws Re: Art. 20, 29, and 31 | Management | For | For |
2 | Authorize Board to Increase Capital to Service Incentive Plans | Management | For | For |
UNITED OVERSEAS BANK LIMITED
MEETING DATE: APR 26, 2012 |
||||
TICKER: U11
SECURITY ID: V96194127
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Approve Directors' Fees of SGD 1.7 Million for 2011 | Management | For | For |
4 | Approve Fee of SGD 2.2 Million to the Chairman of the Bank for the Period from Jan. 2011 to Dec. 2011. | Management | For | For |
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Reelect Wong Meng Meng as Director | Management | For | For |
7 | Reelect Cheng Jue Hiang Willie as Director | Management | For | For |
8 | Reelect Hsieh Fu Hua as Director | Management | For | For |
9 | Reelect Wee Cho Yaw as Director | Management | For | For |
10 | Reelect Cham Tao Soon as Director | Management | For | For |
11 | Reelect Thein Reggie as Director | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
13 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
14 | Approve Issuance of Preference Shares | Management | For | For |
UNITED OVERSEAS BANK LIMITED
MEETING DATE: APR 26, 2012 |
||||
TICKER: U11
SECURITY ID: V96194127
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
UNUM GROUP
MEETING DATE: MAY 24, 2012 |
||||
TICKER: UNM
SECURITY ID: 91529Y106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pamela H. Godwin | Management | For | For |
2 | Elect Director Thomas Kinser | Management | For | For |
3 | Elect Director A.S. MacMillan, Jr. | Management | For | For |
4 | Elect Director Edward J. Muhl | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
URSTADT BIDDLE PROPERTIES INC.
MEETING DATE: MAR 06, 2012 |
||||
TICKER: UBA
SECURITY ID: 917286205
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Grellier | Management | For | For |
1.2 | Elect Director Robert R. Douglass | Management | For | For |
1.3 | Elect Director George H.C. Lawrence | Management | For | For |
1.4 | Elect Director Charles J. Urstadt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VALIDUS HOLDINGS, LTD.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: VR
SECURITY ID: G9319H102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. A. Carpenter | Management | For | For |
1.2 | Elect Director Alok Singh | Management | For | For |
1.3 | Elect Director Christopher E. Watson | Management | For | For |
2.4 | Elect Edward J. Noonan as Subsidiary Director | Management | For | For |
2.5 | Elect C.N. Rupert Atkin as Subsidiary Director | Management | For | For |
2.6 | Elect Patrick G. Barry as Subsidiary Director | Management | For | For |
2.7 | Elect Peter A. Bilsby as Subsidiary Director | Management | For | For |
2.8 | Elect Alan Bossin as Subsidiary Director | Management | For | For |
2.9 | Elect Julian P. Bosworth as Subsidiary Director | Management | For | For |
2.10 | Elect Janita A. Burke as Subsidiary Director | Management | For | For |
2.11 | Elect Michael E.A. Carpenter as Subsidiary Director | Management | For | For |
2.12 | Elect Rodrigo Castro as Subsidiary Director | Management | For | For |
2.13 | Elect Jane S. Clouting as Subsidiary Director | Management | For | For |
2.14 | Elect Joseph E. Consolino as Subsidiary Director | Management | For | For |
2.15 | Elect C. Jerome Dill as Subsidiary Director | Management | For | For |
2.16 | Elect Andrew Downey as Subsidiary Director | Management | For | For |
2.17 | Elect Kerry A. Emanuel as Subsidiary Director | Management | For | For |
2.18 | Elect Jonathan D. Ewington as Subsidiary Director | Management | For | For |
2.19 | Elect Andrew M. Gibbs as Subsidiary Director | Management | For | For |
2.20 | Elect Michael Greene as Subsidiary Director | Management | For | For |
2.21 | Elect Barnabas Hurst-Bannister as Subsidiary Director | Management | For | For |
2.22 | Elect Anthony J. Keys as Subsidiary Director | Management | For | For |
2.23 | Elect Robert F. Kuzloski as Subsidiary Director | Management | For | For |
2.24 | Elect Stuart W. Mercer as Subsidiary Director | Management | For | For |
2.25 | Elect Jean-Marie Nessi as Subsidiary Director | Management | For | For |
2.26 | Elect Andre Perez as Subsidiary Director | Management | For | For |
2.27 | Elect Julian G. Ross as Subsidiary Director | Management | For | For |
2.28 | Elect Rafael Saer as Subsidiary Director | Management | For | For |
2.29 | Elect Matthew Scales as Subsidiary Director | Management | For | For |
2.30 | Elect James E. Skinner as Subsidiary Director | Management | For | For |
2.31 | Elect Verner G. Southey as Subsidiary Director | Management | For | For |
2.32 | Elect Nigel D. Wachman as Subsidiary Director | Management | For | For |
2.33 | Elect Lixin Zeng as Subsidiary Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
VALLEY NATIONAL BANCORP
MEETING DATE: APR 18, 2012 |
||||
TICKER: VLY
SECURITY ID: 919794107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew B. Abramson | Management | For | For |
1.2 | Elect Director Peter J. Baum | Management | For | For |
1.3 | Elect Director Pamela R. Bronander | Management | For | For |
1.4 | Elect Director Peter Crocitto | Management | For | For |
1.5 | Elect Director Eric P. Edelstein | Management | For | For |
1.6 | Elect Director Alan D. Eskow | Management | For | For |
1.7 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
1.8 | Elect Director Graham O. Jones | Management | For | For |
1.9 | Elect Director Walter H. Jones, III | Management | For | For |
1.10 | Elect Director Gerald Korde | Management | For | For |
1.11 | Elect Director Michael L. LaRusso | Management | For | For |
1.12 | Elect Director Marc J. Lenner | Management | For | For |
1.13 | Elect Director Gerald H. Lipkin | Management | For | For |
1.14 | Elect Director Barnett Rukin | Management | For | For |
1.15 | Elect Director Suresh L. Sani | Management | For | For |
1.16 | Elect Director Robert C. Soldoveri | Management | For | For |
1.17 | Elect Director Jeffrey S. Wilks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VENTAS, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: VTR
SECURITY ID: 92276F100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Debra A. Cafaro | Management | For | For |
2 | Elect Director Douglas Crocker, II | Management | For | For |
3 | Elect Director Ronald G. Geary | Management | For | For |
4 | Elect Director Jay M. Gellert | Management | For | For |
5 | Elect Director Richard I. Gilchrist | Management | For | For |
6 | Elect Director Matthew J. Lustig | Management | For | For |
7 | Elect Director Douglas M. Pasquale | Management | For | For |
8 | Elect Director Robert D. Reed | Management | For | For |
9 | Elect Director Sheli Z. Rosenberg | Management | For | For |
10 | Elect Director Glenn J. Rufrano | Management | For | For |
11 | Elect Director James D. Shelton | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: PAY
SECURITY ID: 92342Y109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
1.3 | Elect Director Dr. Leslie G. Denend | Management | For | For |
1.4 | Elect Director Alex W. Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Richard A. McGinn | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VIRGINIA COMMERCE BANCORP, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: VCBI
SECURITY ID: 92778Q109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Adler | Management | For | For |
1.2 | Elect Director Michael G. Anzilotti | Management | For | For |
1.3 | Elect Director Thomas E. Burdette | Management | For | For |
1.4 | Elect Director Peter A. Converse | Management | For | For |
1.5 | Elect Director W. Douglas Fisher | Management | For | For |
1.6 | Elect Director David M. Guernsey | Management | For | For |
1.7 | Elect Director Kenneth R. Lehman | Management | For | For |
1.8 | Elect Director Norris E. Mitchell | Management | For | For |
1.9 | Elect Director Todd A. Stottlemyer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VISA INC.
MEETING DATE: JAN 31, 2012 |
||||
TICKER: V
SECURITY ID: 92826C839
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary P. Coughlan | Management | For | For |
2 | Elect Director Mary B. Cranston | Management | For | For |
3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Director Robert W. Matschullat | Management | For | For |
5 | Elect Director Cathy E. Minehan | Management | For | For |
6 | Elect Director Suzanne Nora Johnson | Management | For | For |
7 | Elect Director David J. Pang | Management | For | For |
8 | Elect Director Joseph W. Saunders | Management | For | For |
9 | Elect Director William S. Shanahan | Management | For | For |
10 | Elect Director John A. Swainson | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
VORNADO REALTY TRUST
MEETING DATE: MAY 24, 2012 |
||||
TICKER: VNO
SECURITY ID: 929042109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven Roth | Management | For | For |
1.2 | Elect Director Michael D. Fascitelli | Management | For | For |
1.3 | Elect Director Russell B. Wight, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
W. R. BERKLEY CORPORATION
MEETING DATE: MAY 22, 2012 |
||||
TICKER: WRB
SECURITY ID: 084423102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William R. Berkley | Management | For | For |
2 | Elect Director Christopher L. Augostini | Management | For | For |
3 | Elect Director George G. Daly | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
WASHINGTON TRUST BANCORP, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: WASH
SECURITY ID: 940610108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Crandall | Management | For | For |
1.2 | Elect Director Joseph J. MarcAurele | Management | For | For |
1.3 | Elect Director Victor J. Orsinger, II | Management | For | For |
1.4 | Elect Director Edwin J. Santos | Management | For | For |
1.5 | Elect Director Patrick J. Shanahan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WEBSTER FINANCIAL CORPORATION
MEETING DATE: APR 26, 2012 |
||||
TICKER: WBS
SECURITY ID: 947890109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Finkenzeller | Management | For | For |
1.2 | Elect Director Laurence C. Morse | Management | For | For |
1.3 | Elect Director Mark Pettie | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WELLS FARGO & COMPANY
MEETING DATE: APR 24, 2012 |
||||
TICKER: WFC
SECURITY ID: 949746101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker, II | Management | For | For |
2 | Elect Director Elaine L. Chao | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Lloyd H. Dean | Management | For | For |
5 | Elect Director Susan E. Engel | Management | For | For |
6 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
7 | Elect Director Donald M. James | Management | For | For |
8 | Elect Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Federico F. Pena | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director John G. Stumpf | Management | For | For |
15 | Elect Director Susan G. Swenson | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Adopt Proxy Access Right | Shareholder | Against | Against |
21 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WESTAMERICA BANCORPORATION
MEETING DATE: APR 26, 2012 |
||||
TICKER: WABC
SECURITY ID: 957090103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Etta Allen | Management | For | For |
1.2 | Elect Director Louis E. Bartolini | Management | For | For |
1.3 | Elect Director E. Joseph Bowler | Management | For | For |
1.4 | Elect Director Arthur C. Latno, Jr. | Management | For | For |
1.5 | Elect Director Patrick D. Lynch | Management | For | For |
1.6 | Elect Director Catherine Cope MacMillan | Management | For | For |
1.7 | Elect Director Ronald A. Nelson | Management | For | For |
1.8 | Elect Director David L. Payne | Management | For | For |
1.9 | Elect Director Edward B. Sylvester | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WESTERN ALLIANCE BANCORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: WAL
SECURITY ID: 957638109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Beach | Management | For | For |
1.2 | Elect Director William S. Boyd | Management | For | For |
1.3 | Elect Director Steven J. Hilton | Management | For | For |
1.4 | Elect Director Marianne Boyd Johnson | Management | For | For |
1.5 | Elect Director Kenneth A. Vecchione | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
WEYERHAEUSER COMPANY
MEETING DATE: APR 12, 2012 |
||||
TICKER: WY
SECURITY ID: 962166104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Debra A. Cafaro | Management | For | For |
2 | Elect Director Mark A. Emmert | Management | For | Against |
3 | Elect Director Daniel S. Fulton | Management | For | For |
4 | Elect Director John I. Kieckhefer | Management | For | For |
5 | Elect Director Wayne W. Murdy | Management | For | For |
6 | Elect Director Nicole W. Piasecki | Management | For | For |
7 | Elect Director Charles R. Williamson | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Ratify Auditors | Management | For | For |
XL GROUP PLC
MEETING DATE: APR 27, 2012 |
||||
TICKER: XL
SECURITY ID: G98290102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ramani Ayer as Director | Management | For | For |
2 | Elect Dale R. Comey as Director | Management | For | For |
3 | Elect Robert R. Glauber as Director | Management | For | For |
4 | Elect Suzanne B. Labarge as Director | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ZIONS BANCORPORATION
MEETING DATE: MAY 25, 2012 |
||||
TICKER: ZION
SECURITY ID: 989701107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jerry C. Atkin | Management | For | For |
2 | Elect Director R.D. Cash | Management | For | For |
3 | Elect Director Patricia Frobes | Management | For | For |
4 | Elect Director J. David Heaney | Management | For | For |
5 | Elect Director Roger B. Porter | Management | For | For |
6 | Elect Director Stephen D. Quinn | Management | For | For |
7 | Elect Director Harris H. Simmons | Management | For | For |
8 | Elect Director L.E. Simmons | Management | For | For |
9 | Elect Director Shelley Thomas Williams | Management | For | For |
10 | Elect Director Steven C. Wheelwright | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Approve Executive Incentive Bonus Plan | Management | For | For |
15 | Claw-back of Payments under Restatements | Shareholder | Against | For |
VOTE SUMMARY REPORT
SELECT GOLD PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AFRICAN BARRICK GOLD PLC
MEETING DATE: APR 19, 2012 |
||||
TICKER: ABG
SECURITY ID: G0128R100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Aaron Regent as Director | Management | For | For |
5 | Re-elect Gregory Hawkins as Director | Management | For | For |
6 | Re-elect Kevin Jennings as Director | Management | For | For |
7 | Re-elect Derek Pannell as Director | Management | For | For |
8 | Elect Juma Mwapachu as Director | Management | For | For |
9 | Re-elect Andre Falzon as Director | Management | For | For |
10 | Re-elect Stephen Galbraith as Director | Management | For | For |
11 | Elect David Hodgson as Director | Management | For | For |
12 | Re-elect Michael Kenyon as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Amend Long-Term Incentive Plan | Management | For | For |
17 | Approve Non-Executive Deferred Share Unit Plan | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AGNICO-EAGLE MINES LIMITED
MEETING DATE: APR 27, 2012 |
||||
TICKER: AEM
SECURITY ID: 008474108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne M. Baker | Management | For | For |
1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
1.3 | Elect Director Sean Boyd | Management | For | For |
1.4 | Elect Director Martine A. Celej | Management | For | For |
1.5 | Elect Director Clifford J. Davis | Management | For | For |
1.6 | Elect Director Robert J. Gemmell | Management | For | For |
1.7 | Elect Director Bernard Kraft | Management | For | For |
1.8 | Elect Director Mel Leiderman | Management | For | For |
1.9 | Elect Director James D. Nasso | Management | For | For |
1.10 | Elect Director Sean Riley | Management | For | For |
1.11 | Elect Director J. Merfyn Roberts | Management | For | For |
1.12 | Elect Director Howard R. Stockford | Management | For | For |
1.13 | Elect Director Pertti Voutilainen | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
ALACER GOLD CORP.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: AQG
SECURITY ID: 010679108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy J. Haddon | Management | For | For |
1.2 | Elect Director Jan A. Castro | Management | For | For |
1.3 | Elect Director Edward Dowling | Management | For | For |
1.4 | Elect Director Richard P. Graff | Management | For | For |
1.5 | Elect Director David F. Quinlivan | Management | For | For |
1.6 | Elect Director Stephanie J. Unwin | Management | For | For |
1.7 | Elect Director Rohan Williams | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Articles | Management | For | For |
4 | Adopt By-law No. 2 | Management | For | For |
ALAMOS GOLD INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: AGI
SECURITY ID: 011527108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Mark Wayne | Management | For | For |
2.2 | Elect Director John A. McCluskey | Management | For | For |
2.3 | Elect Director Kenneth G. Stowe | Management | For | For |
2.4 | Elect Director David Gower | Management | For | For |
2.5 | Elect Director Paul J. Murphy | Management | For | For |
2.6 | Elect Director Anthony Garson | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
ALLIED GOLD MINING PLC
MEETING DATE: JUN 20, 2012 |
||||
TICKER: ALD
SECURITY ID: G0291M102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Mark Caruso as Director | Management | For | For |
4 | Re-elect Frank Terranova as Director | Management | For | For |
5 | Re-elect Sean Harvey as Director | Management | For | For |
6 | Re-elect Montague House as Director | Management | For | For |
7 | Re-elect Anthony Lowrie as Director | Management | For | For |
8 | Reappoint BDO LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Approve EU Political Donations and Expenditure | Management | For | For |
ALLIED NEVADA GOLD CORP.
MEETING DATE: OCT 19, 2011 |
||||
TICKER: ANV
SECURITY ID: 019344100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Buchan | Management | For | For |
2 | Elect Director Scott A. Caldwell | Management | For | For |
3 | Elect Director John W. Ivany | Management | For | For |
4 | Elect Director Cameron A. Mingay | Management | For | For |
5 | Elect Director Terry M. Palmer | Management | For | For |
6 | Elect Director Carl Pescio | Management | For | For |
7 | Elect Director D. Bruce Sinclair | Management | For | For |
8 | Elect Director Robert G. Wardell | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
11 | Ratify Auditors | Management | For | For |
12 | Increase Authorized Common Stock | Management | For | For |
13 | Approve Deferred Phantom Unit Plan | Management | For | For |
14 | Approve Deferred Share Unit Plan | Management | For | For |
ALLIED NEVADA GOLD CORP.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: ANV
SECURITY ID: 019344100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Buchan | Management | For | For |
1.2 | Elect Director Scott A. Caldwell | Management | For | For |
1.3 | Elect Director John W. Ivany | Management | For | For |
1.4 | Elect Director Cameron A. Mingay | Management | For | For |
1.5 | Elect Director Terry M. Palmer | Management | For | For |
1.6 | Elect Director Carl Pescio | Management | For | For |
1.7 | Elect Director D. Bruce Sinclair | Management | For | For |
1.8 | Elect Director Robert G. Wardell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: ANR
SECURITY ID: 02076X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin S. Crutchfield | Management | For | For |
2 | Elect Director William J. Crowley, Jr. | Management | For | For |
3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
4 | Elect Director Glenn A. Eisenberg | Management | For | For |
5 | Elect Director P. Michael Giftos | Management | For | For |
6 | Elect Director Deborah M. Fretz | Management | For | For |
7 | Elect Director Joel Richards, III | Management | For | For |
8 | Elect Director James F. Roberts | Management | For | For |
9 | Elect Director Ted G. Wood | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
AMPELLA MINING LTD.
MEETING DATE: NOV 10, 2011 |
||||
TICKER: AMX
SECURITY ID: Q0333B105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report | Management | For | For |
2 | Elect Evan Cranston as a Director | Management | For | For |
3 | Elect Ronnie Beevor as a Director | Management | For | For |
4 | Elect Ron Renton as a Director | Management | For | For |
5 | Authorize the Issue of Up to 500,000 Plan Shares to Ronnie Beevor | Management | For | For |
6 | Authorize the Issue of Up to 500,000 Plan Shares to Ron Renton | Management | For | For |
7 | Approve the Execution of Directors Deeds of Access, Indemnity, and Insurance | Management | For | For |
8 | Amend the Constitution | Management | For | For |
9 | Approve Section 195 of the Corporations Act | Management | For | For |
AMPELLA MINING LTD.
MEETING DATE: APR 13, 2012 |
||||
TICKER: AMX
SECURITY ID: Q0333B105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify the Past Issuance of 30.77 Million Shares to Institutional and Sohpisticated Investors | Management | For | For |
2 | Approve the Issuance of 3.85 Million Shares to Institutional and Sohpisticated Investors | Management | For | For |
3 | Approve the Issuance of 1.54 Million Shares Under the Share Purchase Plan to Patersons Securities Ltd | Management | For | For |
AMPELLA MINING LTD.
MEETING DATE: MAY 14, 2012 |
||||
TICKER: AMX
SECURITY ID: Q0333B105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Peter Mansell as a Director | Management | For | For |
3 | ***WITHDRAWN RESOLUTION***Elect Charles Soh as a Director | Management | None | None |
4 | Approve the Appointment of KPMG as Auditor | Management | For | For |
ANGLOGOLD ASHANTI LTD
MEETING DATE: NOV 16, 2011 |
||||
TICKER: ANG
SECURITY ID: 035128206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise the Company to Provide Financial Assistance to Subsidiaries and Other Related or Inter-related Parties | Management | For | For |
ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 10, 2012 |
||||
TICKER: ANG
SECURITY ID: 035128206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
2 | Elect Nozipho January-Bardill as Director | Management | For | For |
3 | Elect Rodney Ruston as Director | Management | For | For |
4 | Re-elect Bill Nairn as Director | Management | For | For |
5 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
6 | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
7 | Re-elect Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
8 | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Management | For | For |
9 | Elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | Management | For | For |
10 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
11 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
12 | Approve Remuneration Policy | Management | For | For |
13 | Approve Increase in Non-executive Directors Fees | Management | For | For |
14 | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | Management | For | For |
15 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
ARGONAUT GOLD INC
MEETING DATE: MAY 08, 2012 |
||||
TICKER: AR
SECURITY ID: 04016A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Dougherty | Management | For | For |
1.2 | Elect Director Brian J. Kennedy | Management | For | For |
1.3 | Elect Director James E. Kofman | Management | For | For |
1.4 | Elect Director Christopher R. Lattanzi | Management | For | For |
1.5 | Elect Director Peter Mordaunt | Management | For | For |
1.6 | Elect Director Dale C. Peniuk | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Adopt New By-law | Management | For | For |
ATAC RESOURCES LTD.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: ATC
SECURITY ID: 046491106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Robert C. Carne | Management | For | Withhold |
2.2 | Elect Director Bruce J. Kenway | Management | For | For |
2.3 | Elect Director Glenn R. Yeadon | Management | For | Withhold |
2.4 | Elect Director Helmut H. Wober | Management | For | For |
2.5 | Elect Director Douglas O. Goss | Management | For | Withhold |
2.6 | Elect Director Bruce A. Youngman | Management | For | For |
3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
5 | Approve Stock Option Plan | Management | For | Against |
6 | Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions | Management | For | Against |
AURICO GOLD INC.
MEETING DATE: OCT 24, 2011 |
||||
TICKER: AUQ
SECURITY ID: 05155C105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Aurico Common Shares In Connection with the Arrangement Agreement | Management | For | For |
AURICO GOLD INC.
MEETING DATE: MAY 25, 2012 |
||||
TICKER: AUQ
SECURITY ID: 05155C105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colin K. Benner | Management | For | For |
1.2 | Elect Director Rene Marion | Management | For | For |
1.3 | Elect Director Richard Colterjohn | Management | For | For |
1.4 | Elect Director Alan R. Edwards | Management | For | For |
1.5 | Elect Director Patrick D. Downey | Management | For | For |
1.6 | Elect Director Mark Daniel | Management | For | For |
1.7 | Elect Director Ronald Smith | Management | For | For |
1.8 | Elect Director Luis Chavez | Management | For | For |
1.9 | Elect Director Joseph Spiteri | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AURIZON MINES LTD.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: ARZ
SECURITY ID: 05155P106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Ten | Management | For | For |
2.1 | Elect Director Sargent H. Berner | Management | For | For |
2.2 | Elect Director Louis Dionne | Management | For | For |
2.3 | Elect Director David P. Hall | Management | For | For |
2.4 | Elect Director George Brack | Management | For | For |
2.5 | Elect Director Andre Falzon | Management | For | For |
2.6 | Elect Director Richard Faucher | Management | For | For |
2.7 | Elect Director Diane Francis | Management | For | For |
2.8 | Elect Director George Paspalas | Management | For | For |
2.9 | Elect Director Brian Moorhouse | Management | For | For |
2.10 | Elect Director Ian S. Walton | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
5 | Adopt New Articles | Management | For | For |
AVION GOLD CORP.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: AVR
SECURITY ID: 053750105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stan Bharti, John Begeman, James C. Coleman, George Faught, Bruce Humphrey, Pierre Pettigrew, and Lew MacKenzie as Directors | Management | For | Withhold |
2 | Approve McGovern, Hurley Cunningham LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AVION GOLD CORP.
MEETING DATE: JUN 26, 2012 |
||||
TICKER: AVR
SECURITY ID: 053750105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Begeman | Management | For | For |
1.2 | Elect Director Stan Bharti | Management | For | Withhold |
1.3 | Elect Director George Faught | Management | For | For |
1.4 | Elect Director Bruce Humphrey | Management | For | For |
1.5 | Elect Director Lewis MacKenzie | Management | For | For |
1.6 | Elect Director Pierre Pettigrew | Management | For | For |
1.7 | Elect Director James H. Coleman | Management | For | For |
2 | Approve McGovern Hurley Cunningham LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
B2GOLD CORP.
MEETING DATE: JUN 08, 2012 |
||||
TICKER: BTO
SECURITY ID: 11777Q209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Clive Johnson | Management | For | For |
2.2 | Elect Director Robert Cross | Management | For | For |
2.3 | Elect Director Robert Gayton | Management | For | For |
2.4 | Elect Director Barry Rayment | Management | For | For |
2.5 | Elect Director Jerry Korpan | Management | For | For |
2.6 | Elect Director John Ivany | Management | For | For |
2.7 | Elect Director Bongani Mtshisi | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
BANRO CORPORATION
MEETING DATE: JUN 29, 2012 |
||||
TICKER: BAA
SECURITY ID: 066800103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John A. Clarke, Peter N. Cowley, Arnold T. Kondrat, Richard J. Lachcik, Bernard R. van Rooyen, and Simon F.W. Village as Directors | Management | For | Withhold |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
BARRICK GOLD CORPORATION
MEETING DATE: MAY 02, 2012 |
||||
TICKER: ABX
SECURITY ID: 067901108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Beck | Management | For | For |
1.2 | Elect Director C. William D. Birchall | Management | For | For |
1.3 | Elect Director Donald J. Carty | Management | For | For |
1.4 | Elect Director Gustavo Cisneros | Management | For | For |
1.5 | Elect Director Robert M. Franklin | Management | For | For |
1.6 | Elect Director J. Brett Harvey | Management | For | For |
1.7 | Elect Director Dambisa Moyo | Management | For | For |
1.8 | Elect Director Brian Mulroney | Management | For | For |
1.9 | Elect Director Anthony Munk | Management | For | For |
1.10 | Elect Director Peter Munk | Management | For | For |
1.11 | Elect Director Aaron W. Regent | Management | For | For |
1.12 | Elect Director Nathaniel P. Rothschild | Management | For | For |
1.13 | Elect Director Steven J. Shapiro | Management | For | For |
1.14 | Elect Director John L. Thornton | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
BEARING RESOURCES LTD.
MEETING DATE: APR 25, 2012 |
||||
TICKER: BRZ
SECURITY ID: ADPV15673
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Geoffrey Chater | Management | For | For |
2.2 | Elect Director Damian Towns | Management | For | For |
2.3 | Elect Director Robert Cameron | Management | For | For |
2.4 | Elect Director David Watkins | Management | For | For |
2.5 | Elect Director Brian Bayley | Management | For | For |
2.6 | Elect Director Alan J. Stephens | Management | For | For |
2.7 | Elect Director Ian Howat | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | Against |
5 | Other Business | Management | For | Against |
BELO SUN MINING CORP
MEETING DATE: MAY 23, 2012 |
||||
TICKER: BSX
SECURITY ID: 080558109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mark Eaton, Helio Diniz, Stan Bharti, C. Jay Hodgson, Clay Livingston Hoes, Rui Botica Santos, and Peter Tagliamonte as Directors | Management | For | Withhold |
2 | Approve Collins Barrow LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
CANACO RESOURCES INC.
MEETING DATE: DEC 16, 2011 |
||||
TICKER: CAN
SECURITY ID: 134804103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jingbin Wang | Management | For | For |
1.2 | Elect Director Andrew Lee Smith | Management | For | For |
1.3 | Elect Director Shuixing Fu | Management | For | For |
1.4 | Elect Director Brian Lock | Management | For | For |
1.5 | Elect Director David Parsons | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
CANACO RESOURCES INC.
MEETING DATE: DEC 16, 2011 |
||||
TICKER: CAN
SECURITY ID: ADPC00864
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jingbin Wang | Management | For | For |
1.2 | Elect Director Andrew Lee Smith | Management | For | For |
1.3 | Elect Director Shuixing Fu | Management | For | For |
1.4 | Elect Director Brian Lock | Management | For | For |
1.5 | Elect Director David Parsons | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
CATALPA RESOURCES LTD.
MEETING DATE: OCT 14, 2011 |
||||
TICKER: CAH
SECURITY ID: Q2144X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Issue of Shares to Newcrest Mining Limited | Management | For | For |
2 | Approve the Change of Company Name to Evolution Mining Limited | Management | For | For |
3 | Approve the Grant of Up to 5.28 Million Options to Jake Klein | Management | For | For |
4 | Approve the Grant of 488,652 Options to James Askew | Management | For | For |
CENTAMIN EGYPT LTD
MEETING DATE: DEC 14, 2011 |
||||
TICKER: CEY
SECURITY ID: Q2159B110
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the New Centamin Employee Share Option Plan | Management | For | For |
2 | Amend the Executive Director Loan Funded Share Plan | Management | For | For |
3 | Amend the Employee Loan Funded Share Plan | Management | For | For |
4 | Approve the New Centamin Executive Director Loan Funded Share Plan | Management | For | For |
5 | Approve the New Centamin Employee Loan Funded Share Plan | Management | For | For |
CENTAMIN EGYPT LTD
MEETING DATE: DEC 14, 2011 |
||||
TICKER: CEY
SECURITY ID: Q2159B110
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
CENTAMIN PLC
MEETING DATE: MAY 30, 2012 |
||||
TICKER: CEY
SECURITY ID: G2055Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3.1 | Re-elect Josef El-Raghy as Director | Management | For | For |
3.2 | Re-elect Trevor Schultz as Director | Management | For | Against |
3.3 | Re-elect Gordon Haslam as Director | Management | For | For |
3.4 | Re-elect Robert Bowker as Director | Management | For | For |
3.5 | Re-elect Mark Arnesen as Director | Management | For | For |
3.6 | Re-elect Mark Bankes as Director | Management | For | For |
3.7 | Elect Kevin Tomlinson as Director | Management | For | For |
4.1 | Reappoint Deloitte LLP as Auditors | Management | For | For |
4.2 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise the Company to Use Electronic Communications | Management | For | For |
6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
8 | Authorise Market Purchase of Ordinary Shares | Management | For | Against |
CENTERRA GOLD INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: CG
SECURITY ID: 152006102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Niyazbek B. Aldashev | Management | For | For |
1.2 | Elect Director Raphael A. Girard | Management | For | For |
1.3 | Elect Director Karybek U. Ibraev | Management | For | For |
1.4 | Elect Director Stephen A. Lang | Management | For | For |
1.5 | Elect Director John W. Lill | Management | For | For |
1.6 | Elect Director Amangeldy M. Muraliev | Management | For | For |
1.7 | Elect Director Sheryl K. Pressler | Management | For | For |
1.8 | Elect Director Terry V. Rogers | Management | For | For |
1.9 | Elect Director Bruce V. Walter | Management | For | For |
1.10 | Elect Director Anthony J. Webb | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CGA MINING LTD.
MEETING DATE: NOV 22, 2011 |
||||
TICKER: CGX
SECURITY ID: Q22628103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mark Savage as Director | Management | For | Against |
2 | Approve Employee Stock Option Plan | Management | For | For |
3 | Adopt Director's Remuneration Report | Management | For | For |
CHINA GOLD INTERNATIONAL RESOURCES CORP. LTD.
MEETING DATE: MAR 16, 2012 |
||||
TICKER: CGG
SECURITY ID: 16890P103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2012 Contract for Purchase and Sale of Dore | Management | For | For |
2 | Other Business | Management | For | Against |
CLIFTON STAR RESOURCES INC.
MEETING DATE: DEC 05, 2011 |
||||
TICKER: CFMSF
SECURITY ID: 18713J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Gundy | Management | For | Withhold |
1.2 | Elect Director Philip Nolan | Management | For | Withhold |
1.3 | Elect Director Ross Glanville | Management | For | Withhold |
1.4 | Elect Director Michel Bouchard | Management | For | Withhold |
2 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Change Location of Registered Office | Management | For | For |
COEUR D'ALENE MINES CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: CDE
SECURITY ID: 192108504
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Michael Bogert | Management | For | For |
1.2 | Elect Director James J. Curran | Management | For | For |
1.3 | Elect Director Sebastian Edwards | Management | For | For |
1.4 | Elect Director Mitchell J. Krebs | Management | For | For |
1.5 | Elect Director Andrew Lundquist | Management | For | For |
1.6 | Elect Director Robert E. Mellor | Management | For | For |
1.7 | Elect Director John H. Robinson | Management | For | For |
1.8 | Elect Director J. Kenneth Thompson | Management | For | For |
1.9 | Elect Director Timothy R. Winterer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COLOSSUS MINERALS INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: CSI
SECURITY ID: 19681L109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick F. N. Anderson | Management | For | For |
1.2 | Elect Director David Anthony | Management | For | For |
1.3 | Elect Director John Frostiak | Management | For | For |
1.4 | Elect Director Greg Hall | Management | For | For |
1.5 | Elect Director Mel Leiderman | Management | For | For |
1.6 | Elect Director Douglas Reeson | Management | For | For |
1.7 | Elect Director Antenor Silva | Management | For | For |
1.8 | Elect Director Ari Sussman | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COMPANIA DE MINAS BUENAVENTURA S.A.
MEETING DATE: MAR 26, 2012 |
||||
TICKER: BUENAVC1
SECURITY ID: 204448104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Annual Reports | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Elect External Auditors for Fiscal Year 2012 | Management | For | For |
4 | Approve Dividends | Management | For | For |
CONTINENTAL GOLD LIMITED
MEETING DATE: JUN 05, 2012 |
||||
TICKER: CNL
SECURITY ID: G23850103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight and Allow Board to Appoint Additional Directors Between Annual Meetings | Management | For | For |
2.1 | Elect Director Robert W. Allen | Management | For | For |
2.2 | Elect Director Ari B. Sussman | Management | For | For |
2.3 | Elect Director Patrick F.N. Anderson | Management | For | For |
2.4 | Elect Director James S. Felton | Management | For | For |
2.5 | Elect Director Jaime I. Gutierrez | Management | For | For |
2.6 | Elect Director Paul J. Murphy | Management | For | For |
2.7 | Elect Director Kenneth G. Thomas | Management | For | For |
2.8 | Elect Director Timothy A. Warman | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
COPPER MOUNTAIN MINING CORP
MEETING DATE: JUN 19, 2012 |
||||
TICKER: CUM
SECURITY ID: 21750U101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James O'Rourke | Management | For | For |
1.2 | Elect Director Rodney Shier | Management | For | For |
1.3 | Elect Director John Tapics | Management | For | For |
1.4 | Elect Director Marin Katusa | Management | For | For |
1.5 | Elect Director Carl Renzoni | Management | For | For |
1.6 | Elect Director Al Cloke | Management | For | For |
1.7 | Elect Director Bruce Aunger | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CORVUS GOLD INC
MEETING DATE: NOV 16, 2011 |
||||
TICKER: KOR
SECURITY ID: 221013105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Anton Drescher | Management | For | For |
2.2 | Elect Director Edward Yarrow | Management | For | For |
2.3 | Elect Director Jeffrey Pontius | Management | For | For |
2.4 | Elect Director Rowland Perkins | Management | For | For |
2.5 | Elect Director Daniel Carriere | Management | For | For |
2.6 | Elect Director Steve Aaker | Management | For | For |
3 | Approve MacKay LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DALRADIAN RESOURCES INC.
MEETING DATE: JUN 25, 2012 |
||||
TICKER: DNA
SECURITY ID: 235499100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2.1 | Elect Director Patrick F.N. Anderson | Management | For | For |
2.2 | Elect Director Colin K. Benner | Management | For | For |
2.3 | Elect Director Joseph F. Conway | Management | For | For |
2.4 | Elect Director Ronald P. Gagel | Management | For | For |
2.5 | Elect Director Keith D. McKay | Management | For | For |
2.6 | Elect Director Thomas J. Obradovich | Management | For | For |
2.7 | Elect Director Sean E.O. Roosen | Management | For | For |
2.8 | Elect Director Ari B. Sussman | Management | For | For |
3 | Approve Restricted Share Unit Plan | Management | For | Against |
DETOUR GOLD CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: DGC
SECURITY ID: 250669108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter E. Crossgrove | Management | For | For |
1.2 | Elect Director Louis Dionne | Management | For | For |
1.3 | Elect Director Robert E. Doyle | Management | For | For |
1.4 | Elect Director Ingrid J. Hibbard | Management | For | For |
1.5 | Elect Director J. Michael Kenyon | Management | For | For |
1.6 | Elect Director Alex G. Morrison | Management | For | For |
1.7 | Elect Director Gerald S. Panneton | Management | For | For |
1.8 | Elect Director Jonathan Rubenstein | Management | For | For |
1.9 | Elect Director Graham Wozniak | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
DETOUR GOLD CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: DGC
SECURITY ID: ADPC00733
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter E. Crossgrove | Management | For | For |
1.2 | Elect Director Louis Dionne | Management | For | For |
1.3 | Elect Director Robert E. Doyle | Management | For | For |
1.4 | Elect Director Ingrid J. Hibbard | Management | For | For |
1.5 | Elect Director J. Michael Kenyon | Management | For | For |
1.6 | Elect Director Alex G. Morrison | Management | For | For |
1.7 | Elect Director Gerald S. Panneton | Management | For | For |
1.8 | Elect Director Jonathan Rubenstein | Management | For | For |
1.9 | Elect Director Graham Wozniak | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
EAST ASIA MINERALS CORPORATION
MEETING DATE: JUN 15, 2012 |
||||
TICKER: EAS
SECURITY ID: 270541105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2 | Fix Number of Directors at Four | Management | For | For |
3.1 | Elect Director Edward C. Rochette | Management | For | For |
3.2 | Elect Director Peter U. Sederowsky | Management | For | For |
3.3 | Elect Director David M. Stein | Management | For | For |
3.4 | Elect Director Ed R. Flood | Management | For | For |
4 | Ratify All Acts of Directors | Management | For | For |
5 | Other Business | Management | For | Against |
EASTMAIN RESOURCES INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: ER
SECURITY ID: 27743M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Donald J. Robinson, Ian Bryans, John Hansuld, David Joyce, and William Koyle as Directors | Management | For | For |
2 | Approve Stern & Lovrics as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ELDORADO GOLD CORPORATION
MEETING DATE: FEB 21, 2012 |
||||
TICKER: ELD
SECURITY ID: 284902103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of European Goldfields Limited | Management | For | For |
ELDORADO GOLD CORPORATION
MEETING DATE: MAY 03, 2012 |
||||
TICKER: ELD
SECURITY ID: 284902103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Baker | Management | For | For |
1.2 | Elect Director K. Ross Cory | Management | For | For |
1.3 | Elect Director Robert R. Gilmore | Management | For | For |
1.4 | Elect Director Geoffrey A. Handley | Management | For | For |
1.5 | Elect Director Wayne D. Lenton | Management | For | For |
1.6 | Elect Director Michael A. Price | Management | For | For |
1.7 | Elect Director Jonathan A. Rubenstein | Management | For | For |
1.8 | Elect Director Donald M. Shumka | Management | For | For |
1.9 | Elect Director Paul N. Wright | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
EUROPEAN GOLDFIELDS LIMITED
MEETING DATE: FEB 21, 2012 |
||||
TICKER: EGU
SECURITY ID: 298774100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Eldorado Gold Corporation | Management | For | For |
EUROPEAN GOLDFIELDS LIMITED
MEETING DATE: MAR 21, 2012 |
||||
TICKER: EGU
SECURITY ID: 298774100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Warrants in One or More Private Placements | Management | For | For |
EVOLUTION MINING LTD.
MEETING DATE: NOV 29, 2011 |
||||
TICKER: EVN
SECURITY ID: Q2144X284
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect John Rowe as a Director | Management | For | For |
3 | Elect Jake Klein as a Director | Management | For | Against |
4 | Elect James Askew as a Director | Management | For | For |
5 | Elect Paul Marks as a Director | Management | For | For |
6 | Elect Lawrie Conway as a Director | Management | For | Against |
7 | Elect Peter Smith as a Director | Management | For | Against |
8 | Appoint PricewaterhouseCoopers as Auditor of the Company | Management | For | For |
9 | Approve the Grant of 532,787 Performance Rights to Bruce McFadzean Under the Evolution Employee Options and Performance Rights Plan | Management | For | For |
10 | Approve the Grant of 803,279 Performance Rights to Jake Klein Under the Evolution Employee Options and Performance Rights Plan | Management | For | For |
11 | Approve the Potential Termination Benefits Under the Employee Options and Performance Rights Plan | Management | For | For |
EXETER RESOURCE CORPORATION
MEETING DATE: JUN 25, 2012 |
||||
TICKER: XRC
SECURITY ID: 301835104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Bryce G. Roxburgh | Management | For | For |
2.2 | Elect Director Yale R. Simpson | Management | For | For |
2.3 | Elect Director Douglas W. Scheving | Management | For | For |
2.4 | Elect Director Robert G. Reynolds | Management | For | For |
2.5 | Elect Director Louis G. Montpellier | Management | For | For |
2.6 | Elect Director John C. Simmons | Management | For | For |
2.7 | Elect Director Julian Bavin | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
EXTORRE GOLD MINES LIMITED
MEETING DATE: JUN 25, 2012 |
||||
TICKER: XG
SECURITY ID: 30227B109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryce G. Roxburgh | Management | For | Withhold |
1.2 | Elect Director Yale R. Simpson | Management | For | Withhold |
1.3 | Elect Director Robert G. Reynolds | Management | For | Withhold |
1.4 | Elect Director Ignacio Celorrio | Management | For | Withhold |
1.5 | Elect Director James D.R. Strauss | Management | For | Withhold |
1.6 | Elect Director George W. Lawton | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
EXTORRE GOLD MINES LIMITED
MEETING DATE: JUN 25, 2012 |
||||
TICKER: XG
SECURITY ID: ADPC00985
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryce G. Roxburgh | Management | For | Withhold |
1.2 | Elect Director Yale R. Simpson | Management | For | Withhold |
1.3 | Elect Director Robert G. Reynolds | Management | For | Withhold |
1.4 | Elect Director Ignacio Celorrio | Management | For | Withhold |
1.5 | Elect Director James D.R. Strauss | Management | For | Withhold |
1.6 | Elect Director George W. Lawton | Management | For | Withhold |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FRANCO-NEVADA CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: FNV
SECURITY ID: 351858105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pierre Lassonde | Management | For | For |
1.2 | Elect Director David Harquail | Management | For | For |
1.3 | Elect Director Derek W. Evans | Management | For | For |
1.4 | Elect Director Graham Farquharson | Management | For | For |
1.5 | Elect Director Louis Gignac | Management | For | For |
1.6 | Elect Director Randall Oliphant | Management | For | For |
1.7 | Elect Director David R. Peterson | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
GABRIEL RESOURCES LTD.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: GBU
SECURITY ID: 361970106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dag Cramer | Management | For | For |
1.2 | Elect Director Raymond Edward Flood | Management | For | For |
1.3 | Elect Director Keith Hulley | Management | For | For |
1.4 | Elect Director David Peat | Management | For | For |
1.5 | Elect Director Alfred Gusenbauer | Management | For | Withhold |
1.6 | Elect Director Wayne Kirk | Management | For | For |
1.7 | Elect Director Walter Segsworth | Management | For | For |
1.8 | Elect Director Jonathan Henry | Management | For | For |
1.9 | Elect Director Igor Levental | Management | For | For |
1.10 | Elect Director Murray Sinclair | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | For |
GOLD FIELDS LTD
MEETING DATE: MAY 14, 2012 |
||||
TICKER: GFI
SECURITY ID: S31755101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
2 | Elect Delfin Lazaro as Director | Management | For | For |
3 | Re-elect Cheryl Carolus as Director | Management | For | Against |
4 | Re-elect Roberto Danino as Director | Management | For | For |
5 | Re-elect Richard Menell as Director | Management | For | For |
6 | Re-elect Alan Hill as Director | Management | For | For |
7 | Re-elect Gayle Wilson as Chairman of the Audit Committee | Management | For | For |
8 | Re-elect Richard Menell as Member of the Audit Committee | Management | For | For |
9 | Elect Matthews Moloko as Member of the Audit Committee | Management | For | Against |
10 | Re-elect Donald Ncube as Member of the Audit Committee | Management | For | For |
11 | Elect Rupert Pennant-Rea as Member of the Audit Committee | Management | For | For |
12 | Authorise Board to Issue Shares up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
13 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
14 | Approve Gold Fields Limited 2012 Share Plan | Management | For | For |
15 | Approve Remuneration Policy | Management | For | For |
1 | Approve Remuneration of Non-Executive Directors | Management | For | For |
2 | Approve Financial Assistance to Related or Inter-related Company in Terms of Sections 44 and 45 of the Act | Management | For | For |
3 | Amend Memorandum of Incorporation Re: Cancellation of Preference Shares | Management | For | For |
4 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
5 | Adopt Memorandum of Incorporation | Management | For | For |
GOLD FIELDS LTD
MEETING DATE: MAY 14, 2012 |
||||
TICKER: GFI
SECURITY ID: 38059T106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
2 | Elect Delfin Lazaro as Director | Management | For | For |
3 | Re-elect Cheryl Carolus as Director | Management | For | Against |
4 | Re-elect Roberto Danino as Director | Management | For | For |
5 | Re-elect Richard Menell as Director | Management | For | For |
6 | Re-elect Alan Hill as Director | Management | For | For |
7 | Re-elect Gayle Wilson as Chairman of the Audit Committee | Management | For | For |
8 | Re-elect Richard Menell as Member of the Audit Committee | Management | For | For |
9 | Elect Matthews Moloko as Member of the Audit Committee | Management | For | For |
10 | Re-elect Donald Ncube as Member of the Audit Committee | Management | For | For |
11 | Elect Rupert Pennant-Rea as Member of the Audit Committee | Management | For | For |
12 | Authorise Board to Issue Shares up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
13 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
14 | Approve Gold Fields Limited 2012 Share Plan | Management | For | For |
1 | Approve Remuneration of Non-Executive Directors | Management | For | For |
2 | Approve Financial Assistance to Related or Inter-related Company in Terms of Sections 44 and 45 of the Act | Management | For | For |
3 | Amend Memorandum of Incorporation Re: Cancellation of Preference Shares | Management | For | For |
4 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
5 | Adopt Memorandum of Incorporation | Management | For | For |
GOLD RESOURCE CORPORATION
MEETING DATE: JUN 26, 2012 |
||||
TICKER: GORO
SECURITY ID: 38068T105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William W. Reid | Management | For | For |
1.2 | Elect Director Jason D. Reid | Management | For | For |
1.3 | Elect Director Bill M. Conrad | Management | For | For |
1.4 | Elect Director Isac Burstein | Management | For | For |
1.5 | Elect Director Tor Falck | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GOLDCORP INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: G
SECURITY ID: 380956409
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian W. Telfer | Management | For | For |
1.2 | Elect Director Douglas M. Holtby | Management | For | For |
1.3 | Elect Director Charles A. Jeannes | Management | For | For |
1.4 | Elect Director John P. Bell | Management | For | For |
1.5 | Elect Director Lawrence I. Bell | Management | For | For |
1.6 | Elect Director Beverley A. Briscoe | Management | For | For |
1.7 | Elect Director Peter J. Dey | Management | For | For |
1.8 | Elect Director P. Randy Reifel | Management | For | For |
1.9 | Elect Director A. Dan Rovig | Management | For | For |
1.10 | Elect Director Blanca Trevino de Vega | Management | For | For |
1.11 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Restricted Share Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Community-Environment Impact | Shareholder | Against | Against |
GRAN COLOMBIA GOLD CORP.
MEETING DATE: JUN 01, 2012 |
||||
TICKER: GCM
SECURITY ID: 38501D204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Ten | Management | For | For |
2 | Elect Director Miguel de la Campa | Management | For | For |
3 | Elect Director Robert Doyle | Management | For | For |
4 | Elect Director Robert Hines | Management | For | For |
5 | Elect Director Serafino Iacono | Management | For | For |
6 | Elect Director Augusto Lopez | Management | For | For |
7 | Elect Director Alfonso Lopez Caballero | Management | For | For |
8 | Elect Director Hernan Juan Jose Martinez Torres | Management | For | For |
9 | Elect Director Robert Metcalfe | Management | For | For |
10 | Elect Director Jaime Perez Branger | Management | For | For |
11 | Elect Director Mario Pacheco | Management | For | For |
12 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GREAT BASIN GOLD LTD.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: GBG
SECURITY ID: 390124105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick R. Cooke | Management | For | For |
1.2 | Elect Director T. Barry Coughlan | Management | For | For |
1.3 | Elect Director Anu Dhir | Management | For | For |
1.4 | Elect Director Ferdinand Dippenaar | Management | For | For |
1.5 | Elect Director Philip Kotze | Management | For | For |
1.6 | Elect Director Joshua C. Ngoma | Management | For | For |
1.7 | Elect Director Octavia M. Matloa | Management | For | For |
1.8 | Elect Director Ronald W. Thiessen | Management | For | For |
2 | Ratify PricewaterhouseCoopers Inc. as Auditors | Management | For | For |
GRYPHON MINERALS LTD.
MEETING DATE: NOV 25, 2011 |
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TICKER: GRY
SECURITY ID: Q4352M109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report | Management | For | Against |
2 | Elect Mel Ashton as a Director | Management | For | For |
3 | Elect David Netherway as a Director | Management | For | For |
GRYPHON MINERALS LTD.
MEETING DATE: MAR 14, 2012 |
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TICKER: GRY
SECURITY ID: Q4352M109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify the Past Issue of 45 Million Shares | Management | For | For |
GUYANA GOLDFIELDS INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: GUY
SECURITY ID: 403530108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Patrick Sheridan | Management | For | For |
1.2 | Elect Director Alan Ferry | Management | For | For |
1.3 | Elect Director Alexander Po | Management | For | For |
1.4 | Elect Director Richard Williams | Management | For | For |
1.5 | Elect Director Robert Bondy | Management | For | For |
1.6 | Elect Director Daniel Noone | Management | For | For |
1.7 | Elect Director Jean-Pierre Chauvin | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Stock Option Plan | Management | For | Against |
4 | Approve Shareholder Rights Plan | Management | For | For |
HARMONY GOLD MINING COMPANY LTD
MEETING DATE: NOV 30, 2011 |
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TICKER: HAR
SECURITY ID: S34320101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mavuso Msimang as Director | Management | For | For |
2 | Elect David Noko as Director | Management | For | For |
3 | Elect John Wetton as Director | Management | For | For |
4 | Re-elect Frank Abbott as Director | Management | For | For |
5 | Re-elect Graham Briggs as Director | Management | For | For |
6 | Re-elect Ken Dicks as Director | Management | For | For |
7 | Re-elect Fikile De Buck as Member of the Audit Committee | Management | For | For |
8 | Re-elect Dr Simo Lushaba as Member of the Audit Committee | Management | For | For |
9 | Re-elect Modise Motloba as Member of the Audit Committee | Management | For | Against |
10 | Elect John Wetton as Member of the Audit Committee | Management | For | For |
11 | Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company | Management | For | For |
12 | Approve Remuneration Policy | Management | For | For |
13 | Authorise Directors to Allot and Issue up to 43,008,462 Authorised but Unissued Ordinary Shares | Management | For | For |
14 | Amend the Broad-based Employee Share Ownership Plan (ESOP) | Management | For | For |
15 | Approve Remuneration of Non-executive Directors | Management | For | For |
16 | Authorise Financial Assistance to Related or Inter-related Companies | Management | For | For |
HARMONY GOLD MINING COMPANY LTD
MEETING DATE: NOV 30, 2011 |
||||
TICKER: HAR
SECURITY ID: 413216300
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mavuso Msimang as Director | Management | For | For |
2 | Elect David Noko as Director | Management | For | For |
3 | Elect John Wetton as Director | Management | For | For |
4 | Re-elect Frank Abbott as Director | Management | For | For |
5 | Re-elect Graham Briggs as Director | Management | For | For |
6 | Re-elect Ken Dicks as Director | Management | For | For |
7 | Re-elect Fikile De Buck as Member of the Audit Committee | Management | For | For |
8 | Re-elect Dr Simo Lushaba as Member of the Audit Committee | Management | For | For |
9 | Re-elect Modise Motloba as Member of the Audit Committee | Management | For | Against |
10 | Elect John Wetton as Member of the Audit Committee | Management | For | For |
11 | Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company | Management | For | For |
12 | Approve Remuneration Policy | Management | For | For |
13 | Authorise Directors to Allot and Issue up to 43,008,462 Authorised but Unissued Ordinary Shares | Management | For | For |
14 | Amend the Broad-based Employee Share Ownership Plan (ESOP) | Management | For | For |
15 | Approve Remuneration of Non-executive Directors | Management | For | For |
16 | Authorise Financial Assistance to Related or Inter-related Companies | Management | For | For |
IAMGOLD CORPORATION
MEETING DATE: MAY 14, 2012 |
||||
TICKER: IMG
SECURITY ID: 450913108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Caldwell | Management | For | For |
1.2 | Elect Director Donald K. Charter | Management | For | For |
1.3 | Elect Director W. Robert Dengler | Management | For | For |
1.4 | Elect Director Guy G. Dufresne | Management | For | For |
1.5 | Elect Director Richard J. Hall | Management | For | For |
1.6 | Elect Director Stephen J.J. Letwin | Management | For | For |
1.7 | Elect Director Mahendra Naik | Management | For | For |
1.8 | Elect Director William D. Pugliese | Management | For | For |
1.9 | Elect Director John T. Shaw | Management | For | For |
1.10 | Elect Director Timothy R. Snider | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Re-approve Share Incentive Plan | Management | For | For |
INTERNATIONAL MINERALS CORP.
MEETING DATE: NOV 11, 2011 |
||||
TICKER: IMZ
SECURITY ID: 459875100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Stephen J. Kay | Management | For | For |
2.2 | Elect Director Rod C. McKeen | Management | For | For |
2.3 | Elect Director Jorge Paz Durini | Management | For | For |
2.4 | Elect Director Gabriel Bianchi | Management | For | For |
2.5 | Elect Director W. Michael Smith | Management | For | For |
2.6 | Elect Director Roberto Baquerizo | Management | For | For |
2.7 | Elect Director John W. W. Hick | Management | For | For |
3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
INTERNATIONAL TOWER HILL MINES LTD.
MEETING DATE: NOV 17, 2011 |
||||
TICKER: ITH
SECURITY ID: 46050R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Anton Drescher | Management | For | For |
2.2 | Elect Director Timothy Haddon | Management | For | For |
2.3 | Elect Director Jeffrey Pontius | Management | For | For |
2.4 | Elect Director James Komadina | Management | For | For |
2.5 | Elect Director Daniel Carriere | Management | For | For |
2.6 | Elect Director Roger Taplin | Management | For | For |
2.7 | Elect Director Donald Ewigleben | Management | For | For |
2.8 | Elect Director Mark Hamilton | Management | For | For |
3 | Approve MacKay LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INTREPID MINES LTD.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: IAU
SECURITY ID: Q4968A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration Report | Management | For | For |
2 | Elect Adrianto Machribie Reksohadiprodjo as Director | Management | For | For |
3 | Elect Alan Roberts as Director | Management | For | For |
4 | Elect Colin Jackson as Director | Management | For | For |
5 | Approve the Intrepid Mines Limited Employee Option Scheme | Management | For | For |
6 | Approve the Intrepid Mines Limited Senior Executive Share Plan | Management | For | For |
7 | Approve the Intrepid Mines Limited Non-Executive Directors' Share Plan | Management | For | For |
8 | Approve Payment of Potential Termination Beneftis on Termination or Redundancy | Management | For | For |
IVANHOE AUSTRALIA LTD.
MEETING DATE: NOV 08, 2011 |
||||
TICKER: IVA
SECURITY ID: Q4980B103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify of the Issue of Shares | Management | For | For |
2 | Approve the Issue of Shares to IAL Holdings Singapore Pte. Ltd. | Management | For | For |
KEEGAN RESOURCES INC.
MEETING DATE: SEP 27, 2011 |
||||
TICKER: KGN
SECURITY ID: 487275109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maurice Tagami | Management | For | For |
1.2 | Elect Director Gordon J. Fretwell | Management | For | For |
1.3 | Elect Director Daniel T. McCoy | Management | For | For |
1.4 | Elect Director Robert J. McLeod | Management | For | For |
1.5 | Elect Director Marcel de Groot | Management | For | For |
1.6 | Elect Director Keith Minty | Management | For | Withhold |
1.7 | Elect Director Shawn Kristen Wallace | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
4 | Adopt New Articles | Management | For | Against |
KIMBER RESOURCES INC.
MEETING DATE: DEC 07, 2011 |
||||
TICKER: KBR
SECURITY ID: 49435N101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne Baker | Management | For | For |
1.2 | Elect Director Dennis Bergen | Management | For | For |
1.3 | Elect Director Gordon Cummings | Management | For | For |
1.4 | Elect Director Frederick Graybeal | Management | For | For |
1.5 | Elect Director Tim Haldane | Management | For | For |
1.6 | Elect Director Peter Nixon | Management | For | For |
1.7 | Elect Director James Puplava | Management | For | For |
1.8 | Elect Director Donald Young | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
KIMBER RESOURCES INC.
MEETING DATE: DEC 07, 2011 |
||||
TICKER: KBR
SECURITY ID: ADPC00859
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leanne Baker | Management | For | For |
1.2 | Elect Director Dennis Bergen | Management | For | For |
1.3 | Elect Director Gordon Cummings | Management | For | For |
1.4 | Elect Director Frederick Graybeal | Management | For | For |
1.5 | Elect Director Tim Haldane | Management | For | For |
1.6 | Elect Director Peter Nixon | Management | For | For |
1.7 | Elect Director James Puplava | Management | For | For |
1.8 | Elect Director Donald Young | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
KINGSGATE CONSOLIDATED LTD.
MEETING DATE: NOV 18, 2011 |
||||
TICKER: KCN
SECURITY ID: Q5318K103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter Alexander as a Director | Management | For | For |
2 | Elect Ross Smyth-Kirk as a Director | Management | For | For |
3 | Ratify the Past Issuance of 3.44 Million Shares to Silver Standard Australia (BVI) Inc. as Part Consideration for the Acquisition of the Bowdens Silver Project | Management | For | For |
4 | Approve the Adoption of the Remuneration Report | Management | For | For |
KINROSS GOLD CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: K
SECURITY ID: 496902404
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Brough | Management | For | For |
1.2 | Elect Director Tye W. Burt | Management | For | For |
1.3 | Elect Director John K. Carrington | Management | For | For |
1.4 | Elect Director John M. H. Huxley | Management | For | For |
1.5 | Elect Director Kenneth C. Irving | Management | For | For |
1.6 | Elect Director John A. Keyes | Management | For | For |
1.7 | Elect Director Catherine McLeod-Seltzer | Management | For | For |
1.8 | Elect Director George F. Michals | Management | For | For |
1.9 | Elect Director John E. Oliver | Management | For | For |
1.10 | Elect Director Terence C.W. Reid | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
KIRKLAND LAKE GOLD INC.
MEETING DATE: OCT 12, 2011 |
||||
TICKER: KGI
SECURITY ID: 49740P106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Brian E. Bayley as Director | Management | For | For |
2.2 | Elect D. Harry W. Dobson as Director | Management | For | Withhold |
2.3 | Elect Trevor M. Gabriel as Director | Management | For | For |
2.4 | Elect Brian A. Hinchcliffe as Director | Management | For | Withhold |
2.5 | Elect Pamela J. Klessig as Director | Management | For | For |
2.6 | Elect George A. Milton as Director | Management | For | For |
2.7 | Elect Mark S. Tessier as Director | Management | For | Withhold |
2.8 | Elect John S. Thomson as Director | Management | For | Withhold |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
KULA GOLD LTD.
MEETING DATE: DEC 15, 2011 |
||||
TICKER: KGD
SECURITY ID: Q5370W110
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Grant of 1.5 Million Options at an Exercise Price of Not Less Than A$2.00 to Lee Spencer, Chief Executive Officer of the Company | Management | For | For |
2 | Approve the Grant of 1.5 Million Options at an Exercise Price of Not Less Than A$2.00 to John Watkins, Chief Financial Officer of the Company | Management | For | For |
KULA GOLD LTD.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: KGD
SECURITY ID: Q5370W110
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of Remuneration Report for the Year Ended Dec. 31, 2011 | Management | For | For |
3 | Elect John Watkins as a Director | Management | For | Against |
LAKE SHORE GOLD CORP.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: LSG
SECURITY ID: 510728108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Alan C. Moon | Management | For | For |
2.2 | Elect Director Arnold Klassen | Management | For | For |
2.3 | Elect Director Peter Crossgrove | Management | For | For |
2.4 | Elect Director Frank Hallam | Management | For | For |
2.5 | Elect Director Jonathan Gill | Management | For | For |
2.6 | Elect Director Anthony P. Makuch | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
LEVON RESOURCES LTD.
MEETING DATE: SEP 23, 2011 |
||||
TICKER: LVN
SECURITY ID: 527901102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2 | Elect Director Ron Barbaro | Management | For | For |
3 | Elect Director Victor Chevillon | Management | For | Withhold |
4 | Elect Director William C. Glasier | Management | For | For |
5 | Elect Director Gary Robertson | Management | For | For |
6 | Elect Director Ron Tremblay | Management | For | Withhold |
7 | Elect Director David Wolfin | Management | For | Withhold |
8 | Approve Smythe Ratcliffe LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Re-approve Stock Option Plan | Management | For | Against |
10 | Other Business | Management | For | Against |
MCEWEN MINING INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: MUX
SECURITY ID: 58039P107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. McEwen | Management | For | For |
1.2 | Elect Director Michele L. Ashby | Management | For | For |
1.3 | Elect Director Leanne M. Baker | Management | For | For |
1.4 | Elect Director Donald Quick | Management | For | For |
1.5 | Elect Director Michael L. Stein | Management | For | For |
1.6 | Elect Director Allen V. Ambrose | Management | For | For |
1.7 | Elect Director Richard. W. Brissenden | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MEDUSA MINING LTD.
MEETING DATE: NOV 10, 2011 |
||||
TICKER: MML
SECURITY ID: Q59444101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Geoff Davis as a Director | Management | For | For |
2 | Elect Ciceron Angeles as a Director | Management | For | For |
3 | Elect Andrew Teo as a Director | Management | For | For |
4 | Approve Disapplication of Pre-emptive Rights | Management | For | For |
5 | Approve the Grant of Performance Rights to Peter Hepburn-Brown, Managing Director of the Company | Management | For | For |
6 | Approve the Remuneration Report | Management | None | For |
MINEFINDERS CORPORATION LTD.
MEETING DATE: MAR 26, 2012 |
||||
TICKER: MFL
SECURITY ID: 602900102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition by Pan American Silver Corp. | Management | For | For |
NEVSUN RESOURCES LTD.
MEETING DATE: NOV 16, 2011 |
||||
TICKER: NSU
SECURITY ID: 64156L101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Shareholder Rights Plan | Management | For | For |
2 | Fix Number of Directors at Six | Management | For | For |
NEVSUN RESOURCES LTD.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: NSU
SECURITY ID: 64156L101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Stuart Angus | Management | For | For |
1.2 | Elect Director Clifford T. Davis | Management | For | For |
1.3 | Elect Director Anthony J. Ferguson | Management | For | For |
1.4 | Elect Director Robert J. Gayton | Management | For | For |
1.5 | Elect Director Gary E. German | Management | For | For |
1.6 | Elect Director Gerard E. Munera | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
NEW GOLD INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: NGD
SECURITY ID: 644535106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect James Estey as Director | Management | For | For |
2.2 | Elect Robert Gallagher as Director | Management | For | For |
2.3 | Elect Vahan Kololian as Director | Management | For | For |
2.4 | Elect Martyn Konig as Director | Management | For | For |
2.5 | Elect Pierre Lassonde as Director | Management | For | For |
2.6 | Elect Randall Oliphant as Director | Management | For | For |
2.7 | Elect Raymond Threlkeld as Director | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
NEW GOLD INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: NGD
SECURITY ID: ADPC00931
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect James Estey as Director | Management | For | For |
2.2 | Elect Robert Gallagher as Director | Management | For | For |
2.3 | Elect Vahan Kololian as Director | Management | For | For |
2.4 | Elect Martyn Konig as Director | Management | For | For |
2.5 | Elect Pierre Lassonde as Director | Management | For | For |
2.6 | Elect Randall Oliphant as Director | Management | For | For |
2.7 | Elect Raymond Threlkeld as Director | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
NEWCREST MINING LTD.
MEETING DATE: OCT 27, 2011 |
||||
TICKER: NCM
SECURITY ID: Q6651B114
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Winifred Kamit as a Director | Management | For | For |
2b | Elect Don Mercer as a Director | Management | For | For |
2c | Elect Richard Knight as a Director | Management | For | For |
3 | Approve the Adoption of the Remuneration Report | Management | For | For |
4 | Renew Proportional Takeover Bid Approval Rule | Management | For | For |
NEWMONT MINING CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: NEM
SECURITY ID: 651639106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce R. Brook | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Jane Nelson | Management | For | For |
1.8 | Elect Director Richard T. O'Brien | Management | For | For |
1.9 | Elect Director John B. Prescott | Management | For | For |
1.10 | Elect Director Donald C. Roth | Management | For | For |
1.11 | Elect Director Simon R. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
NORTHGATE MINERALS CORPORATION
MEETING DATE: OCT 24, 2011 |
||||
TICKER: NGX
SECURITY ID: 666416102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Plan of Arrangement Re: Acquired by Aurico Gold Inc. | Management | For | For |
2 | Amend 2007 Share Option Plan | Management | For | For |
NOVAGOLD RESOURCES INC.
MEETING DATE: MAR 28, 2012 |
||||
TICKER: NG
SECURITY ID: 66987E206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off Agreement | Management | For | For |
2 | Approve Increase in Maximum Number of Directors from Ten to Fifteen | Management | For | For |
3 | Approve 1,875,000 Stock Option Plan Grants to Rick Van Nieuwenhuyse | Management | For | For |
4 | Approve Issuance of 135,000 Common Shares to Rick Van Nieuwenhuyse | Management | For | For |
5 | Approve Equity Incentive Plan of NovaCopper | Management | For | Against |
NOVAGOLD RESOURCES INC.
MEETING DATE: MAY 29, 2012 |
||||
TICKER: NG
SECURITY ID: 66987E206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon E. Dowdall | Management | For | For |
1.2 | Elect Director Gerald J. McConnell | Management | For | For |
1.3 | Elect Director Marc Faber | Management | For | For |
1.4 | Elect Director Tony S. Giardini | Management | For | For |
1.5 | Elect Director Thomas S. Kaplan | Management | For | For |
1.6 | Elect Director Gregory A. Lang | Management | For | For |
1.7 | Elect Director Gillyeard J. Leathley | Management | For | For |
1.8 | Elect Director Igor Levental | Management | For | For |
1.9 | Elect Director Kalidas V. Madhavpeddi | Management | For | For |
1.10 | Elect Director Clynton R. Nauman | Management | For | For |
1.11 | Elect Director Rick Van Nieuwenhuyse | Management | For | For |
1.12 | Elect Director Anthony P. Walsh | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Award Plan | Management | For | For |
4 | Re-approve Performance Share Unit Plan | Management | For | For |
5 | Re-approve Deferred Share Unit Plan | Management | For | For |
OCEANAGOLD CORPORATION
MEETING DATE: JUN 15, 2012 |
||||
TICKER: OGC
SECURITY ID: 675222103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose P. Leviste Jr. | Management | For | For |
1.2 | Elect Director Jacob Klein | Management | For | For |
1.3 | Elect Director William H. Myckatyn | Management | For | For |
1.4 | Elect Director Geoffrey W. Raby | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3 | Ratify Past Issuance of Shares | Management | For | For |
4 | Approve Stock Option Plan Grants | Management | For | For |
5 | Re-approve Performance Share Rights Plan | Management | For | For |
6 | Approve Performance Share Rights Plan Grant to Michael F. Wilkes | Management | For | For |
OREZONE GOLD CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: ORE
SECURITY ID: 68616T109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick Downey | Management | For | For |
1.2 | Elect Director Michael Halvorson | Management | For | For |
1.3 | Elect Director Alain Krushnisky | Management | For | For |
1.4 | Elect Director Ronald Little | Management | For | For |
1.5 | Elect Director Keith Peck | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
ORKO SILVER CORP.
MEETING DATE: JUL 15, 2011 |
||||
TICKER: OK
SECURITY ID: 686338104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Cope | Management | For | Withhold |
1.2 | Elect Director Minaz (Mike) Devji | Management | For | Withhold |
1.3 | Elect Director Ross Wilmot | Management | For | Withhold |
1.4 | Elect Director George Cavey | Management | For | Withhold |
1.5 | Elect Director Cyrus Driver | Management | For | For |
1.6 | Elect Director Rick Sayers | Management | For | For |
2 | Approve Smythe Ratcliffe as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
OSISKO MINING CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: OSK
SECURITY ID: 688278100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor H. Bradley | Management | For | For |
1.2 | Elect Director Marcel Cote | Management | For | For |
1.3 | Elect Director Michele Darling | Management | For | For |
1.4 | Elect Director Staph Leavenworth Bakali | Management | For | For |
1.5 | Elect Director William A. MacKinnon | Management | For | For |
1.6 | Elect Director Sean Roosen | Management | For | For |
1.7 | Elect Director Norman Storm | Management | For | For |
1.8 | Elect Director Gary A. Sugar | Management | For | For |
1.9 | Elect Director Serge Vezina | Management | For | For |
1.10 | Elect Director Robert Wares | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
OSISKO MINING CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: OSK
SECURITY ID: ADPC01195
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor H. Bradley | Management | For | For |
1.2 | Elect Director Marcel Cote | Management | For | For |
1.3 | Elect Director Michele Darling | Management | For | For |
1.4 | Elect Director Staph Leavenworth Bakali | Management | For | For |
1.5 | Elect Director William A. MacKinnon | Management | For | For |
1.6 | Elect Director Sean Roosen | Management | For | For |
1.7 | Elect Director Norman Storm | Management | For | For |
1.8 | Elect Director Gary A. Sugar | Management | For | For |
1.9 | Elect Director Serge Vezina | Management | For | For |
1.10 | Elect Director Robert Wares | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PAN AMERICAN SILVER CORP.
MEETING DATE: MAR 26, 2012 |
||||
TICKER: PAA
SECURITY ID: 697900108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Minefinders Corporation Ltd. | Management | For | For |
PAN AMERICAN SILVER CORP.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: PAA
SECURITY ID: 697900108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ross J. Beaty | Management | For | For |
1.2 | Elect Director Geoffrey A. Burns | Management | For | For |
1.3 | Elect Director Michael Carroll | Management | For | For |
1.4 | Elect Director Michael J. J. Maloney | Management | For | For |
1.5 | Elect Director Robert P. Pirooz | Management | For | For |
1.6 | Elect Director David C. Press | Management | For | For |
1.7 | Elect Director Walter T. Segsworth | Management | For | For |
1.8 | Elect Director Christopher Noel Dunn | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
PATAGONIA GOLD PLC
MEETING DATE: JUN 06, 2012 |
||||
TICKER: PGD
SECURITY ID: G6938H109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect William Humphries as Director | Management | For | Against |
3 | Elect Edward Badida as Director | Management | For | Against |
4 | Elect Gary Sugar as Director | Management | For | Against |
5 | Reappoint Grant Thornton UK LLP as Auditors and Authorise Their Remuneration | Management | For | For |
6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
PERSEUS MINING LTD.
MEETING DATE: NOV 25, 2011 |
||||
TICKER: PRU
SECURITY ID: ADPC00845
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report | Management | For | For |
2 | Elect Colin Carson as a Director | Management | For | For |
3 | Elect Michael Bohm as a Director | Management | For | For |
4 | Appoint Ernst & Young as the New Auditors of the Company | Management | For | For |
5 | Ratify the Past Issuance of 28.75 Million Shares at an Issue Price of C$3.25 Each to Clients of a Broker/Dealer Syndicate | Management | For | For |
PERSEUS MINING LTD.
MEETING DATE: NOV 25, 2011 |
||||
TICKER: PRU
SECURITY ID: Q74174105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report | Management | For | For |
2 | Elect Colin Carson as a Director | Management | For | For |
3 | Elect Michael Bohm as a Director | Management | For | For |
4 | Appoint Ernst & Young as the New Auditors of the Company | Management | For | For |
5 | Ratify the Past Issuance of 28.75 Million Shares at an Issue Price of C$3.25 Each to Clients of a Broker/Dealer Syndicate | Management | For | For |
PETROPAVLOVSK PLC
MEETING DATE: MAY 31, 2012 |
||||
TICKER: POG
SECURITY ID: G7053A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Elect Dr David Humphreys as Director | Management | For | For |
7 | Elect Sergey Ermolenko as Director | Management | For | For |
8 | Elect Rachel English as Director | Management | For | For |
9 | Re-elect Peter Hambro as Director | Management | For | For |
10 | Re-elect Dr Alfiya Samokhvalova as Director | Management | For | For |
11 | Re-elect Andrey Maruta as Director | Management | For | For |
12 | Re-elect Martin Smith as Director | Management | For | For |
13 | Re-elect Dr Graham Birch as Director | Management | For | For |
14 | Re-elect Sir Malcolm Field as Director | Management | For | For |
15 | Re-elect Lord Guthrie as Director | Management | For | For |
16 | Re-elect Sir Roderic Lyne as Director | Management | For | For |
17 | Re-elect Charles McVeigh as Director | Management | For | For |
18 | Approve Increase in Borrowing Powers | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | Against |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
PILOT GOLD INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: PLG
SECURITY ID: 72154R103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director John Dorward | Management | For | For |
2.2 | Elect Director Matthew Lennox-King | Management | For | For |
2.3 | Elect Director Donald McInnes | Management | For | For |
2.4 | Elect Director Mark O'Dea | Management | For | For |
2.5 | Elect Director Robert Pease | Management | For | For |
2.6 | Elect Director Sean Tetzlaff | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
POLYUS GOLD INTERNATIONAL LTD.
MEETING DATE: OCT 28, 2011 |
||||
TICKER: POGL
SECURITY ID: 73180Y203
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
1 | Approve Formation of Polyus Gold PLC (New Polyus Gold) as the Holding Company of the Polyus Gold Group | Management | For | For |
2 | Approve Reduction of the Capital of New Polyus Gold | Management | For | For |
3 | Authorize Repurchase of Ordinary Shares by the Company from Jenington International Inc | Management | For | For |
4 | Approve the Terms of the Contract for the Repurchase of Ordinary Shares by the Company from Jenington International Inc | Management | For | For |
POLYUS GOLD INTERNATIONAL LTD.
MEETING DATE: MAY 28, 2012 |
||||
TICKER: POGL
SECURITY ID: 73180Y203
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reelect Adrian Coates as Director | Management | For | For |
4 | Elect German Pikhoya as Director | Management | For | For |
5 | Elect Robert Buchan as Director | Management | For | For |
6 | Elect Earl of Clanwilliam as Director | Management | For | For |
7 | Elect Bruce Buck as Director | Management | For | For |
8 | Elect Kobus Moolman as Director | Management | For | For |
9 | Elect Dmitry Razumov as Director | Management | For | Against |
10 | Elect Alexander Mosionzhik as Director | Management | For | For |
11 | Elect Anna Kolonchina as Director | Management | For | For |
12 | Approve ZAO Deloitte & Touche CIS as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
POLYUS GOLD INTERNATIONAL LTD.
MEETING DATE: JUN 08, 2012 |
||||
TICKER: POGL
SECURITY ID: 73180Y203
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt New Articles of Association | Management | For | For |
2 | Authorize Issuance of Equity or Equity-Linked Securities | Management | For | For |
3 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
4 | Approve Share Repurchase Program | Management | For | Against |
PREMIER GOLD MINES LIMITED
MEETING DATE: JUN 28, 2012 |
||||
TICKER: PG
SECURITY ID: 74051D104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Begeman | Management | For | For |
1.2 | Elect Director Jean-Pierre Colin | Management | For | For |
1.3 | Elect Director Ewan S. Downie | Management | For | For |
1.4 | Elect Director Henry J. Knowles | Management | For | For |
1.5 | Elect Director Claude Lemasson | Management | For | For |
1.6 | Elect Director Eberhard Scherkus | Management | For | For |
1.7 | Elect Director John Seaman | Management | For | For |
2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PRETIUM RESOURCES INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: PVG
SECURITY ID: 74139C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Quartermain | Management | For | For |
1.2 | Elect Director Christopher Noel Dunn | Management | For | For |
1.3 | Elect Director Joseph J. Ovsenek | Management | For | For |
1.4 | Elect Director John Smith | Management | For | For |
1.5 | Elect Director Tom S.Q. Yip | Management | For | For |
1.6 | Elect Director Ross A. Mitchell | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
PRETIUM RESOURCES INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: PVG
SECURITY ID: 74139C110
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Quartermain | Management | For | For |
1.2 | Elect Director Christopher Noel Dunn | Management | For | For |
1.3 | Elect Director Joseph J. Ovsenek | Management | For | For |
1.4 | Elect Director John Smith | Management | For | For |
1.5 | Elect Director Tom S.Q. Yip | Management | For | For |
1.6 | Elect Director Ross A. Mitchell | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
PRIMERO MINING CORP.
MEETING DATE: MAY 28, 2012 |
||||
TICKER: P
SECURITY ID: 74164W106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director Wade Nesmith | Management | For | For |
2.2 | Elect Director Joseph Conway | Management | For | For |
2.3 | Elect Director David Demers | Management | For | For |
2.4 | Elect Director Grant Edey | Management | For | For |
2.5 | Elect Director Rohan Hazelton | Management | For | For |
2.6 | Elect Director Timo Jauristo | Management | For | For |
2.7 | Elect Director Eduardo Luna | Management | For | For |
2.8 | Elect Director Robert Quartermain | Management | For | For |
2.9 | Elect Director Michael Riley | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Directors' Phantom Share Unit Plan | Management | For | Against |
QUEENSTON MINING INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: QMI
SECURITY ID: 74832E108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Arnold | Management | For | For |
1.2 | Elect Director Charles E. Bartliff | Management | For | For |
1.3 | Elect Director Michael J.H. Brown | Management | For | For |
1.4 | Elect Director Hugh D. Harbinson | Management | For | For |
1.5 | Elect Director Edmund F. Merringer | Management | For | For |
1.6 | Elect Director Charles E. Page | Management | For | For |
1.7 | Elect Director Barry D. Simmons | Management | For | For |
2 | Approve MSCM LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RAINY RIVER RESOURCES LTD.
MEETING DATE: MAY 29, 2012 |
||||
TICKER: RR
SECURITY ID: 75101R100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Threlkeld | Management | For | For |
1.2 | Elect Director Stuart Averill | Management | For | For |
1.3 | Elect Director Leo Berezan | Management | For | For |
1.4 | Elect Director Dale C. Peniuk | Management | For | For |
1.5 | Elect Director Gerald J. Shields | Management | For | For |
1.6 | Elect Director Richard Pettit | Management | For | For |
1.7 | Elect Director James Excell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Stock Option Plan | Management | For | Against |
4 | Approve Employee Share Purchase Plan | Management | For | Against |
5 | Approve Shareholder Rights Plan | Management | For | For |
RANDGOLD RESOURCES LTD
MEETING DATE: APR 30, 2012 |
||||
TICKER: RRS
SECURITY ID: 752344309
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Philippe Lietard as Director | Management | For | For |
5 | Re-elect Mark Bristow as Director | Management | For | For |
6 | Re-elect Graham Shuttleworth as Director | Management | For | For |
7 | Re-elect Norborne Cole Jr as Director | Management | For | For |
8 | Re-elect Christopher Coleman as Director | Management | For | For |
9 | Re-elect Kadri Dagdelen as Director | Management | For | For |
10 | Re-elect Karl Voltaire as Director | Management | For | For |
11 | Elect Andrew Quinn as Director | Management | For | For |
12 | Reappoint BDO LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase | Management | For | Against |
REAL GOLD MINING LTD.
MEETING DATE: OCT 26, 2011 |
||||
TICKER: 00246
SECURITY ID: G74099105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Interim Dividend of HK$0.05 Per Share Out of the Company's Share Premium Account | Management | For | For |
REGIS RESOURCES LTD.
MEETING DATE: NOV 28, 2011 |
||||
TICKER: RRL
SECURITY ID: Q8059N120
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Donald Mark Okeby as a Director | Management | For | For |
3 | Approve the 2008 Employee Share Option Plan | Management | For | For |
4 | Amend the Terms of Existing Options | Management | For | For |
5 | Approve the Remuneration of Directors | Management | For | For |
6 | Amend the Constitution Re: Dividends | Management | For | For |
RESOLUTE MINING LTD.
MEETING DATE: NOV 29, 2011 |
||||
TICKER: RSG
SECURITY ID: Q81068100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report | Management | For | For |
2 | Elect Thomas Cummings Ford as a Director | Management | For | For |
RICHMONT MINES INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: RIC
SECURITY ID: 76547T106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Greg Chamandy | Management | For | For |
1.2 | Elect Director Sidney Horn | Management | For | For |
1.3 | Elect Director Rejean Houle | Management | For | For |
1.4 | Elect Director Ebe Scherkus | Management | For | For |
1.5 | Elect Director Sam Minzberg | Management | For | For |
1.6 | Elect Director Robert Buchan | Management | For | For |
1.7 | Elect Director Elaine Ellingham | Management | For | For |
1.8 | Elect Director Michael Pesner | Management | For | For |
2 | Approve Raymond Chabot Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Omnibus Long-Term Incentive Plan | Management | For | For |
4 | Adopt New Bylaws | Management | For | For |
RIO ALTO MINING LTD.
MEETING DATE: SEP 29, 2011 |
||||
TICKER: RIO
SECURITY ID: 76689T104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2 | Elect Director Alexander Black | Management | For | For |
3 | Elect Director Anthony Hawkshaw | Management | For | For |
4 | Elect Director Klaus Zeitler | Management | For | For |
5 | Elect Director Ram Ramachandran | Management | For | For |
6 | Elect Director Roger Norwich | Management | For | For |
7 | Elect Director Drago Kisic | Management | For | For |
8 | Elect Director Victor Gobitz | Management | For | For |
9 | Elect Director Sidney Robinson | Management | For | For |
10 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
11 | Re-approve Stock Option Plan | Management | For | Against |
RIVA GOLD CORPORATION
MEETING DATE: JUN 22, 2012 |
||||
TICKER: RIV
SECURITY ID: 768019101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Five | Management | For | For |
2.1 | Elect Director R. Stuart Angus | Management | For | For |
2.2 | Elect Director Donald B. Clark | Management | For | For |
2.3 | Elect Director Purni Parikh | Management | For | For |
2.4 | Elect Director Randy Smallwood | Management | For | For |
2.5 | Elect Director Richard W. Warke | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
ROMARCO MINERALS INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: R
SECURITY ID: 775903206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Diane R. Garrett | Management | For | For |
2.2 | Elect Director James R. Arnold | Management | For | For |
2.3 | Elect Director Leendert G. Krol | Management | For | For |
2.4 | Elect Director Robert (Don) MacDonald | Management | For | For |
2.5 | Elect Director John O. Marsden | Management | For | For |
2.6 | Elect Director Patrick Michaels | Management | For | For |
2.7 | Elect Director Robert van Doorn | Management | For | For |
2.8 | Elect Director Gary A. Sugar | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ROMARCO MINERALS INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: R
SECURITY ID: ADPC00785
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Diane R. Garrett | Management | For | For |
2.2 | Elect Director James R. Arnold | Management | For | For |
2.3 | Elect Director Leendert G. Krol | Management | For | For |
2.4 | Elect Director Robert (Don) MacDonald | Management | For | For |
2.5 | Elect Director John O. Marsden | Management | For | For |
2.6 | Elect Director Patrick Michaels | Management | For | For |
2.7 | Elect Director Robert van Doorn | Management | For | For |
2.8 | Elect Director Gary A. Sugar | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
RUBICON MINERALS CORPORATION
MEETING DATE: JUN 27, 2012 |
||||
TICKER: RMX
SECURITY ID: 780911103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2 | Fix Number of Directors at Seven | Management | For | For |
3.1 | Elect Director Christopher J. Bradbrook | Management | For | For |
3.2 | Elect Director Julian Kemp | Management | For | For |
3.3 | Elect Director David R. Reid | Management | For | For |
3.4 | Elect Director Bruce A. Thomas | Management | For | For |
3.5 | Elect Director David W. Adamson | Management | For | For |
3.6 | Elect Director Michael D. Winship | Management | For | For |
3.7 | Elect Director Michael Lalonde | Management | For | For |
SABINA GOLD & SILVER CORP.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: SBB
SECURITY ID: 785246109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Ten | Management | For | For |
2.1 | Elect Director Terrence E. Eyton | Management | For | For |
2.2 | Elect Director David A. Fennell | Management | For | For |
2.3 | Elect Director Jonathan Goodman | Management | For | For |
2.4 | Elect Director Scott B. Hean | Management | For | For |
2.5 | Elect Director James N. Morton | Management | For | For |
2.6 | Elect Director Robert Pease | Management | For | For |
2.7 | Elect Director John Wakeford | Management | For | For |
2.8 | Elect Director Anthony P. Walsh | Management | For | For |
2.9 | Elect Director John F. Whitton | Management | For | For |
2.10 | Elect Director LeRoy E. Wilkes | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
SAN GOLD CORPORATION
MEETING DATE: JUN 20, 2012 |
||||
TICKER: SGR
SECURITY ID: 79780P104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Pirie | Management | For | Withhold |
1.2 | Elect Director Hugh Wynne | Management | For | Withhold |
1.3 | Elect Director Dale Ginn | Management | For | Withhold |
1.4 | Elect Director Michael E. Power | Management | For | Withhold |
1.5 | Elect Director S. W. (Steve) Harapiak | Management | For | Withhold |
1.6 | Elect Director Michael Anderson | Management | For | For |
2 | Approve Scarrow & Donald LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SEABRIDGE GOLD INC.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: SEA
SECURITY ID: 811916105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director James S. Anthony | Management | For | Withhold |
2.2 | Elect Director A. Frederick Banfield | Management | For | Withhold |
2.3 | Elect Director Douglass 'Scott' Barr | Management | For | Withhold |
2.4 | Elect Director Thomas C. Dawson | Management | For | Withhold |
2.5 | Elect Director Louis J. Fox | Management | For | Withhold |
2.6 | Elect Director Rudi P. Fronk | Management | For | Withhold |
2.7 | Elect Director Eliseo Gonzalez-Urien | Management | For | Withhold |
2.8 | Elect Director Jay Layman | Management | For | Withhold |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
SEMAFO INC.
MEETING DATE: MAY 14, 2012 |
||||
TICKER: SMF
SECURITY ID: 816922108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terence F. Bowles | Management | For | For |
1.2 | Elect Director Benoit La Salle | Management | For | For |
1.3 | Elect Director Jean Lamarre | Management | For | For |
1.4 | Elect Director John LeBoutillier | Management | For | For |
1.5 | Elect Director Gilles Masson | Management | For | For |
1.6 | Elect Director Lawrence McBrearty | Management | For | For |
1.7 | Elect Director Tertius Zongo | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Allow Board to Appoint Additional Directors Between Annual Meetings | Management | For | For |
4 | Adopt New By-laws | Management | For | For |
SILVER WHEATON CORP.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: SLW
SECURITY ID: 828336107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence I. Bell | Management | For | For |
1.2 | Elect Director George L. Brack | Management | For | Withhold |
1.3 | Elect Director John A. Brough | Management | For | For |
1.4 | Elect Director R. Peter Gillin | Management | For | Withhold |
1.5 | Elect Director Douglas M. Holtby | Management | For | Withhold |
1.6 | Elect Director Eduardo Luna | Management | For | For |
1.7 | Elect Director Wade D. Nesmith | Management | For | For |
1.8 | Elect Director Randy V.J. Smallwood | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SOUTHERN ARC MINERALS INC.
MEETING DATE: SEP 22, 2011 |
||||
TICKER: SA
SECURITY ID: 842200107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Five | Management | For | For |
2 | Elect Director Mohammed Al-Shahwani | Management | For | For |
3 | Approve Bonus and Compensation Plan | Management | For | Against |
4 | Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions | Management | For | Against |
SOUTHERN ARC MINERALS INC.
MEETING DATE: NOV 17, 2011 |
||||
TICKER: SA
SECURITY ID: 842200107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Five | Management | For | For |
2.1 | Elect Director John G. Proust | Management | For | For |
2.2 | Elect Director Michael J. Andrews | Management | For | For |
2.3 | Elect Director David M. Stone | Management | For | For |
2.4 | Elect Director Robert J. Gallagher | Management | For | For |
2.5 | Elect Director Mohammed Al-Shahwani | Management | For | For |
3 | Approve MacKay LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Authorize Proxyholder to vote on Any Amendment to Previous Resolutions | Management | For | Against |
ST BARBARA LTD.
MEETING DATE: NOV 17, 2011 |
||||
TICKER: SBM
SECURITY ID: Q8744Q108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration Report | Management | For | For |
2 | Approve Board Size | Management | For | For |
3 | Elect Elizabeth Ann Donaghey as a Director | Management | For | For |
4 | Elect Douglas Weir Bailey as a Director | Management | For | For |
5 | Elect Robert Keith Rae as a Director | Management | For | For |
6 | Adopt New Constitution | Management | For | For |
7 | Approve Issuance of Performance Rights to Timothy James Lehany, Managing Director and CEO of the Company | Management | For | For |
SULLIDEN GOLD CORPORATION LTD.
MEETING DATE: OCT 06, 2011 |
||||
TICKER: SUE
SECURITY ID: 865126106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board from Seven to Ten | Management | For | For |
2 | Elect Stan Bharti, Don Dudek, James H. Coleman, George Faught, Leonard Harris, Bruce Humphrey, Peter Tagliamonte and Pierre Pettigrew as Directors | Management | For | Withhold |
3 | Approve McGovern, Hurley, Cunningham LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Approve Performance Share Unit Plan | Management | For | Against |
6 | Approve Continuance of Company [Quebec to Ontario] | Management | For | For |
TAHOE RESOURCES INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: THO
SECURITY ID: 873868103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Dan Rovig | Management | For | For |
1.2 | Elect Director C. Kevin McArthur | Management | For | For |
1.3 | Elect Director Lorne B. Anderson | Management | For | For |
1.4 | Elect Director Paul B. Sweeney | Management | For | For |
1.5 | Elect Director James S. Voorhees | Management | For | For |
1.6 | Elect Director John P. Bell | Management | For | For |
1.7 | Elect Director Kenneth F. Williamson | Management | For | For |
1.8 | Elect Director Tanya M. Jakusconek | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
TANZANIAN ROYALTY EXPLORATION CORPORATION
MEETING DATE: MAR 01, 2012 |
||||
TICKER: TNX
SECURITY ID: 87600U104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director James E. Sinclair | Management | For | For |
2.2 | Elect Director Joseph Kahama | Management | For | For |
2.3 | Elect Director Norman Betts | Management | For | For |
2.4 | Elect Director William Harvey | Management | For | For |
2.5 | Elect Director Rosalind Morrow | Management | For | For |
2.6 | Elect Director Abdulkarim Mruma | Management | For | Withhold |
2.7 | Elect Director Ulrich E. Rath | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | For |
5 | Approve Shareholder Rights Plan | Management | For | For |
TERANGA GOLD CORP
MEETING DATE: MAR 29, 2012 |
||||
TICKER: TGZ
SECURITY ID: C8844A107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Alan R. Hill | Management | For | For |
2.2 | Elect Director Richard S. Young | Management | For | For |
2.3 | Elect Director Christopher R. Lattanzi | Management | For | For |
2.4 | Elect Director Oliver Lennox-King | Management | For | For |
2.5 | Elect Director Alan R. Thomas | Management | For | For |
2.6 | Elect Director Frank D. Wheatley | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TOREX GOLD RESOURCES INC.
MEETING DATE: APR 27, 2012 |
||||
TICKER: TXG
SECURITY ID: 891054108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Stanford | Management | For | For |
1.2 | Elect Director Michael Murphy | Management | For | For |
1.3 | Elect Director A. Terrance MacGibbon | Management | For | For |
1.4 | Elect Director David Fennell | Management | For | For |
1.5 | Elect Director Andrew Adams | Management | For | For |
1.6 | Elect Director Frank Davis | Management | For | For |
1.7 | Elect Director James Crombie | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Stock Option Plan | Management | For | Against |
4 | Re-approve Restricted Share Unit Plan | Management | For | For |
TSUTSUMI JEWELRY CO. LTD.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: 7937
SECURITY ID: J93558104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
2.1 | Elect Director Tagai, Satoshi | Management | For | For |
2.2 | Elect Director Okano, Katsumi | Management | For | For |
2.3 | Elect Director Mizutani, Atsuhide | Management | For | For |
3 | Appoint Alternate Statutory Auditor Miyahara, Toshio | Management | For | For |
US GOLD CORPORATION
MEETING DATE: JAN 19, 2012 |
||||
TICKER: UXG
SECURITY ID: 912023207
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize New Class of Preferred Stock | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Issue Shares in Connection with Acquisition | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
WILDCAT SILVER CORPORATION
MEETING DATE: DEC 09, 2011 |
||||
TICKER: WS
SECURITY ID: 968102103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director R. Stuart Angus | Management | For | For |
2.2 | Elect Director John R. Brodie | Management | For | For |
2.3 | Elect Director Donald B. Clark | Management | For | For |
2.4 | Elect Director Gilmour Clausen | Management | For | For |
2.5 | Elect Director Christopher Jones | Management | For | For |
2.6 | Elect Director Robert P. Wares | Management | For | Withhold |
2.7 | Elect Director Richard W. Warke | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
YAMANA GOLD INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: YRI
SECURITY ID: 98462Y100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Marrone | Management | For | For |
1.2 | Elect Director Patrick J. Mars | Management | For | For |
1.3 | Elect Director John Begeman | Management | For | For |
1.4 | Elect Director Alexander Davidson | Management | For | For |
1.5 | Elect Director Richard Graff | Management | For | For |
1.6 | Elect Director Robert Horn | Management | For | For |
1.7 | Elect Director Nigel Lees | Management | For | For |
1.8 | Elect Director Juvenal Mesquita Filho | Management | For | For |
1.9 | Elect Director Carl Renzoni | Management | For | For |
1.10 | Elect Director Antenor F. Silva, Jr. | Management | For | For |
1.11 | Elect Director Dino Titaro | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
ZHAOJIN MINING INDUSTRY CO., LTD.
MEETING DATE: MAY 29, 2012 |
||||
TICKER: 01818
SECURITY ID: Y988A6104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Report of the Board of Directors | Management | For | For |
2 | Approve Report of the Supervisory Committee | Management | For | For |
3 | Approve Audited Financial Report | Management | For | For |
4 | Declare Final Dividend | Management | For | For |
5 | Elect Li Xiuchen as Executive Director | Management | For | Against |
6 | Elect Ye Kai as Non-Executive Director | Management | For | Against |
7 | Elect Kong Fanhe as Non-Executive Director | Management | For | Against |
8 | Reappoint Ernst & Young and Shulun Pan Certified Public Accountants as International Auditors and PRC Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
1 | Approve Transfer Agreement | Management | For | For |
2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
3 | Authorize Repurchase of Up to 10 Percent of Issued H Share Capital | Management | For | For |
4 | Approve Issue of Corporate Bonds | Shareholder | For | For |
5 | Amend Articles Re: Share Capital Structure and Registered Capital | Shareholder | For | For |
ZHAOJIN MINING INDUSTRY CO., LTD.
MEETING DATE: MAY 29, 2012 |
||||
TICKER: 01818
SECURITY ID: Y988A6104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Transfer Agreement | Management | For | For |
2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
3 | Authorize Repurchase of Up to 10 Percent of Issued H Share Capital | Management | For | For |
ZIJIN MINING GROUP CO., LTD.
MEETING DATE: MAR 22, 2012 |
||||
TICKER: 601899
SECURITY ID: Y9892H107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Internal Guarantee and External Loan Financing to Ding Jin Limited | Management | For | For |
2 | Approve Internal Guarantee and External Loan Financing to Thrive Build Investments Limited | Management | For | For |
3 | Approve Internal Guarantee and External Loan Financing to the Company's Overseas Subsidiaries | Management | For | For |
ZIJIN MINING GROUP CO., LTD.
MEETING DATE: MAY 28, 2012 |
||||
TICKER: 601899
SECURITY ID: Y9892H107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association of the Company | Shareholder | None | For |
2 | Approve Issuance of Bonds Not Exceeding RMB 5 Billion | Management | For | For |
3 | Accept Report of Board of Directors | Management | For | For |
4 | Accept Report of Independent Directors | Management | For | For |
5 | Accept Report of Supervisory Committee | Management | For | For |
6 | Accept Financial Report | Management | For | For |
7 | Approve 2011 Annual Report and Its Summary Report | Management | For | For |
8a | Approve Profit Distribution Proposal | Management | For | For |
8b | Approve Proposed Raise in Cash Dividend to RMB 1 Per 10 Shares | Shareholder | None | Did Not Vote |
9 | Approve Remuneration of Executive Directors and Chairman of Supervisory Committee | Management | For | For |
10 | Elect Qiu Xiaohua as Director and Authorize Board to Enter Into Service Contracts and/or Appointment Letters | Management | For | Against |
11 | Reappoint Ernst & Young Hua Ming as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
SELECT HEALTH CARE PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCRETIVE HEALTH, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: AH
SECURITY ID: 00438V103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edgar Bronfman, Jr. | Management | For | For |
1.2 | Elect Director Steven N. Kaplan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACHILLION PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: ACHN
SECURITY ID: 00448Q201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jason S. Fisherman | Management | For | For |
2 | Elect Director Gary E. Frashier | Management | For | For |
3 | Elect Director David P. Wright | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: ACOR
SECURITY ID: 00484M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry Greene | Management | For | For |
1.2 | Elect Director Ian Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AETNA INC.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: AET
SECURITY ID: 00817Y108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fernando Aguirre | Management | For | For |
2 | Elect Director Mark T. Bertolini | Management | For | For |
3 | Elect Director Frank M. Clark | Management | For | For |
4 | Elect Director Betsy Z. Cohen | Management | For | For |
5 | Elect Director Molly J. Coye | Management | For | For |
6 | Elect Director Roger N. Farah | Management | For | For |
7 | Elect Director Barbara Hackman Franklin | Management | For | For |
8 | Elect Director Jeffrey E. Garten | Management | For | For |
9 | Elect Director Ellen M. Hancock | Management | For | For |
10 | Elect Director Richard J. Harrington | Management | For | For |
11 | Elect Director Edward J. Ludwig | Management | For | For |
12 | Elect Director Joseph P. Newhouse | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 07, 2012 |
||||
TICKER: ALXN
SECURITY ID: 015351109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: AMAG
SECURITY ID: 00163U106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph V. Bonventre | Management | For | For |
1.2 | Elect Director Rajiv De Silva | Management | For | For |
1.3 | Elect Director Michael Narachi | Management | For | For |
1.4 | Elect Director Robert J. Perez | Management | For | For |
1.5 | Elect Director Lesley Russell | Management | For | For |
1.6 | Elect Director Gino Santini | Management | For | For |
1.7 | Elect Director Davey S. Scoon | Management | For | For |
1.8 | Elect Director William K. Heiden | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMGEN INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: AMGN
SECURITY ID: 031162100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Robert A. Bradway | Management | For | For |
4 | Elect Director Francois De Carbonnel | Management | For | For |
5 | Elect Director Vance D. Coffman | Management | For | For |
6 | Elect Director Rebecca M. Henderson | Management | For | For |
7 | Elect Director Frank C. Herringer | Management | For | For |
8 | Elect Director Tyler Jacks | Management | For | For |
9 | Elect Director Gilbert S. Omenn | Management | For | For |
10 | Elect Director Judith C. Pelham | Management | For | For |
11 | Elect Director J. Paul Reason | Management | For | For |
12 | Elect Director Leonard D. Schaeffer | Management | For | For |
13 | Elect Director Kevin W. Sharer | Management | For | For |
14 | Elect Director Ronald D. Sugar | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Provide Right to Act by Written Consent | Management | For | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Abstain |
20 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
21 | Limit CEO to Serving on only One Other Board | Shareholder | Against | Against |
AMPLIFON S.P.A
MEETING DATE: APR 18, 2012 |
||||
TICKER: AMP
SECURITY ID: T0388E118
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Appoint Internal Statutory Auditors and Approve Auditors' Remuneration | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
ANTHERA PHARMACEUTICALS, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ANTH
SECURITY ID: 03674U102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Healy | Management | For | For |
1.2 | Elect Director Christopher S. Henney | Management | For | For |
1.3 | Elect Director Daniel K. Spiegelman | Management | For | For |
1.4 | Elect Director Paul F. Truex | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: RDEA
SECURITY ID: 03969P107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker | Management | For | For |
1.2 | Elect Director Wendy L. Dixon | Management | For | For |
1.3 | Elect Director Henry J. Fuchs | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
1.6 | Elect Director Barry D. Quart | Management | For | For |
1.7 | Elect Director Kevin C. Tang | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: ARIA
SECURITY ID: 04033A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harvey J. Berger | Management | For | For |
1.2 | Elect Director Wayne Wilson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATHENAHEALTH, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: ATHN
SECURITY ID: 04685W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Mann | Management | For | For |
1.2 | Elect Director David E. Robinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVEO PHARMACEUTICALS, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: AVEO
SECURITY ID: 053588109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Bate | Management | For | For |
1.2 | Elect Director Ronald A. DePinho | Management | For | For |
1.3 | Elect Director Anthony B. Evnin | Management | For | For |
1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.5 | Elect Director Raju Kucherlapati | Management | For | For |
1.6 | Elect Director Henri A. Termeer | Management | For | For |
1.7 | Elect Director Kenneth E. Weg | Management | For | Withhold |
1.8 | Elect Director Robert C. Young | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BIOGEN IDEC INC.
MEETING DATE: JUN 08, 2012 |
||||
TICKER: BIIB
SECURITY ID: 09062X103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Caroline D. Dorsa | Management | For | For |
2 | Elect Director Stelios Papadopoulos | Management | For | For |
3 | Elect Director George A. Scangos | Management | For | For |
4 | Elect Director Lynn Schenk | Management | For | For |
5 | Elect Director Alexander J. Denner | Management | For | For |
6 | Elect Director Nancy L. Leaming | Management | For | For |
7 | Elect Director Richard C. Mulligan | Management | For | For |
8 | Elect Director Robert W. Pangia | Management | For | For |
9 | Elect Director Brian S. Posner | Management | For | For |
10 | Elect Director Eric K. Rowinsky | Management | For | For |
11 | Elect Director Stephen A. Sherwin | Management | For | For |
12 | Elect Director William D. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
16 | Provide Right to Call Special Meeting | Management | For | For |
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: BMRN
SECURITY ID: 09061G101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: BSX
SECURITY ID: 101137107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katharine T. Bartlett | Management | For | For |
1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
1.3 | Elect Director Nelda J. Connors | Management | For | For |
1.4 | Elect Director Kristina M. Johnson | Management | For | For |
1.5 | Elect Director William H. Kucheman | Management | For | For |
1.6 | Elect Director Ernest Mario | Management | For | For |
1.7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1.8 | Elect Director Pete M. Nicholas | Management | For | For |
1.9 | Elect Director Uwe E. Reinhardt | Management | For | For |
1.10 | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
C. R. BARD, INC.
MEETING DATE: APR 18, 2012 |
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TICKER: BCR
SECURITY ID: 067383109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc C. Breslawsky | Management | For | For |
2 | Elect Director Herbert L. Henkel | Management | For | For |
3 | Elect Director Tommy G. Thompson | Management | For | For |
4 | Elect Director Timothy M. Ring | Management | For | For |
5 | Elect Director G. Mason Morfit | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Declassify the Board of Directors | Management | For | For |
11 | Prepare Sustainability Report | Shareholder | Against | Abstain |
CADENCE PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: CADX
SECURITY ID: 12738T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cam L. Garner | Management | For | Withhold |
1.2 | Elect Director Brian G. Atwood | Management | For | Withhold |
1.3 | Elect Director Samuel L. Barker | Management | For | Withhold |
1.4 | Elect Director Michael L. Eagle | Management | For | Withhold |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CARDIOME PHARMA CORP.
MEETING DATE: JUN 11, 2012 |
||||
TICKER: COM
SECURITY ID: 14159U202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Rieder | Management | For | For |
1.2 | Elect Director Peter W. Roberts | Management | For | For |
1.3 | Elect Director Harold H. Shlevin | Management | For | For |
1.4 | Elect Director Richard M. Glickman | Management | For | For |
1.5 | Elect Director Douglas G. Janzen | Management | For | For |
1.6 | Elect Director William L. Hunter | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CARRIAGE SERVICES, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: CSV
SECURITY ID: 143905107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Melvin C. Payne | Management | For | For |
1.2 | Elect Director Richard W. Scott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CATALYST HEALTH SOLUTIONS, INC.
MEETING DATE: JUN 04, 2012 |
||||
TICKER: CHSI
SECURITY ID: 14888B103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven B. Epstein | Management | For | For |
1.2 | Elect Director Michael R. McDonnell | Management | For | For |
1.3 | Elect Director Dale B. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONCEPTUS, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: CPTS
SECURITY ID: 206016107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn A. Tunstall | Management | For | For |
1.2 | Elect Director Robert V. Toni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONMED CORPORATION
MEETING DATE: MAY 21, 2012 |
||||
TICKER: CNMD
SECURITY ID: 207410101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene R. Corasanti | Management | For | For |
1.2 | Elect Director Joseph J. Corasanti | Management | For | For |
1.3 | Elect Director Bruce F. Daniels | Management | For | For |
1.4 | Elect Director Jo Ann Golden | Management | For | For |
1.5 | Elect Director Stephen M. Mandia | Management | For | For |
1.6 | Elect Director Stuart J. Schwartz | Management | For | For |
1.7 | Elect Director Mark E. Tryniski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
COVIDIEN PUBLIC LIMITED COMPANY
MEETING DATE: MAR 13, 2012 |
||||
TICKER: COV
SECURITY ID: G2554F113
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose E. Almeida | Management | For | For |
2 | Elect Director Craig Arnold | Management | For | For |
3 | Elect Director Robert H. Brust | Management | For | For |
4 | Elect Director John M. Connors, Jr | Management | For | For |
5 | Elect Director Christopher J. Coughlin | Management | For | For |
6 | Elect Director Timothy M. Donahue | Management | For | For |
7 | Elect Director Randall J. Hogan, III | Management | For | For |
8 | Elect Director Martin D. Madaus | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Joseph A. Zaccagnino | Management | For | For |
11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
14 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
15 | Amend Articles of Association to Provide for Escheatment under U.S. Law | Management | For | For |
16 | Amend Articles of Association to Allow Board to Declare Non-Cash Dividends | Management | For | For |
CVS CAREMARK CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: CVS
SECURITY ID: 126650100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. David Brown, II | Management | For | For |
2 | Elect Director David W. Dorman | Management | For | For |
3 | Elect Director Anne M. Finucane | Management | For | For |
4 | Elect Director Kristen Gibney Williams | Management | For | For |
5 | Elect Director Marian L. Heard | Management | For | For |
6 | Elect Director Larry J. Merlo | Management | For | For |
7 | Elect Director Jean-Pierre Millon | Management | For | For |
8 | Elect Director C.A. Lance Piccolo | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Elect Director Tony L. White | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Provide Right to Act by Written Consent | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
CYBERONICS, INC.
MEETING DATE: SEP 22, 2011 |
||||
TICKER: CYBX
SECURITY ID: 23251P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Guy C. Jackson | Management | For | For |
1.2 | Elect Director Joseph E. Laptewicz, Jr. | Management | For | For |
1.3 | Elect Director Daniel J. Moore | Management | For | For |
1.4 | Elect Director Hugh M. Morrison | Management | For | For |
1.5 | Elect Director Alfred J. Novak | Management | For | For |
1.6 | Elect Director Arthur L.Rosenthal, Ph.D. | Management | For | For |
1.7 | Elect Director Jon T. Tremmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DROGASIL S.A
MEETING DATE: NOV 10, 2011 |
||||
TICKER: DROG3
SECURITY ID: P3587W107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger between the Company and Raia SA | Management | For | For |
2 | Approve Merger Agreement between the Company and Raia SA | Management | For | For |
3 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | For |
4 | Approve Independent Firm's Appraisal | Management | For | For |
5 | Approve Issuance of 142.07 Million New Shares in Connection with Merger | Management | For | For |
6 | Amend Articles | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
8 | Elect Directors | Management | For | Against |
9 | Elect Board Chairman | Management | For | Against |
10 | Cancel 2007 Stock Option Plan | Management | For | For |
11 | Approve New Stock Option Plan | Management | For | For |
DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: MAY 30, 2012 |
||||
TICKER: DVAX
SECURITY ID: 268158102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnold L. Oronsky | Management | For | For |
1.2 | Elect Director Francis R. Cano | Management | For | For |
1.3 | Elect Director Peggy V. Phillips | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ELAN CORPORATION PLC
MEETING DATE: MAY 24, 2012 |
||||
TICKER: DRX
SECURITY ID: 284131208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Lars Ekman as Director | Management | For | For |
3 | Reelect Hans Hasler as Director | Management | For | For |
4 | Reelect Robert Ingram as Director | Management | For | For |
5 | Reelect Gary Kennedy as Director | Management | For | For |
6 | Reelect Patrick Kennedy as Director | Management | For | For |
7 | Reelect Giles Kerr as Director | Management | For | For |
8 | Reelect Kelly Martin as Director | Management | For | For |
9 | Reelect Kieran McGowan as Director | Management | For | For |
10 | Reelect Kyran McLaughlin as Director | Management | For | For |
11 | Reelect Donal O'Connor as Director | Management | For | For |
12 | Reelect Richard Pilnik as Director | Management | For | For |
13 | Reelect Dennis Selkoe as Director | Management | For | For |
14 | Reelect Andrew von Eschenbach as Director | Management | For | For |
15 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve 2012 Long Term Incentive Plan | Management | For | For |
17 | Approve Employee Equity Purchase Plan | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
20 | Approve Reduction of Share Premium Account | Management | For | For |
21 | Approve Conversion of Securities | Management | For | For |
22 | Amend Articles of Association Re: Share Conversion | Management | For | For |
23 | Authorize Share Repurchase Program | Management | For | For |
24 | Authorize Reissuance of Repurchased Shares | Management | For | For |
25 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ELI LILLY AND COMPANY
MEETING DATE: APR 16, 2012 |
||||
TICKER: LLY
SECURITY ID: 532457108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Baicker | Management | For | For |
2 | Elect Director J. E. Fyrwald | Management | For | For |
3 | Elect Director E. R. Marram | Management | For | For |
4 | Elect Director D. R. Oberhelman | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
9 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
10 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Abstain |
EMERITUS CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: ESC
SECURITY ID: 291005106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. R. Brereton Barlow | Management | For | For |
1.2 | Elect Director Stuart Koenig | Management | For | For |
1.3 | Elect Director Robert E. Marks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ENDO PHARMACEUTICALS HOLDINGS INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: ENDP
SECURITY ID: 29264F205
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger H. Kimmel | Management | For | For |
2 | Elect Director John J. Delucca | Management | For | For |
3 | Elect Director David P. Holveck | Management | For | For |
4 | Elect Director Nancy J. Hutson | Management | For | For |
5 | Elect Director Michael Hyatt | Management | For | For |
6 | Elect Director William P. Montague | Management | For | For |
7 | Elect Director David B. Nash | Management | For | For |
8 | Elect Director Joseph C. Scodari | Management | For | For |
9 | Elect Director William F. Spengler | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Change Company Name | Management | For | For |
EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 30, 2012 |
||||
TICKER: ESRX
SECURITY ID: 30219G108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Maura C. Breen | Management | For | For |
3 | Elect Director William J. Delaney | Management | For | For |
4 | Elect Director Nicholas J. Lahowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Election Of Director: George Paz | Management | For | For |
10 | Election Of Director: Myrtle S. Potter | Management | For | For |
11 | Elect Director William L. Roper | Management | For | For |
12 | Elect Director Samuel K. Skinner | Management | For | For |
13 | Elect Director Seymour Sternberg | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
EXPRESS SCRIPTS, INC.
MEETING DATE: DEC 21, 2011 |
||||
TICKER: ESRX
SECURITY ID: 302182100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FRESENIUS MEDICAL CARE AG & CO. KGAA
MEETING DATE: MAY 10, 2012 |
||||
TICKER: FME
SECURITY ID: D2734Z107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011; Accept Financial Statements and Statutory Reports for Fiscal 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.69 per Common Share and EUR 0.71 per Preference Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | For |
6 | Amend Articles Re: Composition of Audit Committee and Corporate Governance Committee | Management | For | For |
GENMARK DIAGNOSTICS, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: GNMK
SECURITY ID: 372309104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. O'Boyle | Management | For | For |
1.2 | Elect Director Hany Massarany | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GILEAD SCIENCES, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: GILD
SECURITY ID: 375558103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director James M. Denny | Management | For | For |
1.4 | Elect Director Carla A. Hills | Management | For | For |
1.5 | Elect Director Kevin E. Lofton | Management | For | For |
1.6 | Elect Director John W. Madigan | Management | For | For |
1.7 | Elect Director John C. Martin | Management | For | For |
1.8 | Elect Director Gordon E. Moore | Management | For | For |
1.9 | Elect Director Nicholas G. Moore | Management | For | For |
1.10 | Elect Director Richard J. Whitley | Management | For | For |
1.11 | Elect Director Gayle E. Wilson | Management | For | For |
1.12 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 03, 2012 |
||||
TICKER: GSK
SECURITY ID: 37733W105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Sir Christopher Gent as Director | Management | For | For |
4 | Re-elect Sir Andrew Witty as Director | Management | For | For |
5 | Re-elect Sir Roy Anderson as Director | Management | For | For |
6 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
7 | Re-elect Stacey Cartwright as Director | Management | For | For |
8 | Re-elect Larry Culp as Director | Management | For | For |
9 | Re-elect Sir Crispin Davis as Director | Management | For | For |
10 | Re-elect Simon Dingemans as Director | Management | For | For |
11 | Re-elect Judy Lewent as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
15 | Re-elect Tom de Swaan as Director | Management | For | For |
16 | Re-elect Sir Robert Wilson as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
18 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase | Management | For | For |
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
25 | Approve 2012 ShareSave Plan | Management | For | For |
26 | Approve 2012 ShareReward Plan | Management | For | For |
GRIFOLS SA
MEETING DATE: MAY 23, 2012 |
||||
TICKER: GRF
SECURITY ID: 398438309
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone Financial Statements, Management Report, and Allocation of Income for FY 2011 | Management | For | For |
2 | Approve Consolidated Financial Statements for FY 2011 | Management | For | For |
3 | Approve Discharge of Directors | Management | For | For |
4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
6.1 | Reelect Victor Grifols Roura as Director | Management | For | Against |
6.2 | Reelect Juan Ignacio Twose Roura as Director | Management | For | Against |
6.3 | Reelect Ramon Riera Roca as Director | Management | For | Against |
6.4 | Reelect Thorthol Holdings BV as Director | Management | For | Against |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Advisory Vote on Remuneration Report | Management | For | For |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
HANGER ORTHOPEDIC GROUP, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: HGR
SECURITY ID: 41043F208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Cooper | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Eric A. Green | Management | For | For |
1.4 | Elect Director Stephen E. Hare | Management | For | For |
1.5 | Elect Director Isaac Kaufman | Management | For | For |
1.6 | Elect Director Thomas F. Kirk | Management | For | For |
1.7 | Elect Director Peter J. Neff | Management | For | For |
1.8 | Elect Director Ivan R. Sabel | Management | For | For |
1.9 | Elect Director Patricia B. Shrader | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HEALTH NET, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: HNT
SECURITY ID: 42222G108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Anne Citrino | Management | For | For |
2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
3 | Elect Director Vicki B. Escarra | Management | For | For |
4 | Elect Director Gale S. Fitzgerald | Management | For | For |
5 | Elect Director Patrick Foley | Management | For | For |
6 | Elect Director Jay M. Gellert | Management | For | For |
7 | Elect Director Roger F. Greaves | Management | For | For |
8 | Elect Director Bruce G. Willison | Management | For | For |
9 | Elect Director Frederick C. Yeager | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEALTHSTREAM, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: HSTM
SECURITY ID: 42222N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Martin Harris | Management | For | For |
1.2 | Elect Director Frank Gordon | Management | For | For |
1.3 | Elect Director Robert A. Frist, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: HTWR
SECURITY ID: 422368100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia Feldmann | Management | For | For |
1.2 | Elect Director Denis Wade | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Stock Option Plan Grants to Douglas Godshall | Management | For | For |
6 | Approve Stock Option Plan Grants to Robert Thomas | Management | For | For |
7 | Approve Stock Option Plan Grants to Seth Harrison | Management | For | For |
8 | Approve Stock Option Plan Grants to Timothy Barberich | Management | For | For |
9 | Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. | Management | For | For |
10 | Approve Stock Option Plan Grants to Robert Stockman | Management | For | For |
11 | Approve Stock Option Plan Grants to Denis Wade | Management | For | For |
12 | Approve Stock Option Plan Grants to Cynthia Feldman | Management | For | For |
HMS HOLDINGS CORP.
MEETING DATE: JUL 06, 2011 |
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TICKER: HMSY
SECURITY ID: 40425J101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Miller III | Management | For | For |
1.2 | Elect Director Ellen A. Rudnick | Management | For | For |
1.3 | Elect Director Michael A. Stocker | Management | For | For |
1.4 | Elect Director Richard H. Stowe | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Ratify Auditors | Management | For | For |
HMS HOLDINGS CORP.
MEETING DATE: JUN 26, 2012 |
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TICKER: HMSY
SECURITY ID: 40425J101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert. M. Holster | Management | For | For |
2 | Elect Director James T. Kelly | Management | For | For |
3 | Elect Director William C. Lucia | Management | For | For |
4 | Elect Director William S. Mosakowski | Management | For | For |
5 | Elect Director Bart M. Schwartz | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
HUMANA INC.
MEETING DATE: APR 26, 2012 |
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TICKER: HUM
SECURITY ID: 444859102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank A. D'Amelio | Management | For | For |
2 | Elect Director W. Roy Dunbar | Management | For | For |
3 | Elect Director Kurt J. Hilzinger | Management | For | For |
4 | Elect Director David A. Jones, Jr. | Management | For | For |
5 | Elect Director Michael B. McCallister | Management | For | For |
6 | Elect Director William J. McDonald | Management | For | For |
7 | Elect Director William E. Mitchell | Management | For | For |
8 | Elect Director David B. Nash | Management | For | For |
9 | Elect Director James J. O'Brien | Management | For | For |
10 | Elect Director Marissa T. Peterson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ILLUMINA, INC.
MEETING DATE: APR 18, 2012 |
||||
TICKER: ILMN
SECURITY ID: 452327109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director A. Blaine Bowman | Management | For | For |
1.2 | Elect Director Karin Eastham | Management | For | For |
1.3 | Elect Director Jay T. Flatley | Management | For | For |
1.4 | Elect Director William H. Rastetter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | Against | Against |
5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | Against | Against |
6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | Withhold | Withhold |
6.2 | Elect Shareholder Nominee David Dodd | Shareholder | Withhold | Withhold |
7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Bary Bailey | Shareholder | For | Did Not Vote |
1.2 | Elect Director Dwight Crane | Shareholder | For | Did Not Vote |
1.3 | Elect Director Michael Griffith | Shareholder | For | Did Not Vote |
1.4 | Elect Director Jay Hunt | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | None | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | For | Did Not Vote |
5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | For | Did Not Vote |
6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | For | Did Not Vote |
6.2 | Elect Shareholder Nominee David Dodd | Shareholder | For | Did Not Vote |
7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | For | Did Not Vote |
INFINITY PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2012 |
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TICKER: INFI
SECURITY ID: 45665G303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Martin Babler | Management | For | For |
2 | Elect Director Anthony B. Evnin | Management | For | For |
3 | Elect Director Gwen A. Fyfe | Management | For | For |
4 | Elect Director Steven H. Holtzman | Management | For | For |
5 | Elect Director Eric S. Lander | Management | For | For |
6 | Elect Director Patrick P. Lee | Management | For | For |
7 | Elect Director Thomas J. Lynch | Management | For | For |
8 | Elect Director Adelene Q. Perkins | Management | For | For |
9 | Elect Director Norman C. Selby | Management | For | For |
10 | Elect Director Ian F. Smith | Management | For | For |
11 | Elect Director Michael C. Venuti | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Ratify Auditors | Management | For | For |
INSULET CORPORATION
MEETING DATE: MAY 02, 2012 |
||||
TICKER: PODD
SECURITY ID: 45784P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Liamos | Management | For | For |
1.2 | Elect Director Daniel Levangie | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LABORATORY CORPORATION OF AMERICA HOLDINGS
MEETING DATE: MAY 01, 2012 |
||||
TICKER: LH
SECURITY ID: 50540R409
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David P. King | Management | For | For |
2 | Elect Director Kerrii B. Anderson | Management | For | For |
3 | Elect Director Jean-Luc Belingard | Management | For | For |
4 | Elect Director N. Anthony Coles, Jr. | Management | For | For |
5 | Elect Director Wendy E. Lane | Management | For | For |
6 | Elect Director Thomas P. Mac Mahon | Management | For | For |
7 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
8 | Elect Director Arthur H. Rubenstein | Management | For | For |
9 | Elect Director M. Keith Weikel | Management | For | For |
10 | Elect Director R. Sanders Williams | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
LCA-VISION INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: LCAV
SECURITY ID: 501803308
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Bahl | Management | For | For |
1.2 | Elect Director John H. Gutfreund | Management | For | For |
1.3 | Elect Director John C. Hassan | Management | For | For |
1.4 | Elect Director Edgar F. Heizer, III | Management | For | For |
1.5 | Elect Director James C. Wachtman | Management | For | For |
1.6 | Elect Director E. Anthony Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MCKESSON CORPORATION
MEETING DATE: JUL 27, 2011 |
||||
TICKER: MCK
SECURITY ID: 58155Q103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Participating Preferred Stock | Management | For | For |
14 | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
15 | Reduce Supermajority Vote Requirement and "Fair Price" Provision Applicable to Certain Business Combinations | Management | For | For |
16 | Amend Certificate of Incorporation to Remove Transitional Provision Related to Eliminated Classified Board Structure | Management | For | For |
17 | Amend Certificate of Incorporation to Conform the "Interested Transactions" Provisions and the Stockholder Action Provision | Management | For | For |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
MEDA AB
MEETING DATE: MAY 09, 2012 |
||||
TICKER: MEDA A
SECURITY ID: W5612K109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Allow Questions | Management | None | None |
10a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10b | Approve Allocation of Income and Dividends of SEK 2.25 per Share | Management | For | Did Not Vote |
10c | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 750,000 for Chairman and SEK 325,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Maria Carell, Peter Claesson, Peter von Ehrenheim, Bert-Ake Eriksson, Marianne Hamilton, Tuve Johannesson, and Anders Lonner as Directors; Elect Lars Westerberg as New Director; Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
14 | Elect Bert-Ake Eriksson as Chairman of the Board | Management | For | Did Not Vote |
15 | Authorize Chairman and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
17 | Approve Issuance of up to 30.2 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
18 | Approve Issuance of Convertible Bonds without Preemptive Rights | Management | For | Did Not Vote |
19 | Authorize Repurchase of Class A Shares up to Ten Percent of Share Capital and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
20 | Amend Articles Re: Editorial Changes | Management | For | Did Not Vote |
21 | Other Business | Management | None | None |
22 | Close Meeting | Management | None | None |
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: DEC 21, 2011 |
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TICKER: MHS
SECURITY ID: 58405U102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
MEDNAX, INC.
MEETING DATE: MAY 10, 2012 |
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TICKER: MD
SECURITY ID: 58502B106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
1.3 | Elect Director Michael B. Fernandez | Management | For | For |
1.4 | Elect Director Roger K. Freeman | Management | For | For |
1.5 | Elect Director Paul G. Gabos | Management | For | For |
1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
1.7 | Elect Director Manuel Kadre | Management | For | For |
1.8 | Elect Director Roger J. Medel | Management | For | For |
1.9 | Elect Director Donna E. Shalala | Management | For | For |
1.10 | Elect Director Enrique J. Sosa | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MERCK & CO., INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: MRK
SECURITY ID: 58933Y105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Kenneth C. Frazier | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director William B. Harrison Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director Rochelle B. Lazarus | Management | For | For |
8 | Elect Director Carlos E. Represas | Management | For | For |
9 | Elect Director Patricia F. Russo | Management | For | For |
10 | Elect Director Craig B. Thompson | Management | For | For |
11 | Elect Director Wendell P. Weeks | Management | For | For |
12 | Elect Director Peter C. Wendell | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
17 | Report on Charitable and Political Contributions | Shareholder | Against | Abstain |
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: NBIX
SECURITY ID: 64125C109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Thomas Mitchell | Management | For | For |
1.2 | Elect Director Joseph A. Mollica | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NPS PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: NPSP
SECURITY ID: 62936P103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director Georges Gemayel | Management | For | For |
1.4 | Elect Director Pedro Granadillo | Management | For | For |
1.5 | Elect Director James G. Groninger | Management | For | For |
1.6 | Elect Director Francois Nader | Management | For | For |
1.7 | Elect Director Rachel R. Selisker | Management | For | For |
1.8 | Elect Director Peter G. Tombros | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 27, 2012 |
||||
TICKER: NUAN
SECURITY ID: 67020Y100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | For |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | For |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Elect Director Mark R. Laret | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
OMNICARE, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: OCR
SECURITY ID: 681904108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Emmert | Management | For | For |
2 | Elect Director John Figueroa | Management | For | For |
3 | Elect Director Steven J. Heyer | Management | For | For |
4 | Elect Director Andrea R. Lindell | Management | For | For |
5 | Elect Director Barry Schochet | Management | For | For |
6 | Elect Director James D. Shelton | Management | For | For |
7 | Elect Director Amy Wallman | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Ratify Auditors | Management | For | For |
OPTIMER PHARMACEUTICALS, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: OPTR
SECURITY ID: 68401H104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Lichtinger | Management | For | For |
1.2 | Elect Director Henry A. McKinnell | Management | For | For |
1.3 | Elect Director Peter E. Grebow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
OPTO CIRCUITS INDIA LTD.
MEETING DATE: SEP 28, 2011 |
||||
TICKER: 532391
SECURITY ID: Y6495Y115
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 4.50 Per Share | Management | For | For |
3 | Reappoint A. Mulay as Director | Management | For | For |
4 | Reappoint R. Raisinghani as Director | Management | For | For |
5 | Reappoint J.C. Patel as Director | Management | For | Against |
6 | Approve Anand Amarnath & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Increase in Limit on Foreign Shareholdings to 49 Percent | Management | For | For |
OPTO CIRCUITS INDIA LTD.
MEETING DATE: MAR 19, 2012 |
||||
TICKER: 532391
SECURITY ID: Y6495Y115
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Share Capital | Management | For | For |
2 | Amend Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
3 | Amend Articles of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
4 | Approve Bonus Issue | Management | For | For |
ORTHOFIX INTERNATIONAL NV
MEETING DATE: AUG 16, 2011 |
||||
TICKER: OFIX
SECURITY ID: N6748L102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James F. Gero as Director | Management | For | For |
1.2 | Elect Guy J. Jordan as Director | Management | For | For |
1.3 | Elect Michael R. Mainelli as Director | Management | For | For |
1.4 | Elect Alan W. Milinazzo as Director | Management | For | For |
1.5 | Elect Maria Sainz as Director | Management | For | For |
1.6 | Elect Davey S. Scoon as Director | Management | For | For |
1.7 | Elect Robert S. Vaters as Director | Management | For | For |
1.8 | Elect Walter P. von Wartburg as Director | Management | For | For |
1.9 | Elect Kenneth R. Weisshaar as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: PCRX
SECURITY ID: 695127100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Laura Brege | Management | For | For |
1.2 | Elect Director Luke Evnin | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PERRIGO COMPANY
MEETING DATE: OCT 26, 2011 |
||||
TICKER: PRGO
SECURITY ID: 714290103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary K. Kunkle, Jr. | Management | For | For |
1.2 | Elect Director Herman Morris, Jr. | Management | For | For |
1.3 | Elect Director Ben-Zion Zilberfarb | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
PFIZER INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: PFE
SECURITY ID: 717081103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director M. Anthony Burns | Management | For | For |
3 | Elect Director W. Don Cornwell | Management | For | For |
4 | Elect Director Frances D. Fergusson | Management | For | For |
5 | Elect Director William H. Gray, III | Management | For | For |
6 | Elect Director Helen H. Hobbs | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Marc Tessier-Lavigne | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Publish Political Contributions | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Non-Employee Director Compensation | Shareholder | Against | Abstain |
PRESTIGE BRANDS HOLDINGS, INC.
MEETING DATE: AUG 02, 2011 |
||||
TICKER: PBH
SECURITY ID: 74112D101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew M. Mannelly | Management | For | For |
1.2 | Elect Director John E. Byom | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
1.5 | Elect Director Patrick M. Lonergan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PRESTIGE BRANDS HOLDINGS, INC.
MEETING DATE: JUN 29, 2012 |
||||
TICKER: PBH
SECURITY ID: 74112D101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew M. Mannelly | Management | For | Withhold |
1.2 | Elect Director John E. Byom | Management | For | Withhold |
1.3 | Elect Director Gary E. Costley | Management | For | Withhold |
1.4 | Elect Director Charles J. Hinkaty | Management | For | Withhold |
1.5 | Elect Director Patrick M. Lonergan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PUMA BIOTECHNOLOGY, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: PBYI
SECURITY ID: 74587V107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | Withhold |
1.2 | Elect Director Thomas R. Malley | Management | For | Withhold |
1.3 | Elect Director Jay M. Moyes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
QUALICORP SA
MEETING DATE: NOV 11, 2011 |
||||
TICKER: QUAL3
SECURITY ID: P7S21H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 16 | Management | For | For |
QUALICORP SA
MEETING DATE: APR 17, 2012 |
||||
TICKER: QUAL3
SECURITY ID: P7S21H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Elect Directors and Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Abstain |
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 11, 2012 |
||||
TICKER: DGX
SECURITY ID: 74834L100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jenne K. Britell | Management | For | For |
2 | Elect Director Gail R. Wilensky | Management | For | For |
3 | Elect Director John B. Ziegler | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Declassify the Board of Directors | Shareholder | None | For |
RAIA DROGASIL S.A
MEETING DATE: APR 27, 2012 |
||||
TICKER: RADL3
SECURITY ID: P7987N104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | Abstain |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
RITE AID CORPORATION
MEETING DATE: JUN 21, 2012 |
||||
TICKER: RAD
SECURITY ID: 767754104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
2 | Elect Director Francois J. Coutu | Management | For | For |
3 | Elect Director Michel Coutu | Management | For | For |
4 | Elect Director James L. Donald | Management | For | For |
5 | Elect Director David R. Jessick | Management | For | For |
6 | Elect Director Michael N. Regan | Management | For | For |
7 | Elect Director Mary F. Sammons | Management | For | For |
8 | Elect Director John T. Standley | Management | For | For |
9 | Elect Director Marcy Syms | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
14 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
15 | Approve Proposal Relating to the Relationships of Directors | Shareholder | Against | Against |
SANOFI
MEETING DATE: MAY 04, 2012 |
||||
TICKER: SAN
SECURITY ID: 80105N105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | Management | For | For |
4 | Elect Laurent Attal as Director | Management | For | For |
5 | Reelect Uwe Bicker as Director | Management | For | For |
6 | Reelect Jean Rene Fourtou as Director | Management | For | For |
7 | Reelect Claudie Haignere as Director | Management | For | For |
8 | Reelect Carole Piwnica as Director | Management | For | For |
9 | Reelect Klaus Pohle as Director | Management | For | For |
10 | Appoint Ernst & Young et Autres as Auditor | Management | For | For |
11 | Appoint Auditex as Alternate Auditor | Management | For | For |
12 | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SEATTLE GENETICS, INC.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: SGEN
SECURITY ID: 812578102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clay B. Siegall | Management | For | For |
1.2 | Elect Director Felix Baker | Management | For | For |
1.3 | Elect Director Nancy A. Simonian | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SHIRE PLC
MEETING DATE: APR 24, 2012 |
||||
TICKER: SHP
SECURITY ID: 82481R106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect William Burns as Director | Management | For | For |
4 | Re-elect Matthew Emmens as Director | Management | For | For |
5 | Re-elect Dr David Ginsburg as Director | Management | For | For |
6 | Re-elect Graham Hetherington as Director | Management | For | For |
7 | Re-elect David Kappler as Director | Management | For | For |
8 | Re-elect Anne Minto as Director | Management | For | For |
9 | Re-elect Angus Russell as Director | Management | For | For |
10 | Re-elect David Stout as Director | Management | For | For |
11 | Elect Susan Kilsby as Director | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
STEWART ENTERPRISES, INC.
MEETING DATE: APR 19, 2012 |
||||
TICKER: STEI
SECURITY ID: 860370105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Elstrott, Jr. | Management | For | For |
1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
1.3 | Elect Director Alden J. McDonald, Jr. | Management | For | For |
1.4 | Elect Director Ronald H. Patron | Management | For | For |
1.5 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
1.6 | Elect Director John K. Saer, Jr. | Management | For | For |
1.7 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SUNRISE SENIOR LIVING, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: SRZ
SECURITY ID: 86768K106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Thomas J. Donohue | Management | For | For |
1.3 | Elect Director Stephen D. Harlan | Management | For | For |
1.4 | Elect Director Paul J. Klaassen | Management | For | For |
1.5 | Elect Director Lynn Krominga | Management | For | For |
1.6 | Elect Director William G. Little | Management | For | For |
1.7 | Elect Director Mark S. Ordan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
SXC HEALTH SOLUTIONS CORP.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: SXCI
SECURITY ID: 78505P100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Thierer | Management | For | For |
1.2 | Elect Director Steven D. Cosler | Management | For | For |
1.3 | Elect Director Peter J. Bensen | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Philip R. Reddon | Management | For | For |
1.6 | Elect Director Curtis J. Thorne | Management | For | For |
1.7 | Elect Director Anthony Masso | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: GEVA
SECURITY ID: 87159A103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanj K. Patel | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director Stephen R. Biggar | Management | For | For |
1.4 | Elect Director Stephen R. Davis | Management | For | For |
1.5 | Elect Director Thomas R. Malley | Management | For | For |
1.6 | Elect Director Barry Quart | Management | For | For |
1.7 | Elect Director Thomas J. Tisch | Management | For | For |
1.8 | Elect Director Peter Wirth | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TARGACEPT, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: TRGT
SECURITY ID: 87611R306
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Steven Burrill | Management | For | For |
1.2 | Elect Director Errol B. De Souza | Management | For | For |
1.3 | Elect Director Mark Skaletsky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE COOPER COMPANIES, INC.
MEETING DATE: MAR 20, 2012 |
||||
TICKER: COO
SECURITY ID: 216648402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Thomas Bender | Management | For | For |
2 | Elect Director Michael H. Kalkstein | Management | For | For |
3 | Elect Director Jody S. Lindell | Management | For | For |
4 | Elect Director Donald Press | Management | For | For |
5 | Elect Director Steven Rosenberg | Management | For | For |
6 | Elect Director Allan E. Rubenstein | Management | For | For |
7 | Elect Director Robert S. Weiss | Management | For | For |
8 | Elect Director Stanley Zinberg | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THERAVANCE, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: THRX
SECURITY ID: 88338T104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.4 | Elect Director Arnold J. Levine | Management | For | For |
1.5 | Elect Director Burton G. Malkiel | Management | For | For |
1.6 | Elect Director Peter S. Ringrose | Management | For | For |
1.7 | Elect Director William H. Waltrip | Management | For | For |
1.8 | Elect Director George M. Whitesides | Management | For | For |
1.9 | Elect Director William D. Young | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
TRIMERIS, INC.
MEETING DATE: NOV 02, 2011 |
||||
TICKER: TRMS
SECURITY ID: 896263100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 26, 2012 |
||||
TICKER: UTHR
SECURITY ID: 91307C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martine Rothblatt | Management | For | For |
1.2 | Elect Director Louis Sullivan | Management | For | For |
1.3 | Elect Director Ray Kurzweil | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 04, 2012 |
||||
TICKER: UNH
SECURITY ID: 91324P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Rodger A. Lawson | Management | For | For |
7 | Elect Director Douglas W. Leatherdale | Management | For | For |
8 | Elect Director Glenn M. Renwick | Management | For | For |
9 | Elect Director Kenneth I. Shine | Management | For | For |
10 | Elect Director Gail R. Wilensky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: VRX
SECURITY ID: 91911K102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald H. Farmer | Management | For | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director Theo Melas-Kyriazi | Management | For | For |
1.4 | Elect Director G. Mason Morfit | Management | For | For |
1.5 | Elect Director Laurence E. Paul | Management | For | For |
1.6 | Elect Director J. Michael Pearson | Management | For | For |
1.7 | Elect Director Robert N. Power | Management | For | For |
1.8 | Elect Director Norma A. Provencio | Management | For | For |
1.9 | Elect Director Lloyd M. Segal | Management | For | For |
1.10 | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VICAL INCORPORATED
MEETING DATE: MAY 24, 2012 |
||||
TICKER: VICL
SECURITY ID: 925602104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Gordon Douglas | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WATSON PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2012 |
||||
TICKER: WPI
SECURITY ID: 942683103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jack Michelson | Management | For | For |
2 | Elect Director Ronald R. Taylor | Management | For | For |
3 | Elect Director Andrew L. Turner | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
WEBMD HEALTH CORP.
MEETING DATE: OCT 04, 2011 |
||||
TICKER: WBMD
SECURITY ID: 94770V102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerome C. Keller | Management | For | For |
1.2 | Elect Director Herman Sarkowsky | Management | For | For |
1.3 | Elect Director Martin J. Wygod | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WELLPOINT, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: WLP
SECURITY ID: 94973V107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lenox D. Baker, Jr. | Management | For | For |
2 | Elect Director Susan B. Bayh | Management | For | For |
3 | Elect Director Julie A. Hill | Management | For | For |
4 | Elect Director Ramiro G. Peru | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
WILLIAM DEMANT HOLDING A/S
MEETING DATE: APR 11, 2012 |
||||
TICKER: WDH
SECURITY ID: K9898W129
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3 | Approve Remuneration of Directors in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Vice Chairman, and DKK 300,000 for Other Directors | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
5a | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
5b | Reelect Peter Foss as Director | Management | For | Did Not Vote |
5c | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
5d | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
7a | Authorize Repurchase of Issued Shares | Management | For | Did Not Vote |
7b | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
WRIGHT MEDICAL GROUP, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: WMGI
SECURITY ID: 98235T107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Blackford | Management | For | For |
1.2 | Elect Director Martin J. Emerson | Management | For | For |
1.3 | Elect Director Lawrence W. Hamilton | Management | For | For |
1.4 | Elect Director Ronald K. Labrum | Management | For | For |
1.5 | Elect Director John L. Miclot | Management | For | For |
1.6 | Elect Director Robert J. Palmisano | Management | For | For |
1.7 | Elect Director Amy S. Paul | Management | For | For |
1.8 | Elect Director Robert J. Quillinan | Management | For | For |
1.9 | Elect Director David D. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
XENOPORT, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: XNPT
SECURITY ID: 98411C100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis M. Fenton | Management | For | For |
1.2 | Elect Director Catherine J. Friedman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
YM BIOSCIENCES INC.
MEETING DATE: NOV 22, 2011 |
||||
TICKER: YM
SECURITY ID: 984238105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Ten | Management | For | For |
2.1 | Elect Director David G.P. Allan | Management | For | For |
2.2 | Elect Director Thomas I.A. Allen | Management | For | For |
2.3 | Elect Director Mark Entwistle | Management | For | For |
2.4 | Elect Director Henry Friesen | Management | For | For |
2.5 | Elect Director Philip Frost | Management | For | For |
2.6 | Elect Director Nick Glover | Management | For | For |
2.7 | Elect Director Catherine J. Mackey | Management | For | For |
2.8 | Elect Director Nicole Onetto | Management | For | For |
2.9 | Elect Director Francois Thomas | Management | For | For |
2.10 | Elect Director Tryon M. Williams | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
ZELTIQ AESTHETICS, INC.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: ZLTQ
SECURITY ID: 98933Q108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean George | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
ZIMMER HOLDINGS, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ZMH
SECURITY ID: 98956P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Betsy J. Bernard | Management | For | For |
2 | Elect Director Marc N. Casper | Management | For | For |
3 | Elect Director David C. Dvorak | Management | For | For |
4 | Elect Director Larry C. Glasscock | Management | For | For |
5 | Elect Director Robert A. Hagemann | Management | For | For |
6 | Elect Director Arthur J. Higgins | Management | For | For |
7 | Elect Director John L. McGoldrick | Management | For | For |
8 | Elect Director Cecil B. Pickett | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 20, 2012 |
||||
TICKER: ZIOP
SECURITY ID: 98973P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis | Management | For | For |
1.2 | Elect Director Richard E. Bagley | Management | For | For |
1.3 | Elect Director Murray Brennan | Management | For | For |
1.4 | Elect Director James A. Cannon | Management | For | For |
1.5 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.6 | Elect Director Randal J. Kirk | Management | For | For |
1.7 | Elect Director Timothy McInerney | Management | For | For |
1.8 | Elect Director Michael Weiser | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT INDUSTRIAL EQUIPMENT PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
A. O. SMITH CORPORATION
MEETING DATE: APR 16, 2012 |
||||
TICKER: AOS
SECURITY ID: 831865209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
1.2 | Elect Director William P. Greubel | Management | For | For |
1.3 | Elect Director Idelle K. Wolf | Management | For | For |
1.4 | Elect Director Gene C. Wulf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
ACUITY BRANDS, INC.
MEETING DATE: JAN 06, 2012 |
||||
TICKER: AYI
SECURITY ID: 00508Y102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter C. Browning | Management | For | For |
1.2 | Elect Director Ray M. Robinson | Management | For | For |
1.3 | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Deferred Compensation Plan | Management | For | For |
AMERICAN WOODMARK CORPORATION
MEETING DATE: AUG 25, 2011 |
||||
TICKER: AMWD
SECURITY ID: 030506109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William F. Brandt, Jr. | Management | For | For |
2 | Elect Director Andrew B. Cogan | Management | For | For |
3 | Elect Director Martha M. Dally | Management | For | For |
4 | Elect Director James G. Davis, Jr. | Management | For | For |
5 | Elect Director Kent B. Guichard | Management | For | For |
6 | Elect Director Daniel T. Hendrix | Management | For | Against |
7 | Elect Director Kent J. Hussey | Management | For | For |
8 | Elect Director Carol B. Moerdyk | Management | For | For |
9 | Elect Director Vance W. Tang | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 22, 2012 |
||||
TICKER: AWI
SECURITY ID: 04247X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director Kevin R. Burns | Management | For | For |
1.3 | Elect Director Matthew J. Espe | Management | For | For |
1.4 | Elect Director James J. Gaffney | Management | For | For |
1.5 | Elect Director Tao Huang | Management | For | For |
1.6 | Elect Director Michael F. Johnston | Management | For | For |
1.7 | Elect Director Jeffrey Liaw | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James C. Melville | Management | For | For |
1.10 | Elect Director James J. O'Connor | Management | For | For |
1.11 | Elect Director John J. Roberts | Management | For | For |
1.12 | Elect Director Richard E. Wenz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASHOK LEYLAND LIMITED
MEETING DATE: JUL 19, 2011 |
||||
TICKER: 500477
SECURITY ID: Y0266N143
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
3 | Reappoint D.J.B. Rao as Director | Management | For | For |
4 | Reappoint D.G. Hinduja as Director | Management | For | Against |
5 | Reappoint V. Sumantran as Director | Management | For | Against |
6 | Approve M.S. Krishnaswami & Rajan and Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint J. Brunol as Director | Management | For | For |
8 | Appoint S.K. Asher as Director | Management | For | For |
9 | Appoint J.A. Halonen as Director | Management | For | For |
10 | Approve Appointment and Remuneration of R. Seshasayee as Executive Vice Chairman | Management | For | Against |
11 | Approve Appointment and Remuneration of V.K. Dasari as Managing Director | Management | For | Against |
12 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
13 | Amend Articles of Association Re: Appointment of Managing Directors | Management | For | For |
14 | Approve Increase in Borrowing Powers to INR 80 Billion | Management | For | For |
15 | Approve Pledging of Assets for Debt | Management | For | For |
16 | Approve Increase in Authorized Share Capital from INR 2 Billion to INR 3 Billion by the Creation of 1 Billion Equity Shares of INR 1.00 Each | Management | For | For |
17 | Amend Article 3 of the Articles of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
18 | Authorize Capitalization of Reserves for Bonus Issue in the Proportion of One Bonus Share for Every One Existing Equity Share Held | Management | For | For |
AUTOLIV, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ALV
SECURITY ID: 052800109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Xiaozhi Liu | Management | For | For |
1.2 | Elect Director George A. Lorch | Management | For | For |
1.3 | Elect Director Kazuhiko Sakamoto | Management | For | For |
1.4 | Elect Director Wolfgang Ziebart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BE AEROSPACE, INC.
MEETING DATE: JUL 26, 2011 |
||||
TICKER: BEAV
SECURITY ID: 073302101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Khoury | Management | For | For |
1.2 | Elect Director Jonathan M. Schofield | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
BLOUNT INTERNATIONAL, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: BLT
SECURITY ID: 095180105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Beasley, Jr. | Management | For | For |
1.2 | Elect Director Ronald Cami | Management | For | For |
1.3 | Elect Director Andrew C. Clarke | Management | For | For |
1.4 | Elect Director Joshua L. Collins | Management | For | For |
1.5 | Elect Director Nelda J. Connors | Management | For | For |
1.6 | Elect Director Thomas J. Fruechtel | Management | For | For |
1.7 | Elect Director E. Daniel James | Management | For | For |
1.8 | Elect Director Harold E. Layman | Management | For | For |
1.9 | Elect Director David A. Willmott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CATERPILLAR INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: CAT
SECURITY ID: 149123101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Eugene V. Fife | Management | For | For |
1.4 | Elect Director Juan Gallardo | Management | For | For |
1.5 | Elect Director David R. Goode | Management | For | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.7 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.8 | Elect Director Peter A. Magowan | Management | For | For |
1.9 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.10 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.11 | Elect Director William A. Osborn | Management | For | For |
1.12 | Elect Director Charles D. Powell | Management | For | For |
1.13 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.14 | Elect Director Susan C. Schwab | Management | For | For |
1.15 | Elect Director Joshua I. Smith | Management | For | For |
1.16 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Advance Notice Provisions for Shareholder Proposals/Nominations | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
8 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
CCR S.A.
MEETING DATE: NOV 25, 2011 |
||||
TICKER: CCRO3
SECURITY ID: P1413U105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Approve 4:1 Stock Split | Management | For | For |
1.b | Approve Increase in Authorized Capital as Result of Stock Split | Management | For | For |
2 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
3 | Amend Articles Re: Director Shareholding Requirement | Management | For | For |
4 | Amend Article 11 | Management | For | For |
5 | Amend Article 12 | Management | For | For |
6 | Consolidate Bylaws | Management | For | For |
7 | Elect Alternate Fiscal Council Member | Management | For | For |
8 | Elect One Director and Two Alternate Directors | Management | For | For |
CCR S.A.
MEETING DATE: JAN 16, 2012 |
||||
TICKER: CCRO3
SECURITY ID: P1413U105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Corporate Purpose | Management | For | For |
2 | Approve Acquisition of Airport Assets Held by Controlling Shareholders | Management | For | For |
CCR S.A.
MEETING DATE: APR 13, 2012 |
||||
TICKER: CCRO3
SECURITY ID: P1413U105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Elect Directors | Management | For | Against |
5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
6 | Elect Fiscal Council Members | Management | For | For |
COBRA ELECTRONICS CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: COBR
SECURITY ID: 191042100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Sam Park | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
COMMERCIAL VEHICLE GROUP, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: CVGI
SECURITY ID: 202608105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S.A. Johnson | Management | For | For |
1.2 | Elect Director John W. Kessler | Management | For | For |
1.3 | Elect Director Arnold B. Siemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CUMMINS INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: CMI
SECURITY ID: 231021106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director William I. Miller | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Georgia R. Nelson | Management | For | For |
5 | Elect Director Carl Ware | Management | For | For |
6 | Elect Director Robert K. Herdman | Management | For | For |
7 | Elect Director Robert J. Bernhard | Management | For | For |
8 | Elect Director Franklin R. Chang Diaz | Management | For | For |
9 | Elect Director Stephen B. Dobbs | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
13 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
14 | Provide Right to Call Special Meeting | Management | For | For |
DANAHER CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: DHR
SECURITY ID: 235851102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mortimer M. Caplin | Management | For | For |
2 | Elect Director Donald J. Ehrlich | Management | For | For |
3 | Elect Director Linda P. Hefner | Management | For | For |
4 | Elect Director Teri List-Stoll | Management | For | For |
5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EMCOR GROUP, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: EME
SECURITY ID: 29084Q100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Bershad | Management | For | For |
1.2 | Elect Director David A.B. Brown | Management | For | For |
1.3 | Elect Director Larry J. Bump | Management | For | For |
1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.7 | Elect Director David H. Laidley | Management | For | For |
1.8 | Elect Director Frank T. MacInnis | Management | For | For |
1.9 | Elect Director Jerry E. Ryan | Management | For | For |
1.10 | Elect Director Michael T. Yonker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EMERSON ELECTRIC CO.
MEETING DATE: FEB 07, 2012 |
||||
TICKER: EMR
SECURITY ID: 291011104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Fernandez G. | Management | For | For |
1.2 | Elect Director A.F. Golden | Management | For | For |
1.3 | Elect Director W.R. Johnson | Management | For | For |
1.4 | Elect Director J.B. Menzer | Management | For | For |
1.5 | Elect Director A.A. Busch, III | Management | For | For |
1.6 | Elect Director R.I. Ridgway | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
5 | Declassify the Board of Directors | Shareholder | Against | For |
ENKA INSAAT VE SANAYI A.S.
MEETING DATE: APR 18, 2012 |
||||
TICKER: ENKAI
SECURITY ID: M4055T108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Presiding Council of Meeting | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Receive Board and Internal Audit Reports | Management | None | None |
4 | Receive External Audit Report | Management | None | None |
5 | Receive Information on Charitable Donations | Management | None | None |
6 | Accept Financial Statements and Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
7 | Approve Remuneration Policy | Management | For | Did Not Vote |
8 | Elect Directors | Management | For | Did Not Vote |
9 | Approve Director Remuneration | Management | For | Did Not Vote |
10 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Management | For | Did Not Vote |
11 | Approve Allocation of Income | Management | For | Did Not Vote |
12 | Approve Profit Distribution Policy | Management | For | Did Not Vote |
13 | Approve Company Policy on Charitable Donations | Management | For | Did Not Vote |
14 | Ratify External Auditors | Management | For | Did Not Vote |
15 | Amend Company Articles | Management | For | Did Not Vote |
16 | Amend Corporate Purpose | Management | For | Did Not Vote |
17 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
18 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
19 | Wishes | Management | None | None |
ESTERLINE TECHNOLOGIES CORPORATION
MEETING DATE: MAR 07, 2012 |
||||
TICKER: ESL
SECURITY ID: 297425100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Delores M. Etter | Management | For | For |
2 | Elect Director Mary L. Howell | Management | For | For |
3 | Elect Director Jerry D. Leitman | Management | For | For |
4 | Elect Director Gary E. Pruitt | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FLIR SYSTEMS, INC.
MEETING DATE: APR 27, 2012 |
||||
TICKER: FLIR
SECURITY ID: 302445101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl R. Lewis | Management | For | For |
1.2 | Elect Director Steven E. Wynne | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
FLOWSERVE CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: FLS
SECURITY ID: 34354P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Blinn | Management | For | For |
1.2 | Elect Director Roger L. Fix | Management | For | For |
1.3 | Elect Director David E. Roberts | Management | For | For |
1.4 | Elect Director James O. Rollans | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FLUOR CORPORATION
MEETING DATE: MAY 03, 2012 |
||||
TICKER: FLR
SECURITY ID: 343412102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter K. Barker | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Dean R. O'Hare | Management | For | For |
4 | Elect Director David T. Seaton | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Ratify Auditors | Management | For | For |
FOSTER WHEELER AG
MEETING DATE: AUG 02, 2011 |
||||
TICKER: FWLT
SECURITY ID: H27178104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Roberto Quarta as Director | Management | For | For |
2 | Elect John M. Malcolm as Director | Management | For | For |
3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS. | Management | For | Abstain |
FOSTER WHEELER AG
MEETING DATE: NOV 01, 2011 |
||||
TICKER: FWLT
SECURITY ID: H27178104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect J. Kent Masters as Director | Management | For | For |
2 | Elect Henri Philippe Reichstul as Director | Management | For | For |
3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
FOSTER WHEELER AG
MEETING DATE: MAY 01, 2012 |
||||
TICKER: FWLT
SECURITY ID: H27178104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Umberto della Sala as Director | Management | For | For |
2 | Elect J. Kent Masters as Director | Management | For | For |
3 | Elect Roberto Quarta as Director | Management | For | For |
4 | Elect Maureen B. Tart-Bezer as Director | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Accept Financial Statements and Statutory Reports | Management | For | For |
9 | Approve Discharge of Board and Senior Management | Management | For | For |
10 | Approve CHF 51,721,260 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | For |
12 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
GENCOR INDUSTRIES, INC.
MEETING DATE: MAR 07, 2012 |
||||
TICKER: GENC
SECURITY ID: 368678108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cort J. Dondero | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GENERAL CABLE CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: BGC
SECURITY ID: 369300108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory B. Kenny | Management | For | For |
1.2 | Elect Director Gregory E. Lawton | Management | For | For |
1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.4 | Elect Director Craig P. Omtvedt | Management | For | For |
1.5 | Elect Director Patrick M. Prevost | Management | For | For |
1.6 | Elect Director Robert L. Smialek | Management | For | For |
1.7 | Elect Director John E. Welsh, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 25, 2012 |
||||
TICKER: GE
SECURITY ID: 369604103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner, III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Amend Omnibus Stock Plan | Management | For | For |
20 | Approve Material Terms of Senior Officer Performance Goals | Management | For | For |
21 | Provide for Cumulative Voting | Shareholder | Against | Against |
22 | Phase Out Nuclear Activities | Shareholder | Against | Against |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
GEOEYE, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: GEOY
SECURITY ID: 37250W108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Abrahamson | Management | For | Withhold |
1.2 | Elect Director Joseph M. Ahearn | Management | For | Withhold |
1.3 | Elect Director Michael P.C. Carns | Management | For | For |
1.4 | Elect Director Martin C. Faga | Management | For | Withhold |
1.5 | Elect Director Michael F. Horn, Sr. | Management | For | Withhold |
1.6 | Elect Director Lawrence A. Hough | Management | For | Withhold |
1.7 | Elect Director Roberta E. Lenczowski | Management | For | Withhold |
1.8 | Elect Director Matthew M. O'Connell | Management | For | Withhold |
1.9 | Elect Director James M. Simon, Jr. | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GIBRALTAR INDUSTRIES, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: ROCK
SECURITY ID: 374689107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David N. Campbell | Management | For | For |
2 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Material Terms of the Annual Performance Stock Unit Grant | Management | For | For |
5 | Provide Right to Act by Written Consent | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
GRACO INC.
MEETING DATE: APR 20, 2012 |
||||
TICKER: GGG
SECURITY ID: 384109104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Carroll | Management | For | For |
1.2 | Elect Director Jack W. Eugster | Management | For | For |
1.3 | Elect Director R. William Van Sant | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
GRAFTECH INTERNATIONAL LTD.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: GTI
SECURITY ID: 384313102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy W. Carson | Management | For | For |
1.2 | Elect Director Mary B. Cranston | Management | For | For |
1.3 | Elect Director Harold E. Layman | Management | For | For |
1.4 | Elect Director Ferrell P. McClean | Management | For | For |
1.5 | Elect Director Nathan Milikowsky | Management | For | For |
1.6 | Elect Director Michael C. Nahl | Management | For | For |
1.7 | Elect Director Steven R. Shawley | Management | For | For |
1.8 | Elect Director Craig S. Shular | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 23, 2012 |
||||
TICKER: HON
SECURITY ID: 438516106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Require Independent Board Chairman | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
HOUSTON WIRE & CABLE COMPANY
MEETING DATE: MAY 08, 2012 |
||||
TICKER: HWCC
SECURITY ID: 44244K109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Pokluda, III | Management | For | For |
1.2 | Elect Director Michael T. Campbell | Management | For | For |
1.3 | Elect Director I. Stewart Farwell | Management | For | For |
1.4 | Elect Director Peter M. Gotsch | Management | For | For |
1.5 | Elect Director Wilson B. Sexton | Management | For | For |
1.6 | Elect Director William H. Sheffield | Management | For | For |
1.7 | Elect Director Scott L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INGERSOLL-RAND PLC
MEETING DATE: JUN 07, 2012 |
||||
TICKER: IR
SECURITY ID: G47791101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
INTERLINE BRANDS, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: IBI
SECURITY ID: 458743101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry J. Goldstein | Management | For | For |
1.2 | Elect Director Drew T. Sawyer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 26, 2012 |
||||
TICKER: JEC
SECURITY ID: 469814107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Noel G. Watson | Management | For | For |
2 | Elect Director Joseph R. Bronson | Management | For | For |
3 | Elect Director Peter J. Robertson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
JOY GLOBAL INC.
MEETING DATE: MAR 06, 2012 |
||||
TICKER: JOY
SECURITY ID: 481165108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Gerard | Management | For | For |
1.2 | Elect Director John T. Gremp | Management | For | For |
1.3 | Elect Director John Nils Hanson | Management | For | For |
1.4 | Elect Director Gale E. Klappa | Management | For | For |
1.5 | Elect Director Richard B. Loynd | Management | For | For |
1.6 | Elect Director P. Eric Siegert | Management | For | For |
1.7 | Elect Director Michael W. Sutherlin | Management | For | For |
1.8 | Elect Director James H. Tate | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
KBR, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: KBR
SECURITY ID: 48242W106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Frank Blount | Management | For | For |
1.2 | Elect Director Loren K. Carroll | Management | For | For |
1.3 | Elect Director Linda Z. Cook | Management | For | For |
1.4 | Elect Director Jack B. Moore | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Certificate of Incorporation to Remove Certain Provisions | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
KEY TECHNOLOGY, INC.
MEETING DATE: FEB 08, 2012 |
||||
TICKER: KTEC
SECURITY ID: 493143101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Shannon | Management | For | For |
1.2 | Elect Director Donald A. Washburn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LARSEN & TOUBRO LTD
MEETING DATE: AUG 26, 2011 |
||||
TICKER: 500510
SECURITY ID: Y5217N159
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 14.50 Per Share | Management | For | For |
3 | Reappoint K. Venkataramanan as Director | Management | For | For |
4 | Reappoint S. Rajgopal as Director | Management | For | For |
5 | Reappoint A.K. Jain as Director | Management | For | For |
6 | Reappoint S.N. Talwar as Director | Management | For | For |
7 | Appoint S.N. Subrahmanyan as Director | Management | For | For |
8 | Approve Appointment and Remuneration of R. Uppal as Executive Director | Management | For | For |
9 | Approve Appointment and Remuneration of S.N. Subrahmanyan as Executive Director | Management | For | For |
10 | Approve Revision in Remuneration of Executive Directors | Management | For | For |
11 | Approve Sharp & Tannan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MANPOWERGROUP
MEETING DATE: MAY 02, 2012 |
||||
TICKER: MAN
SECURITY ID: 56418H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Elect Director John R. Walter | Management | For | For |
3 | Elect Director Marc J. Bolland | Management | For | For |
4 | Elect Director Ulice Payne, Jr. | Management | For | For |
5 | Change Company Name | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MASCO CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: MAS
SECURITY ID: 574599106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard A. Manoogian | Management | For | For |
2 | Elect Director John C. Plant | Management | For | For |
3 | Elect Director Mary Ann Van Lokeren | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
MCDERMOTT INTERNATIONAL, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: MDR
SECURITY ID: 580037109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bookout, III | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director Stephen G. Hanks | Management | For | For |
1.4 | Elect Director Stephen M. Johnson | Management | For | For |
1.5 | Elect Director D. Bradley McWilliams | Management | For | For |
1.6 | Elect Director Thomas C. Schievelbein | Management | For | For |
1.7 | Elect Director Mary Shafer-Malicki | Management | For | For |
1.8 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD
MEETING DATE: AUG 01, 2011 |
||||
TICKER: MILS3
SECURITY ID: P6799C108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
2 | Approve Agreement to Absorb GP Andaimes Sul Locadora Ltda | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Absorption of GP Andaimes Sul Locadora Ltda | Management | For | For |
5 | Elect Jorge Marques de Toledo Camargo as Independent Director | Management | For | For |
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD
MEETING DATE: AUG 01, 2011 |
||||
TICKER: MILS3
SECURITY ID: P6799C108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles and Consolidate Bylaws | Management | For | For |
NCR CORPORATION
MEETING DATE: APR 25, 2012 |
||||
TICKER: NCR
SECURITY ID: 62886E108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Nuti | Management | For | For |
1.2 | Elect Director Gary J. Daichendt | Management | For | For |
1.3 | Elect Director Robert P. DeRodes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OWENS CORNING
MEETING DATE: APR 19, 2012 |
||||
TICKER: OC
SECURITY ID: 690742101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
1.2 | Elect Director James J. McMonagle | Management | For | For |
1.3 | Elect Director W. Howard Morris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PACCAR INC
MEETING DATE: APR 24, 2012 |
||||
TICKER: PCAR
SECURITY ID: 693718108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. Pigott | Management | For | For |
1.2 | Elect Director Warren R. Staley | Management | For | For |
1.3 | Elect Director Charles R. Williamson | Management | For | For |
2 | Require a Majority Vote for the Election of Directors | Shareholder | For | For |
3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
PARKER-HANNIFIN CORPORATION
MEETING DATE: OCT 26, 2011 |
||||
TICKER: PH
SECURITY ID: 701094104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bohn | Management | For | For |
1.2 | Elect Director Linda S. Harty | Management | For | For |
1.3 | Elect Director William E. Kassling | Management | For | For |
1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.5 | Elect Director Klaus-Peter Muller | Management | For | For |
1.6 | Elect Director Candy M. Obourn | Management | For | For |
1.7 | Elect Director Joseph M. Scaminace | Management | For | For |
1.8 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.9 | Elect Director Ake Svensson | Management | For | For |
1.10 | Elect Director James L. Wainscott | Management | For | For |
1.11 | Elect Director Donald E. Washkewicz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 16, 2011 |
||||
TICKER: PCP
SECURITY ID: 740189105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don R. Graber | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
1.3 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QUANEX BUILDING PRODUCTS CORPORATION
MEETING DATE: FEB 23, 2012 |
||||
TICKER: NX
SECURITY ID: 747619104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David D. Petratis | Management | For | For |
1.2 | Elect Director Robert R. Buck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
REGAL BELOIT CORPORATION
MEETING DATE: APR 30, 2012 |
||||
TICKER: RBC
SECURITY ID: 758750103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Henry W. Knueppel | Management | For | For |
3 | Elect Director Dean A. Foate | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: RSG
SECURITY ID: 760759100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director William J. Flynn | Management | For | For |
3 | Elect Director Michael Larson | Management | For | For |
4 | Elect Director Nolan Lehmann | Management | For | For |
5 | Elect Director W. Lee Nutter | Management | For | For |
6 | Elect Director Ramon A. Rodriguez | Management | For | For |
7 | Elect Director Donald W. Slager | Management | For | For |
8 | Elect Director Allan C. Sorensen | Management | For | For |
9 | Elect Director John M. Trani | Management | For | For |
10 | Elect Director Michael W. Wickham | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ROCKWELL AUTOMATION, INC.
MEETING DATE: FEB 07, 2012 |
||||
TICKER: ROK
SECURITY ID: 773903109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Betty C. Alewine | Management | For | For |
1.2 | Elect Director Verne G. Istock | Management | For | For |
1.3 | Elect Director David B. Speer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROPER INDUSTRIES, INC.
MEETING DATE: JUN 04, 2012 |
||||
TICKER: ROP
SECURITY ID: 776696106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert D. Johnson | Management | For | For |
1.2 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
1.3 | Elect Director Wilbur J. Prezzano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STONERIDGE, INC.
MEETING DATE: MAY 07, 2012 |
||||
TICKER: SRI
SECURITY ID: 86183P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Corey | Management | For | For |
1.2 | Elect Director Jeffrey P. Draime | Management | For | For |
1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
1.4 | Elect Director Ira C. Kaplan | Management | For | For |
1.5 | Elect Director Kim Korth | Management | For | For |
1.6 | Elect Director William M. Lasky | Management | For | For |
1.7 | Elect Director Paul J. Schlather | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TATA MOTORS LTD.
MEETING DATE: AUG 12, 2011 |
||||
TICKER: 500570
SECURITY ID: 876568502
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend on Ordinary Shares of INR 20 Per Share and on 'A' Ordinary Shares of INR 20.50 Per Share | Management | For | For |
3 | Reappoint R. Kant as Director | Management | For | For |
4 | Reappoint N.N. Wadia as Director | Management | For | Against |
5 | Reappoint S.M. Palia as Director | Management | For | For |
6 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Appoint R. Speth as Director | Management | For | For |
8 | Approve Five-for-One Stock Split and Amend Clause V of the Memorandum of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
TEGMA GESTAO LOGISTICA S.A
MEETING DATE: AUG 01, 2011 |
||||
TICKER: TGMA3
SECURITY ID: P90284103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Independent Firm to Appraise Proposed Acquisition | Management | For | For |
2 | Approve Independent Firm's Appraisal | Management | For | For |
3 | Approve Acquisition of 80 Percent of Shares of Direct Express Logistica Integrada S.A. | Management | For | For |
4 | Approve Agreement to Absorb Achintya Empreendimentos e Participacoes | Management | For | For |
TEGMA GESTAO LOGISTICA S.A
MEETING DATE: DEC 15, 2011 |
||||
TICKER: TGMA3
SECURITY ID: P90284103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plan | Management | For | Against |
2 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
3 | Amend Article 2 to Update Addresses of Company's New Offices | Management | For | For |
TEGMA GESTAO LOGISTICA S.A
MEETING DATE: APR 10, 2012 |
||||
TICKER: TGMA3
SECURITY ID: P90284103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members and Approve Their Remuneration | Management | For | For |
TEXTRON INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: TXT
SECURITY ID: 883203101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott C. Donnelly | Management | For | For |
2 | Elect Director James T. Conway | Management | For | For |
3 | Elect Director Lawrence K. Fish | Management | For | For |
4 | Elect Director Paul E. Gagne | Management | For | For |
5 | Elect Director Dain M. Hancock | Management | For | For |
6 | Elect Director Lloyd G. Trotter | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
THE MANITOWOC COMPANY, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: MTW
SECURITY ID: 563571108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy V. Armes | Management | For | For |
1.2 | Elect Director Cynthia M. Egnotovich | Management | For | For |
1.3 | Elect Director James L. Packard | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
TIL LTD (FORMERLY *SPUNDISH ENGINEERS LTD)
MEETING DATE: JUL 26, 2011 |
||||
TICKER: 505196
SECURITY ID: Y88387124
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 6.00 Per Share | Management | For | For |
3 | Reappoint A. Mazumdar as Director | Management | For | Against |
4 | Reappoint T. Mukherjee as Director | Management | For | For |
5 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TIL LTD (FORMERLY *SPUNDISH ENGINEERS LTD)
MEETING DATE: DEC 03, 2011 |
||||
TICKER: 505196
SECURITY ID: Y88387124
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Borrowing Powers to INR 4 Billion | Management | For | For |
2 | Approve Pledging of Assets for Debt | Management | For | For |
TRANSDIGM GROUP INCORPORATED
MEETING DATE: FEB 23, 2012 |
||||
TICKER: TDG
SECURITY ID: 893641100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Nicholas Howley | Management | For | Withhold |
1.2 | Elect Director William Dries | Management | For | For |
1.3 | Elect Director Robert Small | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TRW AUTOMOTIVE HOLDINGS CORP.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: TRW
SECURITY ID: 87264S106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Albaugh | Management | For | Withhold |
1.2 | Elect Director Robert L. Friedman | Management | For | For |
1.3 | Elect Director J. Michael Losh | Management | For | For |
1.4 | Elect Director David S. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 11, 2012 |
||||
TICKER: UTX
SECURITY ID: 913017109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Richard D. McCormick | Management | For | For |
8 | Elect Director Harold McGraw, III | Management | For | For |
9 | Elect Director Richard B. Myers | Management | For | For |
10 | Elect Director H. Patrick Swygert | Management | For | For |
11 | Elect Director Andre Villeneuve | Management | For | For |
12 | Elect Director Christine Todd Whitman | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WABCO HOLDINGS INC.
MEETING DATE: MAY 25, 2012 |
||||
TICKER: WBC
SECURITY ID: 92927K102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael T. Smith | Management | For | For |
1.2 | Elect Director John F. Fiedler | Management | For | For |
1.3 | Elect Director Jean-Paul L. Montupet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WEG S.A
MEETING DATE: APR 24, 2012 |
||||
TICKER: WEGE3
SECURITY ID: P9832B129
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Capitalization of Reserves without Issuance of Shares and Amend Article 5 Accordingly | Management | For | For |
2 | Amend Article 17 | Management | For | For |
3 | Amend Articles 33 | Management | For | For |
4 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
WEG S.A
MEETING DATE: APR 24, 2012 |
||||
TICKER: WEGE3
SECURITY ID: P9832B129
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
5 | Elect Fiscal Council Members and Approve Their Remuneration | Management | For | For |
6 | Designate Newspapers to Publish Company Announcements | Management | For | For |
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WCC
SECURITY ID: 95082P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Engel | Management | For | For |
1.2 | Elect Director Steven A. Raymund | Management | For | For |
1.3 | Elect Director Lynn M. Utter | Management | For | For |
1.4 | Elect Director William J. Vareschi, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTPORT INNOVATIONS INC.
MEETING DATE: APR 12, 2012 |
||||
TICKER: WPT
SECURITY ID: 960908309
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Beaulieu | Management | For | For |
1.2 | Elect Director Warren J. Baker | Management | For | For |
1.3 | Elect Director M.A. (Jill) Bodkin | Management | For | For |
1.4 | Elect Director David R. Demers | Management | For | For |
1.5 | Elect Director Dezso J. Horvath | Management | For | For |
1.6 | Elect Director Douglas King | Management | For | For |
1.7 | Elect Director Sarah Liao Sau Tung | Management | For | For |
1.8 | Elect Director Albert Maringer | Management | For | For |
1.9 | Elect Director Gottfried (Guff) Muench | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Change Location of Annual Meeting | Management | For | For |
4 | Re-approve Omnibus Incentive Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT INDUSTRIALS PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3M COMPANY
MEETING DATE: MAY 08, 2012 |
||||
TICKER: MMM
SECURITY ID: 88579Y101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linda G. Alvarado | Management | For | For |
2 | Elect Director Vance D. Coffman | Management | For | For |
3 | Elect Director Michael L. Eskew | Management | For | For |
4 | Elect Director W. James Farrell | Management | For | For |
5 | Elect Director Herbert L. Henkel | Management | For | For |
6 | Elect Director Edward M. Liddy | Management | For | For |
7 | Elect Director Robert S. Morrison | Management | For | For |
8 | Elect Director Aulana L. Peters | Management | For | For |
9 | Elect Director Inge G. Thulin | Management | For | For |
10 | Elect Director Robert J. Ulrich | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
16 | Prohibit Political Contributions | Shareholder | Against | Against |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
ACTUANT CORPORATION
MEETING DATE: JAN 10, 2012 |
||||
TICKER: ATU
SECURITY ID: 00508X203
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director Gustav H.p. Boel | Management | For | For |
1.4 | Elect Director Thomas J. Fischer | Management | For | For |
1.5 | Elect Director William K. Hall | Management | For | For |
1.6 | Elect Director R. Alan Hunter | Management | For | For |
1.7 | Elect Director Robert A. Peterson | Management | For | For |
1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
1.9 | Elect Director Dennis K. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AECOM TECHNOLOGY CORPORATION
MEETING DATE: MAR 08, 2012 |
||||
TICKER: ACM
SECURITY ID: 00766T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Fordyce | Management | For | For |
1.2 | Elect Director Linda Griego | Management | For | For |
1.3 | Elect Director Richard G. Newman | Management | For | For |
1.4 | Elect Director William G. Ouchi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 21, 2012 |
||||
TICKER: A
SECURITY ID: 00846U101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert J. Herbold | Management | For | For |
2 | Elect Director Koh Boon Hwee | Management | For | For |
3 | Elect Director William P. Sullivan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMETEK, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: AME
SECURITY ID: 031100100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Malone | Management | For | For |
1.2 | Elect Director Elizabeth R. Varet | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 22, 2012 |
||||
TICKER: AWI
SECURITY ID: 04247X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stan A. Askren | Management | For | For |
1.2 | Elect Director Kevin R. Burns | Management | For | For |
1.3 | Elect Director Matthew J. Espe | Management | For | For |
1.4 | Elect Director James J. Gaffney | Management | For | For |
1.5 | Elect Director Tao Huang | Management | For | For |
1.6 | Elect Director Michael F. Johnston | Management | For | For |
1.7 | Elect Director Jeffrey Liaw | Management | For | For |
1.8 | Elect Director Larry S. McWilliams | Management | For | For |
1.9 | Elect Director James C. Melville | Management | For | For |
1.10 | Elect Director James J. O'Connor | Management | For | For |
1.11 | Elect Director John J. Roberts | Management | For | For |
1.12 | Elect Director Richard E. Wenz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AUTOLIV, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ALV
SECURITY ID: 052800109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Xiaozhi Liu | Management | For | For |
1.2 | Elect Director George A. Lorch | Management | For | For |
1.3 | Elect Director Kazuhiko Sakamoto | Management | For | For |
1.4 | Elect Director Wolfgang Ziebart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET
MEETING DATE: MAY 31, 2012 |
||||
TICKER: BVI
SECURITY ID: F96888114
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Non-Tax Deductible Expenses | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.27 per Share | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Approve Severance Payment Agreement with Daniel Michaud | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
8 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CARLISLE COMPANIES INCORPORATED
MEETING DATE: MAY 02, 2012 |
||||
TICKER: CSL
SECURITY ID: 142339100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen P. Munn | Management | For | For |
2 | Elect Director Lawrence A. Sala | Management | For | For |
3 | Elect Director Magalen C. Webert | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
CATERPILLAR INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: CAT
SECURITY ID: 149123101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Eugene V. Fife | Management | For | For |
1.4 | Elect Director Juan Gallardo | Management | For | For |
1.5 | Elect Director David R. Goode | Management | For | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.7 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.8 | Elect Director Peter A. Magowan | Management | For | For |
1.9 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.10 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.11 | Elect Director William A. Osborn | Management | For | For |
1.12 | Elect Director Charles D. Powell | Management | For | For |
1.13 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.14 | Elect Director Susan C. Schwab | Management | For | For |
1.15 | Elect Director Joshua I. Smith | Management | For | For |
1.16 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Amend Advance Notice Provisions for Shareholder Proposals/Nominations | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
8 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
COOPER INDUSTRIES PLC
MEETING DATE: APR 23, 2012 |
||||
TICKER: CBE
SECURITY ID: G24140108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ivor J. Evans as Director | Management | For | For |
2 | Elect Kirk S. Hachigian as Director | Management | For | For |
3 | Elect Lawrence D. Kingsley as Director | Management | For | For |
4 | Accept Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix their Remuneration | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Authorize Share Repurchase by Any Subsidiary of the Company | Management | For | For |
8 | Authorize the Reissue Price Range of Treasury Shares | Management | For | For |
CSX CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: CSX
SECURITY ID: 126408103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donna M. Alvarado | Management | For | For |
2 | Elect Director John B. Breaux | Management | For | For |
3 | Elect Director Pamela L. Carter | Management | For | For |
4 | Elect Director Steven T. Halverson | Management | For | For |
5 | Elect Director Edward J. Kelly, III | Management | For | For |
6 | Elect Director Gilbert H. Lamphere | Management | For | For |
7 | Elect Director John D. McPherson | Management | For | For |
8 | Elect Director Timothy T. O'Toole | Management | For | For |
9 | Elect Director David M. Ratcliffe | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Michael J. Ward | Management | For | For |
12 | Elect Director J.C. Watts, Jr. | Management | For | For |
13 | Elect Director J. Steven Whisler | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CUMMINS INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: CMI
SECURITY ID: 231021106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director William I. Miller | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Georgia R. Nelson | Management | For | For |
5 | Elect Director Carl Ware | Management | For | For |
6 | Elect Director Robert K. Herdman | Management | For | For |
7 | Elect Director Robert J. Bernhard | Management | For | For |
8 | Elect Director Franklin R. Chang Diaz | Management | For | For |
9 | Elect Director Stephen B. Dobbs | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
13 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
14 | Provide Right to Call Special Meeting | Management | For | For |
DANAHER CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: DHR
SECURITY ID: 235851102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mortimer M. Caplin | Management | For | For |
2 | Elect Director Donald J. Ehrlich | Management | For | For |
3 | Elect Director Linda P. Hefner | Management | For | For |
4 | Elect Director Teri List-Stoll | Management | For | For |
5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DOVER CORPORATION
MEETING DATE: MAY 03, 2012 |
||||
TICKER: DOV
SECURITY ID: 260003108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David H. Benson | Management | For | For |
2 | Elect Director Robert W. Cremin | Management | For | For |
3 | Elect Director Jean-Pierre M. Ergas | Management | For | For |
4 | Elect Director Peter T. Francis | Management | For | For |
5 | Elect Director Kristiane C. Graham | Management | For | For |
6 | Elect Director Robert A. Livingston | Management | For | For |
7 | Elect Director Richard K. Lochridge | Management | For | For |
8 | Elect Director Bernard G. Rethore | Management | For | For |
9 | Elect Director Michael B. Stubbs | Management | For | For |
10 | Elect Director Stephen M. Todd | Management | For | For |
11 | Elect Director Stephen K. Wagner | Management | For | For |
12 | Elect Director Mary A. Winston | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EMCOR GROUP, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: EME
SECURITY ID: 29084Q100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Bershad | Management | For | For |
1.2 | Elect Director David A.B. Brown | Management | For | For |
1.3 | Elect Director Larry J. Bump | Management | For | For |
1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.7 | Elect Director David H. Laidley | Management | For | For |
1.8 | Elect Director Frank T. MacInnis | Management | For | For |
1.9 | Elect Director Jerry E. Ryan | Management | For | For |
1.10 | Elect Director Michael T. Yonker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EMERSON ELECTRIC CO.
MEETING DATE: FEB 07, 2012 |
||||
TICKER: EMR
SECURITY ID: 291011104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Fernandez G. | Management | For | For |
1.2 | Elect Director A.F. Golden | Management | For | For |
1.3 | Elect Director W.R. Johnson | Management | For | For |
1.4 | Elect Director J.B. Menzer | Management | For | For |
1.5 | Elect Director A.A. Busch, III | Management | For | For |
1.6 | Elect Director R.I. Ridgway | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
5 | Declassify the Board of Directors | Shareholder | Against | For |
ENPRO INDUSTRIES, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: NPO
SECURITY ID: 29355X107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen E. Macadam | Management | For | For |
1.2 | Elect Director Peter C. Browning | Management | For | For |
1.3 | Elect Director B. Bernard Burns, Jr. | Management | For | For |
1.4 | Elect Director Diane C. Creel | Management | For | For |
1.5 | Elect Director Gordon D. Harnett | Management | For | For |
1.6 | Elect Director David L. Hauser | Management | For | For |
1.7 | Elect Director Wilbur J. Prezzano, Jr. | Management | For | For |
1.8 | Elect Director Kees van der Graaf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ESTERLINE TECHNOLOGIES CORPORATION
MEETING DATE: MAR 07, 2012 |
||||
TICKER: ESL
SECURITY ID: 297425100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Delores M. Etter | Management | For | For |
2 | Elect Director Mary L. Howell | Management | For | For |
3 | Elect Director Jerry D. Leitman | Management | For | For |
4 | Elect Director Gary E. Pruitt | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FIAT INDUSTRIAL SPA
MEETING DATE: APR 05, 2012 |
||||
TICKER: FI
SECURITY ID: T42136100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2.a | Fix Number of Directors and Approve Their Remuneration | Management | For | For |
2.b1 | Slate 1 - Submitted by Exor SpA | Shareholder | None | Did Not Vote |
2.b2 | Slate 2 - Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
3.a | Approve Remuneration Report | Management | For | Against |
3.b | Approve Restricted Stock Plan | Management | For | For |
3.c | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
4 | Approve Mandatory Conversion of Preferred and Saving Shares into Ordinary Shares | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FLOWSERVE CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: FLS
SECURITY ID: 34354P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Blinn | Management | For | For |
1.2 | Elect Director Roger L. Fix | Management | For | For |
1.3 | Elect Director David E. Roberts | Management | For | For |
1.4 | Elect Director James O. Rollans | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FLUOR CORPORATION
MEETING DATE: MAY 03, 2012 |
||||
TICKER: FLR
SECURITY ID: 343412102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter K. Barker | Management | For | For |
2 | Elect Director Alan M. Bennett | Management | For | For |
3 | Elect Director Dean R. O'Hare | Management | For | For |
4 | Elect Director David T. Seaton | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Ratify Auditors | Management | For | For |
FORTUNE BRANDS HOME & SECURITY, INC.
MEETING DATE: APR 23, 2012 |
||||
TICKER: FBHS
SECURITY ID: 34964C106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann Fritz Hackett | Management | For | Against |
2 | Elect Director John G. Morikis | Management | For | For |
3 | Elect Director Ronald V. Waters, III | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FOSTER WHEELER AG
MEETING DATE: AUG 02, 2011 |
||||
TICKER: FWLT
SECURITY ID: H27178104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Roberto Quarta as Director | Management | For | For |
2 | Elect John M. Malcolm as Director | Management | For | For |
3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS. | Management | For | Abstain |
FOSTER WHEELER AG
MEETING DATE: NOV 01, 2011 |
||||
TICKER: FWLT
SECURITY ID: H27178104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect J. Kent Masters as Director | Management | For | For |
2 | Elect Henri Philippe Reichstul as Director | Management | For | For |
3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
FOSTER WHEELER AG
MEETING DATE: MAY 01, 2012 |
||||
TICKER: FWLT
SECURITY ID: H27178104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Umberto della Sala as Director | Management | For | For |
2 | Elect J. Kent Masters as Director | Management | For | For |
3 | Elect Roberto Quarta as Director | Management | For | For |
4 | Elect Maureen B. Tart-Bezer as Director | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Accept Financial Statements and Statutory Reports | Management | For | For |
9 | Approve Discharge of Board and Senior Management | Management | For | For |
10 | Approve CHF 51,721,260 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | For |
12 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 25, 2012 |
||||
TICKER: GE
SECURITY ID: 369604103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner, III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Amend Omnibus Stock Plan | Management | For | For |
20 | Approve Material Terms of Senior Officer Performance Goals | Management | For | For |
21 | Provide for Cumulative Voting | Shareholder | Against | Against |
22 | Phase Out Nuclear Activities | Shareholder | Against | Against |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
GENESEE & WYOMING INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: GWR
SECURITY ID: 371559105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Allert | Management | For | For |
1.2 | Elect Director Michael Norkus | Management | For | For |
1.3 | Elect Director Ann N. Reese | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GRACO INC.
MEETING DATE: APR 20, 2012 |
||||
TICKER: GGG
SECURITY ID: 384109104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Carroll | Management | For | For |
1.2 | Elect Director Jack W. Eugster | Management | For | For |
1.3 | Elect Director R. William Van Sant | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
GRAFTECH INTERNATIONAL LTD.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: GTI
SECURITY ID: 384313102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy W. Carson | Management | For | For |
1.2 | Elect Director Mary B. Cranston | Management | For | For |
1.3 | Elect Director Harold E. Layman | Management | For | For |
1.4 | Elect Director Ferrell P. McClean | Management | For | For |
1.5 | Elect Director Nathan Milikowsky | Management | For | For |
1.6 | Elect Director Michael C. Nahl | Management | For | For |
1.7 | Elect Director Steven R. Shawley | Management | For | For |
1.8 | Elect Director Craig S. Shular | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HARSCO CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: HSC
SECURITY ID: 415864107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. G. Eddy | Management | For | For |
1.2 | Elect Director D. C. Everitt | Management | For | For |
1.3 | Elect Director S. E. Graham | Management | For | For |
1.4 | Elect Director T. D. Growcock | Management | For | For |
1.5 | Elect Director H. W. Knueppel | Management | For | For |
1.6 | Elect Director J. M. Loree | Management | For | For |
1.7 | Elect Director A. J. Sordoni, III | Management | For | For |
1.8 | Elect Director R. C. Wilburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 23, 2012 |
||||
TICKER: HON
SECURITY ID: 438516106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Require Independent Board Chairman | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
HUBBELL INCORPORATED
MEETING DATE: MAY 08, 2012 |
||||
TICKER: HUB.B
SECURITY ID: 443510201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn J. Good | Management | For | For |
1.2 | Elect Director Anthony J. Guzzi | Management | For | For |
1.3 | Elect Director Neal J. Keating | Management | For | For |
1.4 | Elect Director John F. Malloy | Management | For | For |
1.5 | Elect Director Andrew McNally, IV | Management | For | For |
1.6 | Elect Director Timothy H. Powers | Management | For | For |
1.7 | Elect Director G. Jackson Ratcliffe | Management | For | For |
1.8 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.9 | Elect Director John G. Russell | Management | For | For |
1.10 | Elect Director Richard J. Swift | Management | For | For |
1.11 | Elect Director Daniel S. Van Riper | Management | For | For |
2 | Ratify Auditors | Management | For | For |
IHS INC.
MEETING DATE: APR 12, 2012 |
||||
TICKER: IHS
SECURITY ID: 451734107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruann F. Ernst | Management | For | For |
1.2 | Elect Director Christoph v. Grolman | Management | For | For |
1.3 | Elect Director Richard W. Roedel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ILLINOIS TOOL WORKS INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: ITW
SECURITY ID: 452308109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel J. Brutto | Management | For | For |
2 | Elect Director Susan Crown | Management | For | For |
3 | Elect Director Don H. Davis, Jr. | Management | For | For |
4 | Elect Director James W. Griffith | Management | For | For |
5 | Elect Director Robert C. McCormack | Management | For | For |
6 | Elect Director Robert S. Morrison | Management | For | For |
7 | Elect Director James A. Skinner | Management | For | For |
8 | Elect Director David B. Smith, Jr. | Management | For | For |
9 | Elect Director David B. Speer | Management | For | For |
10 | Elect Director Pamela B. Strobel | Management | For | For |
11 | Elect Director Kevin M. Warren | Management | For | For |
12 | Elect Director Anre D. Williams | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INGERSOLL-RAND PLC
MEETING DATE: JUN 07, 2012 |
||||
TICKER: IR
SECURITY ID: G47791101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 26, 2012 |
||||
TICKER: JEC
SECURITY ID: 469814107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Noel G. Watson | Management | For | For |
2 | Elect Director Joseph R. Bronson | Management | For | For |
3 | Elect Director Peter J. Robertson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
JAIN IRRIGATION SYSTEMS LTD
MEETING DATE: SEP 30, 2011 |
||||
TICKER: 500219
SECURITY ID: Y42531148
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Approve Dividend on Redeemable Preference Shares | Management | For | For |
2b | Approve Dividend on Equity Shares of INR 1.00 Per Share | Management | For | For |
3 | Reappoint D.R. Mehta as Director | Management | For | For |
4 | Reappoint G. Dass as Director | Management | For | For |
5 | Approve Haribhakti and Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint A.K. Jain as Director | Management | For | For |
7 | Approve Increase in Limit on Shareholdings of Foreign Institutional Investors to 60 Percent | Management | For | For |
8a | Approve Jain Irrigation Employee Stock Option Plan 2011 (ESOP 2011) | Management | For | Against |
8b | Approve Stock Option Plan Grants to the Employees of Subsidiary Companies under the ESOP 2011 | Management | For | Against |
MANPOWERGROUP
MEETING DATE: MAY 02, 2012 |
||||
TICKER: MAN
SECURITY ID: 56418H100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey A. Joerres | Management | For | For |
2 | Elect Director John R. Walter | Management | For | For |
3 | Elect Director Marc J. Bolland | Management | For | For |
4 | Elect Director Ulice Payne, Jr. | Management | For | For |
5 | Change Company Name | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MCDERMOTT INTERNATIONAL, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: MDR
SECURITY ID: 580037109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bookout, III | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director Stephen G. Hanks | Management | For | For |
1.4 | Elect Director Stephen M. Johnson | Management | For | For |
1.5 | Elect Director D. Bradley McWilliams | Management | For | For |
1.6 | Elect Director Thomas C. Schievelbein | Management | For | For |
1.7 | Elect Director Mary Shafer-Malicki | Management | For | For |
1.8 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD
MEETING DATE: AUG 01, 2011 |
||||
TICKER: MILS3
SECURITY ID: P6799C108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
2 | Approve Agreement to Absorb GP Andaimes Sul Locadora Ltda | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Absorption of GP Andaimes Sul Locadora Ltda | Management | For | For |
5 | Elect Jorge Marques de Toledo Camargo as Independent Director | Management | For | For |
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD
MEETING DATE: AUG 01, 2011 |
||||
TICKER: MILS3
SECURITY ID: P6799C108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles and Consolidate Bylaws | Management | For | For |
MINE SAFETY APPLIANCES COMPANY
MEETING DATE: MAY 08, 2012 |
||||
TICKER: MSA
SECURITY ID: 602720104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. Hotopp | Management | For | For |
1.2 | Elect Director John T. Ryan, III | Management | For | For |
1.3 | Elect Director Thomas H. Witmer | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OWENS CORNING
MEETING DATE: APR 19, 2012 |
||||
TICKER: OC
SECURITY ID: 690742101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
1.2 | Elect Director James J. McMonagle | Management | For | For |
1.3 | Elect Director W. Howard Morris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PALL CORPORATION
MEETING DATE: DEC 14, 2011 |
||||
TICKER: PLL
SECURITY ID: 696429307
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Amy E. Alving | Management | For | For |
2 | Elect Director Daniel J. Carroll, Jr. | Management | For | For |
3 | Elect Director Robert B. Coutts | Management | For | For |
4 | Elect Director Cheryl W. Grise | Management | For | For |
5 | Elect Director Ronald L. Hoffman | Management | For | For |
6 | Elect Director Lawrence D. Kingsley | Management | For | For |
7 | Elect Director Dennis N. Longstreet | Management | For | For |
8 | Elect Director B. Craig Owens | Management | For | For |
9 | Elect Director Katharine L. Plourde | Management | For | For |
10 | Elect Director Edward L. Snyder | Management | For | For |
11 | Elect Director Edward Travaglianti | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Approve Executive Incentive Bonus Plan | Management | For | For |
16 | Approve Omnibus Stock Plan | Management | For | For |
PITNEY BOWES INC.
MEETING DATE: MAY 14, 2012 |
||||
TICKER: PBI
SECURITY ID: 724479100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rodney C. Adkins | Management | For | For |
2 | Elect Director Anne M. Busquet | Management | For | For |
3 | Elect Director Roger Fradin | Management | For | For |
4 | Elect Director Anne Sutherland Fuchs | Management | For | For |
5 | Elect Director James H. Keyes | Management | For | For |
6 | Elect Director Murray D. Martin | Management | For | For |
7 | Elect Director Michael I. Roth | Management | For | For |
8 | Elect Director David L. Shedlarz | Management | For | For |
9 | Elect Director David B. Snow, Jr. | Management | For | For |
10 | Elect Director Robert E. Weissman | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
POLYPORE INTERNATIONAL, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: PPO
SECURITY ID: 73179V103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Dries | Management | For | For |
1.2 | Elect Director Frederick C. Flynn, Jr. | Management | For | For |
1.3 | Elect Director Michael Chesser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 16, 2011 |
||||
TICKER: PCP
SECURITY ID: 740189105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don R. Graber | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
1.3 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PRYSMIAN S.P.A.
MEETING DATE: APR 18, 2012 |
||||
TICKER: PRY
SECURITY ID: T7630L105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2.1 | Slate 1 Presented by Management | Management | For | For |
2.2 | Slate 2 Presented by Clubtre Srl | Shareholder | None | Did Not Vote |
2.3 | Slate 3 Presented by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
QUANTA SERVICES, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: PWR
SECURITY ID: 74762E102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James R. Ball | Management | For | For |
2 | Elect Director John R. Colson | Management | For | For |
3 | Elect Director J. Michal Conaway | Management | For | For |
4 | Elect Director Ralph R. DiSibio | Management | For | For |
5 | Elect Director Vincent D. Foster | Management | For | For |
6 | Elect Director Bernard Fried | Management | For | For |
7 | Elect Director Louis C. Golm | Management | For | For |
8 | Elect Director Worthing F. Jackman | Management | For | For |
9 | Elect Director James F. O'Neil III | Management | For | For |
10 | Elect Director Bruce Ranck | Management | For | For |
11 | Elect Director Pat Wood, III | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RANDSTAD HOLDING NV
MEETING DATE: MAR 29, 2012 |
||||
TICKER: RAND
SECURITY ID: N7291Y137
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Receive Report of Management Board and Preceding Advice of the Supervisory Board | Management | None | None |
2b | Adopt Financial Statements and Statutory Reports | Management | For | For |
2c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2d | Approve Dividends of EUR 1.25 Per Share | Management | For | For |
3a | Approve Discharge of Management Board | Management | For | For |
3b | Approve Discharge of Supervisory Board | Management | For | For |
4a | Reelect Brian Wilkinson to Executive Board | Management | For | For |
4b | Elect Linda Galipeau to Executive Board | Management | For | For |
5a | Reelect Beverley Hodson to Supervisory Board | Management | For | For |
5b | Reelect Henri Giscard d'Estaing to Supervisory Board | Management | For | For |
5c | Elect Wout Dekker to Supervisory Board | Management | For | For |
6a | Grant Board Authority to Issue Shares Up To 3 Percent of Issued Capital | Management | For | For |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
7 | Proposal to Appoint Sjoerd Van Keulen as Director of Foundation Stichting Administratiekantoor Preferente Aandelen Randstad Holding | Management | For | For |
8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
9 | Approve Remuneration of Supervisory Board | Management | For | For |
10 | Allow Questions | Management | None | None |
11 | Close Meeting | Management | None | None |
REGAL BELOIT CORPORATION
MEETING DATE: APR 30, 2012 |
||||
TICKER: RBC
SECURITY ID: 758750103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Henry W. Knueppel | Management | For | For |
3 | Elect Director Dean A. Foate | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: RSG
SECURITY ID: 760759100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director William J. Flynn | Management | For | For |
3 | Elect Director Michael Larson | Management | For | For |
4 | Elect Director Nolan Lehmann | Management | For | For |
5 | Elect Director W. Lee Nutter | Management | For | For |
6 | Elect Director Ramon A. Rodriguez | Management | For | For |
7 | Elect Director Donald W. Slager | Management | For | For |
8 | Elect Director Allan C. Sorensen | Management | For | For |
9 | Elect Director John M. Trani | Management | For | For |
10 | Elect Director Michael W. Wickham | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: RHI
SECURITY ID: 770323103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROCKWELL COLLINS, INC.
MEETING DATE: FEB 03, 2012 |
||||
TICKER: COL
SECURITY ID: 774341101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A.J. Carbone | Management | For | For |
1.2 | Elect Director C.M. Jones | Management | For | For |
1.3 | Elect Director C.L. Shavers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ROPER INDUSTRIES, INC.
MEETING DATE: JUN 04, 2012 |
||||
TICKER: ROP
SECURITY ID: 776696106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert D. Johnson | Management | For | For |
1.2 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
1.3 | Elect Director Wilbur J. Prezzano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SNC-LAVALIN GROUP INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: SNC
SECURITY ID: 78460T105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian A. Bourne | Management | For | For |
1.2 | Elect Director David Goldman | Management | For | For |
1.3 | Elect Director Patricia A. Hammick | Management | For | For |
1.4 | Elect Director Pierre H. Lessard | Management | For | For |
1.5 | Elect Director Edythe (Dee) A. Marcoux | Management | For | For |
1.6 | Elect Director Lorna R. Marsden | Management | For | For |
1.7 | Elect Director Claude Mongeau | Management | For | For |
1.8 | Elect Director Gwyn Morgan | Management | For | For |
1.9 | Elect Director Michael D. Parker | Management | For | For |
1.10 | Elect Director Eric D. Siegel | Management | For | For |
1.11 | Elect Director Lawrence N. Stevenson | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SPX CORPORATION
MEETING DATE: MAY 03, 2012 |
||||
TICKER: SPW
SECURITY ID: 784635104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christopher J. Kearney | Management | For | For |
2 | Elect Director Martha B. Wyrsch | Management | For | For |
3 | Elect Director Peter Volanakis | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
TEXTRON INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: TXT
SECURITY ID: 883203101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott C. Donnelly | Management | For | For |
2 | Elect Director James T. Conway | Management | For | For |
3 | Elect Director Lawrence K. Fish | Management | For | For |
4 | Elect Director Paul E. Gagne | Management | For | For |
5 | Elect Director Dain M. Hancock | Management | For | For |
6 | Elect Director Lloyd G. Trotter | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
THE DUN & BRADSTREET CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: DNB
SECURITY ID: 26483E100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Austin A. Adams | Management | For | For |
2 | Elect Director John W. Alden | Management | For | For |
3 | Elect Director Christopher J. Coughlin | Management | For | For |
4 | Elect Director James N. Fernandez | Management | For | For |
5 | Elect Director Paul R. Garcia | Management | For | For |
6 | Elect Director Douglas A. Kehring | Management | For | For |
7 | Elect Director Sara Mathew | Management | For | For |
8 | Elect Director Sandra E. Peterson | Management | For | For |
9 | Elect Director Michael J. Winkler | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Provide Right to Call Special Meeting | Management | For | For |
THE MANITOWOC COMPANY, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: MTW
SECURITY ID: 563571108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy V. Armes | Management | For | For |
1.2 | Elect Director Cynthia M. Egnotovich | Management | For | For |
1.3 | Elect Director James L. Packard | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
TOWERS WATSON & CO.
MEETING DATE: NOV 11, 2011 |
||||
TICKER: TW
SECURITY ID: 891894107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Gabarro | Management | For | For |
2 | Elect Director Victor F. Ganzi | Management | For | For |
3 | Elect Director John J. Haley | Management | For | For |
4 | Elect Director Brendan R. O'Neill | Management | For | For |
5 | Elect Director Linda D. Rabbitt | Management | For | For |
6 | Elect Director Gilbert T. Ray | Management | For | For |
7 | Elect Director Paul Thomas | Management | For | For |
8 | Elect Director Wilhelm Zeller | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TRIMAS CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: TRS
SECURITY ID: 896215209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Tredwell | Management | For | For |
1.2 | Elect Director Samuel Valenti, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TYCO INTERNATIONAL LTD.
MEETING DATE: MAR 07, 2012 |
||||
TICKER: TYC
SECURITY ID: H89128104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2010/2011 | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Elect Edward D. Breen as Director | Management | For | For |
3.2 | Elect Michael Daniels as Director | Management | For | For |
3.3 | Reelect Timothy Donahue as Director | Management | For | For |
3.4 | Reelect Brian Duperreault as Director | Management | For | For |
3.5 | Reelect Bruce Gordon as Director | Management | For | For |
3.6 | Reelect Rajiv L. Gupta as Director | Management | For | For |
3.7 | Reelect John Krol as Director | Management | For | For |
3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
3.9 | Reelect Dinesh Paliwal as Director | Management | For | For |
3.10 | Reelect William Stavropoulos as Director | Management | For | For |
3.11 | Reelect Sandra Wijnberg as Director | Management | For | For |
3.12 | Reelect R. David Yost as Director | Management | For | For |
4a | Ratify Deloitte AG as Auditors | Management | For | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | Management | For | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
5a | Approve Allocation of Income | Management | For | For |
5b | Approve Consolidated Reserves | Management | For | For |
5c | Approve Ordinary Cash Dividend | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Articles of Association Regarding Book Entry Securities and Transfer of Registered Seat | Management | For | For |
UNION PACIFIC CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: UNP
SECURITY ID: 907818108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
3 | Elect Director Thomas J. Donohue | Management | For | For |
4 | Elect Director Archie W. Dunham | Management | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Charles C. Krulak | Management | For | For |
7 | Elect Director Michael R. McCarthy | Management | For | For |
8 | Elect Director Michael W. McConnell | Management | For | For |
9 | Elect Director Thomas F. McLarty, III | Management | For | For |
10 | Elect Director Steven R. Rogel | Management | For | For |
11 | Elect Director Jose H. Villarreal | Management | For | For |
12 | Elect Director James R. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
16 | Stock Retention | Shareholder | Against | Against |
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: UPS
SECURITY ID: 911312106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Michael J. Burns | Management | For | For |
3 | Elect Director D. Scott Davis | Management | For | For |
4 | Elect Director Stuart E. Eizenstat | Management | For | For |
5 | Elect Director Michael L. Eskew | Management | For | For |
6 | Elect Director William R. Johnson | Management | For | For |
7 | Elect Director Candace Kendle | Management | For | For |
8 | Elect Director Ann M. Livermore | Management | For | For |
9 | Elect Director Rudy H.P. Markham | Management | For | For |
10 | Elect Director Clark T. Randt, Jr. | Management | For | For |
11 | Elect Director John W. Thompson | Management | For | For |
12 | Elect Director Carol B. Tome | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
16 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 11, 2012 |
||||
TICKER: UTX
SECURITY ID: 913017109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Richard D. McCormick | Management | For | For |
8 | Elect Director Harold McGraw, III | Management | For | For |
9 | Elect Director Richard B. Myers | Management | For | For |
10 | Elect Director H. Patrick Swygert | Management | For | For |
11 | Elect Director Andre Villeneuve | Management | For | For |
12 | Elect Director Christine Todd Whitman | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
W.W. GRAINGER, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: GWW
SECURITY ID: 384802104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Wilbur H. Gantz | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director William K. Hall | Management | For | For |
1.5 | Elect Director Stuart L. Levenick | Management | For | For |
1.6 | Elect Director John W. McCarter, Jr. | Management | For | For |
1.7 | Elect Director Neil S. Novich | Management | For | For |
1.8 | Elect Director Michael J. Roberts | Management | For | For |
1.9 | Elect Director Gary L. Rogers | Management | For | For |
1.10 | Elect Director James T. Ryan | Management | For | For |
1.11 | Elect Director E. Scott Santi | Management | For | For |
1.12 | Elect Director James D. Slavik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WABCO HOLDINGS INC.
MEETING DATE: MAY 25, 2012 |
||||
TICKER: WBC
SECURITY ID: 92927K102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael T. Smith | Management | For | For |
1.2 | Elect Director John F. Fiedler | Management | For | For |
1.3 | Elect Director Jean-Paul L. Montupet | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WATSCO, INC.
MEETING DATE: MAY 25, 2012 |
||||
TICKER: WSO
SECURITY ID: 942622200
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry S. Logan | Management | For | For |
1.2 | Elect Director Aaron J. Nahmad | Management | For | For |
2 | Amend Articles of Incorporation Changing the Director Class from A, B and C to I, II and III | Management | For | For |
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WCC
SECURITY ID: 95082P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Engel | Management | For | For |
1.2 | Elect Director Steven A. Raymund | Management | For | For |
1.3 | Elect Director Lynn M. Utter | Management | For | For |
1.4 | Elect Director William J. Vareschi, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT INSURANCE PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACE LIMITED
MEETING DATE: JAN 09, 2012 |
||||
TICKER: ACE
SECURITY ID: H0023R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividend Distribution from Legal Reserves | Management | For | Did Not Vote |
ACE LIMITED
MEETING DATE: MAY 16, 2012 |
||||
TICKER: ACE
SECURITY ID: H0023R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael G. Atieh as Director | Management | For | For |
1.2 | Elect Mary A. Cirillo as Director | Management | For | For |
1.3 | Elect Thomas J. Neff as Director | Management | For | For |
2.1 | Approve Annual Report | Management | For | For |
2.2 | Accept Statutory Financial Statements | Management | For | For |
2.3 | Accept Consolidated Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Approve Creation of CHF 4.2 Billion Pool of Capital without Preemptive Rights | Management | For | For |
6.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
6.2 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors | Management | For | For |
6.3 | Ratify BDO AG as Special Auditors | Management | For | For |
7 | Approve Dividend Distribution From Legal Reserves Through Reduction in Share Capital | Management | For | For |
8 | Advisory Vote to ratify Named Executive Officers' Compensation | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
AFLAC INCORPORATED
MEETING DATE: MAY 07, 2012 |
||||
TICKER: AFL
SECURITY ID: 001055102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel P. Amos | Management | For | For |
2 | Elect Director John Shelby Amos, II | Management | For | For |
3 | Elect Director Paul S. Amos, II | Management | For | For |
4 | Elect Director Kriss Cloninger, III | Management | For | For |
5 | Elect Director Elizabeth J. Hudson | Management | For | For |
6 | Elect Director Douglas W. Johnson | Management | For | For |
7 | Elect Director Robert B. Johnson | Management | For | For |
8 | Elect Director Charles B. Knapp | Management | For | For |
9 | Elect Director E. Stephen Purdom | Management | For | For |
10 | Elect Director Barbara K. Rimer | Management | For | For |
11 | Elect Director Marvin R. Schuster | Management | For | For |
12 | Elect Director Melvin T. Stith | Management | For | For |
13 | Elect Director David Gary Thompson | Management | For | For |
14 | Elect Director Takuro Yoshida | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Ratify Auditors | Management | For | For |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: MAY 03, 2012 |
||||
TICKER: AWH
SECURITY ID: H01531104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Scott A. Carmilani as Director | Management | For | For |
2 | Elect James F. Duffy as Director | Management | For | For |
3 | Elect Bart Friedman as Director | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
7 | Approve Reclassification of Free Reserves from Capital Contributions | Management | For | For |
8 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
9 | Approve Retention of Disposable Profits | Management | For | For |
10 | Approve Reduction in Share Capital | Management | For | For |
11 | Amend Articles to Eliminate Certain Conditional Share Capital | Management | For | For |
12 | Amend Articles to Extend Authorized Share Capital | Management | For | For |
13 | Approve Dividends | Management | For | For |
14 | Appoint Deloitte & Touche as Independent Auditors and Deloitte AG as Statutory Auditors | Management | For | For |
15 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
16 | Approve Discharge of Board and Senior Management | Management | For | For |
AMERICAN INTERNATIONAL GROUP, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: AIG
SECURITY ID: 026874784
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert H. Benmosche | Management | For | For |
2 | Elect Director W. Don Cornwell | Management | For | For |
3 | Elect Director John H. Fitzpatrick | Management | For | For |
4 | Elect Director Laurette T. Koellner | Management | For | For |
5 | Elect Director Donald H. Layton | Management | For | For |
6 | Elect Director Christopher S. Lynch | Management | For | For |
7 | Elect Director Arthur C. Martinez | Management | For | For |
8 | Elect Director George L. Miles, Jr. | Management | For | For |
9 | Elect Director Henry S. Miller | Management | For | For |
10 | Elect Director Robert S. Miller | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ronald A. Rittenmeyer | Management | For | For |
13 | Elect Director Douglas M. Steenland | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
AMERICAN SAFETY INSURANCE HOLDINGS LTD
MEETING DATE: JUL 25, 2011 |
||||
TICKER: ASI
SECURITY ID: G02995101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect David V. Brueggen as Director | Management | For | For |
1.2 | Elect Stephen R. Crim as Director | Management | For | For |
1.3 | Elect Lawrence I. Geneen as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve BDO USA LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AON CORPORATION
MEETING DATE: MAR 16, 2012 |
||||
TICKER: AON
SECURITY ID: 037389103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
2 | Approve Reduction in Share Capital | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
AON PLC
MEETING DATE: MAY 18, 2012 |
||||
TICKER: AON
SECURITY ID: G0408V102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lester B. Knight | Management | For | For |
2 | Elect Director Gregory C. Case | Management | For | For |
3 | Elect Director Fulvio Conti | Management | For | For |
4 | Elect Director Cheryl A. Francis | Management | For | For |
5 | Elect Director Edgar D. Jannotta | Management | For | For |
6 | Elect Director J. Michael Losh | Management | For | For |
7 | Elect Director Robert S. Morrison | Management | For | For |
8 | Elect Director Richard B. Myers | Management | For | For |
9 | Elect Director Richard C. Notebaert | Management | For | For |
10 | Elect Director Gloria Santona | Management | For | For |
11 | Elect Director Carolyn Y. Woo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARCH CAPITAL GROUP LTD.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: ACGL
SECURITY ID: G0450A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric W. Doppstadt | Management | For | For |
1.2 | Elect Director Constantine Iordanou | Management | For | For |
1.3 | Elect Director James J. Meenaghan | Management | For | For |
1.4 | Elect Director John M. Pasquesi | Management | For | Withhold |
2.1 | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.2 | Elect Director Edgardo Balois as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.3 | Elect Director William E. Beveridge as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.4 | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.5 | Elect Director Peter Calleo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.6 | Elect Director Knud Christensen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.7 | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.8 | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.9 | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.10 | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.11 | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.12 | Elect Director E. Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.13 | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.14 | Elect Director Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.15 | Elect Director John C.R. Hele as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.16 | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.17 | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.18 | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.19 | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.20 | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.21 | Elect Director Lin Li-Williams as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.22 | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.23 | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.24 | Elect Director David McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.25 | Elect Director Rommel Mercado as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.26 | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.27 | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.28 | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.29 | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.30 | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.31 | Elect Director John F. Rathgeber as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.32 | Elect Director Andrew Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.33 | Elect Director Paul S. Robotham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.34 | Elect Director Carla Santamaria-Sena as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.35 | Elect Director Scott Schenker as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.36 | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.37 | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.38 | Elect Director Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.39 | Elect Director Iwan van Munster as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.40 | Elect Director Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2.41 | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
3 | Approve Arch Capital Group LTD. 2012 Long Term Incentive and Share Award Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASSURANT, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: AIZ
SECURITY ID: 04621X108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Elaine D. Rosen | Management | For | For |
2 | Elect Director Howard L. Carver | Management | For | For |
3 | Elect Director Juan N. Cento | Management | For | For |
4 | Elect Director Elyse Douglas | Management | For | For |
5 | Elect Director Lawrence V. Jackson | Management | For | For |
6 | Elect Director David B. Kelso | Management | For | For |
7 | Elect Director Charles J. Koch | Management | For | For |
8 | Elect Director H. Carroll Mackin | Management | For | For |
9 | Elect Director Robert B. Pollock | Management | For | For |
10 | Elect Director Paul J. Reilly | Management | For | For |
11 | Elect Director Robert W. Stein | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASSURED GUARANTY LTD.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: AGO
SECURITY ID: G0585R106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Francisco L. Borges as Director | Management | For | For |
1.2 | Elect Stephen A. Cozen as Director | Management | For | For |
1.3 | Elect Patrick W. Kenny as Director | Management | For | For |
1.4 | Elect Donald H. Layton as Director | Management | For | For |
1.5 | Elect Robin Monro-Davies as Director | Management | For | For |
1.6 | Elect Michael T. O'Kane as Director | Management | For | For |
1.7 | Elect Wilbur L. Ross, Jr. as Director | Management | For | For |
1.8 | Elect Walter A. Scott as Director | Management | For | For |
1.9 | Elect Howard Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
1.10 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
1.11 | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
1.12 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
1.13 | Elect Dominic J. Frederico asDirector of Assured Guaranty Re Ltd | Management | For | For |
1.14 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
1.15 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
1.16 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re | Management | For | For |
AXIS CAPITAL HOLDINGS LIMITED
MEETING DATE: MAY 03, 2012 |
||||
TICKER: AXS
SECURITY ID: G0692U109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael A. Butt as Director | Management | For | For |
1.2 | Elect John R. Charman as Director | Management | For | For |
1.3 | Elect Charles A. Davis as Director | Management | For | For |
1.4 | Elect Sir Andrew Large as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Deloitte & Touche Ltd as Auditors | Management | For | For |
BEAZLEY PLC
MEETING DATE: MAR 27, 2012 |
||||
TICKER: BEZ
SECURITY ID: G1143Q101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Second Interim Dividend | Management | For | For |
4 | Re-elect George Blunden as Director | Management | For | For |
5 | Re-elect Martin Bride as Director | Management | For | For |
6 | Re-elect Adrian Cox as Director | Management | For | For |
7 | Re-elect Jonathan Gray as Director | Management | For | For |
8 | Re-elect Gordon Hamilton as Director | Management | For | For |
9 | Elect Dennis Holt as Director | Management | For | For |
10 | Re-elect Andrew Horton as Director | Management | For | For |
11 | Re-elect Neil Maidment as Director | Management | For | For |
12 | Re-elect Padraic O'Connor as Director | Management | For | For |
13 | Re-elect Vincent Sheridan as Director | Management | For | For |
14 | Re-elect Ken Sroka as Director | Management | For | For |
15 | Re-elect Rolf Tolle as Director | Management | For | For |
16 | Re-elect Clive Washbourn as Director | Management | For | For |
17 | Reappoint KPMG as Auditors | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Approve Long Term Incentive Plan | Management | For | For |
21 | Approve Save As You Earn Share Option Plan | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 05, 2012 |
||||
TICKER: BRK.B
SECURITY ID: 084670108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 05, 2012 |
||||
TICKER: BRK.B
SECURITY ID: 084670702
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: JUL 06, 2011 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Ratify Share Capital of BRL 348 Million Re: Secondary Share Offering | Management | For | For |
1.2 | Ratify Share Issuance Re: Acquisition of Classic Master BI Participacoes | Management | For | For |
1.3 | Deliberate on Share Count Re: Secondary Offering, Share Cancellations, Acquisiton of Classic Master BI Participacoes | Management | For | For |
1.4 | Approve Stock Split | Management | For | For |
1.5 | Amend Article 5 Re: Changes in Capital | Management | For | For |
2.1 | Amend Articles Re: Compliance with BM&F Bovespa Listing Manual | Management | For | For |
2.2 | Amend Article 13 Re: Expand Board Duties to Facilitate Acquisition Strategy | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: AUG 03, 2011 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Graciosa Corretora e Administradora de Seguros Ltda | Management | For | For |
2 | Approve Acquisition of Doral Administradora de Bens e Participacoes Ltda. and Issuance of 102,900 New Shares and 15 Subscription Warrants in Connection with Acquisition | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: SEP 06, 2011 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 49.5 Percent of Fazon Corretora de Seguros Ltda. | Management | For | For |
2 | Approve Acquisition of LHM Empreendimentos e Participacoes Ltda. and Issuance of 397,430 New Shares and 3 Subscription Warrants in Connection with Acquisition | Management | For | For |
3 | Re-Ratify Minutes of July 6, 2011, EGM | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: DEC 22, 2011 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 49.97 percent of Umbria Administracao e Corretagens de Seguro Ltda. | Management | For | For |
2 | Approve Acquisition of 49.97 percent of Umbria Insurance Services Assessoria em Gestao Empresarial Ltda. | Management | For | For |
3 | Approve Acquisition of 49.97 percent of Europa Insurance Services Assessoria em Gestao Empresarial Ltda. | Management | For | For |
4 | Approve Acquisition of Terrace SP Participacoes e Administracao SA Including Issuance of 196,410 New Shares and 16 Subscription Warrants | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: JAN 25, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 49.8 Percent of SHT Administracao e Corretora de Seguros Ltda. | Management | For | Did Not Vote |
2 | Approve Acquisition of Manindra Empreendimentos e Participacoes Ltda. and Issuance of 106,530 New Shares and 8 Subscription Warrants in Connection with Acquisition | Management | For | Did Not Vote |
3 | Approve Acquisition of 99.9 Percent of Adavo's Consultoria e Corretagem de Seguros Ltda. | Management | For | Did Not Vote |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: FEB 08, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 99.99 Percent of Life Vitoria Consultoria e Corretora de Seguros Ltda. | Management | For | For |
2 | Approve Acquisition of 49.98 Percent Triunfo Corretora e Administradora de Seguros Ltda. | Management | For | For |
3 | Approve Acquisition of MPC- Empreendimentos Proprios Ltda. and Issuance of 204,650 New Shares and 8 Subscription Warrants in Connection with Acquisition | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: MAR 21, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 99.98 Percent of TGL Consultoria Administracao e Corretagem de Seguros Ltda. | Management | For | For |
2 | Approve Acquisition of 49.96 Percent of Economize no Seguro Administradora e Corretora de Seguros Ltda. | Management | For | For |
3 | Approve Acquisition of Owena Empreendimentos e Participacoes Ltda. and Issuance of 65,663 New Shares and 8 Subscription Warrants in Connection with Acquisition | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: APR 26, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 49.8 Percent of ZPS/MW Corretora de Seguros Ltda. | Management | For | For |
2 | Approve Acquisition of Borislav Empreendimentos e Participacoes Ltda. and Issuance of 215,878 New Shares and 8 Subscription Warrants in Connection with Acquisition | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: MAY 04, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | Against |
4 | Approve Remuneration of Company's Management | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: MAY 11, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Change Location of Company Headquarters | Management | For | For |
1.b | Amend Article 7, Paragraph 3 | Management | For | For |
1.c | Amend Article 10, Paragraph 1 | Management | For | For |
1.d | Amend Article 10, Paragraph 2 | Management | For | For |
1.e | Amend Article 10, Paragraph 5 | Management | For | For |
1.f | Amend Article 12 | Management | For | For |
1.g | Amend Article 12, Paragraph 2 | Management | For | For |
1.h | Amend Article 17 | Management | For | For |
1.i | Amend Article 19 | Management | For | For |
2.1 | Amend Stock Option Plan Re: Administrating Committee | Management | For | Against |
2.2 | Amend Stock Option Plan Re: Committee Chair | Management | For | Against |
2.3 | Amend Stock Option Plan Re: Conflict of Interest | Management | For | Against |
3 | Discuss Date for EGM on June 11, 2012 | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: JUN 05, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of 99.96 Percent of Coelho dos Santos Corretora de Seguros Ltda | Management | For | For |
2 | Approve Acquisition of 38.67 Percent of Kalassa Corretora de Seguros Ltda | Management | For | For |
3 | Approve Acquisition of PAAJ Holding Ltda and Issuance of 154,090 New Shares and 16 Subscription Warrants in Connection with Acquisition | Management | For | For |
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: JUN 14, 2012 |
||||
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Independent Director | Management | For | For |
BROWN & BROWN, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: BRO
SECURITY ID: 115236101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Hyatt Brown | Management | For | For |
1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
1.3 | Elect Director Hugh M. Brown | Management | For | For |
1.4 | Elect Director J. Powell Brown | Management | For | For |
1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
1.6 | Elect Director Theodore J. Hoepner | Management | For | For |
1.7 | Elect Director Toni Jennings | Management | For | For |
1.8 | Elect Director Timothy R.M. Main | Management | For | For |
1.9 | Elect Director Wendell S. Reilly | Management | For | For |
1.10 | Elect Director John R. Riedman | Management | For | For |
1.11 | Elect Director Chilton D. Varner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHARLES TAYLOR PLC
MEETING DATE: MAY 15, 2012 |
||||
TICKER: CTR
SECURITY ID: G2052V107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect George Fitzsimons as Director | Management | For | Against |
5 | Re-elect Joe Roach as Director | Management | For | Against |
6 | Re-elect Julian Avery as Director | Management | For | Against |
7 | Re-elect Julian Cazalet as Director | Management | For | Against |
8 | Elect David Marock as Director | Management | For | Against |
9 | Elect Gill Rider as Director | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
11 | Authorise EU Political Donations and Expenditure | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
16 | Approve Change of Company Name to Charles Taylor plc | Management | For | For |
CNA FINANCIAL CORPORATION
MEETING DATE: APR 25, 2012 |
||||
TICKER: CNA
SECURITY ID: 126117100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Liska | Management | For | Withhold |
1.2 | Elect Director Jose O. Montemayor | Management | For | Withhold |
1.3 | Elect Director Thomas F. Motamed | Management | For | For |
1.4 | Elect Director Don M. Randel | Management | For | Withhold |
1.5 | Elect Director Joseph Rosenberg | Management | For | For |
1.6 | Elect Director Andrew H. Tisch | Management | For | For |
1.7 | Elect Director James S. Tisch | Management | For | For |
1.8 | Elect Director Marvin Zonis | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CNO FINANCIAL GROUP, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: CNO
SECURITY ID: 12621E103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward J. Bonach | Management | For | For |
2 | Elect Director Ellyn L. Brown | Management | For | For |
3 | Elect Director Robert C. Greving | Management | For | For |
4 | Elect Director R. Keith Long | Management | For | For |
5 | Elect Director Charles W. Murphy | Management | For | For |
6 | Elect Director Neal C. Schneider | Management | For | For |
7 | Elect Director Frederick J. Sievert | Management | For | For |
8 | Elect Director Michael T. Tokarz | Management | For | For |
9 | Elect Director John G. Turner | Management | For | For |
10 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DONGBU INSURANCE CO.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: 005830
SECURITY ID: Y2096K109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Appropriation of Income and Dividend of KRW 1,200 per Common Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Reelect One Inside Director and Three Outside Directors (Bundled) | Management | For | For |
4 | Reelect Two Outside Directors as Members of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
FAIRFAX FINANCIAL HOLDINGS LIMITED
MEETING DATE: APR 26, 2012 |
||||
TICKER: FFH
SECURITY ID: 303901102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
1.2 | Elect Director Robert J. Gunn | Management | For | For |
1.3 | Elect Director Alan D. Horn | Management | For | For |
1.4 | Elect Director John R.V. Palmer | Management | For | For |
1.5 | Elect Director Timothy R. Price | Management | For | For |
1.6 | Elect Director Brandon W. Sweitzer | Management | For | For |
1.7 | Elect Director V. Prem Watsa | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FNF
SECURITY ID: 31620R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | For |
1.2 | Elect Director Willie D. Davis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JARDINE LLOYD THOMPSON GROUP PLC
MEETING DATE: APR 26, 2012 |
||||
TICKER: JLT
SECURITY ID: G55440104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Geoffrey Howe as Director | Management | For | Against |
4 | Re-elect Lord Leach of Fairford as Director | Management | For | Against |
5 | Re-elect Dominic Burke as Director | Management | For | Against |
6 | Re-elect Mark Brady as Director | Management | For | Against |
7 | Re-elect Richard Harvey as Director | Management | For | Against |
8 | Re-elect Simon Keswick as Director | Management | For | Against |
9 | Re-elect Nick MacAndrew as Director | Management | For | Against |
10 | Re-elect Simon Mawson as Director | Management | For | Against |
11 | Re-elect John Paynter as Director | Management | For | Against |
12 | Re-elect VyVienne Wade as Director | Management | For | Against |
13 | Approve Remuneration Report | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LINCOLN NATIONAL CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: LNC
SECURITY ID: 534187109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George W. Henderson, III | Management | For | For |
2 | Elect Director Eric G. Johnson | Management | For | For |
3 | Elect Director M. Leanne Lachman | Management | For | For |
4 | Elect Director Isaiah Tidwell | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: MMC
SECURITY ID: 571748102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Zachary W. Carter | Management | For | For |
2 | Elect Director Brian Duperreault | Management | For | For |
3 | Elect Director Oscar Fanjul | Management | For | For |
4 | Elect Director H. Edward Hanway | Management | For | For |
5 | Elect Director Elaine La Roche | Management | For | For |
6 | Elect Director Lord Lang | Management | For | For |
7 | Elect Director Steven A. Mills | Management | For | For |
8 | Elect Director Bruce P. Nolop | Management | For | For |
9 | Elect Director Marc D. Oken | Management | For | For |
10 | Elect Director Morton O. Schapiro | Management | For | For |
11 | Elect Director Adele Simmons | Management | For | For |
12 | Elect Director Lloyd M. Yates | Management | For | For |
13 | Elect Director R. David Yost | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
METLIFE, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: MET
SECURITY ID: 59156R108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Keane | Management | For | For |
1.2 | Elect Director Catherine R. Kinney | Management | For | For |
1.3 | Elect Director Hugh B. Price | Management | For | For |
1.4 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PRUDENTIAL FINANCIAL, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: PRU
SECURITY ID: 744320102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
2 | Elect Director Gordon M. Bethune | Management | For | For |
3 | Elect Director Gaston Caperton | Management | For | For |
4 | Elect Director Gilbert F. Casellas | Management | For | For |
5 | Elect Director James G. Cullen | Management | For | For |
6 | Elect Director William H. Gray, III | Management | For | For |
7 | Elect Director Mark B. Grier | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director Martina Hund-Mejean | Management | For | For |
10 | Elect Director Karl J. Krapek | Management | For | For |
11 | Elect Director Chrisitne A. Poon | Management | For | For |
12 | Elect Director John R. Strangfeld | Management | For | For |
13 | Elect Director James A. Unruh | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Eliminate Supermajority Voting Provisions | Management | For | For |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
RENAISSANCERE HOLDINGS LTD.
MEETING DATE: MAY 22, 2012 |
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TICKER: RNR
SECURITY ID: G7496G103
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas A. Cooper | Management | For | For |
1.2 | Elect Director Neill A. Currie | Management | For | For |
1.3 | Elect Director W. James MacGinnitie | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SYMETRA FINANCIAL CORPORATION
MEETING DATE: MAY 04, 2012 |
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TICKER: SYA
SECURITY ID: 87151Q106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sander M. Levy | Management | For | For |
1.2 | Elect Director Lowndes A. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE ALLSTATE CORPORATION
MEETING DATE: MAY 22, 2012 |
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TICKER: ALL
SECURITY ID: 020002101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Robert D. Beyer | Management | For | For |
3 | Elect Director W. James Farrell | Management | For | For |
4 | Elect Director Jack M. Greenberg | Management | For | For |
5 | Elect Director Ronald T. LeMay | Management | For | For |
6 | Elect Director Andrea Redmond | Management | For | For |
7 | Elect Director H. John Riley, Jr. | Management | For | For |
8 | Elect Director John W. Rowe | Management | For | For |
9 | Elect Director Joshua I. Smith | Management | For | For |
10 | Elect Director Judith A. Sprieser | Management | For | For |
11 | Elect Director Mary Alice Taylor | Management | For | For |
12 | Elect Director Thomas J. Wilson | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Management | For | Against |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
THE CHUBB CORPORATION
MEETING DATE: APR 24, 2012 |
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TICKER: CB
SECURITY ID: 171232101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Zoe Baird Budinger | Management | For | For |
2 | Elect Director Sheila P. Burke | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director John D. Finnegan | Management | For | For |
5 | Elect Director Lawrence W. Kellner | Management | For | For |
6 | Elect Director Martin G. McGuinn | Management | For | For |
7 | Elect Director Lawrence M. Small | Management | For | For |
8 | Elect Director Jess Soderberg | Management | For | For |
9 | Elect Director Daniel E. Somers | Management | For | For |
10 | Elect Director James M. Zimmerman | Management | For | For |
11 | Elect Director Alfred W. Zollar | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
MEETING DATE: MAY 16, 2012 |
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TICKER: HIG
SECURITY ID: 416515104
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert B. Allardice, III | Management | For | For |
2 | Elect Director Trevor Fetter | Management | For | For |
3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
4 | Elect Director Liam E. Mcgee | Management | For | For |
5 | Elect Director Kathryn A. Mikells | Management | For | For |
6 | Elect Director Michael G. Morris | Management | For | For |
7 | Elect Director Thomas A. Renyi | Management | For | For |
8 | Elect Director Charles B. Strauss | Management | For | For |
9 | Elect Director H. Patrick Swygert | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE PROGRESSIVE CORPORATION
MEETING DATE: APR 20, 2012 |
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TICKER: PGR
SECURITY ID: 743315103
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger N. Farah | Management | For | For |
2 | Elect Director Stephen R. Hardis | Management | For | For |
3 | Elect Director Heidi G. Miller, Ph.D. | Management | For | For |
4 | Elect Director Bradley T. Sheares, Ph.D. | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Fix Number of Directors at Eleven | Management | For | For |
8 | Amend Code of Regulations for Revise the Procedures for Fixing the Number of Directors Within the Limits Set Forth in the Code of Regulations | Management | For | For |
9 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
10 | Amend Code of Regulations Providing the Annual Meeting be held by June 30 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Executive Incentive Bonus Plan | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
THE TRAVELERS COMPANIES, INC.
MEETING DATE: MAY 23, 2012 |
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TICKER: TRV
SECURITY ID: 89417E109
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan L. Beller | Management | For | For |
2 | Elect Director John H. Dasburg | Management | For | For |
3 | Elect Director Janet M. Dolan | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | For |
5 | Elect Director Jay S. Fishman | Management | For | For |
6 | Elect Director Lawrence G. Graev | Management | For | For |
7 | Elect Director Patricia L. Higgins | Management | For | For |
8 | Elect Director Thomas R. Hodgson | Management | For | For |
9 | Elect Director William J. Kane | Management | For | For |
10 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
11 | Elect Director Donald J. Shepard | Management | For | For |
12 | Elect Director Laurie J. Thomsen | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
TORCHMARK CORPORATION
MEETING DATE: APR 26, 2012 |
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TICKER: TMK
SECURITY ID: 891027104
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David L. Boren | Management | For | For |
2 | Elect Director M. Jane Buchan | Management | For | For |
3 | Elect Director Robert W. Ingram | Management | For | For |
4 | Elect Director Mark S. McAndrew | Management | For | For |
5 | Elect Director Sam R. Perry | Management | For | For |
6 | Elect Director Lamar C. Smith | Management | For | For |
7 | Elect Director Paul J. Zucconi | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNUM GROUP
MEETING DATE: MAY 24, 2012 |
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TICKER: UNM
SECURITY ID: 91529Y106
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pamela H. Godwin | Management | For | For |
2 | Elect Director Thomas Kinser | Management | For | For |
3 | Elect Director A.S. MacMillan, Jr. | Management | For | For |
4 | Elect Director Edward J. Muhl | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
VALIDUS HOLDINGS, LTD.
MEETING DATE: MAY 02, 2012 |
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TICKER: VR
SECURITY ID: G9319H102
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. A. Carpenter | Management | For | For |
1.2 | Elect Director Alok Singh | Management | For | For |
1.3 | Elect Director Christopher E. Watson | Management | For | For |
2.4 | Elect Edward J. Noonan as Subsidiary Director | Management | For | For |
2.5 | Elect C.N. Rupert Atkin as Subsidiary Director | Management | For | For |
2.6 | Elect Patrick G. Barry as Subsidiary Director | Management | For | For |
2.7 | Elect Peter A. Bilsby as Subsidiary Director | Management | For | For |
2.8 | Elect Alan Bossin as Subsidiary Director | Management | For | For |
2.9 | Elect Julian P. Bosworth as Subsidiary Director | Management | For | For |
2.10 | Elect Janita A. Burke as Subsidiary Director | Management | For | For |
2.11 | Elect Michael E.A. Carpenter as Subsidiary Director | Management | For | For |
2.12 | Elect Rodrigo Castro as Subsidiary Director | Management | For | For |
2.13 | Elect Jane S. Clouting as Subsidiary Director | Management | For | For |
2.14 | Elect Joseph E. Consolino as Subsidiary Director | Management | For | For |
2.15 | Elect C. Jerome Dill as Subsidiary Director | Management | For | For |
2.16 | Elect Andrew Downey as Subsidiary Director | Management | For | For |
2.17 | Elect Kerry A. Emanuel as Subsidiary Director | Management | For | For |
2.18 | Elect Jonathan D. Ewington as Subsidiary Director | Management | For | For |
2.19 | Elect Andrew M. Gibbs as Subsidiary Director | Management | For | For |
2.20 | Elect Michael Greene as Subsidiary Director | Management | For | For |
2.21 | Elect Barnabas Hurst-Bannister as Subsidiary Director | Management | For | For |
2.22 | Elect Anthony J. Keys as Subsidiary Director | Management | For | For |
2.23 | Elect Robert F. Kuzloski as Subsidiary Director | Management | For | For |
2.24 | Elect Stuart W. Mercer as Subsidiary Director | Management | For | For |
2.25 | Elect Jean-Marie Nessi as Subsidiary Director | Management | For | For |
2.26 | Elect Andre Perez as Subsidiary Director | Management | For | For |
2.27 | Elect Julian G. Ross as Subsidiary Director | Management | For | For |
2.28 | Elect Rafael Saer as Subsidiary Director | Management | For | For |
2.29 | Elect Matthew Scales as Subsidiary Director | Management | For | For |
2.30 | Elect James E. Skinner as Subsidiary Director | Management | For | For |
2.31 | Elect Verner G. Southey as Subsidiary Director | Management | For | For |
2.32 | Elect Nigel D. Wachman as Subsidiary Director | Management | For | For |
2.33 | Elect Lixin Zeng as Subsidiary Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY
MEETING DATE: APR 25, 2012 |
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TICKER: WSH
SECURITY ID: G96666105
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William W. Bradley as Director | Management | For | For |
2 | Elect Joseph A. Califano, Jr. as Director | Management | For | For |
3 | Elect Anna C. Catalano as Director | Management | For | For |
4 | Elect Sir Roy Gardner as Director | Management | For | For |
5 | Elect Sir Jeremy Hanley as Director | Management | For | For |
6 | Elect Robyn S. Kravit as Director | Management | For | For |
7 | Elect Jeffrey B. Lane as Director | Management | For | Against |
8 | Elect Wendy Lane as Director | Management | For | Against |
9 | Elect James F. McCann as Director | Management | For | Against |
10 | Elect Joseph J. Plumeri as Director | Management | For | For |
11 | Elect Douglas B. Roberts as Director | Management | For | For |
12 | Elect Michael J. Somers as Director | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
15 | Approve Omnibus Stock Plan | Management | For | For |
XL GROUP PLC
MEETING DATE: APR 27, 2012 |
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TICKER: XL
SECURITY ID: G98290102
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ramani Ayer as Director | Management | For | For |
2 | Elect Dale R. Comey as Director | Management | For | For |
3 | Elect Robert R. Glauber as Director | Management | For | For |
4 | Elect Suzanne B. Labarge as Director | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT IT SERVICES PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCENTURE PLC
MEETING DATE: FEB 09, 2012 |
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TICKER: CSA
SECURITY ID: G1151C101
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Dina Dublon as a Director | Management | For | For |
3 | Reelect William D. Green as a Director | Management | For | For |
4 | Reelect Nobuyuki Idei as a Director | Management | For | For |
5 | Reelect Marjorie Magner as a Director | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | Management | For | For |
10 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
11 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACTIVE NETWORK INC
MEETING DATE: MAY 23, 2012 |
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TICKER: ACTV
SECURITY ID: 00506D100
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruns H. Grayson | Management | For | For |
1.2 | Elect Director Joseph Levin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALLIANCE DATA SYSTEMS CORPORATION
MEETING DATE: JUN 07, 2012 |
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TICKER: ADS
SECURITY ID: 018581108
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward J. Heffernan | Management | For | For |
2 | Elect Director Robert A. Minicucci | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARIBA, INC.
MEETING DATE: JAN 20, 2012 |
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TICKER: ARBA
SECURITY ID: 04033V203
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harriet Edelman | Management | For | Withhold |
1.2 | Elect Director Richard A. Kashnow | Management | For | Withhold |
1.3 | Elect Director Robert D. Johnson | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 08, 2011 |
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TICKER: AZPN
SECURITY ID: 045327103
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan C. Mcardle | Management | For | For |
1.2 | Elect Director Simon J. Orebi Gann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ATOS ORIGIN
MEETING DATE: JUL 01, 2011 |
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TICKER: ATO
SECURITY ID: F06116101
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Contribution from Siemens Beteiligungen Inland GmbH, its Valuation, its Remuneration, the Resulting Capital Increase, and Delegation of Powers to the Board to Acknowledge Completion of the Operation and Amend Bylaws to Reflect Changes in Capital | Management | For | For |
2 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named OCEANE Reserved for Siemens Inland, up to an Aggregate Nominal Amount EUR 249,999,985 | Management | For | For |
3 | Approve Employee Stock Purchase Plan | Management | Against | Against |
4 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
5 | Change Company Name to AtoS, and Amend Article 3 of Bylaws Accordingly | Management | For | For |
6 | Amend Article 10.1 of Bylaws Re: Share Ownership Disclosure Threshold | Management | For | Against |
7 | Amend Article 28.5 of Bylaws Re: Attendance to General Meetings | Management | For | For |
8 | Elect Dr Roland Emil Busch as Director | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AUTODESK, INC.
MEETING DATE: JAN 06, 2012 |
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TICKER: ADSK
SECURITY ID: 052769106
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
AUTODESK, INC.
MEETING DATE: JUN 07, 2012 |
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TICKER: ADSK
SECURITY ID: 052769106
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carl Bass | Management | For | For |
2 | Elect Director Crawford W. Beveridge | Management | For | For |
3 | Elect Director J. Hallam Dawson | Management | For | For |
4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
5 | Elect Director Mary T. McDowell | Management | For | For |
6 | Elect Director Lorrie M. Norrington | Management | For | For |
7 | Elect Director Charles J. Robel | Management | For | For |
8 | Elect Director Stacy J. Smith | Management | For | For |
9 | Elect Director Steven M. West | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
AUTOMATIC DATA PROCESSING, INC.
MEETING DATE: NOV 08, 2011 |
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TICKER: ADP
SECURITY ID: 053015103
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory D. Brenneman | Management | For | For |
1.2 | Elect Director Leslie A. Brun | Management | For | For |
1.3 | Elect Director Gary C. Butler | Management | For | For |
1.4 | Elect Director Richard T. Clark | Management | For | For |
1.5 | Elect Director Eric C. Fast | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
1.8 | Elect Director John P. Jones | Management | For | For |
1.9 | Elect Director Enrique T. Salem | Management | For | For |
1.10 | Elect Director Gregory L. Summe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BOOZ ALLEN HAMILTON HOLDING CORP
MEETING DATE: AUG 10, 2011 |
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TICKER: BAH
SECURITY ID: 099502106
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph W. Shrader | Management | For | For |
1.2 | Elect Director Peter Clare | Management | For | For |
1.3 | Elect Director Philip A. Odeen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BROADRIDGE FINANCIAL SOLUTIONS, INC.
MEETING DATE: NOV 16, 2011 |
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TICKER: BR
SECURITY ID: 11133T103
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Richard J. Daly | Management | For | For |
3 | Elect Director Robert N. Duelks | Management | For | For |
4 | Elect Director Richard J. Haviland | Management | For | For |
5 | Elect Director Sandra S. Jaffee | Management | For | For |
6 | Elect Director Alexandra Lebenthal | Management | For | For |
7 | Elect Director Stuart R. Levine | Management | For | For |
8 | Elect Director Thomas J. Perna | Management | For | For |
9 | Elect Director Alan J. Weber | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CACI INTERNATIONAL, INC.
MEETING DATE: NOV 17, 2011 |
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TICKER: CACI
SECURITY ID: 127190304
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul M. Cofoni | Management | For | For |
1.2 | Elect Director James S. Gilmore, III | Management | For | For |
1.3 | Elect Director Gregory G. Johnson | Management | For | For |
1.4 | Elect Director Richard L. Leatherwood | Management | For | For |
1.5 | Elect Director J. Phillip London | Management | For | For |
1.6 | Elect Director James L. Pavitt | Management | For | For |
1.7 | Elect Director Warren R. Phillips | Management | For | For |
1.8 | Elect Director Charles P. Revoile | Management | For | For |
1.9 | Elect Director William S. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adjourn Meeting | Management | For | For |
6 | Ratify Auditors | Management | For | For |
CAMELOT INFORMATION SYSTEMS INC
MEETING DATE: SEP 21, 2011 |
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TICKER: CIS
SECURITY ID: 13322V105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Third Amended and Restated Memorandum and Articles of Association | Management | For | For |
CARDTRONICS, INC.
MEETING DATE: MAY 15, 2012 |
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TICKER: CATM
SECURITY ID: 14161H108
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Tim Arnoult | Management | For | For |
1.2 | Elect Director Dennis F. Lynch | Management | For | For |
1.3 | Elect Director Juli C. Spottiswood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CASS INFORMATION SYSTEMS, INC.
MEETING DATE: APR 16, 2012 |
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TICKER: CASS
SECURITY ID: 14808P109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Ebel | Management | For | For |
1.2 | Elect Director John L. Gillis, Jr. | Management | For | For |
1.3 | Elect Director Randall L. Schilling | Management | For | For |
1.4 | Elect Director Franklin D. Wicks, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CGI GROUP INC
MEETING DATE: FEB 01, 2012 |
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TICKER: GIB.A
SECURITY ID: 39945C109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claude Boivin | Management | For | For |
1.2 | Elect Director Bernard Bourigeaud | Management | For | For |
1.3 | Elect Director Jean Brassard | Management | For | For |
1.4 | Elect Director Robert Chevrier | Management | For | For |
1.5 | Elect Director Dominic D'Alessandro | Management | For | For |
1.6 | Elect Director Thomas P. d'Aquino | Management | For | For |
1.7 | Elect Director Paule Dore | Management | For | For |
1.8 | Elect Director Richard B. Evans | Management | For | For |
1.9 | Elect Director Serge Godin | Management | For | For |
1.10 | Elect Director Andre Imbeau | Management | For | For |
1.11 | Elect Director Gilles Labbe | Management | For | For |
1.12 | Elect Director Eileen A. Mercier | Management | For | For |
1.13 | Elect Director Donna S. Morea | Management | For | For |
1.14 | Elect Director Michael E. Roach | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Articles: Change Location of Annual Meeting and Allow Board to Appoint Additional Directors Between Annual Meetings | Management | For | For |
4 | Amend Bylaws | Management | For | For |
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: CPW
SECURITY ID: M22465104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Directors | Management | For | For |
2 | Reelect External Directors | Management | For | For |
2a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | Management | For | For |
4 | Approve Compensation of Chairman/CEO Including Option Grant | Management | For | For |
4a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
5 | Reauthorize Board Chairman to Serve as CEO | Management | For | For |
5a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
CIBER, INC.
MEETING DATE: MAY 09, 2012 |
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TICKER: CBR
SECURITY ID: 17163B102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Jacobs | Management | For | For |
1.2 | Elect Director Archibald J. McGill | Management | For | For |
1.3 | Elect Director David C. Peterschmidt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 05, 2012 |
||||
TICKER: CTSH
SECURITY ID: 192446102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Francisco D'Souza | Management | For | For |
2 | Elect Director John N. Fox, Jr. | Management | For | For |
3 | Elect Director Thomas M. Wendel | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
COMPUTER SCIENCES CORPORATION
MEETING DATE: AUG 08, 2011 |
||||
TICKER: CSC
SECURITY ID: 205363104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Irving W. Bailey, II | Management | For | For |
2 | Elect Director David J. Barram | Management | For | For |
3 | Elect Director Stephen L. Baum | Management | For | For |
4 | Elect Director Erik Brynjolfsson | Management | For | For |
5 | Elect Director Rodney F. Chase | Management | For | For |
6 | Elect Director Judith R. Haberkorn | Management | For | For |
7 | Elect Director Michael W. Laphen | Management | For | For |
8 | Elect Director F. Warren McFarlan | Management | For | For |
9 | Elect Director Chong Sup Park | Management | For | For |
10 | Elect Director Thomas H. Patrick | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
CONSTANT CONTACT, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: CTCT
SECURITY ID: 210313102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Campbell | Management | For | For |
1.2 | Elect Director Daniel T. H. Nye | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONVERGYS CORPORATION
MEETING DATE: APR 26, 2012 |
||||
TICKER: CVG
SECURITY ID: 212485106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Barrett | Management | For | For |
1.2 | Elect Director Jeffrey H. Fox | Management | For | For |
1.3 | Elect Director Joseph E. Gibbs | Management | For | For |
1.4 | Elect Director Joan E. Herman | Management | For | For |
1.5 | Elect Director Ronald L. Nelson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COSTAR GROUP, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: CSGP
SECURITY ID: 22160N109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Klein | Management | For | For |
1.2 | Elect Director Andrew C. Florance | Management | For | For |
1.3 | Elect Director David Bonderman | Management | For | Withhold |
1.4 | Elect Director Michael J. Glosserman | Management | For | For |
1.5 | Elect Director Warren H. Haber | Management | For | For |
1.6 | Elect Director Christopher J. Nassetta | Management | For | For |
1.7 | Elect Director David J. Steinberg | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CSG SYSTEMS INTERNATIONAL, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: CSGS
SECURITY ID: 126349109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter E. Kalan | Management | For | For |
1.2 | Elect Director Frank V. Sica | Management | For | For |
1.3 | Elect Director James A. Unruh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DEMANDTEC, INC
MEETING DATE: AUG 03, 2011 |
||||
TICKER: DMAN
SECURITY ID: 24802R506
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald R. Baker | Management | For | For |
2 | Elect Director Linda Fayne Levinson | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DST SYSTEMS, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: DST
SECURITY ID: 233326107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lowell L. Bryan | Management | For | For |
1.2 | Elect Director Samuel G. Liss | Management | For | For |
1.3 | Elect Director Travis E. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ECHO GLOBAL LOGISTICS, INC.
MEETING DATE: JUN 20, 2012 |
||||
TICKER: ECHO
SECURITY ID: 27875T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel K. Skinner | Management | For | For |
1.2 | Elect Director Douglas R. Waggoner | Management | For | For |
1.3 | Elect Director John R. Walter | Management | For | For |
1.4 | Elect Director John F. Sandner | Management | For | For |
1.5 | Elect Director Eric P. Lefkofsky | Management | For | For |
1.6 | Elect Director Bradley A. Keywell | Management | For | For |
1.7 | Elect Director Matthew Ferguson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
EURONET WORLDWIDE, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: EEFT
SECURITY ID: 298736109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul S. Althasen | Management | For | For |
1.2 | Elect Director Lu M. Cordova | Management | For | For |
1.3 | Elect Director Thomas A. McDonnell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXLSERVICE HOLDINGS, INC.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: EXLS
SECURITY ID: 302081104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven B. Gruber | Management | For | For |
1.2 | Elect Director Mohanbir Sawhney | Management | For | Withhold |
1.3 | Elect Director Garen K. Staglin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: FIS
SECURITY ID: 31620M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William P. Foley, II | Management | For | For |
2 | Elect Director Thomas M. Hagerty | Management | For | For |
3 | Elect Director Keith W. Hughes | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
FISERV, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FISV
SECURITY ID: 337738108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Kearney | Management | For | For |
1.2 | Elect Director Jeffery W. Yabuki | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FLEETCOR TECHNOLOGIES, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: FLT
SECURITY ID: 339041105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew B. Balson | Management | For | For |
1.2 | Elect Director Bruce R. Evans | Management | For | For |
1.3 | Elect Director Glenn W. Marschel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FORRESTER RESEARCH, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: FORR
SECURITY ID: 346563109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Galford | Management | For | For |
1.2 | Elect Director Gretchen G. Teichgraeber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
GARTNER, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: IT
SECURITY ID: 366651107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael J. Bingle | Management | For | For |
2 | Elect Director Richard J. Bressler | Management | For | For |
3 | Elect Director Raul E. Cesan | Management | For | For |
4 | Elect Director Karen E. Dykstra | Management | For | For |
5 | Elect Director Anne Sutherland Fuchs | Management | For | For |
6 | Elect Director William O. Grabe | Management | For | For |
7 | Elect Director Eugene A. Hall | Management | For | For |
8 | Elect Director Stephen G. Pagliuca | Management | For | For |
9 | Elect Director James C. Smith | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
GENPACT LIMITED
MEETING DATE: MAY 16, 2012 |
||||
TICKER: G
SECURITY ID: G3922B107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect N.V. Tyagarajan as Director | Management | For | For |
1.2 | Elect John W. Barter as Director | Management | For | For |
1.3 | Elect Mark F. Dzialga as Director | Management | For | For |
1.4 | Elect Douglas M. Kaden as Director | Management | For | For |
1.5 | Elect Jagdish Khattar as Director | Management | For | For |
1.6 | Elect James C. Madden as Director | Management | For | For |
1.7 | Elect Denis J. Nayden as Director | Management | For | For |
1.8 | Elect Gary Reiner as Director | Management | For | For |
1.9 | Elect Robert G. Scott as Director | Management | For | For |
1.10 | Elect A. Michael Spence as Director | Management | For | For |
2 | Ratify KPMG as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
GLOBAL CASH ACCESS HOLDINGS, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: GCA
SECURITY ID: 378967103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Betts | Management | For | For |
1.2 | Elect Director E. Miles Kilburn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GREEN DOT CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: GDOT
SECURITY ID: 39304D102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth C. Aldrich | Management | For | For |
1.2 | Elect Director Virginia L. Hanna | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HCL TECHNOLOGIES LTD.
MEETING DATE: NOV 02, 2011 |
||||
TICKER: 532281
SECURITY ID: Y3121G147
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Vacancy on the Board of Directors Resulting from the Retirement of P.C. Sen | Management | For | For |
3 | Approve Vacancy on the Board of Directors Resulting from the Retirement of T.S.R. Subramanian | Management | For | For |
4 | Approve Vacancy on the Board of Directors Resulting from the Retirement of A. Chowdhry | Management | For | For |
5 | Approve S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Final Dividend of INR 2.00 Per Share | Management | For | For |
7 | Appoint R. Srinivasan as Director | Management | For | For |
HCL TECHNOLOGIES LTD.
MEETING DATE: MAY 28, 2012 |
||||
TICKER: 532281
SECURITY ID: Y3121G147
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Limit on Foreign Shareholdings | Management | For | For |
2 | Reelect S. Nadar as Managing Director and Approve His Remuneration | Management | For | For |
HEARTLAND PAYMENT SYSTEMS, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: HPY
SECURITY ID: 42235N108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert O. Carr | Management | For | For |
1.2 | Elect Director Marc J. Ostro | Management | For | For |
1.3 | Elect Director George F. Raymond | Management | For | For |
1.4 | Elect Director Mitchell L. Hollin | Management | For | For |
1.5 | Elect Director Jonathan J. Palmer | Management | For | For |
1.6 | Elect Director Richard W. Vague | Management | For | For |
1.7 | Elect Director Robert H. Niehaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 21, 2012 |
||||
TICKER: HPQ
SECURITY ID: 428236103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc L. Andreessen | Management | For | For |
2 | Elect Director Shumeet Banerji | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Raymond. J. Lane | Management | For | For |
6 | Elect Director Ann M. Livermore | Management | For | For |
7 | Elect Director G. M. Reiner | Management | For | For |
8 | Elect Director Patricia. F. Russo | Management | For | For |
9 | Elect Director G. Kennedy Thompson | Management | For | For |
10 | Elect Director Margaret C. Whitman | Management | For | For |
11 | Elect Director Ralph. V. Whitworth | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
HIGHER ONE HOLDINGS, INC.
MEETING DATE: MAY 14, 2012 |
||||
TICKER: ONE
SECURITY ID: 42983D104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miles Lasater | Management | For | For |
1.2 | Elect Director Robert Hartheimer | Management | For | For |
1.3 | Elect Director Patrick McFadden | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HISOFT TECHNOLOGY INTERNATIONAL LIMITED
MEETING DATE: OCT 17, 2011 |
||||
TICKER: HSFT
SECURITY ID: 43358R108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pehong Chen | Management | For | For |
2 | Elect Director Lau Chun Wah Davy | Management | For | For |
3 | Elect Director Lee Hongwei Jenny | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration for Fiscal Year 2010 | Management | For | For |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration Fiscal Year 2011 | Management | For | For |
6 | Accept Financial Statements and Statutory Reports | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
IGATE CORPORATION
MEETING DATE: APR 13, 2012 |
||||
TICKER: IGTE
SECURITY ID: 45169U105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Roy Dunbar | Management | For | Withhold |
1.2 | Elect Director Martin G. McGuinn | Management | For | Withhold |
INFOSYS LTD.
MEETING DATE: OCT 11, 2011 |
||||
TICKER: 500209
SECURITY ID: 456788108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Revocation of Resolution 17 Passed at the AGM Held on June 12, 2004 Re: Establish a New Welfare Trust | Management | For | For |
2 | Approve Restricted Stock Unit Plan 2011 (RSU Plan 2011) | Management | For | For |
3 | Approve Grant of Restricted Stock Units to Employees of the Company's Subsidiaries Under the RSU Plan 2011 | Management | For | For |
INFOSYS LTD.
MEETING DATE: JUN 09, 2012 |
||||
TICKER: 500209
SECURITY ID: 456788108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 22.00 Per Share and Special Dividend of INR 10.00 Per Share | Management | For | For |
3 | Reelect S. Gopalakrishnan as Director | Management | For | For |
4 | Reelect K.V. Kamath as Director | Management | For | For |
5 | Reelect D.L. Boyles as Director | Management | For | For |
6 | Reelect J.S. Lehman as Director | Management | For | For |
7 | Approve BSR & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Elect A.M. Fudge as Director | Management | For | For |
9 | Elect V. Balakrishnan as Executive Director and Approve His Remuneration | Management | For | For |
10 | Elect A. Vemuri as Executive Director and Approve His Remuneration | Management | For | For |
11 | Elect B.G. Srinivas as Executive Director and Approve His Remuneration | Management | For | For |
12 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
INNERWORKINGS, INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: INWK
SECURITY ID: 45773Y105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric D. Belcher | Management | For | For |
1.2 | Elect Director Jack M. Greenberg | Management | For | Withhold |
1.3 | Elect Director Linda S. Wolf | Management | For | Withhold |
1.4 | Elect Director Eric P. Lefkofsky | Management | For | For |
1.5 | Elect Director Charles K. Bobrinskoy | Management | For | Withhold |
1.6 | Elect Director J. Patrick Gallagher, Jr. | Management | For | Withhold |
1.7 | Elect Director David Fisher | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
INTEGRAL SYSTEMS, INC.
MEETING DATE: JUL 26, 2011 |
||||
TICKER: ISYS
SECURITY ID: 45810H107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: IBM
SECURITY ID: 459200101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director William R. Brody | Management | For | For |
3 | Elect Director Kenneth I. Chenault | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | For |
5 | Elect Director David N. Farr | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director James W. Owens | Management | For | For |
10 | Elect Director Samuel J. Palmisano | Management | For | For |
11 | Elect Director Virginia M. Rometty | Management | For | For |
12 | Elect Director Joan E. Spero | Management | For | For |
13 | Elect Director Sidney Taurel | Management | For | For |
14 | Elect Director Lorenzo H. Zambrano | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
19 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
INTRALINKS HOLDINGS INC.
MEETING DATE: JUL 27, 2011 |
||||
TICKER: IL
SECURITY ID: 46118H104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Hale | Management | For | For |
1.2 | Elect Director J. Chris Scalet | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
INTUIT INC.
MEETING DATE: JAN 19, 2012 |
||||
TICKER: INTU
SECURITY ID: 461202103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christopher W. Brody | Management | For | For |
2 | Elect Director William V. Campbell | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Diane B. Greene | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Suzanne Nora Johnson | Management | For | For |
7 | Elect Director Dennis D. Powell | Management | For | For |
8 | Elect Director Brad D. Smith | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JIVE SOFTWARE, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: JIVE
SECURITY ID: 47760A108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan G. Heiliger | Management | For | Withhold |
1.2 | Elect Director Sundar Pichai | Management | For | Withhold |
1.3 | Elect Director Matthew A. Tucker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KNIGHT CAPITAL GROUP, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: KCG
SECURITY ID: 499005106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William L. Bolster | Management | For | For |
2 | Elect Director Thomas M. Joyce | Management | For | For |
3 | Elect Director James W. Lewis | Management | For | For |
4 | Elect Director James T. Milde | Management | For | For |
5 | Elect Director Christopher C. Quick | Management | For | For |
6 | Elect Director Daniel F. Schmitt | Management | For | For |
7 | Elect Director Laurie M. Shahon | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
10 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
LENDER PROCESSING SERVICES, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: LPS
SECURITY ID: 52602E102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David K. Hunt | Management | For | For |
1.2 | Elect Director James K. Hunt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
MANTECH INTERNATIONAL CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: MANT
SECURITY ID: 564563104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George J. Pedersen | Management | For | For |
1.2 | Elect Director Richard L. Armitage | Management | For | For |
1.3 | Elect Director Mary K. Bush | Management | For | For |
1.4 | Elect Director Barry G. Campbell | Management | For | For |
1.5 | Elect Director Walter R. Fatzinger, Jr. | Management | For | For |
1.6 | Elect Director David E. Jeremiah | Management | For | For |
1.7 | Elect Director Richard J. Kerr | Management | For | For |
1.8 | Elect Director Kenneth A. Minihan | Management | For | For |
1.9 | Elect Director Stephen W. Porter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED
MEETING DATE: JUN 05, 2012 |
||||
TICKER: MA
SECURITY ID: 57636Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajay Banga | Management | For | For |
2 | Elect Director David R. Carlucci | Management | For | For |
3 | Elect Director Steven J. Freiberg | Management | For | For |
4 | Elect Director Richard Haythornthwaite | Management | For | For |
5 | Elect Director Marc Olivie | Management | For | For |
6 | Elect Director Rima Qureshi | Management | For | For |
7 | Elect Director Mark Schwartz | Management | For | For |
8 | Elect Director Jackson P. Tai | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MAXIMUS, INC.
MEETING DATE: MAR 07, 2012 |
||||
TICKER: MMS
SECURITY ID: 577933104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Montoni | Management | For | For |
1.2 | Elect Director Raymond B. Ruddy | Management | For | For |
1.3 | Elect Director Wellington E. Webb | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NCI, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: NCIT
SECURITY ID: 62886K104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles K. Narang | Management | For | For |
1.2 | Elect Director Brian J. Clark | Management | For | For |
1.3 | Elect Director James P. Allen | Management | For | Withhold |
1.4 | Elect Director John E. Lawler | Management | For | For |
1.5 | Elect Director Paul V. Lombardi | Management | For | Withhold |
1.6 | Elect Director J. Patrick McMahon | Management | For | For |
1.7 | Elect Director Philip O. Nolan | Management | For | Withhold |
1.8 | Elect Director Daniel R. Young | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NESS TECHNOLOGIES, INC.
MEETING DATE: AUG 30, 2011 |
||||
TICKER: NSTC
SECURITY ID: 64104X108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
NETSUITE INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: N
SECURITY ID: 64118Q107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan Goldberg | Management | For | For |
1.2 | Elect Director Steven J. Gomo | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEUSTAR, INC.
MEETING DATE: JUN 20, 2012 |
||||
TICKER: NSR
SECURITY ID: 64126X201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ross K. Ireland | Management | For | For |
2 | Elect Director Paul A. Lacouture | Management | For | For |
3 | Elect Director Michael J. Rowny | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
ORACLE CORPORATION
MEETING DATE: OCT 12, 2011 |
||||
TICKER: ORCL
SECURITY ID: 68389X105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
PAYCHEX, INC.
MEETING DATE: OCT 11, 2011 |
||||
TICKER: PAYX
SECURITY ID: 704326107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director B. Thomas Golisano | Management | For | For |
2 | Elect Director Joseph G. Doody | Management | For | For |
3 | Elect Director David J. S. Flaschen | Management | For | For |
4 | Elect Director Phillip Horsley | Management | For | For |
5 | Elect Director Grant M. Inman | Management | For | For |
6 | Elect Director Pamela A. Joseph | Management | For | For |
7 | Elect Director Martin Mucci | Management | For | For |
8 | Elect Director Joseph M. Tucci | Management | For | For |
9 | Elect Director Joseph M. Velli | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
PEGASYSTEMS INC.
MEETING DATE: JUL 12, 2011 |
||||
TICKER: PEGA
SECURITY ID: 705573103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Gyenes | Management | For | For |
2 | Elect Director Richard H. Jones | Management | For | For |
3 | Elect Director Steven F. Kaplan | Management | For | For |
4 | Elect Director James P. O'Halloran | Management | For | For |
5 | Elect Director Alan Trefler | Management | For | For |
6 | Elect Director William W. Wyman | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
RESPONSYS, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: MKTG
SECURITY ID: 761248103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Golden | Management | For | For |
1.2 | Elect Director Michael N. Schuh | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
ROLTA INDIA LIMITED
MEETING DATE: NOV 28, 2011 |
||||
TICKER:
SECURITY ID: Y7324A112
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 3.50 Per Share | Management | For | For |
3 | Reappoint A. Singh as Director | Management | For | For |
4 | Reappoint V. K. Agarwala as Director | Management | For | For |
5 | Reappoint V. K. Chopra as Director | Management | For | For |
6 | Approve Khandelwal Jain & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Reappointment and Remuneration of K.K. Singh as Executive Chairman & Managing Director | Management | For | For |
8 | Approve Reappointment and Remuneration of A. D. Tayal as Joint Managing Director | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $150 Million | Management | For | For |
10 | Approve Increase in Borrowing Powers to INR 30 Billion | Management | For | For |
11 | Approve Pledging of Assets for Debt | Management | For | For |
12 | Approve Grant of Options to Employees of the Company Under the Employee Stock Option Plan (ESOP) | Management | For | For |
13 | Approve Grant of Options to Employees of Subsidiaries of the Company Under the ESOP | Management | For | For |
SAIC, INC.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: SAI
SECURITY ID: 78390X101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director France A. Cordova | Management | For | For |
2 | Elect Director Jere A. Drummond | Management | For | For |
3 | Elect Director Thomas F. Frist, III | Management | For | For |
4 | Elect Director John J. Hamre | Management | For | For |
5 | Elect Director Miriam E. John | Management | For | For |
6 | Elect Director Anita K. Jones | Management | For | For |
7 | Elect Director John P. Jumper | Management | For | For |
8 | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
9 | Elect Director Lawrence C. Nussdorf | Management | For | For |
10 | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
11 | Elect Director A. Thomas Young | Management | For | For |
12 | Approve Merger Agreement | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | Against |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
SAPIENT CORPORATION
MEETING DATE: JUN 07, 2012 |
||||
TICKER: SAPE
SECURITY ID: 803062108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Benson | Management | For | For |
1.2 | Elect Director Hermann Buerger | Management | For | For |
1.3 | Elect Director Jerry A. Greenberg | Management | For | For |
1.4 | Elect Director Alan J. Herrick | Management | For | For |
1.5 | Elect Director J. Stuart Moore | Management | For | For |
1.6 | Elect Director Robert L. Rosen | Management | For | For |
1.7 | Elect Director Ashok Shah | Management | For | For |
1.8 | Elect Director Vijay Singal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SCIQUEST, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: SQI
SECURITY ID: 80908T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen J. Wiehe | Management | For | For |
1.2 | Elect Director Jeffrey T. Barber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SERVICESOURCE INTERNATIONAL, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: SREV
SECURITY ID: 81763U100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce W. Dunlevie | Management | For | For |
1.2 | Elect Director Barry D. Reynolds | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SRA INTERNATIONAL, INC.
MEETING DATE: JUL 15, 2011 |
||||
TICKER: SRX
SECURITY ID: 78464R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SYNTEL, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: SYNT
SECURITY ID: 87162H103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
1.2 | Elect Director Bharat Desai | Management | For | For |
1.3 | Elect Director Thomas Doke | Management | For | For |
1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
1.5 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.6 | Elect Director Prashant Ranade | Management | For | For |
1.7 | Elect Director Neerja Sethi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TELETECH HOLDINGS, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: TTEC
SECURITY ID: 879939106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth D. Tuchman | Management | For | For |
1.2 | Elect Director James E. Barlett | Management | For | For |
1.3 | Elect Director Gregory A. Conley | Management | For | For |
1.4 | Elect Director Shrikant Mehta | Management | For | For |
1.5 | Elect Director Anjan Mukherjee | Management | For | For |
1.6 | Elect Director Robert M. Tarola | Management | For | For |
1.7 | Elect Director Shirley Young | Management | For | For |
1.8 | Elect Director Robert Webb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TERADATA CORPORATION
MEETING DATE: APR 20, 2012 |
||||
TICKER: TDC
SECURITY ID: 88076W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael F. Koehler | Management | For | For |
2 | Elect Director James M. Ringler | Management | For | For |
3 | Elect Director John G. Schwarz | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE DESCARTES SYSTEMS GROUP INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: DSG
SECURITY ID: 249906108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Anderson | Management | For | For |
1.2 | Elect Director David I. Beatson | Management | For | For |
1.3 | Elect Director Eric Demirian | Management | For | For |
1.4 | Elect Director Christopher Hewat | Management | For | For |
1.5 | Elect Director Arthur Mesher | Management | For | For |
1.6 | Elect Director John Walker | Management | For | For |
1.7 | Elect Director Stephen Watt | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Performance and Restricted Share Unit Plan | Management | For | For |
THE WESTERN UNION COMPANY
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WU
SECURITY ID: 959802109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard A. Goodman | Management | For | For |
2 | Elect Director Roberto G. Mendoza | Management | For | For |
3 | Elect Director Michael A. Miles, Jr. | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
9 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
TNS, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: TNS
SECURITY ID: 872960109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Benton | Management | For | For |
1.2 | Elect Director Henry H. Graham, Jr. | Management | For | For |
1.3 | Elect Director Stephen X. Graham | Management | For | For |
1.4 | Elect Director John V. Sponyoe | Management | For | For |
1.5 | Elect Director Thomas E. Wheeler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNISYS CORPORATION
MEETING DATE: MAY 01, 2012 |
||||
TICKER: UIS
SECURITY ID: 909214306
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Edward Coleman | Management | For | For |
2 | Elect Director Alison Davis | Management | For | For |
3 | Elect Director Nathaniel A. Davis | Management | For | For |
4 | Elect Director James J. Duderstadt | Management | For | For |
5 | Elect Director Henry C. Duques | Management | For | For |
6 | Elect Director Matthew J. Espe | Management | For | For |
7 | Elect Director Denise K. Fletcher | Management | For | For |
8 | Elect Director Leslie F. Kenne | Management | For | For |
9 | Elect Director Lee D. Roberts | Management | For | For |
10 | Elect Director Paul E. Weaver | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: PAY
SECURITY ID: 92342Y109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
1.3 | Elect Director Dr. Leslie G. Denend | Management | For | For |
1.4 | Elect Director Alex W. Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Richard A. McGinn | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERISIGN, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: VRSN
SECURITY ID: 92343E102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VIRTUSA CORPORATION
MEETING DATE: SEP 08, 2011 |
||||
TICKER: VRTU
SECURITY ID: 92827P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Davoli | Management | For | For |
1.2 | Elect Director William K. O'Brien | Management | For | For |
1.3 | Elect Director Al-Noor Ramji | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VISA INC.
MEETING DATE: JAN 31, 2012 |
||||
TICKER: V
SECURITY ID: 92826C839
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary P. Coughlan | Management | For | For |
2 | Elect Director Mary B. Cranston | Management | For | For |
3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Director Robert W. Matschullat | Management | For | For |
5 | Elect Director Cathy E. Minehan | Management | For | For |
6 | Elect Director Suzanne Nora Johnson | Management | For | For |
7 | Elect Director David J. Pang | Management | For | For |
8 | Elect Director Joseph W. Saunders | Management | For | For |
9 | Elect Director William S. Shanahan | Management | For | For |
10 | Elect Director John A. Swainson | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
WNS HOLDINGS LTD.
MEETING DATE: SEP 13, 2011 |
||||
TICKER: WNS
SECURITY ID: 92932M101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Ratify Grant Thornton India as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Reelect Keshav R. Murugesh as Director | Management | For | For |
5 | Reelect Albert Aboody as Director | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Increase in Ordinary Shares/ American Depositary Shares (ADSs) and Adopt Second Amended and Restated 2006 Incentive Award Plan | Management | For | For |
WNS HOLDINGS LTD.
MEETING DATE: NOV 22, 2011 |
||||
TICKER: WNS
SECURITY ID: 92932M101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Share Capital | Management | For | For |
WRIGHT EXPRESS CORPORATION
MEETING DATE: MAY 18, 2012 |
||||
TICKER: WXS
SECURITY ID: 98233Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Regina O. Sommer | Management | For | For |
1.2 | Elect Director Jack VanWoerkom | Management | For | For |
1.3 | Elect Director George L. McTavish | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
XEROX CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: XRX
SECURITY ID: 984121103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert J. Keegan | Management | For | For |
6 | Elect Director Robert A. McDonald | Management | For | For |
7 | Elect Director Charles Prince | Management | For | For |
8 | Elect Director Ann N. Reese | Management | For | For |
9 | Elect Director Sara Martinez Tucker | Management | For | For |
10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
SELECT LEISURE PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMAZON.COM, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: AMZN
SECURITY ID: 023135106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Jamie S. Gorelick | Management | For | For |
6 | Elect Director Blake G. Krikorian | Management | For | For |
7 | Elect Director Alain Monie | Management | For | For |
8 | Elect Director Jonathan J. Rubinstein | Management | For | For |
9 | Elect Director Thomas O. Ryder | Management | For | For |
10 | Elect Director Patricia Q. Stonesifer | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Report on Climate Change | Shareholder | Against | Abstain |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ARCOS DORADOS HOLDINGS INC
MEETING DATE: APR 09, 2012 |
||||
TICKER: ARCO
SECURITY ID: G0457F107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Ratify Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Abstain |
3a | Elect Woods Staton as a Director | Management | For | For |
3b | Elect German Lemonnier as a Director | Management | For | For |
BJ'S RESTAURANTS, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: BJRI
SECURITY ID: 09180C106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald (Jerry) W. Deitchle | Management | For | For |
1.2 | Elect Director James (Jim) A. Dal Pozzo | Management | For | For |
1.3 | Elect Director J. Roger King | Management | For | For |
1.4 | Elect Director Larry D. Bouts | Management | For | For |
1.5 | Elect Director John (Jack) F. Grundhofer | Management | For | For |
1.6 | Elect Director Peter (Pete) A. Bassi | Management | For | For |
1.7 | Elect Director William (Bill) L. Hyde, Jr. | Management | For | For |
1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
1.9 | Elect Director Henry Gomez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BRAVO BRIO RESTAURANT GROUP, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: BBRG
SECURITY ID: 10567B109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alton F. Doody, III | Management | For | For |
2 | Elect Director David B. Pittaway | Management | For | For |
3 | Elect Director Harold O. Rosser, II | Management | For | For |
4 | Elect Director Fortunato N. Valenti | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BRINKER INTERNATIONAL, INC.
MEETING DATE: NOV 03, 2011 |
||||
TICKER: EAT
SECURITY ID: 109641100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director David Deno | Management | For | For |
1.3 | Elect Director Joseph M. DePinto | Management | For | For |
1.4 | Elect Director Michael Dixon | Management | For | For |
1.5 | Elect Director Harriet Edelman | Management | For | For |
1.6 | Elect Director Jon L. Luther | Management | For | For |
1.7 | Elect Director John W. Mims | Management | For | For |
1.8 | Elect Director George R. Mrkonic | Management | For | For |
1.9 | Elect Director Rosendo G. Parra | Management | For | For |
1.10 | Elect Director Cece Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CARNIVAL CORPORATION
MEETING DATE: APR 11, 2012 |
||||
TICKER: CCL
SECURITY ID: 143658300
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
10 | Reelect Sir John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
11 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
12 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
13 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
14 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2011 | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Approve Remuneration of Executive Directors | Management | For | For |
20 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorize Shares for Market Purchase | Management | For | For |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
CARRIAGE SERVICES, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: CSV
SECURITY ID: 143905107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Melvin C. Payne | Management | For | For |
1.2 | Elect Director Richard W. Scott | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CEDAR FAIR, L.P.
MEETING DATE: JUL 07, 2011 |
||||
TICKER: FUN
SECURITY ID: 150185106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gina D. France | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CEDAR FAIR, L.P.
MEETING DATE: OCT 27, 2011 |
||||
TICKER: FUN
SECURITY ID: 150185106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Regulations of the General Partner Providing Unitholders the Right to Nominate Directors | Management | For | For |
2 | Amend the Partnership Agreement Providing Unitholders the Right to Nominate Directors | Management | For | For |
CEDAR FAIR, L.P.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: FUN
SECURITY ID: 150185106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Hanrahan | Management | For | For |
1.2 | Elect Director Lauri M. Shanahan | Management | For | For |
1.3 | Elect Director Debra Smithart-Oglesby | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: CMG
SECURITY ID: 169656105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Ells | Management | For | For |
1.2 | Elect Director Patrick J. Flynn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
CHRISTIAN DIOR
MEETING DATE: APR 05, 2012 |
||||
TICKER: CDI
SECURITY ID: F26334106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Abstain |
4 | Approve Allocation of Income and Dividends of EUR 2.61 per Share | Management | For | For |
5 | Elect Denis Dalibot as Director | Management | For | For |
6 | Elect Jaime de Marichalar y Saenz de Tejada as Director | Management | For | For |
7 | Elect Delphine Arnault as Director | Management | For | For |
8 | Elect Helene Desmarais as Director | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
12 | Amend Articles 9, 17, and 24 of Bylaws Re: Board Composition, General Meetings Convening, Proxy Voting and Fiscal Year | Management | For | For |
DARDEN RESTAURANTS, INC.
MEETING DATE: SEP 22, 2011 |
||||
TICKER: DRI
SECURITY ID: 237194105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard L. Berry | Management | For | For |
1.2 | Elect Director Odie C. Donald | Management | For | For |
1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
1.4 | Elect Director Victoria D. Harker | Management | For | For |
1.5 | Elect Director David H. Hughes | Management | For | For |
1.6 | Elect Director Charles A. Ledsinger Jr | Management | For | For |
1.7 | Elect Director William M. Lewis, Jr. | Management | For | For |
1.8 | Elect Director Senator Connie Mack III | Management | For | For |
1.9 | Elect Director Andrew H. Madsen | Management | For | For |
1.10 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.11 | Elect Director Michael D. Rose | Management | For | For |
1.12 | Director Maria A. Sastre | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
DECKERS OUTDOOR CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: DECK
SECURITY ID: 243537107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angel R. Martinez | Management | For | For |
1.2 | Elect Director Rex A. Licklider | Management | For | For |
1.3 | Elect Director John M. Gibbons | Management | For | For |
1.4 | Elect Director John G. Perenchio | Management | For | For |
1.5 | Elect Director Maureen Conners | Management | For | For |
1.6 | Elect Director Karyn O. Barsa | Management | For | For |
1.7 | Elect Director Michael F. Devine, III | Management | For | For |
1.8 | Elect Director James Quinn | Management | For | For |
1.9 | Elect Director Lauri Shanahan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DENNY'S CORPORATION
MEETING DATE: MAY 16, 2012 |
||||
TICKER: DENN
SECURITY ID: 24869P104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregg R. Dedrick | Management | For | For |
2 | Elect Director George W. Haywood | Management | For | For |
3 | Elect Director Brenda J. Lauderback | Management | For | For |
4 | Elect Director Robert E. Marks | Management | For | For |
5 | Elect Director John C. Miller | Management | For | For |
6 | Elect Director Louis P. Neeb | Management | For | For |
7 | Elect Director Donald C. Robinson | Management | For | For |
8 | Elect Director Debra Smithart-Oglesby | Management | For | For |
9 | Elect Director Laysha Ward | Management | For | For |
10 | Elect Director F. Mark Wollfinger | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
DEVRY INC.
MEETING DATE: NOV 03, 2011 |
||||
TICKER: DV
SECURITY ID: 251893103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher B. Begley | Management | For | For |
1.2 | Elect Director David S. Brown | Management | For | For |
1.3 | Elect Director Gary Butler | Management | For | For |
1.4 | Elect Director Lisa W. Pickrum | Management | For | For |
1.5 | Elect Director Fernando Ruiz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DOMINO'S PIZZA ENTERPRISES LTD.
MEETING DATE: NOV 02, 2011 |
||||
TICKER: DMP
SECURITY ID: Q32503106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Grant Bryce Bourke as Director | Management | For | For |
3 | Approve the Grant of Options to the Managing Director | Management | For | For |
4 | Approve an Increase Non-Executive Directors' Fees | Management | For | For |
DUNKIN' BRANDS GROUP, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: DNKN
SECURITY ID: 265504100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony DiNovi | Management | For | For |
1.2 | Elect Director Sandra Horbach | Management | For | For |
1.3 | Elect Director Mark Nunnelly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: GIII
SECURITY ID: 36237H101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morris Goldfarb | Management | For | For |
1.2 | Elect Director Sammy Aaron | Management | For | For |
1.3 | Elect Director Thomas J. Brosig | Management | For | For |
1.4 | Elect Director Alan Feller | Management | For | For |
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
1.6 | Elect Director Carl Katz | Management | For | For |
1.7 | Elect Director Laura Pomerantz | Management | For | For |
1.8 | Elect Director Willem van Bokhorst | Management | For | For |
1.9 | Elect Director Cheryl Vitali | Management | For | For |
1.10 | Elect Director Richard White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GLOBAL EDUCATION & TECHNOLOGY GROUP LTD.
MEETING DATE: DEC 12, 2011 |
||||
TICKER: GEDU
SECURITY ID: 37951A108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Gary Xinzhong Xu as Director | Management | For | Against |
2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
GROUPON, INC.
MEETING DATE: JUN 19, 2012 |
||||
TICKER: GRPN
SECURITY ID: 399473107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric P. Lefkofsky | Management | For | For |
1.2 | Elect Director Peter J. Barris | Management | For | For |
1.3 | Elect Director Robert J. Bass | Management | For | For |
1.4 | Elect Director Daniel T. Henry | Management | For | For |
1.5 | Elect Director Mellody Hobson | Management | For | For |
1.6 | Elect Director Bradley A. Keywell | Management | For | For |
1.7 | Elect Director Theodore J. Leonsis | Management | For | For |
1.8 | Elect Director Andrew D. Mason | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
HASBRO, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: HAS
SECURITY ID: 418056107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HYATT HOTELS CORPORATION
MEETING DATE: JUN 13, 2012 |
||||
TICKER: H
SECURITY ID: 448579102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Friedman | Management | For | For |
1.2 | Elect Director Susan D. Kronick | Management | For | For |
1.3 | Elect Director Mackey J. McDonald | Management | For | For |
1.4 | Elect Director Gregory B. Penner | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTUIT INC.
MEETING DATE: JAN 19, 2012 |
||||
TICKER: INTU
SECURITY ID: 461202103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christopher W. Brody | Management | For | For |
2 | Elect Director William V. Campbell | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Diane B. Greene | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Suzanne Nora Johnson | Management | For | For |
7 | Elect Director Dennis D. Powell | Management | For | For |
8 | Elect Director Brad D. Smith | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ITT EDUCATIONAL SERVICES, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ESI
SECURITY ID: 45068B109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joanna T. Lau | Management | For | For |
2 | Elect Director Samuel L. Odle | Management | For | For |
3 | Elect Director John A. Yena | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
K12 INC.
MEETING DATE: DEC 22, 2011 |
||||
TICKER: LRN
SECURITY ID: 48273U102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig R. Barrett | Management | For | Withhold |
1.2 | Elect Director Guillermo Bron | Management | For | For |
1.3 | Elect Director Nathaniel A. Davis | Management | For | For |
1.4 | Elect Director Steven B. Fink | Management | For | For |
1.5 | Elect Director Mary H. Futrell | Management | For | For |
1.6 | Elect Director Ronald J. Packard | Management | For | For |
1.7 | Elect Director Jon Q. Reynolds, Jr. | Management | For | For |
1.8 | Elect Director Andrew H. Tisch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: LVS
SECURITY ID: 517834107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason N. Ader | Management | For | For |
1.2 | Elect Director Michael A. Leven | Management | For | For |
1.3 | Elect Director Jeffrey H. Schwartz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LITTLE SHEEP GROUP LTD.
MEETING DATE: JAN 06, 2012 |
||||
TICKER: 00968
SECURITY ID: G55069101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction of the Issued Share Capital of the Company Arising as a Result of the Scheme of Arrangement | Management | For | For |
2 | Approve Increase of Issued Share Capital of the Company to the Amount Prior to the Cancellation of the Scheme Shares by Issuing to Wandle Investments Limited the Same Number Little Sheep Shares, Credited as Fully Paid at Par | Management | For | For |
3 | Approve Shareholders' Agreement Entered into among Wandle Investments Limited, Yum! Restaurant China Holdings Limited, Possible Way International Limited, Zhang Gang, and Chen Hongkai | Management | For | For |
LITTLE SHEEP GROUP LTD.
MEETING DATE: JAN 06, 2012 |
||||
TICKER: 00968
SECURITY ID: G55069101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
MAN WAH HOLDINGS LTD.
MEETING DATE: JUL 25, 2011 |
||||
TICKER: 01999
SECURITY ID: G5800U107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.13 Per Share | Management | For | For |
3 | Reelect Wang Guisheng as Executive Director | Management | For | For |
4 | Reelect Stephen Allen Barr as Executive Director | Management | For | For |
5 | Reelect Ong Chor Wei as Non-Executive Director | Management | For | For |
6 | Reelect Francis Lee Fook Wah as Non-Executive Director | Management | For | For |
7 | Reelect Lee Teck Leng Robson as Independent Non-Executive Director | Management | For | For |
8 | Approve Remuneration of Directors for the Year Ended Mar. 31, 2011 | Management | For | For |
9 | Authorize Board to Fix the Remuneration of Directors for the Year Ending Mar. 31, 2012 | Management | For | For |
10 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Reissuance of Repurchased Shares | Management | For | For |
MARINEMAX, INC.
MEETING DATE: FEB 21, 2012 |
||||
TICKER: HZO
SECURITY ID: 567908108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William H. McGill Jr. | Management | For | For |
2 | Elect Director John B. Furman | Management | For | For |
3 | Elect Director Robert S. Kant | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: MCD
SECURITY ID: 580135101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Eckert | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Jeanne P. Jackson | Management | For | For |
4 | Elect Director Andrew J. Mckenna | Management | For | For |
5 | Elect Director Donald Thompson | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Provide Right to Call Special Meeting | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: OCT 06, 2011 |
||||
TICKER: MPEL
SECURITY ID: 585464100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Authorized Share Capital | Management | For | Against |
2 | Adopt New Memorandum and Articles of Association | Management | For | Abstain |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Issuance of Shares Pursuant to the Global Offering | Management | For | Abstain |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Abstain |
6 | Authorize Share Repurchase Program | Management | For | Abstain |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Abstain |
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: 06883
SECURITY ID: 585464100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
3b | Authorize Reissuance of Repurchased Shares | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5a1 | Reelect Lawrence Yau Lung Ho as Director | Management | For | For |
5a2 | Reelect James Douglas Packer as Director | Management | For | For |
5a3 | Reelect John Peter Ben Wang as Director | Management | For | For |
5a4 | Reelect Yuk Man Chung as Director | Management | For | For |
5a5 | Reelect William Todd Nisbet as Director | Management | For | For |
5a6 | Reelect Rowen Bruce Craigie as Director | Management | For | For |
5a7 | Reelect James Andrew Charles MacKenzie as Director | Management | For | For |
5a8 | Reelect Thomas Jefferson Wu as Director | Management | For | For |
5a9 | Reelect Yiu Wa Alec Tsui as Director | Management | For | For |
5a10 | Reelect Robert Wason Mactier as Director | Management | For | For |
5b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
6 | Adopt Chinese Company Name | Management | For | For |
7 | Amend Existing Amended and Restated Memorandum and Articles of Association and Adopt New Memorandum and Articles | Management | For | For |
NU SKIN ENTERPRISES, INC.
MEETING DATE: MAY 21, 2012 |
||||
TICKER: NUS
SECURITY ID: 67018T105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nevin N. Andersen | Management | For | For |
1.2 | Elect Director Daniel W. Campbell | Management | For | For |
1.3 | Elect Director M. Truman Hunt | Management | For | For |
1.4 | Elect Director Andrew D. Lipman | Management | For | For |
1.5 | Elect Director Steven J. Lund | Management | For | For |
1.6 | Elect Director Patricia A. Negron | Management | For | For |
1.7 | Elect Director Neil H. Offen | Management | For | For |
1.8 | Elect Director Thomas R. Pisano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PANERA BREAD COMPANY
MEETING DATE: MAY 17, 2012 |
||||
TICKER: PNRA
SECURITY ID: 69840W108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Domenic Colasacco | Management | For | For |
1.2 | Elect Director Thomas E. Lynch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: PENN
SECURITY ID: 707569109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Handler | Management | For | Withhold |
1.2 | Elect Director John M. Jacquemin | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
PINNACLE ENTERTAINMENT, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: PNK
SECURITY ID: 723456109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen C. Comer | Management | For | For |
2 | Elect Director John V. Giovenco | Management | For | For |
3 | Elect Director Richard J. Goeglein | Management | For | For |
4 | Elect Director Bruce A. Leslie | Management | For | For |
5 | Elect Director James L. Martineau | Management | For | For |
6 | Elect Director Desiree Rogers | Management | For | For |
7 | Elect Director Anthony M. Sanfilippo | Management | For | For |
8 | Elect Director Jaynie M. Studenmund | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Deferred Compensation Plan | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
PVH CORP.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: PVH
SECURITY ID: 693656100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Baglivo | Management | For | For |
2 | Elect Director Emanuel Chirico | Management | For | For |
3 | Elect Director Juan R. Figuereo | Management | For | For |
4 | Elect Director Joseph B. Fuller | Management | For | For |
5 | Elect Director Fred Gehring | Management | For | For |
6 | Elect Director Margaret L. Jenkins | Management | For | For |
7 | Elect Director David A. Landau | Management | For | For |
8 | Elect Director Bruce Maggin | Management | For | For |
9 | Elect Director V. James Marino | Management | For | For |
10 | Elect Director Henry Nasella | Management | For | For |
11 | Elect Director Rita M. Rodriguez | Management | For | For |
12 | Elect Director Craig Rydin | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
RUTH'S HOSPITALITY GROUP, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: RUTH
SECURITY ID: 783332109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. O'Donnell | Management | For | For |
1.2 | Elect Director Robin P. Selati | Management | For | For |
1.3 | Elect Director Carla R. Cooper | Management | For | For |
1.4 | Elect Director Bannus B. Hudson | Management | For | For |
1.5 | Elect Director Robert S. Merritt | Management | For | For |
1.6 | Elect Director Alan Vituli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SPUR CORPORATION LTD
MEETING DATE: DEC 02, 2011 |
||||
TICKER: SUR
SECURITY ID: S80521107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2011 | Management | For | For |
2.1 | Re-elect Mark Farrelly as Director | Management | For | Against |
2.2 | Re-elect Keith Getz as Director | Management | For | Against |
2.3 | Re-elect Keith Madders as Director | Management | For | Against |
2.4 | Re-elect Kevin Robertson as Director | Management | For | Against |
3 | Reappoint KPMG Inc as Auditors and Ivan Engels as the Individual Designated Auditor; Authorise the Board to Determine Their Remuneration | Management | For | For |
4.1 | Re-elect Keith Madders as Audit Committee Chairman | Management | For | For |
4.2 | Re-elect Dean Hyde as Audit Committee Member | Management | For | For |
4.3 | Re-elect Muzi Kuzwayo as Audit Committee Member | Management | For | For |
4.4 | Re-elect Mntungwa Morojele as Audit Committee Member | Management | For | For |
5 | Approve Remuneration Policy | Management | For | For |
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
2 | Approve Remuneration of Directors | Management | For | For |
3 | Authorise the Company to Provide Financial Assistance | Management | For | For |
SPUR CORPORATION LTD
MEETING DATE: APR 26, 2012 |
||||
TICKER: SUR
SECURITY ID: S80521107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration of Non-Executive Directors | Management | For | For |
2 | Approve Restructuring of the Audit Committee Following the Retirement of Dean Hyde which Audit Committee Shall Now Comprise Keith Madders (Chairman), Muzi Kuzwayo and Mntungwa Morojele | Management | For | For |
3 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
STARBUCKS CORPORATION
MEETING DATE: MAR 21, 2012 |
||||
TICKER: SBUX
SECURITY ID: 855244109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Joshua Cooper Ramo | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Clara Shih | Management | For | For |
9 | Elect Director Javier G. Teruel | Management | For | For |
10 | Elect Director Myron E. Ullman, III | Management | For | For |
11 | Elect Director Craig E. Weatherup | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Executive Incentive Bonus Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: HOT
SECURITY ID: 85590A401
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frits van Paasschen | Management | For | For |
1.2 | Elect Director Bruce W. Duncan | Management | For | For |
1.3 | Elect Director Adam M. Aron | Management | For | For |
1.4 | Elect Director Charlene Barshefsky | Management | For | For |
1.5 | Elect Director Thomas E. Clarke | Management | For | For |
1.6 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.7 | Elect Director Lizanne Galbreath | Management | For | For |
1.8 | Elect Director Eric Hippeau | Management | For | For |
1.9 | Elect Director Stephen R. Quazzo | Management | For | For |
1.10 | Elect Director Thomas O. Ryder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STEINER LEISURE LIMITED
MEETING DATE: JUN 13, 2012 |
||||
TICKER: STNR
SECURITY ID: P8744Y102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clive E. Warshaw | Management | For | For |
1.2 | Elect Director David S. Harris | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STEWART ENTERPRISES, INC.
MEETING DATE: APR 19, 2012 |
||||
TICKER: STEI
SECURITY ID: 860370105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Elstrott, Jr. | Management | For | For |
1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
1.3 | Elect Director Alden J. McDonald, Jr. | Management | For | For |
1.4 | Elect Director Ronald H. Patron | Management | For | For |
1.5 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
1.6 | Elect Director John K. Saer, Jr. | Management | For | For |
1.7 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SUMMER INFANT, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: SUMR
SECURITY ID: 865646103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin Fogelman | Management | For | For |
1.2 | Elect Director Richard Wenz | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TEXAS ROADHOUSE, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: TXRH
SECURITY ID: 882681109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin T. Hart | Management | For | For |
1.2 | Elect Director W. Kent Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE MARCUS CORPORATION
MEETING DATE: OCT 11, 2011 |
||||
TICKER: MCS
SECURITY ID: 566330106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen H. Marcus | Management | For | For |
1.2 | Elect Director Diane Marcus Gershowitz | Management | For | For |
1.3 | Elect Director Daniel F. McKeithan, Jr. | Management | For | For |
1.4 | Elect Director Allan H. Selig | Management | For | For |
1.5 | Elect Director Timothy E. Hoeksema | Management | For | For |
1.6 | Elect Director Bruce J. Olson | Management | For | For |
1.7 | Elect Director Philip L. Milstein | Management | For | For |
1.8 | Elect Director Bronson J. Haase | Management | For | For |
1.9 | Elect Director James D. Ericson | Management | For | For |
1.10 | Elect Director Gregory S. Marcus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
TUPPERWARE BRANDS CORPORATION
MEETING DATE: MAY 22, 2012 |
||||
TICKER: TUP
SECURITY ID: 899896104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Catherine A. Bertini | Management | For | For |
2 | Elect Director Susan M. Cameron | Management | For | For |
3 | Elect Director Kriss Cloninger, III | Management | For | For |
4 | Elect Director E. V. Goings | Management | For | For |
5 | Elect Director Joe R. Lee | Management | For | For |
6 | Elect Director Angel R. Martinez | Management | For | For |
7 | Elect Director Antonio Monteiro de Castro | Management | For | For |
8 | Elect Director Robert J. Murray | Management | For | For |
9 | Elect Director David R. Parker | Management | For | For |
10 | Elect Director Joyce M. Roche | Management | For | For |
11 | Elect Director M. Anne Szostak | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WEIGHT WATCHERS INTERNATIONAL, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: WTW
SECURITY ID: 948626106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marsha Johnson Evans | Management | For | For |
1.2 | Elect Director Sacha Lainovic | Management | For | For |
1.3 | Elect Director Christopher J. Sobecki | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: WYN
SECURITY ID: 98310W108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Holmes | Management | For | For |
1.2 | Elect Director Myra J. Biblowit | Management | For | For |
1.3 | Elect Director Pauline D.E. Richards | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
YUM! BRANDS, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: YUM
SECURITY ID: 988498101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Dorman | Management | For | For |
2 | Elect Director Massimo Ferragamo | Management | For | For |
3 | Elect Director Mirian M. Graddick-Weir | Management | For | For |
4 | Elect Director J. David Grissom | Management | For | For |
5 | Elect Director Bonnie G. Hill | Management | For | For |
6 | Elect Director Jonathan S. Linen | Management | For | For |
7 | Elect Director Thomas C. Nelson | Management | For | For |
8 | Elect Director David C. Novak | Management | For | For |
9 | Elect Director Thomas M. Ryan | Management | For | For |
10 | Elect Director Jing-Shyh S. Su | Management | For | For |
11 | Elect Director Robert D. Walter | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
15 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT MATERIALS PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 26, 2012 |
||||
TICKER: APD
SECURITY ID: 009158106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mario L. Baeza | Management | For | For |
2 | Elect Director Susan K. Carter | Management | For | For |
3 | Elect Director John E. McGlade | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AIRGAS, INC.
MEETING DATE: AUG 29, 2011 |
||||
TICKER: ARG
SECURITY ID: 009363102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter McCausland | Management | For | For |
1.2 | Elect Director Lee M. Thomas | Management | For | For |
1.3 | Elect Director John C. van Roden, Jr. | Management | For | For |
1.4 | Elect Director Ellen C. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ALBEMARLE CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: ALB
SECURITY ID: 012653101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jim W. Nokes | Management | For | For |
1.2 | Elect Director Willam H. Hernandez | Management | For | For |
1.3 | Elect Director R. William Ide, III | Management | For | For |
1.4 | Elect Director Luther C. Kissam, IV | Management | For | For |
1.5 | Elect Director Joseph M. Mahady | Management | For | For |
1.6 | Elect Director Barry W. Perry | Management | For | For |
1.7 | Elect Director John Sherman, Jr. | Management | For | For |
1.8 | Elect Director Harriett Tee Taggart | Management | For | For |
1.9 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ANGLOGOLD ASHANTI LTD
MEETING DATE: NOV 16, 2011 |
||||
TICKER: ANG
SECURITY ID: 035128206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise the Company to Provide Financial Assistance to Subsidiaries and Other Related or Inter-related Parties | Management | For | For |
APTARGROUP, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: ATR
SECURITY ID: 038336103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie A. Desjardins | Management | For | For |
1.2 | Elect Director Leo A. Guthart | Management | For | For |
1.3 | Elect Director Ralf K. Wunderlich | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARCELORMITTAL
MEETING DATE: MAY 08, 2012 |
||||
TICKER: MT
SECURITY ID: 03938L104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' and Auditors' Special Reports | Management | None | None |
I | Accept Consolidated Financial Statements for FY 2011 | Management | For | For |
II | Accept Standalone Financial Statements for FY 2011 | Management | For | For |
III | Approve Allocation of Income and Dividends of USD 0.75 per Share | Management | For | For |
IV | Approve Remuneration of Directors | Management | For | For |
V | Approve Discharge of Directors | Management | For | For |
VI | Reelect Narayanan Vaghul as Director | Management | For | For |
VII | Reelect Wilbur L. Ross as Director | Management | For | For |
VIII | Elect Tye Burt as Director | Management | For | For |
IX | Renew Appointment of Deloitte as Auditors | Management | For | For |
X | Approve 2012 Restricted Share Unit Plan | Management | For | For |
XI | Approve 2012 Performance Share Unit Plan | Management | For | For |
I | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Articles 5.2 and 5.5 Accordingly | Management | For | For |
II | Amend Articles 6, 7, 13, and 14 Re: Luxembourg Implementation of EU Shareholders' Rights Directive | Management | For | For |
III | Amend Article 14.1 Re: Date of General Meeting | Management | For | For |
ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: NOV 03, 2011 |
||||
TICKER: ADM
SECURITY ID: 039483102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George W. Buckley | Management | For | For |
2 | Elect Director Mollie Hale Carter | Management | For | For |
3 | Elect Director Terrell K. Crews | Management | For | For |
4 | Elect Director Pierre Dufour | Management | For | For |
5 | Elect Director Donald E. Felsinger | Management | For | For |
6 | Elect Director Antonio Maciel | Management | For | For |
7 | Elect Director Patrick J. Moore | Management | For | For |
8 | Elect Director Thomas F. O'Neill | Management | For | For |
9 | Elect Director Kelvin R. Westbrook | Management | For | For |
10 | Elect Director Patricia A. Woertz | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Adopt Policy to Prohibit Political Spending | Shareholder | Against | Against |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
16 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
ARKEMA
MEETING DATE: MAY 23, 2012 |
||||
TICKER: AKE
SECURITY ID: F0392W125
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses | Management | For | For |
4 | Approve Dividends of EUR 1.30 per Share | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Approve Severance Payment Agreement with Thierry Le Henaff | Management | For | For |
7 | Reelect Thierry Le Henaff as Director | Management | For | For |
8 | Reelect Jean-Pierre Seeuws as Director | Management | For | For |
9 | Renew Appointment of Ernst and Young as Auditor | Management | For | For |
10 | Renew Appointment Auditex as Alternate Auditor | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 15 Percent of the Share Capital | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above under Items 12 to 13 Above | Management | For | For |
15 | Set Total Limit for Capital Increase to Result from All Issuance Requests Granted under Items 12, 13, and 14 at EUR 300 Million | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
18 | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ASHLAND INC.
MEETING DATE: JAN 26, 2012 |
||||
TICKER: ASH
SECURITY ID: 044209104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger W. Hale | Management | For | For |
2 | Elect Director Vada O. Manager | Management | For | For |
3 | Elect Director George A. Schaefer, Jr. | Management | For | For |
4 | Elect Director John F. Turner | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BALL CORPORATION
MEETING DATE: APR 25, 2012 |
||||
TICKER: BLL
SECURITY ID: 058498106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director R. David Hoover | Management | For | For |
1.3 | Elect Director Jan Nicholson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BASF SE
MEETING DATE: APR 27, 2012 |
||||
TICKER: BAS
SECURITY ID: D06216317
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Electronic and Postal Voting at AGM | Management | For | For |
CABOT CORPORATION
MEETING DATE: MAR 08, 2012 |
||||
TICKER: CBT
SECURITY ID: 127055101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John K. McGillicuddy | Management | For | For |
2 | Elect Director John F. O'Brien | Management | For | For |
3 | Elect Director Lydia W. Thomas | Management | For | For |
4 | Elect Director Mark S. Wrighton | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
CARPENTER TECHNOLOGY CORPORATION
MEETING DATE: OCT 10, 2011 |
||||
TICKER: CRS
SECURITY ID: 144285103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Mcmaster | Management | For | For |
1.2 | Elect Director Gregory A. Pratt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CELANESE CORPORATION
MEETING DATE: APR 19, 2012 |
||||
TICKER: CE
SECURITY ID: 150870103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Barlett | Management | For | For |
2 | Elect Director David F. Hoffmeister | Management | For | For |
3 | Elect Director Paul H. O'Neill | Management | For | For |
4 | Elect Director Jay V. Ihlenfeld | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: CF
SECURITY ID: 125269100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen A. Furbacher | Management | For | For |
1.2 | Elect Director John D. Johnson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
COPPER MOUNTAIN MINING CORP
MEETING DATE: JUN 19, 2012 |
||||
TICKER: CUM
SECURITY ID: 21750U101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James O'Rourke | Management | For | For |
1.2 | Elect Director Rodney Shier | Management | For | For |
1.3 | Elect Director John Tapics | Management | For | For |
1.4 | Elect Director Marin Katusa | Management | For | For |
1.5 | Elect Director Carl Renzoni | Management | For | For |
1.6 | Elect Director Al Cloke | Management | For | For |
1.7 | Elect Director Bruce Aunger | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CYTEC INDUSTRIES INC.
MEETING DATE: APR 19, 2012 |
||||
TICKER: CYT
SECURITY ID: 232820100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barry C. Johnson | Management | For | For |
2 | Elect Director Carol P. Lowe | Management | For | For |
3 | Elect Director Thomas W. Rabaut | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 25, 2012 |
||||
TICKER: DD
SECURITY ID: 263534109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lamberto Andreotti | Management | For | For |
2 | Elect Director Richard H. Brown | Management | For | For |
3 | Elect Director Robert A. Brown | Management | For | For |
4 | Elect Director Bertrand P. Collomb | Management | For | For |
5 | Elect Director Curtis J. Crawford | Management | For | For |
6 | Elect Director Alexander M. Cutler | Management | For | For |
7 | Elect Director Eleuthere I. Du Pont | Management | For | For |
8 | Elect Director Marillyn A. Hewson | Management | For | For |
9 | Elect Director Lois D. Juliber | Management | For | For |
10 | Elect Director Ellen J. Kullman | Management | For | For |
11 | Elect Director Lee M. Thomas | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
15 | Report on Pay Disparity | Shareholder | Against | Against |
EASTMAN CHEMICAL COMPANY
MEETING DATE: MAY 03, 2012 |
||||
TICKER: EMN
SECURITY ID: 277432100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen R. Demeritt | Management | For | For |
2 | Elect Director Robert M. Hernandez | Management | For | For |
3 | Elect Director Julie F. Holder | Management | For | For |
4 | Elect Director Lewis M. Kling | Management | For | For |
5 | Elect Director David W. Raisbeck | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Eliminate Supermajority Vote Provisions | Management | For | For |
10 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
ECOLAB INC.
MEETING DATE: NOV 30, 2011 |
||||
TICKER: ECL
SECURITY ID: 278865100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ECOLAB INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: ECL
SECURITY ID: 278865100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie S. Biller | Management | For | For |
2 | Elect Director Jerry A. Grundhofer | Management | For | For |
3 | Elect Director Michael Larson | Management | For | For |
4 | Elect Director Victoria J. Reich | Management | For | For |
5 | Elect Director John J. Zillmer | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Eliminate Supermajority Vote Requirement | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
10 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIRST QUANTUM MINERALS LTD.
MEETING DATE: JUL 29, 2011 |
||||
TICKER: FM
SECURITY ID: 335934105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
FIRST QUANTUM MINERALS LTD.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: FM
SECURITY ID: 335934105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Philip K.R. Pascall as Director | Management | For | For |
1.2 | Elect G. Clive Newall as Director | Management | For | For |
1.3 | Elect Martin Rowley as Director | Management | For | For |
1.4 | Elect Peter St. George as Director | Management | For | For |
1.5 | Elect Andrew Adams as Director | Management | For | For |
1.6 | Elect Michael Martineau as Director | Management | For | For |
1.7 | Elect Paul Brunner as Director | Management | For | For |
1.8 | Elect Steven McTiernan as Director | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
FORTESCUE METALS GROUP LTD.
MEETING DATE: NOV 09, 2011 |
||||
TICKER: FMG
SECURITY ID: Q39360104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration Report | Management | For | For |
2 | Elect Geoff Raby as Director | Management | For | For |
3 | Elect Herbert Scruggs as Director | Management | For | For |
4 | Elect Andrew Forrest as Director | Management | For | For |
5 | Elect Graeme Rowley as Director | Management | For | For |
6 | Elect Owen Hegarty as Director | Management | For | For |
7 | Adopt New Constitution | Management | For | For |
8 | Approve Proportional Takeover Provision | Management | For | For |
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: FCX
SECURITY ID: 35671D857
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B. M. Rankin, Jr. | Management | For | For |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
GEORGIA GULF CORPORATION
MEETING DATE: MAY 22, 2012 |
||||
TICKER: GGC
SECURITY ID: 373200302
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul D. Carrico | Management | For | Against |
2 | Elect Director T. Kevin DeNicola | Management | For | Against |
3 | Elect Director Patrick J. Fleming | Management | For | Against |
4 | Elect Director Robert M. Gervis | Management | For | Against |
5 | Elect Director Wayne C. Sales | Management | For | Against |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
GOLDCORP INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: G
SECURITY ID: 380956409
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian W. Telfer | Management | For | For |
1.2 | Elect Director Douglas M. Holtby | Management | For | For |
1.3 | Elect Director Charles A. Jeannes | Management | For | For |
1.4 | Elect Director John P. Bell | Management | For | For |
1.5 | Elect Director Lawrence I. Bell | Management | For | For |
1.6 | Elect Director Beverley A. Briscoe | Management | For | For |
1.7 | Elect Director Peter J. Dey | Management | For | For |
1.8 | Elect Director P. Randy Reifel | Management | For | For |
1.9 | Elect Director A. Dan Rovig | Management | For | For |
1.10 | Elect Director Blanca Trevino de Vega | Management | For | For |
1.11 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Restricted Share Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Community-Environment Impact | Shareholder | Against | Against |
GRAFTECH INTERNATIONAL LTD.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: GTI
SECURITY ID: 384313102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy W. Carson | Management | For | For |
1.2 | Elect Director Mary B. Cranston | Management | For | For |
1.3 | Elect Director Harold E. Layman | Management | For | For |
1.4 | Elect Director Ferrell P. McClean | Management | For | For |
1.5 | Elect Director Nathan Milikowsky | Management | For | For |
1.6 | Elect Director Michael C. Nahl | Management | For | For |
1.7 | Elect Director Steven R. Shawley | Management | For | For |
1.8 | Elect Director Craig S. Shular | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GRASIM INDUSTRIES LTD.
MEETING DATE: SEP 17, 2011 |
||||
TICKER: 500300
SECURITY ID: Y28523135
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 20 Per Share | Management | For | For |
3 | Reappoint M.L. Apte as Director | Management | For | For |
4 | Reappoint R.C. Bhargava as Director | Management | For | For |
5 | Reappoint R. Birla as Director | Management | For | Against |
6 | Reappoint C. Shroff as Director | Management | For | Against |
7 | Approve G.P. Kapadia & Co. and Deloitte Haskins & Sells as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Vidyarthi & Sons as Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Appointment and Remuneration of A. Gupta, Executive Director and CFO, as Manager of the Company | Management | For | For |
10 | Approve Revision in Remuneration of K.K. Maheshwari, Executive Director | Management | For | For |
11 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
GUJARAT NRE COKE LIMITED
MEETING DATE: SEP 19, 2011 |
||||
TICKER: 512579
SECURITY ID: Y2944X113
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Investment, Loan, Guarantee, or Security of up to INR 32 Billion in Gujarat NRE Coking Coal Ltd, a Subsidiary Company | Management | For | For |
H.B. FULLER COMPANY
MEETING DATE: APR 12, 2012 |
||||
TICKER: FUL
SECURITY ID: 359694106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Juliana L. Chugg | Management | For | For |
1.2 | Elect Director Thomas W. Handley | Management | For | For |
1.3 | Elect Director Alfredo L. Rovira | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HAYNES INTERNATIONAL, INC.
MEETING DATE: FEB 27, 2012 |
||||
TICKER: HAYN
SECURITY ID: 420877201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul J. Bohan | Management | For | For |
2 | Elect Director Donald C. Campion | Management | For | For |
3 | Elect Director Mark M. Comerford | Management | For | For |
4 | Elect Director John C. Corey | Management | For | For |
5 | Elect Director Robert H. Getz | Management | For | For |
6 | Elect Director Timothy J. McCarthy | Management | For | For |
7 | Elect Director William P. Wall | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HORSEHEAD HOLDING CORP.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: ZINC
SECURITY ID: 440694305
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Grant John | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
HUDBAY MINERALS INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: HBM
SECURITY ID: 443628102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in the Maximum Number of Directors from Nine to Ten | Management | For | For |
2.1 | Elect Director J. Bruce Barraclough | Management | For | For |
2.2 | Elect Director Roque Benavides | Management | For | For |
2.3 | Elect Director David Garofalo | Management | For | For |
2.4 | Elect Director Tom A. Goodman | Management | For | For |
2.5 | Elect Director Alan R. Hibben | Management | For | For |
2.6 | Elect Director W. Warren Holmes | Management | For | For |
2.7 | Elect Director John L. Knowles | Management | For | For |
2.8 | Elect Director Alan J. Lenczner | Management | For | For |
2.9 | Elect Director Kenneth G. Stowe | Management | For | For |
2.10 | Elect Director G. Wesley Voorheis | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INNOPHOS HOLDINGS, INC.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: IPHS
SECURITY ID: 45774N108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Cappeline | Management | For | For |
1.2 | Elect Director Amado Cavazos | Management | For | For |
1.3 | Elect Director Randolph Gress | Management | For | For |
1.4 | Elect Director Linda Myrick | Management | For | For |
1.5 | Elect Director Karen Osar | Management | For | For |
1.6 | Elect Director John Steitz | Management | For | For |
1.7 | Elect Director Stephen M. Zide | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ISRAEL CHEMICALS LTD.
MEETING DATE: OCT 05, 2011 |
||||
TICKER: ICL
SECURITY ID: M5920A109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3.1 | Elect Nir Gilad as Director | Management | For | For |
3.2 | Elect Yossi Rosen as Director | Management | For | For |
3.3 | Elect Chaim Erez as Director | Management | For | For |
3.4 | Elect Moshe Vidman as Director | Management | For | For |
3.5 | Elect Avishar Paz as Director | Management | For | For |
3.6 | Elect Eran Sarig as Director | Management | For | For |
3.7 | Elect Avraham Shochat as Director | Management | For | For |
3.8 | Elect Victor Medina as Director | Management | For | For |
4 | Elect Ovadia Eli as Director | Management | For | For |
5 | Approve Indemnification Agreement of Ovadia Eli | Management | For | For |
6 | Elect Jacob Dior as External Director | Management | For | For |
6a | Indicate if you are a Controlling Shareholder | Management | None | Against |
7 | Approve Remuneration of Jacob Dior Including Indemnification Agreement | Management | For | For |
8 | Amend Articles | Management | For | For |
9 | Amend Controlling Shareholder Director Indemnification Agreements | Management | For | For |
9a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
10 | Amend Non-Controlling Shareholder Director Indemnification Agreements | Management | For | For |
11 | Approve Related Party Transaction | Management | For | For |
11a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
IVANHOE MINES LTD.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: IVN
SECURITY ID: 46579N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eleven | Management | For | For |
2.1 | Elect Director Jill Gardiner | Management | For | For |
2.2 | Elect Director R. Peter Gillin | Management | For | For |
2.3 | Elect Director Warren Goodman | Management | For | For |
2.4 | Elect Director Andrew Harding | Management | For | For |
2.5 | Elect Director Isabelle Hudon | Management | For | For |
2.6 | Elect Director David Klingner | Management | For | For |
2.7 | Elect Director Daniel Larsen | Management | For | For |
2.8 | Elect Director Livia Mahler | Management | For | For |
2.9 | Elect Director Peter G. Meredith | Management | For | For |
2.10 | Elect Director Kay Priestly | Management | For | For |
2.11 | Elect Director Russel C. Robertson | Management | For | For |
3 | Approve Termination of Shareholder Rights Plan | Management | For | For |
4 | Change Company Name to Turquoise Hill Resources Ltd. | Management | For | For |
5 | Re-approve Equity Incentive Plan | Management | For | For |
6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
LANXESS AG
MEETING DATE: MAY 15, 2012 |
||||
TICKER: LXS
SECURITY ID: D5032B102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2012 | Management | For | For |
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: LYB
SECURITY ID: N53745100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Robin Buchanan as Class II Director to the Supervisory Board | Management | For | For |
1b | Elect Stephen F. Cooper as Class II Director to the Supervisory Board | Management | For | For |
1c | Elect Robert G. Gwin as Class II Director to the Supervisory Board | Management | For | For |
1d | Elect Marvin O. Schlanger as Class II Director to the Supervisory Board | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 0.25 Per Share | Management | For | For |
9 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
MONSANTO COMPANY
MEETING DATE: JAN 24, 2012 |
||||
TICKER: MON
SECURITY ID: 61166W101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors Janice L. Fields | Management | For | For |
2 | Elect Directors Hugh Grant | Management | For | For |
3 | Elect Directors C. Steven McMillan | Management | For | For |
4 | Elect Directors Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
NALCO HOLDING COMPANY
MEETING DATE: NOV 30, 2011 |
||||
TICKER: NLC
SECURITY ID: 62985Q101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
NEWCREST MINING LTD.
MEETING DATE: OCT 27, 2011 |
||||
TICKER: NCM
SECURITY ID: Q6651B114
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Winifred Kamit as a Director | Management | For | For |
2b | Elect Don Mercer as a Director | Management | For | For |
2c | Elect Richard Knight as a Director | Management | For | For |
3 | Approve the Adoption of the Remuneration Report | Management | For | For |
4 | Renew Proportional Takeover Bid Approval Rule | Management | For | For |
NEWMONT MINING CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: NEM
SECURITY ID: 651639106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce R. Brook | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Jane Nelson | Management | For | For |
1.8 | Elect Director Richard T. O'Brien | Management | For | For |
1.9 | Elect Director John B. Prescott | Management | For | For |
1.10 | Elect Director Donald C. Roth | Management | For | For |
1.11 | Elect Director Simon R. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
NUCOR CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: NUE
SECURITY ID: 670346105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
1.2 | Elect Director John J. Ferriola | Management | For | For |
1.3 | Elect Director Harvey B. Gantt | Management | For | For |
1.4 | Elect Director Bernard L. Kasriel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
OLIN CORPORATION
MEETING DATE: APR 26, 2012 |
||||
TICKER: OLN
SECURITY ID: 680665205
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald W. Bogus | Management | For | For |
1.2 | Elect Director Philip J. Schulz | Management | For | For |
1.3 | Elect Director Vincent J. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OMNOVA SOLUTIONS INC.
MEETING DATE: MAR 15, 2012 |
||||
TICKER: OMN
SECURITY ID: 682129101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. Mcmullen | Management | For | For |
1.2 | Elect Director Larry B. Porcellato | Management | For | For |
1.3 | Elect Director Robert A. Stefanko | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
PPG INDUSTRIES, INC.
MEETING DATE: APR 19, 2012 |
||||
TICKER: PPG
SECURITY ID: 693506107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Bunch | Management | For | For |
1.2 | Elect Director Robert Ripp | Management | For | For |
1.3 | Elect Director Thomas J. Usher | Management | For | For |
1.4 | Elect Director David R. Whitwam | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PRISM CEMENT LTD
MEETING DATE: JUL 12, 2011 |
||||
TICKER: 500338
SECURITY ID: Y70826139
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividend of INR 1.00 Per Share as Final Dividend | Management | For | For |
3 | Reappoint R.G. Kapadia as Director | Management | For | For |
4 | Reappoint A.R. Raheja as Director | Management | For | Against |
5 | Reappoint A.A. Parpia as Director | Management | For | For |
6 | Approve N.M. Raiji & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Borkar & Muzumdar as Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Reappointment and Remuneration of M. Chhabra as Managing Director | Management | For | For |
RELIANCE STEEL & ALUMINUM CO.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: RS
SECURITY ID: 759509102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Hannah | Management | For | For |
1.2 | Elect Director Mark V. Kaminski | Management | For | For |
1.3 | Elect Director Gregg J. Mollins | Management | For | For |
1.4 | Elect Director Andrew G. Sharkey, Iii | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
ROCK-TENN COMPANY
MEETING DATE: JAN 27, 2012 |
||||
TICKER: RKT
SECURITY ID: 772739207
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph F. Hake | Management | For | For |
1.2 | Elect Director Terrell K. Crews | Management | For | For |
1.3 | Elect Director Timothy J. Bernlohr | Management | For | For |
1.4 | Elect Director James A. Rubright | Management | For | For |
1.5 | Elect Director Bettina M. Whyte | Management | For | For |
1.6 | Elect Director James E. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROCKWOOD HOLDINGS, INC.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: ROC
SECURITY ID: 774415103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nance K. Dicciani | Management | For | For |
1.2 | Elect Director J. Kent Masters | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SEALED AIR CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: SEE
SECURITY ID: 81211K100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hank Brown | Management | For | For |
2 | Elect Director Michael Chu | Management | For | For |
3 | Elect Director Lawrence R. Codey | Management | For | For |
4 | Elect Director Patrick Duff | Management | For | For |
5 | Elect Director T. J. Dermot Dunphy | Management | For | For |
6 | Elect Director William V. Hickey | Management | For | For |
7 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
8 | Elect Director Kenneth P. Manning | Management | For | For |
9 | Elect Director William J. Marino | Management | For | For |
10 | Elect Director Richard L. Wambold | Management | For | For |
11 | Elect Director Jerry R. Whitaker | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
SIGMA-ALDRICH CORPORATION
MEETING DATE: MAY 01, 2012 |
||||
TICKER: SIAL
SECURITY ID: 826552101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rebecca M. Bergman | Management | For | For |
2 | Elect Director George M. Church, Ph.D. | Management | For | For |
3 | Elect Director W. Lee McCollum | Management | For | For |
4 | Elect Director Avi M. Nash | Management | For | For |
5 | Elect Director Steven M. Paul, M.D. | Management | For | For |
6 | Elect Director J. Pedro Reinhard | Management | For | For |
7 | Elect Director Rakesh Sachdev | Management | For | For |
8 | Elect Director D. Dean Spatz | Management | For | For |
9 | Elect Director Barrett A. Toan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SILGAN HOLDINGS INC.
MEETING DATE: MAY 29, 2012 |
||||
TICKER: SLGN
SECURITY ID: 827048109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Allott | Management | For | For |
1.2 | Elect Director Jeffrey C. Crowe | Management | For | For |
1.3 | Elect Director Edward A. Lapekas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE DOW CHEMICAL COMPANY
MEETING DATE: MAY 10, 2012 |
||||
TICKER: DOW
SECURITY ID: 260543103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnold A. Allemang | Management | For | For |
2 | Elect Director Jacqueline K. Barton | Management | For | For |
3 | Elect Director James A. Bell | Management | For | For |
4 | Elect Director Jeff M. Fettig | Management | For | For |
5 | Elect Director John B. Hess | Management | For | For |
6 | Elect Director Andrew N. Liveris | Management | For | For |
7 | Elect Director Paul Polman | Management | For | For |
8 | Elect Director Dennis H. Reilley | Management | For | For |
9 | Elect Director James M. Ringler | Management | For | For |
10 | Elect Director Ruth G. Shaw | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
THE MOSAIC COMPANY
MEETING DATE: OCT 06, 2011 |
||||
TICKER: MOS
SECURITY ID: 61945C103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy E. Cooper | Management | For | For |
1.2 | Elect Director James L. Popowich | Management | For | For |
1.3 | Elect Director James T. Prokopanko | Management | For | For |
1.4 | Elect Director Steven M. Seibert | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE SHERWIN-WILLIAMS COMPANY
MEETING DATE: APR 18, 2012 |
||||
TICKER: SHW
SECURITY ID: 824348106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Christopher M. Connor | Management | For | For |
1.3 | Elect Director David F. Hodnik | Management | For | For |
1.4 | Elect Director Thomas G. Kadien | Management | For | For |
1.5 | Elect Director Richard J. Kramer | Management | For | For |
1.6 | Elect Director Susan J. Kropf | Management | For | For |
1.7 | Elect Director A. Malachi Mixon, III | Management | For | For |
1.8 | Elect Director Richard K. Smucker | Management | For | For |
1.9 | Elect Director John M. Stropki, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
WALTER ENERGY, INC.
MEETING DATE: APR 19, 2012 |
||||
TICKER: WLT
SECURITY ID: 93317Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Beatty | Management | For | Withhold |
1.2 | Elect Director Howard L. Clark, Jr. | Management | For | For |
1.3 | Elect Director Jerry W. Kolb | Management | For | For |
1.4 | Elect Director Patrick A. Kriegshauser | Management | For | For |
1.5 | Elect Director Joseph B. Leonard | Management | For | For |
1.6 | Elect Director Graham Mascall | Management | For | For |
1.7 | Elect Director Bernard G. Rethore | Management | For | For |
1.8 | Elect Director Walter J. Scheller, III | Management | For | For |
1.9 | Elect Director Michael T. Tokarz | Management | For | For |
1.10 | Elect Director A.J. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTLAKE CHEMICAL CORPORATION
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WLK
SECURITY ID: 960413102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Chao | Management | For | For |
1.2 | Elect Director H. John Riley, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT MEDICAL DELIVERY PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCRETIVE HEALTH, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: AH
SECURITY ID: 00438V103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edgar Bronfman, Jr. | Management | For | For |
1.2 | Elect Director Steven N. Kaplan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AETNA INC.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: AET
SECURITY ID: 00817Y108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Fernando Aguirre | Management | For | For |
2 | Elect Director Mark T. Bertolini | Management | For | For |
3 | Elect Director Frank M. Clark | Management | For | For |
4 | Elect Director Betsy Z. Cohen | Management | For | For |
5 | Elect Director Molly J. Coye | Management | For | For |
6 | Elect Director Roger N. Farah | Management | For | For |
7 | Elect Director Barbara Hackman Franklin | Management | For | For |
8 | Elect Director Jeffrey E. Garten | Management | For | For |
9 | Elect Director Ellen M. Hancock | Management | For | For |
10 | Elect Director Richard J. Harrington | Management | For | For |
11 | Elect Director Edward J. Ludwig | Management | For | For |
12 | Elect Director Joseph P. Newhouse | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide for Cumulative Voting | Shareholder | Against | Against |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
AMEDISYS, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: AMED
SECURITY ID: 023436108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Borne | Management | For | For |
1.2 | Elect Director Ronald A. LaBorde | Management | For | For |
1.3 | Elect Director Jake L. Netterville | Management | For | For |
1.4 | Elect Director David R. Pitts | Management | For | For |
1.5 | Elect Director Peter F. Ricchiuti | Management | For | For |
1.6 | Elect Director Donald A. Washburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERISOURCEBERGEN CORPORATION
MEETING DATE: MAR 01, 2012 |
||||
TICKER: ABC
SECURITY ID: 03073E105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven H. Collis | Management | For | For |
2 | Elect Director Richard C. Gozon | Management | For | For |
3 | Elect Director Kathleen W. Hyle | Management | For | For |
4 | Elect Director Michael J. Long | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMIL PARTICIPACOES S.A.
MEETING DATE: APR 19, 2012 |
||||
TICKER: AMIL3
SECURITY ID: P0R997100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
2 | Approve New Stock Option Plan | Management | For | Against |
AMIL PARTICIPACOES S.A.
MEETING DATE: APR 19, 2012 |
||||
TICKER: AMIL3
SECURITY ID: P0R997100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Against |
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: ARIA
SECURITY ID: 04033A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harvey J. Berger | Management | For | For |
1.2 | Elect Director Wayne Wilson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATHENAHEALTH, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: ATHN
SECURITY ID: 04685W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Mann | Management | For | For |
1.2 | Elect Director David E. Robinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: BKD
SECURITY ID: 112463104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey R. Leeds | Management | For | For |
1.2 | Elect Director Mark J. Schulte | Management | For | For |
1.3 | Elect Director Dr. Samuel Waxman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAPITAL SENIOR LIVING CORPORATION
MEETING DATE: MAY 23, 2012 |
||||
TICKER: CSU
SECURITY ID: 140475104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith N. Johannessen | Management | For | For |
1.2 | Elect Director Jill M. Krueger | Management | For | For |
1.3 | Elect Director Michael W. Reid | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
CARDINAL HEALTH, INC.
MEETING DATE: NOV 02, 2011 |
||||
TICKER: CAH
SECURITY ID: 14149Y108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Colleen F. Arnold | Management | For | For |
2 | Elect Director George S. Barrett | Management | For | For |
3 | Elect Director Glenn A. Britt | Management | For | For |
4 | Elect Director Carrie S. Cox | Management | For | For |
5 | Elect Director Calvin Darden | Management | For | For |
6 | Elect Director Bruce L. Downey | Management | For | For |
7 | Elect Director John F. Finn | Management | For | For |
8 | Elect Director Gregory B. Kenny | Management | For | For |
9 | Elect Director David P. King | Management | For | For |
10 | Elect Director Richard C. Notebaert | Management | For | For |
11 | Elect Director David W. Raisbeck | Management | For | For |
12 | Elect Director Jean G. Spaulding | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
CATALYST HEALTH SOLUTIONS, INC.
MEETING DATE: JUN 04, 2012 |
||||
TICKER: CHSI
SECURITY ID: 14888B103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven B. Epstein | Management | For | For |
1.2 | Elect Director Michael R. McDonnell | Management | For | For |
1.3 | Elect Director Dale B. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTENE CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: CNC
SECURITY ID: 15135B101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert K. Ditmore | Management | For | For |
1.2 | Elect Director Frederick H. Eppinger | Management | For | For |
1.3 | Elect Director David L. Steward | Management | For | For |
1.4 | Elect Director Orlando Ayala | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
CIGNA CORPORATION
MEETING DATE: APR 25, 2012 |
||||
TICKER: CI
SECURITY ID: 125509109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John M. Partridge | Management | For | For |
2 | Elect Director James E. Rogers | Management | For | For |
3 | Elect Director Joseph P. Sullivan | Management | For | For |
4 | Elect Director Eric C. Wiseman | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Executive Incentive Bonus Plan | Management | For | For |
8 | Declassify the Board of Directors | Management | None | For |
COMMUNITY HEALTH SYSTEMS, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: CYH
SECURITY ID: 203668108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Larry Cash | Management | For | For |
2 | Elect Director John A. Clerico | Management | For | For |
3 | Elect Director James S. Ely III | Management | For | For |
4 | Elect Director John A. Fry | Management | For | For |
5 | Elect Director William Norris Jennings | Management | For | For |
6 | Elect Director Julia B. North | Management | For | For |
7 | Elect Director Wayne T. Smith | Management | For | For |
8 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
DAVITA INC.
MEETING DATE: JUN 11, 2012 |
||||
TICKER: DVA
SECURITY ID: 23918K108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pamela M. Arway | Management | For | For |
2 | Elect Director Charles G. Berg | Management | For | For |
3 | Elect Director Carol Anthony (John) Davidson | Management | For | For |
4 | Elect Director Paul J. Diaz | Management | For | For |
5 | Elect Director Peter T. Grauer | Management | For | For |
6 | Elect Director John M. Nehra | Management | For | For |
7 | Elect Director William L. Roper | Management | For | For |
8 | Elect Director Kent J. Thiry | Management | For | For |
9 | Elect Director Roger J. Valine | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
DROGASIL S.A
MEETING DATE: NOV 10, 2011 |
||||
TICKER: DROG3
SECURITY ID: P3587W107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger between the Company and Raia SA | Management | For | For |
2 | Approve Merger Agreement between the Company and Raia SA | Management | For | For |
3 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | For |
4 | Approve Independent Firm's Appraisal | Management | For | For |
5 | Approve Issuance of 142.07 Million New Shares in Connection with Merger | Management | For | For |
6 | Amend Articles | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
8 | Elect Directors | Management | For | Against |
9 | Elect Board Chairman | Management | For | Against |
10 | Cancel 2007 Stock Option Plan | Management | For | For |
11 | Approve New Stock Option Plan | Management | For | For |
ENDOCYTE, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: ECYT
SECURITY ID: 29269A102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith E. Brauer | Management | For | For |
1.2 | Elect Director Ann F. Hanham | Management | For | For |
1.3 | Elect Director Peter D. Meldrum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 30, 2012 |
||||
TICKER: ESRX
SECURITY ID: 30219G108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Maura C. Breen | Management | For | For |
3 | Elect Director William J. Delaney | Management | For | For |
4 | Elect Director Nicholas J. Lahowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Election Of Director: George Paz | Management | For | For |
10 | Election Of Director: Myrtle S. Potter | Management | For | For |
11 | Elect Director William L. Roper | Management | For | For |
12 | Elect Director Samuel K. Skinner | Management | For | For |
13 | Elect Director Seymour Sternberg | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
EXPRESS SCRIPTS, INC.
MEETING DATE: DEC 21, 2011 |
||||
TICKER: ESRX
SECURITY ID: 302182100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FLEURY S.A.
MEETING DATE: AUG 01, 2011 |
||||
TICKER: FLRY3
SECURITY ID: P418BW104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement to Absorb Diagnoson Ultra-Sonografia e Densitometria Ossea Ltda. | Management | For | For |
2 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Absorption of Diagnoson Ultra-Sonografia e Densitometria Ossea Ltda. | Management | For | For |
5 | Include Diagnoson's Headquarters as a Subsidiary Office | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GENTIVA HEALTH SERVICES, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: GTIV
SECURITY ID: 37247A102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert S. Forman, Jr. | Management | For | For |
2 | Elect Director Victor F. Ganzi | Management | For | Against |
3 | Elect Director Philip R. Lochner, Jr. | Management | For | Against |
4 | Elect Director Stuart Olsten | Management | For | Against |
5 | Elect Director Sheldon M. Retchin | Management | For | For |
6 | Elect Director Tony Strange | Management | For | For |
7 | Elect Director Raymond S. Troubh | Management | For | Against |
8 | Elect Director Rodney D. Windley | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
11 | Approve Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
HCA HOLDINGS, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: HCA
SECURITY ID: 40412C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Bracken | Management | For | For |
1.2 | Elect Director R. Milton Johnson | Management | For | For |
1.3 | Elect Director John P. Connaughton | Management | For | For |
1.4 | Elect Director Kenneth W. Freeman | Management | For | For |
1.5 | Elect Director Thomas F. Frist, III | Management | For | For |
1.6 | Elect Director William R. Frist | Management | For | For |
1.7 | Elect Director Christopher R. Gordon | Management | For | For |
1.8 | Elect Director Jay O. Light | Management | For | For |
1.9 | Elect Director Geoffrey G. Meyers | Management | For | For |
1.10 | Elect Director Michael W. Michelson | Management | For | For |
1.11 | Elect Director James C. Momtazee | Management | For | For |
1.12 | Elect Director Stephen G. Pagliuca | Management | For | For |
1.13 | Elect Director Wayne J. Riley, M.D. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HEALTH NET, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: HNT
SECURITY ID: 42222G108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Anne Citrino | Management | For | For |
2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
3 | Elect Director Vicki B. Escarra | Management | For | For |
4 | Elect Director Gale S. Fitzgerald | Management | For | For |
5 | Elect Director Patrick Foley | Management | For | For |
6 | Elect Director Jay M. Gellert | Management | For | For |
7 | Elect Director Roger F. Greaves | Management | For | For |
8 | Elect Director Bruce G. Willison | Management | For | For |
9 | Elect Director Frederick C. Yeager | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HMS HOLDINGS CORP.
MEETING DATE: JUN 26, 2012 |
||||
TICKER: HMSY
SECURITY ID: 40425J101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert. M. Holster | Management | For | For |
2 | Elect Director James T. Kelly | Management | For | For |
3 | Elect Director William C. Lucia | Management | For | For |
4 | Elect Director William S. Mosakowski | Management | For | For |
5 | Elect Director Bart M. Schwartz | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
HUMANA INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: HUM
SECURITY ID: 444859102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank A. D'Amelio | Management | For | For |
2 | Elect Director W. Roy Dunbar | Management | For | For |
3 | Elect Director Kurt J. Hilzinger | Management | For | For |
4 | Elect Director David A. Jones, Jr. | Management | For | For |
5 | Elect Director Michael B. McCallister | Management | For | For |
6 | Elect Director William J. McDonald | Management | For | For |
7 | Elect Director William E. Mitchell | Management | For | For |
8 | Elect Director David B. Nash | Management | For | For |
9 | Elect Director James J. O'Brien | Management | For | For |
10 | Elect Director Marissa T. Peterson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ILLUMINA, INC.
MEETING DATE: APR 18, 2012 |
||||
TICKER: ILMN
SECURITY ID: 452327109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director A. Blaine Bowman | Management | For | For |
1.2 | Elect Director Karin Eastham | Management | For | For |
1.3 | Elect Director Jay T. Flatley | Management | For | For |
1.4 | Elect Director William H. Rastetter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | Against | Against |
5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | Against | Against |
6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | Withhold | Withhold |
6.2 | Elect Shareholder Nominee David Dodd | Shareholder | Withhold | Withhold |
7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Bary Bailey | Shareholder | For | Did Not Vote |
1.2 | Elect Director Dwight Crane | Shareholder | For | Did Not Vote |
1.3 | Elect Director Michael Griffith | Shareholder | For | Did Not Vote |
1.4 | Elect Director Jay Hunt | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | None | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | For | Did Not Vote |
5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | For | Did Not Vote |
6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | For | Did Not Vote |
6.2 | Elect Shareholder Nominee David Dodd | Shareholder | For | Did Not Vote |
7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | For | Did Not Vote |
KINDRED HEALTHCARE, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: KND
SECURITY ID: 494580103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward L. Kuntz | Management | For | For |
2 | Elect Director Joel Ackerman | Management | For | For |
3 | Elect Director Jonathan D. Blum | Management | For | For |
4 | Elect Director Thomas P. Cooper | Management | For | For |
5 | Elect Director Paul J. Diaz | Management | For | For |
6 | Elect Director Christopher T. Hjelm | Management | For | For |
7 | Elect Director Isaac Kaufman | Management | For | For |
8 | Elect Director Frederick J. Kleisner | Management | For | For |
9 | Elect Director Eddy J. Rogers, Jr. | Management | For | For |
10 | Elect Director John H. Short | Management | For | For |
11 | Elect Director Phyllis R. Yale | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
LABORATORY CORPORATION OF AMERICA HOLDINGS
MEETING DATE: MAY 01, 2012 |
||||
TICKER: LH
SECURITY ID: 50540R409
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David P. King | Management | For | For |
2 | Elect Director Kerrii B. Anderson | Management | For | For |
3 | Elect Director Jean-Luc Belingard | Management | For | For |
4 | Elect Director N. Anthony Coles, Jr. | Management | For | For |
5 | Elect Director Wendy E. Lane | Management | For | For |
6 | Elect Director Thomas P. Mac Mahon | Management | For | For |
7 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
8 | Elect Director Arthur H. Rubenstein | Management | For | For |
9 | Elect Director M. Keith Weikel | Management | For | For |
10 | Elect Director R. Sanders Williams | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
LIFEPOINT HOSPITALS, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: LPNT
SECURITY ID: 53219L109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marguerite W. Kondracke | Management | For | For |
1.2 | Elect Director John E. Maupin, Jr. | Management | For | For |
1.3 | Elect Director Owen G. Shell, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
LINCARE HOLDINGS INC.
MEETING DATE: MAY 07, 2012 |
||||
TICKER: LNCR
SECURITY ID: 532791100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Byrnes | Management | For | For |
1.2 | Elect Director Stuart H. Altman | Management | For | For |
1.3 | Elect Director Chester B. Black | Management | For | For |
1.4 | Elect Director Angela P. Bryant | Management | For | For |
1.5 | Elect Director Frank D. Byrne | Management | For | For |
1.6 | Elect Director William F. Miller, III | Management | For | For |
1.7 | Elect Director Ellen M. Zane | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MCKESSON CORPORATION
MEETING DATE: JUL 27, 2011 |
||||
TICKER: MCK
SECURITY ID: 58155Q103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Participating Preferred Stock | Management | For | For |
14 | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
15 | Reduce Supermajority Vote Requirement and "Fair Price" Provision Applicable to Certain Business Combinations | Management | For | For |
16 | Amend Certificate of Incorporation to Remove Transitional Provision Related to Eliminated Classified Board Structure | Management | For | For |
17 | Amend Certificate of Incorporation to Conform the "Interested Transactions" Provisions and the Stockholder Action Provision | Management | For | For |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: DEC 21, 2011 |
||||
TICKER: MHS
SECURITY ID: 58405U102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
METROPOLITAN HEALTH NETWORKS, INC.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: MDF
SECURITY ID: 592142103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael M. Earley | Management | For | For |
1.2 | Elect Director Arthur D. Kowaloff | Management | For | For |
1.3 | Elect Director Michael E. Cahr | Management | For | For |
1.4 | Elect Director Casey L. Gunnell | Management | For | For |
1.5 | Elect Director Richard A. Franco, Sr. | Management | For | For |
1.6 | Elect Director Mark D. Stolper | Management | For | For |
1.7 | Elect Director John S. Watts, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ODONTOPREV S.A.
MEETING DATE: APR 02, 2012 |
||||
TICKER: ODPV3
SECURITY ID: P7344M104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
4 | Elect Directors and Fiscal Council Members | Management | For | Against |
ODONTOPREV S.A.
MEETING DATE: APR 02, 2012 |
||||
TICKER: ODPV3
SECURITY ID: P7344M104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
2 | Approve 3:1 Stock Split | Management | For | For |
OMNICARE, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: OCR
SECURITY ID: 681904108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Emmert | Management | For | For |
2 | Elect Director John Figueroa | Management | For | For |
3 | Elect Director Steven J. Heyer | Management | For | For |
4 | Elect Director Andrea R. Lindell | Management | For | For |
5 | Elect Director Barry Schochet | Management | For | For |
6 | Elect Director James D. Shelton | Management | For | For |
7 | Elect Director Amy Wallman | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Ratify Auditors | Management | For | For |
QUALICORP SA
MEETING DATE: NOV 11, 2011 |
||||
TICKER: QUAL3
SECURITY ID: P7S21H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 16 | Management | For | For |
QUALICORP SA
MEETING DATE: APR 17, 2012 |
||||
TICKER: QUAL3
SECURITY ID: P7S21H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Elect Directors and Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Abstain |
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 11, 2012 |
||||
TICKER: DGX
SECURITY ID: 74834L100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jenne K. Britell | Management | For | For |
2 | Elect Director Gail R. Wilensky | Management | For | For |
3 | Elect Director John B. Ziegler | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Declassify the Board of Directors | Shareholder | None | For |
RAIA DROGASIL S.A
MEETING DATE: APR 27, 2012 |
||||
TICKER: RADL3
SECURITY ID: P7987N104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | Abstain |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
RAIA SA
MEETING DATE: NOV 10, 2011 |
||||
TICKER: RAIA3
SECURITY ID: P7991J107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Waive Mandatory Offer Requirement | Management | For | For |
RAIA SA
MEETING DATE: NOV 10, 2011 |
||||
TICKER: RAIA3
SECURITY ID: P7991J107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Dividend Payments | Management | For | For |
2 | Cancel Stock Option Plan | Management | For | For |
3 | Approve Merger Agreement between the Company and Drogasil SA | Management | For | For |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
RITE AID CORPORATION
MEETING DATE: JUN 21, 2012 |
||||
TICKER: RAD
SECURITY ID: 767754104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
2 | Elect Director Francois J. Coutu | Management | For | For |
3 | Elect Director Michel Coutu | Management | For | For |
4 | Elect Director James L. Donald | Management | For | For |
5 | Elect Director David R. Jessick | Management | For | For |
6 | Elect Director Michael N. Regan | Management | For | For |
7 | Elect Director Mary F. Sammons | Management | For | For |
8 | Elect Director John T. Standley | Management | For | For |
9 | Elect Director Marcy Syms | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
14 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
15 | Approve Proposal Relating to the Relationships of Directors | Shareholder | Against | Against |
SKILLED HEALTHCARE GROUP, INC.
MEETING DATE: MAY 14, 2012 |
||||
TICKER: SKH
SECURITY ID: 83066R107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose C. Lynch | Management | For | For |
2 | Elect Director Linda Rosenstock | Management | For | For |
3 | Elect Director Boyd W. Hendrickson | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SUN HEALTHCARE GROUP, INC.
MEETING DATE: JUN 20, 2012 |
||||
TICKER: SUNH
SECURITY ID: 86677E100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory S. Anderson | Management | For | For |
2 | Elect Director Tony M. Astorga | Management | For | For |
3 | Elect Director Christian K. Bement | Management | For | For |
4 | Elect Director Michael J. Foster | Management | For | For |
5 | Elect Director Barbara B. Kennelly | Management | For | For |
6 | Elect Director William A. Mathies | Management | For | For |
7 | Elect Director Milton J. Walters | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Approve Executive Incentive Bonus Plan | Management | For | For |
SUNRISE SENIOR LIVING, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: SRZ
SECURITY ID: 86768K106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
1.2 | Elect Director Thomas J. Donohue | Management | For | For |
1.3 | Elect Director Stephen D. Harlan | Management | For | For |
1.4 | Elect Director Paul J. Klaassen | Management | For | For |
1.5 | Elect Director Lynn Krominga | Management | For | For |
1.6 | Elect Director William G. Little | Management | For | For |
1.7 | Elect Director Mark S. Ordan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
SXC HEALTH SOLUTIONS CORP.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: SXCI
SECURITY ID: 78505P100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Thierer | Management | For | For |
1.2 | Elect Director Steven D. Cosler | Management | For | For |
1.3 | Elect Director Peter J. Bensen | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Philip R. Reddon | Management | For | For |
1.6 | Elect Director Curtis J. Thorne | Management | For | For |
1.7 | Elect Director Anthony Masso | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TENET HEALTHCARE CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: THC
SECURITY ID: 88033G100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Ellis 'Jeb' Bush | Management | For | For |
2 | Elect Director Trevor Fetter | Management | For | For |
3 | Elect Director Brenda J. Gaines | Management | For | For |
4 | Elect Director Karen M. Garrison | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Floyd D. Loop | Management | For | For |
7 | Elect Director Richard R. Pettingill | Management | For | For |
8 | Elect Director Ronald A. Rittenmeyer | Management | For | For |
9 | Elect Director James A. Unruh | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 04, 2012 |
||||
TICKER: UNH
SECURITY ID: 91324P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Rodger A. Lawson | Management | For | For |
7 | Elect Director Douglas W. Leatherdale | Management | For | For |
8 | Elect Director Glenn M. Renwick | Management | For | For |
9 | Elect Director Kenneth I. Shine | Management | For | For |
10 | Elect Director Gail R. Wilensky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
UNIVERSAL HEALTH SERVICES, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: UHS
SECURITY ID: 913903100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Other Business | Management | For | Against |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: VRX
SECURITY ID: 91911K102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald H. Farmer | Management | For | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director Theo Melas-Kyriazi | Management | For | For |
1.4 | Elect Director G. Mason Morfit | Management | For | For |
1.5 | Elect Director Laurence E. Paul | Management | For | For |
1.6 | Elect Director J. Michael Pearson | Management | For | For |
1.7 | Elect Director Robert N. Power | Management | For | For |
1.8 | Elect Director Norma A. Provencio | Management | For | For |
1.9 | Elect Director Lloyd M. Segal | Management | For | For |
1.10 | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
WALGREEN CO.
MEETING DATE: JAN 11, 2012 |
||||
TICKER: WAG
SECURITY ID: 931422109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
WEBMD HEALTH CORP.
MEETING DATE: OCT 04, 2011 |
||||
TICKER: WBMD
SECURITY ID: 94770V102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerome C. Keller | Management | For | For |
1.2 | Elect Director Herman Sarkowsky | Management | For | For |
1.3 | Elect Director Martin J. Wygod | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WEIGHT WATCHERS INTERNATIONAL, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: WTW
SECURITY ID: 948626106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marsha Johnson Evans | Management | For | For |
1.2 | Elect Director Sacha Lainovic | Management | For | For |
1.3 | Elect Director Christopher J. Sobecki | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WELLCARE HEALTH PLANS, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WCG
SECURITY ID: 94946T106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles G. Berg | Management | For | For |
2 | Elect Director Carol J. Burt | Management | For | For |
3 | Elect Director Alec Cunningham | Management | For | For |
4 | Elect Director David J. Gallitano | Management | For | For |
5 | Elect Director D. Robert Graham | Management | For | For |
6 | Elect Director Kevin F. Hickey | Management | For | For |
7 | Elect Director Christian P. Michalik | Management | For | For |
8 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
9 | Elect Director William L. Trubeck | Management | For | For |
10 | Elect Director Paul E. Weaver | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Report on Political Contributions | Shareholder | Against | Abstain |
WELLPOINT, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: WLP
SECURITY ID: 94973V107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lenox D. Baker, Jr. | Management | For | For |
2 | Elect Director Susan B. Bayh | Management | For | For |
3 | Elect Director Julie A. Hill | Management | For | For |
4 | Elect Director Ramiro G. Peru | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 20, 2012 |
||||
TICKER: ZIOP
SECURITY ID: 98973P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis | Management | For | For |
1.2 | Elect Director Richard E. Bagley | Management | For | For |
1.3 | Elect Director Murray Brennan | Management | For | For |
1.4 | Elect Director James A. Cannon | Management | For | For |
1.5 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.6 | Elect Director Randal J. Kirk | Management | For | For |
1.7 | Elect Director Timothy McInerney | Management | For | For |
1.8 | Elect Director Michael Weiser | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT MEDICAL EQUIPMENT AND SYSTEMS PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCRETIVE HEALTH, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: AH
SECURITY ID: 00438V103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edgar Bronfman, Jr. | Management | For | For |
1.2 | Elect Director Steven N. Kaplan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALERE INC.
MEETING DATE: JUL 28, 2011 |
||||
TICKER: ALR
SECURITY ID: 01449J105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Levy | Management | For | For |
1.2 | Elect Director Jerry McAleer | Management | For | For |
1.3 | Elect Director John A. Quelch | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
AMPLIFON S.P.A
MEETING DATE: APR 18, 2012 |
||||
TICKER: AMP
SECURITY ID: T0388E118
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Appoint Internal Statutory Auditors and Approve Auditors' Remuneration | Management | For | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
ANGIODYNAMICS, INC.
MEETING DATE: OCT 17, 2011 |
||||
TICKER: ANGO
SECURITY ID: 03475V101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent A. Bucci | Management | For | For |
1.2 | Elect Director Howard W. Donnelly | Management | For | For |
1.3 | Elect Director Joseph M. DeVivo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARTHROCARE CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: ARTC
SECURITY ID: 043136100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christian P. Ahrens | Management | For | For |
1.2 | Elect Director Gregory A. Belinfanti | Management | For | For |
1.3 | Elect Director Barbara D. Boyan | Management | For | For |
1.4 | Elect Director David Fitzgerald | Management | For | For |
1.5 | Elect Director James G. Foster | Management | For | For |
1.6 | Elect Director Terrence E. Geremski | Management | For | For |
1.7 | Elect Director Tord B. Lendau | Management | For | For |
1.8 | Elect Director Peter L. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ATHENAHEALTH, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: ATHN
SECURITY ID: 04685W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Mann | Management | For | For |
1.2 | Elect Director David E. Robinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATRICURE, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: ATRC
SECURITY ID: 04963C209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Collar | Management | For | Withhold |
1.2 | Elect Director David J. Drachman | Management | For | For |
1.3 | Elect Director Donald C. Harrison | Management | For | For |
1.4 | Elect Director Michael D. Hooven | Management | For | For |
1.5 | Elect Director Richard M. Johnston | Management | For | For |
1.6 | Elect Director Elizabeth D. Krell | Management | For | For |
1.7 | Elect Director Mark R. Lanning | Management | For | For |
1.8 | Elect Director Karen P. Robards | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BAXTER INTERNATIONAL INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: BAX
SECURITY ID: 071813109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James R. Gavin, III | Management | For | For |
2 | Elect Director Peter S. Hellman | Management | For | For |
3 | Elect Director K. J. Storm | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | For | For |
7 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: BSX
SECURITY ID: 101137107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katharine T. Bartlett | Management | For | For |
1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
1.3 | Elect Director Nelda J. Connors | Management | For | For |
1.4 | Elect Director Kristina M. Johnson | Management | For | For |
1.5 | Elect Director William H. Kucheman | Management | For | For |
1.6 | Elect Director Ernest Mario | Management | For | For |
1.7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1.8 | Elect Director Pete M. Nicholas | Management | For | For |
1.9 | Elect Director Uwe E. Reinhardt | Management | For | For |
1.10 | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
C. R. BARD, INC.
MEETING DATE: APR 18, 2012 |
||||
TICKER: BCR
SECURITY ID: 067383109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc C. Breslawsky | Management | For | For |
2 | Elect Director Herbert L. Henkel | Management | For | For |
3 | Elect Director Tommy G. Thompson | Management | For | For |
4 | Elect Director Timothy M. Ring | Management | For | For |
5 | Elect Director G. Mason Morfit | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
10 | Declassify the Board of Directors | Management | For | For |
11 | Prepare Sustainability Report | Shareholder | Against | Abstain |
CHINA KANGHUI HOLDINGS
MEETING DATE: SEP 05, 2011 |
||||
TICKER: KH
SECURITY ID: 16890V100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Yikang Jiang as Director | Management | For | For |
2 | Reelect Jun Du as Director | Management | For | For |
3 | Reelect Shuchun Gao as Director | Management | For | For |
4 | Ratify Ernst & Young Hua Ming as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Other Business (Voting) | Management | For | Against |
CONCEPTUS, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: CPTS
SECURITY ID: 206016107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn A. Tunstall | Management | For | For |
1.2 | Elect Director Robert V. Toni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONMED CORPORATION
MEETING DATE: MAY 21, 2012 |
||||
TICKER: CNMD
SECURITY ID: 207410101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene R. Corasanti | Management | For | For |
1.2 | Elect Director Joseph J. Corasanti | Management | For | For |
1.3 | Elect Director Bruce F. Daniels | Management | For | For |
1.4 | Elect Director Jo Ann Golden | Management | For | For |
1.5 | Elect Director Stephen M. Mandia | Management | For | For |
1.6 | Elect Director Stuart J. Schwartz | Management | For | For |
1.7 | Elect Director Mark E. Tryniski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
COVIDIEN PUBLIC LIMITED COMPANY
MEETING DATE: MAR 13, 2012 |
||||
TICKER: COV
SECURITY ID: G2554F113
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose E. Almeida | Management | For | For |
2 | Elect Director Craig Arnold | Management | For | For |
3 | Elect Director Robert H. Brust | Management | For | For |
4 | Elect Director John M. Connors, Jr | Management | For | For |
5 | Elect Director Christopher J. Coughlin | Management | For | For |
6 | Elect Director Timothy M. Donahue | Management | For | For |
7 | Elect Director Randall J. Hogan, III | Management | For | For |
8 | Elect Director Martin D. Madaus | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Joseph A. Zaccagnino | Management | For | For |
11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
14 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
15 | Amend Articles of Association to Provide for Escheatment under U.S. Law | Management | For | For |
16 | Amend Articles of Association to Allow Board to Declare Non-Cash Dividends | Management | For | For |
CYBERONICS, INC.
MEETING DATE: SEP 22, 2011 |
||||
TICKER: CYBX
SECURITY ID: 23251P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Guy C. Jackson | Management | For | For |
1.2 | Elect Director Joseph E. Laptewicz, Jr. | Management | For | For |
1.3 | Elect Director Daniel J. Moore | Management | For | For |
1.4 | Elect Director Hugh M. Morrison | Management | For | For |
1.5 | Elect Director Alfred J. Novak | Management | For | For |
1.6 | Elect Director Arthur L.Rosenthal, Ph.D. | Management | For | For |
1.7 | Elect Director Jon T. Tremmel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
DENTSPLY INTERNATIONAL INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: XRAY
SECURITY ID: 249030107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willie A. Deese | Management | For | For |
1.2 | Elect Director Leslie A. Jones | Management | For | For |
1.3 | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: EW
SECURITY ID: 28176E108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mike R. Bowlin | Management | For | For |
2 | Elect Director Barbara J. McNeil | Management | For | For |
3 | Elect Director Michael A. Mussallem | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | None | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EXACTECH, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: EXAC
SECURITY ID: 30064E109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert Burstein | Management | For | Withhold |
1.2 | Elect Director Fern Watts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 30, 2012 |
||||
TICKER: ESRX
SECURITY ID: 30219G108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Maura C. Breen | Management | For | For |
3 | Elect Director William J. Delaney | Management | For | For |
4 | Elect Director Nicholas J. Lahowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Election Of Director: George Paz | Management | For | For |
10 | Election Of Director: Myrtle S. Potter | Management | For | For |
11 | Elect Director William L. Roper | Management | For | For |
12 | Elect Director Samuel K. Skinner | Management | For | For |
13 | Elect Director Seymour Sternberg | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
EXPRESS SCRIPTS, INC.
MEETING DATE: DEC 21, 2011 |
||||
TICKER: ESRX
SECURITY ID: 302182100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FISHER & PAYKEL HEALTHCARE CORP (FRMLY FISHER & PAYKEL )
MEETING DATE: AUG 19, 2011 |
||||
TICKER: FPH
SECURITY ID: Q38992105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gary Paykel as a Director | Management | For | For |
2 | Elect Lindsay Gillanders as a Director | Management | For | For |
3 | Elect Tony Carter as Director | Management | For | For |
4 | Authorize the Board to Fix the Fees and Expenses of PricewaterhouseCoopers as the Company's Auditor | Management | For | For |
5 | Approve the Grant of Up to 200,000 Options to Michael Daniell, Managing Director and CEO, Under the Fisher & Paykel Healthcare 2003 Share Option Plan | Management | For | For |
GENMARK DIAGNOSTICS, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: GNMK
SECURITY ID: 372309104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. O'Boyle | Management | For | For |
1.2 | Elect Director Hany Massarany | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GRIFOLS SA
MEETING DATE: MAY 23, 2012 |
||||
TICKER: GRF
SECURITY ID: 398438309
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone Financial Statements, Management Report, and Allocation of Income for FY 2011 | Management | For | For |
2 | Approve Consolidated Financial Statements for FY 2011 | Management | For | For |
3 | Approve Discharge of Directors | Management | For | For |
4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
6.1 | Reelect Victor Grifols Roura as Director | Management | For | Against |
6.2 | Reelect Juan Ignacio Twose Roura as Director | Management | For | Against |
6.3 | Reelect Ramon Riera Roca as Director | Management | For | Against |
6.4 | Reelect Thorthol Holdings BV as Director | Management | For | Against |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Advisory Vote on Remuneration Report | Management | For | For |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
HANGER ORTHOPEDIC GROUP, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: HGR
SECURITY ID: 41043F208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Cooper | Management | For | For |
1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.3 | Elect Director Eric A. Green | Management | For | For |
1.4 | Elect Director Stephen E. Hare | Management | For | For |
1.5 | Elect Director Isaac Kaufman | Management | For | For |
1.6 | Elect Director Thomas F. Kirk | Management | For | For |
1.7 | Elect Director Peter J. Neff | Management | For | For |
1.8 | Elect Director Ivan R. Sabel | Management | For | For |
1.9 | Elect Director Patricia B. Shrader | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HEALTH NET, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: HNT
SECURITY ID: 42222G108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Anne Citrino | Management | For | For |
2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
3 | Elect Director Vicki B. Escarra | Management | For | For |
4 | Elect Director Gale S. Fitzgerald | Management | For | For |
5 | Elect Director Patrick Foley | Management | For | For |
6 | Elect Director Jay M. Gellert | Management | For | For |
7 | Elect Director Roger F. Greaves | Management | For | For |
8 | Elect Director Bruce G. Willison | Management | For | For |
9 | Elect Director Frederick C. Yeager | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: HTWR
SECURITY ID: U4229L107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cynthia Feldmann | Management | For | For |
1.2 | Elect Director Denis Wade | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Stock Option Plan Grants to Douglas Godshall | Management | For | For |
6 | Approve Stock Option Plan Grants to Robert Thomas | Management | For | For |
7 | Approve Stock Option Plan Grants to Seth Harrison | Management | For | For |
8 | Approve Stock Option Plan Grants to Timothy Barberich | Management | For | For |
9 | Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. | Management | For | For |
10 | Approve Stock Option Plan Grants to Robert Stockman | Management | For | For |
11 | Approve Stock Option Plan Grants to Denis Wade | Management | For | For |
12 | Approve Stock Option Plan Grants to Cynthia Feldman | Management | For | For |
HILL-ROM HOLDINGS, INC.
MEETING DATE: MAR 06, 2012 |
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TICKER: HRC
SECURITY ID: 431475102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director James R. Giertz | Management | For | For |
1.3 | Elect Director Charles E. Golden | Management | For | For |
1.4 | Elect Director W. August Hillenbrand | Management | For | For |
1.5 | Elect Director Katherine S. Napier | Management | For | For |
1.6 | Elect Director Joanne C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOLOGIC, INC.
MEETING DATE: MAR 06, 2012 |
||||
TICKER: HOLX
SECURITY ID: 436440101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Cascella | Management | For | For |
1.2 | Elect Director Glenn P. Muir | Management | For | For |
1.3 | Elect Director David R. LaVance, Jr. | Management | For | For |
1.4 | Elect Director Sally W. Crawford | Management | For | For |
1.5 | Elect Director Nancy L. Leaming | Management | For | For |
1.6 | Elect Director Lawrence M. Levy | Management | For | For |
1.7 | Elect Director Christiana Stamoulis | Management | For | For |
1.8 | Elect Director Elaine S. Ullian | Management | For | For |
1.9 | Elect Director Wayne Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ILLUMINA, INC.
MEETING DATE: APR 18, 2012 |
||||
TICKER: ILMN
SECURITY ID: 452327109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director A. Blaine Bowman | Management | For | For |
1.2 | Elect Director Karin Eastham | Management | For | For |
1.3 | Elect Director Jay T. Flatley | Management | For | For |
1.4 | Elect Director William H. Rastetter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | Against | Against |
5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | Against | Against |
6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | Withhold | Withhold |
6.2 | Elect Shareholder Nominee David Dodd | Shareholder | Withhold | Withhold |
7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Bary Bailey | Shareholder | For | Did Not Vote |
1.2 | Elect Director Dwight Crane | Shareholder | For | Did Not Vote |
1.3 | Elect Director Michael Griffith | Shareholder | For | Did Not Vote |
1.4 | Elect Director Jay Hunt | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | None | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | For | Did Not Vote |
5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | For | Did Not Vote |
6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | For | Did Not Vote |
6.2 | Elect Shareholder Nominee David Dodd | Shareholder | For | Did Not Vote |
7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | For | Did Not Vote |
INSULET CORPORATION
MEETING DATE: MAY 02, 2012 |
||||
TICKER: PODD
SECURITY ID: 45784P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Liamos | Management | For | For |
1.2 | Elect Director Daniel Levangie | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: IART
SECURITY ID: 457985208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter J. Arduini | Management | For | For |
2 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
3 | Elect Director Keith Bradley | Management | For | For |
4 | Elect Director Richard E. Caruso | Management | For | For |
5 | Elect Director Stuart M. Essig | Management | For | For |
6 | Elect Director Neal Moszkowski | Management | For | For |
7 | Elect Director Raymond G. Murphy | Management | For | For |
8 | Elect Director Christian S. Schade | Management | For | For |
9 | Elect Director James M. Sullivan | Management | For | For |
10 | Elect Director Anne M. VanLent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
INTUITIVE SURGICAL, INC.
MEETING DATE: APR 19, 2012 |
||||
TICKER: ISRG
SECURITY ID: 46120E602
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary S. Guthart | Management | For | For |
2 | Elect Director Mark J. Rubash | Management | For | For |
3 | Elect Director Lonnie M. Smith | Management | For | For |
4 | Amend Stock Option Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Ratify Auditors | Management | For | For |
ION BEAM APPLICATIONS SA IBA
MEETING DATE: MAY 09, 2012 |
||||
TICKER: IBAB
SECURITY ID: B5317W146
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Allocation of Income | Management | For | For |
2 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
3 | Approve Discharge of Directors | Management | For | For |
4 | Approve Discharge of Auditors | Management | For | For |
5a | Reelect SCS Consultance Marcel Miler Represented by Marcel Miller as Director | Management | For | Against |
5b | Reelect SCS PSL-Management Consulting Represented by Pierre Scalliet as Director | Management | For | For |
5c | Elect Olivier Legrain as Director | Management | For | Against |
5d | Reelect Bayrime SA Represented by Eric de Lamotte as Director | Management | For | Against |
5e | Elect J.-M Vanderhofstadt as Director | Management | For | Against |
6 | Ratify Ernst & Young as Auditors and Approve Auditors' Remuneration | Management | For | For |
7 | Transact Other Business | Management | None | None |
KINETIC CONCEPTS, INC.
MEETING DATE: OCT 28, 2011 |
||||
TICKER: KCI
SECURITY ID: 49460W208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
LABORATORY CORPORATION OF AMERICA HOLDINGS
MEETING DATE: MAY 01, 2012 |
||||
TICKER: LH
SECURITY ID: 50540R409
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David P. King | Management | For | For |
2 | Elect Director Kerrii B. Anderson | Management | For | For |
3 | Elect Director Jean-Luc Belingard | Management | For | For |
4 | Elect Director N. Anthony Coles, Jr. | Management | For | For |
5 | Elect Director Wendy E. Lane | Management | For | For |
6 | Elect Director Thomas P. Mac Mahon | Management | For | For |
7 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
8 | Elect Director Arthur H. Rubenstein | Management | For | For |
9 | Elect Director M. Keith Weikel | Management | For | For |
10 | Elect Director R. Sanders Williams | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
LCA-VISION INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: LCAV
SECURITY ID: 501803308
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Bahl | Management | For | For |
1.2 | Elect Director John H. Gutfreund | Management | For | For |
1.3 | Elect Director John C. Hassan | Management | For | For |
1.4 | Elect Director Edgar F. Heizer, III | Management | For | For |
1.5 | Elect Director James C. Wachtman | Management | For | For |
1.6 | Elect Director E. Anthony Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MAKO SURGICAL CORP.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: MAKO
SECURITY ID: 560879108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles W. Federico | Management | For | For |
1.2 | Elect Director Maurice R. Ferre | Management | For | For |
1.3 | Elect Director Frederic H. Moll | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MASIMO CORPORATION
MEETING DATE: JUN 07, 2012 |
||||
TICKER: MASI
SECURITY ID: 574795100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward L. Cahill | Management | For | For |
2 | Elect Director Robert Coleman | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
MCKESSON CORPORATION
MEETING DATE: JUL 27, 2011 |
||||
TICKER: MCK
SECURITY ID: 58155Q103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Participating Preferred Stock | Management | For | For |
14 | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
15 | Reduce Supermajority Vote Requirement and "Fair Price" Provision Applicable to Certain Business Combinations | Management | For | For |
16 | Amend Certificate of Incorporation to Remove Transitional Provision Related to Eliminated Classified Board Structure | Management | For | For |
17 | Amend Certificate of Incorporation to Conform the "Interested Transactions" Provisions and the Stockholder Action Provision | Management | For | For |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: DEC 21, 2011 |
||||
TICKER: MHS
SECURITY ID: 58405U102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
MEDTRONIC, INC.
MEETING DATE: AUG 25, 2011 |
||||
TICKER: MDT
SECURITY ID: 585055106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Director Richard H. Anderson | Management | For | For |
1.2 | Director David L. Calhoun | Management | For | For |
1.3 | Elect Director Victor J. Dzau | Management | For | For |
1.4 | Elect Director Omar Ishrak | Management | For | For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
1.6 | Elect Director James T. Lenehan | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director Kendall J. Powell | Management | For | For |
1.9 | Elect Director Robert C. Pozen | Management | For | For |
1.10 | Elect Director Jean-Pierre Rosso | Management | For | For |
1.11 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NXSTAGE MEDICAL, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: NXTM
SECURITY ID: 67072V103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
1.2 | Elect Director Philippe O. Chambon | Management | For | For |
1.3 | Elect Director Daniel A. Giannini | Management | For | For |
1.4 | Elect Director Nancy J. Ham | Management | For | For |
1.5 | Elect Director Earl R. Lewis | Management | For | For |
1.6 | Elect Director Craig W. Moore | Management | For | For |
1.7 | Elect Director Reid S. Perper | Management | For | For |
1.8 | Elect Director Barry M. Straube | Management | For | For |
1.9 | Elect Director David S. Utterberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OPTO CIRCUITS INDIA LTD.
MEETING DATE: SEP 28, 2011 |
||||
TICKER: 532391
SECURITY ID: Y6495Y115
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 4.50 Per Share | Management | For | For |
3 | Reappoint A. Mulay as Director | Management | For | For |
4 | Reappoint R. Raisinghani as Director | Management | For | For |
5 | Reappoint J.C. Patel as Director | Management | For | Against |
6 | Approve Anand Amarnath & Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Increase in Limit on Foreign Shareholdings to 49 Percent | Management | For | For |
OPTO CIRCUITS INDIA LTD.
MEETING DATE: MAR 19, 2012 |
||||
TICKER: 532391
SECURITY ID: Y6495Y115
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Share Capital | Management | For | For |
2 | Amend Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
3 | Amend Articles of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
4 | Approve Bonus Issue | Management | For | For |
ORASURE TECHNOLOGIES, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: OSUR
SECURITY ID: 68554V108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Celano | Management | For | For |
1.2 | Elect Director Douglas A. Michels | Management | For | For |
1.3 | Elect Director Charles W. Patrick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ORTHOFIX INTERNATIONAL NV
MEETING DATE: AUG 16, 2011 |
||||
TICKER: OFIX
SECURITY ID: N6748L102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James F. Gero as Director | Management | For | For |
1.2 | Elect Guy J. Jordan as Director | Management | For | For |
1.3 | Elect Michael R. Mainelli as Director | Management | For | For |
1.4 | Elect Alan W. Milinazzo as Director | Management | For | For |
1.5 | Elect Maria Sainz as Director | Management | For | For |
1.6 | Elect Davey S. Scoon as Director | Management | For | For |
1.7 | Elect Robert S. Vaters as Director | Management | For | For |
1.8 | Elect Walter P. von Wartburg as Director | Management | For | For |
1.9 | Elect Kenneth R. Weisshaar as Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ORTHOFIX INTERNATIONAL NV
MEETING DATE: JUN 21, 2012 |
||||
TICKER: OFIX
SECURITY ID: N6748L102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect James F. Gero as Director | Management | For | For |
1.2 | Elect Guy J. Jordan as Director | Management | For | For |
1.3 | Elect Michael R. Mainelli as Director | Management | For | For |
1.4 | Elect Davey S. Scoon as Director | Management | For | For |
1.5 | Elect Robert S. Vaters as Director | Management | For | For |
1.6 | Elect Walter P. von Wartburg as Director | Management | For | For |
1.7 | Elect Kenneth R. Weisshaar as Director | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 11, 2012 |
||||
TICKER: DGX
SECURITY ID: 74834L100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jenne K. Britell | Management | For | For |
2 | Elect Director Gail R. Wilensky | Management | For | For |
3 | Elect Director John B. Ziegler | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
7 | Declassify the Board of Directors | Shareholder | None | For |
SIRONA DENTAL SYSTEMS, INC.
MEETING DATE: FEB 23, 2012 |
||||
TICKER: SIRO
SECURITY ID: 82966C103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David K. Beecken | Management | For | For |
1.2 | Elect Director Jost Fischer | Management | For | For |
1.3 | Elect Director Arthur D. Kowaloff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: STJ
SECURITY ID: 790849103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John W. Brown | Management | For | For |
2 | Elect Director Daniel J. Starks | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
STRYKER CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: SYK
SECURITY ID: 863667101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
1.2 | Elect Director S.M. Datar | Management | For | For |
1.3 | Elect Director Roch Doliveux | Management | For | For |
1.4 | Elect Director Louise L. Francesconi | Management | For | For |
1.5 | Elect Director Allan C. Golston | Management | For | For |
1.6 | Elect Director Howard L. Lance | Management | For | For |
1.7 | Elect Director William U. Parfet | Management | For | For |
1.8 | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE COOPER COMPANIES, INC.
MEETING DATE: MAR 20, 2012 |
||||
TICKER: COO
SECURITY ID: 216648402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Thomas Bender | Management | For | For |
2 | Elect Director Michael H. Kalkstein | Management | For | For |
3 | Elect Director Jody S. Lindell | Management | For | For |
4 | Elect Director Donald Press | Management | For | For |
5 | Elect Director Steven Rosenberg | Management | For | For |
6 | Elect Director Allan E. Rubenstein | Management | For | For |
7 | Elect Director Robert S. Weiss | Management | For | For |
8 | Elect Director Stanley Zinberg | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE SPECTRANETICS CORPORATION
MEETING DATE: MAY 31, 2012 |
||||
TICKER: SPNC
SECURITY ID: 84760C107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. John Fletcher | Management | For | For |
1.2 | Elect Director Craig M. Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TORNIER N.V.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: TRNX
SECURITY ID: N87237108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Sean D. Carney as Director | Management | For | For |
1b | Elect Richard B. Emmitt as Director | Management | For | For |
1c | Elect Douglas W. Kohrs as Director | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Appoint Special Auditor | Management | For | For |
5 | Approve Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Discharge of Board of Directors | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
UNILIFE CORPORATION
MEETING DATE: DEC 01, 2011 |
||||
TICKER: UNIS
SECURITY ID: 90478E103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Slavko James Joseph Bosnjak | Management | For | Withhold |
1.2 | Elect Director Jeff Carter | Management | For | For |
1.3 | Elect Director William Galle | Management | For | Withhold |
1.4 | Elect Director John Lund | Management | For | Withhold |
1.5 | Elect Director Mary Katherine Wold | Management | For | For |
1.6 | Elect Director Marc Firestone | Management | For | For |
1.7 | Elect Director Alan D. Shortall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Stock Plan Grant to Slavko James Joseph Bosnjak | Management | For | Against |
6 | Approve Stock Plan Grant to Jeff Carter | Management | For | Against |
7 | Approve Stock Plan Grant to William Galle | Management | For | Against |
8 | Approve Stock Plan Grant to John Lund | Management | For | Against |
9 | Approve Stock Plan Grant to Mary Katherine Wold | Management | For | Against |
10 | Approve Stock Plan Grant to Marc S. Firestone | Management | For | Against |
11 | Approve Stock Plan Grant to Alan D. Shortall | Management | For | Against |
12 | Amend Omnibus Stock Plan | Management | For | Against |
UNILIFE CORPORATION
MEETING DATE: APR 17, 2012 |
||||
TICKER: UNIS
SECURITY ID: 90478E103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 04, 2012 |
||||
TICKER: UNH
SECURITY ID: 91324P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Rodger A. Lawson | Management | For | For |
7 | Elect Director Douglas W. Leatherdale | Management | For | For |
8 | Elect Director Glenn M. Renwick | Management | For | For |
9 | Elect Director Kenneth I. Shine | Management | For | For |
10 | Elect Director Gail R. Wilensky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VARIAN MEDICAL SYSTEMS, INC.
MEETING DATE: FEB 09, 2012 |
||||
TICKER: VAR
SECURITY ID: 92220P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy E. Guertin | Management | For | For |
1.2 | Elect Director David J. Illingworth | Management | For | For |
1.3 | Elect Director Ruediger Naumann-Etienne | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VASCULAR SOLUTIONS, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: VASC
SECURITY ID: 92231M109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Erb | Management | For | For |
1.2 | Elect Director Michael Kopp | Management | For | For |
1.3 | Elect Director Richard Nigon | Management | For | For |
1.4 | Elect Director Paul O'Connell | Management | For | For |
1.5 | Elect Director Howard Root | Management | For | For |
1.6 | Elect Director Jorge Saucedo | Management | For | For |
1.7 | Elect Director Martin Emerson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOLCANO CORPORATION
MEETING DATE: MAY 23, 2012 |
||||
TICKER: VOLC
SECURITY ID: 928645100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Scott Huennekens | Management | For | For |
1.2 | Elect Director Lesley H. Howe | Management | For | For |
1.3 | Elect Director Ronald A. Matricaria | Management | For | For |
2 | Advisory Vote to Appoint Eric J. Topol to the Board of Directors to Fill Class I Vacancy | Management | For | For |
3 | Advisory Vote to Appoint Leslie V. Norwalk to the Board of Directors to Fill Class II Vacancy | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WELLPOINT, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: WLP
SECURITY ID: 94973V107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lenox D. Baker, Jr. | Management | For | For |
2 | Elect Director Susan B. Bayh | Management | For | For |
3 | Elect Director Julie A. Hill | Management | For | For |
4 | Elect Director Ramiro G. Peru | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
WRIGHT MEDICAL GROUP, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: WMGI
SECURITY ID: 98235T107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Blackford | Management | For | For |
1.2 | Elect Director Martin J. Emerson | Management | For | For |
1.3 | Elect Director Lawrence W. Hamilton | Management | For | For |
1.4 | Elect Director Ronald K. Labrum | Management | For | For |
1.5 | Elect Director John L. Miclot | Management | For | For |
1.6 | Elect Director Robert J. Palmisano | Management | For | For |
1.7 | Elect Director Amy S. Paul | Management | For | For |
1.8 | Elect Director Robert J. Quillinan | Management | For | For |
1.9 | Elect Director David D. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ZELTIQ AESTHETICS, INC.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: ZLTQ
SECURITY ID: 98933Q108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean George | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
ZIMMER HOLDINGS, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ZMH
SECURITY ID: 98956P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Betsy J. Bernard | Management | For | For |
2 | Elect Director Marc N. Casper | Management | For | For |
3 | Elect Director David C. Dvorak | Management | For | For |
4 | Elect Director Larry C. Glasscock | Management | For | For |
5 | Elect Director Robert A. Hagemann | Management | For | For |
6 | Elect Director Arthur J. Higgins | Management | For | For |
7 | Elect Director John L. McGoldrick | Management | For | For |
8 | Elect Director Cecil B. Pickett | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT MULTIMEDIA PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACTIVE NETWORK INC
MEETING DATE: MAY 23, 2012 |
||||
TICKER: ACTV
SECURITY ID: 00506D100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruns H. Grayson | Management | For | For |
1.2 | Elect Director Joseph Levin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AEGIS GROUP PLC
MEETING DATE: MAY 10, 2012 |
||||
TICKER: AGS
SECURITY ID: G0105D215
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect John Napier as Director | Management | For | For |
5 | Re-elect Jerry Buhlmann as Director | Management | For | For |
6 | Re-elect Nick Priday as Director | Management | For | For |
7 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
9 | Authorise EU Political Donations and Expenditure | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AMAZON.COM, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: AMZN
SECURITY ID: 023135106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Jamie S. Gorelick | Management | For | For |
6 | Elect Director Blake G. Krikorian | Management | For | For |
7 | Elect Director Alain Monie | Management | For | For |
8 | Elect Director Jonathan J. Rubinstein | Management | For | For |
9 | Elect Director Thomas O. Ryder | Management | For | For |
10 | Elect Director Patricia Q. Stonesifer | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Report on Climate Change | Shareholder | Against | Abstain |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
AMC NETWORKS INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: AMCX
SECURITY ID: 00164V103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil M. Ashe | Management | For | For |
1.2 | Elect Director Alan D. Schwartz | Management | For | For |
1.3 | Elect Director Leonard Tow | Management | For | For |
1.4 | Elect Director Robert C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ANTENA 3 DE TELEVISION SA
MEETING DATE: APR 25, 2012 |
||||
TICKER: A3TV
SECURITY ID: E05009159
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Individual and Consolidated Financial Statements and Management Report, Discharge of Directors, Approve Allocation of Income and Distribution of Dividend of EUR 0.45 Per Share For FY 2011 | Management | For | Did Not Vote |
2 | Renew Appointment of Deloitte as Auditor | Management | For | Did Not Vote |
3 | Approve Acquisition of Gestora De Inversiones Audiovisuales La Sexta SA | Management | For | Did Not Vote |
4.a | Elect Imagina Media Audiovisual SL as Director | Management | For | Did Not Vote |
4.b | Elect Gamp Audiovisual SA as Director | Management | For | Did Not Vote |
5 | Reelect Elmar Heggen as Director | Management | For | Did Not Vote |
6.1 | Amend Several Articles of Bylaws | Management | For | Did Not Vote |
6.2 | Amend Articles 16 and 33 of Bylaws | Management | For | Did Not Vote |
6.3 | Approve Restated Bylaws | Management | For | Did Not Vote |
7.1 | Amend Articles of General Meeting Regulations | Management | For | Did Not Vote |
7.2 | Approve Restated General Meeting Regulations | Management | For | Did Not Vote |
8 | Receive Amendments to Board of Directors' Regulations | Management | None | None |
9 | Approve Remuneration of Directors | Management | For | Did Not Vote |
10 | Advisory Vote on Remuneration Report | Management | For | Did Not Vote |
11 | Approve Company's Corporate Web Site | Management | For | Did Not Vote |
12 | Receive Corporate Social Responsibility Report | Management | None | None |
13 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
BANKRATE, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: RATE
SECURITY ID: 06647F102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Nelson | Management | For | For |
1.2 | Elect Director Richard J. Pinola | Management | For | For |
1.3 | Elect Director James Tieng | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BELO CORP.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: BLC
SECURITY ID: 080555105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter A. Altabef | Management | For | For |
1.2 | Elect Director Henry P. Becton, Jr. | Management | For | For |
1.3 | Elect Director James M. Moroney, III | Management | For | For |
1.4 | Elect Director Lloyd D. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adjust Par Value of Common Stock | Management | For | For |
CABLEVISION SYSTEMS CORPORATION
MEETING DATE: MAY 18, 2012 |
||||
TICKER: CVC
SECURITY ID: 12686C109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
1.3 | Elect Director John R. Ryan | Management | For | Withhold |
1.4 | Elect Director Vincent Tese | Management | For | Withhold |
1.5 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CHARTER COMMUNICATIONS, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: CHTR
SECURITY ID: 16117M305
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Lance Conn | Management | For | For |
1.2 | Elect Director Darren Glatt | Management | For | For |
1.3 | Elect Director Craig A. Jacobson | Management | For | For |
1.4 | Elect Director Bruce A. Karsh | Management | For | For |
1.5 | Elect Director Edgar Lee | Management | For | For |
1.6 | Elect Director Jeffrey A. Marcus | Management | For | For |
1.7 | Elect Director John D. Markley, Jr. | Management | For | For |
1.8 | Elect Director David C. Merritt | Management | For | For |
1.9 | Elect Director Stan Parker | Management | For | For |
1.10 | Elect Director Thomas M. Rutledge | Management | For | For |
1.11 | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CINEMARK HOLDINGS, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: CNK
SECURITY ID: 17243V102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vahe A. Dombalagian | Management | For | For |
1.2 | Elect Director Peter R. Ezersky | Management | For | For |
1.3 | Elect Director Carlos M. Sepulveda | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CLEAR CHANNEL OUTDOOR HOLDINGS, INC.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: CCO
SECURITY ID: 18451C109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Carlisle | Management | For | For |
1.2 | Elect Director Robert W. Pittman | Management | For | For |
1.3 | Elect Director Dale W. Tremblay | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
COMCAST CORPORATION
MEETING DATE: MAY 31, 2012 |
||||
TICKER: CMCSA
SECURITY ID: 20030N101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Joseph J. Collins | Management | For | For |
1.4 | Elect Director J. Michael Cook | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
1.8 | Elect Director Brian L. Roberts | Management | For | For |
1.9 | Elect Director Ralph J. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
DEMAND MEDIA, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: DMD
SECURITY ID: 24802N109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaurav Bhandari | Management | For | For |
1.2 | Elect Director Peter Guber | Management | For | Withhold |
1.3 | Elect Director Robert R. Bennett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DIRECTV
MEETING DATE: MAY 03, 2012 |
||||
TICKER: DTV
SECURITY ID: 25490A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph Boyd, Jr. | Management | For | For |
2 | Elect Director David Dillon | Management | For | For |
3 | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
4 | Elect Director Dixon Doll | Management | For | For |
5 | Elect Director Peter Lund | Management | For | For |
6 | Elect Director Nancy Newcomb | Management | For | For |
7 | Elect Director Lorrie Norrington | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Eliminate Class of Common Stock | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: DISCA
SECURITY ID: 25470F104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Beck | Management | For | For |
1.2 | Elect Director J. David Wargo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DISH NETWORK CORPORATION
MEETING DATE: MAY 02, 2012 |
||||
TICKER: DISH
SECURITY ID: 25470M109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Clayton | Management | For | For |
1.2 | Elect Director James DeFranco | Management | For | For |
1.3 | Elect Director Cantey M. Ergen | Management | For | For |
1.4 | Elect Director Charles W. Ergen | Management | For | For |
1.5 | Elect Director Steven R. Goodbarn | Management | For | For |
1.6 | Elect Director Gary S. Howard | Management | For | For |
1.7 | Elect Director David K. Moskowitz | Management | For | For |
1.8 | Elect Director Tom A. Ortolf | Management | For | For |
1.9 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
DREAMWORKS ANIMATION SKG, INC.
MEETING DATE: MAY 29, 2012 |
||||
TICKER: DWA
SECURITY ID: 26153C103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Katzenberg | Management | For | For |
1.2 | Elect Director Roger A. Enrico | Management | For | For |
1.3 | Elect Director Lewis W. Coleman | Management | For | For |
1.4 | Elect Director Harry Brittenham | Management | For | For |
1.5 | Elect Director Thomas E. Freston | Management | For | Withhold |
1.6 | Elect Director Mellody Hobson | Management | For | For |
1.7 | Elect Director Michael Montgomery | Management | For | For |
1.8 | Elect Director Nathan Myhrvold | Management | For | For |
1.9 | Elect Director Richard Sherman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENTERCOM COMMUNICATIONS CORP.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: ETM
SECURITY ID: 293639100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Berkman | Management | For | For |
1.2 | Elect Director Daniel E. Gold | Management | For | For |
2.1 | Elect Director Joseph M. Field | Management | For | For |
2.2 | Elect Director David J. Field | Management | For | For |
2.3 | Elect Director John C. Donlevie | Management | For | For |
2.4 | Elect Director Robert S. Wiesenthal | Management | For | For |
2.5 | Elect Director Michael J. Wolf | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
GANNETT CO., INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: GCI
SECURITY ID: 364730101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Cody | Management | For | For |
1.2 | Elect Director Howard D. Elias | Management | For | For |
1.3 | Elect Director Arthur H. Harper | Management | For | For |
1.4 | Elect Director John Jeffry Louis | Management | For | For |
1.5 | Elect Director Marjorie Magner | Management | For | For |
1.6 | Elect Director Gracia C. Martore | Management | For | For |
1.7 | Elect Director Scott K. McCune | Management | For | Withhold |
1.8 | Elect Director Duncan M. McFarland | Management | For | For |
1.9 | Elect Director Susan Ness | Management | For | For |
1.10 | Elect Director Neal Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GROUPON, INC.
MEETING DATE: JUN 19, 2012 |
||||
TICKER: GRPN
SECURITY ID: 399473107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric P. Lefkofsky | Management | For | For |
1.2 | Elect Director Peter J. Barris | Management | For | For |
1.3 | Elect Director Robert J. Bass | Management | For | For |
1.4 | Elect Director Daniel T. Henry | Management | For | For |
1.5 | Elect Director Mellody Hobson | Management | For | For |
1.6 | Elect Director Bradley A. Keywell | Management | For | For |
1.7 | Elect Director Theodore J. Leonsis | Management | For | For |
1.8 | Elect Director Andrew D. Mason | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
IPSOS
MEETING DATE: APR 05, 2012 |
||||
TICKER: IPS
SECURITY ID: F5310M109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.63 per Share | Management | For | For |
4 | Acknowledge Absence of Non-Tax Deductible Expenses | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Reelect Henry Letulle as Director | Management | For | Against |
7 | Ratify Appointment of Xavier Coirbay as Director | Management | For | Against |
8 | Ratify Appointment of FFP Invest, Represented by Sebastien Coquart, as Director | Management | For | Against |
9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 120,000 | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
11 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5.65 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.69 Million | Management | For | For |
14 | Approve Issuance of up to 20 Percent of Issued Capital Per Year Reserved for a Private Placement, up to Aggregate Nominal Amount of EUR 1.69 Million | Management | For | For |
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 12, 13 and 14 | Management | For | For |
16 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 13 and 14 | Management | For | For |
17 | Authorize Capital Increase for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Issuance of Shares of up to 7 Percent of Issued Capital Per Year Reserved for Specific Beneficiaries | Management | For | For |
21 | Approve Employee Stock Purchase Plan | Management | For | For |
22 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
23 | Authorize up to 7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
24 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
LAMAR ADVERTISING COMPANY
MEETING DATE: MAY 24, 2012 |
||||
TICKER: LAMR
SECURITY ID: 512815101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Maxwell Hamilton | Management | For | For |
1.2 | Elect Director John E. Koerner, III | Management | For | For |
1.3 | Elect Director Stephen P. Mumblow | Management | For | For |
1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For |
1.5 | Elect Director Anna Reilly | Management | For | For |
1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
1.7 | Elect Director Wendell Reilly | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIBERTY GLOBAL, INC.
MEETING DATE: JUN 19, 2012 |
||||
TICKER: LBTYA
SECURITY ID: 530555101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Cole, Jr. | Management | For | For |
1.2 | Elect Director Richard R. Green | Management | For | For |
1.3 | Elect Director David E. Rapley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LIBERTY MEDIA CORPORATION
MEETING DATE: SEP 07, 2011 |
||||
TICKER: LINTA
SECURITY ID: 53071M302
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan D. Malone | Management | For | For |
1.2 | Elect Director David E. Rapley | Management | For | For |
1.3 | Elect Director Larry E. Romrell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Change Company Name | Management | For | For |
6 | Ratify Auditors | Management | For | For |
LIBERTY MEDIA CORPORATION
MEETING DATE: SEP 07, 2011 |
||||
TICKER: LINTA
SECURITY ID: 53071M708
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan D. Malone | Management | For | For |
1.2 | Elect Director David E. Rapley | Management | For | For |
1.3 | Elect Director Larry E. Romrell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Change Company Name | Management | For | For |
6 | Ratify Auditors | Management | For | For |
LIN TV CORP.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: TVL
SECURITY ID: 532774106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Royal W. Carson, III | Management | For | For |
1.2 | Elect Director Vincent L. Sadusky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
LIONS GATE ENTERTAINMENT CORP.
MEETING DATE: SEP 13, 2011 |
||||
TICKER: LGF
SECURITY ID: 535919203
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Norman Bacal as Director | Management | For | For |
1.2 | Elect Michael Burns as Director | Management | For | For |
1.3 | Elect Arthur Evrensel as Director | Management | For | For |
1.4 | Elect Jon Feltheimer as Director | Management | For | For |
1.5 | Elect Frank Giustra as Director | Management | For | For |
1.6 | Elect Morley Koffman as Director | Management | For | For |
1.7 | Elect Harald Ludwig as Director | Management | For | For |
1.8 | Elect G. Scott Paterson as Director | Management | For | For |
1.9 | Elect Mark H. Rachesky as Director | Management | For | For |
1.10 | Elect Daryl Simm as Director | Management | For | For |
1.11 | Elect Hardwick Simmons as Director | Management | For | For |
1.12 | Elect Phyllis Yaffe as Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
LIVE NATION ENTERTAINMENT, INC.
MEETING DATE: JUN 08, 2012 |
||||
TICKER: LYV
SECURITY ID: 538034109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Dolan | Management | For | For |
1.2 | Elect Director Ariel Emanuel | Management | For | For |
1.3 | Elect Director Gregory B. Maffei | Management | For | For |
1.4 | Elect Director Randall T. Mays | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
NATIONAL CINEMEDIA, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: NCMI
SECURITY ID: 635309107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Haas | Management | For | For |
1.2 | Elect Director James R. Holland, Jr. | Management | For | For |
1.3 | Elect Director Stephen L. Lanning | Management | For | For |
1.4 | Elect Director Edward H. Meyer | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NEXON CO.,LTD.
MEETING DATE: MAR 27, 2012 |
||||
TICKER: 3659
SECURITY ID: J4914X104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Seungwoo Choi | Management | For | For |
1.2 | Elect Director Jiwon Park | Management | For | For |
1.3 | Elect Director Owen Mahoney | Management | For | For |
1.4 | Elect Director Jungju Kim | Management | For | For |
1.5 | Elect Director Honda, Satoshi | Management | For | For |
1.6 | Elect Director Kuniya, Shiro | Management | For | For |
2 | Approve Reduction in Capital Reserves | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
OMNICOM GROUP INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: OMC
SECURITY ID: 681919106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Wren | Management | For | For |
2 | Elect Director Bruce Crawford | Management | For | For |
3 | Elect Director Alan R. Batkin | Management | For | For |
4 | Elect Director Mary C. Choksi | Management | For | For |
5 | Elect Director Robert Charles Clark | Management | For | For |
6 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
7 | Elect Director Errol M. Cook | Management | For | For |
8 | Elect Director Susan S. Denison | Management | For | For |
9 | Elect Director Michael A. Henning | Management | For | For |
10 | Elect Director John R. Murphy | Management | For | For |
11 | Elect Director John R. Purcell | Management | For | For |
12 | Elect Director Linda Johnson Rice | Management | For | For |
13 | Elect Director Gary L. Roubos | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Call Special Meeting | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
REACHLOCAL, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: RLOC
SECURITY ID: 75525F104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Geiger | Management | For | For |
1.2 | Elect Director Habib Kairouz | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
REGAL ENTERTAINMENT GROUP
MEETING DATE: MAY 09, 2012 |
||||
TICKER: RGC
SECURITY ID: 758766109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Brymer | Management | For | For |
1.2 | Elect Director Michael L. Campbell | Management | For | For |
1.3 | Elect Director Alex Yemenidjian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
SCRIPPS NETWORKS INTERACTIVE, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: SNI
SECURITY ID: 811065101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Galloway | Management | For | Withhold |
1.2 | Elect Director Nicholas B. Paumgarten | Management | For | Withhold |
1.3 | Elect Director Jeffrey Sagansky | Management | For | Withhold |
1.4 | Elect Director Ronald W. Tysoe | Management | For | Withhold |
SINCLAIR BROADCAST GROUP, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: SBGI
SECURITY ID: 829226109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David D. Smith | Management | For | For |
1.2 | Elect Director Frederick G. Smith | Management | For | For |
1.3 | Elect Director J. Duncan Smith | Management | For | For |
1.4 | Elect Director Robert E. Smith | Management | For | For |
1.5 | Elect Director Basil A. Thomas | Management | For | For |
1.6 | Elect Director Lawrence E. McCanna | Management | For | For |
1.7 | Elect Director Daniel C. Keith | Management | For | For |
1.8 | Elect Director Martin R. Leader | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SIRIUS XM RADIO INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: SIRI
SECURITY ID: 82967N108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan L. Amble | Management | For | Withhold |
1.2 | Elect Director Leon D. Black | Management | For | Withhold |
1.3 | Elect Director Lawrence F. Gilberti | Management | For | Withhold |
1.4 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
1.5 | Elect Director James P. Holden | Management | For | Withhold |
1.6 | Elect Director Mel Karmazin | Management | For | Withhold |
1.7 | Elect Director James F. Mooney | Management | For | Withhold |
1.8 | Elect Director Jack Shaw | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
THE E. W. SCRIPPS COMPANY
MEETING DATE: MAY 02, 2012 |
||||
TICKER: SSP
SECURITY ID: 811054402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger L. Ogden | Management | For | For |
1.2 | Elect Director J. Marvin Quin | Management | For | For |
1.3 | Elect Director Kim Williams | Management | For | For |
THE INTERPUBLIC GROUP OF COMPANIES, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: IPG
SECURITY ID: 460690100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jocelyn Carter-Miller | Management | For | For |
2 | Elect Director Jill M. Considine | Management | For | For |
3 | Elect Director Richard A. Goldstein | Management | For | For |
4 | Elect Director Mary J. Steele Guilfoile | Management | For | For |
5 | Elect Director H. John Greeniaus | Management | For | For |
6 | Elect Director Dawn Hudson | Management | For | For |
7 | Elect Director William T. Kerr | Management | For | For |
8 | Elect Director Michael I. Roth | Management | For | For |
9 | Elect Director David M. Thomas | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
THE MCGRAW-HILL COMPANIES, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: MHP
SECURITY ID: 580645109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pedro Aspe | Management | For | For |
2 | Elect Director Winfried Bischoff | Management | For | For |
3 | Elect Director William D. Green | Management | For | For |
4 | Elect Director Linda Koch Lorimer | Management | For | For |
5 | Elect Director Harold McGraw, III | Management | For | For |
6 | Elect Director Robert P. McGraw | Management | For | For |
7 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
8 | Elect Director Michael Rake | Management | For | For |
9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
10 | Elect Director Kurt L. Schmoke | Management | For | For |
11 | Elect Director Sidney Taurel | Management | For | For |
12 | Elect Director Richard E. Thornburgh | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
THE NEW YORK TIMES COMPANY
MEETING DATE: APR 25, 2012 |
||||
TICKER: NYT
SECURITY ID: 650111107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Denham | Management | For | Withhold |
1.2 | Elect Director James A. Kohlberg | Management | For | Withhold |
1.3 | Elect Director David E. Liddle | Management | For | Withhold |
1.4 | Elect Director Doreen A. Toben | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
THE WALT DISNEY COMPANY
MEETING DATE: MAR 13, 2012 |
||||
TICKER: DIS
SECURITY ID: 254687106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Judith L. Estrin | Management | For | For |
4 | Elect Director Robert A. Iger | Management | For | For |
5 | Elect Director Fred H. Langhammer | Management | For | For |
6 | Elect Director Aylwin B. Lewis | Management | For | For |
7 | Elect Director Monica C. Lozano | Management | For | For |
8 | Elect Director Robert W. Matschullat | Management | For | For |
9 | Elect Director Sheryl Sandberg | Management | For | For |
10 | Elect Director Orin C. Smith | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TIME WARNER CABLE INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: TWC
SECURITY ID: 88732J207
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | For |
2 | Elect Director Glenn A. Britt | Management | For | For |
3 | Elect Director Thomas H. Castro | Management | For | For |
4 | Elect Director David C. Chang | Management | For | For |
5 | Elect Director James E. Copeland, Jr. | Management | For | For |
6 | Elect Director Peter R. Haje | Management | For | For |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | For |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
10 | Elect Director Wayne H. Pace | Management | For | For |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Executive Incentive Bonus Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide Right to Call Special Meeting | Shareholder | Against | Against |
TIME WARNER INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: TWX
SECURITY ID: 887317303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Robert C. Clark | Management | For | For |
6 | Elect Director Mathias Dopfner | Management | For | For |
7 | Elect Director Jessica P. Einhorn | Management | For | For |
8 | Elect Director Fred Hassan | Management | For | For |
9 | Elect Director Kenneth J. Novack | Management | For | For |
10 | Elect Director Paul D. Wachter | Management | For | For |
11 | Elect Director Deborah C. Wright | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
VIRGIN MEDIA INC.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: VMED
SECURITY ID: 92769L101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Berkett | Management | For | For |
1.2 | Elect Director Steven Simmons | Management | For | For |
1.3 | Elect Director Doreen Toben | Management | For | For |
1.4 | Elect Director George Zoffinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
YANDEX NV
MEETING DATE: MAY 15, 2012 |
||||
TICKER: YNDX
SECURITY ID: N97284108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Adopt Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Discharge of Board of Directors | Management | For | For |
5.1 | Reelect J. Boynton as Director | Management | For | For |
5.2 | Reelect E. Dyson as Director | Management | For | For |
6 | Approve Cancellation of Class C Shares Held in Treasury | Management | For | For |
7 | Amend Articles Re: Reduce Authorized Share Capital | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Ratify ZAO Deloitte & Touche CIS as Auditors | Management | For | For |
10 | Grant Board Authority to Issue Shares | Management | For | For |
11 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10 | Management | For | For |
12 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
13 | Confirm Representation of Company in Case of Conflict of Interests | Management | For | For |
15 | Other Business | Management | None | None |
YOUKU.COM INC.
MEETING DATE: OCT 17, 2011 |
||||
TICKER: YOKU
SECURITY ID: 98742U100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name to Youku Inc. | Management | For | For |
ZYNGA INC.
MEETING DATE: JUN 08, 2012 |
||||
TICKER: ZNGA
SECURITY ID: 98986T108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Pincus | Management | For | For |
1.2 | Elect Director John Schappert | Management | For | For |
1.3 | Elect Director William Gordon | Management | For | For |
1.4 | Elect Director Reid Hoffman | Management | For | For |
1.5 | Elect Director Jeffrey Katzenberg | Management | For | For |
1.6 | Elect Director Stanley J. Meresman | Management | For | For |
1.7 | Elect Director Sunil Paul | Management | For | For |
1.8 | Elect Director Owen Van Natta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT NATURAL GAS PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMERICAS PETROGAS INC.
MEETING DATE: DEC 08, 2011 |
||||
TICKER: BOE
SECURITY ID: 03063Q100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Barclay Hambrook | Management | For | Withhold |
2.2 | Elect Director Carlos Lau | Management | For | Withhold |
2.3 | Elect Director Easton Wren | Management | For | Withhold |
2.4 | Elect Director Ross C. McCutcheon | Management | For | Withhold |
2.5 | Elect Director Rakesh Kapur | Management | For | Withhold |
2.6 | Elect Director Ron Ho | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: APC
SECURITY ID: 032511107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin P. Chilton | Management | For | For |
2 | Elect Director Luke R. Corbett | Management | For | For |
3 | Elect Director H. Paulett Eberhart | Management | For | For |
4 | Elect Director Peter J. Fluor | Management | For | For |
5 | Elect Director Richard L. George | Management | For | For |
6 | Elect Director Preston M. Geren, III | Management | For | For |
7 | Elect Director Charles W. Goodyear | Management | For | For |
8 | Elect Director John R. Gordon | Management | For | For |
9 | Elect Director James T. Hackett | Management | For | For |
10 | Elect Director Eric D. Mullins | Management | For | For |
11 | Elect Director Paula Rosput Reynolds | Management | For | For |
12 | Elect Director R. A. Walker | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
18 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
APACHE CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: APA
SECURITY ID: 037411105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott D. Josey | Management | For | For |
2 | Elect Director George D. Lawrence | Management | For | For |
3 | Elect Director Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
CABOT OIL & GAS CORPORATION
MEETING DATE: MAY 01, 2012 |
||||
TICKER: COG
SECURITY ID: 127097103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rhys J. Best | Management | For | For |
2 | Elect Director Robert Kelley | Management | For | For |
3 | Elect Director P. Dexter Peacock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
9 | Provide Sustainability Report | Shareholder | Against | Abstain |
CAMERON INTERNATIONAL CORPORATION
MEETING DATE: MAY 11, 2012 |
||||
TICKER: CAM
SECURITY ID: 13342B105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. Baker Cunningham | Management | For | For |
2 | Elect Director Sheldon R. Erikson | Management | For | For |
3 | Elect Director Douglas L. Foshee | Management | For | For |
4 | Elect Director Rodolfo Landim | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
9 | Approve Restatement of the Company's Certificate of Incorporation | Management | For | For |
CELTIC EXPLORATION LTD.
MEETING DATE: APR 27, 2012 |
||||
TICKER: CLT
SECURITY ID: 15118Q109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Five | Management | For | For |
2.1 | Elect Director Robert J. Dales | Management | For | For |
2.2 | Elect Director William C. Guinan | Management | For | For |
2.3 | Elect Director Eldon A. McIntyre | Management | For | For |
2.4 | Elect Director Neil G. Sinclair | Management | For | For |
2.5 | Elect Director David J. Wilson | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 08, 2012 |
||||
TICKER: CHK
SECURITY ID: 165167107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | Withhold |
1.2 | Elect Director V. Burns Hargis | Management | For | Withhold |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Reincorporate in Another State [from Oklahoma to Delaware] | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
9 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
10 | Adopt Proxy Access Right | Shareholder | Against | Against |
CHESAPEAKE UTILITIES CORPORATION
MEETING DATE: MAY 02, 2012 |
||||
TICKER: CPK
SECURITY ID: 165303108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene H. Bayard | Management | For | For |
1.2 | Elect Director Thomas P. Hill, Jr. | Management | For | For |
1.3 | Elect Director Dennis S. Hudson, III | Management | For | For |
1.4 | Elect Director Calvert A. Morgan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COBALT INTERNATIONAL ENERGY, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: CIE
SECURITY ID: 19075F106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph H. Bryant | Management | For | For |
1.2 | Elect Director Peter R. Coneway | Management | For | For |
1.3 | Elect Director Michael G. France | Management | For | For |
1.4 | Elect Director Jack E. Golden | Management | For | For |
1.5 | Elect Director N. John Lancaster | Management | For | For |
1.6 | Elect Director Scott L. Lebovitz | Management | For | For |
1.7 | Elect Director Jon A. Marshall | Management | For | For |
1.8 | Elect Director Kenneth W. Moore | Management | For | For |
1.9 | Elect Director Kenneth A. Pontarelli | Management | For | For |
1.10 | Elect Director Myles W. Scoggins | Management | For | For |
1.11 | Elect Director D. Jeff van Steenbergen | Management | For | For |
1.12 | Elect Director Martin H. Young, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DENBURY RESOURCES INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: DNR
SECURITY ID: 247916208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
1.2 | Elect Director Michael L. Beatty | Management | For | For |
1.3 | Elect Director Michael B. Decker | Management | For | For |
1.4 | Elect Director Ronald G. Greene | Management | For | For |
1.5 | Elect Director Gregory L. McMichael | Management | For | For |
1.6 | Elect Director Kevin O. Meyers | Management | For | For |
1.7 | Elect Director Gareth Roberts | Management | For | For |
1.8 | Elect Director Phil Rykhoek | Management | For | For |
1.9 | Elect Director Randy Stein | Management | For | For |
1.10 | Elect Director Laura A. Sugg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Approve an Amendment of the Limited Liability Company Agreement of Denbury Onshore, LLC | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
DEVON ENERGY CORPORATION
MEETING DATE: JUN 06, 2012 |
||||
TICKER: DVN
SECURITY ID: 25179M103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Henry | Management | For | For |
1.2 | Elect Director John A. Hill | Management | For | For |
1.3 | Elect Director Michael M. Kanovsky | Management | For | For |
1.4 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
1.5 | Elect Director J. Larry Nichols | Management | For | For |
1.6 | Elect Director Duane C. Radtke | Management | For | For |
1.7 | Elect Director Mary P. Ricciardello | Management | For | For |
1.8 | Elect Director John Richels | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
DOMINION RESOURCES, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: D
SECURITY ID: 25746U109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William P. Barr | Management | For | For |
2 | Elect Director Peter W. Brown | Management | For | For |
3 | Elect Director Helen E. Dragas | Management | For | For |
4 | Elect Director Thomas F. Farrell, II | Management | For | For |
5 | Elect Director John W. Harris | Management | For | For |
6 | Elect Director Robert S. Jepson, Jr. | Management | For | For |
7 | Elect Director Mark J. Kington | Management | For | For |
8 | Elect Director Frank S. Royal | Management | For | For |
9 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
10 | Elect Director David A. Wollard | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Adopt Renewable Energy Production Goal | Shareholder | Against | Abstain |
14 | Report on Encouraging Customer Use of Renewable Energy Systems | Shareholder | Against | Abstain |
15 | Report on Plant Closures | Shareholder | Against | Abstain |
16 | Report on Coal Use from Mountaintop Removal Mining | Shareholder | Against | Abstain |
17 | Report on Impacts and Risks of Natural Gas | Shareholder | Against | Abstain |
18 | Review and Report on Nuclear Safety | Shareholder | Against | Abstain |
DOUBLE EAGLE PETROLEUM CO.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: DBLE
SECURITY ID: 258570209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy Cohee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
DUKE ENERGY CORPORATION
MEETING DATE: AUG 23, 2011 |
||||
TICKER: DUK
SECURITY ID: 26441C105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
DUKE ENERGY CORPORATION
MEETING DATE: MAY 03, 2012 |
||||
TICKER: DUK
SECURITY ID: 26441C105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.3 | Elect Director Michael G. Browning | Management | For | For |
1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
1.5 | Elect Director John H. Forsgren | Management | For | For |
1.6 | Elect Director Ann Maynard Gray | Management | For | For |
1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
1.8 | Elect Director E. James Reinsch | Management | For | For |
1.9 | Elect Director James T. Rhodes | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Philip R. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
ENSCO PLC
MEETING DATE: MAY 22, 2012 |
||||
TICKER: ESV
SECURITY ID: 29358Q109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect C. Christopher Gaut as Director | Management | For | For |
2 | Re-elect Gerald W. Haddock as Director | Management | For | For |
3 | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
4 | Re-elect Francis S. Kalman as Director | Management | For | For |
5 | Re-elect David A. B. Brown as Director | Management | For | For |
6 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
7 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers Compensation | Management | For | For |
EOG RESOURCES, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: EOG
SECURITY ID: 26875P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George A. Alcorn | Management | For | For |
2 | Elect Director Charles R. Crisp | Management | For | For |
3 | Elect Director James C. Day | Management | For | For |
4 | Elect Director Mark G. Papa | Management | For | For |
5 | Elect Director H. Leighton Steward | Management | For | For |
6 | Elect Director Donald F. Textor | Management | For | For |
7 | Elect Director Frank G. Wisner | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
11 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
EPSILON ENERGY LTD.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: EPS
SECURITY ID: 294375100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zoran Arandjelovic | Management | For | For |
1.2 | Elect Director Nick Orlando | Management | For | For |
1.3 | Elect Director Joseph Feldman | Management | For | For |
1.4 | Elect Director Raymond Savoie | Management | For | For |
1.5 | Elect Director Kurt Portmann | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
EXCO RESOURCES, INC.
MEETING DATE: OCT 06, 2011 |
||||
TICKER: XCO
SECURITY ID: 269279402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | Withhold |
1.2 | Elect Director Stephen F. Smith | Management | For | Withhold |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | Withhold |
1.4 | Elect Director Earl E. Ellis | Management | For | Withhold |
1.5 | Elect Director B. James Ford | Management | For | Withhold |
1.6 | Elect Director Mark Mulhern | Management | For | Withhold |
1.7 | Elect Director T. Boone Pickens | Management | For | Withhold |
1.8 | Elect Director Jeffrey S. Serota | Management | For | Withhold |
1.9 | Elect Director Robert L. Stillwell | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
HALLIBURTON COMPANY
MEETING DATE: MAY 16, 2012 |
||||
TICKER: HAL
SECURITY ID: 406216101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director Murry S. Gerber | Management | For | For |
6 | Elect Director S. Malcolm Gillis | Management | For | For |
7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
8 | Elect Director David J. Lesar | Management | For | For |
9 | Elect Director Robert A. Malone | Management | For | For |
10 | Elect Director J. Landis Martin | Management | For | For |
11 | Elect Director Debra L. Reed | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 07, 2012 |
||||
TICKER: HP
SECURITY ID: 423452101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald F. Robillard, Jr. | Management | For | For |
1.2 | Elect Director Francis Rooney | Management | For | For |
1.3 | Elect Director Edward B. Rust, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Provide Directors May Be Removed for Cause or Without Cause | Management | For | For |
INTEROIL CORPORATION
MEETING DATE: JUN 15, 2012 |
||||
TICKER: IOC
SECURITY ID: 460951106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaylen J. Byker | Management | For | For |
1.2 | Elect Director Roger N. Grundy | Management | For | For |
1.3 | Elect Director Roger Lewis | Management | For | For |
1.4 | Elect Director Phil E. Mulacek | Management | For | For |
1.5 | Elect Director Ford Nicholson | Management | For | For |
1.6 | Elect Director Christian M. Vinson | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
KOSMOS ENERGY LTD.
MEETING DATE: MAY 11, 2012 |
||||
TICKER: KOS
SECURITY ID: G5315B107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Kemp III | Management | For | For |
1.2 | Elect Director Brian F. Maxted | Management | For | For |
1.3 | Elect Director David I. Foley | Management | For | For |
1.4 | Elect Director David B. Krieger | Management | For | For |
1.5 | Elect Director Joseph P. Landy | Management | For | For |
1.6 | Elect Director Prakash A. Melwani | Management | For | For |
1.7 | Elect Director Adebayo ("Bayo") O. Ogunlesi | Management | For | For |
1.8 | Elect Director Chris Tong | Management | For | For |
1.9 | Elect Director Christopher A. Wright | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MADALENA VENTURES INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: MVN
SECURITY ID: 556232106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Barry Larson | Management | For | For |
2.2 | Elect Director Mike Lock | Management | For | Withhold |
2.3 | Elect Director Keith Macdonald | Management | For | For |
2.4 | Elect Director Anthony Potter | Management | For | For |
2.5 | Elect Director Jay Reid | Management | For | For |
2.6 | Elect Director Ray Smith | Management | For | For |
2.7 | Elect Director Dwayne Warkentin | Management | For | For |
2.8 | Elect Director Ving Woo | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | For |
5 | Approve Shareholder Rights Plan | Management | For | For |
MURPHY OIL CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: MUR
SECURITY ID: 626717102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank W. Blue | Management | For | For |
2 | Elect Director Steven A. Cosse | Management | For | For |
3 | Elect Director Claiborne P. Deming | Management | For | For |
4 | Elect Director Robert A. Hermes | Management | For | For |
5 | Elect Director James V. Kelley | Management | For | For |
6 | Elect Director Walentin Mirosh | Management | For | For |
7 | Elect Director R. Madison Murphy | Management | For | For |
8 | Elect Director Neal E. Schmale | Management | For | For |
9 | Elect Director David J.H. Smith | Management | For | For |
10 | Elect Director Caroline G. Theus | Management | For | For |
11 | Elect Director David M. Wood | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Approve Executive Incentive Bonus Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
NATIONAL FUEL GAS COMPANY
MEETING DATE: MAR 08, 2012 |
||||
TICKER: NFG
SECURITY ID: 636180101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip C. Ackerman | Management | For | For |
1.2 | Elect Director R. Don Cash | Management | For | For |
1.3 | Elect Director Stephen E. Ewing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
NEXEN INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: NXY
SECURITY ID: 65334H102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Berry | Management | For | For |
1.2 | Elect Director Robert G. Bertram | Management | For | For |
1.3 | Elect Director Thomas W. Ebbern | Management | For | For |
1.4 | Elect Director S. Barry Jackson | Management | For | For |
1.5 | Elect Director Kevin J. Jenkins | Management | For | For |
1.6 | Elect Director A. Anne McLellan | Management | For | For |
1.7 | Elect Director Eric P. Newell | Management | For | For |
1.8 | Elect Director Thomas C. O'Neill | Management | For | For |
1.9 | Elect Director Kevin J. Reinhart | Management | For | For |
1.10 | Elect Director Francis M. Saville | Management | For | For |
1.11 | Elect Director Arthur R.A. Scace | Management | For | For |
1.12 | Elect Director John M. Willson | Management | For | For |
1.13 | Elect Director Victor J. Zaleschuk | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
NIKO RESOURCES LTD.
MEETING DATE: SEP 21, 2011 |
||||
TICKER: NKO
SECURITY ID: 653905109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Five | Management | For | For |
2.1 | Elect Director Edward S. Sampson | Management | For | For |
2.2 | Elect Director William T. Hornaday | Management | For | For |
2.3 | Elect Director C. J. (Jim) Cummings | Management | For | For |
2.4 | Elect Director Conrad P. Kathol | Management | For | For |
2.5 | Elect Director Wendell W. Robinson | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
NISOURCE INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: NI
SECURITY ID: 65473P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard A. Abdoo | Management | For | For |
2 | Elect Director Aristides S. Candris | Management | For | For |
3 | Elect Director Sigmund L. Cornelius | Management | For | For |
4 | Elect Director Michael E. Jesanis | Management | For | For |
5 | Elect Director Marty R. Kittrell | Management | For | For |
6 | Elect Director W. Lee Nutter | Management | For | For |
7 | Elect Director Deborah S. Parker | Management | For | For |
8 | Elect Director Ian M. Rolland | Management | For | For |
9 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
10 | Elect Director Teresa A. Taylor | Management | For | For |
11 | Elect Director Richard L. Thompson | Management | For | For |
12 | Elect Director Carolyn Y. Woo | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
NOBLE ENERGY, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: NBL
SECURITY ID: 655044105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey L. Berenson | Management | For | For |
2 | Elect Director Michael A. Cawley | Management | For | For |
3 | Elect Director Edward F. Cox | Management | For | For |
4 | Elect Director Charles D. Davidson | Management | For | For |
5 | Elect Director Thomas J. Edelman | Management | For | For |
6 | Elect Director Eric P. Grubman | Management | For | For |
7 | Elect Director Kirby L. Hedrick | Management | For | For |
8 | Elect Director Scott D. Urban | Management | For | For |
9 | Elect Director William T. Van Kleef | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Increase Authorized Common Stock | Management | For | For |
PAINTED PONY PETROLEUM LTD.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: PPY.A
SECURITY ID: 695781104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Patrick R. Ward | Management | For | For |
2.2 | Elect Director Glenn R. Carley | Management | For | For |
2.3 | Elect Director Allan K. Ashton | Management | For | For |
2.4 | Elect Director Ronald R. Talbot | Management | For | For |
2.5 | Elect Director Kevin Angus | Management | For | For |
2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
2.7 | Elect Director Kelly Drader | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Conversion of Class A Shares to Common Shares | Management | For | For |
5 | Re-approve Stock Option Plan | Management | For | For |
PAINTED PONY PETROLEUM LTD.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: PPY.A
SECURITY ID: ADPC01222
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Patrick R. Ward | Management | For | For |
2.2 | Elect Director Glenn R. Carley | Management | For | For |
2.3 | Elect Director Allan K. Ashton | Management | For | For |
2.4 | Elect Director Ronald R. Talbot | Management | For | For |
2.5 | Elect Director Kevin Angus | Management | For | For |
2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
2.7 | Elect Director Kelly Drader | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Conversion of Class A Shares to Common Shares | Management | For | For |
5 | Re-approve Stock Option Plan | Management | For | For |
PEPCO HOLDINGS, INC.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: POM
SECURITY ID: 713291102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack B. Dunn, IV | Management | For | For |
1.2 | Elect Director Terence C. Golden | Management | For | For |
1.3 | Elect Director Patrick T. Harker | Management | For | For |
1.4 | Elect Director Frank O. Heintz | Management | For | For |
1.5 | Elect Director Barbara J. Krumsiek | Management | For | For |
1.6 | Elect Director George F. MacCormack | Management | For | For |
1.7 | Elect Director Lawrence C. Nussdorf | Management | For | For |
1.8 | Elect Director Patricia A. Oelrich | Management | For | For |
1.9 | Elect Director Joseph M. Rigby | Management | For | For |
1.10 | Elect Director Frank K. Ross | Management | For | For |
1.11 | Elect Director Pauline A. Schneider | Management | For | For |
1.12 | Elect Director Lester P. Silverman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PINECREST ENERGY INC
MEETING DATE: JUN 05, 2012 |
||||
TICKER: PRY
SECURITY ID: 723033106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Wade Becker | Management | For | For |
2.2 | Elect Director John Brussa | Management | For | For |
2.3 | Elect Director David Fitzpatrick | Management | For | For |
2.4 | Elect Director David Johnson | Management | For | For |
2.5 | Elect Director Robert Zakresky | Management | For | For |
2.6 | Elect Director Korby Zimmerman | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
RODINIA OIL CORP.
MEETING DATE: NOV 10, 2011 |
||||
TICKER: ROZ
SECURITY ID: 77487N109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Five | Management | For | For |
2 | Elect Paul J. Bennett, Robert J. Iverach, James W. Buckee, C. Kent Jespersen, and Martin P. McGoldrick as Directors | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
5 | Approve Shareholder Rights Plan | Management | For | For |
ROWAN COMPANIES, INC.
MEETING DATE: APR 16, 2012 |
||||
TICKER: RDC
SECURITY ID: 779382100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from Delaware to England | Management | For | For |
2 | Amend Articles of Association | Management | For | Against |
3 | Declassify the Board of Directors | Management | For | For |
4 | Adjourn Meeting | Management | For | For |
SEMPRA ENERGY
MEETING DATE: MAY 10, 2012 |
||||
TICKER: SRE
SECURITY ID: 816851109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan L. Boeckmann | Management | For | For |
2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold, Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director William G. Ouchi | Management | For | For |
7 | Elect Director Debra L. Reed | Management | For | For |
8 | Elect Director Carlos Ruiz | Management | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Luis M. Tellez | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 22, 2012 |
||||
TICKER: SWN
SECURITY ID: 845467109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
2 | Elect Director Robert L. Howard | Management | For | For |
3 | Elect Director Catherine A. Kehr | Management | For | For |
4 | Elect Director Greg D. Kerley | Management | For | For |
5 | Elect Director Harold M. Korell | Management | For | For |
6 | Elect Director Vello A. Kuuskraa | Management | For | For |
7 | Elect Director Kenneth R. Mourton | Management | For | For |
8 | Elect Director Steven L. Mueller | Management | For | For |
9 | Elect Director Charles E. Scharlau | Management | For | For |
10 | Elect Director Alan H. Stevens | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
SUNCOR ENERGY INC
MEETING DATE: MAY 01, 2012 |
||||
TICKER: SU
SECURITY ID: 867224107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Paul Haseldonckx | Management | For | For |
1.6 | Elect Director John R. Huff | Management | For | For |
1.7 | Elect Director Jacques Lamarre | Management | For | For |
1.8 | Elect Director Maureen McCaw | Management | For | For |
1.9 | Elect Director Michael W. O'Brien | Management | For | For |
1.10 | Elect Director James W. Simpson | Management | For | For |
1.11 | Elect Director Eira M. Thomas | Management | For | For |
1.12 | Elect Director Steven W. Williams | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
THE WILLIAMS COMPANIES, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: WMB
SECURITY ID: 969457100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan S. Armstrong | Management | For | For |
2 | Elect Director Joseph R. Cleveland | Management | For | For |
3 | Elect Director Irl F. Engelhardt | Management | For | For |
4 | Elect Director John A. Hagg | Management | For | For |
5 | Elect Director Juanita H. Hinshaw | Management | For | For |
6 | Elect Director Frank T. Macinnis | Management | For | For |
7 | Elect Director Steven W. Nance | Management | For | For |
8 | Elect Director Murray D. Smith | Management | For | For |
9 | Elect Director Janice D. Stoney | Management | For | For |
10 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRINIDAD DRILLING LTD.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: TDG
SECURITY ID: 896356102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Michael E. Heier | Management | For | For |
2.2 | Elect Director Brian Bentz | Management | For | For |
2.3 | Elect Director Jim Brown | Management | For | For |
2.4 | Elect Director Brock Gibson | Management | For | For |
2.5 | Elect Director Lewis W. Powers | Management | For | For |
2.6 | Elect Director Ken Stickland | Management | For | For |
2.7 | Elect Director Lyle Whitmarsh | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
SELECT NATURAL RESOURCES PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: ANR
SECURITY ID: 02076X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin S. Crutchfield | Management | For | For |
2 | Elect Director William J. Crowley, Jr. | Management | For | For |
3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
4 | Elect Director Glenn A. Eisenberg | Management | For | For |
5 | Elect Director P. Michael Giftos | Management | For | For |
6 | Elect Director Deborah M. Fretz | Management | For | For |
7 | Elect Director Joel Richards, III | Management | For | For |
8 | Elect Director James F. Roberts | Management | For | For |
9 | Elect Director Ted G. Wood | Management | For | For |
10 | Approve Omnibus Stock Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: APC
SECURITY ID: 032511107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin P. Chilton | Management | For | For |
2 | Elect Director Luke R. Corbett | Management | For | For |
3 | Elect Director H. Paulett Eberhart | Management | For | For |
4 | Elect Director Peter J. Fluor | Management | For | For |
5 | Elect Director Richard L. George | Management | For | For |
6 | Elect Director Preston M. Geren, III | Management | For | For |
7 | Elect Director Charles W. Goodyear | Management | For | For |
8 | Elect Director John R. Gordon | Management | For | For |
9 | Elect Director James T. Hackett | Management | For | For |
10 | Elect Director Eric D. Mullins | Management | For | For |
11 | Elect Director Paula Rosput Reynolds | Management | For | For |
12 | Elect Director R. A. Walker | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
18 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
ANGLO AMERICAN PLC
MEETING DATE: JAN 06, 2012 |
||||
TICKER: AAL
SECURITY ID: G03764134
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of the Entire Equity and Shareholder Loan Interests of the CHL Group in DB Investments SA and De Beers SA | Management | For | For |
ANGLO AMERICAN PLC
MEETING DATE: APR 19, 2012 |
||||
TICKER: AAL
SECURITY ID: G03764134
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Cynthia Carroll as Director | Management | For | For |
4 | Re-elect David Challen as Director | Management | For | For |
5 | Re-elect Sir CK Chow as Director | Management | For | For |
6 | Re-elect Sir Philip Hampton as Director | Management | For | For |
7 | Re-elect Rene Medori as Director | Management | For | For |
8 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
9 | Re-elect Ray O'Rourke as Director | Management | For | For |
10 | Re-elect Sir John Parker as Director | Management | For | For |
11 | Re-elect Mamphela Ramphele as Director | Management | For | Against |
12 | Re-elect Jack Thompson as Director | Management | For | For |
13 | Re-elect Peter Woicke as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ANGLOGOLD ASHANTI LTD
MEETING DATE: NOV 16, 2011 |
||||
TICKER: ANG
SECURITY ID: 035128206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise the Company to Provide Financial Assistance to Subsidiaries and Other Related or Inter-related Parties | Management | For | For |
ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 10, 2012 |
||||
TICKER: ANG
SECURITY ID: 035128206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
2 | Elect Nozipho January-Bardill as Director | Management | For | For |
3 | Elect Rodney Ruston as Director | Management | For | For |
4 | Re-elect Bill Nairn as Director | Management | For | For |
5 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
6 | Re-elect Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
7 | Re-elect Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
8 | Re-elect Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Management | For | For |
9 | Elect Nozipho January-Bardill as Member of the Audit and Corporate Governance Committee | Management | For | For |
10 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
11 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
12 | Approve Remuneration Policy | Management | For | For |
13 | Approve Increase in Non-executive Directors Fees | Management | For | For |
14 | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | Management | For | For |
15 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
APACHE CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: APA
SECURITY ID: 037411105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott D. Josey | Management | For | For |
2 | Elect Director George D. Lawrence | Management | For | For |
3 | Elect Director Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
ATLAS ENERGY, L.P.
MEETING DATE: APR 26, 2012 |
||||
TICKER: ATLS
SECURITY ID: 04930A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Holtz | Management | For | For |
1.2 | Elect Director William G. Karis | Management | For | For |
1.3 | Elect Director Harvey G. Magarick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BALL CORPORATION
MEETING DATE: APR 25, 2012 |
||||
TICKER: BLL
SECURITY ID: 058498106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director R. David Hoover | Management | For | For |
1.3 | Elect Director Jan Nicholson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BANKERS PETROLEUM LTD.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: BNK
SECURITY ID: 066286303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
2.2 | Elect Director Eric Brown | Management | For | For |
2.3 | Elect Director Wesley Clark | Management | For | For |
2.4 | Elect Director Robert Cross | Management | For | For |
2.5 | Elect Director Jonathan Harris | Management | For | For |
2.6 | Elect Director Phillip Knoll | Management | For | For |
2.7 | Elect Director Ian B. McMurtrie | Management | For | For |
2.8 | Elect Director John B. Zaozirny | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
BARRICK GOLD CORPORATION
MEETING DATE: MAY 02, 2012 |
||||
TICKER: ABX
SECURITY ID: 067901108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Beck | Management | For | For |
1.2 | Elect Director C. William D. Birchall | Management | For | For |
1.3 | Elect Director Donald J. Carty | Management | For | For |
1.4 | Elect Director Gustavo Cisneros | Management | For | For |
1.5 | Elect Director Robert M. Franklin | Management | For | For |
1.6 | Elect Director J. Brett Harvey | Management | For | For |
1.7 | Elect Director Dambisa Moyo | Management | For | For |
1.8 | Elect Director Brian Mulroney | Management | For | For |
1.9 | Elect Director Anthony Munk | Management | For | For |
1.10 | Elect Director Peter Munk | Management | For | For |
1.11 | Elect Director Aaron W. Regent | Management | For | For |
1.12 | Elect Director Nathaniel P. Rothschild | Management | For | For |
1.13 | Elect Director Steven J. Shapiro | Management | For | For |
1.14 | Elect Director John L. Thornton | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CABOT OIL & GAS CORPORATION
MEETING DATE: MAY 01, 2012 |
||||
TICKER: COG
SECURITY ID: 127097103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rhys J. Best | Management | For | For |
2 | Elect Director Robert Kelley | Management | For | For |
3 | Elect Director P. Dexter Peacock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
9 | Provide Sustainability Report | Shareholder | Against | Abstain |
CANADIAN NATURAL RESOURCES LIMITED
MEETING DATE: MAY 03, 2012 |
||||
TICKER: CNQ
SECURITY ID: 136385101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect C.M. Best, N.M. Edwards, T.W. Faithfull, G.A. Filmon, C.L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A.J. MacPhail, A.P. Markin, F.J. McKenna, J.S. Palmer, E.R. Smith, and D.A. Tuer as Directors | Management | For | For |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
1.4 | Elect Director Gary A. Filmon | Management | For | For |
1.5 | Elect Director Christopher L. Fong | Management | For | For |
1.6 | Elect Director Gordon D. Giffin | Management | For | For |
1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
1.8 | Elect Director Steve W. Laut | Management | For | For |
1.9 | Elect Director Keith A. J. MacPhail | Management | For | For |
1.10 | Elect Director Allan P. Markin | Management | For | For |
1.11 | Elect Director Frank J. McKenna | Management | For | For |
1.12 | Elect Director James S. Palmer | Management | For | For |
1.13 | Elect Director Eldon R. Smith | Management | For | For |
1.14 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Articles Re: Preferred Shares | Management | For | Against |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CHENIERE ENERGY, INC.
MEETING DATE: JUN 01, 2012 |
||||
TICKER: LNG
SECURITY ID: 16411R208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nuno Brandolini | Management | For | For |
1.2 | Elect Director John M. Deutch | Management | For | Withhold |
1.3 | Elect Director Paul J. Hoenmans | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 08, 2012 |
||||
TICKER: CHK
SECURITY ID: 165167107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard K. Davidson | Management | For | Withhold |
1.2 | Elect Director V. Burns Hargis | Management | For | Withhold |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Reincorporate in Another State [from Oklahoma to Delaware] | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
9 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
10 | Adopt Proxy Access Right | Shareholder | Against | Against |
CHEVRON CORPORATION
MEETING DATE: MAY 30, 2012 |
||||
TICKER: CVX
SECURITY ID: 166764100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linnet F. Deily | Management | For | For |
2 | Elect Director Robert E. Denham | Management | For | For |
3 | Elect Director Chuck Hagel | Management | For | For |
4 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
5 | Elect Director George L. Kirkland | Management | For | For |
6 | Elect Director Charles W. Moorman, IV | Management | For | For |
7 | Elect Director Kevin W. Sharer | Management | For | For |
8 | Elect Director John G. Stumpf | Management | For | For |
9 | Elect Director Ronald D. Sugar | Management | For | For |
10 | Elect Director Carl Ware | Management | For | For |
11 | Elect Director John S. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Remove Exclusive Venue Provision | Shareholder | Against | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
17 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
18 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Abstain |
19 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
COBALT INTERNATIONAL ENERGY, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: CIE
SECURITY ID: 19075F106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph H. Bryant | Management | For | For |
1.2 | Elect Director Peter R. Coneway | Management | For | For |
1.3 | Elect Director Michael G. France | Management | For | For |
1.4 | Elect Director Jack E. Golden | Management | For | For |
1.5 | Elect Director N. John Lancaster | Management | For | For |
1.6 | Elect Director Scott L. Lebovitz | Management | For | For |
1.7 | Elect Director Jon A. Marshall | Management | For | For |
1.8 | Elect Director Kenneth W. Moore | Management | For | For |
1.9 | Elect Director Kenneth A. Pontarelli | Management | For | For |
1.10 | Elect Director Myles W. Scoggins | Management | For | For |
1.11 | Elect Director D. Jeff van Steenbergen | Management | For | For |
1.12 | Elect Director Martin H. Young, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMPAGNIE GENERALE DE GEOPHYSIQUE VERITAS
MEETING DATE: MAY 10, 2012 |
||||
TICKER: GA
SECURITY ID: F2349S108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Reelect Robert Brunk as Director | Management | For | For |
5 | Reelect Olivier Appert as Director | Management | For | For |
6 | Reelect Daniel Valot as Director | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 730,000 | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
10 | Approve Related-Party Transactions Regarding Corporate Officers' Remuneration | Management | For | For |
11 | Approve Severance Payment Agreement with Stephane Paul Frydman | Management | For | For |
12 | Approve Severance Payment Agreement with Pascal Rouiller | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CROWN HOLDINGS, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: CCK
SECURITY ID: 228368106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenne K. Britell | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Arnold W. Donald | Management | For | For |
1.4 | Elect Director William G. Little | Management | For | For |
1.5 | Elect Director Hans J. Loliger | Management | For | For |
1.6 | Elect Director James H. Miller | Management | For | For |
1.7 | Elect Director Josef M. Muller | Management | For | For |
1.8 | Elect Director Thomas A. Ralph | Management | For | For |
1.9 | Elect Director Hugues du Rouret | Management | For | For |
1.10 | Elect Director Jim L. Turner | Management | For | For |
1.11 | Elect Director William S. Urkiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DISCOVERY OFFSHORE SA
MEETING DATE: MAY 16, 2012 |
||||
TICKER:
SECURITY ID: L2549N100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Board's Report | Management | None | None |
2 | Receive Auditor's Report | Management | None | None |
3.i | Accept Financial Statements | Management | For | For |
3.ii | Acknowledge Loss Incurred in Fiscal Year under Review | Management | For | For |
3.iii | Approve Treatment of Net Loss | Management | For | For |
4 | Accept Consolidated Financial Statements | Management | For | For |
5.i | Approve Discharge of Director Ketil Lenning | Management | For | For |
5.ii | Approve Discharge of Director Joost Mees | Management | For | For |
5.iii | Approve Discharge of Director Yves Wagner | Management | For | For |
5.iv | Approve Discharge of Director Richard G. Minor | Management | For | For |
5.v | Approve Discharge of Director Stephen Butz | Management | For | For |
5.vi | Approve Discharge of Director James W. Noe | Management | For | For |
6 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
7 | Transact Other Business (Non-Voting) | Management | None | None |
ENSCO PLC
MEETING DATE: MAY 22, 2012 |
||||
TICKER: ESV
SECURITY ID: 29358Q109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect C. Christopher Gaut as Director | Management | For | For |
2 | Re-elect Gerald W. Haddock as Director | Management | For | For |
3 | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
4 | Re-elect Francis S. Kalman as Director | Management | For | For |
5 | Re-elect David A. B. Brown as Director | Management | For | For |
6 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
7 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
8 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
9 | Approve Omnibus Stock Plan | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers Compensation | Management | For | For |
EOG RESOURCES, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: EOG
SECURITY ID: 26875P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George A. Alcorn | Management | For | For |
2 | Elect Director Charles R. Crisp | Management | For | For |
3 | Elect Director James C. Day | Management | For | For |
4 | Elect Director Mark G. Papa | Management | For | For |
5 | Elect Director H. Leighton Steward | Management | For | For |
6 | Elect Director Donald F. Textor | Management | For | For |
7 | Elect Director Frank G. Wisner | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
11 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
EQT CORPORATION
MEETING DATE: APR 18, 2012 |
||||
TICKER: EQT
SECURITY ID: 26884L109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Burke | Management | For | For |
1.2 | Elect Director Margaret K. Dorman | Management | For | For |
1.3 | Elect Director Philip G. Behrman | Management | For | For |
1.4 | Elect Director A. Bray Cary, Jr. | Management | For | For |
1.5 | Elect Director Lee T. Todd, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
EXCO RESOURCES, INC.
MEETING DATE: OCT 06, 2011 |
||||
TICKER: XCO
SECURITY ID: 269279402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | Withhold |
1.2 | Elect Director Stephen F. Smith | Management | For | Withhold |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | Withhold |
1.4 | Elect Director Earl E. Ellis | Management | For | Withhold |
1.5 | Elect Director B. James Ford | Management | For | Withhold |
1.6 | Elect Director Mark Mulhern | Management | For | Withhold |
1.7 | Elect Director T. Boone Pickens | Management | For | Withhold |
1.8 | Elect Director Jeffrey S. Serota | Management | For | Withhold |
1.9 | Elect Director Robert L. Stillwell | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EXCO RESOURCES, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: XCO
SECURITY ID: 269279402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | For |
1.2 | Elect Director Stephen F. Smith | Management | For | For |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
1.4 | Elect Director Earl E. Ellis | Management | For | For |
1.5 | Elect Director B. James Ford | Management | For | For |
1.6 | Elect Director Mark Mulhern | Management | For | For |
1.7 | Elect Director T. Boone Pickens | Management | For | For |
1.8 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
1.10 | Elect Director Robert L. Stillwell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FOSTER WHEELER AG
MEETING DATE: AUG 02, 2011 |
||||
TICKER: FWLT
SECURITY ID: H27178104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Roberto Quarta as Director | Management | For | For |
2 | Elect John M. Malcolm as Director | Management | For | For |
3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS. | Management | For | Abstain |
FOSTER WHEELER AG
MEETING DATE: MAY 01, 2012 |
||||
TICKER: FWLT
SECURITY ID: H27178104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Umberto della Sala as Director | Management | For | For |
2 | Elect J. Kent Masters as Director | Management | For | For |
3 | Elect Roberto Quarta as Director | Management | For | For |
4 | Elect Maureen B. Tart-Bezer as Director | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Accept Financial Statements and Statutory Reports | Management | For | For |
9 | Approve Discharge of Board and Senior Management | Management | For | For |
10 | Approve CHF 51,721,260 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | For |
12 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: FCX
SECURITY ID: 35671D857
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard C. Adkerson | Management | For | For |
1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Day | Management | For | For |
1.4 | Elect Director Gerald J. Ford | Management | For | For |
1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Dustan E. McCoy | Management | For | For |
1.10 | Elect Director James R. Moffett | Management | For | For |
1.11 | Elect Director B. M. Rankin, Jr. | Management | For | For |
1.12 | Elect Director Stephen H. Siegele | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
FUGRO NV
MEETING DATE: MAY 22, 2012 |
||||
TICKER: FUR
SECURITY ID: N3385Q197
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management and Supervisory Board | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Approve Dividends of EUR 1.50 Per Share | Management | For | For |
7 | Elect H.L.J. Noy to Supervisory Board | Management | For | For |
8a | Reelect A. Jonkman to Management Board | Management | For | For |
8b | Reelect J. Ruegg to Management Board | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10a | Grant Board Authority to Issue Shares | Management | For | For |
10b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Management | For | Against |
11 | Other Business | Management | None | None |
12 | Close Meeting | Management | None | None |
GOLD FIELDS LTD
MEETING DATE: MAY 14, 2012 |
||||
TICKER: GFI
SECURITY ID: 38059T106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
2 | Elect Delfin Lazaro as Director | Management | For | For |
3 | Re-elect Cheryl Carolus as Director | Management | For | Against |
4 | Re-elect Roberto Danino as Director | Management | For | For |
5 | Re-elect Richard Menell as Director | Management | For | For |
6 | Re-elect Alan Hill as Director | Management | For | For |
7 | Re-elect Gayle Wilson as Chairman of the Audit Committee | Management | For | For |
8 | Re-elect Richard Menell as Member of the Audit Committee | Management | For | For |
9 | Elect Matthews Moloko as Member of the Audit Committee | Management | For | For |
10 | Re-elect Donald Ncube as Member of the Audit Committee | Management | For | For |
11 | Elect Rupert Pennant-Rea as Member of the Audit Committee | Management | For | For |
12 | Authorise Board to Issue Shares up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
13 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
14 | Approve Gold Fields Limited 2012 Share Plan | Management | For | For |
1 | Approve Remuneration of Non-Executive Directors | Management | For | For |
2 | Approve Financial Assistance to Related or Inter-related Company in Terms of Sections 44 and 45 of the Act | Management | For | For |
3 | Amend Memorandum of Incorporation Re: Cancellation of Preference Shares | Management | For | For |
4 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Against |
5 | Adopt Memorandum of Incorporation | Management | For | For |
GOLDCORP INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: G
SECURITY ID: 380956409
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ian W. Telfer | Management | For | For |
1.2 | Elect Director Douglas M. Holtby | Management | For | For |
1.3 | Elect Director Charles A. Jeannes | Management | For | For |
1.4 | Elect Director John P. Bell | Management | For | For |
1.5 | Elect Director Lawrence I. Bell | Management | For | For |
1.6 | Elect Director Beverley A. Briscoe | Management | For | For |
1.7 | Elect Director Peter J. Dey | Management | For | For |
1.8 | Elect Director P. Randy Reifel | Management | For | For |
1.9 | Elect Director A. Dan Rovig | Management | For | For |
1.10 | Elect Director Blanca Trevino de Vega | Management | For | For |
1.11 | Elect Director Kenneth F. Williamson | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Re-approve Restricted Share Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
5 | Community-Environment Impact | Shareholder | Against | Against |
GRAN TIERRA ENERGY INC.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: GTE
SECURITY ID: 38500T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dana Coffield | Management | For | For |
1.2 | Elect Director Jeffrey Scott | Management | For | For |
1.3 | Elect Director Verne Johnson | Management | For | For |
1.4 | Elect Director Nicholas G. Kirton | Management | For | For |
1.5 | Elect Director Ray Antony | Management | For | For |
1.6 | Elect Director J. Scott Price | Management | For | For |
1.7 | Elect Director Gerald Macey | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GRANDE CACHE COAL CORP.
MEETING DATE: AUG 16, 2011 |
||||
TICKER: GCE
SECURITY ID: 38655X105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Robert H. Stan | Management | For | For |
2.2 | Elect Director Robert G. Brawn | Management | For | For |
2.3 | Elect Director Barry T. Davies | Management | For | For |
2.4 | Elect Director Donald J. Douglas | Management | For | For |
2.5 | Elect Director Nicholas G. Kirton | Management | For | For |
2.6 | Elect Director John R. Morgan | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
GULFMARK OFFSHORE, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: GLF
SECURITY ID: 402629208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter I. Bijur | Management | For | For |
1.2 | Elect Director David J. Butters | Management | For | For |
1.3 | Elect Director Brian R. Ford | Management | For | For |
1.4 | Elect Director Louis S. Gimbel, III | Management | For | For |
1.5 | Elect Director Sheldon S. Gordon | Management | For | For |
1.6 | Elect Director Robert B. Millard | Management | For | For |
1.7 | Elect Director Rex C. Ross | Management | For | For |
1.8 | Elect Director Bruce A. Streeter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY
MEETING DATE: MAY 16, 2012 |
||||
TICKER: HAL
SECURITY ID: 406216101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director Murry S. Gerber | Management | For | For |
6 | Elect Director S. Malcolm Gillis | Management | For | For |
7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
8 | Elect Director David J. Lesar | Management | For | For |
9 | Elect Director Robert A. Malone | Management | For | For |
10 | Elect Director J. Landis Martin | Management | For | For |
11 | Elect Director Debra L. Reed | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
HARMONY GOLD MINING COMPANY LTD
MEETING DATE: NOV 30, 2011 |
||||
TICKER: HAR
SECURITY ID: 413216300
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mavuso Msimang as Director | Management | For | For |
2 | Elect David Noko as Director | Management | For | For |
3 | Elect John Wetton as Director | Management | For | For |
4 | Re-elect Frank Abbott as Director | Management | For | For |
5 | Re-elect Graham Briggs as Director | Management | For | For |
6 | Re-elect Ken Dicks as Director | Management | For | For |
7 | Re-elect Fikile De Buck as Member of the Audit Committee | Management | For | For |
8 | Re-elect Dr Simo Lushaba as Member of the Audit Committee | Management | For | For |
9 | Re-elect Modise Motloba as Member of the Audit Committee | Management | For | Against |
10 | Elect John Wetton as Member of the Audit Committee | Management | For | For |
11 | Reappoint PricewaterhouseCoopers Incorporated as Auditors of the Company | Management | For | For |
12 | Approve Remuneration Policy | Management | For | For |
13 | Authorise Directors to Allot and Issue up to 43,008,462 Authorised but Unissued Ordinary Shares | Management | For | For |
14 | Amend the Broad-based Employee Share Ownership Plan (ESOP) | Management | For | For |
15 | Approve Remuneration of Non-executive Directors | Management | For | For |
16 | Authorise Financial Assistance to Related or Inter-related Companies | Management | For | For |
HESS CORPORATION
MEETING DATE: MAY 02, 2012 |
||||
TICKER: HES
SECURITY ID: 42809H107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J.B. Hess | Management | For | For |
2 | Elect Director S.W. Bodman | Management | For | For |
3 | Elect Director R. Lavizzo Mourey | Management | For | For |
4 | Elect Director C.G. Matthews | Management | For | For |
5 | Elect Director E.H. Von Metzsch | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Declassify the Board of Directors | Shareholder | None | For |
HOLLYFRONTIER CORPORATION
MEETING DATE: MAY 16, 2012 |
||||
TICKER: HFC
SECURITY ID: 436106108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas Y. Bech | Management | For | For |
2 | Elect Director Buford P. Berry | Management | For | For |
3 | Elect Director Matthew P. Clifton | Management | For | For |
4 | Elect Director Leldon E. Echols | Management | For | For |
5 | Elect Director R. Kevin Hardage | Management | For | For |
6 | Elect Director Michael C. Jennings | Management | For | For |
7 | Elect Director Robert J. Kostelnik | Management | For | For |
8 | Elect Director James H. Lee | Management | For | For |
9 | Elect Director Robert G. McKenzie | Management | For | For |
10 | Elect Director Franklin Myers | Management | For | For |
11 | Elect Director Michael E. Rose | Management | For | For |
12 | Elect Director Tommy A. Valenta | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify Auditors | Management | For | For |
IAMGOLD CORPORATION
MEETING DATE: MAY 14, 2012 |
||||
TICKER: IMG
SECURITY ID: 450913108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Caldwell | Management | For | For |
1.2 | Elect Director Donald K. Charter | Management | For | For |
1.3 | Elect Director W. Robert Dengler | Management | For | For |
1.4 | Elect Director Guy G. Dufresne | Management | For | For |
1.5 | Elect Director Richard J. Hall | Management | For | For |
1.6 | Elect Director Stephen J.J. Letwin | Management | For | For |
1.7 | Elect Director Mahendra Naik | Management | For | For |
1.8 | Elect Director William D. Pugliese | Management | For | For |
1.9 | Elect Director John T. Shaw | Management | For | For |
1.10 | Elect Director Timothy R. Snider | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Re-approve Share Incentive Plan | Management | For | For |
INTEROIL CORPORATION
MEETING DATE: JUN 15, 2012 |
||||
TICKER: IOC
SECURITY ID: 460951106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaylen J. Byker | Management | For | For |
1.2 | Elect Director Roger N. Grundy | Management | For | For |
1.3 | Elect Director Roger Lewis | Management | For | For |
1.4 | Elect Director Phil E. Mulacek | Management | For | For |
1.5 | Elect Director Ford Nicholson | Management | For | For |
1.6 | Elect Director Christian M. Vinson | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
IVANHOE MINES LTD.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: IVN
SECURITY ID: 46579N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eleven | Management | For | For |
2.1 | Elect Director Jill Gardiner | Management | For | For |
2.2 | Elect Director R. Peter Gillin | Management | For | For |
2.3 | Elect Director Warren Goodman | Management | For | For |
2.4 | Elect Director Andrew Harding | Management | For | For |
2.5 | Elect Director Isabelle Hudon | Management | For | For |
2.6 | Elect Director David Klingner | Management | For | For |
2.7 | Elect Director Daniel Larsen | Management | For | For |
2.8 | Elect Director Livia Mahler | Management | For | For |
2.9 | Elect Director Peter G. Meredith | Management | For | For |
2.10 | Elect Director Kay Priestly | Management | For | For |
2.11 | Elect Director Russel C. Robertson | Management | For | For |
3 | Approve Termination of Shareholder Rights Plan | Management | For | For |
4 | Change Company Name to Turquoise Hill Resources Ltd. | Management | For | For |
5 | Re-approve Equity Incentive Plan | Management | For | For |
6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
KENMARE RESOURCES PLC
MEETING DATE: MAY 31, 2012 |
||||
TICKER: JEV
SECURITY ID: G52332106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3(a) | Re-elect Sofia Bianchi as Director | Management | For | For |
3(b) | Re-elect Michael Carvill as Director | Management | For | For |
3(c) | Re-elect Jacob Deysel as Director | Management | For | For |
3(d) | Re-elect Ian Egan as Director | Management | For | For |
3(e) | Re-elect Simon Farrell as Director | Management | For | For |
3(f) | Re-elect Terence Fitzpatrick as Director | Management | For | For |
3(g) | Re-elect Elizabeth Headon as Director | Management | For | For |
3(h) | Re-elect Tony Lowrie as Director | Management | For | For |
3(i) | Re-elect Peter McAleer as Director | Management | For | For |
3(j) | Re-elect Tony McCluskey as Director | Management | For | For |
4 | Elect Justin Loasby as Director | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
KEY ENERGY SERVICES, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: KEG
SECURITY ID: 492914106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard J. Alario | Management | For | For |
2 | Elect Director Ralph S. Michael, III | Management | For | For |
3 | Elect Director Arlene M. Yocum | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KINROSS GOLD CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: K
SECURITY ID: 496902404
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Brough | Management | For | For |
1.2 | Elect Director Tye W. Burt | Management | For | For |
1.3 | Elect Director John K. Carrington | Management | For | For |
1.4 | Elect Director John M. H. Huxley | Management | For | For |
1.5 | Elect Director Kenneth C. Irving | Management | For | For |
1.6 | Elect Director John A. Keyes | Management | For | For |
1.7 | Elect Director Catherine McLeod-Seltzer | Management | For | For |
1.8 | Elect Director George F. Michals | Management | For | For |
1.9 | Elect Director John E. Oliver | Management | For | For |
1.10 | Elect Director Terence C.W. Reid | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
KODIAK OIL & GAS CORP.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: KOG
SECURITY ID: 50015Q100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lynn A. Peterson | Management | For | For |
2 | Elect Director James E. Catlin | Management | For | For |
3 | Elect Director Rodney D. Knutson | Management | For | For |
4 | Elect Director Herrick K. Lidstone, Jr. | Management | For | For |
5 | Elect Director William J. Krysiak | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LYONDELLBASELL INDUSTRIES N.V.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: LYB
SECURITY ID: N53745100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Robin Buchanan as Class II Director to the Supervisory Board | Management | For | For |
1b | Elect Stephen F. Cooper as Class II Director to the Supervisory Board | Management | For | For |
1c | Elect Robert G. Gwin as Class II Director to the Supervisory Board | Management | For | For |
1d | Elect Marvin O. Schlanger as Class II Director to the Supervisory Board | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 0.25 Per Share | Management | For | For |
9 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
MARATHON OIL CORPORATION
MEETING DATE: APR 25, 2012 |
||||
TICKER: MRO
SECURITY ID: 565849106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory H. Boyce | Management | For | For |
2 | Elect Director Pierre Brondeau | Management | For | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
4 | Elect Director Linda Z. Cook | Management | For | For |
5 | Elect Director Shirley Ann Jackson | Management | For | For |
6 | Elect Director Philip Lader | Management | For | For |
7 | Elect Director Michael E. J. Phelps | Management | For | For |
8 | Elect Director Dennis H. Reilley | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Omnibus Stock Plan | Management | For | For |
MARATHON PETROLEUM CORPORATION
MEETING DATE: APR 25, 2012 |
||||
TICKER: MPC
SECURITY ID: 56585A102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Daberko | Management | For | For |
1.2 | Elect Director Donna A. James | Management | For | For |
1.3 | Elect Director Charles R. Lee | Management | For | For |
1.4 | Elect Director Seth E. Schofield | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MCDERMOTT INTERNATIONAL, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: MDR
SECURITY ID: 580037109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bookout, III | Management | For | For |
1.2 | Elect Director Roger A. Brown | Management | For | For |
1.3 | Elect Director Stephen G. Hanks | Management | For | For |
1.4 | Elect Director Stephen M. Johnson | Management | For | For |
1.5 | Elect Director D. Bradley McWilliams | Management | For | For |
1.6 | Elect Director Thomas C. Schievelbein | Management | For | For |
1.7 | Elect Director Mary Shafer-Malicki | Management | For | For |
1.8 | Elect Director David A. Trice | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
MURPHY OIL CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: MUR
SECURITY ID: 626717102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank W. Blue | Management | For | For |
2 | Elect Director Steven A. Cosse | Management | For | For |
3 | Elect Director Claiborne P. Deming | Management | For | For |
4 | Elect Director Robert A. Hermes | Management | For | For |
5 | Elect Director James V. Kelley | Management | For | For |
6 | Elect Director Walentin Mirosh | Management | For | For |
7 | Elect Director R. Madison Murphy | Management | For | For |
8 | Elect Director Neal E. Schmale | Management | For | For |
9 | Elect Director David J.H. Smith | Management | For | For |
10 | Elect Director Caroline G. Theus | Management | For | For |
11 | Elect Director David M. Wood | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Approve Executive Incentive Bonus Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: NOV
SECURITY ID: 637071101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
2 | Elect Director Greg L. Armstrong | Management | For | For |
3 | Elect Director David D. Harrison | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
NEWCREST MINING LTD.
MEETING DATE: OCT 27, 2011 |
||||
TICKER: NCM
SECURITY ID: Q6651B114
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Winifred Kamit as a Director | Management | For | For |
2b | Elect Don Mercer as a Director | Management | For | For |
2c | Elect Richard Knight as a Director | Management | For | For |
3 | Approve the Adoption of the Remuneration Report | Management | For | For |
4 | Renew Proportional Takeover Bid Approval Rule | Management | For | For |
NEWMONT MINING CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: NEM
SECURITY ID: 651639106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce R. Brook | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Jane Nelson | Management | For | For |
1.8 | Elect Director Richard T. O'Brien | Management | For | For |
1.9 | Elect Director John B. Prescott | Management | For | For |
1.10 | Elect Director Donald C. Roth | Management | For | For |
1.11 | Elect Director Simon R. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
NOBLE CORPORATION
MEETING DATE: APR 27, 2012 |
||||
TICKER: NE
SECURITY ID: H5833N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Decrease in Size of Board | Management | For | For |
2.1 | Elect Director Julie H. Edwards | Management | For | For |
2.2 | Elect Director David W. Williams | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Dividends | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
NOBLE ENERGY, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: NBL
SECURITY ID: 655044105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey L. Berenson | Management | For | For |
2 | Elect Director Michael A. Cawley | Management | For | For |
3 | Elect Director Edward F. Cox | Management | For | For |
4 | Elect Director Charles D. Davidson | Management | For | For |
5 | Elect Director Thomas J. Edelman | Management | For | For |
6 | Elect Director Eric P. Grubman | Management | For | For |
7 | Elect Director Kirby L. Hedrick | Management | For | For |
8 | Elect Director Scott D. Urban | Management | For | For |
9 | Elect Director William T. Van Kleef | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Increase Authorized Common Stock | Management | For | For |
NORTHERN OFFSHORE LTD
MEETING DATE: SEP 15, 2011 |
||||
TICKER: NOF
SECURITY ID: G6635W102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Acknowledge Proper Convening of Meeting | Management | None | None |
3 | Elect Chairman of Meeting | Management | None | None |
4 | Receive President's Report | Management | None | None |
5 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
6 | Approve PricewaterhouseCoopers, Houston as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
7i | Fix Number of Directors at Five | Management | For | Did Not Vote |
7ii.1 | Elect Cecilie Fredriksen as a Director | Management | For | Did Not Vote |
7ii.2 | Elect Hillel Y. Goldstein as a Director | Management | For | Did Not Vote |
7ii.3 | Elect Stephen Knudtzon as a Director | Management | For | Did Not Vote |
7ii.4 | Elect Jim LaChance as a Director | Management | For | Did Not Vote |
7iii | Authorize Board to Fill Vacancies | Management | For | Did Not Vote |
8 | Approve Remuneration of US$146,144 for Stephen Knudtzon | Management | For | Did Not Vote |
9 | Approve Allocation of 10 Million Shares for Issuance under the Amended and Restated 2008 Stock Incentive Plan | Management | For | Did Not Vote |
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 04, 2012 |
||||
TICKER: OXY
SECURITY ID: 674599105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Aziz D. Syriani | Management | For | For |
11 | Elect Director Rosemary Tomich | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OCEAN RIG UDW INC
MEETING DATE: DEC 23, 2011 |
||||
TICKER: OCRG
SECURITY ID: Y64354205
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect George Economou as Director | Management | For | For |
2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
3 | Approve Delisting of Shares from the Oslo Bors or, alternatively, the Oslo Axess | Management | For | For |
OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: OIS
SECURITY ID: 678026105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. James Nelson | Management | For | For |
1.2 | Elect Director Gary L. Rosenthal | Management | For | For |
1.3 | Elect Director William T. Van Kleef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PAINTED PONY PETROLEUM LTD.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: PPY.A
SECURITY ID: ADPC01222
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Patrick R. Ward | Management | For | For |
2.2 | Elect Director Glenn R. Carley | Management | For | For |
2.3 | Elect Director Allan K. Ashton | Management | For | For |
2.4 | Elect Director Ronald R. Talbot | Management | For | For |
2.5 | Elect Director Kevin Angus | Management | For | For |
2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
2.7 | Elect Director Kelly Drader | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Conversion of Class A Shares to Common Shares | Management | For | For |
5 | Re-approve Stock Option Plan | Management | For | For |
PAN AMERICAN SILVER CORP.
MEETING DATE: MAR 26, 2012 |
||||
TICKER: PAA
SECURITY ID: 697900108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Minefinders Corporation Ltd. | Management | For | For |
PAN AMERICAN SILVER CORP.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: PAA
SECURITY ID: 697900108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ross J. Beaty | Management | For | For |
1.2 | Elect Director Geoffrey A. Burns | Management | For | For |
1.3 | Elect Director Michael Carroll | Management | For | For |
1.4 | Elect Director Michael J. J. Maloney | Management | For | For |
1.5 | Elect Director Robert P. Pirooz | Management | For | For |
1.6 | Elect Director David C. Press | Management | For | For |
1.7 | Elect Director Walter T. Segsworth | Management | For | For |
1.8 | Elect Director Christopher Noel Dunn | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
PARKER DRILLING COMPANY
MEETING DATE: APR 26, 2012 |
||||
TICKER: PKD
SECURITY ID: 701081101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Rudolph Reinfrank | Management | For | For |
1.2 | Elect Director Robert W. Goldman | Management | For | For |
1.3 | Elect Director Richard D. Paterson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 01, 2012 |
||||
TICKER: BTU
SECURITY ID: 704549104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory H. Boyce | Management | For | For |
1.2 | Elect Director William A. Coley | Management | For | For |
1.3 | Elect Director William E. James | Management | For | For |
1.4 | Elect Director Robert B. Karn, III | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Henry E. Lentz | Management | For | For |
1.7 | Elect Director Robert A. Malone | Management | For | For |
1.8 | Elect Director William C. Rusnack | Management | For | For |
1.9 | Elect Director John F. Turner | Management | For | For |
1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 17, 2012 |
||||
TICKER: PXD
SECURITY ID: 723787107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas D. Arthur | Management | For | For |
2 | Elect Director Andrew F. Cates | Management | For | For |
3 | Elect Director Scott J. Reiman | Management | For | For |
4 | Elect Director Scott D. Sheffield | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 18, 2012 |
||||
TICKER: PXP
SECURITY ID: 726505100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Flores | Management | For | For |
2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
4 | Elect Director Jerry L. Dees | Management | For | For |
5 | Elect Director Tom H. Delimitros | Management | For | For |
6 | Elect Director Thomas A. Fry, III | Management | For | For |
7 | Elect Director Charles G. Groat | Management | For | For |
8 | Elect Director John H. Lollar | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QEP RESOURCES, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: QEP
SECURITY ID: 74733V100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillips S. Baker | Management | For | For |
1.2 | Elect Director Charles B. Stanley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | None | For |
RANDGOLD RESOURCES LTD
MEETING DATE: APR 30, 2012 |
||||
TICKER: RRS
SECURITY ID: 752344309
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Philippe Lietard as Director | Management | For | For |
5 | Re-elect Mark Bristow as Director | Management | For | For |
6 | Re-elect Graham Shuttleworth as Director | Management | For | For |
7 | Re-elect Norborne Cole Jr as Director | Management | For | For |
8 | Re-elect Christopher Coleman as Director | Management | For | For |
9 | Re-elect Kadri Dagdelen as Director | Management | For | For |
10 | Re-elect Karl Voltaire as Director | Management | For | For |
11 | Elect Andrew Quinn as Director | Management | For | For |
12 | Reappoint BDO LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
ROSETTA RESOURCES INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: ROSE
SECURITY ID: 777779307
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Beckler | Management | For | For |
1.2 | Elect Director Matthew D. Fitzgerald | Management | For | For |
1.3 | Elect Director Philip L. Frederickson | Management | For | For |
1.4 | Elect Director D. Henry Houston | Management | For | For |
1.5 | Elect Director Randy L. Limbacher | Management | For | For |
1.6 | Elect Director Josiah O. Low, III | Management | For | For |
1.7 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 22, 2012 |
||||
TICKER: RDSB
SECURITY ID: 780259206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir Nigel Sheinwald as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Guy Elliott as Director | Management | For | For |
6 | Re-elect Simon Henry as Director | Management | For | For |
7 | Re-elect Charles Holliday as Director | Management | For | For |
8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
9 | Re-elect Christine Morin-Postel as Director | Management | For | For |
10 | Re-elect Jorma Ollila as Director | Management | For | For |
11 | Re-elect Linda Stuntz as Director | Management | For | For |
12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
13 | Re-elect Peter Voser as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
SCHLUMBERGER LIMITED
MEETING DATE: APR 11, 2012 |
||||
TICKER: SLB
SECURITY ID: 806857108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L.S. Currie | Management | For | For |
1.2 | Elect Director Tony Isaac | Management | For | For |
1.3 | Elect Director K. Vaman Kamath | Management | For | For |
1.4 | Elect Director Paal Kibsgaard | Management | For | For |
1.5 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.6 | Elect Director Adrian Lajous | Management | For | For |
1.7 | Elect Director Michael E. Marks | Management | For | For |
1.8 | Elect Director Elizabeth Moler | Management | For | For |
1.9 | Elect Director Lubna S. Olayan | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG
MEETING DATE: APR 25, 2012 |
||||
TICKER: SBO
SECURITY ID: A7362J104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Approve Remuneration of Supervisory Board Members | Management | For | For |
7.1 | Elect Supervisory Board Member Norbert Zimmermann | Management | For | For |
7.2 | Elect Supervisory Board Member Peter Pichler | Management | For | For |
7.3 | Elect Supervisory Board Member Karl Schleinzer | Management | For | For |
7.4 | Elect Supervisory Board Member Helmut Langanger | Management | For | For |
7.5 | Elect Supervisory Board Member Karl Samstag | Management | For | For |
8 | Amend Articles Re: Cancel Capital Authorization, Supervisory Board, Compliance with Austrian Company Law Amendment Act 2011 | Management | For | For |
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
SILVER WHEATON CORP.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: SLW
SECURITY ID: 828336107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence I. Bell | Management | For | For |
1.2 | Elect Director George L. Brack | Management | For | Withhold |
1.3 | Elect Director John A. Brough | Management | For | For |
1.4 | Elect Director R. Peter Gillin | Management | For | Withhold |
1.5 | Elect Director Douglas M. Holtby | Management | For | Withhold |
1.6 | Elect Director Eduardo Luna | Management | For | For |
1.7 | Elect Director Wade D. Nesmith | Management | For | For |
1.8 | Elect Director Randy V.J. Smallwood | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SM ENERGY COMPANY
MEETING DATE: MAY 23, 2012 |
||||
TICKER: SM
SECURITY ID: 78454L100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barbara M. Baumann | Management | For | For |
2 | Elect Director Anthony J. Best | Management | For | For |
3 | Elect Director Larry W. Bickle | Management | For | For |
4 | Elect Director Stephen R. Brand | Management | For | For |
5 | Elect Director William J. Gardiner | Management | For | For |
6 | Elect Director Julio M. Quintana | Management | For | For |
7 | Elect Director John M. Seidl | Management | For | For |
8 | Elect Director William D. Sullivan | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STONE ENERGY CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: SGY
SECURITY ID: 861642106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George R. Christmas | Management | For | For |
1.2 | Elect Director B.J. Duplantis | Management | For | For |
1.3 | Elect Director Peter D. Kinnear | Management | For | For |
1.4 | Elect Director John P. Laborde | Management | For | For |
1.5 | Elect Director Robert S. Murley | Management | For | For |
1.6 | Elect Director Richard A. Pattarozzi | Management | For | For |
1.7 | Elect Director Donald E. Powell | Management | For | For |
1.8 | Elect Director Kay G. Priestly | Management | For | For |
1.9 | Elect Director Phyllis M. Taylor | Management | For | For |
1.10 | Elect Director David H. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUNCOR ENERGY INC
MEETING DATE: MAY 01, 2012 |
||||
TICKER: SU
SECURITY ID: 867224107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Paul Haseldonckx | Management | For | For |
1.6 | Elect Director John R. Huff | Management | For | For |
1.7 | Elect Director Jacques Lamarre | Management | For | For |
1.8 | Elect Director Maureen McCaw | Management | For | For |
1.9 | Elect Director Michael W. O'Brien | Management | For | For |
1.10 | Elect Director James W. Simpson | Management | For | For |
1.11 | Elect Director Eira M. Thomas | Management | For | For |
1.12 | Elect Director Steven W. Williams | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SWIFT ENERGY COMPANY
MEETING DATE: MAY 08, 2012 |
||||
TICKER: SFY
SECURITY ID: 870738101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clyde W. Smith, Jr. | Management | For | For |
1.2 | Elect Director Terry E. Swift | Management | For | For |
1.3 | Elect Director Charles J. Swindells | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TECK RESOURCES LIMITED
MEETING DATE: APR 25, 2012 |
||||
TICKER: TCK.B
SECURITY ID: 878742204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mayank M. Ashar | Management | For | For |
1.2 | Elect Director J. Brian Aune | Management | For | For |
1.3 | Elect Director Jalynn H. Bennett | Management | For | For |
1.4 | Elect Director Hugh J. Bolton | Management | For | For |
1.5 | Elect Director Felix P. Chee | Management | For | For |
1.6 | Elect Director Jack L. Cockwell | Management | For | For |
1.7 | Elect Director Norman B. Keevil | Management | For | For |
1.8 | Elect Director Norman B. Keevil, III | Management | For | For |
1.9 | Elect Director Takeshi Kubota | Management | For | For |
1.10 | Elect Director Takashi Kuriyama | Management | For | For |
1.11 | Elect Director Donald R. Lindsay | Management | For | For |
1.12 | Elect Director Janice G. Rennie | Management | For | For |
1.13 | Elect Director Warren S.R. Seyffert | Management | For | For |
1.14 | Elect Director Chris M.T. Thompson | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
TESORO CORPORATION
MEETING DATE: MAY 03, 2012 |
||||
TICKER: TSO
SECURITY ID: 881609101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Rodney F. Chase | Management | For | For |
2 | Elect Director Gregory J. Goff | Management | For | For |
3 | Elect Director Robert W. Goldman | Management | For | For |
4 | Elect Director Steven H. Grapstein | Management | For | For |
5 | Elect Director David Lilley | Management | For | For |
6 | Elect Director J.W. Nokes | Management | For | For |
7 | Elect Director Susan Tomasky | Management | For | For |
8 | Elect Director Michael E. Wiley | Management | For | For |
9 | Elect Director Patrick Y. Yang | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
TOTAL ENERGY SERVICES INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: TOT
SECURITY ID: 89154B102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory S. Fletcher | Management | For | Withhold |
2 | Elect Director Daniel K. Halyk | Management | For | For |
3 | Elect Director Randy Kwasnicia | Management | For | Withhold |
4 | Elect Director Bruce L. Pachkowski | Management | For | For |
5 | Elect Director Gregory Melchin | Management | For | Withhold |
6 | Elect Director Andrew B. Wiswell | Management | For | For |
7 | Ratify KPMG LLP as Auditors | Management | For | For |
8 | Approve Stock Option Plan | Management | For | For |
TOTAL SA
MEETING DATE: MAY 11, 2012 |
||||
TICKER: FP
SECURITY ID: 89151E109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Christophe de Margerie as Director | Management | For | For |
6 | Reelect Patrick Artus as Director | Management | For | For |
7 | Reelect Bertrand Collomb as Director | Management | For | For |
8 | Reelect Anne Lauvergeon as Director | Management | For | For |
9 | Reelect Michel Pebereau as Director | Management | For | For |
10 | Ratify Appointment of Gerard Lamarche as Director | Management | For | For |
11 | Elect Anne-Marie Idrac as Director | Management | For | For |
12 | Approve Severance Payment Agreement with Christophe de Margerie | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million | Management | For | For |
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 14 | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | Against |
18 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
19 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
A | Approve Additional Indicators to Include in the Information Provided on Corporate Executive Officers Remuneration | Shareholder | Against | Against |
B | Allow Loyalty Dividends to Long-Term Registered Shareholders | Shareholder | Against | Against |
TUSCANY INTERNATIONAL DRILLING INC
MEETING DATE: AUG 09, 2011 |
||||
TICKER: TID
SECURITY ID: 90069C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares in Connection with Acquisition | Management | For | For |
TUSCANY INTERNATIONAL DRILLING INC
MEETING DATE: MAY 24, 2012 |
||||
TICKER: TID
SECURITY ID: 90069C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Walter A. Dawson | Management | For | For |
2.2 | Elect Director Reginald J. Greenslade | Management | For | For |
2.3 | Elect Director Donald A. Wright | Management | For | For |
2.4 | Elect Director Jeffrey J. Scott | Management | For | For |
2.5 | Elect Director William Dorson | Management | For | For |
2.6 | Elect Director Herb Snowdon | Management | For | For |
2.7 | Elect Director Michel Perret | Management | For | For |
2.8 | Elect Director Paul-Andre Canel | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VALERO ENERGY CORPORATION
MEETING DATE: MAY 03, 2012 |
||||
TICKER: VLO
SECURITY ID: 91913Y100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald K. Calgaard | Management | For | For |
2 | Elect Director Jerry D. Choate | Management | For | For |
3 | Elect Director Ruben M. Escobedo | Management | For | For |
4 | Elect Director William R. Klesse | Management | For | For |
5 | Elect Director Bob Marbut | Management | For | For |
6 | Elect Director Donald L. Nickles | Management | For | For |
7 | Elect Director Philip J. Pfeiffer | Management | For | For |
8 | Elect Director Robert A. Profusek | Management | For | For |
9 | Elect Director Susan Kaufman Purcell | Management | For | For |
10 | Elect Director Stephen M. Waters | Management | For | For |
11 | Elect Director Randall J. Weisenburger | Management | For | For |
12 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
16 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
WEATHERFORD INTERNATIONAL LTD.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WFT
SECURITY ID: H27013103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | For |
3.1 | Relect Bernard J. Duroc-Danner as Director | Management | For | For |
3.2 | Reelect Samuel W. Bodman, III as Director | Management | For | For |
3.3 | Reelect Nicholas F. Brady as Director | Management | For | For |
3.4 | Reelect David J. Butters as Director | Management | For | For |
3.5 | Reelect William E. Macaulay as Director | Management | For | For |
3.6 | Reelect Robert K. Moses, Jr. as Director | Management | For | For |
3.7 | Reelect Guillermo Ortiz as Director | Management | For | For |
3.8 | Reelect Emyr Jones Parry as Director | Management | For | For |
3.9 | Reelect Robert A. Rayne as Director | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Authorize Capital Increase for Future Acquisitions | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
WESTLAKE CHEMICAL CORPORATION
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WLK
SECURITY ID: 960413102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Chao | Management | For | For |
1.2 | Elect Director H. John Riley, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WILLBROS GROUP, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WG
SECURITY ID: 969203108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert R. Harl | Management | For | For |
2 | Elect Director Edward J. DiPaolo | Management | For | For |
3 | Elect Director Michael C. Lebens | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
YAMANA GOLD INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: YRI
SECURITY ID: 98462Y100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Marrone | Management | For | For |
1.2 | Elect Director Patrick J. Mars | Management | For | For |
1.3 | Elect Director John Begeman | Management | For | For |
1.4 | Elect Director Alexander Davidson | Management | For | For |
1.5 | Elect Director Richard Graff | Management | For | For |
1.6 | Elect Director Robert Horn | Management | For | For |
1.7 | Elect Director Nigel Lees | Management | For | For |
1.8 | Elect Director Juvenal Mesquita Filho | Management | For | For |
1.9 | Elect Director Carl Renzoni | Management | For | For |
1.10 | Elect Director Antenor F. Silva, Jr. | Management | For | For |
1.11 | Elect Director Dino Titaro | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
VOTE SUMMARY REPORT
SELECT PHARMACEUTICALS PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
3SBIO INC.
MEETING DATE: SEP 20, 2011 |
||||
TICKER: SSRX
SECURITY ID: 88575Y105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Lawrence S. Wizel as Director | Management | For | For |
1b | Reelect Mingde Yu as Director | Management | For | For |
2 | Appoint Ernst & Young Hua Ming as Auditors | Management | For | For |
ABBOTT LABORATORIES
MEETING DATE: APR 27, 2012 |
||||
TICKER: ABT
SECURITY ID: 002824100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director W. James Farrell | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Nancy McKinstry | Management | For | For |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
8 | Stock Retention/Holding Period | Shareholder | Against | Against |
9 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | Against |
10 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
ACADIA PHARMACEUTICALS INC.
MEETING DATE: JUN 08, 2012 |
||||
TICKER: ACAD
SECURITY ID: 004225108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Uli Hacksell | Management | For | For |
1.2 | Elect Director Torsten Rasmussen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACCRETIVE HEALTH, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: AH
SECURITY ID: 00438V103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edgar Bronfman, Jr. | Management | For | For |
1.2 | Elect Director Steven N. Kaplan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: ACOR
SECURITY ID: 00484M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry Greene | Management | For | For |
1.2 | Elect Director Ian Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACTELION LTD.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: ATLN
SECURITY ID: H0032X135
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.80 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5 | Approve CHF 2.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
6.1 | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
6.2 | Elect Peter Gruss as Director | Management | For | Did Not Vote |
7 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
AEGERION PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: AEGR
SECURITY ID: 00767E102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandford D. Smith | Management | For | For |
1.2 | Elect Director Paul G. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AKORN, INC.
MEETING DATE: DEC 29, 2011 |
||||
TICKER: AKRX
SECURITY ID: 009728106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
AKORN, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: AKRX
SECURITY ID: 009728106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John N. Kapoor | Management | For | For |
1.2 | Elect Director Ronald M. Johnson | Management | For | For |
1.3 | Elect Director Brian Tambi | Management | For | For |
1.4 | Elect Director Steven J. Meyer | Management | For | For |
1.5 | Elect Director Alan Weinstein | Management | For | For |
1.6 | Elect Director Kenneth S. Abramowitz | Management | For | For |
1.7 | Elect Director Adrienne L. Graves | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 07, 2012 |
||||
TICKER: ALXN
SECURITY ID: 015351109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director Joseph A. Madri | Management | For | For |
1.5 | Elect Director Larry L. Mathis | Management | For | For |
1.6 | Elect Director R. Douglas Norby | Management | For | For |
1.7 | Elect Director Alvin S. Parven | Management | For | For |
1.8 | Elect Director Andreas Rummelt | Management | For | For |
1.9 | Elect Director Ann M. Veneman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALEXZA PHARMACEUTICALS, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: ALXA
SECURITY ID: 015384100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. King | Management | For | For |
1.2 | Elect Director Hal V. Barron | Management | For | For |
1.3 | Elect Director Andrew L. Busser | Management | For | For |
1.4 | Elect Director D.r. Pakianathan | Management | For | For |
1.5 | Elect Director J. Leighton Read | Management | For | For |
1.6 | Elect Director Gordon Ringold | Management | For | For |
1.7 | Elect Director Isaac Stein | Management | For | For |
1.8 | Elect Director Joseph L. Turner | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ALLERGAN, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: AGN
SECURITY ID: 018490102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David E.I. Pyott | Management | For | For |
2 | Elect Director Herbert W. Boyer, Ph.D. | Management | For | For |
3 | Elect Director Deborah Dunsire, M.D. | Management | For | For |
4 | Elect Director Michael R. Gallagher | Management | For | For |
5 | Elect Director Dawn Hudson | Management | For | For |
6 | Elect Director Robert A. Ingram | Management | For | For |
7 | Elect Director Trevor M. Jones, Ph.D. | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Russell T. Ray | Management | For | For |
10 | Elect Director Stephen J. Ryan, M.D. | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: ALNY
SECURITY ID: 02043Q107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Clarke | Management | For | For |
1.2 | Elect Director Marsha H. Fanucci | Management | For | For |
1.3 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: AMAG
SECURITY ID: 00163U106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph V. Bonventre | Management | For | For |
1.2 | Elect Director Rajiv De Silva | Management | For | For |
1.3 | Elect Director Michael Narachi | Management | For | For |
1.4 | Elect Director Robert J. Perez | Management | For | For |
1.5 | Elect Director Lesley Russell | Management | For | For |
1.6 | Elect Director Gino Santini | Management | For | For |
1.7 | Elect Director Davey S. Scoon | Management | For | For |
1.8 | Elect Director William K. Heiden | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMICUS THERAPEUTICS, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: FOLD
SECURITY ID: 03152W109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | Withhold |
1.2 | Elect Director Donald J. Hayden, Jr. | Management | For | Withhold |
1.3 | Elect Director J.n. Topper | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AMYLIN PHARMACEUTICALS, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: AMLN
SECURITY ID: 032346108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adrian Adams | Management | For | For |
1.2 | Elect Director Teresa Beck | Management | For | For |
1.3 | Elect Director M. Kathleen Behrens | Management | For | For |
1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
1.5 | Elect Director Paul N. Clark | Management | For | Withhold |
1.6 | Elect Director Paulo F. Costa | Management | For | For |
1.7 | Elect Director Alexander Denner | Management | For | For |
1.8 | Elect Director Karin Eastham | Management | For | For |
1.9 | Elect Director James R. Gavin, III | Management | For | For |
1.10 | Elect Director Jay S. Skyler | Management | For | For |
1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ANTARES PHARMA, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: AIS
SECURITY ID: 036642106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anton G. Gueth | Management | For | For |
1.2 | Elect Director Eamonn P. Hobbs | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: RDEA
SECURITY ID: 03969P107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Felix J. Baker | Management | For | For |
1.2 | Elect Director Wendy L. Dixon | Management | For | For |
1.3 | Elect Director Henry J. Fuchs | Management | For | For |
1.4 | Elect Director Craig A. Johnson | Management | For | For |
1.5 | Elect Director John W. Poyhonen | Management | For | For |
1.6 | Elect Director Barry D. Quart | Management | For | For |
1.7 | Elect Director Kevin C. Tang | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARDEA BIOSCIENCES, INC.
MEETING DATE: JUN 19, 2012 |
||||
TICKER: RDEA
SECURITY ID: 03969P107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: ARIA
SECURITY ID: 04033A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harvey J. Berger | Management | For | For |
1.2 | Elect Director Wayne Wilson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASTELLAS PHARMA INC.
MEETING DATE: JUN 20, 2012 |
||||
TICKER: 4503
SECURITY ID: J03393105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | For | For |
2.1 | Elect Director Nogimori, Masafumi | Management | For | For |
2.2 | Elect Director Ishii, Yasuo | Management | For | For |
2.3 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
2.4 | Elect Director Yasutake, Shiro | Management | For | For |
2.5 | Elect Director Takai, Yasuyuki | Management | For | For |
2.6 | Elect Director Oishi, Kanoko | Management | For | For |
2.7 | Elect Director Aikawa, Naoki | Management | For | For |
3 | Appoint Statutory Auditor Nishiyama, Shigeru | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | For |
ASTEX PHARMACEUTICALS, INC.
MEETING DATE: JUN 22, 2012 |
||||
TICKER: ASTX
SECURITY ID: 04624B103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Casamento | Management | For | For |
1.2 | Elect Director Peter Fellner | Management | For | For |
1.3 | Elect Director Thomas V. Girardi | Management | For | For |
1.4 | Elect Director Allan R. Goldberg | Management | For | For |
1.5 | Elect Director Timothy Haines | Management | For | For |
1.6 | Elect Director Harren Jhoti | Management | For | For |
1.7 | Elect Director Ismail Kola | Management | For | For |
1.8 | Elect Director Walter J. Lack | Management | For | For |
1.9 | Elect Director James S.J. Manuso | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASTRAZENECA PLC
MEETING DATE: APR 26, 2012 |
||||
TICKER: AZN
SECURITY ID: 046353108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | Management | For | For |
3 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5(a) | Re-elect Louis Schweitzer as Director | Management | For | For |
5(b) | Re-elect David Brennan as Director | Management | For | For |
5(c) | Re-elect Simon Lowth as Director | Management | For | For |
5(d) | Elect Genevieve Berger as Director | Management | For | For |
5(e) | Re-elect Bruce Burlington as Director | Management | For | For |
5(f) | Elect Graham Chipchase as Director | Management | For | For |
5(g) | Re-elect Jean-Philippe Courtois as Director | Management | For | For |
5(h) | Elect Leif Johansson as Director | Management | For | For |
5(i) | Re-elect Rudy Markham as Director | Management | For | For |
5(j) | Re-elect Nancy Rothwell as Director | Management | For | For |
5(k) | Re-elect Shriti Vadera as Director | Management | For | For |
5(l) | Re-elect John Varley as Director | Management | For | For |
5(m) | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Authorise EU Political Donations and Expenditure | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
9 | Approve 2012 Savings-Related Share Option Scheme | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
11 | Authorise Market Purchase | Management | For | For |
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AUXILIUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: AUXL
SECURITY ID: 05334D107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Adrian Adams | Management | For | For |
1.3 | Elect Director Peter C. Brandt | Management | For | For |
1.4 | Elect Director Oliver S. Fetzer | Management | For | For |
1.5 | Elect Director Paul A. Friedman | Management | For | For |
1.6 | Elect Director Nancy S. Lurker | Management | For | For |
1.7 | Elect Director William T. McKee | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Bylaws to Adopt Director Resignation Policy | Management | For | For |
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: BMRN
SECURITY ID: 09061G101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BIOMIMETIC THERAPEUTICS, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: BMTI
SECURITY ID: 09064X101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thorkil K. Christensen | Management | For | For |
1.2 | Elect Director Christopher B. Ehrlich | Management | For | For |
1.3 | Elect Director Charles W. Federico | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 01, 2012 |
||||
TICKER: BMY
SECURITY ID: 110122108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lamberto Andreotti | Management | For | For |
2 | Elect Director Lewis B. Campbell | Management | For | For |
3 | Elect Director James M. Cornelius | Management | For | For |
4 | Elect Director Louis J. Freeh | Management | For | For |
5 | Elect Director Laurie H. Glimcher | Management | For | For |
6 | Elect Director Michael Grobstein | Management | For | For |
7 | Elect Director Alan J. Lacy | Management | For | For |
8 | Elect Director Vicki L. Sato | Management | For | For |
9 | Elect Director Elliott Sigal | Management | For | For |
10 | Elect Director Gerald L. Storch | Management | For | For |
11 | Elect Director Togo D. West, Jr. | Management | For | For |
12 | Elect Director R. Sanders Williams | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
CADENCE PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: CADX
SECURITY ID: 12738T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cam L. Garner | Management | For | Withhold |
1.2 | Elect Director Brian G. Atwood | Management | For | Withhold |
1.3 | Elect Director Samuel L. Barker | Management | For | Withhold |
1.4 | Elect Director Michael L. Eagle | Management | For | Withhold |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CARDIOME PHARMA CORP.
MEETING DATE: JUN 11, 2012 |
||||
TICKER: COM
SECURITY ID: 14159U202
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Rieder | Management | For | For |
1.2 | Elect Director Peter W. Roberts | Management | For | For |
1.3 | Elect Director Harold H. Shlevin | Management | For | For |
1.4 | Elect Director Richard M. Glickman | Management | For | For |
1.5 | Elect Director Douglas G. Janzen | Management | For | For |
1.6 | Elect Director William L. Hunter | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CATALYST HEALTH SOLUTIONS, INC.
MEETING DATE: JUN 04, 2012 |
||||
TICKER: CHSI
SECURITY ID: 14888B103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven B. Epstein | Management | For | For |
1.2 | Elect Director Michael R. McDonnell | Management | For | For |
1.3 | Elect Director Dale B. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CIPLA LIMITED
MEETING DATE: AUG 25, 2011 |
||||
TICKER: 500087
SECURITY ID: Y1633P142
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividend of INR 0.80 Per Share and Approve Final Dividend of INR 2.00 Per Share | Management | For | For |
3 | Reappoint M.R. Raghavan as Director | Management | For | For |
4 | Reappoint P. Patel as Director | Management | For | For |
5 | Approve V. Sankar Aiyar & Co. and R.G.N. Price & Co. as Joint Statutory Auditors; Appoint Branch Auditors; and Authorize Board to Fix Their Remuneration | Management | For | For |
6a | Appoint S. Radhakrishnan as Director | Management | For | For |
6b | Approve Appointment and Remuneration of S. Radhakrishnan as Executive Director | Management | For | For |
7 | Approve Appointment and Remuneration of S. Vaziralli, a Relative of a Director, as Member of the Management Team | Management | For | For |
COCHLEAR LTD.
MEETING DATE: OCT 18, 2011 |
||||
TICKER: COH
SECURITY ID: Q25953102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Reports, Directors' Report, and Auditor's Report in Respect of the Fiscal Year Ended 30 June 2011 | Management | For | For |
2.1 | Approve the Adoption of the Remuneration Report | Management | For | For |
3.1 | Elect Rick Holliday-Smith as a Director | Management | For | For |
3.2 | Elect Paul Bell as a Director | Management | For | For |
4.1 | Approve the Issuance of Securities to Christopher Roberts, CEO and President, Under the Cochlear Executive Long Term Incentive Plan | Management | For | For |
5.1 | Approve the Increase in the Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
COLUMBIA LABORATORIES, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: CBRX
SECURITY ID: 197779101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Valerie L. Andrews | Management | For | For |
1.2 | Elect Director Edward A. Blechschmidt | Management | For | For |
1.3 | Elect Director Frank C. Condella, Jr. | Management | For | For |
1.4 | Elect Director Cristina Csimma | Management | For | For |
1.5 | Elect Director Stephen G. Kasnet | Management | For | For |
1.6 | Elect Director G. Frederick Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
CONCEPTUS, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: CPTS
SECURITY ID: 206016107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn A. Tunstall | Management | For | For |
1.2 | Elect Director Robert V. Toni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COVIDIEN PUBLIC LIMITED COMPANY
MEETING DATE: MAR 13, 2012 |
||||
TICKER: COV
SECURITY ID: G2554F113
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose E. Almeida | Management | For | For |
2 | Elect Director Craig Arnold | Management | For | For |
3 | Elect Director Robert H. Brust | Management | For | For |
4 | Elect Director John M. Connors, Jr | Management | For | For |
5 | Elect Director Christopher J. Coughlin | Management | For | For |
6 | Elect Director Timothy M. Donahue | Management | For | For |
7 | Elect Director Randall J. Hogan, III | Management | For | For |
8 | Elect Director Martin D. Madaus | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Joseph A. Zaccagnino | Management | For | For |
11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
14 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
15 | Amend Articles of Association to Provide for Escheatment under U.S. Law | Management | For | For |
16 | Amend Articles of Association to Allow Board to Declare Non-Cash Dividends | Management | For | For |
CUBIST PHARMACEUTICALS, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: CBST
SECURITY ID: 229678107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth Bate | Management | For | For |
1.2 | Elect Director Nancy Hutson | Management | For | For |
1.3 | Elect Director Leon Moulder, Jr. | Management | For | For |
1.4 | Elect Director Martin Soeters | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DEPOMED, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: DEPO
SECURITY ID: 249908104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Staple | Management | For | For |
1.2 | Elect Director G. Steven Burrill | Management | For | For |
1.3 | Elect Director Karen A. Dawes | Management | For | For |
1.4 | Elect Director James A. Schoeneck | Management | For | For |
1.5 | Elect Director Craig R. Smith | Management | For | For |
1.6 | Elect Director Julian N. Stern | Management | For | For |
1.7 | Elect Director David B. Zenoff | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
DR. REDDY'S LABORATORIES
MEETING DATE: JUL 21, 2011 |
||||
TICKER: 500124
SECURITY ID: 256135203
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 11.25 Per Share | Management | For | For |
3 | Reappoint A. Puri as Director | Management | For | For |
4 | Reappoint B.L.A. Carter as Director | Management | For | For |
5 | Approve B.S.R. & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Reappointment and Remuneration of K.A. Reddy as Executive Chairman | Management | For | For |
7 | Approve Reappointment and Remuneration of G.V. Prasad as Executive Vice Chairman and CEO | Management | For | For |
8 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
DROGASIL S.A
MEETING DATE: NOV 10, 2011 |
||||
TICKER: DROG3
SECURITY ID: P3587W107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger between the Company and Raia SA | Management | For | For |
2 | Approve Merger Agreement between the Company and Raia SA | Management | For | For |
3 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | For |
4 | Approve Independent Firm's Appraisal | Management | For | For |
5 | Approve Issuance of 142.07 Million New Shares in Connection with Merger | Management | For | For |
6 | Amend Articles | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
8 | Elect Directors | Management | For | Against |
9 | Elect Board Chairman | Management | For | Against |
10 | Cancel 2007 Stock Option Plan | Management | For | For |
11 | Approve New Stock Option Plan | Management | For | For |
DURECT CORPORATION
MEETING DATE: JUN 20, 2012 |
||||
TICKER: DRRX
SECURITY ID: 266605104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Brown | Management | For | For |
1.2 | Elect Director Michael D. Casey | Management | For | For |
1.3 | Elect Director Armand P. Neukermans | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DUSA PHARMACEUTICALS, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: DUSA
SECURITY ID: 266898105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred Altomari | Management | For | For |
1.2 | Elect Director David M. Bartash | Management | For | For |
1.3 | Elect Director Alexander W. Casdin | Management | For | For |
1.4 | Elect Director Robert F. Doman | Management | For | For |
1.5 | Elect Director Jay M. Haft | Management | For | For |
1.6 | Elect Director Paul J. Hondros | Management | For | For |
1.7 | Elect Director Magnus Moliteus | Management | For | For |
1.8 | Elect Director David M. Wurzer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ELAN CORPORATION PLC
MEETING DATE: MAY 24, 2012 |
||||
TICKER: DRX
SECURITY ID: 284131208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Lars Ekman as Director | Management | For | For |
3 | Reelect Hans Hasler as Director | Management | For | For |
4 | Reelect Robert Ingram as Director | Management | For | For |
5 | Reelect Gary Kennedy as Director | Management | For | For |
6 | Reelect Patrick Kennedy as Director | Management | For | For |
7 | Reelect Giles Kerr as Director | Management | For | For |
8 | Reelect Kelly Martin as Director | Management | For | For |
9 | Reelect Kieran McGowan as Director | Management | For | For |
10 | Reelect Kyran McLaughlin as Director | Management | For | For |
11 | Reelect Donal O'Connor as Director | Management | For | For |
12 | Reelect Richard Pilnik as Director | Management | For | For |
13 | Reelect Dennis Selkoe as Director | Management | For | For |
14 | Reelect Andrew von Eschenbach as Director | Management | For | For |
15 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve 2012 Long Term Incentive Plan | Management | For | For |
17 | Approve Employee Equity Purchase Plan | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
20 | Approve Reduction of Share Premium Account | Management | For | For |
21 | Approve Conversion of Securities | Management | For | For |
22 | Amend Articles of Association Re: Share Conversion | Management | For | For |
23 | Authorize Share Repurchase Program | Management | For | For |
24 | Authorize Reissuance of Repurchased Shares | Management | For | For |
25 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ELI LILLY AND COMPANY
MEETING DATE: APR 16, 2012 |
||||
TICKER: LLY
SECURITY ID: 532457108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director K. Baicker | Management | For | For |
2 | Elect Director J. E. Fyrwald | Management | For | For |
3 | Elect Director E. R. Marram | Management | For | For |
4 | Elect Director D. R. Oberhelman | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
9 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
10 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Abstain |
ENDO PHARMACEUTICALS HOLDINGS INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: ENDP
SECURITY ID: 29264F205
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roger H. Kimmel | Management | For | For |
2 | Elect Director John J. Delucca | Management | For | For |
3 | Elect Director David P. Holveck | Management | For | For |
4 | Elect Director Nancy J. Hutson | Management | For | For |
5 | Elect Director Michael Hyatt | Management | For | For |
6 | Elect Director William P. Montague | Management | For | For |
7 | Elect Director David B. Nash | Management | For | For |
8 | Elect Director Joseph C. Scodari | Management | For | For |
9 | Elect Director William F. Spengler | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Change Company Name | Management | For | For |
EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 30, 2012 |
||||
TICKER: ESRX
SECURITY ID: 30219G108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Maura C. Breen | Management | For | For |
3 | Elect Director William J. Delaney | Management | For | For |
4 | Elect Director Nicholas J. Lahowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Election Of Director: George Paz | Management | For | For |
10 | Election Of Director: Myrtle S. Potter | Management | For | For |
11 | Elect Director William L. Roper | Management | For | For |
12 | Elect Director Samuel K. Skinner | Management | For | For |
13 | Elect Director Seymour Sternberg | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FOREST LABORATORIES, INC.
MEETING DATE: AUG 18, 2011 |
||||
TICKER: FRX
SECURITY ID: 345838106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proposals (White Card) | ||||
1.1 | Elect Director Howard Solomon | Management | For | For |
1.2 | Elect Director Nesli Basgoz | Management | For | For |
1.3 | Elect Director Christopher J. Coughlin | Management | For | For |
1.4 | Elect Director Dan L. Goldwasser | Management | For | For |
1.5 | Elect Director Kenneth E. Goodman | Management | For | For |
1.6 | Elect Director Gerald M. Lieberman | Management | For | For |
1.7 | Elect Director Lawrence S. Olanoff | Management | For | For |
1.8 | Elect Director Lester B. Salans | Management | For | For |
1.9 | Elect Director Brenton L. Saunders | Management | For | For |
1.10 | Elect Director Peter J. Zimetbaum | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
1.2 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
1.3 | Elect Director Lucian A. Bebchuk | Shareholder | For | Did Not Vote |
1.4 | Elect Director Eric J. Ende | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Nesli Basgoz | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - Christopher J. Coughlin | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Gerald M. Lieberman | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Lawrence S. Olanoff | Shareholder | For | Did Not Vote |
1.9 | Management Nominee - Brenton L. Saunders | Shareholder | For | Did Not Vote |
1.10 | Management Nominee - Peter J. Zimetbaum | Shareholder | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
GENMARK DIAGNOSTICS, INC.
MEETING DATE: JUN 06, 2012 |
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TICKER: GNMK
SECURITY ID: 372309104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. O'Boyle | Management | For | For |
1.2 | Elect Director Hany Massarany | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENTIVA HEALTH SERVICES, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: GTIV
SECURITY ID: 37247A102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert S. Forman, Jr. | Management | For | For |
2 | Elect Director Victor F. Ganzi | Management | For | Against |
3 | Elect Director Philip R. Lochner, Jr. | Management | For | Against |
4 | Elect Director Stuart Olsten | Management | For | Against |
5 | Elect Director Sheldon M. Retchin | Management | For | For |
6 | Elect Director Tony Strange | Management | For | For |
7 | Elect Director Raymond S. Troubh | Management | For | Against |
8 | Elect Director Rodney D. Windley | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
11 | Approve Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 03, 2012 |
||||
TICKER: GSK
SECURITY ID: 37733W105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Sir Christopher Gent as Director | Management | For | For |
4 | Re-elect Sir Andrew Witty as Director | Management | For | For |
5 | Re-elect Sir Roy Anderson as Director | Management | For | For |
6 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
7 | Re-elect Stacey Cartwright as Director | Management | For | For |
8 | Re-elect Larry Culp as Director | Management | For | For |
9 | Re-elect Sir Crispin Davis as Director | Management | For | For |
10 | Re-elect Simon Dingemans as Director | Management | For | For |
11 | Re-elect Judy Lewent as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
15 | Re-elect Tom de Swaan as Director | Management | For | For |
16 | Re-elect Sir Robert Wilson as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
18 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
22 | Authorise Market Purchase | Management | For | For |
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
25 | Approve 2012 ShareSave Plan | Management | For | For |
26 | Approve 2012 ShareReward Plan | Management | For | For |
HI-TECH PHARMACAL CO., INC.
MEETING DATE: NOV 09, 2011 |
||||
TICKER: HITK
SECURITY ID: 42840B101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Seltzer | Management | For | For |
1.2 | Elect Director Reuben Seltzer | Management | For | For |
1.3 | Elect Director Martin M. Goldwyn | Management | For | For |
1.4 | Elect Director Yashar Hirshaut, M.D. | Management | For | Withhold |
1.5 | Elect Director Jack van Hulst | Management | For | Withhold |
1.6 | Elect Director Anthony J. Puglisi | Management | For | For |
1.7 | Elect Director Bruce W. Simpson | Management | For | Withhold |
2 | Amend Stock Option Plan | Management | For | For |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
HMS HOLDINGS CORP.
MEETING DATE: JUN 26, 2012 |
||||
TICKER: HMSY
SECURITY ID: 40425J101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert. M. Holster | Management | For | For |
2 | Elect Director James T. Kelly | Management | For | For |
3 | Elect Director William C. Lucia | Management | For | For |
4 | Elect Director William S. Mosakowski | Management | For | For |
5 | Elect Director Bart M. Schwartz | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
HOSPIRA, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: HSP
SECURITY ID: 441060100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barbara L. Bowles | Management | For | For |
2 | Elect Director Roger W. Hale | Management | For | For |
3 | Elect Director John C. Staley | Management | For | For |
4 | Elect Director William G. Dempsey | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Ratify Auditors | Management | For | For |
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: HGSI
SECURITY ID: 444903108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Allan Baxter | Management | For | For |
1.2 | Elect Director Richard J. Danzig | Management | For | For |
1.3 | Elect Director Colin Goddard | Management | For | For |
1.4 | Elect Director Maxine Gowen | Management | For | For |
1.5 | Elect Director Tuan Ha-Ngoc | Management | For | For |
1.6 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
1.7 | Elect Director John L. LaMattina | Management | For | For |
1.8 | Elect Director Augustine Lawlor | Management | For | For |
1.9 | Elect Director George J. Morrow | Management | For | For |
1.10 | Elect Director Gregory Norden | Management | For | For |
1.11 | Elect Director H. Thomas Watkins | Management | For | For |
1.12 | Elect Director Robert C. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ILLUMINA, INC.
MEETING DATE: APR 18, 2012 |
||||
TICKER: ILMN
SECURITY ID: 452327109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director A. Blaine Bowman | Management | For | For |
1.2 | Elect Director Karin Eastham | Management | For | For |
1.3 | Elect Director Jay T. Flatley | Management | For | For |
1.4 | Elect Director William H. Rastetter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | Against | Against |
5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | Against | Against |
6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | Withhold | Withhold |
6.2 | Elect Shareholder Nominee David Dodd | Shareholder | Withhold | Withhold |
7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Bary Bailey | Shareholder | For | Did Not Vote |
1.2 | Elect Director Dwight Crane | Shareholder | For | Did Not Vote |
1.3 | Elect Director Michael Griffith | Shareholder | For | Did Not Vote |
1.4 | Elect Director Jay Hunt | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | None | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | For | Did Not Vote |
5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | For | Did Not Vote |
6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | For | Did Not Vote |
6.2 | Elect Shareholder Nominee David Dodd | Shareholder | For | Did Not Vote |
7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | For | Did Not Vote |
IMMUNOGEN, INC.
MEETING DATE: NOV 08, 2011 |
||||
TICKER: IMGN
SECURITY ID: 45253H101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Eight | Management | For | For |
2.1 | Elect Director Mark Skaletsky | Management | For | For |
2.2 | Elect Director J. J. Villafranca, Phd | Management | For | For |
2.3 | Elect Director Nicole Onetto, MD | Management | For | For |
2.4 | Elect Director Stephen C. McCluski | Management | For | For |
2.5 | Elect Director Richard J. Wallace | Management | For | For |
2.6 | Elect Director Daniel M. Junius | Management | For | For |
2.7 | Elect Director Howard H. Pien | Management | For | For |
2.8 | Elect Director Mark Goldberg, MD | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
5 | Ratify Auditors | Management | For | For |
IMPAX LABORATORIES, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: IPXL
SECURITY ID: 45256B101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie Z. Benet | Management | For | For |
1.2 | Elect Director Robert L. Burr | Management | For | For |
1.3 | Elect Director Allen Chao | Management | For | For |
1.4 | Elect Director Nigel Ten Fleming | Management | For | For |
1.5 | Elect Director Larry Hsu | Management | For | For |
1.6 | Elect Director Michael Markbreiter | Management | For | For |
1.7 | Elect Director Peter R. Terreri | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERMUNE, INC.
MEETING DATE: JUN 04, 2012 |
||||
TICKER: ITMN
SECURITY ID: 45884X103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lars G. Ekman | Management | For | For |
1.2 | Elect Director Jonathan S. Leff | Management | For | For |
1.3 | Elect Director Angus C. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JAZZ PHARMACEUTICALS, INC.
MEETING DATE: DEC 12, 2011 |
||||
TICKER: JAZZ
SECURITY ID: 472147107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Dividend Reinvestment Plan | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
JOHNSON & JOHNSON
MEETING DATE: APR 26, 2012 |
||||
TICKER: JNJ
SECURITY ID: 478160104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.l. Davis | Management | For | For |
4 | Elect Director Alex Gorsky | Management | For | For |
5 | Elect Director Michael M.e. Johns | Management | For | For |
6 | Elect Director Susan L. Lindquist | Management | For | For |
7 | Elect Director Anne M. Mulcahy | Management | For | For |
8 | Elect Director Leo F. Mullin | Management | For | For |
9 | Elect Director William D. Perez | Management | For | For |
10 | Elect Director Charles Prince | Management | For | For |
11 | Elect Director David Satcher | Management | For | For |
12 | Elect Director William C. Weldon | Management | For | For |
13 | Elect Director Ronald A. Williams | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Require Shareholder Vote to Approve Political Contributions | Shareholder | Against | Against |
19 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
K-V PHARMACEUTICAL COMPANY
MEETING DATE: SEP 08, 2011 |
||||
TICKER: KV.A
SECURITY ID: 482740206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Baldini | Management | For | For |
1.2 | Elect Director Gregory S. Bentley | Management | For | For |
1.3 | Elect Director Mark A. Dow | Management | For | Withhold |
1.4 | Elect Director David S. Hermelin | Management | For | For |
1.5 | Elect Director Joseph D. Lehrer | Management | For | For |
1.6 | Elect Director David Sidransky, M.D. | Management | For | Withhold |
1.7 | Elect Director Ana I. Stancic | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
MAP PHARMACEUTICALS, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: MAPP
SECURITY ID: 56509R108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas A. Armer | Management | For | For |
1.2 | Elect Director Bernard J. Kelley | Management | For | For |
1.3 | Elect Director Scott R. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MASIMO CORPORATION
MEETING DATE: JUN 07, 2012 |
||||
TICKER: MASI
SECURITY ID: 574795100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Edward L. Cahill | Management | For | For |
2 | Elect Director Robert Coleman | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
MEDA AB
MEETING DATE: MAY 09, 2012 |
||||
TICKER: MEDA A
SECURITY ID: W5612K109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Allow Questions | Management | None | None |
10a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10b | Approve Allocation of Income and Dividends of SEK 2.25 per Share | Management | For | Did Not Vote |
10c | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 750,000 for Chairman and SEK 325,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Maria Carell, Peter Claesson, Peter von Ehrenheim, Bert-Ake Eriksson, Marianne Hamilton, Tuve Johannesson, and Anders Lonner as Directors; Elect Lars Westerberg as New Director; Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
14 | Elect Bert-Ake Eriksson as Chairman of the Board | Management | For | Did Not Vote |
15 | Authorize Chairman and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
17 | Approve Issuance of up to 30.2 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
18 | Approve Issuance of Convertible Bonds without Preemptive Rights | Management | For | Did Not Vote |
19 | Authorize Repurchase of Class A Shares up to Ten Percent of Share Capital and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
20 | Amend Articles Re: Editorial Changes | Management | For | Did Not Vote |
21 | Other Business | Management | None | None |
22 | Close Meeting | Management | None | None |
MEDICIS PHARMACEUTICAL CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: MRX
SECURITY ID: 584690309
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arthur G. Altschul, Jr. | Management | For | For |
2 | Elect Director Philip S. Schein | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEDIVATION, INC.
MEETING DATE: JUL 01, 2011 |
||||
TICKER: MDVN
SECURITY ID: 58501N101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Gregory H. Bailey, M.D. | Management | For | For |
1.3 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.4 | Elect Director David T. Hung, M.D. | Management | For | For |
1.5 | Elect Director W. Anthony Vernon | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MERCK & CO., INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: MRK
SECURITY ID: 58933Y105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Kenneth C. Frazier | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director William B. Harrison Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director Rochelle B. Lazarus | Management | For | For |
8 | Elect Director Carlos E. Represas | Management | For | For |
9 | Elect Director Patricia F. Russo | Management | For | For |
10 | Elect Director Craig B. Thompson | Management | For | For |
11 | Elect Director Wendell P. Weeks | Management | For | For |
12 | Elect Director Peter C. Wendell | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
17 | Report on Charitable and Political Contributions | Shareholder | Against | Abstain |
MOLINA HEALTHCARE, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: MOH
SECURITY ID: 60855R100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Garrey E. Carruthers | Management | For | For |
1.2 | Elect Director Frank E. Murray | Management | For | For |
1.3 | Elect Director John P. Szabo, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOMENTA PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: MNTA
SECURITY ID: 60877T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Clarke | Management | For | For |
1.2 | Elect Director James R. Sulat | Management | For | For |
1.3 | Elect Director Craig A. Wheeler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MYLAN INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: MYL
SECURITY ID: 628530107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Coury | Management | For | For |
1.2 | Elect Director Rodney L. Piatt | Management | For | Withhold |
1.3 | Elect Director Heather Bresch | Management | For | For |
1.4 | Elect Director Wendy Cameron | Management | For | Withhold |
1.5 | Elect Director Robert J. Cindrich | Management | For | For |
1.6 | Elect Director Neil Dimick | Management | For | For |
1.7 | Elect Director Douglas J. Leech | Management | For | For |
1.8 | Elect Director Joseph C. Maroon | Management | For | Withhold |
1.9 | Elect Director Mark W. Parrish | Management | For | For |
1.10 | Elect Director C.B. Todd | Management | For | For |
1.11 | Elect Director Randall L. Vanderveen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
NAKANISHI INC.
MEETING DATE: MAR 29, 2012 |
||||
TICKER: 7716
SECURITY ID: J4800J102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
2.1 | Elect Director Nakanishi, Eiichi | Management | For | For |
2.2 | Elect Director Nakanishi, Kensuke | Management | For | For |
2.3 | Elect Director Oshida, Kaoru | Management | For | For |
3 | Appoint Statutory Auditor Somemiya, Mamoru | Management | For | For |
NEKTAR THERAPEUTICS
MEETING DATE: JUN 28, 2012 |
||||
TICKER: NKTR
SECURITY ID: 640268108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert B. Chess | Management | For | For |
2 | Elect Director Susan Wang | Management | For | For |
3 | Elect Director Roy A. Whitfield | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: NBIX
SECURITY ID: 64125C109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Thomas Mitchell | Management | For | For |
1.2 | Elect Director Joseph A. Mollica | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NOVARTIS AG
MEETING DATE: FEB 23, 2012 |
||||
TICKER: NOVN
SECURITY ID: 66987V109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2.25 per Share | Management | For | Did Not Vote |
4 | Approve CHF 19.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
5.1.1 | Reelect Sikrant Datar as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Andreas von Planta as Director | Management | For | Did Not Vote |
5.1.3 | Reelect Wendelin Wiedeking as Director | Management | For | Did Not Vote |
5.1.4 | Reelect William Brody as Director | Management | For | Did Not Vote |
5.1.5 | Reelect Rolf Zinkernagel as Director | Management | For | Did Not Vote |
5.2 | Elect Dimitri Azar as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
7 | Additional And/or Counter-proposals Presented At The Meeting | Management | For | Did Not Vote |
NPS PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: NPSP
SECURITY ID: 62936P103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director Georges Gemayel | Management | For | For |
1.4 | Elect Director Pedro Granadillo | Management | For | For |
1.5 | Elect Director James G. Groninger | Management | For | For |
1.6 | Elect Director Francois Nader | Management | For | For |
1.7 | Elect Director Rachel R. Selisker | Management | For | For |
1.8 | Elect Director Peter G. Tombros | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OBAGI MEDICAL PRODUCTS, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: OMPI
SECURITY ID: 67423R108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert F. Hummel | Management | For | For |
1.2 | Elect Director Albert J. Fitzgibbons, III | Management | For | For |
1.3 | Elect Director Ronald P. Badie | Management | For | For |
1.4 | Elect Director John A. Bartholdson | Management | For | For |
1.5 | Elect Director John H. Duerden | Management | For | For |
1.6 | Elect Director Edward A. Grant | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ONO PHARMACEUTICAL CO. LTD.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: 4528
SECURITY ID: J61546115
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Management | For | For |
2.1 | Elect Director Sagara, Gyo | Management | For | For |
2.2 | Elect Director Awata, Hiroshi | Management | For | For |
2.3 | Elect Director Sano, Kei | Management | For | For |
2.4 | Elect Director Kawabata, Kazuhito | Management | For | For |
2.5 | Elect Director Fujiyoshi, Shinji | Management | For | For |
2.6 | Elect Director Ono, Isao | Management | For | For |
2.7 | Elect Director Takahashi, Fumio | Management | For | For |
2.8 | Elect Director Fukushima, Daikichi | Management | For | For |
3.1 | Appoint Statutory Auditor Nishimura, Katsuyoshi | Management | For | For |
3.2 | Appoint Statutory Auditor Maishi, Narihito | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
ONYX PHARMACEUTICALS, INC.
MEETING DATE: MAY 21, 2012 |
||||
TICKER: ONXX
SECURITY ID: 683399109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Goddard | Management | For | For |
1.2 | Elect Director Antonio J. Grillo-Lopez | Management | For | For |
1.3 | Elect Director Wendell Wierenga | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
OPKO HEALTH, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: OPK
SECURITY ID: 68375N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip Frost | Management | For | For |
1.2 | Elect Director Jane H. Hsiao | Management | For | For |
1.3 | Elect Director Steven D. Rubin | Management | For | For |
1.4 | Elect Director Robert A. Baron | Management | For | For |
1.5 | Elect Director Thomas E. Beier | Management | For | For |
1.6 | Elect Director Dmitry Kolosov | Management | For | For |
1.7 | Elect Director Richard A. Lerner | Management | For | For |
1.8 | Elect Director John A. Paganelli | Management | For | For |
1.9 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
1.10 | Elect Director Alice Lin-Tsing Yu | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
OPTIMER PHARMACEUTICALS, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: OPTR
SECURITY ID: 68401H104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Lichtinger | Management | For | For |
1.2 | Elect Director Henry A. McKinnell | Management | For | For |
1.3 | Elect Director Peter E. Grebow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
OREXIGEN THERAPEUTICS, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: OREX
SECURITY ID: 686164104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Louis C. Bock | Management | For | Withhold |
1.2 | Elect Director Wendy L. Dixon | Management | For | Withhold |
1.3 | Elect Director Peter K. Honig | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PAIN THERAPEUTICS, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: PTIE
SECURITY ID: 69562K100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Remi Barbier | Management | For | For |
1.2 | Elect Director Sanford R. Robertson | Management | For | For |
1.3 | Elect Director Patrick J. Scannon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
PALADIN LABS INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: PLB
SECURITY ID: 695942102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Beaudet | Management | For | For |
1.2 | Elect Director James C. Gale | Management | For | For |
1.3 | Elect Director Jonathan Ross Goodman | Management | For | For |
1.4 | Elect Director Robert N. Lande | Management | For | For |
1.5 | Elect Director Gerald McDole | Management | For | For |
1.6 | Elect Director Joel H. Raby | Management | For | For |
1.7 | Elect Director Ted S. Wise | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
PALL CORPORATION
MEETING DATE: DEC 14, 2011 |
||||
TICKER: PLL
SECURITY ID: 696429307
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Amy E. Alving | Management | For | For |
2 | Elect Director Daniel J. Carroll, Jr. | Management | For | For |
3 | Elect Director Robert B. Coutts | Management | For | For |
4 | Elect Director Cheryl W. Grise | Management | For | For |
5 | Elect Director Ronald L. Hoffman | Management | For | For |
6 | Elect Director Lawrence D. Kingsley | Management | For | For |
7 | Elect Director Dennis N. Longstreet | Management | For | For |
8 | Elect Director B. Craig Owens | Management | For | For |
9 | Elect Director Katharine L. Plourde | Management | For | For |
10 | Elect Director Edward L. Snyder | Management | For | For |
11 | Elect Director Edward Travaglianti | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Approve Executive Incentive Bonus Plan | Management | For | For |
16 | Approve Omnibus Stock Plan | Management | For | For |
PAR PHARMACEUTICAL COMPANIES, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: PRX
SECURITY ID: 69888P106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter S. Knight | Management | For | For |
1.2 | Elect Director Thomas P. Rice | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PATHEON INC.
MEETING DATE: MAR 22, 2012 |
||||
TICKER: PTI
SECURITY ID: 70319W108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel Agroskin | Management | For | For |
1.2 | Elect Director James C. Mullen | Management | For | For |
1.3 | Elect Director Brian G. Shaw | Management | For | For |
1.4 | Elect Director David E. Sutin | Management | For | For |
1.5 | Elect Director Joaquin B. Viso | Management | For | For |
1.6 | Elect Director Derek J. Watchorn | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
PERRIGO COMPANY
MEETING DATE: OCT 26, 2011 |
||||
TICKER: PRGO
SECURITY ID: 714290103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary K. Kunkle, Jr. | Management | For | For |
1.2 | Elect Director Herman Morris, Jr. | Management | For | For |
1.3 | Elect Director Ben-Zion Zilberfarb | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
PFIZER INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: PFE
SECURITY ID: 717081103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director M. Anthony Burns | Management | For | For |
3 | Elect Director W. Don Cornwell | Management | For | For |
4 | Elect Director Frances D. Fergusson | Management | For | For |
5 | Elect Director William H. Gray, III | Management | For | For |
6 | Elect Director Helen H. Hobbs | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Marc Tessier-Lavigne | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Publish Political Contributions | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Non-Employee Director Compensation | Shareholder | Against | Abstain |
POZEN INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: POZN
SECURITY ID: 73941U102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Plachetka | Management | For | For |
1.2 | Elect Director Seth A. Rudnick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PRESTIGE BRANDS HOLDINGS, INC.
MEETING DATE: AUG 02, 2011 |
||||
TICKER: PBH
SECURITY ID: 74112D101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew M. Mannelly | Management | For | For |
1.2 | Elect Director John E. Byom | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
1.5 | Elect Director Patrick M. Lonergan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PRESTIGE BRANDS HOLDINGS, INC.
MEETING DATE: JUN 29, 2012 |
||||
TICKER: PBH
SECURITY ID: 74112D101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew M. Mannelly | Management | For | Withhold |
1.2 | Elect Director John E. Byom | Management | For | Withhold |
1.3 | Elect Director Gary E. Costley | Management | For | Withhold |
1.4 | Elect Director Charles J. Hinkaty | Management | For | Withhold |
1.5 | Elect Director Patrick M. Lonergan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PUMA BIOTECHNOLOGY, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: PBYI
SECURITY ID: 74587V107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | Withhold |
1.2 | Elect Director Thomas R. Malley | Management | For | Withhold |
1.3 | Elect Director Jay M. Moyes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
QLT INC.
MEETING DATE: JUN 04, 2012 |
||||
TICKER: QLT
SECURITY ID: 746927102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Butchofsky | Management | For | For |
1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
1.3 | Elect Director C. Boyd Clarke | Management | For | For |
1.4 | Elect Director Kathryn E. Falberg | Management | For | For |
1.5 | Elect Director Ian J. Massey | Management | For | For |
1.6 | Elect Director George M. Milne, Jr. | Management | For | For |
1.7 | Elect Director Joseph L. Turner | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
QUALICORP SA
MEETING DATE: APR 17, 2012 |
||||
TICKER: QUAL3
SECURITY ID: P7S21H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Elect Directors and Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Abstain |
QUESTCOR PHARMACEUTICALS, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: QCOR
SECURITY ID: 74835Y101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Bailey | Management | For | For |
1.2 | Elect Director Mitchell J. Blutt | Management | For | For |
1.3 | Elect Director Neal C. Bradsher | Management | For | For |
1.4 | Elect Director Stephen C. Farrell | Management | For | For |
1.5 | Elect Director Louis Silverman | Management | For | For |
1.6 | Elect Director Virgil D. Thompson | Management | For | For |
1.7 | Elect Director Scott M. Whitcup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RAIA DROGASIL S.A
MEETING DATE: APR 27, 2012 |
||||
TICKER: RADL3
SECURITY ID: P7987N104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | Abstain |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
SAGENT PHARMACEUTICALS, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: SGNT
SECURITY ID: 786692103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey M. Yordon | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SALIX PHARMACEUTICALS, LTD.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: SLXP
SECURITY ID: 795435106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Chappell | Management | For | For |
1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
1.3 | Elect Director William P. Keane | Management | For | For |
1.4 | Elect Director Carolyn J. Logan | Management | For | For |
1.5 | Elect Director Mark A. Sirgo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
SANOFI
MEETING DATE: MAY 04, 2012 |
||||
TICKER: SAN
SECURITY ID: 80105N105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | Management | For | For |
4 | Elect Laurent Attal as Director | Management | For | For |
5 | Reelect Uwe Bicker as Director | Management | For | For |
6 | Reelect Jean Rene Fourtou as Director | Management | For | For |
7 | Reelect Claudie Haignere as Director | Management | For | For |
8 | Reelect Carole Piwnica as Director | Management | For | For |
9 | Reelect Klaus Pohle as Director | Management | For | For |
10 | Appoint Ernst & Young et Autres as Auditor | Management | For | For |
11 | Appoint Auditex as Alternate Auditor | Management | For | For |
12 | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SANTARUS, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: SNTS
SECURITY ID: 802817304
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald T. Proehl | Management | For | For |
1.2 | Elect Director David F. Hale | Management | For | For |
1.3 | Elect Director Ted W. Love | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SCHIFF NUTRITION INTERNATIONAL, INC.
MEETING DATE: OCT 26, 2011 |
||||
TICKER: WNI
SECURITY ID: 806693107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Weider | Management | For | For |
1.2 | Elect Director George F. Lengvari | Management | For | For |
1.3 | Elect Director Tarang P. Amin | Management | For | For |
1.4 | Elect Director Ronald L. Corey | Management | For | For |
1.5 | Elect Director Matthew T. Hobart | Management | For | For |
1.6 | Elect Director Michael Hyatt | Management | For | For |
1.7 | Elect Director Eugene B. Jones | Management | For | For |
1.8 | Elect Director Roger H. Kimmel | Management | For | For |
1.9 | Elect Director William E. McGlashan, Jr. | Management | For | For |
1.10 | Elect Director Richard G. Wolford | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: OCT 10, 2011 |
||||
TICKER: 01066
SECURITY ID: Y76810103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fu Mingzhong as Independent Non-Executive Director | Management | For | For |
2 | Approve Interim Dividend | Management | For | For |
SHIRE PLC
MEETING DATE: APR 24, 2012 |
||||
TICKER: SHP
SECURITY ID: 82481R106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect William Burns as Director | Management | For | For |
4 | Re-elect Matthew Emmens as Director | Management | For | For |
5 | Re-elect Dr David Ginsburg as Director | Management | For | For |
6 | Re-elect Graham Hetherington as Director | Management | For | For |
7 | Re-elect David Kappler as Director | Management | For | For |
8 | Re-elect Anne Minto as Director | Management | For | For |
9 | Re-elect Angus Russell as Director | Management | For | For |
10 | Re-elect David Stout as Director | Management | For | For |
11 | Elect Susan Kilsby as Director | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SINOVAC BIOTECH LTD.
MEETING DATE: JUL 14, 2011 |
||||
TICKER: SVA
SECURITY ID: P8696W104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Weidong Yin, Yuk Lam Lo, Simon Anderson, Chup Hung Mok, and Kenneth Lee as Directors | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Appoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Amend Definitions and Section 7.8 of the Company's Bylaws | Management | For | Against |
5 | Amend Section 7.5 of the Company's Bylaws | Management | For | For |
6 | Amend Section 13 of the Company's Bylaws | Management | For | Against |
SUCAMPO PHARMACEUTICALS, INC.
MEETING DATE: MAY 25, 2012 |
||||
TICKER: SCMP
SECURITY ID: 864909106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ryuji Ueno | Management | For | For |
1.2 | Elect Director William L. Ashton | Management | For | For |
1.3 | Elect Director Anthony C. Celeste | Management | For | For |
1.4 | Elect Director Gayle R. Dolecek | Management | For | For |
1.5 | Elect Director Daniel P. Getman | Management | For | For |
1.6 | Elect Director Sachiko Kuno | Management | For | For |
1.7 | Elect Director Timothy I. Maudlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SWEDISH ORPHAN BIOVITRUM AB
MEETING DATE: APR 26, 2012 |
||||
TICKER: SOBI
SECURITY ID: W95637117
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Receive Report on Work of Board and its Committees | Management | None | None |
10 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
11 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
12 | Approve Discharge of Board and President | Management | For | Did Not Vote |
13 | Approve Remuneration of Directors in the Aggregate Amount of SEK 1.89 Million; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Determine Number of Members (7) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
15 | Reelect Adine Axen, Bo Hansen, Lennart Johansson, Helena Saxon, Hans Schikan, and Hans Wigzell as Directors; Elect Matthew Gantz as New Director; Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
17 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
18a | Approve Performance Based Share Matching Plan | Management | For | Did Not Vote |
18b1 | Approve Issuance of Max. 1.7 Million Class C Shares in Connection with Incentive Plan; Approve Repurchase of Max. 1.7 Million Class C Shares in Connection with Incentive Plan; Approve Transfer of Max. 1.5 Million Shares in Connection with Incentive Plan | Management | For | Did Not Vote |
18b2 | Approve Equity Swap Agreement with Third Party if Proposal 18b1 is Not Approved | Management | For | Did Not Vote |
19 | Authorize Transfer of up to 88,541 Class C Shares | Management | For | Did Not Vote |
20 | Close Meeting | Management | None | None |
SXC HEALTH SOLUTIONS CORP.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: SXCI
SECURITY ID: 78505P100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Thierer | Management | For | For |
1.2 | Elect Director Steven D. Cosler | Management | For | For |
1.3 | Elect Director Peter J. Bensen | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Philip R. Reddon | Management | For | For |
1.6 | Elect Director Curtis J. Thorne | Management | For | For |
1.7 | Elect Director Anthony Masso | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: GEVA
SECURITY ID: 87159A103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanj K. Patel | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director Stephen R. Biggar | Management | For | For |
1.4 | Elect Director Stephen R. Davis | Management | For | For |
1.5 | Elect Director Thomas R. Malley | Management | For | For |
1.6 | Elect Director Barry Quart | Management | For | For |
1.7 | Elect Director Thomas J. Tisch | Management | For | For |
1.8 | Elect Director Peter Wirth | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: SEP 19, 2011 |
||||
TICKER: TEVA
SECURITY ID: 881624209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend | Management | For | For |
2.1 | Elect Chaim Hurvitz as Director | Management | For | For |
2.2 | Elect Ory Slonim as Director | Management | For | For |
2.3 | Elect Dan Suesskind as Director | Management | For | For |
3.1 | Elect Joseph Nitzani as External Director and Approve His Remuneration | Management | For | For |
3.2 | Elect Dafna Schwartz as External Director and Approve Her Remuneration | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Director/Officer Liability and Indemnification Insurance | Management | For | For |
6.1 | Amend Remuneration of Vice Chairman | Management | For | For |
6.2 | Approve Reimbursement of Expenses of Board Chairman | Management | For | For |
THE COOPER COMPANIES, INC.
MEETING DATE: MAR 20, 2012 |
||||
TICKER: COO
SECURITY ID: 216648402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Thomas Bender | Management | For | For |
2 | Elect Director Michael H. Kalkstein | Management | For | For |
3 | Elect Director Jody S. Lindell | Management | For | For |
4 | Elect Director Donald Press | Management | For | For |
5 | Elect Director Steven Rosenberg | Management | For | For |
6 | Elect Director Allan E. Rubenstein | Management | For | For |
7 | Elect Director Robert S. Weiss | Management | For | For |
8 | Elect Director Stanley Zinberg | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE MEDICINES COMPANY
MEETING DATE: MAY 22, 2012 |
||||
TICKER: MDCO
SECURITY ID: 584688105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Armin M. Kessler | Management | For | For |
1.2 | Elect Director Robert G. Savage | Management | For | For |
1.3 | Elect Director Glenn P. Sblendorio | Management | For | For |
1.4 | Elect Director Melvin K. Spigelman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THERAVANCE, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: THRX
SECURITY ID: 88338T104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick E Winningham | Management | For | For |
1.2 | Elect Director Henrietta Holsman Fore | Management | For | For |
1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
1.4 | Elect Director Arnold J. Levine | Management | For | For |
1.5 | Elect Director Burton G. Malkiel | Management | For | For |
1.6 | Elect Director Peter S. Ringrose | Management | For | For |
1.7 | Elect Director William H. Waltrip | Management | For | For |
1.8 | Elect Director George M. Whitesides | Management | For | For |
1.9 | Elect Director William D. Young | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Issuance of Shares for a Private Placement | Management | For | For |
THRESHOLD PHARMACEUTICALS, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: THLD
SECURITY ID: 885807206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wilfred E. Jaeger | Management | For | For |
1.2 | Elect Director David R. Parkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UCB SA
MEETING DATE: APR 26, 2012 |
||||
TICKER: UCB
SECURITY ID: B93562120
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Report | Management | None | None |
2 | Receive Auditors' Report | Management | None | None |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Approve Financial Statements and Allocation of Income | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Approve Discharge of Directors | Management | For | For |
7 | Approve Discharge of Auditors | Management | For | For |
8.1 | Reelect T. McKillop as Director | Management | For | For |
8.2 | Indicate T. McKillop as Independent Board Member | Management | For | For |
8.3 | Elect C.A. Janssen as Director | Management | For | For |
8.4 | Eelect H. Edelman as Director | Management | For | For |
8.5 | Indicate H. Edelman as Independent Board Member | Management | For | For |
8.6 | Ratify PwC as Auditors and Approve Auditors' Remuneration at EUR 405,000 | Management | For | For |
9 | Approve Restricted Stock Plan | Management | For | For |
10 | Approve Change-of-Control Clause Re: Credit Facility Agreement with Fortis Bank | Management | For | For |
11 | Approve Change-of-Control Clause Re: Loan Agreement EIB | Management | For | For |
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 26, 2012 |
||||
TICKER: UTHR
SECURITY ID: 91307C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martine Rothblatt | Management | For | For |
1.2 | Elect Director Louis Sullivan | Management | For | For |
1.3 | Elect Director Ray Kurzweil | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 04, 2012 |
||||
TICKER: UNH
SECURITY ID: 91324P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Rodger A. Lawson | Management | For | For |
7 | Elect Director Douglas W. Leatherdale | Management | For | For |
8 | Elect Director Glenn M. Renwick | Management | For | For |
9 | Elect Director Kenneth I. Shine | Management | For | For |
10 | Elect Director Gail R. Wilensky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: VRX
SECURITY ID: 91911K102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald H. Farmer | Management | For | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director Theo Melas-Kyriazi | Management | For | For |
1.4 | Elect Director G. Mason Morfit | Management | For | For |
1.5 | Elect Director Laurence E. Paul | Management | For | For |
1.6 | Elect Director J. Michael Pearson | Management | For | For |
1.7 | Elect Director Robert N. Power | Management | For | For |
1.8 | Elect Director Norma A. Provencio | Management | For | For |
1.9 | Elect Director Lloyd M. Segal | Management | For | For |
1.10 | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 16, 2012 |
||||
TICKER: VRTX
SECURITY ID: 92532F100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey M. Leiden | Management | For | For |
1.2 | Elect Director Bruce I. Sachs | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VICAL INCORPORATED
MEETING DATE: MAY 24, 2012 |
||||
TICKER: VICL
SECURITY ID: 925602104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Gordon Douglas | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VIRBAC
MEETING DATE: JUN 18, 2012 |
||||
TICKER: VIRP
SECURITY ID: F97900116
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Management Board Members | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.75 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Eric Maree | Management | For | For |
6 | Approve Severance Payment Agreement with Pierre Pages | Management | For | For |
7 | Approve Severance Payment Agreement with Christian Karst | Management | For | For |
8 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 110,000 | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
11 | Approve Employee Stock Purchase Plan | Management | For | Against |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VIROPHARMA INCORPORATED
MEETING DATE: MAY 21, 2012 |
||||
TICKER: VPHM
SECURITY ID: 928241108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Brooke | Management | For | For |
1.2 | Elect Director Michael R. Dougherty | Management | For | For |
1.3 | Elect Director Robert J. Glaser | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VIVUS, INC.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: VVUS
SECURITY ID: 928551100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leland F. Wilson | Management | For | For |
1.2 | Elect Director Peter Y. Tam | Management | For | For |
1.3 | Elect Director Mark B. Logan | Management | For | For |
1.4 | Elect Director Charles J. Casamento | Management | For | For |
1.5 | Elect Director Linda M. Dairiki Shortliffe | Management | For | For |
1.6 | Elect Director Ernest Mario | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WARNER CHILCOTT PUBLIC LIMITED COMPANY
MEETING DATE: MAY 08, 2012 |
||||
TICKER: WCRX
SECURITY ID: G94368100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James H. Bloem | Management | For | For |
2 | Elect Director Roger M. Boissonneault | Management | For | For |
3 | Elect Director John A. King | Management | For | For |
4 | Elect Director Patrick J. O'Sullivan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WATSON PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2012 |
||||
TICKER: WPI
SECURITY ID: 942683103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jack Michelson | Management | For | For |
2 | Elect Director Ronald R. Taylor | Management | For | For |
3 | Elect Director Andrew L. Turner | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
WEBMD HEALTH CORP.
MEETING DATE: OCT 04, 2011 |
||||
TICKER: WBMD
SECURITY ID: 94770V102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerome C. Keller | Management | For | For |
1.2 | Elect Director Herman Sarkowsky | Management | For | For |
1.3 | Elect Director Martin J. Wygod | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WRIGHT MEDICAL GROUP, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: WMGI
SECURITY ID: 98235T107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Blackford | Management | For | For |
1.2 | Elect Director Martin J. Emerson | Management | For | For |
1.3 | Elect Director Lawrence W. Hamilton | Management | For | For |
1.4 | Elect Director Ronald K. Labrum | Management | For | For |
1.5 | Elect Director John L. Miclot | Management | For | For |
1.6 | Elect Director Robert J. Palmisano | Management | For | For |
1.7 | Elect Director Amy S. Paul | Management | For | For |
1.8 | Elect Director Robert J. Quillinan | Management | For | For |
1.9 | Elect Director David D. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WUXI PHARMATECH (CAYMAN) INC.
MEETING DATE: AUG 09, 2011 |
||||
TICKER: WX
SECURITY ID: 929352102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Xiaozhong Liu as a Director for a Three-year Term | Management | For | For |
2 | Re-elect Ying Han as a Director for a Three-year Term | Management | For | For |
3 | Re-elect Kian Wee Seah as a Director for a Three-year Term | Management | For | For |
XENOPORT, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: XNPT
SECURITY ID: 98411C100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis M. Fenton | Management | For | For |
1.2 | Elect Director Catherine J. Friedman | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 20, 2012 |
||||
TICKER: ZIOP
SECURITY ID: 98973P101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Lewis | Management | For | For |
1.2 | Elect Director Richard E. Bagley | Management | For | For |
1.3 | Elect Director Murray Brennan | Management | For | For |
1.4 | Elect Director James A. Cannon | Management | For | For |
1.5 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.6 | Elect Director Randal J. Kirk | Management | For | For |
1.7 | Elect Director Timothy McInerney | Management | For | For |
1.8 | Elect Director Michael Weiser | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
SELECT RETAILING PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADVANCE AUTO PARTS, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: AAP
SECURITY ID: 00751Y106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.10 | Elect Director Jimmie L. Wade | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AMAZON.COM, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: AMZN
SECURITY ID: 023135106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Jamie S. Gorelick | Management | For | For |
6 | Elect Director Blake G. Krikorian | Management | For | For |
7 | Elect Director Alain Monie | Management | For | For |
8 | Elect Director Jonathan J. Rubinstein | Management | For | For |
9 | Elect Director Thomas O. Ryder | Management | For | For |
10 | Elect Director Patricia Q. Stonesifer | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Report on Climate Change | Shareholder | Against | Abstain |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
AUTOZONE, INC.
MEETING DATE: DEC 14, 2011 |
||||
TICKER: AZO
SECURITY ID: 053332102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Crowley | Management | For | For |
2 | Elect Director Sue E. Gove | Management | For | For |
3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
4 | Elect Director Robert R. Grusky | Management | For | For |
5 | Elect Director J. R. Hyde, III | Management | For | For |
6 | Elect Director W. Andrew McKenna | Management | For | For |
7 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
8 | Elect Director Luis P. Nieto | Management | For | For |
9 | Elect Director William C. Rhodes, III | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BED BATH & BEYOND INC.
MEETING DATE: JUN 22, 2012 |
||||
TICKER: BBBY
SECURITY ID: 075896100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren Eisenberg | Management | For | For |
2 | Elect Director Leonard Feinstein | Management | For | For |
3 | Elect Director Steven H. Temares | Management | For | For |
4 | Elect Director Dean S. Adler | Management | For | For |
5 | Elect Director Stanley F. Barshay | Management | For | For |
6 | Elect Director Klaus Eppler | Management | For | For |
7 | Elect Director Patrick R. Gaston | Management | For | For |
8 | Elect Director Jordan Heller | Management | For | For |
9 | Elect Director Victoria A. Morrison | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
BEST BUY CO., INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: BBY
SECURITY ID: 086516101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lisa M. Caputo | Management | For | For |
1.2 | Elect Director Kathy J. Higgins Victor | Management | For | For |
1.3 | Elect Director Gerard R. Vittecoq | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | For | For |
CARPHONE WAREHOUSE GROUP PLC
MEETING DATE: JUL 27, 2011 |
||||
TICKER: CPW
SECURITY ID: G6469B109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Charles Dunstone as Director | Management | For | For |
5 | Re-elect Roger Taylor as Director | Management | For | Against |
6 | Elect Nigel Langstaff as Director | Management | For | Against |
7 | Re-elect John Gildersleeve as Director | Management | For | Against |
8 | Re-elect Baroness Morgan as Director | Management | For | Against |
9 | Elect John Allwood as Director | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase | Management | For | For |
CIA. HERING
MEETING DATE: APR 26, 2012 |
||||
TICKER: HGTX3
SECURITY ID: P50753105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | Abstain |
2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Advisory Council Members | Management | For | For |
CIA. HERING
MEETING DATE: MAY 10, 2012 |
||||
TICKER: HGTX3
SECURITY ID: P50753105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Novo Mercado Regulations | Management | For | Against |
2 | Consolidate Bylaws | Management | For | For |
CITI TRENDS, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: CTRN
SECURITY ID: 17306X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia M. Luzier | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DECKERS OUTDOOR CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: DECK
SECURITY ID: 243537107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angel R. Martinez | Management | For | For |
1.2 | Elect Director Rex A. Licklider | Management | For | For |
1.3 | Elect Director John M. Gibbons | Management | For | For |
1.4 | Elect Director John G. Perenchio | Management | For | For |
1.5 | Elect Director Maureen Conners | Management | For | For |
1.6 | Elect Director Karyn O. Barsa | Management | For | For |
1.7 | Elect Director Michael F. Devine, III | Management | For | For |
1.8 | Elect Director James Quinn | Management | For | For |
1.9 | Elect Director Lauri Shanahan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DOLLAR TREE, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: DLTR
SECURITY ID: 256746108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnold S. Barron | Management | For | For |
1.2 | Elect Director Macon F. Brock, Jr. | Management | For | For |
1.3 | Elect Director Mary Anne Citrino | Management | For | For |
1.4 | Elect Director J. Douglas Perry | Management | For | For |
1.5 | Elect Director Thomas A. Saunders, III | Management | For | For |
1.6 | Elect Director Thomas E. Whiddon | Management | For | For |
1.7 | Elect Director Carl P. Zeithaml | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXPEDIA, INC.
MEETING DATE: DEC 06, 2011 |
||||
TICKER: EXPE
SECURITY ID: 30212P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off Agreement | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | Against |
3 | Approve Merger Agreement | Management | For | For |
4 | Amend Certificate of Incorporation Renouncing Interest in Transactions that may be a Corporate Opportunity for both Expedia and TripAdvisor | Management | For | For |
5.1 | Elect Director A. George 'Skip' Battle | Management | For | For |
5.2 | Elect Director Barry Diller | Management | For | For |
5.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
5.4 | Elect Director William R. Fitzgerald | Management | For | For |
5.5 | Elect Director Craig A. Jacobson | Management | For | For |
5.6 | Elect Director Victor A. Kaufman | Management | For | For |
5.7 | Elect Director Peter M. Kern | Management | For | For |
5.8 | Elect Director Dara Khosrowshahi | Management | For | For |
5.9 | Elect Director John C. Malone | Management | For | For |
5.10 | Elect Director Jose A. Tazon | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
EXPRESS, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: EXPR
SECURITY ID: 30219E103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Devine, III | Management | For | For |
1.2 | Elect Director Mylle H. Mangum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FOOT LOCKER, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: FL
SECURITY ID: 344849104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan D. Feldman | Management | For | For |
1.2 | Elect Director Jarobin Gilbert, Jr. | Management | For | For |
1.3 | Elect Director David Y. Schwartz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: GIII
SECURITY ID: 36237H101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Morris Goldfarb | Management | For | For |
1.2 | Elect Director Sammy Aaron | Management | For | For |
1.3 | Elect Director Thomas J. Brosig | Management | For | For |
1.4 | Elect Director Alan Feller | Management | For | For |
1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
1.6 | Elect Director Carl Katz | Management | For | For |
1.7 | Elect Director Laura Pomerantz | Management | For | For |
1.8 | Elect Director Willem van Bokhorst | Management | For | For |
1.9 | Elect Director Cheryl Vitali | Management | For | For |
1.10 | Elect Director Richard White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HASBRO, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: HAS
SECURITY ID: 418056107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIMITED BRANDS, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: LTD
SECURITY ID: 532716107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Heskett | Management | For | For |
2 | Elect Director Allan R. Tessler | Management | For | For |
3 | Elect Director Abigail S. Wexner | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Declassify the Board of Directors | Shareholder | Against | For |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
LOWE'S COMPANIES, INC.
MEETING DATE: JUN 01, 2012 |
||||
TICKER: LOW
SECURITY ID: 548661107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: LULU
SECURITY ID: 550021109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christine M. Day | Management | For | For |
1.2 | Elect Director Martha A.M. (Marti) Morfitt | Management | For | For |
1.3 | Elect Director Rhoda M. Pitcher | Management | For | For |
1.4 | Elect Director Emily White | Management | For | For |
1.5 | Elect Director Jerry Stritzke | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MACY'S, INC.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: M
SECURITY ID: 55616P104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen F. Bollenbach | Management | For | For |
2 | Elect Director Deirdre P. Connelly | Management | For | For |
3 | Elect Director Meyer Feldberg | Management | For | For |
4 | Elect Director Sara Levinson | Management | For | For |
5 | Elect Director Terry J. Lundgren | Management | For | For |
6 | Elect Director Joseph Neubauer | Management | For | For |
7 | Elect Director Joyce M. Roche | Management | For | For |
8 | Elect Director Paul C. Varga | Management | For | For |
9 | Elect Director Craig E. Weatherup | Management | For | For |
10 | Elect Director Marna C. Whittington | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Executive Incentive Bonus Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Phase Out Sale of Raccoon Dog Fur Products | Shareholder | Against | Abstain |
O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ORLY
SECURITY ID: 67103H107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles H. O'Reilly, Jr. | Management | For | For |
2 | Elect Director John Murphy | Management | For | For |
3 | Elect Director Ronald Rashkow | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PRICELINE.COM INCORPORATED
MEETING DATE: JUN 07, 2012 |
||||
TICKER: PCLN
SECURITY ID: 741503403
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PVH CORP.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: PVH
SECURITY ID: 693656100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Baglivo | Management | For | For |
2 | Elect Director Emanuel Chirico | Management | For | For |
3 | Elect Director Juan R. Figuereo | Management | For | For |
4 | Elect Director Joseph B. Fuller | Management | For | For |
5 | Elect Director Fred Gehring | Management | For | For |
6 | Elect Director Margaret L. Jenkins | Management | For | For |
7 | Elect Director David A. Landau | Management | For | For |
8 | Elect Director Bruce Maggin | Management | For | For |
9 | Elect Director V. James Marino | Management | For | For |
10 | Elect Director Henry Nasella | Management | For | For |
11 | Elect Director Rita M. Rodriguez | Management | For | For |
12 | Elect Director Craig Rydin | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
ROSS STORES, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: ROST
SECURITY ID: 778296103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Balmuth | Management | For | For |
1.2 | Elect Director K. Gunnar Bjorklund | Management | For | For |
1.3 | Elect Director Sharon D. Garrett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
RUE21, INC.
MEETING DATE: JUN 08, 2012 |
||||
TICKER: RUE
SECURITY ID: 781295100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Megrue | Management | For | For |
1.2 | Elect Director Macon Brock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 26, 2012 |
||||
TICKER: SBH
SECURITY ID: 79546E104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth A. Giuriceo | Management | For | For |
1.2 | Elect Director Robert R. McMaster | Management | For | For |
1.3 | Elect Director Martha Miller | Management | For | For |
2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SIGNET JEWELERS LIMITED
MEETING DATE: JUN 15, 2012 |
||||
TICKER: SIG
SECURITY ID: G81276100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect H. Todd Stitzer as Director | Management | For | For |
2 | Elect Robert Blanchard as Director | Management | For | For |
3 | Elect Dale Hilpert as Director | Management | For | For |
4 | Elect Marianne Parrs as Director | Management | For | For |
5 | Elect Thomas Plaskett as Director | Management | For | For |
6 | Elect Russell Walls as Director | Management | For | For |
7 | Elect Michael W. Barnes as Director | Management | For | For |
8 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: SPG
SECURITY ID: 828806109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Melvyn E. Bergstein | Management | For | For |
2 | Elect Director Larry C. Glasscock | Management | For | For |
3 | Elect Director Karen N. Horn | Management | For | For |
4 | Elect Director Allan Hubbard | Management | For | For |
5 | Elect Director Reuben S. Leibowitz | Management | For | For |
6 | Elect Director Daniel C. Smith | Management | For | For |
7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
9 | Ratify Auditors | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
SKULLCANDY, INC.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: SKUL
SECURITY ID: 83083J104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeff Kearl | Management | For | For |
1.2 | Elect Director Jeremy Andrus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
STEVEN MADDEN, LTD.
MEETING DATE: MAY 25, 2012 |
||||
TICKER: SHOO
SECURITY ID: 556269108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
1.2 | Elect Director John L. Madden | Management | For | For |
1.3 | Elect Director Peter Migliorini | Management | For | For |
1.4 | Elect Director Richard P. Randall | Management | For | For |
1.5 | Elect Director Ravi Sachdev | Management | For | For |
1.6 | Elect Director Thomas H. Schwartz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TARGET CORPORATION
MEETING DATE: JUN 13, 2012 |
||||
TICKER: TGT
SECURITY ID: 87612E106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Calvin Darden | Management | For | For |
1.3 | Elect Director Mary N. Dillon | Management | For | For |
1.4 | Elect Director James A. Johnson | Management | For | For |
1.5 | Elect Director Mary E. Minnick | Management | For | For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | For |
1.7 | Elect Director Derica W. Rice | Management | For | For |
1.8 | Elect Director Stephen W. Sanger | Management | For | For |
1.9 | Elect Director Gregg W. Steinhafel | Management | For | For |
1.10 | Elect Director John G. Stumpf | Management | For | For |
1.11 | Elect Director Solomon D. Trujillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
6 | Prohibit Political Contributions | Shareholder | Against | Against |
THE HOME DEPOT, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: HD
SECURITY ID: 437076102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
15 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
16 | Amend Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Charitable Contributions | Shareholder | Against | Abstain |
19 | Adopt Storm Water Run-off Management Policy | Shareholder | Against | Abstain |
THE TJX COMPANIES, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: TJX
SECURITY ID: 872540109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Zein Abdalla | Management | For | For |
2 | Elect Director Jose B. Alvarez | Management | For | For |
3 | Elect Director Alan M. Bennett | Management | For | For |
4 | Elect Director Bernard Cammarata | Management | For | For |
5 | Elect Director David T. Ching | Management | For | For |
6 | Elect Director Michael F. Hines | Management | For | For |
7 | Elect Director Amy B. Lane | Management | For | For |
8 | Elect Director Carol Meyrowitz | Management | For | For |
9 | Elect Director John F. O'Brien | Management | For | For |
10 | Elect Director Willow B. Shire | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Executive Incentive Bonus Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WALT DISNEY COMPANY
MEETING DATE: MAR 13, 2012 |
||||
TICKER: DIS
SECURITY ID: 254687106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Judith L. Estrin | Management | For | For |
4 | Elect Director Robert A. Iger | Management | For | For |
5 | Elect Director Fred H. Langhammer | Management | For | For |
6 | Elect Director Aylwin B. Lewis | Management | For | For |
7 | Elect Director Monica C. Lozano | Management | For | For |
8 | Elect Director Robert W. Matschullat | Management | For | For |
9 | Elect Director Sheryl Sandberg | Management | For | For |
10 | Elect Director Orin C. Smith | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRACTOR SUPPLY COMPANY
MEETING DATE: MAY 03, 2012 |
||||
TICKER: TSCO
SECURITY ID: 892356106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James F. Wright | Management | For | For |
1.2 | Elect Director Johnston C. Adams | Management | For | For |
1.3 | Elect Director Peter D. Bewley | Management | For | For |
1.4 | Elect Director Jack C. Bingleman | Management | For | For |
1.5 | Elect Director Richard W. Frost | Management | For | For |
1.6 | Elect Director Cynthia T. Jamison | Management | For | For |
1.7 | Elect Director George MacKenzie | Management | For | For |
1.8 | Elect Director Edna K. Morris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TREEHOUSE FOODS, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: THS
SECURITY ID: 89469A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank J. O'Connell | Management | For | For |
2 | Elect Director Terdema L. Ussery, II | Management | For | For |
3 | Elect Director David B. Vermylen | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: ULTA
SECURITY ID: 90384S303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. DiRomualdo | Management | For | For |
1.2 | Elect Director Catherine A. Halligan | Management | For | For |
1.3 | Elect Director Lorna E. Nagler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VERA BRADLEY, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: VRA
SECURITY ID: 92335C106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hall | Management | For | For |
1.2 | Elect Director P. Michael Miller | Management | For | For |
1.3 | Elect Director Edward M. Schmults | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VF CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: VFC
SECURITY ID: 918204108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hurst | Management | For | For |
1.2 | Elect Director Laura W. Lang | Management | For | For |
1.3 | Elect Director W. Alan McCollough | Management | For | For |
1.4 | Elect Director Raymond G. Viault | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
VOTE SUMMARY REPORT
SELECT SOFTWARE AND COMPUTER SERVICES PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCENTURE PLC
MEETING DATE: FEB 09, 2012 |
||||
TICKER: CSA
SECURITY ID: G1151C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Dina Dublon as a Director | Management | For | For |
3 | Reelect William D. Green as a Director | Management | For | For |
4 | Reelect Nobuyuki Idei as a Director | Management | For | For |
5 | Reelect Marjorie Magner as a Director | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | Management | For | For |
10 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
11 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACME PACKET, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: APKT
SECURITY ID: 004764106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David B. Elsbree | Management | For | For |
2 | Elect Director Patrick J. MeLampy | Management | For | For |
3 | Elect Director Robert G. Ory | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ACTIVE NETWORK INC
MEETING DATE: MAY 23, 2012 |
||||
TICKER: ACTV
SECURITY ID: 00506D100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruns H. Grayson | Management | For | For |
1.2 | Elect Director Joseph Levin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: ATVI
SECURITY ID: 00507V109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philippe G. H. Capron | Management | For | For |
2 | Elect Director Robert J. Corti | Management | For | Against |
3 | Elect Director Frederic R. Crepin | Management | For | Against |
4 | Elect Director Lucian Grainge | Management | For | For |
5 | Elect Director Brian G. Kelly | Management | For | For |
6 | Elect Director Robert A. Kotick | Management | For | For |
7 | Elect Director Jean-Bernard Levy | Management | For | Against |
8 | Elect Director Robert J. Morgado | Management | For | Against |
9 | Elect Director Stephane Roussel | Management | For | Against |
10 | Elect Director Richard Sarnoff | Management | For | For |
11 | Elect Director Regis Turrini | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
14 | Ratify Auditors | Management | For | For |
ACTUATE CORPORATION
MEETING DATE: MAY 23, 2012 |
||||
TICKER: BIRT
SECURITY ID: 00508B102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter I. Cittadini | Management | For | For |
1.2 | Elect Director Kenneth E. Marshall | Management | For | For |
1.3 | Elect Director Nicolas C. Nierenberg | Management | For | For |
1.4 | Elect Director Arthur C. Patterson | Management | For | For |
1.5 | Elect Director Steven D. Whiteman | Management | For | For |
1.6 | Elect Director Raymond L. Ocampo, Jr. | Management | For | For |
1.7 | Elect Director Timothy B. Yeaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACXIOM CORPORATION
MEETING DATE: AUG 17, 2011 |
||||
TICKER: ACXM
SECURITY ID: 005125109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William T. Dillard, II | Management | For | For |
2 | Elect Director R. Halsey Wise | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
APPLE INC.
MEETING DATE: FEB 23, 2012 |
||||
TICKER: AAPL
SECURITY ID: 037833100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Timothy D. Cook | Management | For | For |
1.3 | Elect Director Millard S. Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert A. Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur D. Levinson | Management | For | For |
1.8 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Conflict of Interest Report | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ARIBA, INC.
MEETING DATE: JAN 20, 2012 |
||||
TICKER: ARBA
SECURITY ID: 04033V203
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harriet Edelman | Management | For | Withhold |
1.2 | Elect Director Richard A. Kashnow | Management | For | Withhold |
1.3 | Elect Director Robert D. Johnson | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: ARW
SECURITY ID: 042735100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry W. Perry | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
1.10 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASIAINFO-LINKAGE, INC.
MEETING DATE: APR 20, 2012 |
||||
TICKER: ASIA
SECURITY ID: 04518A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jian (James) Ding | Management | For | For |
1.2 | Elect Director Yungang Lu | Management | For | For |
1.3 | Elect Director Libin Sun | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 08, 2011 |
||||
TICKER: AZPN
SECURITY ID: 045327103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan C. Mcardle | Management | For | For |
1.2 | Elect Director Simon J. Orebi Gann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ATMEL CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: ATML
SECURITY ID: 049513104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven Laub | Management | For | For |
2 | Elect Director Tsung-ching Wu | Management | For | For |
3 | Elect Director David Sugishita | Management | For | For |
4 | Elect Director Papken Der Torossian | Management | For | For |
5 | Elect Director Jack L. Saltich | Management | For | For |
6 | Elect Director Charles Carinalli | Management | For | For |
7 | Elect Director Edward Ross | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATOS ORIGIN
MEETING DATE: JUL 01, 2011 |
||||
TICKER: ATO
SECURITY ID: F06116101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Contribution from Siemens Beteiligungen Inland GmbH, its Valuation, its Remuneration, the Resulting Capital Increase, and Delegation of Powers to the Board to Acknowledge Completion of the Operation and Amend Bylaws to Reflect Changes in Capital | Management | For | For |
2 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named OCEANE Reserved for Siemens Inland, up to an Aggregate Nominal Amount EUR 249,999,985 | Management | For | For |
3 | Approve Employee Stock Purchase Plan | Management | Against | Against |
4 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
5 | Change Company Name to AtoS, and Amend Article 3 of Bylaws Accordingly | Management | For | For |
6 | Amend Article 10.1 of Bylaws Re: Share Ownership Disclosure Threshold | Management | For | Against |
7 | Amend Article 28.5 of Bylaws Re: Attendance to General Meetings | Management | For | For |
8 | Elect Dr Roland Emil Busch as Director | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AUTODESK, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: ADSK
SECURITY ID: 052769106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carl Bass | Management | For | For |
2 | Elect Director Crawford W. Beveridge | Management | For | For |
3 | Elect Director J. Hallam Dawson | Management | For | For |
4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
5 | Elect Director Mary T. McDowell | Management | For | For |
6 | Elect Director Lorrie M. Norrington | Management | For | For |
7 | Elect Director Charles J. Robel | Management | For | For |
8 | Elect Director Stacy J. Smith | Management | For | For |
9 | Elect Director Steven M. West | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
BMC SOFTWARE, INC.
MEETING DATE: JUL 21, 2011 |
||||
TICKER: BMC
SECURITY ID: 055921100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director Meldon K. Gafner | Management | For | For |
5 | Elect Director Mark J. Hawkins | Management | For | For |
6 | Elect Director Stephan A. James | Management | For | For |
7 | Elect Director P. Thomas Jenkins | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Kathleen A. O Neil | Management | For | For |
10 | Elect Director Tom C. Tinsley | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BROADSOFT, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: BSFT
SECURITY ID: 11133B409
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Goodman | Management | For | For |
1.2 | Elect Director Douglas L. Maine | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CALLIDUS SOFTWARE INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: CALD
SECURITY ID: 13123E500
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Boesenberg | Management | For | For |
1.2 | Elect Director Leslie J. Stretch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAMELOT INFORMATION SYSTEMS INC
MEETING DATE: SEP 21, 2011 |
||||
TICKER: CIS
SECURITY ID: 13322V105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Third Amended and Restated Memorandum and Articles of Association | Management | For | For |
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: CPW
SECURITY ID: M22465104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Directors | Management | For | For |
2 | Reelect External Directors | Management | For | For |
2a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | Management | For | For |
4 | Approve Compensation of Chairman/CEO Including Option Grant | Management | For | For |
4a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
5 | Reauthorize Board Chairman to Serve as CEO | Management | For | For |
5a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
CISCO SYSTEMS, INC.
MEETING DATE: DEC 07, 2011 |
||||
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Arun Sarin | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
18 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
19 | Stock Retention/Holding Period | Shareholder | Against | Against |
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: CTXS
SECURITY ID: 177376100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas F. Bogan | Management | For | For |
2 | Elect Director Nanci E. Caldwell | Management | For | For |
3 | Elect Director Gary E. Morin | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 05, 2012 |
||||
TICKER: CTSH
SECURITY ID: 192446102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Francisco D'Souza | Management | For | For |
2 | Elect Director John N. Fox, Jr. | Management | For | For |
3 | Elect Director Thomas M. Wendel | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
COMMVAULT SYSTEMS, INC.
MEETING DATE: AUG 24, 2011 |
||||
TICKER: CVLT
SECURITY ID: 204166102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Allan G. Bunte | Management | For | For |
1.2 | Elect Director Frank J. Fanzilli, Jr. | Management | For | For |
1.3 | Elect Director Daniel Pulver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMPUWARE CORPORATION
MEETING DATE: AUG 23, 2011 |
||||
TICKER: CPWR
SECURITY ID: 205638109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis W. Archer | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director William O. Grabe | Management | For | For |
1.4 | Elect Director Frederick A. Henderson | Management | For | For |
1.5 | Elect Director Peter Karmanos, Jr. | Management | For | For |
1.6 | Elect Director Faye Alexander Nelson | Management | For | For |
1.7 | Elect Director Robert C. Paul | Management | For | For |
1.8 | Elect Director Glenda D. Price | Management | For | For |
1.9 | Elect Director W. James Prowse | Management | For | For |
1.10 | Elect Director G. Scott Romney | Management | For | For |
1.11 | Elect Director Ralph J. Szygenda | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
COMVERSE TECHNOLOGY, INC.
MEETING DATE: NOV 16, 2011 |
||||
TICKER: CMVT
SECURITY ID: 205862402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raz Alon | Management | For | Against |
2 | Elect Director Susan D. Bowick | Management | For | For |
3 | Elect Director Charles J. Burdick | Management | For | For |
4 | Elect Director Robert Dubner | Management | For | For |
5 | Elect Director Joseph O'Donnell | Management | For | Against |
6 | Elect Director Augustus K. Oliver | Management | For | For |
7 | Elect Director Theodore H. Schell | Management | For | Against |
8 | Elect Director Mark C. Terrell | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Approve Omnibus Stock Plan | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
COMVERSE TECHNOLOGY, INC.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: CMVT
SECURITY ID: 205862402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Elect Director Susan D. Bowick | Management | For | For |
2 | Elect Director Charles J. Burdick | Management | For | For |
3 | Elect Director Robert Dubner | Management | For | For |
4 | Elect Director Augustus K. Oliver | Management | For | For |
5 | Elect Director Theodore H. Schell | Management | For | For |
6 | Elect Director Mark C. Terrell | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Stephen Andrews | Shareholder | Do Not Vote | Did Not Vote |
1.2 | Elect Director James Budge | Shareholder | Do Not Vote | Did Not Vote |
1.3 | Elect Director Doron Inbar | Shareholder | Do Not Vote | Did Not Vote |
1.4 | Elect Director Richard Nottenburg | Shareholder | Do Not Vote | Did Not Vote |
2 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
CONCUR TECHNOLOGIES, INC.
MEETING DATE: MAR 14, 2012 |
||||
TICKER: CNQR
SECURITY ID: 206708109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Steven Singh | Management | For | For |
1.2 | Elect Director Jeffrey T. Seely | Management | For | For |
1.3 | Elect Director Randall H. Talbot | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CONSTANT CONTACT, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: CTCT
SECURITY ID: 210313102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Campbell | Management | For | For |
1.2 | Elect Director Daniel T. H. Nye | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 04, 2012 |
||||
TICKER: CSOD
SECURITY ID: 21925Y103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Byron B. Deeter | Management | For | For |
1.2 | Elect Director S. Steven Singh | Management | For | For |
1.3 | Elect Director Robert D. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CORNING INCORPORATED
MEETING DATE: APR 26, 2012 |
||||
TICKER: GLW
SECURITY ID: 219350105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John Seely Brown | Management | For | For |
2 | Elect Director Stephanie A. Burns | Management | For | For |
3 | Elect Director John A. Canning, Jr. | Management | For | For |
4 | Elect Director Richard T. Clark | Management | For | For |
5 | Elect Director James B. Flaws | Management | For | For |
6 | Elect Director Gordon Gund | Management | For | For |
7 | Elect Director Kurt M. Landgraf | Management | For | For |
8 | Elect Director Deborah D. Rieman | Management | For | For |
9 | Elect Director H. Onno Ruding | Management | For | For |
10 | Elect Director Mark S. Wrighton | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Reduce Supermajority Vote Requirement | Management | For | For |
CRAY INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: CRAY
SECURITY ID: 225223304
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Jones, Jr. | Management | For | For |
1.2 | Elect Director Stephen C. Kiely | Management | For | For |
1.3 | Elect Director Frank L. Lederman | Management | For | For |
1.4 | Elect Director Sally G. Narodick | Management | For | For |
1.5 | Elect Director Daniel C. Regis | Management | For | For |
1.6 | Elect Director Stephen C. Richards | Management | For | For |
1.7 | Elect Director Peter J. Ungaro | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DEMAND MEDIA, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: DMD
SECURITY ID: 24802N109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gaurav Bhandari | Management | For | For |
1.2 | Elect Director Peter Guber | Management | For | Withhold |
1.3 | Elect Director Robert R. Bennett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DEMANDTEC, INC
MEETING DATE: AUG 03, 2011 |
||||
TICKER: DMAN
SECURITY ID: 24802R506
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald R. Baker | Management | For | For |
2 | Elect Director Linda Fayne Levinson | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DEMANDTEC, INC.
MEETING DATE: FEB 14, 2012 |
||||
TICKER: DMAN
SECURITY ID: 24802R506
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
DIGITAL RIVER, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: DRIV
SECURITY ID: 25388B104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred F. Castino | Management | For | For |
1.2 | Elect Director Douglas M. Steenland | Management | For | For |
1.3 | Elect Director Timothy J. Pawlenty | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: DISCA
SECURITY ID: 25470F104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Beck | Management | For | For |
1.2 | Elect Director J. David Wargo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DST SYSTEMS, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: DST
SECURITY ID: 233326107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lowell L. Bryan | Management | For | For |
1.2 | Elect Director Samuel G. Liss | Management | For | For |
1.3 | Elect Director Travis E. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EBAY INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: EBAY
SECURITY ID: 278642103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc L. Andreessen | Management | For | For |
2 | Elect Director William C. Ford, Jr. | Management | For | For |
3 | Elect Director Dawn G. Lepore | Management | For | For |
4 | Elect Director Kathleen C. Mitic | Management | For | For |
5 | Elect Director Pierre M. Omidyar | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Declassify the Board of Directors | Management | For | For |
10 | Provide Right to Call Special Meeting | Management | For | For |
11 | Ratify Auditors | Management | For | For |
EBIX, INC.
MEETING DATE: DEC 02, 2011 |
||||
TICKER: EBIX
SECURITY ID: 278715206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans U. Benz | Management | For | For |
1.2 | Elect Director Pavan Bhalla | Management | For | For |
1.3 | Elect Director Neil D. Eckert | Management | For | For |
1.4 | Elect Director Rolf Herter | Management | For | For |
1.5 | Elect Director Hans Ueli Keller | Management | For | For |
1.6 | Elect Director Robin Raina | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ELECTRONIC ARTS INC.
MEETING DATE: JUL 28, 2011 |
||||
TICKER: ERTS
SECURITY ID: 285512109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leonard S. Coleman | Management | For | For |
2 | Elect Director Jeffrey T. Huber | Management | For | For |
3 | Elect Director Geraldine B. Laybourne | Management | For | For |
4 | Elect Director Gregory B. Maffei | Management | For | For |
5 | Elect Director Vivek Paul | Management | For | For |
6 | Elect Director Lawrence F. Probst III | Management | For | For |
7 | Elect Director John S. Riccitiello | Management | For | For |
8 | Elect Director Richard A. Simonson | Management | For | For |
9 | Elect Director Linda J. Srere | Management | For | For |
10 | Elect Director Luis A. Ubinas | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
ELECTRONICS FOR IMAGING, INC.
MEETING DATE: MAY 11, 2012 |
||||
TICKER: EFII
SECURITY ID: 286082102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Brown | Management | For | For |
1.2 | Elect Director Gill Cogan | Management | For | For |
1.3 | Elect Director Guy Gecht | Management | For | For |
1.4 | Elect Director Thomas Georgens | Management | For | For |
1.5 | Elect Director Richard A. Kashnow | Management | For | For |
1.6 | Elect Director Dan Maydan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FISERV, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FISV
SECURITY ID: 337738108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Kearney | Management | For | For |
1.2 | Elect Director Jeffery W. Yabuki | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FLEETCOR TECHNOLOGIES, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: FLT
SECURITY ID: 339041105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew B. Balson | Management | For | For |
1.2 | Elect Director Bruce R. Evans | Management | For | For |
1.3 | Elect Director Glenn W. Marschel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FORTINET, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: FTNT
SECURITY ID: 34959E109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chenming Hu | Management | For | For |
1.2 | Elect Director Hong Liang Lu | Management | For | For |
1.3 | Elect Director Ken Xie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENPACT LIMITED
MEETING DATE: MAY 16, 2012 |
||||
TICKER: G
SECURITY ID: G3922B107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect N.V. Tyagarajan as Director | Management | For | For |
1.2 | Elect John W. Barter as Director | Management | For | For |
1.3 | Elect Mark F. Dzialga as Director | Management | For | For |
1.4 | Elect Douglas M. Kaden as Director | Management | For | For |
1.5 | Elect Jagdish Khattar as Director | Management | For | For |
1.6 | Elect James C. Madden as Director | Management | For | For |
1.7 | Elect Denis J. Nayden as Director | Management | For | For |
1.8 | Elect Gary Reiner as Director | Management | For | For |
1.9 | Elect Robert G. Scott as Director | Management | For | For |
1.10 | Elect A. Michael Spence as Director | Management | For | For |
2 | Ratify KPMG as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
GOOGLE INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: GOOG
SECURITY ID: 38259P508
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Authorize a New Class of Common Stock | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | Against | Against |
10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
HCL TECHNOLOGIES LTD.
MEETING DATE: NOV 02, 2011 |
||||
TICKER: 532281
SECURITY ID: Y3121G147
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Vacancy on the Board of Directors Resulting from the Retirement of P.C. Sen | Management | For | For |
3 | Approve Vacancy on the Board of Directors Resulting from the Retirement of T.S.R. Subramanian | Management | For | For |
4 | Approve Vacancy on the Board of Directors Resulting from the Retirement of A. Chowdhry | Management | For | For |
5 | Approve S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Final Dividend of INR 2.00 Per Share | Management | For | For |
7 | Appoint R. Srinivasan as Director | Management | For | For |
HCL TECHNOLOGIES LTD.
MEETING DATE: MAY 28, 2012 |
||||
TICKER: 532281
SECURITY ID: Y3121G147
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Limit on Foreign Shareholdings | Management | For | For |
2 | Reelect S. Nadar as Managing Director and Approve His Remuneration | Management | For | For |
HISOFT TECHNOLOGY INTERNATIONAL LIMITED
MEETING DATE: OCT 17, 2011 |
||||
TICKER: HSFT
SECURITY ID: 43358R108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pehong Chen | Management | For | For |
2 | Elect Director Lau Chun Wah Davy | Management | For | For |
3 | Elect Director Lee Hongwei Jenny | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration for Fiscal Year 2010 | Management | For | For |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration Fiscal Year 2011 | Management | For | For |
6 | Accept Financial Statements and Statutory Reports | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
IAC/INTERACTIVECORP
MEETING DATE: JUN 20, 2012 |
||||
TICKER: IACI
SECURITY ID: 44919P508
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory R. Blatt | Management | For | For |
1.2 | Elect Director Edgar Bronfman, Jr. | Management | For | For |
1.3 | Elect Director Chelsea Clinton | Management | For | For |
1.4 | Elect Director Sonali De Rycker | Management | For | For |
1.5 | Elect Director Barry Diller | Management | For | For |
1.6 | Elect Director Michael D. Eisner | Management | For | For |
1.7 | Elect Director Victor A. Kaufman | Management | For | For |
1.8 | Elect Director Donald R. Keough | Management | For | For |
1.9 | Elect Director Bryan Lourd | Management | For | For |
1.10 | Elect Director Arthur C. Martinez | Management | For | For |
1.11 | Elect Director David Rosenblatt | Management | For | For |
1.12 | Elect Director Alan G. Spoon | Management | For | For |
1.13 | Elect Director Alexander von Furstenberg | Management | For | For |
1.14 | Elect Director Richard F. Zannino | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ICG GROUP, INC.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: ICGE
SECURITY ID: 44928D108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Adelman | Management | For | For |
2 | Elect Director David J. Berkman | Management | For | For |
3 | Elect Director David K. Downes | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IGATE CORPORATION
MEETING DATE: APR 13, 2012 |
||||
TICKER: IGTE
SECURITY ID: 45169U105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Roy Dunbar | Management | For | Withhold |
1.2 | Elect Director Martin G. McGuinn | Management | For | Withhold |
INCONTACT, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: SAAS
SECURITY ID: 45336E109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore Stern | Management | For | For |
1.2 | Elect Director Paul Jarman | Management | For | For |
1.3 | Elect Director Steve Barnett | Management | For | For |
1.4 | Elect Director Mark J. Emkjer | Management | For | For |
1.5 | Elect Director Blake O. Fisher, Jr. | Management | For | For |
1.6 | Elect Director Paul F. Koeppe | Management | For | For |
1.7 | Elect Director Hamid Akhavan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INFINERA CORPORATION
MEETING DATE: MAY 16, 2012 |
||||
TICKER: INFN
SECURITY ID: 45667G103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan Maydan | Management | For | For |
1.2 | Elect Director Paul J. Milbury | Management | For | For |
1.3 | Elect Director David F. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
INFORMATICA CORPORATION
MEETING DATE: MAY 31, 2012 |
||||
TICKER: INFA
SECURITY ID: 45666Q102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sohaib Abbasi | Management | For | For |
2 | Elect Director Geoffrey W. Squire | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: IBM
SECURITY ID: 459200101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director William R. Brody | Management | For | For |
3 | Elect Director Kenneth I. Chenault | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | For |
5 | Elect Director David N. Farr | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director James W. Owens | Management | For | For |
10 | Elect Director Samuel J. Palmisano | Management | For | For |
11 | Elect Director Virginia M. Rometty | Management | For | For |
12 | Elect Director Joan E. Spero | Management | For | For |
13 | Elect Director Sidney Taurel | Management | For | For |
14 | Elect Director Lorenzo H. Zambrano | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
19 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
INTERXION HOLDING NV
MEETING DATE: JAN 20, 2012 |
||||
TICKER: INXN
SECURITY ID: N47279109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michel Massart as Director | Management | For | For |
2 | Approve Remuneration Report Containing Remuneration Policy for Executive and Non-Executive directors | Management | For | For |
3 | Amend Articles Re: Remuneration Policy and New York Stock Exchange Rules | Management | For | For |
4 | Other Business (Non-Voting) | Management | None | None |
INTRALINKS HOLDINGS INC.
MEETING DATE: JUL 27, 2011 |
||||
TICKER: IL
SECURITY ID: 46118H104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Hale | Management | For | For |
1.2 | Elect Director J. Chris Scalet | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
INTUIT INC.
MEETING DATE: JAN 19, 2012 |
||||
TICKER: INTU
SECURITY ID: 461202103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christopher W. Brody | Management | For | For |
2 | Elect Director William V. Campbell | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Diane B. Greene | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Suzanne Nora Johnson | Management | For | For |
7 | Elect Director Dennis D. Powell | Management | For | For |
8 | Elect Director Brad D. Smith | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KENEXA CORPORATION
MEETING DATE: MAY 03, 2012 |
||||
TICKER: KNXA
SECURITY ID: 488879107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Renee B. Booth | Management | For | For |
1.2 | Elect Director Troy A. Kanter | Management | For | For |
1.3 | Elect Director Rebecca J. Maddox | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: 00268
SECURITY ID: G52568147
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Ho Ching-hua as Independent Non-Executive Director | Management | For | For |
2b | Reelect Yeung Kwok On as Independent Non-Executive Director | Management | For | For |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
5d | Approve Refreshment of Scheme Limit Under Share Option Scheme | Management | For | For |
LIONBRIDGE TECHNOLOGIES, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: LIOX
SECURITY ID: 536252109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Fisher | Management | For | For |
1.2 | Elect Director Jack Noonan | Management | For | Withhold |
1.3 | Elect Director Claude Sheer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LIVEPERSON, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: LPSN
SECURITY ID: 538146101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Lavan | Management | For | For |
1.2 | Elect Director Robert P. LoCascio | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MAGMA DESIGN AUTOMATION, INC.
MEETING DATE: OCT 20, 2011 |
||||
TICKER: LAVA
SECURITY ID: 559181102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy E. Jewell | Management | For | For |
1.2 | Elect Director Thomas M. Rohrs | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MASTERCARD INCORPORATED
MEETING DATE: JUN 05, 2012 |
||||
TICKER: MA
SECURITY ID: 57636Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajay Banga | Management | For | For |
2 | Elect Director David R. Carlucci | Management | For | For |
3 | Elect Director Steven J. Freiberg | Management | For | For |
4 | Elect Director Richard Haythornthwaite | Management | For | For |
5 | Elect Director Marc Olivie | Management | For | For |
6 | Elect Director Rima Qureshi | Management | For | For |
7 | Elect Director Mark Schwartz | Management | For | For |
8 | Elect Director Jackson P. Tai | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MDC PARTNERS INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: MDZ.A
SECURITY ID: 552697104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Miles S. Nadal as Director | Management | For | For |
1.2 | Elect Robert J. Kamerschen as Director | Management | For | For |
1.3 | Elect Clare Copeland as Director | Management | For | For |
1.4 | Elect Thomas N. Davidson as Director | Management | For | For |
1.5 | Elect Scott L. Kauffman as Director | Management | For | For |
1.6 | Elect Michael J.L. Kirby as Director | Management | For | For |
1.7 | Elect Stephen M. Pustil as Director | Management | For | For |
2 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
MENTOR GRAPHICS CORPORATION
MEETING DATE: MAY 30, 2012 |
||||
TICKER: MENT
SECURITY ID: 587200106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith L. Barnes | Management | For | For |
1.2 | Elect Director Peter L. Bonfield | Management | For | Withhold |
1.3 | Elect Director Gregory K. Hinckley | Management | For | Withhold |
1.4 | Elect Director J. Daniel McCranie | Management | For | For |
1.5 | Elect Director Kevin C. McDonough | Management | For | Withhold |
1.6 | Elect Director Patrick B. McManus | Management | For | Withhold |
1.7 | Elect Director Walden C. Rhines | Management | For | Withhold |
1.8 | Elect Director David S. Schechter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MERCADOLIBRE, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: MELI
SECURITY ID: 58733R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin de los Santos | Management | For | For |
1.2 | Elect Director Nicolas Galperin | Management | For | Withhold |
1.3 | Elect Director Susan Segal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION
MEETING DATE: NOV 15, 2011 |
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TICKER: MSFT
SECURITY ID: 594918104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
NETAPP, INC.
MEETING DATE: AUG 31, 2011 |
||||
TICKER: NTAP
SECURITY ID: 64110D104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Nicholas G. Moore | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Jeffry R. Allen | Management | For | For |
1.5 | Elect Director Allan L. Earhart | Management | For | For |
1.6 | Elect Director Gerald Held | Management | For | For |
1.7 | Elect Director T. Michael Nevens | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
1.10 | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
NETSCOUT SYSTEMS, INC.
MEETING DATE: SEP 07, 2011 |
||||
TICKER: NTCT
SECURITY ID: 64115T104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph G. Hadzima, Jr. | Management | For | For |
1.2 | Elect Director Stephen G. Pearse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NETSUITE INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: N
SECURITY ID: 64118Q107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan Goldberg | Management | For | For |
1.2 | Elect Director Steven J. Gomo | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEUSTAR, INC.
MEETING DATE: JUN 20, 2012 |
||||
TICKER: NSR
SECURITY ID: 64126X201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ross K. Ireland | Management | For | For |
2 | Elect Director Paul A. Lacouture | Management | For | For |
3 | Elect Director Michael J. Rowny | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 27, 2012 |
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TICKER: NUAN
SECURITY ID: 67020Y100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | For |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | For |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Elect Director Mark R. Laret | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
OPEN TEXT CORPORATION
MEETING DATE: DEC 15, 2011 |
||||
TICKER: OTC
SECURITY ID: 683715106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
1.2 | Elect Director John Shackleton | Management | For | For |
1.3 | Elect Director Randy Fowlie | Management | For | For |
1.4 | Elect Director Gail Hamilton | Management | For | For |
1.5 | Elect Director Brian J. Jackman | Management | For | For |
1.6 | Elect Director Stephen J. Sadler | Management | For | For |
1.7 | Elect Director Michael Slaunwhite | Management | For | For |
1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
1.9 | Elect Director Deborah Weinstein | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
OPNET TECHNOLOGIES, INC.
MEETING DATE: SEP 12, 2011 |
||||
TICKER: OPNT
SECURITY ID: 683757108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J. Cohen | Management | For | For |
1.2 | Elect Director Steven G. Finn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ORACLE CORPORATION
MEETING DATE: OCT 12, 2011 |
||||
TICKER: ORCL
SECURITY ID: 68389X105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
PARAMETRIC TECHNOLOGY CORPORATION
MEETING DATE: MAR 07, 2012 |
||||
TICKER: PMTC
SECURITY ID: 699173209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald K. Grierson | Management | For | For |
1.2 | Elect Director James E. Heppelmann | Management | For | For |
1.3 | Elect Director Renato Zambonini | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PAYCHEX, INC.
MEETING DATE: OCT 11, 2011 |
||||
TICKER: PAYX
SECURITY ID: 704326107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director B. Thomas Golisano | Management | For | For |
2 | Elect Director Joseph G. Doody | Management | For | For |
3 | Elect Director David J. S. Flaschen | Management | For | For |
4 | Elect Director Phillip Horsley | Management | For | For |
5 | Elect Director Grant M. Inman | Management | For | For |
6 | Elect Director Pamela A. Joseph | Management | For | For |
7 | Elect Director Martin Mucci | Management | For | For |
8 | Elect Director Joseph M. Tucci | Management | For | For |
9 | Elect Director Joseph M. Velli | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
PEGASYSTEMS INC.
MEETING DATE: JUL 12, 2011 |
||||
TICKER: PEGA
SECURITY ID: 705573103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Gyenes | Management | For | For |
2 | Elect Director Richard H. Jones | Management | For | For |
3 | Elect Director Steven F. Kaplan | Management | For | For |
4 | Elect Director James P. O'Halloran | Management | For | For |
5 | Elect Director Alan Trefler | Management | For | For |
6 | Elect Director William W. Wyman | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
PEGASYSTEMS INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: PEGA
SECURITY ID: 705573103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Gyenes | Management | For | For |
2 | Elect Director Richard H. Jones | Management | For | For |
3 | Elect Director Steven F. Kaplan | Management | For | For |
4 | Elect Director James P. O'Halloran | Management | For | For |
5 | Elect Director Alan Trefler | Management | For | For |
6 | Elect Director William W. Wyman | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Ratify Auditors | Management | For | For |
PERVASIVE SOFTWARE INC.
MEETING DATE: NOV 14, 2011 |
||||
TICKER: PVSW
SECURITY ID: 715710109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shelby H. Carter, Jr. | Management | For | For |
1.2 | Elect Director Nancy R. Woodward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
POLYCOM, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: PLCM
SECURITY ID: 73172K104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directror Andrew M. Miller | Management | For | For |
2 | Elect Director Betsy S. Atkins | Management | For | For |
3 | Elect Director David G. DeWalt | Management | For | For |
4 | Elect Director John A. Kelley, Jr. | Management | For | For |
5 | Elect Director D. Scott Mercer | Management | For | For |
6 | Elect Director William A. Owens | Management | For | For |
7 | Elect Director Kevin T. Parker | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
PROS HOLDINGS, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: PRO
SECURITY ID: 74346Y103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ellen Keszler | Management | For | For |
1.2 | Elect Director William Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QLIK TECHNOLOGIES INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: QLIK
SECURITY ID: 74733T105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah C. Hopkins | Management | For | For |
1.2 | Elect Director Paul Wahl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUANTUM CORPORATION
MEETING DATE: AUG 17, 2011 |
||||
TICKER: QTM
SECURITY ID: 747906204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Auvil III | Management | For | For |
1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
1.3 | Elect Director Michael A. Brown | Management | For | For |
1.4 | Elect Director Thomas S. Buchsbaum | Management | For | For |
1.5 | Elect Director Elizabeth A. Fetter | Management | For | For |
1.6 | Elect Director Jon W. Gacek | Management | For | For |
1.7 | Elect Director Joseph A. Marengi | Management | For | For |
1.8 | Elect Director David E. Roberson | Management | For | For |
1.9 | Elect Director Dennis P. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RACKSPACE HOSTING, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: RAX
SECURITY ID: 750086100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S. James Bishkin | Management | For | For |
2 | Elect Director Fred Reichheld | Management | For | For |
3 | Elect Director Mark P. Mellin | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
REACHLOCAL, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: RLOC
SECURITY ID: 75525F104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Geiger | Management | For | For |
1.2 | Elect Director Habib Kairouz | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
REALPAGE, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: RP
SECURITY ID: 75606N109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey T. Leeds | Management | For | For |
1.2 | Elect Director Scott S. Ingraham | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RESPONSYS, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: MKTG
SECURITY ID: 761248103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Golden | Management | For | For |
1.2 | Elect Director Michael N. Schuh | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
RIGHTNOW TECHNOLOGIES, INC.
MEETING DATE: DEC 22, 2011 |
||||
TICKER: RNOW
SECURITY ID: 76657R106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: RVBD
SECURITY ID: 768573107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael Boustridge | Management | For | For |
2 | Elect Director Jerry M. Kennelly | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROSETTA STONE INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: RST
SECURITY ID: 777780107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Coleman | Management | For | For |
1.2 | Elect Director Patrick W. Gross | Management | For | For |
1.3 | Elect Director Marguerite W. Kondracke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROVI CORPORATION
MEETING DATE: MAY 01, 2012 |
||||
TICKER: ROVI
SECURITY ID: 779376102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Carson | Management | For | For |
1.2 | Elect Director Andrew K. Ludwick | Management | For | For |
1.3 | Elect Director Alan L. Earhart | Management | For | For |
1.4 | Elect Director James E. Meyer | Management | For | For |
1.5 | Elect Director James P. O'Shaughnessy | Management | For | For |
1.6 | Elect Director Ruthann Quindlen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SABA SOFTWARE, INC.
MEETING DATE: NOV 16, 2011 |
||||
TICKER: SABA
SECURITY ID: 784932600
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bobby Yazdani | Management | For | For |
1.2 | Elect Director Dow R. Wilson | Management | For | For |
1.3 | Elect Director William V. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SALESFORCE.COM, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: CRM
SECURITY ID: 79466L302
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Ramsey | Management | For | For |
2 | Elect Director Sanford R. Robertson | Management | For | For |
3 | Elect Director Maynard Webb | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
SANDISK CORPORARTION
MEETING DATE: JUN 12, 2012 |
||||
TICKER: SNDK
SECURITY ID: 80004C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael E. Marks | Management | For | For |
2 | Elect Director Kevin DeNuccio | Management | For | For |
3 | Elect Director Irwin Federman | Management | For | For |
4 | Elect Director Steven J. Gomo | Management | For | For |
5 | Elect Director Eddy W. Hartenstein | Management | For | For |
6 | Elect Director Chenming Hu | Management | For | For |
7 | Elect Director Catherine P. Lego | Management | For | For |
8 | Elect Director Sanjay Mehrotra | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SANDVINE CORPORATION
MEETING DATE: APR 05, 2012 |
||||
TICKER: SVC
SECURITY ID: 800213100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Maggs | Management | For | For |
1.2 | Elect Director Mark Guibert | Management | For | For |
1.3 | Elect Director John Keating | Management | For | For |
1.4 | Elect Director Ken Taylor | Management | For | For |
1.5 | Elect Director David Caputo | Management | For | For |
1.6 | Elect Director David Thomson | Management | For | For |
1.7 | Elect Director Scott Hamilton | Management | For | For |
2 | Ratify PricewatershouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
SAPIENT CORPORATION
MEETING DATE: JUN 07, 2012 |
||||
TICKER: SAPE
SECURITY ID: 803062108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Benson | Management | For | For |
1.2 | Elect Director Hermann Buerger | Management | For | For |
1.3 | Elect Director Jerry A. Greenberg | Management | For | For |
1.4 | Elect Director Alan J. Herrick | Management | For | For |
1.5 | Elect Director J. Stuart Moore | Management | For | For |
1.6 | Elect Director Robert L. Rosen | Management | For | For |
1.7 | Elect Director Ashok Shah | Management | For | For |
1.8 | Elect Director Vijay Singal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SCIQUEST, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: SQI
SECURITY ID: 80908T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen J. Wiehe | Management | For | For |
1.2 | Elect Director Jeffrey T. Barber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SERVICESOURCE INTERNATIONAL, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: SREV
SECURITY ID: 81763U100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce W. Dunlevie | Management | For | For |
1.2 | Elect Director Barry D. Reynolds | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SOLERA HOLDINGS, INC.
MEETING DATE: NOV 10, 2011 |
||||
TICKER: SLH
SECURITY ID: 83421A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony Aquila | Management | For | For |
1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
1.3 | Elect Director Kenneth A. Viellieu | Management | For | For |
1.4 | Elect Director Thomas C. Wajnert | Management | For | For |
1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SOURCEFIRE, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: FIRE
SECURITY ID: 83616T108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Cristinziano | Management | For | For |
1.2 | Elect Director Charles E. Peters, Jr. | Management | For | For |
1.3 | Elect Director Steven R. Polk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SPS COMMERCE, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: SPSC
SECURITY ID: 78463M107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Archie C. Black | Management | For | For |
1.2 | Elect Director George H. Spencer, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
SYMANTEC CORPORATION
MEETING DATE: OCT 25, 2011 |
||||
TICKER: SYMC
SECURITY ID: 871503108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Bennett | Management | For | For |
2 | Elect Director Michael A. Brown | Management | For | For |
3 | Elect Director Frank E. Dangeard | Management | For | For |
4 | Elect Director Geraldine B. Laybourne | Management | For | For |
5 | Elect Director David L. Mahoney | Management | For | For |
6 | Elect Director Robert S. Miller | Management | For | For |
7 | Elect Director Enrique Salem | Management | For | For |
8 | Elect Director Daniel H. Schulman | Management | For | For |
9 | Elect Director V. Paul Unruh | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: SNCR
SECURITY ID: 87157B103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Waldis | Management | For | For |
1.2 | Elect Director William J. Cadogan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SYNOPSYS, INC.
MEETING DATE: APR 03, 2012 |
||||
TICKER: SNPS
SECURITY ID: 871607107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Alfred Castino | Management | For | For |
1.3 | Elect Director Chi-Foon Chan | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director Deborah A. Coleman | Management | For | For |
1.6 | Elect Director Chrysostomos L. "Max" Nikias | Management | For | For |
1.7 | Elect Director John Schwarz | Management | For | For |
1.8 | Elect Director Roy Vallee | Management | For | For |
1.9 | Elect Director Steven C. Walske | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SYNTEL, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: SYNT
SECURITY ID: 87162H103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
1.2 | Elect Director Bharat Desai | Management | For | For |
1.3 | Elect Director Thomas Doke | Management | For | For |
1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
1.5 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.6 | Elect Director Prashant Ranade | Management | For | For |
1.7 | Elect Director Neerja Sethi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TALEO CORPORATION
MEETING DATE: APR 05, 2012 |
||||
TICKER: TLEO
SECURITY ID: 87424N104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
TE CONNECTIVITY LTD.
MEETING DATE: MAR 07, 2012 |
||||
TICKER: TEL
SECURITY ID: H84989104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Pierre Brondeau as Director | Management | For | For |
2 | Reelect Juergen Gromer as Director | Management | For | For |
3 | Reelect William A. Jeffrey as Director | Management | For | For |
4 | Reelect Thomas Lynch as Director | Management | For | For |
5 | Reelect Yong Nam as Director | Management | For | For |
6 | Reelect Daniel Phelan as Director | Management | For | For |
7 | Reelect Frederic Poses as Director | Management | For | For |
8 | Reelect Lawrence Smith as Director | Management | For | For |
9 | Reelect Paula Sneed as Director | Management | For | For |
10 | Reelect David Steiner as Director | Management | For | For |
11 | Reelect John Van Scoter as Director | Management | For | For |
12 | Accept Annual Report for Fiscal 2010/2011 | Management | For | For |
13 | Accept Statutory Financial Statements for Fiscal 2011/2012 | Management | For | For |
14 | Accept Consolidated Financial Statements for Fiscal 2011/2012 | Management | For | For |
15 | Approve Discharge of Board and Senior Management | Management | For | For |
16 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | Management | For | For |
17 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2011/2012 | Management | For | For |
18 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2011/2012 | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend Omnibus Stock Plan | Management | For | For |
21 | Approve Reduction in Share Capital | Management | For | For |
22 | Authorize Share Repurchase Program | Management | For | For |
23 | Approve Ordinary Cash Dividend | Management | For | For |
24 | Approve Reallocation of Free Reserves to Legal Reserves | Management | For | For |
25 | Adjourn Meeting | Management | For | For |
TERADATA CORPORATION
MEETING DATE: APR 20, 2012 |
||||
TICKER: TDC
SECURITY ID: 88076W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael F. Koehler | Management | For | For |
2 | Elect Director James M. Ringler | Management | For | For |
3 | Elect Director John G. Schwarz | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE DESCARTES SYSTEMS GROUP INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: DSG
SECURITY ID: 249906108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Anderson | Management | For | For |
1.2 | Elect Director David I. Beatson | Management | For | For |
1.3 | Elect Director Eric Demirian | Management | For | For |
1.4 | Elect Director Christopher Hewat | Management | For | For |
1.5 | Elect Director Arthur Mesher | Management | For | For |
1.6 | Elect Director John Walker | Management | For | For |
1.7 | Elect Director Stephen Watt | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Performance and Restricted Share Unit Plan | Management | For | For |
THE WESTERN UNION COMPANY
MEETING DATE: MAY 23, 2012 |
||||
TICKER: WU
SECURITY ID: 959802109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard A. Goodman | Management | For | For |
2 | Elect Director Roberto G. Mendoza | Management | For | For |
3 | Elect Director Michael A. Miles, Jr. | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
9 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
TIBCO SOFTWARE INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: TIBX
SECURITY ID: 88632Q103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
1.4 | Elect Director Narendra K. Gupta | Management | For | For |
1.5 | Elect Director Peter J. Job | Management | For | For |
1.6 | Elect Director Philip K. Wood | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TIVO INC.
MEETING DATE: AUG 03, 2011 |
||||
TICKER: TIVO
SECURITY ID: 888706108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Rogers | Management | For | For |
1.2 | Elect Director J. Heidi Roizen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TRAVELZOO INC.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: TZOO
SECURITY ID: 89421Q106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Holger Bartel | Management | For | For |
1.2 | Elect Director Ralph Bartel | Management | For | For |
1.3 | Elect Director David J. Ehrlich | Management | For | For |
1.4 | Elect Director Donovan Neale-May | Management | For | For |
1.5 | Elect Director Kelly M. Urso | Management | For | For |
2 | Approve Stock Option Plan Grants | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNISYS CORPORATION
MEETING DATE: MAY 01, 2012 |
||||
TICKER: UIS
SECURITY ID: 909214306
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director J. Edward Coleman | Management | For | For |
2 | Elect Director Alison Davis | Management | For | For |
3 | Elect Director Nathaniel A. Davis | Management | For | For |
4 | Elect Director James J. Duderstadt | Management | For | For |
5 | Elect Director Henry C. Duques | Management | For | For |
6 | Elect Director Matthew J. Espe | Management | For | For |
7 | Elect Director Denise K. Fletcher | Management | For | For |
8 | Elect Director Leslie F. Kenne | Management | For | For |
9 | Elect Director Lee D. Roberts | Management | For | For |
10 | Elect Director Paul E. Weaver | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VANCEINFO TECHNOLOGIES INC.
MEETING DATE: NOV 11, 2011 |
||||
TICKER: VIT
SECURITY ID: 921564100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Chris Shuning Chen as Director | Management | For | For |
2 | Reelect David Lifeng Chen as Director | Management | For | For |
3 | Approve Deloitte Touche Tohmatsu CPA Ltd. as Auditors for Fiscal Year 2010 and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu CPA Ltd. as Auditors for Fiscal Year 2011 and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: PAY
SECURITY ID: 92342Y109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
1.3 | Elect Director Dr. Leslie G. Denend | Management | For | For |
1.4 | Elect Director Alex W. Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Richard A. McGinn | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERINT SYSTEMS INC.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: VRNT
SECURITY ID: 92343X100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan Bodner | Management | For | For |
1.2 | Elect Director Susan Bowick | Management | For | For |
1.3 | Elect Director Victor DeMarines | Management | For | Withhold |
1.4 | Elect Director Larry Myers | Management | For | For |
1.5 | Elect Director Augustus K. Oliver | Management | For | For |
1.6 | Elect Director Howard Safir | Management | For | Withhold |
1.7 | Elect Director Theodore H. Schell | Management | For | For |
1.8 | Elect Director Shefali Shah | Management | For | For |
1.9 | Elect Director Mark C. Terrell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
VERISIGN, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: VRSN
SECURITY ID: 92343E102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VIRTUSA CORPORATION
MEETING DATE: SEP 08, 2011 |
||||
TICKER: VRTU
SECURITY ID: 92827P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Davoli | Management | For | For |
1.2 | Elect Director William K. O'Brien | Management | For | For |
1.3 | Elect Director Al-Noor Ramji | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VMWARE, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: VMW
SECURITY ID: 928563402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOCUS, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: VOCS
SECURITY ID: 92858J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Golding | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
WEB.COM GROUP, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: WWWW
SECURITY ID: 94733A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hugh M. Durden | Management | For | For |
1.2 | Elect Director Deborah H. Quazzo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WEBMD HEALTH CORP.
MEETING DATE: OCT 04, 2011 |
||||
TICKER: WBMD
SECURITY ID: 94770V102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerome C. Keller | Management | For | For |
1.2 | Elect Director Herman Sarkowsky | Management | For | For |
1.3 | Elect Director Martin J. Wygod | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
WEBSENSE, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: WBSN
SECURITY ID: 947684106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Carrington | Management | For | For |
1.2 | Elect Director Bruce T. Coleman | Management | For | For |
1.3 | Elect Director Gene Hodges | Management | For | For |
1.4 | Elect Director John F. Schaefer | Management | For | For |
1.5 | Elect Director Mark S. St. Clare | Management | For | For |
1.6 | Elect Director Gary E. Sutton | Management | For | For |
1.7 | Elect Director Peter C. Waller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WNS HOLDINGS LTD.
MEETING DATE: SEP 13, 2011 |
||||
TICKER: WNS
SECURITY ID: 92932M101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Ratify Grant Thornton India as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Reelect Keshav R. Murugesh as Director | Management | For | For |
5 | Reelect Albert Aboody as Director | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Increase in Ordinary Shares/ American Depositary Shares (ADSs) and Adopt Second Amended and Restated 2006 Incentive Award Plan | Management | For | For |
WNS HOLDINGS LTD.
MEETING DATE: NOV 22, 2011 |
||||
TICKER: WNS
SECURITY ID: 92932M101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Share Capital | Management | For | For |
WRIGHT EXPRESS CORPORATION
MEETING DATE: MAY 18, 2012 |
||||
TICKER: WXS
SECURITY ID: 98233Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Regina O. Sommer | Management | For | For |
1.2 | Elect Director Jack VanWoerkom | Management | For | For |
1.3 | Elect Director George L. McTavish | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT TECHNOLOGY PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
51JOB, INC.
MEETING DATE: DEC 21, 2011 |
||||
TICKER: JOBS
SECURITY ID: 316827104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect David K. Chao as Director | Management | For | Against |
2 | Reelect Hisayuki Idekoba as Director | Management | For | Against |
3 | Reelect James Jianzhang Liang as Director | Management | For | Against |
4 | Reelect Donald L. Lucas as Director | Management | For | For |
5 | Reelect Rick Yan as Director | Management | For | Against |
6 | Amend 2009 Share Option Plan | Management | For | Against |
ACACIA RESEARCH CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: ACTG
SECURITY ID: 003881307
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Ryan | Management | For | For |
1.2 | Elect Director G. Louis Graziadio, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
ACCENTURE PLC
MEETING DATE: FEB 09, 2012 |
||||
TICKER: CSA
SECURITY ID: G1151C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Dina Dublon as a Director | Management | For | For |
3 | Reelect William D. Green as a Director | Management | For | For |
4 | Reelect Nobuyuki Idei as a Director | Management | For | For |
5 | Reelect Marjorie Magner as a Director | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | Management | For | For |
10 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
11 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACME PACKET, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: APKT
SECURITY ID: 004764106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David B. Elsbree | Management | For | For |
2 | Elect Director Patrick J. MeLampy | Management | For | For |
3 | Elect Director Robert G. Ory | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADLINK TECHNOLOGY INC.
MEETING DATE: JUN 22, 2012 |
||||
TICKER: 6166
SECURITY ID: Y0014R107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
4 | Amend the Articles of Association | Management | For | For |
5 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
7 | Approve Issuance of Shares via a Private Placement | Management | For | For |
8 | Elect Director No.1 | Shareholder | None | Abstain |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
ADTRAN, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: ADTN
SECURITY ID: 00738A106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Stanton | Management | For | For |
1.2 | Elect Director H. Fenwick Huss | Management | For | For |
1.3 | Elect Director Ross K. Ireland | Management | For | For |
1.4 | Elect Director William L. Marks | Management | For | For |
1.5 | Elect Director James E. Matthews | Management | For | For |
1.6 | Elect Director Balan Nair | Management | For | For |
1.7 | Elect Director Roy J. Nichols | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ADVA AG OPTICAL NETWORKING
MEETING DATE: MAY 24, 2012 |
||||
TICKER: ADV
SECURITY ID: D0190E105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2012 | Management | For | For |
6 | Approve Variable Remuneration of Each Supervisory Board in Amount of EUR 5,000 | Management | For | For |
7 | Approve Creation of EUR 22.4 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Reduce Conditional Capital Reductions; Amend 2011 Stock Option Plan and Create EUR 1.9 Million Conditional Capital Pool to Guarantee Conversion Rights | Management | For | For |
9 | Amend 2010 Share Repurchase Program | Management | For | For |
10 | Change of Corporate Form to SE; Approve Initial Supervisory Board; Approve PricewaterhouseCoopers as Auditors for First Year as SE | Management | For | For |
11.1 | Elect Nikolaus Zwick to the Supervisory Board | Management | For | For |
11.2 | Elect Frank Fischer to the Supervisory Board | Management | For | For |
ADVANCED MICRO DEVICES, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: AMD
SECURITY ID: 007903107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director W. Michael Barnes | Management | For | For |
3 | Elect Director John E. Caldwell | Management | For | For |
4 | Elect Director Henry WK Chow | Management | For | For |
5 | Elect Director Craig A. Conway | Management | For | For |
6 | Elect Director Nicholas M. Donofrio | Management | For | For |
7 | Elect Director H. Paulett Eberhart | Management | For | For |
8 | Elect Director Waleed Muhairi | Management | For | For |
9 | Elect Director Robert B. Palmer | Management | For | For |
10 | Elect Director Rory P. Read | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ADVANTECH CO., LTD.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: 2395
SECURITY ID: Y0017P108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Amend the Articles of Association | Management | For | For |
4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
AIRTAC INTERNATIONAL GROUP
MEETING DATE: JUN 14, 2012 |
||||
TICKER: 1590
SECURITY ID: G01408106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
5 | Amend Articles of Association | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: AKAM
SECURITY ID: 00971T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director George H. Conrades | Management | For | For |
2 | Elect Director Martin M. Coyne, II | Management | For | For |
3 | Elect Director Jill A. Greenthal | Management | For | For |
4 | Elect Director Geoffrey A. Moore | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
MEETING DATE: NOV 18, 2011 |
||||
TICKER: AOSL
SECURITY ID: G6331P104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mike F. Chang as Director | Management | For | For |
1.2 | Elect Yueh-Se Ho as Director | Management | For | For |
1.3 | Elect Chung Te Chang as Director | Management | For | Withhold |
1.4 | Elect Mark A. Stevens as Director | Management | For | For |
1.5 | Elect Howard M. Bailey as Director | Management | For | For |
1.6 | Elect Thomas W. Steipp as Director | Management | For | For |
1.7 | Elect Richard W. Sevcik as Director | Management | For | For |
2 | Appoint Grant Thornton, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ALTERA CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: ALTR
SECURITY ID: 021441100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John P. Daane | Management | For | For |
2 | Elect Director T. Michael Nevens | Management | For | For |
3 | Elect Director Elisha W. Finney | Management | For | For |
4 | Elect Director Kevin McGarity | Management | For | For |
5 | Elect Director Krish A. Prabhu | Management | For | For |
6 | Elect Director John Shoemaker | Management | For | For |
7 | Elect Director Thomas H. Waechter | Management | For | For |
8 | Elect Director Susan Wang | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Provide Right to Act by Written Consent | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify Auditors | Management | For | For |
AMAZON.COM, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: AMZN
SECURITY ID: 023135106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Jamie S. Gorelick | Management | For | For |
6 | Elect Director Blake G. Krikorian | Management | For | For |
7 | Elect Director Alain Monie | Management | For | For |
8 | Elect Director Jonathan J. Rubinstein | Management | For | For |
9 | Elect Director Thomas O. Ryder | Management | For | For |
10 | Elect Director Patricia Q. Stonesifer | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Report on Climate Change | Shareholder | Against | Abstain |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERICAN TOWER CORPORATION
MEETING DATE: NOV 29, 2011 |
||||
TICKER: AMT
SECURITY ID: 029912201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: AMKR
SECURITY ID: 031652100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Kim | Management | For | For |
1.2 | Elect Director Kenneth T. Joyce | Management | For | For |
1.3 | Elect Director Roger A. Carolin | Management | For | For |
1.4 | Elect Director Winston J. Churchill | Management | For | For |
1.5 | Elect Director John T. Kim | Management | For | Withhold |
1.6 | Elect Director John F. Osborne | Management | For | For |
1.7 | Elect Director James W. Zug | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AMPHENOL CORPORATION
MEETING DATE: MAY 23, 2012 |
||||
TICKER: APH
SECURITY ID: 032095101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward G. Jepsen | Management | For | For |
1.2 | Elect Director John R. Lord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ANALOG DEVICES, INC.
MEETING DATE: MAR 13, 2012 |
||||
TICKER: ADI
SECURITY ID: 032654105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ray Stata | Management | For | For |
2 | Elect Director Jerald G. Fishman | Management | For | For |
3 | Elect Director James A. Champy | Management | For | For |
4 | Elect Director John C. Hodgson | Management | For | For |
5 | Elect Director Yves-Andre Istel | Management | For | For |
6 | Elect Director Neil Novich | Management | For | For |
7 | Elect Director F. Grant Saviers | Management | For | For |
8 | Elect Director Paul J. Severino | Management | For | For |
9 | Elect Director Kenton J. Sicchitano | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
ANSYS, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: ANSS
SECURITY ID: 03662Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Smith | Management | For | For |
1.2 | Elect Director Bradford C. Morley | Management | For | For |
1.3 | Elect Director Patrick J. Zilvitis | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
APPLE INC.
MEETING DATE: FEB 23, 2012 |
||||
TICKER: AAPL
SECURITY ID: 037833100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Timothy D. Cook | Management | For | For |
1.3 | Elect Director Millard S. Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert A. Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur D. Levinson | Management | For | For |
1.8 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Conflict of Interest Report | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 16, 2011 |
||||
TICKER: AMCC
SECURITY ID: 03822W406
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Cesar Cesaratto | Management | For | For |
2 | Elect Director H.K. Desai | Management | For | For |
3 | Elect Director Paramesh Gopi | Management | For | For |
4 | Elect Director Paul R. Gray | Management | For | For |
5 | Elect Director Fred Shlapak | Management | For | For |
6 | Elect Director Arthur B. Stabenow | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | Against |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ARIBA, INC.
MEETING DATE: JAN 20, 2012 |
||||
TICKER: ARBA
SECURITY ID: 04033V203
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harriet Edelman | Management | For | Withhold |
1.2 | Elect Director Richard A. Kashnow | Management | For | Withhold |
1.3 | Elect Director Robert D. Johnson | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ARM HOLDINGS PLC
MEETING DATE: MAY 03, 2012 |
||||
TICKER: ARM
SECURITY ID: 042068106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4.0 | Elect Sir John Buchanan as Director | Management | For | For |
4.1 | Re-elect Warren East as Director | Management | For | For |
5 | Re-elect Andy Green as Director | Management | For | For |
6 | Re-elect Larry Hirst as Director | Management | For | For |
7 | Re-elect Mike Inglis as Director | Management | For | For |
8 | Re-elect Mike Muller as Director | Management | For | For |
9 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
10 | Re-elect Janice Roberts as Director | Management | For | For |
11 | Re-elect Philip Rowley as Director | Management | For | For |
12 | Re-elect Tim Score as Director | Management | For | For |
13 | Re-elect Simon Segars as Director | Management | For | For |
14 | Re-elect Young Sohn as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: ARW
SECURITY ID: 042735100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry W. Perry | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
1.10 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARUBA NETWORKS, INC.
MEETING DATE: DEC 15, 2011 |
||||
TICKER: ARUN
SECURITY ID: 043176106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Douglas Leone | Management | For | For |
1.7 | Elect Director Willem P. Roelandts | Management | For | For |
1.8 | Elect Director Juergen Rottler | Management | For | For |
1.9 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ASIA PACIFIC SYSTEMS INC
MEETING DATE: JAN 16, 2012 |
||||
TICKER: 054620
SECURITY ID: Y22907102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Spin-Off Agreement | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
ASIA PACIFIC SYSTEMS INC
MEETING DATE: MAR 19, 2012 |
||||
TICKER: 054620
SECURITY ID: Y22907102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Elect Three Inside Directors and One Non-Independent Non-Executive Director (Bundled) | Management | For | Against |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
ASIAINFO-LINKAGE, INC.
MEETING DATE: APR 20, 2012 |
||||
TICKER: ASIA
SECURITY ID: 04518A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jian (James) Ding | Management | For | For |
1.2 | Elect Director Yungang Lu | Management | For | For |
1.3 | Elect Director Libin Sun | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ASM INTERNATIONAL NV
MEETING DATE: MAY 15, 2012 |
||||
TICKER: ASM
SECURITY ID: N07045201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Receive Announcements | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Approve Dividends of EUR 0.50 Per Share | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | For |
8a | Amend Articles Re: Dematerialization of Bearer Shares | Management | For | For |
8b | Amend Articles Re: Abolition of Maximum Term for Supervisory Board Members | Management | For | For |
9a | Reelect J.M.R. Danneels to Supervisory Board | Management | For | For |
9b | Reelect U. Schumacher to Supervisory Board | Management | For | For |
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
10b | Grant Board Authority to Issue Shares in Connection with Remuneration Policy | Management | For | For |
10c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a and 10b | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Receive Announcements Re: Investigation Concerning Market Valuation of the Company | Management | None | None |
13 | Allow Questions | Management | None | None |
14 | Close Meeting | Management | None | None |
ASM INTERNATIONAL NV
MEETING DATE: MAY 15, 2012 |
||||
TICKER: ASM
SECURITY ID: N07045102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Receive Announcements | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Approve Dividends of EUR 0.50 Per Share | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | For |
8a | Amend Articles Re: Dematerialization of Bearer Shares | Management | For | For |
8b | Amend Articles Re: Abolition of Maximum Term for Supervisory Board Members | Management | For | For |
9a | Reelect J.M.R. Danneels to Supervisory Board | Management | For | For |
9b | Reelect U. Schumacher to Supervisory Board | Management | For | For |
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
10b | Grant Board Authority to Issue Shares in Connection with Remuneration Policy | Management | For | For |
10c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a and 10b | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Receive Announcements Re: Investigation Concerning Market Valuation of the Company | Management | None | None |
13 | Allow Questions | Management | None | None |
14 | Close Meeting | Management | None | None |
ASM PACIFIC TECHNOLOGY LTD.
MEETING DATE: APR 27, 2012 |
||||
TICKER: 00522
SECURITY ID: G0535Q133
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.80 Per Share | Management | For | For |
3 | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Share Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Amend Articles of Association of the Company | Management | For | For |
7 | Adopt Amended and Restated Articles of Association of the Company | Management | For | For |
8 | Fix Current Term of Appointment for all Existing Directors | Management | For | For |
9 | Reelect Lok Kam Chong, John as Director | Management | For | For |
10 | Reelect Lo Tsan Yin, Peter as Director | Management | For | For |
11 | Reelect Lee Shiu Hung, Robert as Director | Management | For | For |
12 | Reelect Orasa Livasiri as Independent Non-Executive Director | Management | For | For |
ASML HOLDING NV
MEETING DATE: APR 25, 2012 |
||||
TICKER: ASML
SECURITY ID: N07059186
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.46 Per Share | Management | For | For |
8 | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
9 | Approve the Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
10 | Notification of the Intended Extension of the Appointment Term of E. Meurice to the Management Board | Management | None | None |
11a | Reelect O. Bilous to Supervisory Board | Management | For | For |
11b | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
11c | Reelect A.P.M. van der Poel to Supervisory Board | Management | For | For |
12 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg, P.F.M. van der Meer Mohr, W.T. Siegle, J.W.B. Westerburgen and W.H. Ziebart by Rotation in 2013 | Management | None | None |
13 | Ratify Deloitte Accountants as Auditors | Management | For | For |
14a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
14b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14a | Management | For | For |
14c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
14d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14c | Management | For | For |
15a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15b | Authorize Additionnal Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Authorize Cancellation of Repurchased Shares | Management | For | For |
17 | Other Business (Non-Voting) | Management | None | None |
18 | Close Meeting | Management | None | None |
ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 08, 2011 |
||||
TICKER: AZPN
SECURITY ID: 045327103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joan C. Mcardle | Management | For | For |
1.2 | Elect Director Simon J. Orebi Gann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ATHENAHEALTH, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: ATHN
SECURITY ID: 04685W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Mann | Management | For | For |
1.2 | Elect Director David E. Robinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATMEL CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: ATML
SECURITY ID: 049513104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven Laub | Management | For | For |
2 | Elect Director Tsung-ching Wu | Management | For | For |
3 | Elect Director David Sugishita | Management | For | For |
4 | Elect Director Papken Der Torossian | Management | For | For |
5 | Elect Director Jack L. Saltich | Management | For | For |
6 | Elect Director Charles Carinalli | Management | For | For |
7 | Elect Director Edward Ross | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATOS ORIGIN
MEETING DATE: JUL 01, 2011 |
||||
TICKER: ATO
SECURITY ID: F06116101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Contribution from Siemens Beteiligungen Inland GmbH, its Valuation, its Remuneration, the Resulting Capital Increase, and Delegation of Powers to the Board to Acknowledge Completion of the Operation and Amend Bylaws to Reflect Changes in Capital | Management | For | For |
2 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named OCEANE Reserved for Siemens Inland, up to an Aggregate Nominal Amount EUR 249,999,985 | Management | For | For |
3 | Approve Employee Stock Purchase Plan | Management | Against | Against |
4 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
5 | Change Company Name to AtoS, and Amend Article 3 of Bylaws Accordingly | Management | For | For |
6 | Amend Article 10.1 of Bylaws Re: Share Ownership Disclosure Threshold | Management | For | Against |
7 | Amend Article 28.5 of Bylaws Re: Attendance to General Meetings | Management | For | For |
8 | Elect Dr Roland Emil Busch as Director | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AUTODESK, INC.
MEETING DATE: JAN 06, 2012 |
||||
TICKER: ADSK
SECURITY ID: 052769106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Omnibus Stock Plan | Management | For | Against |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
AUTODESK, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: ADSK
SECURITY ID: 052769106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carl Bass | Management | For | For |
2 | Elect Director Crawford W. Beveridge | Management | For | For |
3 | Elect Director J. Hallam Dawson | Management | For | For |
4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
5 | Elect Director Mary T. McDowell | Management | For | For |
6 | Elect Director Lorrie M. Norrington | Management | For | For |
7 | Elect Director Charles J. Robel | Management | For | For |
8 | Elect Director Stacy J. Smith | Management | For | For |
9 | Elect Director Steven M. West | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
AUTONAVI HOLDINGS LTD.
MEETING DATE: DEC 16, 2011 |
||||
TICKER: AMAP
SECURITY ID: 05330F106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
2 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
AVAGO TECHNOLOGIES LIMITED
MEETING DATE: APR 04, 2012 |
||||
TICKER: AVGO
SECURITY ID: Y0486S104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Hock E. Tan as Director | Management | For | For |
1b | Reelect Adam H. Clammer as Director | Management | For | For |
1c | Reelect John T. Dickson as Director | Management | For | For |
1d | Reelect James V. Diller as Director | Management | For | For |
1e | Reelect Kenneth Y. Hao as Director | Management | For | For |
1f | Reelect John Min-Chih Hsuan as Director | Management | For | For |
1g | Reelect Justine F. Lien as Director | Management | For | For |
1h | Reelect Donald Macleod as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVNET, INC.
MEETING DATE: NOV 04, 2011 |
||||
TICKER: AVT
SECURITY ID: 053807103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleanor Baum | Management | For | For |
1.2 | Elect Director J. Veronica Biggins | Management | For | For |
1.3 | Elect Director Richard Hamada | Management | For | For |
1.4 | Elect Director Ehud Houminer | Management | For | For |
1.5 | Elect Director James A. Lawrence | Management | For | For |
1.6 | Elect Director Frank R. Noonan | Management | For | For |
1.7 | Elect Director Ray M. Robinson | Management | For | For |
1.8 | Elect Director William H. Schumann, III | Management | For | For |
1.9 | Elect Director William P. Sullivan | Management | For | For |
1.10 | Elect Director Roy Vallee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AXCELIS TECHNOLOGIES, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: ACLS
SECURITY ID: 054540109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward H. Braun | Management | For | For |
1.2 | Elect Director R. John Fletcher | Management | For | For |
1.3 | Elect Director Stephen R. Hardis | Management | For | For |
1.4 | Elect Director William C. Jennings | Management | For | For |
1.5 | Elect Director Joseph P. Keithley | Management | For | For |
1.6 | Elect Director Patrick H. Nettles | Management | For | For |
1.7 | Elect Director Mary G. Puma | Management | For | For |
1.8 | Elect Director H. Brian Thompson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BANKRATE, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: RATE
SECURITY ID: 06647F102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Nelson | Management | For | For |
1.2 | Elect Director Richard J. Pinola | Management | For | For |
1.3 | Elect Director James Tieng | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BIOSENSORS INTERNATIONAL GROUP LTD.
MEETING DATE: JUL 28, 2011 |
||||
TICKER: B20
SECURITY ID: G11325100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2a | Reelect Yoh-Chie Lu as Director | Management | For | Against |
2b | Reelect Peter V. Huggler as Director | Management | For | Against |
2c | Reelect Jeffrey B. Jump as Director | Management | For | Against |
3a | Reelect Soon Beng Aw as Director | Management | For | For |
3b | Reelect Vincent Ong as Director | Management | For | For |
3c | Reelect Adrian Chan Pengee as Director | Management | For | Against |
3d | Reelect Jack Wang Chicheng as Director | Management | For | Against |
3e | Reelect Bing Yuan as Director | Management | For | Against |
4 | Record the Retirement of John Zhao as Director | Management | None | None |
5 | Approve Directors' Fees of SGD 377,848 for the Year Ended March 31, 2011 | Management | For | For |
6 | Approve Directors' Fees of SGD 600,000 for the Year Ending March 31, 2012 | Management | For | For |
7 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
9 | Approve Issuance of Shares and Grant of Awards Pursuant to the Biosensors Performance Share Plan | Management | For | Against |
BIOSENSORS INTERNATIONAL GROUP LTD.
MEETING DATE: SEP 28, 2011 |
||||
TICKER: B20
SECURITY ID: G11325100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of the Entire Equity Interest in Treasure Solution Ltd. | Management | For | For |
2 | Approve Issue of 260 Million New Shares for Payment of Part of the Consideration for the Acquisition | Management | For | For |
3 | Approve Issue of Convertible Notes in the Principal Amount of $120 Million as Part of the Consideration for the Acquisition | Management | For | For |
BLINKX PLC
MEETING DATE: SEP 20, 2011 |
||||
TICKER: BLNX
SECURITY ID: G13235109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Mark Opzoomer as Director | Management | For | Against |
3 | Reappoint Deloitte LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise Market Purchase | Management | For | For |
BMC SOFTWARE, INC.
MEETING DATE: JUL 21, 2011 |
||||
TICKER: BMC
SECURITY ID: 055921100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director Meldon K. Gafner | Management | For | For |
5 | Elect Director Mark J. Hawkins | Management | For | For |
6 | Elect Director Stephan A. James | Management | For | For |
7 | Elect Director P. Thomas Jenkins | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Kathleen A. O Neil | Management | For | For |
10 | Elect Director Tom C. Tinsley | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BROADCOM CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: BRCM
SECURITY ID: 111320107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director Maria Klawe | Management | For | For |
1.5 | Elect Director John E. Major | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director William T. Morrow | Management | For | For |
1.8 | Elect Director Henry Samueli | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
BROADSOFT, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: BSFT
SECURITY ID: 11133B409
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Goodman | Management | For | For |
1.2 | Elect Director Douglas L. Maine | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 20, 2012 |
||||
TICKER: BRCD
SECURITY ID: 111621306
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Judy Bruner | Management | For | For |
2 | Elect Director John W. Gerdelman | Management | For | For |
3 | Elect Director David L. House | Management | For | For |
4 | Elect Director Glenn C. Jones | Management | For | For |
5 | Elect Director Michael Klayko | Management | For | For |
6 | Elect Director L. William Krause | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | Against |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Ratify Auditors | Management | For | For |
CAMELOT INFORMATION SYSTEMS INC
MEETING DATE: SEP 21, 2011 |
||||
TICKER: CIS
SECURITY ID: 13322V105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Third Amended and Restated Memorandum and Articles of Association | Management | For | For |
CANDO CORP.
MEETING DATE: AUG 16, 2011 |
||||
TICKER: 8056
SECURITY ID: Y1082H104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Sun Da-ming, a Representative of TPK Universal Solutions Limited, with Shareholder Number 21046 as Director | Management | For | Against |
1.2 | Elect Liu Shih-liang, a Representative of TPK Universal Solutions Limited, with Shareholder Number 21046 as Director | Management | For | Against |
1.3 | Elect Liu Shih-ming, a Representative of TPK Universal Solutions Limited, with Shareholder Number 21046 as Director | Management | For | Against |
1.4 | Elect Han Ching-shih, a Representative of China Development Venture Capital Co., Ltd., with Shareholder Number 18379 as Director | Management | For | Against |
1.5 | Elect Chang Tsui-yun with ID Number K200230662 as Independent Director | Management | For | For |
1.6 | Elect Chang Chia-ping with ID Number A100065708 as Independent Director | Management | For | For |
2 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | For |
CANDO CORP.
MEETING DATE: OCT 05, 2011 |
||||
TICKER: 8056
SECURITY ID: Y1082H104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Amendments on Articles of Association | Management | For | For |
CAVIUM, INC.
MEETING DATE: JUN 08, 2012 |
||||
TICKER: CAVM
SECURITY ID: 14964U108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanjay Mehrotra | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTROTHERM PHOTOVOLTAICS AG
MEETING DATE: AUG 18, 2011 |
||||
TICKER: CTN
SECURITY ID: D1498H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income, Dividends of EUR 0.50 per Share, and Bonus Dividends of EUR 0.20 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
5 | Authorize Management Board Not to Disclose Individualized Remuneration of its Members | Management | For | Against |
6 | Ratify ROEVERBROENNER GmbH & Co. KG as Auditors for Fiscal 2011 | Management | For | For |
7 | Approve Creation of EUR 2.8 Million Pool of Capital without Preemptive Rights | Management | For | For |
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: CPW
SECURITY ID: M22465104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Directors | Management | For | For |
2 | Reelect External Directors | Management | For | For |
2a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | Management | For | For |
4 | Approve Compensation of Chairman/CEO Including Option Grant | Management | For | For |
4a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
5 | Reauthorize Board Chairman to Serve as CEO | Management | For | For |
5a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
CHENG UEI PRECISION INDUSTRY CO. LTD.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: 2392
SECURITY ID: Y13077105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings and Staff Bonus | Management | For | For |
4 | Amend the Articles of Association | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
CHIMEI INNOLUX CORP
MEETING DATE: JUN 29, 2012 |
||||
TICKER: 3481
SECURITY ID: Y14056108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Loss Appropriation | Management | For | For |
3 | Approve to Amend the Articles of Association | Management | For | For |
4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
5 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
7 | Approve Proposal of Capital Increase by Issuance of Ordinary Shares or Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Issuance of Marketable Securities via Private Placement According to the Market Conditions | Management | For | For |
8 | Approve to Issue the Restricted Stock | Management | For | For |
9.1 | Approve By-election of Director No.1 | Shareholder | None | Abstain |
9.2 | Approve By-election of Wang BoBo with ID No. A100072829 as Independent Director | Shareholder | For | For |
9.3 | Approve By-election of Supervisor No.1 | Shareholder | None | Abstain |
9.4 | Approve By-election of Supervisor No.2 | Shareholder | None | Abstain |
10 | Approve Release of Restrictions of Competitive Activities of Directors and Representatives | Management | For | Abstain |
11 | Transact Other Business (Non-Voting) | Management | None | None |
CHINA KANGHUI HOLDINGS
MEETING DATE: SEP 05, 2011 |
||||
TICKER: KH
SECURITY ID: 16890V100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Yikang Jiang as Director | Management | For | For |
2 | Reelect Jun Du as Director | Management | For | For |
3 | Reelect Shuchun Gao as Director | Management | For | For |
4 | Ratify Ernst & Young Hua Ming as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Other Business (Voting) | Management | For | Against |
CHINA MEDICAL SYSTEM HOLDINGS LTD.
MEETING DATE: SEP 14, 2011 |
||||
TICKER: 00867
SECURITY ID: G21108116
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Bonus Issue | Management | For | For |
CHINA MEDICAL SYSTEM HOLDINGS LTD.
MEETING DATE: APR 25, 2012 |
||||
TICKER: 00867
SECURITY ID: G21108124
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of $0.008 Per Share for the Year Ended Dec. 31, 2011 | Management | For | For |
3a | Reelect Chen Hongbing as Executive Director | Management | For | For |
3b | Reelect Hui Ki Fat as Executive Director | Management | For | For |
3c | Reelect Hou Xiaoxuan as Non-Executive Director | Management | For | For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Bonus Issue | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
CHINA REAL ESTATE INFORMATION CORPORATION
MEETING DATE: APR 19, 2012 |
||||
TICKER: CRIC
SECURITY ID: 16948Q103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
CHINACACHE INTERNATIONAL HOLDINGS LTD.
MEETING DATE: JUL 12, 2011 |
||||
TICKER: CCIH
SECURITY ID: 16950M107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of 2011 Share Incentive Plan | Management | For | Against |
CHINASOFT INTERNATIONAL LTD.
MEETING DATE: MAR 12, 2012 |
||||
TICKER: 00354
SECURITY ID: G2110A103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Huawei IT Outsourcing Agreement and Related Annual Caps | Management | For | For |
CHINASOFT INTERNATIONAL LTD.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: 00354
SECURITY ID: G2110A103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Chen Yuhong as Director | Management | For | Against |
2b | Reelect Tang Zhenming as Director | Management | For | Against |
2c | Reelect Zhang Yaqin as Director | Management | For | Against |
2d | Reelect Leung Wing Yin Patrick as Director | Management | For | Against |
2e | Reelect Zhao John Huan as Director | Management | For | Against |
2f | Reelect Lin Sheng as Director | Management | For | Against |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | Management | For | For |
CHROMA ATE INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: 2360
SECURITY ID: Y1604M102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Amend the Articles of Association | Management | For | For |
4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Approve to Amend Trading Procedures Governing Derivatives Products | Management | For | For |
6 | Elect I-Shih Tseng, a Representative of CHROMA INVESTMENT CO., LTD with Shareholder No.12744, as Director | Shareholder | None | Abstain |
7 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | Abstain |
CIENA CORPORATION
MEETING DATE: MAR 21, 2012 |
||||
TICKER: CIEN
SECURITY ID: 171779309
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce L. Claflin | Management | For | For |
2 | Elect Director Patrick T. Gallagher | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CISCO SYSTEMS, INC.
MEETING DATE: DEC 07, 2011 |
||||
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Arun Sarin | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
18 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
19 | Stock Retention/Holding Period | Shareholder | Against | Against |
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: CTXS
SECURITY ID: 177376100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas F. Bogan | Management | For | For |
2 | Elect Director Nanci E. Caldwell | Management | For | For |
3 | Elect Director Gary E. Morin | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 05, 2012 |
||||
TICKER: CTSH
SECURITY ID: 192446102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Francisco D'Souza | Management | For | For |
2 | Elect Director John N. Fox, Jr. | Management | For | For |
3 | Elect Director Thomas M. Wendel | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
COMBA TELECOM SYSTEMS HOLDINGS LTD.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: 02342
SECURITY ID: G22972114
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.07 Per Share | Management | For | For |
3a | Reelect Tong Chak Wai, Wilson as Executive Director | Management | For | Against |
3b | Reelect Zheng Guo Bao as Executive Director | Management | For | Against |
3c | Reelect Zhang Yuan Jian as Executive Director | Management | For | Against |
3d | Reelect Lau Siu Ki, Kevin as Independent Non-Executive Director | Management | For | Against |
3e | Reelect Liu Cai as Independent Non-Executive Director | Management | For | Against |
3f | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Approve Refreshment of the Scheme Mandate Limit Under the Share Option Scheme | Management | For | For |
9 | Approve Refreshment of the Scheme Mandate Limit Under the Share Award Scheme | Management | For | For |
10 | Approve Amendments of Memorandum and Articles of Association of the Company | Management | For | For |
11 | Adopt Amended Memorandum of Association of the Company | Management | For | For |
12 | Adopt Amended Articles of Association of the Company | Management | For | For |
COMMVAULT SYSTEMS, INC.
MEETING DATE: AUG 24, 2011 |
||||
TICKER: CVLT
SECURITY ID: 204166102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Allan G. Bunte | Management | For | For |
1.2 | Elect Director Frank J. Fanzilli, Jr. | Management | For | For |
1.3 | Elect Director Daniel Pulver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
COMPUWARE CORPORATION
MEETING DATE: AUG 23, 2011 |
||||
TICKER: CPWR
SECURITY ID: 205638109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis W. Archer | Management | For | For |
1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
1.3 | Elect Director William O. Grabe | Management | For | For |
1.4 | Elect Director Frederick A. Henderson | Management | For | For |
1.5 | Elect Director Peter Karmanos, Jr. | Management | For | For |
1.6 | Elect Director Faye Alexander Nelson | Management | For | For |
1.7 | Elect Director Robert C. Paul | Management | For | For |
1.8 | Elect Director Glenda D. Price | Management | For | For |
1.9 | Elect Director W. James Prowse | Management | For | For |
1.10 | Elect Director G. Scott Romney | Management | For | For |
1.11 | Elect Director Ralph J. Szygenda | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
COMVERSE TECHNOLOGY, INC.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: CMVT
SECURITY ID: 205862402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Elect Director Susan D. Bowick | Management | For | For |
2 | Elect Director Charles J. Burdick | Management | For | For |
3 | Elect Director Robert Dubner | Management | For | For |
4 | Elect Director Augustus K. Oliver | Management | For | For |
5 | Elect Director Theodore H. Schell | Management | For | For |
6 | Elect Director Mark C. Terrell | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Stephen Andrews | Shareholder | Do Not Vote | Did Not Vote |
1.2 | Elect Director James Budge | Shareholder | Do Not Vote | Did Not Vote |
1.3 | Elect Director Doron Inbar | Shareholder | Do Not Vote | Did Not Vote |
1.4 | Elect Director Richard Nottenburg | Shareholder | Do Not Vote | Did Not Vote |
2 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
CONCUR TECHNOLOGIES, INC.
MEETING DATE: MAR 14, 2012 |
||||
TICKER: CNQR
SECURITY ID: 206708109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director S. Steven Singh | Management | For | For |
1.2 | Elect Director Jeffrey T. Seely | Management | For | For |
1.3 | Elect Director Randall H. Talbot | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 04, 2012 |
||||
TICKER: CSOD
SECURITY ID: 21925Y103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Byron B. Deeter | Management | For | For |
1.2 | Elect Director S. Steven Singh | Management | For | For |
1.3 | Elect Director Robert D. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
CREE, INC.
MEETING DATE: OCT 25, 2011 |
||||
TICKER: CREE
SECURITY ID: 225447101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Swoboda | Management | For | For |
1.2 | Elect Director Clyde R. Hosein | Management | For | For |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
1.4 | Elect Director Franco Plastina | Management | For | For |
1.5 | Elect Director Alan J. Ruud | Management | For | For |
1.6 | Elect Director Robert L. Tillman | Management | For | For |
1.7 | Elect Director Harvey A. Wagner | Management | For | For |
1.8 | Elect Director Thomas H. Werner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CSR PLC
MEETING DATE: AUG 30, 2011 |
||||
TICKER: CSR
SECURITY ID: G1790J103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger with Zoran Corporation | Management | For | For |
2 | Approve 2011 Executive Incentive Plan | Management | For | For |
3 | Amend Share Option Plan | Management | For | For |
4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorise Market Purchase | Management | For | For |
CYMER, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: CYMI
SECURITY ID: 232572107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles J. Abbe | Management | For | For |
1.2 | Elect Director Robert P. Akins | Management | For | For |
1.3 | Elect Director Edward H. Braun | Management | For | For |
1.4 | Elect Director Michael R. Gaulke | Management | For | For |
1.5 | Elect Director William G. Oldham | Management | For | For |
1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
1.7 | Elect Director Peter J. Simone | Management | For | For |
1.8 | Elect Director Young K. Sohn | Management | For | For |
1.9 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 11, 2012 |
||||
TICKER: CY
SECURITY ID: 232806109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T.J. Rodgers | Management | For | For |
1.2 | Elect Director W. Steve Albrecht | Management | For | For |
1.3 | Elect Director Eric A. Benhamou | Management | For | For |
1.4 | Elect Director Lloyd Carney | Management | For | For |
1.5 | Elect Director James R. Long | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director J.D. Sherman | Management | For | For |
1.8 | Elect Director Wilbert van den Hoek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DAINIPPON SCREEN MFG. CO. LTD.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: 7735
SECURITY ID: J10626109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2.1 | Elect Director Ishida, Akira | Management | For | For |
2.2 | Elect Director Hashimoto, Masahiro | Management | For | For |
2.3 | Elect Director Ryonai, Osamu | Management | For | For |
2.4 | Elect Director Arita, Masashi | Management | For | For |
2.5 | Elect Director Kakiuchi, Eiji | Management | For | For |
2.6 | Elect Director Minamishima, Shin | Management | For | For |
2.7 | Elect Director Tateishi, Yoshio | Management | For | For |
2.8 | Elect Director Isayama, Takeshi | Management | For | For |
2.9 | Elect Director Matsumoto, Toru | Management | For | For |
3.1 | Appoint Statutory Auditor Noguri, Kazuya | Management | For | For |
3.2 | Appoint Statutory Auditor Miyawaki, Tatsuo | Management | For | For |
3.3 | Appoint Statutory Auditor Mori, Mikio | Management | For | Against |
3.4 | Appoint Statutory Auditor Tsutsumi, Tsutomu | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Toyobe, Katsuyuki | Management | For | Against |
DEALERTRACK HOLDINGS, INC.
MEETING DATE: JUN 20, 2012 |
||||
TICKER: TRAK
SECURITY ID: 242309102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Foy | Management | For | For |
1.2 | Elect Director James David Power, III | Management | For | For |
1.3 | Elect Director Howard L. Tischler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Change Company Name | Management | For | For |
DEMANDTEC, INC
MEETING DATE: AUG 03, 2011 |
||||
TICKER: DMAN
SECURITY ID: 24802R506
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald R. Baker | Management | For | For |
2 | Elect Director Linda Fayne Levinson | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
DEMANDTEC, INC.
MEETING DATE: FEB 14, 2012 |
||||
TICKER: DMAN
SECURITY ID: 24802R506
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
DENTSU INC.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: 4324
SECURITY ID: J1207N108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
2.1 | Elect Director Ishii, Tadashi | Management | For | For |
2.2 | Elect Director Takashima, Tatsuyoshi | Management | For | For |
2.3 | Elect Director Nakamoto, Shoichi | Management | For | For |
2.4 | Elect Director Utsumi, Tomoki | Management | For | For |
2.5 | Elect Director Sugimoto, Akira | Management | For | For |
2.6 | Elect Director Shimura, Kaoru | Management | For | For |
2.7 | Elect Director Kato, Yuzuru | Management | For | For |
2.8 | Elect Director Akiyama, Ryuuhei | Management | For | For |
2.9 | Elect Director Matsushima, Kunihiro | Management | For | For |
2.10 | Elect Director Ishikawa, Satoshi | Management | For | For |
2.11 | Elect Director Nakata, Masahiro | Management | For | For |
3.1 | Appoint Statutory Auditor Tsuruda, Tomoharu | Management | For | For |
3.2 | Appoint Statutory Auditor Toyama, Atsuko | Management | For | For |
3.3 | Appoint Statutory Auditor Koga, Kentaro | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
DIGITAL CHINA HOLDINGS LIMITED
MEETING DATE: AUG 15, 2011 |
||||
TICKER: 00861
SECURITY ID: G2759B107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Andrew Y. Yan as Director | Management | For | For |
3b | Reelect Hu Zhaoguang as Director | Management | For | For |
3c | Reelect Ni Hong (Hope) as Director | Management | For | For |
3d | Reelect Ong Ka Lueng, Peter as Director | Management | For | For |
3e | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
6 | Adopt New Share Option Scheme | Management | For | For |
7a | Amend Bylaws of the Company | Management | For | For |
7b | Adopt the Amended and Restated Bylaws | Management | For | For |
DIGITAL GARAGE, INC.
MEETING DATE: SEP 27, 2011 |
||||
TICKER: 4819
SECURITY ID: J1229F109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Iwai, Naohiko | Management | For | For |
1.2 | Elect Director Soda, Makoto | Management | For | For |
2 | Approve Deep Discount Stock Option Plan | Management | For | For |
3 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
DIODES INCORPORATED
MEETING DATE: MAY 22, 2012 |
||||
TICKER: DIOD
SECURITY ID: 254543101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.H. Chen | Management | For | For |
1.2 | Elect Director Michael R. Giordano | Management | For | For |
1.3 | Elect Director L.P. Hsu | Management | For | For |
1.4 | Elect Director Keh-Shew Lu | Management | For | For |
1.5 | Elect Director Raymond Soong | Management | For | For |
1.6 | Elect Director John M. Stich | Management | For | For |
1.7 | Elect Director Michael K.C. Tsai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DISH NETWORK CORPORATION
MEETING DATE: MAY 02, 2012 |
||||
TICKER: DISH
SECURITY ID: 25470M109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Clayton | Management | For | For |
1.2 | Elect Director James DeFranco | Management | For | For |
1.3 | Elect Director Cantey M. Ergen | Management | For | For |
1.4 | Elect Director Charles W. Ergen | Management | For | For |
1.5 | Elect Director Steven R. Goodbarn | Management | For | For |
1.6 | Elect Director Gary S. Howard | Management | For | For |
1.7 | Elect Director David K. Moskowitz | Management | For | For |
1.8 | Elect Director Tom A. Ortolf | Management | For | For |
1.9 | Elect Director Carl E. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
DUKSAN HI METAL CO.
MEETING DATE: MAR 23, 2012 |
||||
TICKER: 077360
SECURITY ID: Y2113Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | Against |
3.1 | Reelect Lee Joon-Ho as Inside Director | Management | For | Against |
3.2 | Reelect Gang Byung-Joo as Inside Director | Management | For | Against |
3.3 | Reelect Lee Soo-Hoon as Inside Director | Management | For | Against |
3.4 | Elect Kim Yoon-Hee as OutsideDirector | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
6 | Approve Stock Option Grants | Management | For | For |
7 | Amend Terms of Severance Payments to Executives | Management | For | Against |
EBAY INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: EBAY
SECURITY ID: 278642103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc L. Andreessen | Management | For | For |
2 | Elect Director William C. Ford, Jr. | Management | For | For |
3 | Elect Director Dawn G. Lepore | Management | For | For |
4 | Elect Director Kathleen C. Mitic | Management | For | For |
5 | Elect Director Pierre M. Omidyar | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
9 | Declassify the Board of Directors | Management | For | For |
10 | Provide Right to Call Special Meeting | Management | For | For |
11 | Ratify Auditors | Management | For | For |
EDUCOMP SOLUTIONS LTD.
MEETING DATE: JUL 23, 2011 |
||||
TICKER: 532696
SECURITY ID: Y22514114
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $250 Million and Restructuring of $78.5 Million Outstanding Foreign Currency Convertible Bonds | Management | For | For |
2 | Approve Increase in Authorized Share Capital from INR 250 Million to INR 300 Million by the Creation of 25 Million Equity Shares of INR 2.00 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
3 | Approve Employee Stock Option Scheme 2011 (ESOP Scheme 2011) | Management | For | For |
4 | Approve Stock Option Plan Grants to Employees of Subsidiary Companies Under the ESOP Scheme 2011 | Management | For | For |
EDUCOMP SOLUTIONS LTD.
MEETING DATE: SEP 24, 2011 |
||||
TICKER: 532696
SECURITY ID: Y22514114
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 0.60 Per Share | Management | For | For |
3 | Reappoint S. Srivastava as Director | Management | For | For |
4 | Reappoint R.K. Luthra as Director | Management | For | Against |
5 | Approve Anupam Bansal & Co and Haribhakti & Co as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
EMC CORPORATION
MEETING DATE: MAY 01, 2012 |
||||
TICKER: EMC
SECURITY ID: 268648102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael W. Brown | Management | For | For |
2 | Elect Director Randolph L. Cowen | Management | For | For |
3 | Elect Director Gail Deegan | Management | For | For |
4 | Elect Director James S. DiStasio | Management | For | For |
5 | Elect Director John R. Egan | Management | For | For |
6 | Elect Director Edmund F. Kelly | Management | For | For |
7 | Elect Director Windle B. Priem | Management | For | For |
8 | Elect Director Paul Sagan | Management | For | For |
9 | Elect Director David N. Strohm | Management | For | For |
10 | Elect Director Joseph M. Tucci | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENTEGRIS, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: ENTG
SECURITY ID: 29362U104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gideon Argov | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director Marvin D. Burkett | Management | For | For |
1.4 | Elect Director R. Nicholas Burns | Management | For | For |
1.5 | Elect Director Daniel W. Christman | Management | For | For |
1.6 | Elect Director Roger D. McDaniel | Management | For | For |
1.7 | Elect Director Paul L.H. Olson | Management | For | For |
1.8 | Elect Director Brian F. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EPISTAR CORP.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: 2448
SECURITY ID: Y2298F106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve Allocation of Cash Dividend from Capital Reserves | Management | For | For |
4 | Approve Issuance of Ordinary Shares via Private Placement | Management | For | For |
5 | Approve to Issue the Restricted Stock | Management | For | For |
6 | Approve to Amend the Articles of Association | Management | For | For |
7 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
8 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
F5 NETWORKS, INC.
MEETING DATE: MAR 15, 2012 |
||||
TICKER: FFIV
SECURITY ID: 315616102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jonathan Chadwick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: FCS
SECURITY ID: 303726103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles P. Carinalli | Management | For | For |
2 | Elect Director Randy W. Carson | Management | For | For |
3 | Elect Director Terry A. Klebe | Management | For | For |
4 | Elect Director Anthony Lear | Management | For | For |
5 | Elect Director Thomas L. Magnanti | Management | For | For |
6 | Elect Director Kevin J. McGarity | Management | For | For |
7 | Elect Director Bryan R. Roub | Management | For | For |
8 | Elect Director Ronald W. Shelly | Management | For | For |
9 | Elect Director Mark S. Thompson | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Management | For | For |
13 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
14 | Ratify Auditors | Management | For | For |
FANUC CORP.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: 6954
SECURITY ID: J13440102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 99.01 | Management | For | For |
2.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
2.2 | Elect Director Yamaguchi, Kenji | Management | For | For |
2.3 | Elect Director Gonda, Yoshihiro | Management | For | For |
2.4 | Elect Director Richard E. Schneider | Management | For | For |
2.5 | Elect Director Uchida, Hiroyuki | Management | For | For |
2.6 | Elect Director Matsubara, Shunsuke | Management | For | For |
2.7 | Elect Director Kosaka, Tetsuya | Management | For | For |
2.8 | Elect Director Kohari, Katsuo | Management | For | For |
2.9 | Elect Director Okada, Toshiya | Management | For | For |
2.10 | Elect Director Hiramoto, Kazuyuki | Management | For | For |
2.11 | Elect Director Olaf C. Gehrels | Management | For | For |
2.12 | Elect Director Aoyama, Kazunari | Management | For | For |
2.13 | Elect Director Ito, Takayuki | Management | For | For |
2.14 | Elect Director Yamada, Yuusaku | Management | For | For |
2.15 | Elect Director Hishikawa, Tetsuo | Management | For | For |
2.16 | Elect Director Noda, Hiroshi | Management | For | For |
3 | Appoint Statutory Auditor Harada, Hajime | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: FIS
SECURITY ID: 31620M106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William P. Foley, II | Management | For | For |
2 | Elect Director Thomas M. Hagerty | Management | For | For |
3 | Elect Director Keith W. Hughes | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
FINISAR CORPORATION
MEETING DATE: NOV 28, 2011 |
||||
TICKER: FNSR
SECURITY ID: 31787A507
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eitan Gertel | Management | For | For |
1.2 | Elect Director Thomas E. Pardun | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FISERV, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: FISV
SECURITY ID: 337738108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Kearney | Management | For | For |
1.2 | Elect Director Jeffery W. Yabuki | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FORTINET, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: FTNT
SECURITY ID: 34959E109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chenming Hu | Management | For | For |
1.2 | Elect Director Hong Liang Lu | Management | For | For |
1.3 | Elect Director Ken Xie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FREESCALE SEMICONDUCTOR HOLDINGS I, LTD.
MEETING DATE: APR 25, 2012 |
||||
TICKER: FSL
SECURITY ID: G3727Q101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Beyer | Management | For | For |
1.2 | Elect Director Chinh E. Chu | Management | For | For |
1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
1.4 | Elect Director Thomas H. Lister | Management | For | For |
1.5 | Elect Director John W. Marren | Management | For | For |
1.6 | Elect Director J. Daniel McCranie | Management | For | For |
1.7 | Elect Director James A. Quella | Management | For | For |
1.8 | Elect Director Peter Smitham | Management | For | For |
1.9 | Elect Director Gregory L. Summe | Management | For | For |
1.10 | Elect Director Claudius E. Watts, IV | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Change Company Name to Freescale Semiconductor, Ltd. | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FURUKAWA ELECTRIC CO. LTD.
MEETING DATE: JUN 26, 2012 |
||||
TICKER: 5801
SECURITY ID: J16464117
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Accounting Transfers | Management | For | For |
2.1 | Elect Director Yoshida, Masao | Management | For | For |
2.2 | Elect Director Shibata, Mitsuyoshi | Management | For | For |
2.3 | Elect Director Yoshino, Tetsuo | Management | For | For |
2.4 | Elect Director Fujita, Sumitaka | Management | For | For |
2.5 | Elect Director Sakura, Hideo | Management | For | For |
2.6 | Elect Director Yanagimoto, Masahiro | Management | For | For |
2.7 | Elect Director Sato, Tetsuya | Management | For | For |
2.8 | Elect Director Ueyama, Michio | Management | For | For |
2.9 | Elect Director Yanagawa, Hisaharu | Management | For | For |
2.10 | Elect Director Amano, Nozomu | Management | For | For |
2.11 | Elect Director Suzuki, Yoshihiro | Management | For | For |
3.1 | Appoint Statutory Auditor Ogawa, Hiromasa | Management | For | For |
3.2 | Appoint Statutory Auditor Ito, Takahiko | Management | For | For |
3.3 | Appoint Statutory Auditor Fujita, Yuzuru | Management | For | Against |
GCL-POLY ENERGY HOLDINGS LTD.
MEETING DATE: JUL 12, 2011 |
||||
TICKER: 03800
SECURITY ID: G3774X108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Connected Transactions with Related Parties and Related Annual Caps | Management | For | For |
GCL-POLY ENERGY HOLDINGS LTD.
MEETING DATE: MAY 28, 2012 |
||||
TICKER: 03800
SECURITY ID: G3774X108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Sun Wei as Executive Director | Management | For | Against |
3b | Reelect Zhu Yu Feng as Executive Director | Management | For | Against |
3c | Reelect Chau Kwok Man, Cliff as Non-Executive Director | Management | For | Against |
3d | Reelect Zhang Qing as Non-Executive Director | Management | For | Against |
3e | Reelect Qian Zhi Xin as Independent Non-Executive Director | Management | For | Against |
3f | Reelect Yip Tai Him as Independent Non-Executive Director | Management | For | For |
3g | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
GEMALTO
MEETING DATE: MAY 24, 2012 |
||||
TICKER: GTO
SECURITY ID: N3465M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4b | Approve Dividends of EUR 0.31 Per Share | Management | For | For |
5a | Approve Discharge of CEO | Management | For | For |
5b | Approve Discharge of Non-Executive Directors | Management | For | For |
6a | Elect Olivier Piou as Executive to Board of Directors | Management | For | For |
6b | Reelect Johannes Fritz to Board of Directors | Management | For | For |
6c | Reelect Arthur van der Poel to Board of Directors | Management | For | For |
6d | Elect Yen Yen Tan to Board of Directors | Management | For | For |
6e | Elect Drina Yue to Board of Directors | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
9 | Allow Questions | Management | None | None |
10 | Close Meeting | Management | None | None |
GENESIS PHOTONICS INC.
MEETING DATE: JUN 19, 2012 |
||||
TICKER: 3383
SECURITY ID: Y26927106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
4 | Amend the Articles of Association | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
7 | Approve Cash Capital Increase by Issuing New Shares via Private Placement | Management | For | For |
8 | Approve to Issue the Restricted Stock | Management | For | For |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
GLOBAL UNICHIP CORP.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: 3443
SECURITY ID: Y2724H106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | None |
GOOGLE INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: GOOG
SECURITY ID: 38259P508
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Authorize a New Class of Common Stock | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | Against | Against |
10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
HAIER ELECTRONICS GROUP CO LTD
MEETING DATE: MAY 29, 2012 |
||||
TICKER: 01169
SECURITY ID: G42313125
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a1 | Reelect Yang Mian Mian as Executive Director | Management | For | For |
2a2 | Reelect Zhou Yun Jie as Executive Director | Management | For | For |
2a3 | Reelect Janine Junyuan Feng as Non-Executive Director | Management | For | For |
2a4 | Reelect Yu Hon To, David as Independent Non-Executive Director | Management | For | For |
2a5 | Reelect Gui Zhaoyu as Alternate Director to Janine Junyuan Feng | Management | For | For |
2b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 21, 2012 |
||||
TICKER: HPQ
SECURITY ID: 428236103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc L. Andreessen | Management | For | For |
2 | Elect Director Shumeet Banerji | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Raymond. J. Lane | Management | For | For |
6 | Elect Director Ann M. Livermore | Management | For | For |
7 | Elect Director G. M. Reiner | Management | For | For |
8 | Elect Director Patricia. F. Russo | Management | For | For |
9 | Elect Director G. Kennedy Thompson | Management | For | For |
10 | Elect Director Margaret C. Whitman | Management | For | For |
11 | Elect Director Ralph. V. Whitworth | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
HI SUN TECHNOLOGY (CHINA) LTD (FORMERLY HI SUN GROUP LTD)
MEETING DATE: FEB 24, 2012 |
||||
TICKER: 00818
SECURITY ID: G4512G126
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Purchase by the Company of 18 Percent and 2 Percent of the Entire Issued Share Capital of New Concept Services Ltd. from Rich Giant Investments Ltd. and Billion Rosy Ltd., Respectively | Management | For | For |
HISOFT TECHNOLOGY INTERNATIONAL LIMITED
MEETING DATE: OCT 17, 2011 |
||||
TICKER: HSFT
SECURITY ID: 43358R108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Pehong Chen | Management | For | For |
2 | Elect Director Lau Chun Wah Davy | Management | For | For |
3 | Elect Director Lee Hongwei Jenny | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration for Fiscal Year 2010 | Management | For | For |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration Fiscal Year 2011 | Management | For | For |
6 | Accept Financial Statements and Statutory Reports | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
HITTITE MICROWAVE CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: HITT
SECURITY ID: 43365Y104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Daly | Management | For | For |
1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
1.3 | Elect Director Rick D. Hess | Management | For | For |
1.4 | Elect Director Adrienne M. Markham | Management | For | For |
1.5 | Elect Director Brian P. McAloon | Management | For | For |
1.6 | Elect Director Cosmo S. Trapani | Management | For | For |
1.7 | Elect Director Franklin Weigold | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HIWIN TECHNOLOGIES CORP.
MEETING DATE: JUN 22, 2012 |
||||
TICKER: 2049
SECURITY ID: Y3226A102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
HON HAI PRECISION INDUSTRY CO., LTD.
MEETING DATE: JUN 18, 2012 |
||||
TICKER: 2317
SECURITY ID: Y36861105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of 2011 Profit | Management | For | For |
4 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
7 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
8 | Amend the Articles of Association | Management | For | For |
9 | Approve to Issue the Restricted Stock | Management | For | For |
10 | Approve to Issue the Employee Stock Options with Price Lower than the Current Price | Management | For | Against |
HYNIX SEMICONDUCTOR INC.
MEETING DATE: FEB 13, 2012 |
||||
TICKER: 000660
SECURITY ID: Y3817W109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Incorporation | Management | For | Against |
2.1 | Elect Three Inside Directors (Bundled) | Management | For | For |
2.2 | Elect Five Outside Directors (Bundled) | Management | For | For |
3 | Elect Three Members of Audit Committee | Management | For | For |
HYNIX SEMICONDUCTOR INC.
MEETING DATE: MAR 23, 2012 |
||||
TICKER: 000660
SECURITY ID: Y3817W109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
ILLUMINA, INC.
MEETING DATE: APR 18, 2012 |
||||
TICKER: ILMN
SECURITY ID: 452327109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director A. Blaine Bowman | Management | For | For |
1.2 | Elect Director Karin Eastham | Management | For | For |
1.3 | Elect Director Jay T. Flatley | Management | For | For |
1.4 | Elect Director William H. Rastetter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | Against | Against |
5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | Against | Against |
6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | Withhold | Withhold |
6.2 | Elect Shareholder Nominee David Dodd | Shareholder | Withhold | Withhold |
7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Bary Bailey | Shareholder | For | Did Not Vote |
1.2 | Elect Director Dwight Crane | Shareholder | For | Did Not Vote |
1.3 | Elect Director Michael Griffith | Shareholder | For | Did Not Vote |
1.4 | Elect Director Jay Hunt | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | None | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | For | Did Not Vote |
5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | For | Did Not Vote |
6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | For | Did Not Vote |
6.2 | Elect Shareholder Nominee David Dodd | Shareholder | For | Did Not Vote |
7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | For | Did Not Vote |
IMAGINATION TECHNOLOGIES GROUP PLC
MEETING DATE: AUG 19, 2011 |
||||
TICKER: IMG
SECURITY ID: G47104107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Geoff Shingles as Director | Management | For | Against |
4 | Re-elect Hossein Yassaie as Director | Management | For | Against |
5 | Elect Richard Smith as Director | Management | For | Against |
6 | Elect David Anderson as Director | Management | For | For |
7 | Re-elect Ian Pearson as Director | Management | For | For |
8 | Re-elect David Hurst-Brown as Director | Management | For | For |
9 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
13 | Authorise Market Purchase | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
IMAX CORPORATION
MEETING DATE: JUN 05, 2012 |
||||
TICKER: IMX
SECURITY ID: 45245E109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil S. Braun | Management | For | For |
1.2 | Elect Director Garth M. Girvan | Management | For | For |
1.3 | Elect Director David W. Leebron | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
INFINEON TECHNOLOGIES AG
MEETING DATE: MAR 08, 2012 |
||||
TICKER: IFX
SECURITY ID: D35415104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010/2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2010/2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010/2011 | Management | For | For |
5 | Ratify KPMG as Auditors for Fiscal 2011/2012 | Management | For | For |
INFINERA CORPORATION
MEETING DATE: MAY 16, 2012 |
||||
TICKER: INFN
SECURITY ID: 45667G103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan Maydan | Management | For | For |
1.2 | Elect Director Paul J. Milbury | Management | For | For |
1.3 | Elect Director David F. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
INFO EDGE (INDIA) LIMITED
MEETING DATE: JUN 13, 2012 |
||||
TICKER: 532777
SECURITY ID: Y40353107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Share Capital and Amend Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
2 | Approve Bonus Issue | Management | For | For |
INFORMATICA CORPORATION
MEETING DATE: MAY 31, 2012 |
||||
TICKER: INFA
SECURITY ID: 45666Q102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sohaib Abbasi | Management | For | For |
2 | Elect Director Geoffrey W. Squire | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INOTERA MEMORIES, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: 3474
SECURITY ID: Y4084K109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Statement of Profit and Loss Appropriation | Management | For | For |
3 | Approve to Amend the Articles of Association | Management | For | For |
4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
5 | Approve to Amend Trading Procedures Governing Derivatives Products | Management | For | For |
6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
7 | Transact Other Business | Management | None | None |
INPHI CORPORATION
MEETING DATE: DEC 08, 2011 |
||||
TICKER: IPHI
SECURITY ID: 45772F107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
INPHI CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: IPHI
SECURITY ID: 45772F107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diosdado P. Banatao | Management | For | For |
1.2 | Elect Director Ford Tamer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INSYDE SOFTWARE CORP.
MEETING DATE: NOV 10, 2011 |
||||
TICKER: 6231
SECURITY ID: Y4092X101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of 2011 Second Domestic Unsecured Convertible Bonds via a Private Placement | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: IBM
SECURITY ID: 459200101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alain J.P. Belda | Management | For | For |
2 | Elect Director William R. Brody | Management | For | For |
3 | Elect Director Kenneth I. Chenault | Management | For | For |
4 | Elect Director Michael L. Eskew | Management | For | For |
5 | Elect Director David N. Farr | Management | For | For |
6 | Elect Director Shirley Ann Jackson | Management | For | For |
7 | Elect Director Andrew N. Liveris | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director James W. Owens | Management | For | For |
10 | Elect Director Samuel J. Palmisano | Management | For | For |
11 | Elect Director Virginia M. Rometty | Management | For | For |
12 | Elect Director Joan E. Spero | Management | For | For |
13 | Elect Director Sidney Taurel | Management | For | For |
14 | Elect Director Lorenzo H. Zambrano | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Provide for Cumulative Voting | Shareholder | Against | Against |
18 | Report on Political Contributions | Shareholder | Against | Abstain |
19 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
INTERNATIONAL RECTIFIER CORPORATION
MEETING DATE: NOV 11, 2011 |
||||
TICKER: IRF
SECURITY ID: 460254105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Dahl | Management | For | For |
1.2 | Elect Director Dwight W. Decker | Management | For | For |
1.3 | Elect Director Rochus E. Vogt | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
INTRALINKS HOLDINGS INC.
MEETING DATE: JUL 27, 2011 |
||||
TICKER: IL
SECURITY ID: 46118H104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Hale | Management | For | For |
1.2 | Elect Director J. Chris Scalet | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
INTUIT INC.
MEETING DATE: JAN 19, 2012 |
||||
TICKER: INTU
SECURITY ID: 461202103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christopher W. Brody | Management | For | For |
2 | Elect Director William V. Campbell | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Diane B. Greene | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Suzanne Nora Johnson | Management | For | For |
7 | Elect Director Dennis D. Powell | Management | For | For |
8 | Elect Director Brad D. Smith | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ITRON, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: ITRI
SECURITY ID: 465741106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kirby A. Dyess | Management | For | For |
2 | Elect Director Leroy D. Nosbaum | Management | For | For |
3 | Elect Director Graham M. Wilson | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
JA SOLAR HOLDINGS CO. LTD.
MEETING DATE: AUG 15, 2011 |
||||
TICKER: JASO
SECURITY ID: 466090107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Reports of Chairman and Chief Executive Officer | Management | For | For |
2 | Reelect Erying Jia as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3 | Elect Yong Liu as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4 | Other Business (Voting) | Management | For | Against |
JABIL CIRCUIT, INC.
MEETING DATE: JAN 26, 2012 |
||||
TICKER: JBL
SECURITY ID: 466313103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha F. Brooks | Management | For | For |
1.2 | Elect Director Mel S. Lavitt | Management | For | For |
1.3 | Elect Director Timothy L. Main | Management | For | For |
1.4 | Elect Director William D. Morean | Management | For | For |
1.5 | Elect Director Lawrence J. Murphy | Management | For | For |
1.6 | Elect Director Frank A. Newman | Management | For | For |
1.7 | Elect Director Steven A. Raymund | Management | For | For |
1.8 | Elect Director Thomas A. Sansone | Management | For | For |
1.9 | Elect Director David M. Stout | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Other Business | Management | For | Against |
JDS UNIPHASE CORPORATION
MEETING DATE: NOV 16, 2011 |
||||
TICKER: JDSU
SECURITY ID: 46612J507
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Penelope A. Herscher | Management | For | For |
1.2 | Elect Director Masood Jabbar | Management | For | For |
1.3 | Elect Director Thomas Waechter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JINKOSOLAR HOLDING CO LTD
MEETING DATE: SEP 28, 2011 |
||||
TICKER: JKS
SECURITY ID: 47759T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name from JINKOSOLAR HOLDING CO., LTD to JINKOSOLAR HOLDING CO., LTD. | Management | For | For |
2 | Reelect Kangping Chen as Director | Management | For | For |
3 | Reelect Xianhua Li as Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
JIVE SOFTWARE, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: JIVE
SECURITY ID: 47760A108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan G. Heiliger | Management | For | Withhold |
1.2 | Elect Director Sundar Pichai | Management | For | Withhold |
1.3 | Elect Director Matthew A. Tucker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
JSR CORP.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: 4185
SECURITY ID: J2856K106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
2 | Amend Articles To Clarify Director Authorities | Management | For | For |
3.1 | Elect Director Koshiba, Mitsunobu | Management | For | For |
3.2 | Elect Director Hirose, Masaki | Management | For | For |
3.3 | Elect Director Yoshida, Yoshinori | Management | For | For |
3.4 | Elect Director Sato, Hozumi | Management | For | For |
3.5 | Elect Director Hirano, Hayato | Management | For | For |
3.6 | Elect Director Goto, Takuya | Management | For | For |
3.7 | Elect Director Kariya, Michio | Management | For | For |
3.8 | Elect Director Yagi, Kazunori | Management | For | For |
4 | Appoint Statutory Auditor Kataoka, Shoichi | Management | For | For |
5 | Appoint Alternate Statutory Auditor Doi, Makoto | Management | For | For |
6 | Approve Annual Bonus Payment to Directors | Management | For | For |
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: JNPR
SECURITY ID: 48203R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mercedes Johnson | Management | For | For |
1.2 | Elect Director Scott Kriens | Management | For | For |
1.3 | Elect Director William R. Stensrud | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KAKAKU.COM INC
MEETING DATE: JUN 26, 2012 |
||||
TICKER: 2371
SECURITY ID: J29258100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
2 | Amend Articles To Clarify Terms of Alternate Statutory Auditors - Increase Maximum Board Size | Management | For | For |
3.1 | Elect Director Hayashi, Kaoru | Management | For | For |
3.2 | Elect Director Tanaka, Minoru | Management | For | For |
3.3 | Elect Director Hata, Shonosuke | Management | For | For |
3.4 | Elect Director Ieuji, Taizo | Management | For | For |
3.5 | Elect Director Fujiwara, Kenji | Management | For | For |
3.6 | Elect Director Uemura, Hajime | Management | For | For |
3.7 | Elect Director Yuuki, Shingo | Management | For | For |
3.8 | Elect Director Murakami, Atsuhiro | Management | For | For |
3.9 | Elect Director Matsumoto, Oki | Management | For | For |
3.10 | Elect Director Hayakawa, Yoshiharu | Management | For | For |
3.11 | Elect Director Akiyama, Ryuuhei | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
KEMET CORPORATION
MEETING DATE: JUL 27, 2011 |
||||
TICKER: KEM
SECURITY ID: 488360207
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank G. Brandenberg | Management | For | For |
2 | Elect Director Joseph V. Borruso | Management | For | For |
3 | Elect Director E. Erwin Maddrey, II | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Reduce Authorized Common Stock | Management | For | For |
7 | Amend Certificate of Incorporation to Combine all Provisions | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KEYENCE CORP.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: 6861
SECURITY ID: J32491102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2 | Amend Articles to Set a One-Time Shortened Fiscal Term for Accelerated Tax Benefit | Management | For | For |
3.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
3.2 | Elect Director Yamamoto, Akinori | Management | For | For |
3.3 | Elect Director Kanzawa, Akira | Management | For | For |
3.4 | Elect Director Kimura, Tsuyoshi | Management | For | For |
3.5 | Elect Director Ueda, Yoshihiro | Management | For | For |
3.6 | Elect Director Konishi, Masayuki | Management | For | For |
3.7 | Elect Director Ideno, Tomohide | Management | For | For |
3.8 | Elect Director Sasaki, Michio | Management | For | For |
4.1 | Appoint Statutory Auditor Kosaka, Keizo | Management | For | Against |
4.2 | Appoint Statutory Auditor Ogawa, Koichi | Management | For | For |
5 | Appoint Alternate Statutory Auditor Kitamura, Tomiji | Management | For | For |
KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: 00268
SECURITY ID: G52568147
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Ho Ching-hua as Independent Non-Executive Director | Management | For | For |
2b | Reelect Yeung Kwok On as Independent Non-Executive Director | Management | For | For |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
5d | Approve Refreshment of Scheme Limit Under Share Option Scheme | Management | For | For |
KINGSOFT CORPORATION LTD.
MEETING DATE: DEC 09, 2011 |
||||
TICKER: 03888
SECURITY ID: G5264Y108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt 2011 Share Option Scheme | Management | For | For |
2 | Reelect Chi Ping Lau as Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
3 | Reelect Chuan Wang as Independent Non-executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
4 | Reelect Tat Joel, Chang as Independent Non-executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
KLA-TENCOR CORPORATION
MEETING DATE: NOV 03, 2011 |
||||
TICKER: KLAC
SECURITY ID: 482480100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Calderoni | Management | For | For |
1.2 | Elect Director John T. Dickson | Management | For | For |
1.3 | Elect Director Kevin J. Kennedy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LAM RESEARCH CORPORATION
MEETING DATE: NOV 03, 2011 |
||||
TICKER: LRCX
SECURITY ID: 512807108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director Robert M. Berdahl | Management | For | For |
1.3 | Elect Director Eric K. Brandt | Management | For | For |
1.4 | Elect Director Michael R. Cannon | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Kim E. Perdikou | Management | For | For |
1.10 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
LOGMEIN, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: LOGM
SECURITY ID: 54142L109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin J. Gillis | Management | For | For |
1.2 | Elect Director Michael K. Simon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LOOPNET, INC.
MEETING DATE: JUL 11, 2011 |
||||
TICKER: LOOP
SECURITY ID: 543524300
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
LSI CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: LSI
SECURITY ID: 502161102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Charles A. Haggerty | Management | For | For |
2 | Elect Director Richard S. Hill | Management | For | For |
3 | Elect Director John H.F. Miner | Management | For | For |
4 | Elect Director Arun Netravali | Management | For | For |
5 | Elect Director Charles C. Pope | Management | For | For |
6 | Elect Director Gregorio Reyes | Management | For | For |
7 | Elect Director Michael G. Strachan | Management | For | For |
8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
9 | Elect Director Susan M. Whitney | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
LTX-CREDENCE CORPORATION
MEETING DATE: DEC 09, 2011 |
||||
TICKER: LTXC
SECURITY ID: 502403207
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen M. Jennings | Management | For | For |
1.2 | Elect Director Bruce R. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
M3 INC
MEETING DATE: JUN 25, 2012 |
||||
TICKER: 2413
SECURITY ID: J4697J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Delete Language Authorizing Board to Determine Income Allocation - Extend Directors' Term | Management | For | Against |
2.1 | Elect Director Tanimura, Itaru | Management | For | For |
2.2 | Elect Director Nishi, Akihiko | Management | For | For |
2.3 | Elect Director Nagata, Tomoyuki | Management | For | For |
2.4 | Elect Director Chuujo, Osamu | Management | For | For |
2.5 | Elect Director Yokoi, Satoshi | Management | For | For |
2.6 | Elect Director Tsuji, Takahiro | Management | For | For |
2.7 | Elect Director Tomaru, Akihiko | Management | For | For |
2.8 | Elect Director Yoshida, Kenichiro | Management | For | For |
2.9 | Elect Director Yoshida, Yasuhiko | Management | For | For |
3 | Appoint Statutory Auditor Yoshimura, Masanao | Management | For | For |
4 | Approve Stock Option Plan and Deep Discount Stock Option Plan | Management | For | For |
MAGMA DESIGN AUTOMATION, INC.
MEETING DATE: OCT 20, 2011 |
||||
TICKER: LAVA
SECURITY ID: 559181102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy E. Jewell | Management | For | For |
1.2 | Elect Director Thomas M. Rohrs | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MAGNACHIP SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 30, 2012 |
||||
TICKER: MX
SECURITY ID: 55933J203
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ilbok Lee | Management | For | For |
1.2 | Elect Director R. Douglas Norby | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
MANHATTAN ASSOCIATES, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: MANH
SECURITY ID: 562750109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deepak Raghavan | Management | For | For |
1.2 | Elect Director Peter F. Sinisgalli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: MRVL
SECURITY ID: G5876H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sehat Sutardja | Management | For | For |
2 | Elect Director Pantas Sutardja | Management | For | For |
3 | Elect Director Juergen Gromer | Management | For | For |
4 | Elect Director Arturo Krueger | Management | For | For |
5 | Elect Director Randhir Thakur | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MASTERCARD INCORPORATED
MEETING DATE: JUN 05, 2012 |
||||
TICKER: MA
SECURITY ID: 57636Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajay Banga | Management | For | For |
2 | Elect Director David R. Carlucci | Management | For | For |
3 | Elect Director Steven J. Freiberg | Management | For | For |
4 | Elect Director Richard Haythornthwaite | Management | For | For |
5 | Elect Director Marc Olivie | Management | For | For |
6 | Elect Director Rima Qureshi | Management | For | For |
7 | Elect Director Mark Schwartz | Management | For | For |
8 | Elect Director Jackson P. Tai | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MELFAS INC.
MEETING DATE: MAR 23, 2012 |
||||
TICKER: 096640
SECURITY ID: Y59686108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Appropriation of Income and Dividend of KRW 100 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | Against |
3 | Approve Total Remuneration of Inside Directors and Outside Director | Management | For | For |
4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
MELLANOX TECHNOLOGIES LTD.
MEETING DATE: MAY 14, 2012 |
||||
TICKER: MLNX
SECURITY ID: M51363113
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Eyal Waldman as Director | Management | For | For |
2 | Elect Dov Baharav as Director | Management | For | For |
3 | Elect Glenda Dorchak as Director | Management | For | For |
4 | Elect Irwin Federman as Director | Management | For | For |
5 | Elect Thomas Weatherford as Director | Management | For | For |
6 | Approve Bonus/Compensation/Remuneration of Eyal Waldman | Management | For | For |
7 | Approve Restricted Stock Units to Eyal Waldman | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
10 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
MERCADOLIBRE, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: MELI
SECURITY ID: 58733R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin de los Santos | Management | For | For |
1.2 | Elect Director Nicolas Galperin | Management | For | Withhold |
1.3 | Elect Director Susan Segal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MICREL, INCORPORATED
MEETING DATE: MAY 24, 2012 |
||||
TICKER: MCRL
SECURITY ID: 594793101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond D. Zinn | Management | For | For |
1.2 | Elect Director John E. Bourgoin | Management | For | For |
1.3 | Elect Director Michael J. Callahan | Management | For | For |
1.4 | Elect Director Daniel Heneghan | Management | For | For |
1.5 | Elect Director Neil J. Miotto | Management | For | For |
1.6 | Elect Director Frank W. Schneider | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 24, 2012 |
||||
TICKER: MU
SECURITY ID: 595112103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven R. Appleton | Management | For | For |
2 | Elect Director Robert L. Bailey | Management | For | For |
3 | Elect Director Patrick J. Byrne | Management | For | For |
4 | Elect Director Mercedes Johnson | Management | For | For |
5 | Elect Director Lawrence N. Mondry | Management | For | For |
6 | Elect Director Robert E. Switz | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MICROSEMI CORPORATION
MEETING DATE: JAN 31, 2012 |
||||
TICKER: MSCC
SECURITY ID: 595137100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Peterson | Management | For | For |
1.2 | Elect Director Dennis R. Leibel | Management | For | For |
1.3 | Elect Director Thomas R. Anderson | Management | For | For |
1.4 | Elect Director William E. Bendush | Management | For | For |
1.5 | Elect Director William L. Healey | Management | For | For |
1.6 | Elect Director Paul F. Folino | Management | For | For |
1.7 | Elect Director Matthew E. Massengill | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MICROSOFT CORPORATION
MEETING DATE: NOV 15, 2011 |
||||
TICKER: MSFT
SECURITY ID: 594918104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
MICROSTRATEGY INCORPORATED
MEETING DATE: MAY 09, 2012 |
||||
TICKER: MSTR
SECURITY ID: 594972408
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Saylor | Management | For | For |
1.2 | Elect Director Sanju K. Bansal | Management | For | For |
1.3 | Elect Director Matthew W. Calkins | Management | For | For |
1.4 | Elect Director Robert H. Epstein | Management | For | For |
1.5 | Elect Director David W. LaRue | Management | For | For |
1.6 | Elect Director Jarrod M. Patten | Management | For | For |
1.7 | Elect Director Carl J. Rickertsen | Management | For | For |
1.8 | Elect Director Thomas P. Spahr | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MIRLE AUTOMATION CORP
MEETING DATE: JUN 27, 2012 |
||||
TICKER: 2464
SECURITY ID: Y6076J107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of 2011 Profit | Management | For | For |
4 | Amend the Articles of Association | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: MPWR
SECURITY ID: 609839105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Moyer | Management | For | For |
1.2 | Elect Director Karen A. Smith Bogart | Management | For | For |
1.3 | Elect Director Jeff Zhou | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOTOROLA SOLUTIONS, INC.
MEETING DATE: APR 30, 2012 |
||||
TICKER: MSI
SECURITY ID: 620076307
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director William J. Bratton | Management | For | For |
3 | Elect Director Kenneth C. Dahlberg | Management | For | For |
4 | Elect Director David W. Dorman | Management | For | For |
5 | Elect Director Michael V. Hayden | Management | For | For |
6 | Elect Director Judy C. Lewent | Management | For | For |
7 | Elect Director Samuel C. Scott, III | Management | For | For |
8 | Elect Director John A. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
MSTAR SEMICONDUCTOR INC.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: 3697
SECURITY ID: G6320A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
4 | Approve to Amend the Articles of Association | Management | For | For |
5 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
NATIONAL INSTRUMENTS CORPORATION
MEETING DATE: MAY 08, 2012 |
||||
TICKER: NATI
SECURITY ID: 636518102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Duy-Loan T. Le | Management | For | For |
1.2 | Elect Director Charles J. Roesslein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NCSOFT CORP.
MEETING DATE: MAR 29, 2012 |
||||
TICKER: 036570
SECURITY ID: Y6258Y104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 600 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Reelect Kim Taek-Jin as Inside Director | Management | For | Against |
4 | Reelect Park Byung-Moo as Outside Director | Management | For | For |
5 | Reelect Park Byung-Moo as Member of Audit Committee | Management | For | For |
6 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NETAPP, INC.
MEETING DATE: AUG 31, 2011 |
||||
TICKER: NTAP
SECURITY ID: 64110D104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Nicholas G. Moore | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Jeffry R. Allen | Management | For | For |
1.5 | Elect Director Allan L. Earhart | Management | For | For |
1.6 | Elect Director Gerald Held | Management | For | For |
1.7 | Elect Director T. Michael Nevens | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
1.10 | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
NETGEAR, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: NTGR
SECURITY ID: 64111Q104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick C.S. Lo | Management | For | For |
1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
1.3 | Elect Director Ralph E. Faison | Management | For | For |
1.4 | Elect Director A. Timothy Godwin | Management | For | For |
1.5 | Elect Director Jef Graham | Management | For | For |
1.6 | Elect Director Linwood A. Lacy, Jr | Management | For | For |
1.7 | Elect Director Gregory J. Rossmann | Management | For | For |
1.8 | Elect Director Barbara V. Scherer | Management | For | For |
1.9 | Elect Director Julie A. Shimer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
NETSUITE INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: N
SECURITY ID: 64118Q107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan Goldberg | Management | For | For |
1.2 | Elect Director Steven J. Gomo | Management | For | For |
1.3 | Elect Director Catherine R. Kinney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
NEXON CO.,LTD.
MEETING DATE: MAR 27, 2012 |
||||
TICKER: 3659
SECURITY ID: J4914X104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Seungwoo Choi | Management | For | For |
1.2 | Elect Director Jiwon Park | Management | For | For |
1.3 | Elect Director Owen Mahoney | Management | For | For |
1.4 | Elect Director Jungju Kim | Management | For | For |
1.5 | Elect Director Honda, Satoshi | Management | For | For |
1.6 | Elect Director Kuniya, Shiro | Management | For | For |
2 | Approve Reduction in Capital Reserves | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
NHN CORP.
MEETING DATE: MAR 23, 2012 |
||||
TICKER: 035420
SECURITY ID: Y6347M103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 536 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1.1 | Reelect Lee Hae-Jin as Inside Director | Management | For | Against |
3.2.1 | Elect Hur Yong-soo as Outside Director | Management | For | For |
3.2.2 | Elect Lee Jong-Woo as Outside Director | Management | For | For |
4.1 | Elect Hur Yong-Soo as Member of Audit Committee | Management | For | For |
4.2 | Elect Lee Jong-woo as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
NIPPON THOMPSON CO. LTD.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: 6480
SECURITY ID: J56257116
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6.5 | Management | For | For |
2.1 | Elect Director Komaba, Kiyoshi | Management | For | For |
2.2 | Elect Director Kondo, Toshio | Management | For | For |
2.3 | Elect Director Tanaka, Kazuhiko | Management | For | For |
2.4 | Elect Director Miyachi, Shigeki | Management | For | For |
2.5 | Elect Director Tanaka, Kiyoharu | Management | For | For |
2.6 | Elect Director Hattori, Shinichi | Management | For | For |
2.7 | Elect Director Akimoto, Toshitaka | Management | For | For |
2.8 | Elect Director Kimura, Toshinao | Management | For | For |
2.9 | Elect Director Miura, Toshio | Management | For | For |
2.10 | Elect Director Shimomura, Koji | Management | For | For |
NOVELLUS SYSTEMS, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: NVLS
SECURITY ID: 670008101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 27, 2012 |
||||
TICKER: NUAN
SECURITY ID: 67020Y100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Paul A. Ricci | Management | For | For |
2 | Elect Director Robert G. Teresi | Management | For | For |
3 | Elect Director Robert J. Frankenberg | Management | For | For |
4 | Elect Director Katharine A. Martin | Management | For | For |
5 | Elect Director Patrick T. Hackett | Management | For | For |
6 | Elect Director William H. Janeway | Management | For | For |
7 | Elect Director Mark B. Myers | Management | For | For |
8 | Elect Director Philip J. Quigley | Management | For | For |
9 | Elect Director Mark R. Laret | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | Against |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
NVC LIGHTING HOLDING LTD
MEETING DATE: JUN 19, 2012 |
||||
TICKER: 02222
SECURITY ID: G6700A100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Reelect Mu Yu as Executive Director | Management | For | Against |
4 | Reelect Yan Andrew Y as Non-executive Director | Management | For | Against |
5 | Reelect Lin Ho-Ping as Non-executive Director | Management | For | Against |
6 | Reelect Zhu Hai as Non-executive Director | Management | For | Against |
7 | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
8 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
NVIDIA CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: NVDA
SECURITY ID: 67066G104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tench Coxe | Management | For | For |
1.2 | Elect Director Mark L. Perry | Management | For | For |
1.3 | Elect Director Mark A. Stevens | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 30, 2012 |
||||
TICKER: NXPI
SECURITY ID: N6596X109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Adopt Financial Statements | Management | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect J.P. Huth as Non-Executive Director | Management | For | For |
3d | Reelect N. Cattelain as Non-Executive Director | Management | For | For |
3e | Reelect E. Durban as Non-Executive Director | Management | For | For |
3f | Reelect K.A. Goldman as Non-Executive Director | Management | For | For |
3g | Reelect J. Kaeser as Non-Executive Director | Management | For | For |
3h | Reelect I. Loring as Non-Executive Director | Management | For | For |
3i | Reelect M. Plantevin as Non-Executive Director | Management | For | For |
3j | Reelect V. Bhatia as Non-Executive Director | Management | For | For |
3k | Elect R. Mackenzie as Non-Executive Director | Management | For | For |
4 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
5 | Authorize Repurchase of Shares | Management | For | For |
6 | Other Business (Non-Voting) | Management | None | None |
O2MICRO INTERNATIONAL LTD.
MEETING DATE: JUN 22, 2012 |
||||
TICKER: OIIM
SECURITY ID: 67107W100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect James Keim as Director | Management | For | For |
1b | Elect Lawrence Lai-Fu Lin as Director | Management | For | For |
1c | Elect Ji Liu as Director | Management | For | For |
2 | Amend 2005 Share Option Plan | Management | For | Against |
3 | Amend 2005 Share Incentive Plan | Management | For | Against |
4 | Amend 2009 Employee Stock Purchase Plan | Management | For | For |
5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
6 | Appoint Deloitte & Touche as Auditors of the Company | Management | For | For |
OCLARO, INC.
MEETING DATE: OCT 26, 2011 |
||||
TICKER: OCLR
SECURITY ID: 67555N206
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward Collins | Management | For | For |
1.2 | Elect Director Lori Holland | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
OMRON CORP.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: 6645
SECURITY ID: J61374120
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
2.1 | Elect Director Sakuta, Hisao | Management | For | For |
2.2 | Elect Director Tateishi, Fumio | Management | For | For |
2.3 | Elect Director Yamada, Yoshihito | Management | For | For |
2.4 | Elect Director Morishita, Yoshinobu | Management | For | For |
2.5 | Elect Director Sakumiya, Akio | Management | For | For |
2.6 | Elect Director Toyama, Kazuhiko | Management | For | For |
2.7 | Elect Director Sakurai, Masamitsu | Management | For | For |
3 | Appoint Statutory Auditor Nagatomo, Eisuke | Management | For | For |
4 | Appoint Alternate Statutory Auditor Watanabe, Toru | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: ONNN
SECURITY ID: 682189105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Atsushi Abe | Management | For | For |
2 | Elect Director Curtis J. Crawford | Management | For | For |
3 | Elect Director Daryl A. Ostrander | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
OPEN TEXT CORPORATION
MEETING DATE: DEC 15, 2011 |
||||
TICKER: OTC
SECURITY ID: 683715106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
1.2 | Elect Director John Shackleton | Management | For | For |
1.3 | Elect Director Randy Fowlie | Management | For | For |
1.4 | Elect Director Gail Hamilton | Management | For | For |
1.5 | Elect Director Brian J. Jackman | Management | For | For |
1.6 | Elect Director Stephen J. Sadler | Management | For | For |
1.7 | Elect Director Michael Slaunwhite | Management | For | For |
1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
1.9 | Elect Director Deborah Weinstein | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ORACLE CORPORATION
MEETING DATE: OCT 12, 2011 |
||||
TICKER: ORCL
SECURITY ID: 68389X105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
PARAMETRIC TECHNOLOGY CORPORATION
MEETING DATE: MAR 07, 2012 |
||||
TICKER: PMTC
SECURITY ID: 699173209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald K. Grierson | Management | For | For |
1.2 | Elect Director James E. Heppelmann | Management | For | For |
1.3 | Elect Director Renato Zambonini | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Change Company Name | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PAYCHEX, INC.
MEETING DATE: OCT 11, 2011 |
||||
TICKER: PAYX
SECURITY ID: 704326107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director B. Thomas Golisano | Management | For | For |
2 | Elect Director Joseph G. Doody | Management | For | For |
3 | Elect Director David J. S. Flaschen | Management | For | For |
4 | Elect Director Phillip Horsley | Management | For | For |
5 | Elect Director Grant M. Inman | Management | For | For |
6 | Elect Director Pamela A. Joseph | Management | For | For |
7 | Elect Director Martin Mucci | Management | For | For |
8 | Elect Director Joseph M. Tucci | Management | For | For |
9 | Elect Director Joseph M. Velli | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
PCHOME ONLINE INC.
MEETING DATE: JUN 19, 2012 |
||||
TICKER: 8044
SECURITY ID: Y6801R101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Amend the Articles of Association | Management | For | For |
4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
6.1 | Elect Jan Hung-Tze, with Shareholder No.0001, as Director | Shareholder | None | Against |
6.2 | Elect Lee Hung-Lin, with Shareholder No.0002, as Director | Shareholder | None | Against |
6.3 | Elect Hsu Sheng-Syong, with Shareholder No.0019, as Director | Shareholder | None | Against |
6.4 | Elect Su Yun, with Shareholder No.0004, as Director | Shareholder | None | Against |
6.5 | Elect Hsieh Jhen-Li, with Shareholder No.0404, as Director | Shareholder | None | Against |
6.6 | Elect a Representative of Site Infornation Serve Ltd., Co., with Shareholder No.0618, as Director | Shareholder | None | Against |
6.7 | Elect a Representative of Site Infornation Serve Ltd., Co., with Shareholder No.0618, as Director | Shareholder | None | Against |
6.8 | Elect Huang Shao-Hua, with ID A101313365, as Independent Director | Shareholder | For | For |
6.9 | Elect Chang-Sung Yu, with ID G101386579, as Independent Director | Shareholder | For | For |
6.10 | Elect Natalie Chen, with Shareholder No.0013, as Supervisor | Shareholder | None | Abstain |
6.11 | Elect Johnson Fong, with ID B120157253, as Supervisor | Shareholder | None | Abstain |
7 | Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors | Management | For | Abstain |
PEGASYSTEMS INC.
MEETING DATE: JUL 12, 2011 |
||||
TICKER: PEGA
SECURITY ID: 705573103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Gyenes | Management | For | For |
2 | Elect Director Richard H. Jones | Management | For | For |
3 | Elect Director Steven F. Kaplan | Management | For | For |
4 | Elect Director James P. O'Halloran | Management | For | For |
5 | Elect Director Alan Trefler | Management | For | For |
6 | Elect Director William W. Wyman | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Amend Omnibus Stock Plan | Management | For | Against |
10 | Ratify Auditors | Management | For | For |
PEGASYSTEMS INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: PEGA
SECURITY ID: 705573103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Peter Gyenes | Management | For | For |
2 | Elect Director Richard H. Jones | Management | For | For |
3 | Elect Director Steven F. Kaplan | Management | For | For |
4 | Elect Director James P. O'Halloran | Management | For | For |
5 | Elect Director Alan Trefler | Management | For | For |
6 | Elect Director William W. Wyman | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Ratify Auditors | Management | For | For |
PEGATRON CORP.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: 4938
SECURITY ID: Y6784J100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
4 | Approve Amendments on the Procedures for Lending Funds to Other Parties, and Endorsement and Guarantees | Management | For | For |
5 | Amend the Articles of Association | Management | For | For |
6 | Approve to Issue the Restricted Stock | Management | For | For |
PERFECT WORLD CO., LTD.
MEETING DATE: AUG 21, 2011 |
||||
TICKER: PWRD
SECURITY ID: 71372U104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend the Amended and Restated Memorandum and Articles of Association | Management | For | For |
2 | Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
PHISON ELECTRONICS CORP.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: 8299
SECURITY ID: Y7136T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets and Derivatives Products | Management | For | For |
4 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
PMC-SIERRA, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: PMCS
SECURITY ID: 69344F106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard E. Belluzzo | Management | For | For |
2 | Elect Director James V. Diller, Sr. | Management | For | For |
3 | Elect Director Michael R. Farese | Management | For | For |
4 | Elect Director Jonathan J. Judge | Management | For | For |
5 | Elect Director Michael A. Klayko | Management | For | For |
6 | Elect Director William H. Kurtz | Management | For | For |
7 | Elect Director Gregory S. Lang | Management | For | For |
8 | Elect Director Frank J. Marshall | Management | For | For |
9 | Elect Director Richard N. Nottenburg | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
POLYCOM, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: PLCM
SECURITY ID: 73172K104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directror Andrew M. Miller | Management | For | For |
2 | Elect Director Betsy S. Atkins | Management | For | For |
3 | Elect Director David G. DeWalt | Management | For | For |
4 | Elect Director John A. Kelley, Jr. | Management | For | For |
5 | Elect Director D. Scott Mercer | Management | For | For |
6 | Elect Director William A. Owens | Management | For | For |
7 | Elect Director Kevin T. Parker | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
POWER INTEGRATIONS, INC.
MEETING DATE: JUN 18, 2012 |
||||
TICKER: POWI
SECURITY ID: 739276103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balu Balakrishnan | Management | For | For |
1.2 | Elect Director Alan D. Bickell | Management | For | For |
1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.4 | Elect Director William George | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director E. Floyd Kvamme | Management | For | For |
1.7 | Elect Director Steven J. Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PRICELINE.COM INCORPORATED
MEETING DATE: JUN 07, 2012 |
||||
TICKER: PCLN
SECURITY ID: 741503403
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
1.2 | Elect Director Ralph M. Bahna | Management | For | For |
1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PROGRESS SOFTWARE CORPORATION
MEETING DATE: MAY 31, 2012 |
||||
TICKER: PRGS
SECURITY ID: 743312100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (Gold Card) | ||||
1.1 | Elect Director Jay H. Bhatt | Management | For | For |
1.2 | Elect Director Barry N. Bycoff | Management | For | For |
1.3 | Elect Director John R. Egan | Management | For | For |
1.4 | Elect Director Ram Gupta | Management | For | For |
1.5 | Elect Director Charles F. Kane | Management | For | For |
1.6 | Elect Director David A. Krall | Management | For | For |
1.7 | Elect Director Michael L. Mark | Management | For | For |
1.8 | Elect Director Philip M. Pead | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (White Card) | ||||
1.1 | Elect Director Dale L. Fuller | Shareholder | Do Not Vote | Did Not Vote |
1.2 | Elect Director Jeffrey C. Smith | Shareholder | Do Not Vote | Did Not Vote |
1.3 | Elect Director Edward Terino | Shareholder | Do Not Vote | Did Not Vote |
1.4 | Management Nominee - Jay H. Bhatt | Shareholder | Do Not Vote | Did Not Vote |
1.5 | Management Nominee - Barry N. Bycoff | Shareholder | Do Not Vote | Did Not Vote |
1.6 | Management Nominee - John R. Egan | Shareholder | Do Not Vote | Did Not Vote |
1.7 | Management Nominee - Charles F. Kane | Shareholder | Do Not Vote | Did Not Vote |
1.8 | Management Nominee - Philip M. Pead | Shareholder | Do Not Vote | Did Not Vote |
2 | Amend Qualified Employee Stock Purchase Plan | Management | Do Not Vote | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
4 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
PROS HOLDINGS, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: PRO
SECURITY ID: 74346Y103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ellen Keszler | Management | For | For |
1.2 | Elect Director William Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PRYSMIAN S.P.A.
MEETING DATE: APR 18, 2012 |
||||
TICKER: PRY
SECURITY ID: T7630L105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2.1 | Slate 1 Presented by Management | Management | For | For |
2.2 | Slate 2 Presented by Clubtre Srl | Shareholder | None | Did Not Vote |
2.3 | Slate 3 Presented by Institutional Investors (Assogestioni) | Shareholder | None | Did Not Vote |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
QLIK TECHNOLOGIES INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: QLIK
SECURITY ID: 74733T105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deborah C. Hopkins | Management | For | For |
1.2 | Elect Director Paul Wahl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUALCOMM INCORPORATED
MEETING DATE: MAR 06, 2012 |
||||
TICKER: QCOM
SECURITY ID: 747525103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Paul E. Jacobs | Management | For | For |
1.7 | Elect Director Robert E. Kahn | Management | For | For |
1.8 | Elect Director Sherry Lansing | Management | For | For |
1.9 | Elect Director Duane A. Nelles | Management | For | For |
1.10 | Elect Director Francisco Ros | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | For | For |
QUANTUM CORPORATION
MEETING DATE: AUG 17, 2011 |
||||
TICKER: QTM
SECURITY ID: 747906204
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Auvil III | Management | For | For |
1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
1.3 | Elect Director Michael A. Brown | Management | For | For |
1.4 | Elect Director Thomas S. Buchsbaum | Management | For | For |
1.5 | Elect Director Elizabeth A. Fetter | Management | For | For |
1.6 | Elect Director Jon W. Gacek | Management | For | For |
1.7 | Elect Director Joseph A. Marengi | Management | For | For |
1.8 | Elect Director David E. Roberson | Management | For | For |
1.9 | Elect Director Dennis P. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RACKSPACE HOSTING, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: RAX
SECURITY ID: 750086100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director S. James Bishkin | Management | For | For |
2 | Elect Director Fred Reichheld | Management | For | For |
3 | Elect Director Mark P. Mellin | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
RAKUTEN CO.
MEETING DATE: MAR 29, 2012 |
||||
TICKER: 4755
SECURITY ID: J64264104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Increase Authorized Capital to Reflect Stock Split - Allow Sales of Supplementary Shares to Odd-Lot Holders - Limit Rights of Odd-Lot Holders | Management | For | For |
2.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
2.2 | Elect Director Kunishige, Atsushi | Management | For | For |
2.3 | Elect Director Kobayashi, Masatada | Management | For | For |
2.4 | Elect Director Shimada, Toru | Management | For | For |
2.5 | Elect Director Sugihara, Akio | Management | For | For |
2.6 | Elect Director Suzuki, Hisashi | Management | For | For |
2.7 | Elect Director Takayama, Ken | Management | For | For |
2.8 | Elect Director Takeda, Kazunori | Management | For | For |
2.9 | Elect Director Yasutake, Hiroaki | Management | For | For |
2.10 | Elect Director Charles B.Baxter | Management | For | For |
2.11 | Elect Director Kusano, Koichi | Management | For | Against |
2.12 | Elect Director Kutaragi, Ken | Management | For | For |
2.13 | Elect Director Joshua G.James | Management | For | Against |
2.14 | Elect Director Fukino, Hiroshi | Management | For | For |
2.15 | Elect Director Yamada, Yoshihisa | Management | For | For |
2.16 | Elect Director Murai, Jun | Management | For | For |
3 | Appoint Statutory Auditor Yamaguchi, Katsuyuki | Management | For | Against |
4 | Approve Deep Discount Stock Option Plans | Management | For | For |
RAMBUS INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: RMBS
SECURITY ID: 750917106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sunlin Chou, Ph.D. | Management | For | For |
2 | Elect Director Harold Hughes | Management | For | For |
3 | Elect Director Abraham D. Sofaer | Management | For | For |
4 | Elect Director J. Thomas Bentley | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
8 | Approve Repricing of Options | Management | For | For |
9 | Ratify Auditors | Management | For | For |
REACHLOCAL, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: RLOC
SECURITY ID: 75525F104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Geiger | Management | For | For |
1.2 | Elect Director Habib Kairouz | Management | For | For |
2 | Approve Repricing of Options | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
REALD INC.
MEETING DATE: JUL 29, 2011 |
||||
TICKER: RLD
SECURITY ID: 75604L105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joshua Greer | Management | For | For |
1.2 | Elect Director James Cameron | Management | For | For |
1.3 | Elect Director David Habiger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
REALPAGE, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: RP
SECURITY ID: 75606N109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey T. Leeds | Management | For | For |
1.2 | Elect Director Scott S. Ingraham | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RED HAT, INC.
MEETING DATE: AUG 11, 2011 |
||||
TICKER: RHT
SECURITY ID: 756577102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sohaib Abbasi | Management | For | For |
2 | Elect Director Narendra K. Gupta | Management | For | For |
3 | Elect Director William S. Kaiser | Management | For | For |
4 | Elect Director James M. Whitehurst | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Approve Executive Incentive Bonus Plan | Management | For | For |
RESPONSYS, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: MKTG
SECURITY ID: 761248103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Golden | Management | For | For |
1.2 | Elect Director Michael N. Schuh | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: RVBD
SECURITY ID: 768573107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael Boustridge | Management | For | For |
2 | Elect Director Jerry M. Kennelly | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RUBICON TECHNOLOGY, INC.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: RBCN
SECURITY ID: 78112T107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Mikolajczyk | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SABA SOFTWARE, INC.
MEETING DATE: NOV 16, 2011 |
||||
TICKER: SABA
SECURITY ID: 784932600
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bobby Yazdani | Management | For | For |
1.2 | Elect Director Dow R. Wilson | Management | For | For |
1.3 | Elect Director William V. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
SALESFORCE.COM, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: CRM
SECURITY ID: 79466L302
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Ramsey | Management | For | For |
2 | Elect Director Sanford R. Robertson | Management | For | For |
3 | Elect Director Maynard Webb | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
SAMSUNG ELECTRONICS CO. LTD.
MEETING DATE: MAR 16, 2012 |
||||
TICKER: 005930
SECURITY ID: Y74718100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Appropriation of Income and Year-End Dividend of KRW 5,000 per Common Share and KRW 5,050 per Preferred Share | Management | For | For |
2.1 | Elect Three Outside Directors (Bundled) | Management | For | For |
2.2 | Elect Three Inside Directors (Bundled) | Management | For | For |
2.3 | Elect Two Members of Audit Committee (Bundled) | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
4 | Approve Spinoff of LCD Business | Management | For | For |
SANDISK CORPORARTION
MEETING DATE: JUN 12, 2012 |
||||
TICKER: SNDK
SECURITY ID: 80004C101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael E. Marks | Management | For | For |
2 | Elect Director Kevin DeNuccio | Management | For | For |
3 | Elect Director Irwin Federman | Management | For | For |
4 | Elect Director Steven J. Gomo | Management | For | For |
5 | Elect Director Eddy W. Hartenstein | Management | For | For |
6 | Elect Director Chenming Hu | Management | For | For |
7 | Elect Director Catherine P. Lego | Management | For | For |
8 | Elect Director Sanjay Mehrotra | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SANDVINE CORPORATION
MEETING DATE: APR 05, 2012 |
||||
TICKER: SVC
SECURITY ID: 800213100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger Maggs | Management | For | For |
1.2 | Elect Director Mark Guibert | Management | For | For |
1.3 | Elect Director John Keating | Management | For | For |
1.4 | Elect Director Ken Taylor | Management | For | For |
1.5 | Elect Director David Caputo | Management | For | For |
1.6 | Elect Director David Thomson | Management | For | For |
1.7 | Elect Director Scott Hamilton | Management | For | For |
2 | Ratify PricewatershouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Shareholder Rights Plan | Management | For | For |
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: SBAC
SECURITY ID: 78388J106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Brian C. Carr | Management | For | For |
2 | Elect Director George R. Krouse, Jr. | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SCIQUEST, INC.
MEETING DATE: APR 25, 2012 |
||||
TICKER: SQI
SECURITY ID: 80908T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen J. Wiehe | Management | For | For |
1.2 | Elect Director Jeffrey T. Barber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
SEAGATE TECHNOLOGY PUBLIC LIMITED COMPANY
MEETING DATE: OCT 26, 2011 |
||||
TICKER: STX
SECURITY ID: G7945M107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Stephen J. Luczo as Director | Management | For | For |
2 | Reelect D Frank J. Biondi, Jr. as Director | Management | For | For |
3 | Reelect Michael R. Cannon as Director | Management | For | For |
4 | Reelect Lydia M. Marshall as Director | Management | For | For |
5 | Reelect C.S. Park as Director | Management | For | For |
6 | Reelect Gregorio Reyes as Director | Management | For | For |
7 | Reelect Edward J. Zander as Director | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | Against |
9 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
SEOUL SEMICONDUCTOR CO LTD
MEETING DATE: MAR 23, 2012 |
||||
TICKER: 046890
SECURITY ID: Y7666J101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Appropriation of Income and Dividend of KRW 119 per Share | Management | For | For |
2.1 | Reelect Choi Jae-Bin as Inside Director | Management | For | Against |
2.2 | Elect Shin Se-Gil as Inside Director | Management | For | Against |
2.3 | Elect Chang Dae-Ryun as Outside Director | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
4 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
5 | Amend Articles of Incorporation | Management | For | Against |
SERVICESOURCE INTERNATIONAL, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: SREV
SECURITY ID: 81763U100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce W. Dunlevie | Management | For | For |
1.2 | Elect Director Barry D. Reynolds | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SFA ENGINEERING CORP.
MEETING DATE: DEC 21, 2011 |
||||
TICKER: 056190
SECURITY ID: Y7676C104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lee In-Ho as Inside Director | Management | For | For |
2 | Elect Lee In-Ho as Member of Audit Committee | Management | For | For |
SFA ENGINEERING CORP.
MEETING DATE: MAR 23, 2012 |
||||
TICKER: 056190
SECURITY ID: Y7676C104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Appropriation of Income and Dividend of KRW 1,280 per Share | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | Against |
3.1 | Reelect Bae Hyo-Jeom as Inside Director | Management | For | Against |
3.2 | Reelect Kim Young-Min as Inside Director | Management | For | Against |
3.3 | Reelect Lee Myung-Jae as Inside Director | Management | For | Against |
3.4 | Elect Seo Hyun-Soo as Outside Director | Management | For | For |
3.5 | Elect Ko Bong-Chan as Outside Director | Management | For | For |
4.1 | Elect Seo Hyun-soo as Member of Audit Committee | Management | For | For |
4.2 | Elect Ko Bong-Chan as Member of Audit Committee | Management | For | For |
5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: OCT 10, 2011 |
||||
TICKER: 01066
SECURITY ID: Y76810103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fu Mingzhong as Independent Non-Executive Director | Management | For | For |
2 | Approve Interim Dividend | Management | For | For |
SHIN ZU SHING CO., LTD.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: 3376
SECURITY ID: Y7755T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Amend the Articles of Association | Management | For | For |
4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
SILICON LABORATORIES INC.
MEETING DATE: APR 19, 2012 |
||||
TICKER: SLAB
SECURITY ID: 826919102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harvey B. Cash | Management | For | For |
1.2 | Elect Director G. Tyson Tuttle | Management | For | For |
1.3 | Elect Director David R. Welland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SILICON MOTION TECHNOLOGY CORPORATION
MEETING DATE: SEP 28, 2011 |
||||
TICKER: SIMO
SECURITY ID: 82706C108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Tsung-Ming Chung as Director | Management | For | For |
2 | Approve Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: SWKS
SECURITY ID: 83088M102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. McLachlan | Management | For | For |
1.2 | Elect Director David J. Aldrich | Management | For | For |
1.3 | Elect Director Kevin L. Beebe | Management | For | For |
1.4 | Elect Director Moiz M. Beguwala | Management | For | For |
1.5 | Elect Director Timothy R. Furey | Management | For | For |
1.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.7 | Elect Director Thomas C. Leonard | Management | For | For |
1.8 | Elect Director David P. McGlade | Management | For | For |
1.9 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SMART TECHNOLOGIES INC
MEETING DATE: AUG 10, 2011 |
||||
TICKER: SMA
SECURITY ID: 83172R108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director David A. Martin | Management | For | For |
2.2 | Elect Director Nancy L. Knowlton | Management | For | For |
2.3 | Elect Director Salim Nathoo | Management | For | For |
2.4 | Elect Director Arvind Sodhani | Management | For | For |
2.5 | Elect Director Michael J. Mueller | Management | For | For |
2.6 | Elect Director Robert C. Hagerty | Management | For | For |
2.7 | Elect Director David B. Sutcliffe | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SNU PRECISION CO.
MEETING DATE: MAR 23, 2012 |
||||
TICKER: 080000
SECURITY ID: Y806A0101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3.1 | Reelect Park Hee-Jae as Inside Director | Management | For | Against |
3.2 | Reelect Park Choon-Jae as Inside Director | Management | For | Against |
3.3 | Elect Yoon Jae-Min as Non-Independent Non-Executive Director | Management | For | For |
4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
5 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
SOLARWINDS, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: SWI
SECURITY ID: 83416B109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ellen F. Siminoff | Management | For | For |
1.2 | Elect Director Lloyd G. Waterhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
SOURCEFIRE, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: FIRE
SECURITY ID: 83616T108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Cristinziano | Management | For | For |
1.2 | Elect Director Charles E. Peters, Jr. | Management | For | For |
1.3 | Elect Director Steven R. Polk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SPANSION INC.
MEETING DATE: MAY 11, 2012 |
||||
TICKER: CODE
SECURITY ID: 84649R200
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hans Geyer | Management | For | For |
1.2 | Elect Director Clifton Thomas Weatherford | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SPIRENT COMMUNICATIONS PLC
MEETING DATE: MAY 02, 2012 |
||||
TICKER: SPT
SECURITY ID: G83562101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Sue Swenson as Director | Management | For | For |
5 | Re-elect Ian Brindle as Director | Management | For | For |
6 | Re-elect Bill Burns as Director | Management | For | For |
7 | Re-elect Alex Walker as Director | Management | For | For |
8 | Re-elect Eric Hutchinson as Director | Management | For | For |
9 | Re-elect Duncan Lewis as Director | Management | For | For |
10 | Re-elect Tom Maxwell as Director | Management | For | For |
11 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
STANDARD MICROSYSTEMS CORPORATION
MEETING DATE: JUL 28, 2011 |
||||
TICKER: SMSC
SECURITY ID: 853626109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Bilodeau | Management | For | For |
1.2 | Elect Director Peter F. Dicks | Management | For | For |
1.3 | Elect Director Stephen C. McCluski | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
START TODAY CO LTD
MEETING DATE: JUN 24, 2012 |
||||
TICKER: 3092
SECURITY ID: J7665M102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2.1 | Appoint Statutory Auditor Morita, Junko | Management | For | For |
2.2 | Appoint Statutory Auditor Hatakeyama, Seiji | Management | For | For |
STMICROELECTRONICS NV
MEETING DATE: MAY 30, 2012 |
||||
TICKER: STM
SECURITY ID: N83574108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Receive Report of Supervisory Board | Management | None | None |
4a | Adopt Financial Statements | Management | For | For |
4b | Approve Allocation of Income and Dividends of USD 0.40 per Share | Management | For | For |
4c | Approve Discharge of Management Board | Management | For | For |
4d | Approve Discharge of Supervisory Board | Management | For | For |
5a | Approve Executive Incentive Bonus Plan | Management | For | For |
5b | Approve Restricted Stock Grants | Management | For | For |
6 | Elect M. Verluyten to Supervisory Board | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Allow Questions | Management | None | None |
9 | Close Meeting | Management | None | None |
STMICROELECTRONICS NV
MEETING DATE: MAY 30, 2012 |
||||
TICKER: STM
SECURITY ID: 861012102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Receive Report of Supervisory Board | Management | None | None |
4a | Adopt Financial Statements | Management | For | For |
4b | Approve Allocation of Income and Dividends of USD 0.40 per Share | Management | For | For |
4c | Approve Discharge of Management Board | Management | For | For |
4d | Approve Discharge of Supervisory Board | Management | For | For |
5a | Approve Executive Incentive Bonus Plan | Management | For | For |
5b | Approve Restricted Stock Grants | Management | For | For |
6 | Elect M. Verluyten to Supervisory Board | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Allow Questions | Management | None | None |
9 | Close Meeting | Management | None | None |
SUMCO CORP.
MEETING DATE: APR 26, 2012 |
||||
TICKER: 3436
SECURITY ID: J76896109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Accounting Transfers | Management | For | For |
2 | Amend Articles To Create Classes A and B Shares - Increase Maximum Number of Statutory Auditors | Management | For | For |
3 | Approve Issuance of Class A Shares for Private Placements | Management | For | For |
4 | Approve Accounting Transfer in Connection with Issuance of Class A Shares | Management | For | For |
5.1 | Elect Director Hashimoto, Mayuki | Management | For | For |
5.2 | Elect Director Takii, Michiharu | Management | For | For |
5.3 | Elect Director Saeki, Yukihiro | Management | For | For |
5.4 | Elect Director Tsuchiya, Yoichi | Management | For | For |
5.5 | Elect Director Endo, Harumitsu | Management | For | For |
5.6 | Elect Director Hiramoto, Kazuo | Management | For | For |
5.7 | Elect Director Miyahara, Hironori | Management | For | For |
5.8 | Elect Director Nakaoka, Makoto | Management | For | For |
5.9 | Elect Director Sumita, Masahiro | Management | For | For |
6.1 | Appoint Statutory Auditor Hosaka, Hidemasa | Management | For | For |
6.2 | Appoint Statutory Auditor Oka, Shoichi | Management | For | Against |
SYMANTEC CORPORATION
MEETING DATE: OCT 25, 2011 |
||||
TICKER: SYMC
SECURITY ID: 871503108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Bennett | Management | For | For |
2 | Elect Director Michael A. Brown | Management | For | For |
3 | Elect Director Frank E. Dangeard | Management | For | For |
4 | Elect Director Geraldine B. Laybourne | Management | For | For |
5 | Elect Director David L. Mahoney | Management | For | For |
6 | Elect Director Robert S. Miller | Management | For | For |
7 | Elect Director Enrique Salem | Management | For | For |
8 | Elect Director Daniel H. Schulman | Management | For | For |
9 | Elect Director V. Paul Unruh | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Amend Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: SNCR
SECURITY ID: 87157B103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Waldis | Management | For | For |
1.2 | Elect Director William J. Cadogan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SYNOPSYS, INC.
MEETING DATE: APR 03, 2012 |
||||
TICKER: SNPS
SECURITY ID: 871607107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. De Geus | Management | For | For |
1.2 | Elect Director Alfred Castino | Management | For | For |
1.3 | Elect Director Chi-Foon Chan | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director Deborah A. Coleman | Management | For | For |
1.6 | Elect Director Chrysostomos L. "Max" Nikias | Management | For | For |
1.7 | Elect Director John Schwarz | Management | For | For |
1.8 | Elect Director Roy Vallee | Management | For | For |
1.9 | Elect Director Steven C. Walske | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SYNTEL, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: SYNT
SECURITY ID: 87162H103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
1.2 | Elect Director Bharat Desai | Management | For | For |
1.3 | Elect Director Thomas Doke | Management | For | For |
1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
1.5 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.6 | Elect Director Prashant Ranade | Management | For | For |
1.7 | Elect Director Neerja Sethi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TAIYO YUDEN CO. LTD.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: 6976
SECURITY ID: J80206113
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2.5 | Management | For | For |
2.1 | Elect Director Kanzaki, Yoshiro | Management | For | For |
2.2 | Elect Director Watanuki, Eiji | Management | For | For |
2.3 | Elect Director Yanagisawa, Katsumi | Management | For | For |
2.4 | Elect Director Tosaka, Shoichi | Management | For | For |
2.5 | Elect Director Tsutsumi, Seiichi | Management | For | For |
2.6 | Elect Director Takahashi, Osamu | Management | For | For |
2.7 | Elect Director Iwanaga, Yuuji | Management | For | For |
2.8 | Elect Director Agata, Hisaji | Management | For | For |
3 | Appoint Statutory Auditor Akisaka, Tomonori | Management | For | For |
4 | Appoint Alternate Statutory Auditor Arai, Hiroshi | Management | For | For |
TDK CORP.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: 6762
SECURITY ID: J82141136
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
2.1 | Elect Director Kamigama, Takehiro | Management | For | For |
2.2 | Elect Director Mori, Kenichi | Management | For | For |
2.3 | Elect Director Yanase, Yukio | Management | For | For |
2.4 | Elect Director Yoneyama, Junji | Management | For | For |
2.5 | Elect Director Ono, Ryoichi | Management | For | For |
2.6 | Elect Director Kobayashi, Atsuo | Management | For | For |
2.7 | Elect Director Uemura, Hiroyuki | Management | For | For |
3 | Amend Articles To Change Location of Head Office | Management | For | For |
TE CONNECTIVITY LTD.
MEETING DATE: MAR 07, 2012 |
||||
TICKER: TEL
SECURITY ID: H84989104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Pierre Brondeau as Director | Management | For | For |
2 | Reelect Juergen Gromer as Director | Management | For | For |
3 | Reelect William A. Jeffrey as Director | Management | For | For |
4 | Reelect Thomas Lynch as Director | Management | For | For |
5 | Reelect Yong Nam as Director | Management | For | For |
6 | Reelect Daniel Phelan as Director | Management | For | For |
7 | Reelect Frederic Poses as Director | Management | For | For |
8 | Reelect Lawrence Smith as Director | Management | For | For |
9 | Reelect Paula Sneed as Director | Management | For | For |
10 | Reelect David Steiner as Director | Management | For | For |
11 | Reelect John Van Scoter as Director | Management | For | For |
12 | Accept Annual Report for Fiscal 2010/2011 | Management | For | For |
13 | Accept Statutory Financial Statements for Fiscal 2011/2012 | Management | For | For |
14 | Accept Consolidated Financial Statements for Fiscal 2011/2012 | Management | For | For |
15 | Approve Discharge of Board and Senior Management | Management | For | For |
16 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | Management | For | For |
17 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2011/2012 | Management | For | For |
18 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2011/2012 | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend Omnibus Stock Plan | Management | For | For |
21 | Approve Reduction in Share Capital | Management | For | For |
22 | Authorize Share Repurchase Program | Management | For | For |
23 | Approve Ordinary Cash Dividend | Management | For | For |
24 | Approve Reallocation of Free Reserves to Legal Reserves | Management | For | For |
25 | Adjourn Meeting | Management | For | For |
TECHTRONIC INDUSTRIES CO., LTD.
MEETING DATE: MAY 18, 2012 |
||||
TICKER: 00669
SECURITY ID: Y8563B159
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.0775 Per Share | Management | For | For |
3a | Reelect Frank Chi Chung Chan as Group Executive Director | Management | For | Against |
3b | Reelect Stephan Horst Pudwill as Group Executive Director | Management | For | Against |
3c | Reelect Vincent Ting Kau Cheung as Independent Non-Executive Director | Management | For | Against |
3d | Reelect Manfred Kuhlmann as Independent Non-Executive Director | Management | For | Against |
3e | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Amend Articles of Association | Management | For | For |
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: 00700
SECURITY ID: G87572148
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Li Dong Sheng as Director | Management | For | Against |
3a2 | Reelect Iain Ferguson Bruce as Director | Management | For | Against |
3b | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TERADATA CORPORATION
MEETING DATE: APR 20, 2012 |
||||
TICKER: TDC
SECURITY ID: 88076W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael F. Koehler | Management | For | For |
2 | Elect Director James M. Ringler | Management | For | For |
3 | Elect Director John G. Schwarz | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Ratify Auditors | Management | For | For |
TERADYNE, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: TER
SECURITY ID: 880770102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Bagley | Management | For | For |
2 | Elect Director Michael A. Bradley | Management | For | For |
3 | Elect Director Albert Carnesale | Management | For | For |
4 | Elect Director Daniel W. Christman | Management | For | For |
5 | Elect Director Edwin J. Gillis | Management | For | For |
6 | Elect Director Timothy E. Guertin | Management | For | For |
7 | Elect Director Paul J. Tufano | Management | For | For |
8 | Elect Director Roy A. Vallee | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
TESLA MOTORS, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: TSLA
SECURITY ID: 88160R101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Antonio J. Gracias | Management | For | For |
1.2 | Elect Director Kimbal Musk | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEST RESEARCH CO., LTD.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: 3030
SECURITY ID: Y8591M102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve Issuance of New Shares by Capitalization of Profit | Management | For | For |
4 | Approve to Amend the Articles of Association | Management | For | For |
5 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
7 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 19, 2012 |
||||
TICKER: TXN
SECURITY ID: 882508104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.A. Carp | Management | For | For |
3 | Elect Director C.S. Cox | Management | For | For |
4 | Elect Director P.H. Patsley | Management | For | For |
5 | Elect Director R.E. Sanchez | Management | For | For |
6 | Elect Director W.R. Sanders | Management | For | For |
7 | Elect Director R.J. Simmons | Management | For | For |
8 | Elect Director R.K. Templeton | Management | For | For |
9 | Elect Director C.T. Whitman | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
THE DESCARTES SYSTEMS GROUP INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: DSG
SECURITY ID: 249906108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Anderson | Management | For | For |
1.2 | Elect Director David I. Beatson | Management | For | For |
1.3 | Elect Director Eric Demirian | Management | For | For |
1.4 | Elect Director Christopher Hewat | Management | For | For |
1.5 | Elect Director Arthur Mesher | Management | For | For |
1.6 | Elect Director John Walker | Management | For | For |
1.7 | Elect Director Stephen Watt | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Performance and Restricted Share Unit Plan | Management | For | For |
THK CO. LTD.
MEETING DATE: JUN 16, 2012 |
||||
TICKER: 6481
SECURITY ID: J83345108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
2.1 | Elect Director Teramachi, Akihiro | Management | For | For |
2.2 | Elect Director Teramachi, Toshihiro | Management | For | For |
2.3 | Elect Director Imano, Hiroshi | Management | For | For |
2.4 | Elect Director Okubo, Takashi | Management | For | For |
2.5 | Elect Director Hayashida, Tetsuya | Management | For | For |
2.6 | Elect Director Kuwabara, Junichi | Management | For | For |
2.7 | Elect Director Hoshino, Takanobu | Management | For | For |
2.8 | Elect Director Maki, Nobuyuki | Management | For | For |
2.9 | Elect Director Kiuchi, Hideyuki | Management | For | For |
2.10 | Elect Director Sakai, Junichi | Management | For | For |
2.11 | Elect Director Ishikawa, Hirokazu | Management | For | For |
2.12 | Elect Director Shimomaki, Junji | Management | For | For |
2.13 | Elect Director Hoshide, Kaoru | Management | For | For |
2.14 | Elect Director Kambe, Akihiko | Management | For | For |
2.15 | Elect Director Ito, Sakae | Management | For | For |
2.16 | Elect Director Kainosho, Masaaki | Management | For | For |
3 | Appoint Statutory Auditor Sato, Yoshimi | Management | For | For |
TIBCO SOFTWARE INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: TIBX
SECURITY ID: 88632Q103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
1.4 | Elect Director Narendra K. Gupta | Management | For | For |
1.5 | Elect Director Peter J. Job | Management | For | For |
1.6 | Elect Director Philip K. Wood | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TIVO INC.
MEETING DATE: AUG 03, 2011 |
||||
TICKER: TIVO
SECURITY ID: 888706108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Rogers | Management | For | For |
1.2 | Elect Director J. Heidi Roizen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TONG HSING ELECTRONIC INDUSTRIES LTD.
MEETING DATE: JUN 19, 2012 |
||||
TICKER: 6271
SECURITY ID: Y8862W102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve to Amend the Articles of Association | Management | For | For |
4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
TOTVS SA
MEETING DATE: SEP 30, 2011 |
||||
TICKER: TOTS3
SECURITY ID: P92184103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement to Absorb Look Informatica SA, RO Resultados Outsourcing Ltda, SRC Serv. Informatica Ltda, DTSL Sistema e Serv. de Informatica SA, BCSFlex Comercio e Serv. de Informatica Ltda, BCS Sistemas Computacionais Ltda. and HBA Informatica Ltda | Management | For | For |
2 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Absorption of Look Informatica SA, RO Resultados Outsourcing Ltda, SRC Serv. Informatica Ltda, DTSL Sistema e Serv. de Informatica SA, BCSFlex Comercio e Serv. de Informatica Ltda, BCS Sistemas Computacionais Ltda. and HBA Informatica Ltda | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
6 | Amend Articles Re: Remove Requirement that Directors Hold Company Shares | Management | For | For |
7 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
8 | Amend Articles Re: Establish President, Vice President and Legal Director as Responsible for Legal Representation | Management | For | For |
9 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
TOTVS SA
MEETING DATE: MAR 21, 2012 |
||||
TICKER: TOTS3
SECURITY ID: P92184103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
TOTVS SA
MEETING DATE: MAR 21, 2012 |
||||
TICKER: TOTS3
SECURITY ID: P92184103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify the Acquisition of Gens Tecnologia e Informatica Ltda | Management | For | For |
2 | Approve Agreement to Absorb Inteligencia Organizacional Servicos, Sistemas e Tecnologia em Software Ltda, and Mafipa Servicos de Informatica | Management | For | For |
3 | Appoint Independent Firm to Appraise Proposed Absorptions | Management | For | For |
4 | Approve Independent Firm's Appraisals | Management | For | For |
5 | Approve Absorption of Inteligencia Organizacional Servicos, Sistemas e Tecnologia em Software Ltda, and Mafipa Servicos de Informatica | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TOTVS SA
MEETING DATE: MAY 17, 2012 |
||||
TICKER: TOTS3
SECURITY ID: P92184103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Agreement to Absorb Gens Tecnologia e Informatica Ltda; TOTVS Servicos em Informatica e Consultoria Ltda; Midbyte Informatica Ltda; BCS Comercio e Servicos de Informatica Ltda, and TOTALBANCO Participacoes S.A. | Management | For | For |
2 | Appoint Independent Appraisers for the Proposed Transactions | Management | For | For |
3 | Approve Appraisal for the Proposed Transactions | Management | For | For |
4 | Approve Absorption of Gens Tecnologia e Informatica Ltda; TOTVS Servicos em Informatica e Consultoria Ltda; Midbyte Informatica Ltda; BCS Comercio e Servicos de Informatica Ltda, and TOTALBANCO Participacoes S.A. | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
TRIMBLE NAVIGATION LIMITED
MEETING DATE: MAY 01, 2012 |
||||
TICKER: TRMB
SECURITY ID: 896239100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Berglund | Management | For | For |
1.2 | Elect Director John B. Goodrich | Management | For | For |
1.3 | Elect Director William Hart | Management | For | For |
1.4 | Elect Director Merit E. Janow | Management | For | For |
1.5 | Elect Director Ulf J. Johansson | Management | For | For |
1.6 | Elect Director Ronald S. Nersesian | Management | For | For |
1.7 | Elect Director Bradford W. Parkinson | Management | For | For |
1.8 | Elect Director Mark S. Peek | Management | For | For |
1.9 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TRINA SOLAR LTD.
MEETING DATE: SEP 13, 2011 |
||||
TICKER: TSL
SECURITY ID: 89628E104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Junfeng Li as Director | Management | For | For |
2 | Reelect Liping Qiu as Director | Management | For | For |
3 | Appoint Deloitte Touche Tohmatsu as Auditors | Management | For | For |
UNITED MICROELECTRONICS CORP
MEETING DATE: JUN 12, 2012 |
||||
TICKER: 2303
SECURITY ID: Y92370108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3.1 | Elect Chun-Yen Chang with ID No.D100****75 as Independent Director | Management | For | For |
3.2 | Elect Chung Laung Liu with ID No.S124****49 as Independent Director | Management | For | For |
3.3 | Elect Paul S.C. Hsu with ID No.F102****90 as Independent Director | Management | For | For |
3.4 | Elect Cheng-Li Huang with ID No.R100****90 as Independent Director | Management | For | For |
3.5 | Elect Ting-Yu Lin with Shareholder Number 5015 as Director | Management | For | Against |
3.6 | Elect Stan Hung with Shareholder Number 111699 as Director | Management | For | Against |
3.7 | Elect Shih-Wei Sun, a Representative of Silicon Integrated Systems Corp. with Shareholder Number 1569628, as Director | Management | For | Against |
3.8 | Elect Wen-Yang Chen, a Representative of UMC Science and Culture Foundation with Shareholder Number 1910537, as Director | Management | For | Against |
3.9 | Elect Po-Wen Yen, a Representative of Hsun Chieh Investment Co. with Shareholder Number 195818, as Director | Management | For | Against |
4 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Non-Public Issuance of Ordinary Shares, Issuance of New Shares to Participate in the Issuance of Global Depository Receipt or Issuance of Convertible Corporate Bonds with Amount Less than 10% of the Outstanding Ordinary Shares | Management | For | For |
UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 21, 2012 |
||||
TICKER: PANL
SECURITY ID: 91347P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven V. Abramson | Management | For | For |
1.2 | Elect Director Leonard Becker | Management | For | For |
1.3 | Elect Director Elizabeth H. Gemmill | Management | For | For |
1.4 | Elect Director C. Keith Hartley | Management | For | For |
1.5 | Elect Director Lawrence Lacerte | Management | For | For |
1.6 | Elect Director Sidney D. Rosenblatt | Management | For | For |
1.7 | Elect Director Sherwin I. Seligsohn | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VANCEINFO TECHNOLOGIES INC.
MEETING DATE: NOV 11, 2011 |
||||
TICKER: VIT
SECURITY ID: 921564100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Chris Shuning Chen as Director | Management | For | For |
2 | Reelect David Lifeng Chen as Director | Management | For | For |
3 | Approve Deloitte Touche Tohmatsu CPA Ltd. as Auditors for Fiscal Year 2010 and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu CPA Ltd. as Auditors for Fiscal Year 2011 and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
VANGUARD INTERNATIONAL SEMICONDUCTOR CORP.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: 5347
SECURITY ID: Y9353N106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve to Amend the Articles of Association | Management | For | For |
4 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets, Procedures for Endorsement and Guarantees, Procedures for Lending Funds to Other Parties and Trading Procedures Governing Derivatives Products | Management | For | For |
6.1 | Elect Ching-Chu Chang with ID No.B100204117 as Director | Shareholder | None | Against |
6.2 | Elect Edward Y. Way ( tsmc representative ) with ID No.A102143652 as Director | Shareholder | None | Against |
6.3 | Elect Jason C.S. Chen ( tsmc representative ) with ID No.L120036613 as Director | Shareholder | None | Against |
6.4 | Elect K.H. Hsiao ( National Development Fund, Executive Yuanrepresentative ) with ID No.R102280476 as Director | Shareholder | None | Against |
6.5 | Elect Chintay Shih with ID No.R101349958 as Independent Director | Shareholder | For | For |
6.6 | Elect Benson W.C. Liu with ID No.P100215255 as Independent Director | Shareholder | For | For |
6.7 | Elect Kenneth Kin with ID No.F102831367 as Independent Director | Shareholder | For | For |
7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
8 | Transact Other Business | Management | None | None |
VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: PAY
SECURITY ID: 92342Y109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
1.3 | Elect Director Dr. Leslie G. Denend | Management | For | For |
1.4 | Elect Director Alex W. Hart | Management | For | For |
1.5 | Elect Director Robert B. Henske | Management | For | For |
1.6 | Elect Director Richard A. McGinn | Management | For | For |
1.7 | Elect Director Eitan Raff | Management | For | For |
1.8 | Elect Director Jeffrey E. Stiefler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERISIGN, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: VRSN
SECURITY ID: 92343E102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VISA INC.
MEETING DATE: JAN 31, 2012 |
||||
TICKER: V
SECURITY ID: 92826C839
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary P. Coughlan | Management | For | For |
2 | Elect Director Mary B. Cranston | Management | For | For |
3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Director Robert W. Matschullat | Management | For | For |
5 | Elect Director Cathy E. Minehan | Management | For | For |
6 | Elect Director Suzanne Nora Johnson | Management | For | For |
7 | Elect Director David J. Pang | Management | For | For |
8 | Elect Director Joseph W. Saunders | Management | For | For |
9 | Elect Director William S. Shanahan | Management | For | For |
10 | Elect Director John A. Swainson | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
VISHAY INTERTECHNOLOGY, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: VSH
SECURITY ID: 928298108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Zandman | Management | For | For |
1.2 | Elect Director Ziv Shoshani | Management | For | For |
1.3 | Elect Director Ruta Zandman | Management | For | For |
1.4 | Elect Director Thomas C. Wertheimer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amended Executive Incentive Bonus Plan | Management | For | For |
VISUAL PHOTONICS EPITAXY CO., LTD.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: 2455
SECURITY ID: Y9379U100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve the Issuance of New Shares by Capitalization of Capital Reserve | Management | For | For |
4 | Approve to Amend the Articles of Association | Management | For | For |
5 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
VMWARE, INC.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: VMW
SECURITY ID: 928563402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VOCUS, INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: VOCS
SECURITY ID: 92858J108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary Golding | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
VST HOLDINGS LIMITED
MEETING DATE: MAY 24, 2012 |
||||
TICKER: 00856
SECURITY ID: G9400C111
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.08 Per Share | Management | For | For |
3a | Reelect Chan Hoi Chau as Director | Management | For | Against |
3b | Reelect Mao Xiangqian as Director | Management | For | Against |
3c | Reelect Liu Li as Director | Management | For | Against |
3d | Reelect Chan Po Fun Peter as Director | Management | For | Against |
3e | Reelect Ng Yat Cheung as Director | Management | For | Against |
3f | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
WACOM CO LTD
MEETING DATE: JUN 22, 2012 |
||||
TICKER: 6727
SECURITY ID: J9467Z109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yamada, Masahiko | Management | For | For |
1.2 | Elect Director Komiyama, Shigeki | Management | For | For |
1.3 | Elect Director Hasegawa, Wataru | Management | For | For |
1.4 | Elect Director Yamamoto, Sadao | Management | For | For |
1.5 | Elect Director Fujishima, Yasuyuki | Management | For | For |
2 | Appoint Statutory Auditor Mizuno, Haruo | Management | For | For |
3 | Appoint Alternate Statutory Auditor Kobayashi, Shin | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
WIN SEMICONDUCTORS CORP
MEETING DATE: JUN 05, 2012 |
||||
TICKER: 3105
SECURITY ID: Y9588T100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Amend the Articles of Association | Management | For | For |
4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Proposal of Capital Increase by Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or by Domestic Issuance of New Ordinary Shares or by Issuance of Convertible Corporate Bonds | Management | For | For |
WISTRON CORP.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: 3231
SECURITY ID: Y96738102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Simon Lin (Hsien-Ming Lin) with Shareholder No.000002 as Director | Management | For | For |
1.2 | Elect Stan Shih (Chen-Jung Shih) with Shareholder No.000003 as Director | Management | For | For |
1.3 | Elect Haydn Hsieh (Hong-Po Hsieh) with Shareholder No.000004 as Director | Management | For | For |
1.4 | Elect Robert Huang (Po-Tuan Huang) with Shareholder No.000642 as Director | Management | For | For |
1.5 | Elect John Hsuan (Min-Chih Hsuan) with ID F100588265 as Independent Director | Management | For | For |
1.6 | Elect Michael Tsai (Kuo-Chih Tsai) with ID A100138304 as Independent Director | Management | For | For |
1.7 | Elect James K.F. Wu (Kuo-Feng Wu) with ID N100666626 as Independent Director | Management | For | For |
1.8 | Elect Victor C.J. Cheng (Chung-Jen Cheng) with Shareholder No.181362 as Independent Director | Management | For | For |
1.9 | Elect Duh-Kung Tsai with ID L101428771 as Independent Director | Management | For | For |
2 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
3 | Approve Plan on 2011 Profit Distribution | Management | For | For |
4 | Approve the Issuance of New Shares by Capitalization of Distributable Earnings | Management | For | For |
5 | Amend the Articles of Association | Management | For | For |
6 | Approve Amendment to Rules and Procedure for Election of Directors | Management | For | For |
7 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
8 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | For |
9 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
10 | Approve to Issue the Restricted Stock | Management | For | For |
WNS HOLDINGS LTD.
MEETING DATE: SEP 13, 2011 |
||||
TICKER: WNS
SECURITY ID: 92932M101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Ratify Grant Thornton India as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
4 | Reelect Keshav R. Murugesh as Director | Management | For | For |
5 | Reelect Albert Aboody as Director | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Increase in Ordinary Shares/ American Depositary Shares (ADSs) and Adopt Second Amended and Restated 2006 Incentive Award Plan | Management | For | For |
WNS HOLDINGS LTD.
MEETING DATE: NOV 22, 2011 |
||||
TICKER: WNS
SECURITY ID: 92932M101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Share Capital | Management | For | For |
WPG HOLDINGS CO., LTD.
MEETING DATE: NOV 23, 2011 |
||||
TICKER: 3702
SECURITY ID: Y9698R101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Company to Obtain All Shares of AECO Technology Co., Ltd. through Share Swap Agreement and to Issue New Share by Capital Increase | Management | For | For |
WPG HOLDINGS CO., LTD.
MEETING DATE: JUN 22, 2012 |
||||
TICKER: 3702
SECURITY ID: Y9698R101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Amend the Articles of Association | Management | For | For |
4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
6 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
WT MICROELECTRONICS CO., LTD.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: 3036
SECURITY ID: Y9657B105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve Proposal of Capital Increase by Issuing New Shares | Management | For | For |
4 | Approve the Issuance of New Shares by Capitalization of 2011 Distributable Earnings | Management | For | For |
5 | Amend the Articles of Association | Management | For | For |
6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
WUXI PHARMATECH (CAYMAN) INC.
MEETING DATE: AUG 09, 2011 |
||||
TICKER: WX
SECURITY ID: 929352102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Xiaozhong Liu as a Director for a Three-year Term | Management | For | For |
2 | Re-elect Ying Han as a Director for a Three-year Term | Management | For | For |
3 | Re-elect Kian Wee Seah as a Director for a Three-year Term | Management | For | For |
XEROX CORPORATION
MEETING DATE: MAY 24, 2012 |
||||
TICKER: XRX
SECURITY ID: 984121103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Glenn A. Britt | Management | For | For |
2 | Elect Director Ursula M. Burns | Management | For | For |
3 | Elect Director Richard J. Harrington | Management | For | For |
4 | Elect Director William Curt Hunter | Management | For | For |
5 | Elect Director Robert J. Keegan | Management | For | For |
6 | Elect Director Robert A. McDonald | Management | For | For |
7 | Elect Director Charles Prince | Management | For | For |
8 | Elect Director Ann N. Reese | Management | For | For |
9 | Elect Director Sara Martinez Tucker | Management | For | For |
10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
XILINX, INC.
MEETING DATE: AUG 10, 2011 |
||||
TICKER: XLNX
SECURITY ID: 983919101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Philip T. Gianos | Management | For | For |
2 | Elect Director Moshe N. Gavrielov | Management | For | For |
3 | Elect Director John L. Doyle | Management | For | For |
4 | Elect Director Jerald G. Fishman | Management | For | For |
5 | Elect Director William G. Howard, Jr. | Management | For | For |
6 | Elect Director J. Michael Patterson | Management | For | For |
7 | Elect Director Albert A. Pimentel | Management | For | For |
8 | Elect Director Marshall C. Turner | Management | For | For |
9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Ratify Auditors | Management | For | For |
XO GROUP INC
MEETING DATE: JUN 13, 2012 |
||||
TICKER: XOXO
SECURITY ID: 983772104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ira Carlin | Management | For | For |
1.2 | Elect Director Eileen Naughton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
YAGEO CORP
MEETING DATE: JUN 13, 2012 |
||||
TICKER: 2327
SECURITY ID: Y9723R100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Amend the Articles of Association | Management | For | For |
4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
6 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
7 | Approve Proposal of Cash Capital Increase by Issuing Oridary Shares via Private Placement | Management | For | For |
8.1 | Elect Pierre T.M. Chen, with Shareholder No.2, as Director | Shareholder | None | Against |
8.2 | Elect Victor C. Wang, a Representative of Hsu Chang Investment Ltd., with ID Q100187784 and Shareholder No.99108, as Director | Shareholder | None | Against |
8.3 | Elect Bob P.Y. Wang, a Representative of Hsu Chang Investment Ltd., with ID F100181373 and Shareholder No.99108, as Director | Shareholder | None | Against |
8.4 | Elect Tzong-Yeong Lin, a Representative of Hsu Chang Investment Ltd., with ID R102669431 and Shareholder No.99108, as Director | Shareholder | None | Against |
8.5 | Elect Dora C.W. Chang, a Representative of Hsu Chang Investment Ltd., with ID A220828829 and Shareholder No.99108, as Director | Shareholder | None | Against |
8.6 | Elect Shih-Chien Yang, a Representative of Hsu Chang Investment Ltd., with ID A102691671 and Shareholder No.99108, as Director | Shareholder | None | Against |
8.7 | Elect Li Zhenling as Independent Director | Shareholder | For | For |
8.8 | Elect Chen Hongshou as Independent Director | Shareholder | For | For |
8.9 | Elect Hong Xingcheng as Independent Director | Shareholder | For | For |
8.10 | Elect Yuan Ho Lai, a Representative of Hung Tai Investment Ltd., with ID M100671680 and Shareholder No.395156, as Supervisor | Shareholder | None | For |
8.11 | Elect Lawrence . Lai-Fu Lin, a Representative of Hung Tai Investment Ltd., with ID F102340709 and Shareholder No.395156, as Supervisor | Shareholder | None | For |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | Abstain |
10 | Transact Other Business | Management | None | None |
YANDEX NV
MEETING DATE: MAY 15, 2012 |
||||
TICKER: YNDX
SECURITY ID: N97284108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Adopt Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Discharge of Board of Directors | Management | For | For |
5.1 | Reelect J. Boynton as Director | Management | For | For |
5.2 | Reelect E. Dyson as Director | Management | For | For |
6 | Approve Cancellation of Class C Shares Held in Treasury | Management | For | For |
7 | Amend Articles Re: Reduce Authorized Share Capital | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Ratify ZAO Deloitte & Touche CIS as Auditors | Management | For | For |
10 | Grant Board Authority to Issue Shares | Management | For | For |
11 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10 | Management | For | For |
12 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
13 | Confirm Representation of Company in Case of Conflict of Interests | Management | For | For |
15 | Other Business | Management | None | None |
YINGLI GREEN ENERGY HOLDING COMPANY LTD.
MEETING DATE: AUG 12, 2011 |
||||
TICKER: YGE
SECURITY ID: 98584B103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Ming Huang as Director | Management | For | For |
2b | Reelect Junmin Liu as Director | Management | For | For |
3 | Appoint KPMG as Independent Auditors | Management | For | For |
YOUNGTEK ELECTRONICS CORP.
MEETING DATE: JUN 27, 2012 |
||||
TICKER: 6261
SECURITY ID: Y9859Y101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
4 | Approve the Issuance of New Shares by Capitalization of 2011 Profit | Management | For | For |
5.1 | Elect Wang Ping-Lung, a Representative of Chung Shih Corp with Shareholder No.198, as Director | Shareholder | None | Against |
5.2 | Elect Chang Cheng-Kung, with Shareholder No.2, as Director | Shareholder | None | Against |
5.3 | Elect Chen Kuei-Pao, with Shareholder No.9, as Director | Shareholder | None | Against |
5.4 | Elect Liu Tseng-Feng with ID M101173727 as Independent Director | Shareholder | For | For |
5.5 | Elect Yao Te-Chang with ID A121296909 as Independent Director | Shareholder | For | For |
5.6 | Elect a Representative of Li Yang Investment Corp. with Shareholder No.435, as Supervisor | Shareholder | None | Abstain |
5.7 | Elect Lee Chang-Hsien with ID J120702826 as Supervisor | Shareholder | None | Abstain |
5.8 | Elect Tsai Yu-Ching with ID JL221567833 as Supervisor | Shareholder | None | Abstain |
6 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | Abstain |
7 | Transact Other Business (Non-Voting) | Management | None | None |
ZTE CORPORATION
MEETING DATE: APR 11, 2012 |
||||
TICKER: 000063
SECURITY ID: Y0004F105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Zhang Jianheng as Non-Independent Director | Management | For | Against |
2 | Approve Company's Fulfillment of Conditions for Bond Issue | Shareholder | None | For |
3 | Approve Proposed Issue of Bonds | Shareholder | None | For |
4 | Approve Mandate for the Board to Deal with Matters Pertaining to the Bond Issue with Full Discretion | Shareholder | None | For |
ZTE CORPORATION
MEETING DATE: MAY 25, 2012 |
||||
TICKER: 000063
SECURITY ID: Y0004F105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Report of Board of Directors | Management | For | For |
3 | Accept Report of Supervisory Committee | Management | For | For |
4 | Accept Report of the President of the Company | Management | For | For |
5 | Accept Final Financial Accounts of the Company | Management | For | For |
6 | Approve Profit Distribution Proposal for the Year Ended Dec. 31, 2011 | Management | For | For |
7a | Approve Application to Bank of China Ltd., Shenzhen Branch for a Composite Credit Facility of RMB 23 Billion | Management | For | For |
7b | Approve Application to the China Development Bank Corp., Shenzhen Branch for a Composite Credit Facility of $5 Billion | Management | For | For |
8a | Reappoint Ernst & Young Hua Ming as PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8b | Reappoint Ernst & Young as Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9a | Approve Application for Investment Limits in Derivative Products for Value Protection Against Foreign Exchange Risk Exposure for an Amount Not Exceeding $1.5 Billion | Management | For | For |
9b | Approve Application for Investment Limits in Fixed Income Derivative Products for an Amount Not Exceeding $500 Million | Management | For | For |
10 | Approve Waiver by the Company of the First Right of Refusal | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
12 | Amend Articles of Association of the Company | Management | For | For |
13 | Amend Rules of Procedure of the Board of Directors Meetings | Management | For | For |
VOTE SUMMARY REPORT
SELECT TELECOMMUNICATIONS PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABOVENET, INC.
MEETING DATE: JUN 05, 2012 |
||||
TICKER: ABVT
SECURITY ID: 00374N107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
AMERICAN TOWER CORPORATION
MEETING DATE: NOV 29, 2011 |
||||
TICKER: AMT
SECURITY ID: 029912201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AT&T INC.
MEETING DATE: APR 27, 2012 |
||||
TICKER: T
SECURITY ID: 00206R102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall L. Stephenson | Management | For | For |
2 | Elect Director Gilbert F. Amelio | Management | For | For |
3 | Elect Director Reuben V. Anderson | Management | For | For |
4 | Elect DirectorJames H. Blanchard | Management | For | For |
5 | Elect DirectorJaime Chico Pardo | Management | For | For |
6 | Elect Director James P. Kelly | Management | For | For |
7 | Elect Director Jon C. Madonna | Management | For | For |
8 | Elect Director John B. McCoy | Management | For | For |
9 | Elect Director Joyce M. Roche | Management | For | For |
10 | Elect Director Matthew K. Rose | Management | For | For |
11 | Elect Director Laura D'Andrea Tyson | Management | For | For |
12 | Ratification Of Appointment Of Independent Auditors. | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Management | For | Against |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
16 | Commit to Wireless Network Neutrality | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
ATLANTIC TELE-NETWORK, INC.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: ATNI
SECURITY ID: 049079205
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin L. Budd | Management | For | For |
1.2 | Elect Director Michael T. Flynn | Management | For | For |
1.3 | Elect Director Liane J. Pelletier | Management | For | For |
1.4 | Elect Director Cornelius B. Prior, Jr. | Management | For | For |
1.5 | Elect Director Michael T. Prior | Management | For | For |
1.6 | Elect Director Charles J. Roesslein | Management | For | For |
1.7 | Elect Director Brian A. Schuchman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CABLEVISION SYSTEMS CORPORATION
MEETING DATE: MAY 18, 2012 |
||||
TICKER: CVC
SECURITY ID: 12686C109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
1.3 | Elect Director John R. Ryan | Management | For | Withhold |
1.4 | Elect Director Vincent Tese | Management | For | Withhold |
1.5 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CBEYOND, INC.
MEETING DATE: JUN 08, 2012 |
||||
TICKER: CBEY
SECURITY ID: 149847105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Scott Luttrell | Management | For | For |
1.2 | Elect Director Martin Mucci | Management | For | For |
1.3 | Elect Director Bonnie P. Wurzbacher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTURYLINK, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: CTL
SECURITY ID: 156700106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3.1 | Elect Director Fred R. Nichols | Management | For | For |
3.2 | Elect Director Harvey P. Perry | Management | For | For |
3.3 | Elect Director Laurie A. Siegel | Management | For | For |
3.4 | Elect Director Joseph R. Zimmel | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
7 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
CHINA TELECOM CORPORATION LTD
MEETING DATE: MAY 30, 2012 |
||||
TICKER: 00728
SECURITY ID: 169426103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Profit Distribution Proposal for Year Ended Dec. 31, 2011 | Management | For | For |
3 | Reappoint KPMG and KPMG Huazhen as International and Domestic Auditors Respectively and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Elect Ke Ruiwen as Director | Management | For | For |
5a | Amend Articles Re: Business Scope of the Company | Management | For | For |
5b | Amend Articles Re: Change of Name of One of the Domestic Shareholders | Management | For | For |
5c | Authorize Any Director to Complete Registration or Filing of the Amendments to the Articles of Association | Management | For | For |
6a | Approve Issuance of Debentures | Management | For | For |
6b | Authorize Board to Issue Debentures and Determine Specific Terms and Conditions | Management | For | For |
7a | Approve Issuance of Company Bonds in the People's Republic of China | Management | For | For |
7b | Authorize Board to Issue Company Bonds and Determine Specific Terms and Conditions | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
9 | Approve Increase of Registered Capital of the Company and Amend the Articles of Association to Reflect Increase in the Registered Capital under the General Mandate | Management | For | Against |
CHINA UNICOM (HONG KONG) LTD
MEETING DATE: MAY 29, 2012 |
||||
TICKER: 00762
SECURITY ID: 16945R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Chang Xiaobing as Director | Management | For | For |
3a2 | Reelect Cheung Wing Lam Linus as Director | Management | For | For |
3a3 | Reelect John Lawson Thornton as Director | Management | For | For |
3a4 | Reelect Chung Shui Ming Timpson as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CLEARWIRE CORPORATION
MEETING DATE: JUN 14, 2012 |
||||
TICKER: CLWR
SECURITY ID: 18538Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Stanton | Management | For | For |
1.2 | Elect Director William R. Blessing | Management | For | For |
1.3 | Elect Director Bruce A. Chatterley | Management | For | For |
1.4 | Elect Director Mufit Cinali | Management | For | For |
1.5 | Elect Director Jose A. Collazo | Management | For | For |
1.6 | Elect Director Hossein Eslambolchi | Management | For | For |
1.7 | Elect Director Dennis S. Hersch | Management | For | For |
1.8 | Elect Director Brian P. McAndrews | Management | For | For |
1.9 | Elect Director Erik E. Prusch | Management | For | For |
1.10 | Elect Director Kathleen H. Rae | Management | For | For |
1.11 | Elect Director Theodore H. Schell | Management | For | For |
1.12 | Elect Director Jennifer L. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COGENT COMMUNICATIONS GROUP, INC.
MEETING DATE: APR 19, 2012 |
||||
TICKER: CCOI
SECURITY ID: 19239V302
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dave Schaeffer | Management | For | For |
1.2 | Elect Director Steven D. Brooks | Management | For | For |
1.3 | Elect Director Erel N. Margalit | Management | For | For |
1.4 | Elect Director Timothy Weingarten | Management | For | For |
1.5 | Elect Director Richard T. Liebhaber | Management | For | For |
1.6 | Elect Director D. Blake Bath | Management | For | For |
1.7 | Elect Director Marc Montagner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
COMVERSE TECHNOLOGY, INC.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: CMVT
SECURITY ID: 205862402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Elect Director Susan D. Bowick | Management | For | For |
2 | Elect Director Charles J. Burdick | Management | For | For |
3 | Elect Director Robert Dubner | Management | For | For |
4 | Elect Director Augustus K. Oliver | Management | For | For |
5 | Elect Director Theodore H. Schell | Management | For | For |
6 | Elect Director Mark C. Terrell | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Stephen Andrews | Shareholder | Do Not Vote | Did Not Vote |
1.2 | Elect Director James Budge | Shareholder | Do Not Vote | Did Not Vote |
1.3 | Elect Director Doron Inbar | Shareholder | Do Not Vote | Did Not Vote |
1.4 | Elect Director Richard Nottenburg | Shareholder | Do Not Vote | Did Not Vote |
2 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: CCI
SECURITY ID: 228227104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cindy Christy | Management | For | For |
1.2 | Elect Director Ari Q. Fitzgerald | Management | For | For |
1.3 | Elect Director Robert E. Garrison, II | Management | For | For |
1.4 | Elect Director John P. Kelly | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FRONTIER COMMUNICATIONS CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: FTR
SECURITY ID: 35906A108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
1.3 | Elect Director Jeri B. Finard | Management | For | For |
1.4 | Elect Director Edward Fraioli | Management | For | For |
1.5 | Elect Director James S. Kahan | Management | For | For |
1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.7 | Elect Director Howard L. Schrott | Management | For | For |
1.8 | Elect Director Larraine D. Segil | Management | For | For |
1.9 | Elect Director Mark Shapiro | Management | For | For |
1.10 | Elect Director Myron A. Wick, III | Management | For | For |
1.11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
GENERAL COMMUNICATION, INC.
MEETING DATE: JUN 25, 2012 |
||||
TICKER: GNCMA
SECURITY ID: 369385109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen M. Brett | Management | For | For |
1.2 | Elect Director Ronald A. Duncan | Management | For | For |
1.3 | Elect Director Stephen R. Mooney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
GLOBAL CROSSING LIMITED
MEETING DATE: AUG 04, 2011 |
||||
TICKER: GLBC
SECURITY ID: G3921A175
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement with Level 3 Communications | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
LEAP WIRELESS INTERNATIONAL, INC.
MEETING DATE: JUL 28, 2011 |
||||
TICKER: LEAP
SECURITY ID: 521863308
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director John D. Harkey, Jr. | Management | For | For |
1.2 | Elect Director S. Douglas Hutcheson | Management | For | For |
1.3 | Elect Director Ronald J. Kramer | Management | For | For |
1.4 | Elect Director Paula Kruger | Management | For | For |
1.5 | Elect Director Robert V. LaPenta | Management | For | For |
1.6 | Elect Director Mark A. Leavitt | Management | For | For |
1.7 | Elect Director Mark H. Rachesky | Management | For | For |
1.8 | Elect Director Michael B. Targoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Stock Option Exchange Program | Management | For | For |
5 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Matthew C. Halbower | Shareholder | For | Did Not Vote |
1.2 | Elect Director Robert E. Switz | Shareholder | For | Did Not Vote |
1.3 | Elect Director Richard R. Roscitt | Shareholder | For | Did Not Vote |
1.4 | Management Nominee - S. Douglas Hutcheson | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Ronald J. Kramer | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - Paula Kruger | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Robert V. LaPenta | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Mark A. Leavitt | Shareholder | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
4 | Approve Stock Option Exchange Program | Management | For | Did Not Vote |
5 | Ratify Auditors | Management | For | Did Not Vote |
LEAP WIRELESS INTERNATIONAL, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: LEAP
SECURITY ID: 521863308
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Harkey, Jr. | Management | For | For |
1.2 | Elect Director S. Douglas Hutcheson | Management | For | For |
1.3 | Elect Director Ronald J. Kramer | Management | For | For |
1.4 | Elect Director Robert V. LaPenta | Management | For | For |
1.5 | Elect Director Mark A. Leavitt | Management | For | For |
1.6 | Elect Director Mark H. Rachesky | Management | For | For |
1.7 | Elect Director Richard R. Roscitt | Management | For | For |
1.8 | Elect Director Robert E. Switz | Management | For | For |
1.9 | Elect Director Michael B. Targoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
8 | Ratify Auditors | Management | For | For |
LEVEL 3 COMMUNICATIONS, INC.
MEETING DATE: AUG 04, 2011 |
||||
TICKER: LVLT
SECURITY ID: 52729N100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
LEVEL 3 COMMUNICATIONS, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: LVLT
SECURITY ID: 52729N308
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter Scott, Jr. | Management | For | For |
1.2 | Elect Director James Q. Crowe | Management | For | For |
1.3 | Elect Director Kevin P. Chilton | Management | For | For |
1.4 | Elect Director Archie R. Clemins | Management | For | For |
1.5 | Elect Director Steven T. Clontz | Management | For | For |
1.6 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.7 | Elect Director Richard R. Jaros | Management | For | For |
1.8 | Elect Director Michael J. Mahoney | Management | For | For |
1.9 | Elect Director Charles C. Miller, III | Management | For | For |
1.10 | Elect Director Peter Seah Lim Huat | Management | For | For |
1.11 | Elect Director John T. Reed | Management | For | For |
1.12 | Elect Director Albert C. Yates | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
METROPCS COMMUNICATIONS, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: PCS
SECURITY ID: 591708102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John (Jack) F. Callahan, Jr. | Management | For | For |
1.2 | Elect Director W. Michael Barnes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOBILE TELESYSTEMS OJSC
MEETING DATE: JUN 27, 2012 |
||||
TICKER: MTSS
SECURITY ID: 607409109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Meeting Procedures | Management | For | For |
2 | Approve Annual Report, Financial Statements, and Allocation of Income, Including Dividends of RUB 14.71 per Share | Management | For | For |
3 | Approve New Edition of Charter | Management | For | For |
4 | Approve New Edition of Regulations on Board of Directors | Management | For | For |
5.1 | Elect Anton Abugov as Director | Management | None | For |
5.2 | Elect Aleksey Buyanov as Director | Management | None | For |
5.3 | Elect Andrey Dubovskov as Director | Management | None | For |
5.4 | Elect Ron Sommer as Director | Management | None | For |
5.5 | Elect Stanley Miller as Director | Management | None | For |
5.6 | Elect Paul Ostling as Director | Management | None | For |
5.7 | Elect Vsevolod Rozanov as Director | Management | None | For |
5.8 | Elect Gregor Harter as Director | Management | None | For |
5.9 | Elect Mikhail Shamolin as Director | Management | None | For |
6.1 | Elect Maksim Mamonov as Member of Audit Commission | Management | For | For |
6.2 | Elect Aleksander Obermeister as Member of Audit Commission | Management | For | For |
6.3 | Elect Vasiliy Platoshin as Member of Audit Commission | Management | For | For |
7 | Ratify Deloitte and Touche CIS as Auditor | Management | For | For |
NII HOLDINGS, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: NIHD
SECURITY ID: 62913F201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin L. Beebe | Management | For | For |
2 | Elect Director Carolyn F. Katz | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NTELOS HOLDINGS CORP.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: NTLS
SECURITY ID: 67020Q305
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy G. Biltz | Management | For | For |
1.2 | Elect Director Rodney D. Dir | Management | For | For |
1.3 | Elect Director Jerry V. Elliott | Management | For | For |
1.4 | Elect Director Steven G. Felsher | Management | For | For |
1.5 | Elect Director Daniel J. Heneghan | Management | For | For |
1.6 | Elect Director Michael Huber | Management | For | For |
1.7 | Elect Director James A. Hyde | Management | For | For |
1.8 | Elect Director Ellen O'Connor Vos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PAETEC HOLDING CORP.
MEETING DATE: OCT 27, 2011 |
||||
TICKER: PAET
SECURITY ID: 695459107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
PT TELEKOMUNIKASI INDONESIA TBK
MEETING DATE: MAY 11, 2012 |
||||
TICKER: TLKM
SECURITY ID: Y71474137
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Directors' Report | Management | For | For |
2 | Approve Financial Statements and Discharge of Directors and Commissioners | Management | For | For |
3 | Approve Report on the Use of Proceeds from the IPO Bond II TELKOM in 2010 | Management | For | For |
4 | Approve Allocation of Income | Management | For | For |
5 | Approve Remuneration of Directors and Commissioners | Management | For | Abstain |
6 | Approve Auditors of the Company and Its Partnership and Community Development Program | Management | For | For |
7 | Amend Articles of Association | Management | For | Abstain |
8 | Elect Directors and Commissioners | Management | For | Abstain |
QUALCOMM INCORPORATED
MEETING DATE: MAR 06, 2012 |
||||
TICKER: QCOM
SECURITY ID: 747525103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Paul E. Jacobs | Management | For | For |
1.7 | Elect Director Robert E. Kahn | Management | For | For |
1.8 | Elect Director Sherry Lansing | Management | For | For |
1.9 | Elect Director Duane A. Nelles | Management | For | For |
1.10 | Elect Director Francisco Ros | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | For | For |
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: SBAC
SECURITY ID: 78388J106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Brian C. Carr | Management | For | For |
2 | Elect Director George R. Krouse, Jr. | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: S
SECURITY ID: 852061100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert R. Bennett | Management | For | For |
2 | Elect Director Gordon M. Bethune | Management | For | For |
3 | Elect Director Larry C. Glasscock | Management | For | For |
4 | Elect Director James H. Hance, Jr. | Management | For | For |
5 | Elect Director Daniel R. Hesse | Management | For | For |
6 | Elect Director V. Janet Hill | Management | For | For |
7 | Elect Director Frank Ianna | Management | For | For |
8 | Elect Director Sven-Christer Nilsson | Management | For | For |
9 | Elect Director William R. Nuti | Management | For | For |
10 | Elect Director Rodney O'Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Articles of Incorporation to Opt-out of the Business Combination Statute | Management | For | For |
14 | Amend Articles of Incorporation to Eliminate Business Combination Provision | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Commit to Wireless Network Neutrality | Shareholder | Against | Abstain |
SREI INFRASTRUCTURE FINANCE LTD (FORMERLY SREI INTERNATIONAL
MEETING DATE: JUL 30, 2011 |
||||
TICKER: 523756
SECURITY ID: Y8133H116
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 0.75 Per Share | Management | For | For |
3 | Reappoint S. Rajagopal as Director | Management | For | For |
4 | Reappoint S.I. Siddique as Director | Management | For | For |
5 | Approve Haribhakti & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Appoint A.S. Bindra as Director | Management | For | For |
7 | Appoint S.K. Deb as Director | Management | For | For |
8 | Approve Increase in Borrowing Powers to INR 200 Billion | Management | For | For |
9 | Approve Reappointment and Remuneration of S. Chatterjee, a Director of the Company, as a Non-Executive Director of Srei Sahaj e-Village Ltd., a Subsidiary of the Company | Management | For | For |
SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: SNCR
SECURITY ID: 87157B103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Waldis | Management | For | For |
1.2 | Elect Director William J. Cadogan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TIM PARTICIPACOES S.A.
MEETING DATE: APR 11, 2012 |
||||
TICKER: TIMP3
SECURITY ID: 88706P205
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Abstain |
5 | Elect Fiscal Council Members and Approve Their Remuneration | Management | For | For |
6 | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A. and Tim Celular S.A., Tim Celular S.A., Intelig Telecomunicacoes Ltda., Tim Fiber RJ S.A. and Tim Fiber SP Ltda. | Management | For | For |
7 | Approve Insurance Service Contract between Generali Brasil Seguros S.A. and Tim Celular S.A. | Management | For | For |
8 | Amend Articles to Reflect Changes in Capital | Management | For | For |
TIME WARNER CABLE INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: TWC
SECURITY ID: 88732J207
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carole Black | Management | For | For |
2 | Elect Director Glenn A. Britt | Management | For | For |
3 | Elect Director Thomas H. Castro | Management | For | For |
4 | Elect Director David C. Chang | Management | For | For |
5 | Elect Director James E. Copeland, Jr. | Management | For | For |
6 | Elect Director Peter R. Haje | Management | For | For |
7 | Elect Director Donna A. James | Management | For | For |
8 | Elect Director Don Logan | Management | For | For |
9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
10 | Elect Director Wayne H. Pace | Management | For | For |
11 | Elect Director Edward D. Shirley | Management | For | For |
12 | Elect Director John E. Sununu | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Executive Incentive Bonus Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Provide Right to Call Special Meeting | Shareholder | Against | Against |
TURKCELL ILETISIM HIZMETLERI AS
MEETING DATE: OCT 12, 2011 |
||||
TICKER: TCELL
SECURITY ID: M8903B102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
3 | Receive Board Report | Management | None | None |
4 | Approve Discharge of Board | Management | For | Did Not Vote |
5 | Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
6 | Receive Internal Audit Report | Management | None | None |
7 | Receive External Audit Report | Management | None | None |
8 | Accept Financial Statements | Management | For | Did Not Vote |
9 | Approve Allocation of Income | Management | For | Did Not Vote |
10 | Wishes | Management | None | None |
11 | Close Meeting | Management | None | None |
TURKCELL ILETISIM HIZMETLERI AS
MEETING DATE: JUN 29, 2012 |
||||
TICKER: TCELL
SECURITY ID: M8903B102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Elect Presiding Council of Meeting | Management | None | Did Not Vote |
2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | None | Did Not Vote |
3 | Amend Company Articles | Management | None | Did Not Vote |
4 | Elect Directors | Management | None | Did Not Vote |
5 | Receive Board Reports for 2010 and 2011 | Management | None | None |
6 | Receive Internal Audit Reports for 2010 and 2011 | Management | None | None |
7 | Accept Financial Statements for 2010 and 2011 | Management | None | Did Not Vote |
8 | Receive External Audit Report for 2011 | Management | None | None |
9 | Approve Discharge of Board for 2010 Financial Year | Management | None | Did Not Vote |
10 | Approve Discharge of Board for 2011 Financial year | Management | None | Did Not Vote |
11 | Approve Discharge of Auditors for 2010 Financial Year | Management | None | Did Not Vote |
12 | Approve Discharge of Auditors for 2011 Financial Year | Management | None | Did Not Vote |
13 | Approve Allocation of Income for 2010 and 2011 | Management | None | Did Not Vote |
14 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Management | None | Did Not Vote |
15 | Ratify External Auditors | Management | None | Did Not Vote |
16 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | None | Did Not Vote |
17 | Receive Information on Donation Policy and Charitable Donations | Management | None | None |
18 | Approve Remuneration Policy | Management | None | Did Not Vote |
19 | Approve Remuneration of Directors and Internal Auditors | Management | None | Did Not Vote |
20 | Receive Information on Company Disclosure Policy | Management | None | None |
21 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
22 | Receive Information on Related Party Transactions | Management | None | None |
23 | Wishes | Management | None | None |
24 | Close Meeting | Management | None | None |
TW TELECOM INC.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: TWTC
SECURITY ID: 87311L104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory J. Attorri | Management | For | For |
1.2 | Elect Director Spencer B. Hays | Management | For | For |
1.3 | Elect Director Larissa L. Herda | Management | For | For |
1.4 | Elect Director Kevin W. Mooney | Management | For | For |
1.5 | Elect Director Kirby G. Pickle | Management | For | For |
1.6 | Elect Director Roscoe C. Young, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: VZ
SECURITY ID: 92343V104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director Melanie L. Healey | Management | For | For |
3 | Elect Director M. Frances Keeth | Management | For | For |
4 | Elect Director Robert W. Lane | Management | For | For |
5 | Elect Director Lowell C. McAdam | Management | For | For |
6 | Elect Director Sandra O. Moose | Management | For | For |
7 | Elect Director Joseph Neubauer | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Clarence Otis, Jr. | Management | For | For |
10 | Elect Director Hugh B. Price | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Disclose Prior Government Service | Shareholder | Against | Against |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
16 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Commit to Wireless Network Neutrality | Shareholder | Against | Abstain |
VIRGIN MEDIA INC.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: VMED
SECURITY ID: 92769L101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Berkett | Management | For | For |
1.2 | Elect Director Steven Simmons | Management | For | For |
1.3 | Elect Director Doreen Toben | Management | For | For |
1.4 | Elect Director George Zoffinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VONAGE HOLDINGS CORP.
MEETING DATE: JUN 07, 2012 |
||||
TICKER: VG
SECURITY ID: 92886T201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Citron | Management | For | For |
1.2 | Elect Director Morton David | Management | For | For |
1.3 | Elect Director Jeffrey J. Misner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WINDSTREAM CORP.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: WIN
SECURITY ID: 97381W104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol B. Armitage | Management | For | For |
2 | Elect Director Samuel E. Beall, III | Management | For | For |
3 | Elect Director Dennis E. Foster | Management | For | For |
4 | Elect Director Francis X. Frantz | Management | For | For |
5 | Elect Director Jeffery R. Gardner | Management | For | For |
6 | Elect Director Jeffrey T. Hinson | Management | For | For |
7 | Elect Director Judy K. Jones | Management | For | For |
8 | Elect Director William A. Montgomery | Management | For | For |
9 | Elect Director Alan L. Wells | Management | For | For |
10 | Approve Executive Incentive Bonus Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT TRANSPORTATION PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADVANCED INFLIGHT ALLIANCE AG
MEETING DATE: JUN 15, 2012 |
||||
TICKER: DVN1
SECURITY ID: D0190K135
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2012 | Management | For | For |
6a | Elect Edward Shapiro to the Supervisory Board | Management | For | For |
6b | Elect Jean-Yves Leblanc to the Supervisory Board | Management | For | For |
7 | Approve Creation of EUR 8.3 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Increase Authorization to Issue Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 60 Million; Increase Existing Pool of Capital to Guarantee Conversion Rights to EUR 6.7 Million | Management | For | For |
9 | Amend Corporate Purpose | Management | For | For |
10 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
AIR TRANSPORT SERVICES GROUP, INC.
MEETING DATE: MAY 11, 2012 |
||||
TICKER: ATSG
SECURITY ID: 00922R105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph C. Hete | Management | For | For |
1.2 | Elect Director Jeffrey J. Vorholt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALASKA AIR GROUP, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: ALK
SECURITY ID: 011659109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William S. Ayer | Management | For | For |
2 | Elect Director Patricia M. Bedient | Management | For | For |
3 | Elect Director Marion C. Blakey | Management | For | For |
4 | Elect Director Phyllis J. Campbell | Management | For | For |
5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
6 | Elect Director R. Marc Langland | Management | For | For |
7 | Elect Director Dennis F. Madsen | Management | For | For |
8 | Elect Director Byron I. Mallott | Management | For | For |
9 | Elect Director J. Kenneth Thompson | Management | For | For |
10 | Elect Director Bradley D. Tilden | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Stock Retention | Shareholder | Against | Against |
ALLEGIANT TRAVEL COMPANY
MEETING DATE: JUN 05, 2012 |
||||
TICKER: ALGT
SECURITY ID: 01748X102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Montie R. Brewer | Management | For | For |
1.2 | Elect Director Gary Ellmer | Management | For | For |
1.3 | Elect Director Timothy P. Flynn | Management | For | For |
1.4 | Elect Director Maurice J. Gallagher, Jr. | Management | For | For |
1.5 | Elect Director Charles W. Pollard | Management | For | For |
1.6 | Elect Director John Redmond | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASL MARINE HOLDINGS LTD.
MEETING DATE: OCT 25, 2011 |
||||
TICKER: A04
SECURITY ID: Y0393T104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend of SGD 0.015 Per Share | Management | For | For |
3 | Approve Directors' Fees SGD 176,000 for the Year Ended June 30, 2011 | Management | For | For |
4 | Reelect Ang Ah Nui as Director | Management | For | For |
5 | Reelect Hong Chin Fock as Director | Management | For | For |
6 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
8 | Authorize Share Repurchase Program | Management | For | For |
9 | Approve Issuance of Shares and Grant Options Pursuant to the ASL Employee Share Option Scheme | Management | For | For |
10 | Approve Grant of Awards and Issuance of Shares Pursuant to the ASL Marine Performance Shares Scheme | Management | For | For |
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 10, 2012 |
||||
TICKER: CHRW
SECURITY ID: 12541W209
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. MacLennan | Management | For | For |
2 | Elect Director James B. Stake | Management | For | For |
3 | Elect Director John P. Wiehoff | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Ratify Auditors | Management | For | For |
CON-WAY INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: CNW
SECURITY ID: 205944101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John J. Anton | Management | For | For |
2 | Elect Director William R. Corbin | Management | For | For |
3 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
4 | Elect Director Michael J. Murray | Management | For | For |
5 | Elect Director Edith R. Perez | Management | For | For |
6 | Elect Director John C. Pope | Management | For | For |
7 | Elect Director William J. Schroeder | Management | For | For |
8 | Elect Director Douglas W. Stotlar | Management | For | For |
9 | Elect Director Peter W. Stott | Management | For | For |
10 | Elect Director Roy W. Templin | Management | For | For |
11 | Elect Director Chelsea C. White, III | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | Against |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify Auditors | Management | For | For |
CONTRANS GROUP INC.
MEETING DATE: MAY 14, 2012 |
||||
TICKER: CSS
SECURITY ID: 21233T101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stanley G. Dunford, Gregory W. Rumble, G. Ross Amos, Robert B. Burgess, and Archie M. Leach as Directors | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Convert Class B Multiple Voting Shares to Class A Subordinate Voting Shares | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
CONTRANS GROUP INC.
MEETING DATE: MAY 14, 2012 |
||||
TICKER: CSS
SECURITY ID: ADPC00912
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stanley G. Dunford, Gregory W. Rumble, G. Ross Amos, Robert B. Burgess, and Archie M. Leach as Directors | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Convert Class B Multiple Voting Shares to Class A Subordinate Voting Shares | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
COPA HOLDINGS S.A.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: CPAN
SECURITY ID: P31076105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Alfredo Arias Loredo and Roberto Artavia as Directors to Represent Class A Common Shareholders | Management | For | Did Not Vote |
2 | Reelect Pedro Heilbron, Ricardo A. Arias, Douglas Leo, Alfredo Arias Loredo and Roberto Artavia as Directors to Represent Class B Common Shareholders | Management | For | Did Not Vote |
COSCO INTERNATIONAL HOLDINGS LTD.
MEETING DATE: MAY 31, 2012 |
||||
TICKER: 00517
SECURITY ID: G8114Z101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Ye Weilong as Director | Management | For | Against |
3b | Reelect Zhang Liang as Director | Management | For | Against |
3c | Reelect Wang Wei as Director | Management | For | Against |
3d | Reelect Wu Shuxiong as Director | Management | For | Against |
3e | Reelect He Jiale as Director | Management | For | Against |
3f | Reelect Jiang, Simon X. as Director | Management | For | Against |
3g | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
6a | Amend Bye-Laws of the Company | Management | For | For |
6b | Adopt the Amended Bye-Laws of the Company | Management | For | For |
CSX CORPORATION
MEETING DATE: MAY 09, 2012 |
||||
TICKER: CSX
SECURITY ID: 126408103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donna M. Alvarado | Management | For | For |
2 | Elect Director John B. Breaux | Management | For | For |
3 | Elect Director Pamela L. Carter | Management | For | For |
4 | Elect Director Steven T. Halverson | Management | For | For |
5 | Elect Director Edward J. Kelly, III | Management | For | For |
6 | Elect Director Gilbert H. Lamphere | Management | For | For |
7 | Elect Director John D. McPherson | Management | For | For |
8 | Elect Director Timothy T. O'Toole | Management | For | For |
9 | Elect Director David M. Ratcliffe | Management | For | For |
10 | Elect Director Donald J. Shepard | Management | For | For |
11 | Elect Director Michael J. Ward | Management | For | For |
12 | Elect Director J.C. Watts, Jr. | Management | For | For |
13 | Elect Director J. Steven Whisler | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DART GROUP PLC
MEETING DATE: SEP 08, 2011 |
||||
TICKER: DTG
SECURITY ID: G2657C132
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Philip Meeson as Director | Management | For | For |
4 | Re-elect Mark Laurence as Director | Management | For | For |
5 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
9 | Authorise Market Purchase | Management | For | For |
DELTA AIR LINES, INC.
MEETING DATE: JUN 15, 2012 |
||||
TICKER: DAL
SECURITY ID: 247361702
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard H. Anderson | Management | For | For |
2 | Elect Director Edward H. Bastian | Management | For | For |
3 | Elect Director Roy J. Bostock | Management | For | For |
4 | Elect Director John S. Brinzo | Management | For | For |
5 | Elect Director Daniel A. Carp | Management | For | For |
6 | Elect Director David G. DeWalt | Management | For | For |
7 | Elect Director Mickey P. Foret | Management | For | For |
8 | Elect Director Shirley C. Franklin | Management | For | For |
9 | Elect Director David R. Goode | Management | For | For |
10 | Elect Director Paula Rosput Reynolds | Management | For | For |
11 | Elect Director Kenneth C. Rogers | Management | For | For |
12 | Elect Director Kenneth B. Woodrow | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
EAGLE BULK SHIPPING INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: EGLE
SECURITY ID: Y2187A101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon Tomasson | Management | For | Withhold |
1.2 | Elect Director Sophocles N. Zoullas | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
MEETING DATE: MAY 02, 2012 |
||||
TICKER: EXPD
SECURITY ID: 302130109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mark A. Emmert | Management | For | For |
2 | Elect Director R. Jordan Gates | Management | For | For |
3 | Elect Director Dan P. Kourkoumelis | Management | For | For |
4 | Elect Director Michael J. Malone | Management | For | For |
5 | Elect Director John W. Meisenbach | Management | For | For |
6 | Elect Director Peter J. Rose | Management | For | For |
7 | Elect Director James L. K. Wang | Management | For | For |
8 | Elect Director Robert R. Wright | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Approve Stock Option Plan | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Require Independent Board Chairman | Shareholder | Against | Against |
FEDEX CORPORATION
MEETING DATE: SEP 26, 2011 |
||||
TICKER: FDX
SECURITY ID: 31428X106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director John A. Edwardson | Management | For | For |
3 | Elect Director Shirley Ann Jackson | Management | For | For |
4 | Elect Director Steven R. Loranger | Management | For | For |
5 | Elect Director Gary W. Loveman | Management | For | For |
6 | Elect Director R. Brad Martin | Management | For | For |
7 | Elect Director Joshua Cooper Ramo | Management | For | For |
8 | Elect Director Susan C. Schwab | Management | For | For |
9 | Elect Director Frederick W. Smith | Management | For | For |
10 | Elect Director Joshua I. Smith | Management | For | For |
11 | Elect Director David P. Steiner | Management | For | For |
12 | Elect Director Paul S. Walsh | Management | For | For |
13 | Provide Right to Call Special Meeting | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FREIGHTCAR AMERICA, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: RAIL
SECURITY ID: 357023100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James D. Cirar | Management | For | For |
1.2 | Elect Director S. Carl Soderstrom, Jr. | Management | For | For |
1.3 | Elect Director Robert N. Tidball | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FROZEN FOOD EXPRESS INDUSTRIES, INC.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: FFEX
SECURITY ID: 359360104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian R. Blackmarr | Management | For | For |
1.2 | Elect Director W. Mike Baggett | Management | For | For |
1.3 | Elect Director John T. Hickerson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUB GROUP, INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: HUBG
SECURITY ID: 443320106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David P. Yeager | Management | For | For |
1.2 | Elect Director Mark A. Yeager | Management | For | For |
1.3 | Elect Director Gary D. Eppen | Management | For | For |
1.4 | Elect Director Charles R. Reaves | Management | For | For |
1.5 | Elect Director Martin P. Slark | Management | For | For |
1.6 | Elect Director Jonathan P. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: JBHT
SECURITY ID: 445658107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas G. Duncan | Management | For | For |
2 | Elect Director Francesca M. Edwardson | Management | For | For |
3 | Elect Director Wayne Garrison | Management | For | For |
4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
5 | Elect Director Gary C. George | Management | For | For |
6 | Elect Director Bryan Hunt | Management | For | For |
7 | Elect Director Coleman H. Peterson | Management | For | For |
8 | Elect Director John N. Roberts, III | Management | For | For |
9 | Elect Director James L. Robo | Management | For | For |
10 | Elect Director William J. Shea, Jr. | Management | For | For |
11 | Elect Director Kirk Thompson | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
KIRBY CORPORATION
MEETING DATE: APR 24, 2012 |
||||
TICKER: KEX
SECURITY ID: 497266106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bob G. Gower | Management | For | For |
2 | Elect Director Monte J. Miller | Management | For | For |
3 | Elect Director Joseph H. Pyne | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LANDSTAR SYSTEM, INC.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: LSTR
SECURITY ID: 515098101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey C. Crowe | Management | For | For |
1.2 | Elect Director Henry H. Gerkens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
MARTEN TRANSPORT, LTD.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: MRTN
SECURITY ID: 573075108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randolph L. Marten | Management | For | For |
1.2 | Elect Director Larry B. Hagness | Management | For | For |
1.3 | Elect Director Thomas J. Winkel | Management | For | For |
1.4 | Elect Director Jerry M. Bauer | Management | For | For |
1.5 | Elect Director Robert L. Demorest | Management | For | For |
1.6 | Elect Director G. Larry Owens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NAVIOS MARITIME ACQUISITION CORPORATION
MEETING DATE: NOV 23, 2011 |
||||
TICKER: NNA
SECURITY ID: Y62159101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Angeliki Frangou as a Director | Management | For | For |
1.2 | Elect Anna Kalathakis as a Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
3 | Transact Other Business (Non-Voting) | Management | None | None |
NAVIOS MARITIME HOLDINGS INC.
MEETING DATE: NOV 21, 2011 |
||||
TICKER: NM
SECURITY ID: Y62196103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Angeliki Frangou as Director | Management | For | For |
1.2 | Elect Vasiliki Papaefthymiou as a Director | Management | For | For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: NSC
SECURITY ID: 655844108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gerald L. Baliles | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Robert A. Bradway | Management | For | For |
4 | Elect Director Wesley G. Bush | Management | For | For |
5 | Elect Director Daniel A. Carp | Management | For | For |
6 | Elect Director Karen N. Horn | Management | For | For |
7 | Elect Director Steven F. Leer | Management | For | For |
8 | Elect Director Michael D. Lockhart | Management | For | For |
9 | Elect Director Charles W. Moorman, IV | Management | For | For |
10 | Elect Director J. Paul Reason | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OLD DOMINION FREIGHT LINE, INC.
MEETING DATE: MAY 22, 2012 |
||||
TICKER: ODFL
SECURITY ID: 679580100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl E. Congdon | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director John R. Congdon | Management | For | For |
1.4 | Elect Director J. Paul Breitbach | Management | For | For |
1.5 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.6 | Elect Director Robert G. Culp, III | Management | For | Withhold |
1.7 | Elect Director John D. Kasarda | Management | For | For |
1.8 | Elect Director Leo H. Suggs | Management | For | Withhold |
1.9 | Elect Director D. Michael Wray | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
QUALITY DISTRIBUTION, INC.
MEETING DATE: MAY 30, 2012 |
||||
TICKER: QLTY
SECURITY ID: 74756M102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin E. Crowe | Management | For | For |
1.2 | Elect Director Gary R. Enzor | Management | For | For |
1.3 | Elect Director Richard B. Marchese | Management | For | For |
1.4 | Elect Director Thomas R. Miklich | Management | For | For |
1.5 | Elect Director M. Ali Rashid | Management | For | For |
1.6 | Elect Director Alan H. Schumacher | Management | For | For |
1.7 | Elect Director Thomas M. White | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
SAIA, INC.
MEETING DATE: APR 26, 2012 |
||||
TICKER: SAIA
SECURITY ID: 78709Y105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Trucksess, III | Management | For | For |
2 | Elect Director Jeffrey C. Ward | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SCORPIO TANKERS INC
MEETING DATE: MAY 31, 2012 |
||||
TICKER: STNG
SECURITY ID: Y7542C106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert Bugbee as Director | Management | For | For |
1.2 | Elect Donald C. Trauscht as Director | Management | For | For |
2 | Ratify Deloitte LLP as Auditors | Management | For | For |
SKYWEST, INC.
MEETING DATE: MAY 01, 2012 |
||||
TICKER: SKYW
SECURITY ID: 830879102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry C. Atkin | Management | For | For |
1.2 | Elect Director J. Ralph Atkin | Management | For | For |
1.3 | Elect Director Margaret S. Billson | Management | For | For |
1.4 | Elect Director Ian M. Cumming | Management | For | For |
1.5 | Elect Director Henry J. Eyring | Management | For | For |
1.6 | Elect Director Robert G. Sarver | Management | For | For |
1.7 | Elect Director Steven F. Udvar-hazy | Management | For | For |
1.8 | Elect Director James L. Welch | Management | For | For |
1.9 | Elect Director W. Steve Albrecht | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 16, 2012 |
||||
TICKER: LUV
SECURITY ID: 844741108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. Biegler | Management | For | For |
2 | Elect Director J. Veronica Biggins | Management | For | For |
3 | Elect Director Douglas H. Brooks | Management | For | For |
4 | Elect Director William H. Cunningham | Management | For | For |
5 | Elect Director John G. Denison | Management | For | For |
6 | Elect Director Gary C. Kelly | Management | For | For |
7 | Elect Director Nancy B. Loeffler | Management | For | For |
8 | Elect Director John T. Montford | Management | For | For |
9 | Elect Director Thomas M. Nealon | Management | For | For |
10 | Elect Director Daniel D. Villanueva | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Reduce Supermajority Vote Requirement | Management | For | For |
13 | Ratify Auditors | Management | For | For |
SPIRIT AIRLINES, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: SAVE
SECURITY ID: 848577102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barclay G. Jones, III | Management | For | For |
1.2 | Elect Director Robert D. Johnson | Management | For | For |
1.3 | Elect Director Stuart I. Oran | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
STONERIDGE, INC.
MEETING DATE: MAY 07, 2012 |
||||
TICKER: SRI
SECURITY ID: 86183P102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Corey | Management | For | For |
1.2 | Elect Director Jeffrey P. Draime | Management | For | For |
1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
1.4 | Elect Director Ira C. Kaplan | Management | For | For |
1.5 | Elect Director Kim Korth | Management | For | For |
1.6 | Elect Director William M. Lasky | Management | For | For |
1.7 | Elect Director Paul J. Schlather | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SWIFT TRANSPORTATION COMPANY
MEETING DATE: MAY 03, 2012 |
||||
TICKER: SWFT
SECURITY ID: 87074U101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Post | Management | For | For |
1.2 | Elect Director Jerry Moyes | Management | For | For |
1.3 | Elect Director Richard H. Dozer | Management | For | For |
1.4 | Elect Director David Vander Ploeg | Management | For | For |
1.5 | Elect Director Glenn Brown | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TEEKAY CORP.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: TK
SECURITY ID: Y8564W103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ian D. Blackburne as Director | Management | For | For |
1.2 | Elect William B. Berry as Director | Management | For | For |
1.3 | Elect C. Sean Day as Director | Management | For | For |
2 | Transact Other Business (Voting) | Management | For | Against |
TEGMA GESTAO LOGISTICA S.A
MEETING DATE: AUG 01, 2011 |
||||
TICKER: TGMA3
SECURITY ID: P90284103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Independent Firm to Appraise Proposed Acquisition | Management | For | For |
2 | Approve Independent Firm's Appraisal | Management | For | For |
3 | Approve Acquisition of 80 Percent of Shares of Direct Express Logistica Integrada S.A. | Management | For | For |
4 | Approve Agreement to Absorb Achintya Empreendimentos e Participacoes | Management | For | For |
TEGMA GESTAO LOGISTICA S.A
MEETING DATE: DEC 15, 2011 |
||||
TICKER: TGMA3
SECURITY ID: P90284103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plan | Management | For | Against |
2 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
3 | Amend Article 2 to Update Addresses of Company's New Offices | Management | For | For |
TEGMA GESTAO LOGISTICA S.A
MEETING DATE: APR 10, 2012 |
||||
TICKER: TGMA3
SECURITY ID: P90284103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Fiscal Council Members and Approve Their Remuneration | Management | For | For |
THE GREENBRIER COMPANIES, INC.
MEETING DATE: JAN 06, 2012 |
||||
TICKER: GBX
SECURITY ID: 393657101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William A. Furman | Management | For | For |
1.2 | Elect Director C. Bruce Ward | Management | For | For |
1.3 | Elect Director Charles J. Swindells | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
UNION PACIFIC CORPORATION
MEETING DATE: MAY 10, 2012 |
||||
TICKER: UNP
SECURITY ID: 907818108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
3 | Elect Director Thomas J. Donohue | Management | For | For |
4 | Elect Director Archie W. Dunham | Management | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Charles C. Krulak | Management | For | For |
7 | Elect Director Michael R. McCarthy | Management | For | For |
8 | Elect Director Michael W. McConnell | Management | For | For |
9 | Elect Director Thomas F. McLarty, III | Management | For | For |
10 | Elect Director Steven R. Rogel | Management | For | For |
11 | Elect Director Jose H. Villarreal | Management | For | For |
12 | Elect Director James R. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
16 | Stock Retention | Shareholder | Against | Against |
UNITED CONTINENTAL HOLDINGS, INC.
MEETING DATE: JUN 12, 2012 |
||||
TICKER: UAL
SECURITY ID: 910047109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carolyn Corvi | Management | For | For |
1.2 | Elect Director Jane C. Garvey | Management | For | For |
1.3 | Elect Director Walter Isaacson | Management | For | For |
1.4 | Elect Director Henry L. Meyer Iii | Management | For | For |
1.5 | Elect Director Oscar Munoz | Management | For | For |
1.6 | Elect Director Laurence E. Simmons | Management | For | For |
1.7 | Elect Director Jeffery A. Smisek | Management | For | For |
1.8 | Elect Director Glenn F. Tilton | Management | For | For |
1.9 | Elect Director David J. Vitale | Management | For | For |
1.10 | Elect Director John H. Walker | Management | For | For |
1.11 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: UPS
SECURITY ID: 911312106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Michael J. Burns | Management | For | For |
3 | Elect Director D. Scott Davis | Management | For | For |
4 | Elect Director Stuart E. Eizenstat | Management | For | For |
5 | Elect Director Michael L. Eskew | Management | For | For |
6 | Elect Director William R. Johnson | Management | For | For |
7 | Elect Director Candace Kendle | Management | For | For |
8 | Elect Director Ann M. Livermore | Management | For | For |
9 | Elect Director Rudy H.P. Markham | Management | For | For |
10 | Elect Director Clark T. Randt, Jr. | Management | For | For |
11 | Elect Director John W. Thompson | Management | For | For |
12 | Elect Director Carol B. Tome | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
16 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
US 1 INDUSTRIES, INC.
MEETING DATE: AUG 12, 2011 |
||||
TICKER: USOO
SECURITY ID: 903369106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
US AIRWAYS GROUP, INC.
MEETING DATE: JUN 14, 2012 |
||||
TICKER: LCC
SECURITY ID: 90341W108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Matthew J. Hart | Management | For | For |
2 | Elect Director Richard C. Kraemer | Management | For | For |
3 | Elect Director Cheryl G. Krongard | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
UTI WORLDWIDE INC.
MEETING DATE: JUN 11, 2012 |
||||
TICKER: UTIW
SECURITY ID: G87210103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Brian D. Belchers as a Director | Management | For | For |
1.2 | Elect Roger I. MacFarlane as a Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VITRAN CORPORATION INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: VTN
SECURITY ID: 92850E107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. McGraw | Management | For | For |
1.2 | Elect Director Richard E. Gaetz | Management | For | For |
1.3 | Elect Director Anthony F. Griffiths | Management | For | For |
1.4 | Elect Director John R. Gossling | Management | For | For |
1.5 | Elect Director Georges L. Hebert | Management | For | For |
1.6 | Elect Director William S. Deluce | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
SELECT UTILITIES PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 24, 2012 |
||||
TICKER: AEP
SECURITY ID: 025537101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nicholas K. Akins | Management | For | For |
2 | Elect Director David J. Anderson | Management | For | For |
3 | Elect Director James F. Cordes | Management | For | For |
4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
5 | Elect Director Linda A. Goodspeed | Management | For | For |
6 | Elect Director Thomas E. Hoaglin | Management | For | For |
7 | Elect Director Michael G. Morris | Management | For | For |
8 | Elect Director Richard C. Notebaert | Management | For | For |
9 | Elect Director Lionel L. Nowell, III | Management | For | For |
10 | Elect Director Richard L. Sandor | Management | For | For |
11 | Elect Director Sara Martinez Tucker | Management | For | For |
12 | Elect Director John F. Turner | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN WATER WORKS COMPANY, INC.
MEETING DATE: MAY 11, 2012 |
||||
TICKER: AWK
SECURITY ID: 030420103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen P. Adik | Management | For | For |
2 | Elect Director Martha Clark Goss | Management | For | For |
3 | Elect Director Julie A. Dobson | Management | For | For |
4 | Elect Director Richard R. Grigg | Management | For | For |
5 | Elect Director Julia L. Johnson | Management | For | For |
6 | Elect Director George MacKenzie | Management | For | For |
7 | Elect Director William J. Marrazzo | Management | For | For |
8 | Elect Director Jeffry E. Sterba | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
ATLAS ENERGY, L.P.
MEETING DATE: APR 26, 2012 |
||||
TICKER: ATLS
SECURITY ID: 04930A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Holtz | Management | For | For |
1.2 | Elect Director William G. Karis | Management | For | For |
1.3 | Elect Director Harvey G. Magarick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
CALPINE CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: CPN
SECURITY ID: 131347304
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank Cassidy | Management | For | For |
1.2 | Elect Director Jack A. Fusco | Management | For | For |
1.3 | Elect Director Robert C. Hinckley | Management | For | For |
1.4 | Elect Director David C. Merritt | Management | For | For |
1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
1.7 | Elect Director William E. Oberndorf | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director J. Stuart Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHENIERE ENERGY, INC.
MEETING DATE: JUN 01, 2012 |
||||
TICKER: LNG
SECURITY ID: 16411R208
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nuno Brandolini | Management | For | For |
1.2 | Elect Director John M. Deutch | Management | For | Withhold |
1.3 | Elect Director Paul J. Hoenmans | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
COMPANHIA PARANAENSE DE ENERGIA - COPEL
MEETING DATE: APR 26, 2012 |
||||
TICKER: CPLE6
SECURITY ID: 20441B407
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | None | None |
2 | Approve Allocation of Income and Dividends | Management | None | None |
3 | Amend Article 4 | Management | None | None |
4 | Elect Fiscal Council Members | Management | For | For |
5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | None | None |
6 | Present Information in Accordance with Brazilian Corporate Law | Management | None | None |
1 | Elect Director | Management | None | None |
2 | Establish New Executive Office | Management | None | None |
3a | Amend Article 1 | Management | None | None |
3b | Amend Article 6 | Management | None | None |
3c | Amend Article 11 Re: Nivel 1 Regulations | Management | None | None |
3d | Amend Article 15 | Management | None | None |
3e | Amend Article 7 | Management | None | None |
3f | Amend Article 20 | Management | None | None |
3g | Amend Articles 21-28 | Management | None | None |
3h | Amend Article 29 | Management | None | None |
3i | Amend Articles 32 and 33 | Management | None | None |
3j | Amend Article 43 | Management | None | None |
4 | Consolidate Bylaws | Management | None | None |
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: NOV 17, 2011 |
||||
TICKER: CEG
SECURITY ID: 210371100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
DUKE ENERGY CORPORATION
MEETING DATE: MAY 03, 2012 |
||||
TICKER: DUK
SECURITY ID: 26441C105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.3 | Elect Director Michael G. Browning | Management | For | For |
1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
1.5 | Elect Director John H. Forsgren | Management | For | For |
1.6 | Elect Director Ann Maynard Gray | Management | For | For |
1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
1.8 | Elect Director E. James Reinsch | Management | For | For |
1.9 | Elect Director James T. Rhodes | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Philip R. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
EDISON INTERNATIONAL
MEETING DATE: APR 26, 2012 |
||||
TICKER: EIX
SECURITY ID: 281020107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jagjeet S. Bindra | Management | For | For |
2 | Elect Director Vanessa C.L. Chang | Management | For | For |
3 | Elect Director France A. Cordova | Management | For | For |
4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
5 | Elect Director Charles B. Curtis | Management | For | For |
6 | Elect Director Bradford M. Freeman | Management | For | For |
7 | Elect Director Luis G. Nogales | Management | For | For |
8 | Elect Director Ronald L. Olson | Management | For | For |
9 | Elect Director Richard T. Schlosberg, III | Management | For | For |
10 | Elect Director Thomas C. Sutton | Management | For | For |
11 | Elect Director Peter J. Taylor | Management | For | For |
12 | Elect Director Brett White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
EL PASO CORPORATION
MEETING DATE: MAR 09, 2012 |
||||
TICKER: EP
SECURITY ID: 28336L109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
EXELON CORPORATION
MEETING DATE: NOV 17, 2011 |
||||
TICKER: EXC
SECURITY ID: 30161N101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIRSTENERGY CORP.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: FE
SECURITY ID: 337932107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Donald T. Misheff | Management | For | For |
1.10 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.11 | Elect Director Christopher D. Pappas | Management | For | For |
1.12 | Elect Director Catherine A. Rein | Management | For | For |
1.13 | Elect Director George M. Smart | Management | For | For |
1.14 | Elect Director Wes M. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
6 | Report on Plans to Reduce Coal-Related Costs and Risks | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
GENON ENERGY, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: GEN
SECURITY ID: 37244E107
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director E. Spencer Abraham | Management | For | For |
2 | Elect Director Terry G. Dallas | Management | For | For |
3 | Elect Director Thomas H. Johnson | Management | For | For |
4 | Elect Director Steven L. Miller | Management | For | For |
5 | Elect Director Elizabeth A. Moler | Management | For | For |
6 | Elect Director Edward R. Muller | Management | For | For |
7 | Elect Director Robert C. Murray | Management | For | For |
8 | Elect Director Laree E. Perez | Management | For | For |
9 | Elect Director Evan J. Silverstein | Management | For | For |
10 | Elect Director William L. Thacker | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
ITC HOLDINGS CORP.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: ITC
SECURITY ID: 465685105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher H. Franklin | Management | For | For |
1.2 | Elect Director Edward G. Jepsen | Management | For | For |
1.3 | Elect Director Richard D. McLellan | Management | For | For |
1.4 | Elect Director William J. Museler | Management | For | For |
1.5 | Elect Director Hazel R. O'Leary | Management | For | For |
1.6 | Elect Director M. Michael Rounds | Management | For | For |
1.7 | Elect Director G. Bennett Stewart, III | Management | For | For |
1.8 | Elect Director Lee C. Stewart | Management | For | For |
1.9 | Elect Director J.C. Watts, Jr. | Management | For | For |
1.10 | Elect Director Joseph L. Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KINDER MORGAN, INC.
MEETING DATE: MAY 09, 2012 |
||||
TICKER: KMI
SECURITY ID: 49456B101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Kinder | Management | For | For |
1.2 | Elect Director C. Park Shaper | Management | For | For |
1.3 | Elect Director Steven J. Kean | Management | For | For |
1.4 | Elect Director Henry Cornell | Management | For | For |
1.5 | Elect Director Deborah A. Macdonald | Management | For | For |
1.6 | Elect Director Michael Miller | Management | For | For |
1.7 | Elect Director Michael C. Morgan | Management | For | For |
1.8 | Elect Director Kenneth A. Pontarelli | Management | For | For |
1.9 | Elect Director Fayez Sarofim | Management | For | For |
1.10 | Elect Director Joel V. Staff | Management | For | For |
1.11 | Elect Director John Stokes | Management | For | For |
1.12 | Elect Director R. Baran Tekkora | Management | For | For |
1.13 | Elect Director Glenn A. Youngkin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
NATIONAL FUEL GAS COMPANY
MEETING DATE: MAR 08, 2012 |
||||
TICKER: NFG
SECURITY ID: 636180101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip C. Ackerman | Management | For | For |
1.2 | Elect Director R. Don Cash | Management | For | For |
1.3 | Elect Director Stephen E. Ewing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
NEXTERA ENERGY, INC.
MEETING DATE: MAY 25, 2012 |
||||
TICKER: NEE
SECURITY ID: 65339F101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sherry S. Barrat | Management | For | For |
2 | Elect Director Robert M. Beall, Ii | Management | For | For |
3 | Elect Director James L. Camaren | Management | For | For |
4 | Elect Director Kenneth B. Dunn | Management | For | For |
5 | Elect Director J. Brian Ferguson | Management | For | For |
6 | Elect Director Lewis Hay, Iii | Management | For | For |
7 | Elect Director Toni Jennings | Management | For | For |
8 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
9 | Elect Director Rudy E. Schupp | Management | For | For |
10 | Elect Director William H. Swanson | Management | For | For |
11 | Elect Director Michael H. Thaman | Management | For | For |
12 | Elect Director Hansel E. Tookes, Ii | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NISOURCE INC.
MEETING DATE: MAY 15, 2012 |
||||
TICKER: NI
SECURITY ID: 65473P105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard A. Abdoo | Management | For | For |
2 | Elect Director Aristides S. Candris | Management | For | For |
3 | Elect Director Sigmund L. Cornelius | Management | For | For |
4 | Elect Director Michael E. Jesanis | Management | For | For |
5 | Elect Director Marty R. Kittrell | Management | For | For |
6 | Elect Director W. Lee Nutter | Management | For | For |
7 | Elect Director Deborah S. Parker | Management | For | For |
8 | Elect Director Ian M. Rolland | Management | For | For |
9 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
10 | Elect Director Teresa A. Taylor | Management | For | For |
11 | Elect Director Richard L. Thompson | Management | For | For |
12 | Elect Director Carolyn Y. Woo | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
OGE ENERGY CORP.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: OGE
SECURITY ID: 670837103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wayne H. Brunetti | Management | For | For |
1.2 | Elect Director John D. Groendyke | Management | For | For |
1.3 | Elect Director Kirk Humphreys | Management | For | For |
1.4 | Elect Director Robert Kelley | Management | For | For |
1.5 | Elect Director Robert O. Lorenz | Management | For | For |
1.6 | Elect Director Judy R. McReynolds | Management | For | For |
1.7 | Elect Director Leroy C. Richie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
ONEOK, INC.
MEETING DATE: MAY 23, 2012 |
||||
TICKER: OKE
SECURITY ID: 682680103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Day | Management | For | For |
2 | Elect Director Julie H. Edwards | Management | For | For |
3 | Elect Director William L. Ford | Management | For | For |
4 | Elect Director John W. Gibson | Management | For | For |
5 | Elect Director Bert H. Mackie | Management | For | For |
6 | Elect Director Steven J. Malcolm | Management | For | For |
7 | Elect Director Jim W. Mogg | Management | For | For |
8 | Elect Director Pattye L. Moore | Management | For | For |
9 | Elect Director Gary D. Parker | Management | For | For |
10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
11 | Elect Director Gerald B. Smith | Management | For | For |
12 | Elect Director David J. Tippeconnic | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Restricted Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
16 | Increase Authorized Common Stock | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PG&E CORPORATION
MEETING DATE: MAY 14, 2012 |
||||
TICKER: PCG
SECURITY ID: 69331C108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
5 | Elect Director Fred J. Fowler | Management | For | For |
6 | Elect Director Maryellen C. Herringer | Management | For | For |
7 | Elect Director Roger H. Kimmel | Management | For | For |
8 | Elect Director Richard A. Meserve | Management | For | For |
9 | Elect Director Forrest E. Miller | Management | For | For |
10 | Elect Director Rosendo G. Parra | Management | For | For |
11 | Elect Director Barbara L. Rambo | Management | For | For |
12 | Elect Director Barry Lawson Williams | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
SEMPRA ENERGY
MEETING DATE: MAY 10, 2012 |
||||
TICKER: SRE
SECURITY ID: 816851109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan L. Boeckmann | Management | For | For |
2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold, Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director William G. Ouchi | Management | For | For |
7 | Elect Director Debra L. Reed | Management | For | For |
8 | Elect Director Carlos Ruiz | Management | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Luis M. Tellez | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
SUNOCO, INC.
MEETING DATE: MAY 03, 2012 |
||||
TICKER: SUN
SECURITY ID: 86764P109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director I.C. Britt | Management | For | For |
1.2 | Elect Director C.C. Casciato | Management | For | For |
1.3 | Elect Director W.H. Easter, III | Management | For | For |
1.4 | Elect Director G.W. Edwards | Management | For | For |
1.5 | Elect Director U.O. Fairbairn | Management | For | For |
1.6 | Elect Director J.P. Jones, III | Management | For | For |
1.7 | Elect Director J.G. Kaiser | Management | For | For |
1.8 | Elect Director B.P. MacDonald | Management | For | For |
1.9 | Elect Director J.K. Wulff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
TARGA RESOURCES CORP.
MEETING DATE: MAY 25, 2012 |
||||
TICKER: TRGP
SECURITY ID: 87612G101
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director In Seon Hwang | Management | For | For |
1.2 | Elect Director Joe Bob Perkins | Management | For | For |
1.3 | Elect Director Ershel C. Redd, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE AES CORPORATION
MEETING DATE: APR 19, 2012 |
||||
TICKER: AES
SECURITY ID: 00130H105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andres Gluski | Management | For | For |
1.2 | Elect Director Zhang Guo Bao | Management | For | For |
1.3 | Elect Director Kristina M. Johnson | Management | For | For |
1.4 | Elect Director Tarun Khanna | Management | For | For |
1.5 | Elect Director John A. Koskinen | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director Sandra O. Moose | Management | For | For |
1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
1.9 | Elect Director Philip A. Odeen | Management | For | For |
1.10 | Elect Director Charles O. Rossotti | Management | For | For |
1.11 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WILLIAMS COMPANIES, INC.
MEETING DATE: MAY 17, 2012 |
||||
TICKER: WMB
SECURITY ID: 969457100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan S. Armstrong | Management | For | For |
2 | Elect Director Joseph R. Cleveland | Management | For | For |
3 | Elect Director Irl F. Engelhardt | Management | For | For |
4 | Elect Director John A. Hagg | Management | For | For |
5 | Elect Director Juanita H. Hinshaw | Management | For | For |
6 | Elect Director Frank T. Macinnis | Management | For | For |
7 | Elect Director Steven W. Nance | Management | For | For |
8 | Elect Director Murray D. Smith | Management | For | For |
9 | Elect Director Janice D. Stoney | Management | For | For |
10 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VEOLIA ENVIRONNEMENT
MEETING DATE: MAY 16, 2012 |
||||
TICKER: VIE
SECURITY ID: 92334N103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Non-Tax Deductible Expenses | Management | For | For |
4 | Approve Treatment of Losses and Dividends of EUR 0.70 per Share | Management | For | For |
5 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
6 | Approve Auditors' Special Report Regarding New Related-Party Transactions and Acknowledge Ongoing Transactions | Management | For | For |
7 | Elect Jacques Aschenbroich as Director | Management | For | For |
8 | Elect Maryse Aulagnon as Director | Management | For | For |
9 | Elect Nathalie Rachou as Director | Management | For | For |
10 | Elect Groupama SA as Director | Management | For | For |
11 | Reelect Serge Michel as Director | Management | For | For |
12 | Ratify Appointment of Caisse des Depots et Consignations as Director | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 260 Million | Management | For | For |
16 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement up to Aggregate Nominal Amount of EUR 260 Million | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions, up to Aggregate Nominal Amount of EUR 260 Million | Management | For | For |
18 | Authorize Capitalization of Reserves of Up to EUR 400 Million for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Employee Stock Purchase Plan for International Employees | Management | For | For |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VOTE SUMMARY REPORT
SELECT WIRELESS PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACME PACKET, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: APKT
SECURITY ID: 004764106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David B. Elsbree | Management | For | For |
2 | Elect Director Patrick J. MeLampy | Management | For | For |
3 | Elect Director Robert G. Ory | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AMDOCS LIMITED
MEETING DATE: FEB 02, 2012 |
||||
TICKER: DOX
SECURITY ID: G02602103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Robert A. Minicucci as a Director | Management | For | For |
1b | Elect Bruce K. Anderson as a Director | Management | For | For |
1c | Elect Adrian Gardner as a Director | Management | For | For |
1d | Elect John T. McLennan as a Director | Management | For | For |
1e | Elect Simon Olswang as a Director | Management | For | For |
1f | Elect Zohar Zisapel as a Director | Management | For | For |
1g | Elect Julian A. Brodsky as a Director | Management | For | For |
1h | Elect Eli Gelman as a Director | Management | For | For |
1i | Elect James S. Kahan as a Director | Management | For | For |
1j | Elect Richard T.C. LeFave as a Director | Management | For | For |
1k | Elect Nehemia Lemelbaum as a Director | Management | For | For |
1l | Elect Giora Yaron as a Director | Management | For | For |
2 | Amend 1998 Stock Option and Incentive Plan | Management | For | Against |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AMERICAN TOWER CORPORATION
MEETING DATE: NOV 29, 2011 |
||||
TICKER: AMT
SECURITY ID: 029912201
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AMERICAN TOWER CORPORATION
MEETING DATE: JUN 19, 2012 |
||||
TICKER: AMT
SECURITY ID: 03027X100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
APPLE INC.
MEETING DATE: FEB 23, 2012 |
||||
TICKER: AAPL
SECURITY ID: 037833100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Timothy D. Cook | Management | For | For |
1.3 | Elect Director Millard S. Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert A. Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur D. Levinson | Management | For | For |
1.8 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Conflict of Interest Report | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ARUBA NETWORKS, INC.
MEETING DATE: DEC 15, 2011 |
||||
TICKER: ARUN
SECURITY ID: 043176106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Douglas Leone | Management | For | For |
1.7 | Elect Director Willem P. Roelandts | Management | For | For |
1.8 | Elect Director Juergen Rottler | Management | For | For |
1.9 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
ASIAINFO-LINKAGE, INC.
MEETING DATE: APR 20, 2012 |
||||
TICKER: ASIA
SECURITY ID: 04518A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jian (James) Ding | Management | For | For |
1.2 | Elect Director Yungang Lu | Management | For | For |
1.3 | Elect Director Libin Sun | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
BOINGO WIRELESS, INC.
MEETING DATE: JUN 13, 2012 |
||||
TICKER: WIFI
SECURITY ID: 09739C102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sky Dayton | Management | For | For |
1.2 | Elect Director David Hagan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BROADSOFT, INC.
MEETING DATE: MAY 04, 2012 |
||||
TICKER: BSFT
SECURITY ID: 11133B409
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Goodman | Management | For | For |
1.2 | Elect Director Douglas L. Maine | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CHINA MOBILE LIMITED
MEETING DATE: MAY 16, 2012 |
||||
TICKER: 00941
SECURITY ID: 16941M109
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Xi Guohua as Director | Management | For | For |
3b | Reelect Sha Yuejia as Director | Management | For | Against |
3c | Reelect Liu Aili as Director | Management | For | For |
3d | Reelect Frank Wong Kwong Shing as Director | Management | For | For |
3e | Reelect Moses Cheng Mo Chi as Director | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CHINA UNICOM (HONG KONG) LTD
MEETING DATE: MAY 29, 2012 |
||||
TICKER: 00762
SECURITY ID: 16945R104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Chang Xiaobing as Director | Management | For | For |
3a2 | Reelect Cheung Wing Lam Linus as Director | Management | For | For |
3a3 | Reelect John Lawson Thornton as Director | Management | For | For |
3a4 | Reelect Chung Shui Ming Timpson as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CLEARWIRE CORPORATION
MEETING DATE: JUN 14, 2012 |
||||
TICKER: CLWR
SECURITY ID: 18538Q105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Stanton | Management | For | For |
1.2 | Elect Director William R. Blessing | Management | For | For |
1.3 | Elect Director Bruce A. Chatterley | Management | For | For |
1.4 | Elect Director Mufit Cinali | Management | For | For |
1.5 | Elect Director Jose A. Collazo | Management | For | For |
1.6 | Elect Director Hossein Eslambolchi | Management | For | For |
1.7 | Elect Director Dennis S. Hersch | Management | For | For |
1.8 | Elect Director Brian P. McAndrews | Management | For | For |
1.9 | Elect Director Erik E. Prusch | Management | For | For |
1.10 | Elect Director Kathleen H. Rae | Management | For | For |
1.11 | Elect Director Theodore H. Schell | Management | For | For |
1.12 | Elect Director Jennifer L. Vogel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 05, 2012 |
||||
TICKER: CTSH
SECURITY ID: 192446102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Francisco D'Souza | Management | For | For |
2 | Elect Director John N. Fox, Jr. | Management | For | For |
3 | Elect Director Thomas M. Wendel | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
COMVERSE TECHNOLOGY, INC.
MEETING DATE: JUN 28, 2012 |
||||
TICKER: CMVT
SECURITY ID: 205862402
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Elect Director Susan D. Bowick | Management | For | For |
2 | Elect Director Charles J. Burdick | Management | For | For |
3 | Elect Director Robert Dubner | Management | For | For |
4 | Elect Director Augustus K. Oliver | Management | For | For |
5 | Elect Director Theodore H. Schell | Management | For | For |
6 | Elect Director Mark C. Terrell | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Stephen Andrews | Shareholder | Do Not Vote | Did Not Vote |
1.2 | Elect Director James Budge | Shareholder | Do Not Vote | Did Not Vote |
1.3 | Elect Director Doron Inbar | Shareholder | Do Not Vote | Did Not Vote |
1.4 | Elect Director Richard Nottenburg | Shareholder | Do Not Vote | Did Not Vote |
2 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 24, 2012 |
||||
TICKER: CCI
SECURITY ID: 228227104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cindy Christy | Management | For | For |
1.2 | Elect Director Ari Q. Fitzgerald | Management | For | For |
1.3 | Elect Director Robert E. Garrison, II | Management | For | For |
1.4 | Elect Director John P. Kelly | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
MEETING DATE: MAY 03, 2012 |
||||
TICKER: ERIC
SECURITY ID: 294821608
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | None | None |
3 | Approve Agenda of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
7 | Receive President's Report; Allow Questions | Management | None | None |
8.1 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
8.3 | Approve Allocation of Income and Dividends of SEK 2.50 per Share | Management | For | Did Not Vote |
9.1 | Determine Number of Members (12) and Deputy Members of Board (0) | Management | For | Did Not Vote |
9.2 | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 875,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | Did Not Vote |
9.3 | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, H. Vestberg, M. Volpi, and J. Wallenberg as Directors; Elect A. Izosimov as New Director | Management | For | Did Not Vote |
9.4 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
9.5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11.1 | Approve 2012 Share Matching Plan for All Employees | Management | For | Did Not Vote |
11.2 | Authorize Reissuance of 13.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for All Employees | Management | For | Did Not Vote |
11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | Did Not Vote |
11.4 | Approve 2012 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
11.5 | Authorize Reissuance of 10.7 Million Repurchased Class B Shares for 2012 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
11.6 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | Did Not Vote |
11.7 | Approve 2012 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
11.8 | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2012 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | Did Not Vote |
12 | Authorize Reissuance of up to 15.5 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2008, 2009, 2010, and 2011 Long-Term Variable Compensation Plans | Management | For | Did Not Vote |
13 | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | For | Did Not Vote |
14 | Close Meeting | Management | None | None |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A105
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND
MEETING DATE: APR 18, 2012 |
||||
TICKER:
SECURITY ID: 31635A303
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
GAMELOFT
MEETING DATE: JUN 19, 2012 |
||||
TICKER: GFT
SECURITY ID: F4223A104
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Ratify Change of Registered Office to 14, Rue Auber, 75009 Paris and Amend Article 2 of Bylaws Accordingly | Management | For | For |
6 | Renew Appointment of Audit AMLD as Auditor | Management | For | For |
7 | Appoint Benoit Flechon as Alternate Auditor | Management | For | For |
8 | Appoint Mazars as Auditor | Management | For | For |
9 | Appoint Jean-Maurice El Nouchi as Alternate Auditor | Management | For | For |
10 | Subject to Approval of Item 13, Confirm Continuation of Michel Guillemot, Yves Guillemot, Claude Guillemot, Christian Guillemot, Gerard Guillemot, and Marie-Therese Guiny as Directors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
13 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
14 | Subject to Approval of Item 13, Change Company Name to Gameloft SE and Amend Bylaws Accordingly | Management | For | For |
15 | Subject to Approval of Items 13 and 14, Adopt New Set of Bylaws | Management | For | For |
16 | Subject to Approval of Item 13, Approve Transfer to the Board of Directors of All Outstanding Authorizations | Management | For | For |
17 | Subject to Approval of Item 10, Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 18 and 19 Above | Management | For | For |
21 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
22 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
23 | Approve Employee Stock Purchase Plan | Management | For | For |
24 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 18 to 23 Above at EUR 10 Million | Management | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GEMALTO
MEETING DATE: MAY 24, 2012 |
||||
TICKER: GTO
SECURITY ID: N3465M108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4b | Approve Dividends of EUR 0.31 Per Share | Management | For | For |
5a | Approve Discharge of CEO | Management | For | For |
5b | Approve Discharge of Non-Executive Directors | Management | For | For |
6a | Elect Olivier Piou as Executive to Board of Directors | Management | For | For |
6b | Reelect Johannes Fritz to Board of Directors | Management | For | For |
6c | Reelect Arthur van der Poel to Board of Directors | Management | For | For |
6d | Elect Yen Yen Tan to Board of Directors | Management | For | For |
6e | Elect Drina Yue to Board of Directors | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
9 | Allow Questions | Management | None | None |
10 | Close Meeting | Management | None | None |
GOOGLE INC.
MEETING DATE: JUN 21, 2012 |
||||
TICKER: GOOG
SECURITY ID: 38259P508
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Authorize a New Class of Common Stock | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | Against | Against |
10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
HARRIS CORPORATION
MEETING DATE: OCT 28, 2011 |
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TICKER: HRS
SECURITY ID: 413875105
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard L. Lance | Management | For | For |
2 | Elect Director Thomas A. Dattilo | Management | For | For |
3 | Elect Director Terry D. Growcock | Management | For | For |
4 | Elect Director Lewis Hay, III | Management | For | For |
5 | Elect Director Karen Katen | Management | For | For |
6 | Elect Director Stephen P. Kaufman | Management | For | For |
7 | Elect Director Leslie F. Kenne | Management | For | For |
8 | Elect Director David B. Rickard | Management | For | For |
9 | Elect Director James C. Stoffel | Management | For | For |
10 | Elect Director Gregory T. Swienton | Management | For | For |
11 | Elect Director Hansel E. Tookes, II | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Ratify Auditors | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
ILIAD
MEETING DATE: MAY 24, 2012 |
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TICKER: ILD
SECURITY ID: F4958P102
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Thomas Reynaud as Director | Management | For | For |
6 | Reelect Marie-Christine Levet as Director | Management | For | For |
7 | Reelect PricewaterhouseCoopers Audit as Auditor | Management | For | For |
8 | Reelect Etienne Boris as Alternate Auditor | Management | For | For |
9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
10 | Change Location of Registered Office to 16, rue de la ville l Eveque, 75008 Paris | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
12 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
INTERDIGITAL, INC.
MEETING DATE: JUN 07, 2012 |
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TICKER: IDCC
SECURITY ID: 45867G101
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gilbert F. Amelio | Management | For | For |
2 | Elect Director Steven T. Clontz | Management | For | For |
3 | Elect Director Edward B. Kamins | Management | For | For |
4 | Elect Director John A. Kritzmacher | Management | For | For |
5 | Elect Director William J. Merritt | Management | For | For |
6 | Elect Director Jean F. Rankin | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Ratify Auditors | Management | For | For |
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
MEETING DATE: MAY 23, 2012 |
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TICKER: KTOS
SECURITY ID: 50077B207
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott Anderson | Management | For | For |
1.2 | Elect Director Bandel Carano | Management | For | Withhold |
1.3 | Elect Director Eric DeMarco | Management | For | For |
1.4 | Elect Director William Hoglund | Management | For | Withhold |
1.5 | Elect Director Scot Jarvis | Management | For | Withhold |
1.6 | Elect Director Jane Judd | Management | For | For |
1.7 | Elect Director Samuel Liberatore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Other Business | Management | For | Against |
LEAP WIRELESS INTERNATIONAL, INC.
MEETING DATE: JUL 28, 2011 |
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TICKER: LEAP
SECURITY ID: 521863308
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director John D. Harkey, Jr. | Management | For | For |
1.2 | Elect Director S. Douglas Hutcheson | Management | For | For |
1.3 | Elect Director Ronald J. Kramer | Management | For | For |
1.4 | Elect Director Paula Kruger | Management | For | For |
1.5 | Elect Director Robert V. LaPenta | Management | For | For |
1.6 | Elect Director Mark A. Leavitt | Management | For | For |
1.7 | Elect Director Mark H. Rachesky | Management | For | For |
1.8 | Elect Director Michael B. Targoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Stock Option Exchange Program | Management | For | For |
5 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Matthew C. Halbower | Shareholder | For | Did Not Vote |
1.2 | Elect Director Robert E. Switz | Shareholder | For | Did Not Vote |
1.3 | Elect Director Richard R. Roscitt | Shareholder | For | Did Not Vote |
1.4 | Management Nominee - S. Douglas Hutcheson | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Ronald J. Kramer | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - Paula Kruger | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Robert V. LaPenta | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Mark A. Leavitt | Shareholder | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
4 | Approve Stock Option Exchange Program | Management | For | Did Not Vote |
5 | Ratify Auditors | Management | For | Did Not Vote |
LEAP WIRELESS INTERNATIONAL, INC.
MEETING DATE: MAY 17, 2012 |
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TICKER: LEAP
SECURITY ID: 521863308
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Harkey, Jr. | Management | For | For |
1.2 | Elect Director S. Douglas Hutcheson | Management | For | For |
1.3 | Elect Director Ronald J. Kramer | Management | For | For |
1.4 | Elect Director Robert V. LaPenta | Management | For | For |
1.5 | Elect Director Mark A. Leavitt | Management | For | For |
1.6 | Elect Director Mark H. Rachesky | Management | For | For |
1.7 | Elect Director Richard R. Roscitt | Management | For | For |
1.8 | Elect Director Robert E. Switz | Management | For | For |
1.9 | Elect Director Michael B. Targoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
8 | Ratify Auditors | Management | For | For |
METROPCS COMMUNICATIONS, INC.
MEETING DATE: MAY 24, 2012 |
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TICKER: PCS
SECURITY ID: 591708102
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John (Jack) F. Callahan, Jr. | Management | For | For |
1.2 | Elect Director W. Michael Barnes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOTOROLA MOBILITY HOLDINGS, INC.
MEETING DATE: NOV 17, 2011 |
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TICKER: MMI
SECURITY ID: 620097105
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
MOTOROLA SOLUTIONS, INC.
MEETING DATE: APR 30, 2012 |
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TICKER: MSI
SECURITY ID: 620076307
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gregory Q. Brown | Management | For | For |
2 | Elect Director William J. Bratton | Management | For | For |
3 | Elect Director Kenneth C. Dahlberg | Management | For | For |
4 | Elect Director David W. Dorman | Management | For | For |
5 | Elect Director Michael V. Hayden | Management | For | For |
6 | Elect Director Judy C. Lewent | Management | For | For |
7 | Elect Director Samuel C. Scott, III | Management | For | For |
8 | Elect Director John A. White | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
NEUSTAR, INC.
MEETING DATE: JUN 20, 2012 |
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TICKER: NSR
SECURITY ID: 64126X201
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ross K. Ireland | Management | For | For |
2 | Elect Director Paul A. Lacouture | Management | For | For |
3 | Elect Director Michael J. Rowny | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
NII HOLDINGS, INC.
MEETING DATE: MAY 09, 2012 |
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TICKER: NIHD
SECURITY ID: 62913F201
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin L. Beebe | Management | For | For |
2 | Elect Director Carolyn F. Katz | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NIPPON TELEGRAPH & TELEPHONE CORP.
MEETING DATE: JUN 22, 2012 |
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TICKER: 9432
SECURITY ID: J59396101
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
2.1 | Elect Director Miura, Satoshi | Management | For | For |
2.2 | Elect Director Unora, Hiro | Management | For | For |
2.3 | Elect Director Katayama, Yasuyoshi | Management | For | For |
2.4 | Elect Director Watanabe, Hiroki | Management | For | For |
2.5 | Elect Director Shinohara, Hiromichi | Management | For | For |
2.6 | Elect Director Sakai, Yoshikiyo | Management | For | For |
2.7 | Elect Director Kobayashi, Mitsuyoshi | Management | For | For |
2.8 | Elect Director Shimada, Akira | Management | For | For |
2.9 | Elect Director Tsujigami, Hiroshi | Management | For | For |
2.10 | Elect Director Okuno, Tsunehisa | Management | For | For |
2.11 | Elect Director Shirai, Katsuhiko | Management | For | For |
2.12 | Elect Director Sakakibara, Sadayuki | Management | For | For |
3.1 | Appoint Statutory Auditor Kosaka, Kiyoshi | Management | For | For |
3.2 | Appoint Statutory Auditor Ochiai, Seiichi | Management | For | For |
NOKIA CORP.
MEETING DATE: MAY 03, 2012 |
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TICKER: NOK1V
SECURITY ID: 654902204
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
4 | Acknowledge Proper Convening of Meeting | Management | None | None |
5 | Acknowledge Proper Convening of Meeting | Management | None | None |
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for the Chairman, EUR 150,000 for Deputy Chairman, and EUR 130,000 for Other Directors | Management | For | Did Not Vote |
11 | Fix Number of Directors at 11 | Management | For | Did Not Vote |
12.1 | Elect Bruce Brown as Director | Management | For | Did Not Vote |
12.2 | Elect Stephen Elop as Director | Management | For | Did Not Vote |
12.3 | Elect Henning Kagermann as Director | Management | For | Did Not Vote |
12.4 | Elect Jouko Karvinen as Director | Management | For | Did Not Vote |
12.5 | Elect Helge Lund as Director | Management | For | Did Not Vote |
12.6 | Elect Isabel Marey-Semper as Director | Management | For | Did Not Vote |
12.7 | Elect Marten Mickos as Director | Management | For | Did Not Vote |
12.8 | Elect Elizabeth Nelson as Director | Management | For | Did Not Vote |
12.9 | Elect Dame Marjorie Scardino as Director | Management | For | Did Not Vote |
12.10 | Elect Risto Siilasmaa as Director | Management | For | Did Not Vote |
12.11 | Elect Kari Stadigh as Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
15 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
16 | Close Meeting | Management | None | None |
NTELOS HOLDINGS CORP.
MEETING DATE: MAY 01, 2012 |
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TICKER: NTLS
SECURITY ID: 67020Q305
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy G. Biltz | Management | For | For |
1.2 | Elect Director Rodney D. Dir | Management | For | For |
1.3 | Elect Director Jerry V. Elliott | Management | For | For |
1.4 | Elect Director Steven G. Felsher | Management | For | For |
1.5 | Elect Director Daniel J. Heneghan | Management | For | For |
1.6 | Elect Director Michael Huber | Management | For | For |
1.7 | Elect Director James A. Hyde | Management | For | For |
1.8 | Elect Director Ellen O'Connor Vos | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NTT DOCOMO, INC.
MEETING DATE: JUN 19, 2012 |
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TICKER: 9437
SECURITY ID: 62942M201
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2800 | Management | For | For |
2.1 | Elect Director Kato, Kaoru | Management | For | For |
2.2 | Elect Director Tsubochi, Kazuto | Management | For | For |
2.3 | Elect Director Iwasaki, Fumio | Management | For | For |
2.4 | Elect Director Shindo, Tsutomu | Management | For | For |
2.5 | Elect Director Tanaka, Takashi | Management | For | For |
2.6 | Elect Director Yoshizawa, Kazuhiro | Management | For | For |
2.7 | Elect Director Onoe, Seizo | Management | For | For |
2.8 | Elect Director Kagawa, Wataru | Management | For | For |
2.9 | Elect Director Nagata, Kiyohito | Management | For | For |
2.10 | Elect Director Sato, Hirotaka | Management | For | For |
2.11 | Elect Director Takagi, Kazuhiro | Management | For | For |
2.12 | Elect Director Yamada, Ryuuji | Management | For | For |
2.13 | Elect Director Kusumoto, Hiroo | Management | For | For |
3 | Appoint Statutory Auditor Utano, Takanori | Management | For | For |
NVIDIA CORPORATION
MEETING DATE: MAY 17, 2012 |
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TICKER: NVDA
SECURITY ID: 67066G104
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tench Coxe | Management | For | For |
1.2 | Elect Director Mark L. Perry | Management | For | For |
1.3 | Elect Director Mark A. Stevens | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 30, 2012 |
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TICKER: NXPI
SECURITY ID: N6596X109
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Adopt Financial Statements | Management | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Discharge of Board of Directors | Management | For | For |
3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
3c | Reelect J.P. Huth as Non-Executive Director | Management | For | For |
3d | Reelect N. Cattelain as Non-Executive Director | Management | For | For |
3e | Reelect E. Durban as Non-Executive Director | Management | For | For |
3f | Reelect K.A. Goldman as Non-Executive Director | Management | For | For |
3g | Reelect J. Kaeser as Non-Executive Director | Management | For | For |
3h | Reelect I. Loring as Non-Executive Director | Management | For | For |
3i | Reelect M. Plantevin as Non-Executive Director | Management | For | For |
3j | Reelect V. Bhatia as Non-Executive Director | Management | For | For |
3k | Elect R. Mackenzie as Non-Executive Director | Management | For | For |
4 | Ratify KPMG Accountants N.V. as Auditors | Management | For | For |
5 | Authorize Repurchase of Shares | Management | For | For |
6 | Other Business (Non-Voting) | Management | None | None |
POLYCOM, INC.
MEETING DATE: MAY 24, 2012 |
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TICKER: PLCM
SECURITY ID: 73172K104
|
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directror Andrew M. Miller | Management | For | For |
2 | Elect Director Betsy S. Atkins | Management | For | For |
3 | Elect Director David G. DeWalt | Management | For | For |
4 | Elect Director John A. Kelley, Jr. | Management | For | For |
5 | Elect Director D. Scott Mercer | Management | For | For |
6 | Elect Director William A. Owens | Management | For | For |
7 | Elect Director Kevin T. Parker | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
QUALCOMM INCORPORATED
MEETING DATE: MAR 06, 2012 |
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TICKER: QCOM
SECURITY ID: 747525103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Paul E. Jacobs | Management | For | For |
1.7 | Elect Director Robert E. Kahn | Management | For | For |
1.8 | Elect Director Sherry Lansing | Management | For | For |
1.9 | Elect Director Duane A. Nelles | Management | For | For |
1.10 | Elect Director Francisco Ros | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | For | For |
RESEARCH IN MOTION LIMITED
MEETING DATE: JUL 12, 2011 |
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TICKER: RIM
SECURITY ID: 760975102
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Balsillie | Management | For | For |
1.2 | Elect Director Mike Lazaridis | Management | For | For |
1.3 | Elect Director David Kerr | Management | For | For |
1.4 | Elect Director Claudia Kotchka | Management | For | For |
1.5 | Elect Director Roger Martin | Management | For | For |
1.6 | Elect Director John Richardson | Management | For | For |
1.7 | Elect Director Barbara Stymiest | Management | For | For |
1.8 | Elect Director Antonio Viana-Baptista | Management | For | For |
1.9 | Elect Director John Wetmore | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
RF MICRO DEVICES, INC.
MEETING DATE: AUG 03, 2011 |
||||
TICKER: RFMD
SECURITY ID: 749941100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter H. Wilkinson, Jr | Management | For | For |
1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
1.5 | Elect Director John R. Harding | Management | For | For |
1.6 | Elect Director Masood A. Jabbar | Management | For | For |
1.7 | Elect Director Casimir S. Skrzypczak | Management | For | For |
1.8 | Elect Director Erik H. Van Der Kaay | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 17, 2012 |
||||
TICKER: SBAC
SECURITY ID: 78388J106
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Brian C. Carr | Management | For | For |
2 | Elect Director George R. Krouse, Jr. | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 15, 2012 |
||||
TICKER: S
SECURITY ID: 852061100
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert R. Bennett | Management | For | For |
2 | Elect Director Gordon M. Bethune | Management | For | For |
3 | Elect Director Larry C. Glasscock | Management | For | For |
4 | Elect Director James H. Hance, Jr. | Management | For | For |
5 | Elect Director Daniel R. Hesse | Management | For | For |
6 | Elect Director V. Janet Hill | Management | For | For |
7 | Elect Director Frank Ianna | Management | For | For |
8 | Elect Director Sven-Christer Nilsson | Management | For | For |
9 | Elect Director William R. Nuti | Management | For | For |
10 | Elect Director Rodney O'Neal | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Articles of Incorporation to Opt-out of the Business Combination Statute | Management | For | For |
14 | Amend Articles of Incorporation to Eliminate Business Combination Provision | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Commit to Wireless Network Neutrality | Shareholder | Against | Abstain |
SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 08, 2012 |
||||
TICKER: SNCR
SECURITY ID: 87157B103
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Waldis | Management | For | For |
1.2 | Elect Director William J. Cadogan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TANGOE, INC.
MEETING DATE: JUN 06, 2012 |
||||
TICKER: TNGO
SECURITY ID: 87582Y108
|
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary P. Golding | Management | For | For |
1.2 | Elect Director Ronald W. Kaiser | Management | For | For |
1.3 | Elect Director Gerald G. Kokos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TELEFONICA S.A.
MEETING DATE: MAY 13, 2012 |
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TICKER: TEF
SECURITY ID: 879382208
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income and Distribution of Dividend of EUR 0.75 Per Share, and Discharge Directors for FY 2011 | Management | For | For |
2.1 | Reelect Cesar Alierta Izuel as Director | Management | For | Against |
2.2 | Reelect Jose Maria Alvarez-Pallete Lopez as Director | Management | For | Against |
2.3 | Reelect Gonzalo Hinojosa Fernandez de Angulo as Director | Management | For | Against |
2.4 | Reelect Pablo Isla Alvarez de Tejera as Director | Management | For | Against |
2.5 | Ratify Co-option of and Elect Ignacio Moreno Martinez as Director | Management | For | Against |
3 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
4 | Amend Several Articles of Bylaws | Management | For | For |
5 | Amend Several Articles of General Meeting Regulations | Management | For | For |
6.1 | Approve Special Dividends of EUR 0.53 per Share | Management | For | For |
6.2 | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
7 | Approve Capital Reduction via Amortization of Treasury Shares, and Amend Article 5 of Bylaws Accordingly | Management | For | For |
8 | Approve Company's Web Site | Management | For | For |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
10 | Advisory Vote on Remuneration Report | Management | For | Against |
TELEPHONE AND DATA SYSTEMS, INC.
MEETING DATE: NOV 15, 2011 |
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TICKER: TDS
SECURITY ID: 879433100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Charter to Reclassify Special Common Shares | Management | For | For |
2 | Approve Reclassification of Special Common Shares | Management | For | For |
3 | Amend Charter to Adjust Voting Power of Series A Common Shares and Common Shares | Management | For | For |
4 | Approve Adjustment of Voting Power of Series A Common Shares and Common Shares | Management | For | For |
5 | Amend Charter to Eliminate Certain Provisions Relating to Preferred Shares and Tracking Stock | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
8 | Adjourn Meeting | Management | For | For |
TELEPHONE AND DATA SYSTEMS, INC.
MEETING DATE: JAN 13, 2012 |
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TICKER: TDS
SECURITY ID: 879433100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Charter to Reclassify Special Common Shares | Management | For | For |
2 | Approve Reclassification of Special Common Shares | Management | For | For |
3 | Amend Charter to Adjust Voting Power of Series A Common Shares and Common Shares | Management | For | For |
4 | Approve Adjustment of Voting Power of Series A Common Shares and Common Shares | Management | For | For |
5 | Amend Charter to Eliminate Certain Provisions Relating to Preferred Shares and Tracking Stock | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
7 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
8 | Adjourn Meeting | Management | For | For |
TELEPHONE AND DATA SYSTEMS, INC.
MEETING DATE: MAY 17, 2012 |
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TICKER: TDS
SECURITY ID: 879433829
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.A. Davis | Management | For | For |
1.2 | Elect Director C.D. O'Leary | Management | For | For |
1.3 | Elect Director M.H. Saranow | Management | For | For |
1.4 | Elect Director G.L. Sugarman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
UNITED STATES CELLULAR CORPORATION
MEETING DATE: MAY 15, 2012 |
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TICKER: USM
SECURITY ID: 911684108
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H.J. Harczak, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
USA MOBILITY, INC.
MEETING DATE: MAY 16, 2012 |
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TICKER: USMO
SECURITY ID: 90341G103
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas A. Gallopo | Management | For | For |
1.2 | Elect Director Christopher D. Heim | Management | For | For |
1.3 | Elect Director Vincent D. Kelly | Management | For | For |
1.4 | Elect Director Brian O'Reilly | Management | For | For |
1.5 | Elect Director Matthew Oristano | Management | For | For |
1.6 | Elect Director Samme L. Thompson | Management | For | For |
1.7 | Elect Director Royce Yudkoff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 03, 2012 |
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TICKER: VZ
SECURITY ID: 92343V104
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director Melanie L. Healey | Management | For | For |
3 | Elect Director M. Frances Keeth | Management | For | For |
4 | Elect Director Robert W. Lane | Management | For | For |
5 | Elect Director Lowell C. McAdam | Management | For | For |
6 | Elect Director Sandra O. Moose | Management | For | For |
7 | Elect Director Joseph Neubauer | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Clarence Otis, Jr. | Management | For | For |
10 | Elect Director Hugh B. Price | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Disclose Prior Government Service | Shareholder | Against | Against |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
16 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Commit to Wireless Network Neutrality | Shareholder | Against | Abstain |
VIASAT, INC.
MEETING DATE: JAN 27, 2012 |
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TICKER: VSAT
SECURITY ID: 92552V100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Dankberg | Management | For | For |
1.2 | Elect Director Michael Targoff | Management | For | For |
1.3 | Elect Director Harvey White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
VIRGIN MEDIA INC.
MEETING DATE: JUN 12, 2012 |
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TICKER: VMED
SECURITY ID: 92769L101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Berkett | Management | For | For |
1.2 | Elect Director Steven Simmons | Management | For | For |
1.3 | Elect Director Doreen Toben | Management | For | For |
1.4 | Elect Director George Zoffinger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VODAFONE GROUP PLC
MEETING DATE: JUL 26, 2011 |
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TICKER: VOD
SECURITY ID: 92857W209
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect John Buchanan as Director | Management | For | For |
4 | Re-elect Vittorio Colao as Director | Management | For | For |
5 | Re-elect Michel Combes as Director | Management | For | For |
6 | Re-elect Andy Halford as Director | Management | For | For |
7 | Re-elect Stephen Pusey as Director | Management | For | For |
8 | Elect Renee James as Director | Management | For | For |
9 | Re-elect Alan Jebson as Director | Management | For | For |
10 | Re-elect Samuel Jonah as Director | Management | For | For |
11 | Re-elect Nick Land as Director | Management | For | For |
12 | Re-elect Anne Lauvergeon as Director | Management | For | For |
13 | Re-elect Luc Vandevelde as Director | Management | For | For |
14 | Re-elect Anthony Watson as Director | Management | For | For |
15 | Re-elect Philip Yea as Director | Management | For | For |
16 | Approve Final Dividend | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Reappoint Deloitte LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust |
Fidelity Hanover Street Trust
Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after April 1, 2012.
WITNESS my hand on this 1st day of April 2012.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer