FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03114
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Select Portfolios
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 2/28
DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Select Portfolios
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2011 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH
COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED
HEREWITH.
VOTE SUMMARY REPORT
SELECT AIR TRANSPORTATION PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AERCAP HOLDINGS NV
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: AER
SECURITY ID: N00985106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Board of Directors | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | Did Not Vote |
| 4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5 | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
| 6a | Elect Homaid Abdulla Al Shemmari as Director | Management | For | Did Not Vote |
| 6b | Elect Salem Rashed Abdulla Ali Al Noaimi as Director | Management | For | Did Not Vote |
| 6c | Elect Aengus Kelly as Director | Management | For | Did Not Vote |
| 6d | Reelect Pieter Korteweg as Director | Management | For | Did Not Vote |
| 7 | Designate CFO to Represent the Management in case All Directors are Absent or Prevented from Acting | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
| 9a | Grant Board Authority to Issue All Shares Comprised in the Authorized Share Capital | Management | For | Did Not Vote |
| 9b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | Management | For | Did Not Vote |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 11 | Amend Articles Re: Increase Authorised Share Capital | Management | For | Did Not Vote |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| AIR CANADA
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: AC.B
SECURITY ID: ADPV14598
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bernard Attali | Management | For | For |
| 1.2 | Elect Director Michael M. Green | Management | For | For |
| 1.3 | Elect Director Jean Marc Huot | Management | For | For |
| 1.4 | Elect Director Pierre Marc Johnson | Management | For | For |
| 1.5 | Elect Director Joseph B. Leonard | Management | For | For |
| 1.6 | Elect Director Arthur T. Porter | Management | For | For |
| 1.7 | Elect Director David I. Richardson | Management | For | For |
| 1.8 | Elect Director Roy J. Romanow | Management | For | For |
| 1.9 | Elect Director Calin Rovinescu | Management | For | For |
| 1.10 | Elect Director Vagn Sorensen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | Management | None | Against |
| AIR TRANSPORT SERVICES GROUP, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ATSG
SECURITY ID: 00922R105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Carey | Management | For | For |
| 1.2 | Elect Director John D. Geary | Management | For | For |
| 1.3 | Elect Director J. Christopher Teets | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| AIRCASTLE LIMITED
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: AYR
SECURITY ID: G0129K104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph P. Adams, Jr. | Management | For | For |
| 1.2 | Elect Director Ronald L. Merriman | Management | For | For |
| 1.3 | Elect Director Charles W. Pollard | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ALASKA AIR GROUP, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: ALK
SECURITY ID: 011659109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William S. Ayer | Management | For | For |
| 2 | Elect Director Patricia M. Bedient | Management | For | For |
| 3 | Elect Director Marion C. Blakey | Management | For | For |
| 4 | Elect Director Phyllis J. Campbell | Management | For | For |
| 5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
| 6 | Elect Director R. Marc Langland | Management | For | For |
| 7 | Elect Director Dennis F. Madsen | Management | For | For |
| 8 | Elect Director Byron I. Mallott | Management | For | For |
| 9 | Elect Director J. Kenneth Thompson | Management | For | For |
| 10 | Elect Director Bradley D. Tilden | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Provide Right to Act by Written Consent | Management | Against | Against |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| ALLIANT TECHSYSTEMS INC.
MEETING DATE: AUG 03, 2010 |
||||
|
TICKER: ATK
SECURITY ID: 018804104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
| 1.2 | Elect Director Mark W. DeYoung | Management | For | For |
| 1.3 | Elect Director Martin C. Faga | Management | For | For |
| 1.4 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.5 | Elect Director April H. Foley | Management | For | For |
| 1.6 | Elect Director Tig H. Krekel | Management | For | For |
| 1.7 | Elect Director Douglas L. Maine | Management | For | For |
| 1.8 | Elect Director Roman Martinez IV | Management | For | For |
| 1.9 | Elect Director Mark H. Ronald | Management | For | For |
| 1.10 | Elect Director William G. Van Dyke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ASL MARINE HOLDINGS LTD.
MEETING DATE: OCT 25, 2010 |
||||
|
TICKER: A04
SECURITY ID: Y0393T104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.03 Per Share | Management | For | For |
| 3 | Approve Directors' Fees SGD 176,000 for the Year Ended June 30, 2010 | Management | For | For |
| 4 | Reelect Andre Yeap Poh Leong as Director | Management | For | Against |
| 5 | Reelect Ang Kok Leong as Director | Management | For | Against |
| 6 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 8 | Authorize Share Repurchase Program | Management | For | For |
| 9 | Approve Issuance of Shares and Grant Options Pursuant to the ASL Employee Share Option Scheme | Management | For | For |
| 10 | Approve Issuance of Shares and Grant of Awards Pursuant to the ASL Performance Shares Scheme | Management | For | For |
| ATLAS AIR WORLDWIDE HOLDINGS, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: AAWW
SECURITY ID: 049164205
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. Agnew | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Eugene I. Davis | Management | For | For |
| 1.4 | Elect Director William J. Flynn | Management | For | For |
| 1.5 | Elect Director James S. Gilmore III | Management | For | For |
| 1.6 | Elect Director Carol B. Hallett | Management | For | For |
| 1.7 | Elect Director Frederick McCorkle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| AVANTAIR, INC.
MEETING DATE: JAN 19, 2011 |
||||
|
TICKER: AAIR
SECURITY ID: 05350T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Lepofsky | Management | For | For |
| 1.2 | Elect Director Steven F. Santo | Management | For | For |
| 1.3 | Elect Director A. Clinton Allen | Management | For | For |
| 1.4 | Elect Director Stephanie A. Cuskley | Management | For | For |
| 1.5 | Elect Director Richard B. DeWolfe | Management | For | For |
| 1.6 | Elect Director Arthur H. Goldberg | Management | For | For |
| 1.7 | Elect Director Barry J. Gordon | Management | For | For |
| 1.8 | Elect Director Lorne Weil | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| BE AEROSPACE, INC.
MEETING DATE: JUL 29, 2010 |
||||
|
TICKER: BEAV
SECURITY ID: 073302101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jim C. Cowart | Management | For | For |
| 1.2 | Elect Director Arthur E. Wegner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| BOMBARDIER INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: BBD.B
SECURITY ID: 097751200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurent Beaudoin | Management | For | For |
| 1.2 | Elect Director Pierre Beaudoin | Management | For | For |
| 1.3 | Elect Director Andre Berard | Management | For | For |
| 1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
| 1.5 | Elect Director Janine Bombardier | Management | For | For |
| 1.6 | Elect Director Martha Finn Brooks | Management | For | For |
| 1.7 | Elect Director L. Denis Desautels | Management | For | For |
| 1.8 | Elect Director Thierry Desmarest | Management | For | For |
| 1.9 | Elect Director Jean-Louis Fontaine | Management | For | For |
| 1.10 | Elect Director Daniel Johnson | Management | For | For |
| 1.11 | Elect DirectorJean C. Monty | Management | For | For |
| 1.12 | Elect Director Carlos E. Represas | Management | For | For |
| 1.13 | Elect Director Jean-Pierre Rosso | Management | For | For |
| 1.14 | Elect Director Heinrich Weiss | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4.1 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
| 4.2 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
| 4.3 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
| 4.4 | Adopt Rules of Governance | Shareholder | Against | Against |
| C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: CHRW
SECURITY ID: 12541W209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert Ezrilov | Management | For | For |
| 2 | Elect Director Wayne M. Fortun | Management | For | For |
| 3 | Elect Director Brian P. Short | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| CONTINENTAL AIRLINES, INC.
MEETING DATE: SEP 17, 2010 |
||||
|
TICKER: CAL
SECURITY ID: 210795308
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Please Mark For If Stock Owned Beneficially By You Is Owned and Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Or controlled By Any Person Who Is Not A U.S. Citizen | Management | None | For |
| COPA HOLDINGS S.A.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: CPAN
SECURITY ID: P31076105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jose Castaneda as Director | Management | For | Did Not Vote |
| 2 | Elect Stanley Motta, Jaime Arias, Alberto C. Motta Jr., Joseph Fidanque, and Jose Castaneda as Directors | Management | For | Did Not Vote |
| DART GROUP PLC
MEETING DATE: SEP 02, 2010 |
||||
|
TICKER: DTG
SECURITY ID: G2657C132
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Andrew Merrick as Director | Management | For | For |
| 4 | Re-elect Brian Templar as Director | Management | For | For |
| 5 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase | Management | For | For |
| 10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| DELTA AIR LINES, INC.
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: DAL
SECURITY ID: 247361702
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 2 | Elect Director Edward H. Bastian | Management | For | For |
| 3 | Elect Director Roy J. Bostock | Management | For | For |
| 4 | Elect Director John S. Brinzo | Management | For | For |
| 5 | Elect Director Daniel A. Carp | Management | For | For |
| 6 | Elect Director John M. Engler | Management | For | For |
| 7 | Elect Director Mickey P. Foret | Management | For | For |
| 8 | Elect Director David R. Goode | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Kenneth C. Rogers | Management | For | For |
| 11 | Elect Director Kenneth B. Woodrow | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| ESTERLINE TECHNOLOGIES CORPORATION
MEETING DATE: MAR 02, 2011 |
||||
|
TICKER: ESL
SECURITY ID: 297425100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert W. Cremin | Management | For | For |
| 2 | Elect Director Anthony P. Franceschini | Management | For | For |
| 3 | Elect Director James J. Morris | Management | For | For |
| 4 | Elect Director Delores M. Etter | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: EXPD
SECURITY ID: 302130109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mark A. Emmert | Management | For | For |
| 2 | Elect Director R. Jordan Gates | Management | For | For |
| 3 | Elect Director Dan P. Kourkoumelis | Management | For | For |
| 4 | Elect Director Michael J. Malone | Management | For | For |
| 5 | Elect Director John W. Meisenbach | Management | For | For |
| 6 | Elect Director Peter J. Rose | Management | For | For |
| 7 | Elect Director James L.k. Wang | Management | For | For |
| 8 | Elect Director Robert R. Wright | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Approve Stock Option Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| EXPRESS-1 EXPEDITED SOLUTIONS, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: XPO
SECURITY ID: 30217Q108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jay N. Taylor | Management | For | For |
| 1.2 | Elect Director Daniel Para | Management | For | For |
| 1.3 | Elect Director Michael R. Welch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| FEDEX CORPORATION
MEETING DATE: SEP 27, 2010 |
||||
|
TICKER: FDX
SECURITY ID: 31428X106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director John A. Edwardson | Management | For | For |
| 3 | Elect Director J.R. Hyde, III | Management | For | For |
| 4 | Elect Director Shirley A. Jackson | Management | For | For |
| 5 | Elect Director Steven R. Loranger | Management | For | For |
| 6 | Elect Director Gary W. Loveman | Management | For | For |
| 7 | Elect Director Susan C. Schwab | Management | For | For |
| 8 | Elect Director Frederick W. Smith | Management | For | For |
| 9 | Elect Director Joshua I. Smith | Management | For | For |
| 10 | Elect Director David P. Steiner | Management | For | For |
| 11 | Elect Director Paul S. Walsh | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 16 | Adopt Policy on Succession Planning | Shareholder | Against | For |
| GOODRICH CORPORATION
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: GR
SECURITY ID: 382388106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Diane C. Creel | Management | For | For |
| 1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
| 1.4 | Elect Director James W. Griffith | Management | For | For |
| 1.5 | Elect Director William R. Holland | Management | For | For |
| 1.6 | Elect Director John P. Jumper | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| HAWAIIAN HOLDINGS, INC.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: HA
SECURITY ID: 419879101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory S. Anderson | Management | For | For |
| 1.2 | Elect Director L. Todd Budge | Management | For | For |
| 1.3 | Elect Director Mark B. Dunkerley | Management | For | For |
| 1.4 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.5 | Elect Director Randall L. Jenson | Management | For | For |
| 1.6 | Elect Director Bert T. Kobayashi, Jr. | Management | For | For |
| 1.7 | Elect Director Crystal K. Rose | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HUB GROUP, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: HUBG
SECURITY ID: 443320106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Mark A. Yeager | Management | For | For |
| 1.3 | Elect Director Gary D. Eppen | Management | For | For |
| 1.4 | Elect Director Charles R. Reaves | Management | For | For |
| 1.5 | Elect Director Martin P. Slark | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| JETBLUE AIRWAYS CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: JBLU
SECURITY ID: 477143101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Barger | Management | For | For |
| 1.2 | Elect Director Jens Bischof | Management | For | For |
| 1.3 | Elect Director Peter Boneparth | Management | For | For |
| 1.4 | Elect Director David Checketts | Management | For | For |
| 1.5 | Elect Director Virginia Gambale | Management | For | For |
| 1.6 | Elect Director Stephan Gemkow | Management | For | For |
| 1.7 | Elect Director Stanley McChrystal | Management | For | For |
| 1.8 | Elect Director Joel Peterson | Management | For | For |
| 1.9 | Elect Director Ann Rhoades | Management | For | For |
| 1.10 | Elect Director Frank Sica | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| KUEHNE & NAGEL INTERNATIONAL AG
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: KNIN
SECURITY ID: H4673L145
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Balance Sheet Profit and CHF 1.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4a | Reelect Juergen Fitschen as Director | Management | For | Did Not Vote |
| 4b | Reelect Karl Gernandt as Director | Management | For | Did Not Vote |
| 4c | Reelect Hans-Joerg Hager as Director | Management | For | Did Not Vote |
| 4d | Reelect Klaus-Michael Kuehne as Director | Management | For | Did Not Vote |
| 4e | Reelect Hans Lerch as Director | Management | For | Did Not Vote |
| 4f | Reelect Wolfgang Peiner as Director | Management | For | Did Not Vote |
| 4g | Reelect Thomas Staehelin as Director | Management | For | Did Not Vote |
| 4h | Reelect Joerg Wolle as Director | Management | For | Did Not Vote |
| 4i | Reelect Bernd Wrede as Director | Management | For | Did Not Vote |
| 4j | Elect Renato Fassbind as Director | Management | For | Did Not Vote |
| 5 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| MEGGITT PLC
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: MGGT
SECURITY ID: G59640105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Stephen Young as Director | Management | For | Against |
| 5 | Re-elect Philip Green as Director | Management | For | Against |
| 6 | Re-elect David Robins as Director | Management | For | Against |
| 7 | Elect Paul Heiden as Director | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 13 | Approve Increase in Directors' Fees | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 15 | Amend Equity Participation Plan 2005 | Management | For | For |
| PACER INTERNATIONAL, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: PACR
SECURITY ID: 69373H106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert D. Lake | Management | For | For |
| 1.2 | Elect Director Robert F. Starzel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Charter Regarding Business Combinations | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| PRECISION CASTPARTS CORP.
MEETING DATE: AUG 10, 2010 |
||||
|
TICKER: PCP
SECURITY ID: 740189105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
| 1.3 | Elect Director Richard L. Wambold | Management | For | For |
| 1.4 | Elect Director Timothy A. Wicks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| ROCKWELL COLLINS, INC.
MEETING DATE: FEB 04, 2011 |
||||
|
TICKER: COL
SECURITY ID: 774341101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C.A. Davis | Management | For | For |
| 1.2 | Elect Director R.E. Eberhart | Management | For | For |
| 1.3 | Elect Director D. Lilley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| SKYWEST, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: SKYW
SECURITY ID: 830879102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry C. Atkin | Management | For | For |
| 1.2 | Elect Director J. Ralph Atkin | Management | For | For |
| 1.3 | Elect Director Margaret S. Billson | Management | For | For |
| 1.4 | Elect Director Ian M. Cumming | Management | For | For |
| 1.5 | Elect Director Henry J. Eyring | Management | For | For |
| 1.6 | Elect Director Robert G. Sarver | Management | For | For |
| 1.7 | Elect Director Steven F. Udvar-hazy | Management | For | For |
| 1.8 | Elect Director James L. Welch | Management | For | For |
| 1.9 | Elect Director Michael K. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: LUV
SECURITY ID: 844741108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Gary C. Kelly | Management | For | For |
| 6 | Elect Director Nancy B. Loeffler | Management | For | For |
| 7 | Elect Director John T. Montford | Management | For | For |
| 8 | Elect Director Thomas M. Nealon | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| TEGMA GESTAO LOGISTICA S.A
MEETING DATE: APR 04, 2011 |
||||
|
TICKER: TGMA3
SECURITY ID: P90284103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| TEGMA GESTAO LOGISTICA S.A
MEETING DATE: APR 04, 2011 |
||||
|
TICKER: TGMA3
SECURITY ID: P90284103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 2 Re: Company Offices | Management | For | For |
| 2 | Amend Article 24 Re: Executive Committee | Management | For | For |
| 3 | Amend Article 26 Re: Duties of Executive Vice President | Management | For | For |
| TEXTRON INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: TXT
SECURITY ID: 883203101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James T. Conway | Management | For | For |
| 2 | Elect Director Paul E. Gagne | Management | For | For |
| 3 | Elect Director Dain M. Hancock | Management | For | For |
| 4 | Elect Director Lloyd G. Trotter | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| THE BOEING COMPANY
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: BA
SECURITY ID: 097023105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John E. Bryson | Management | For | For |
| 2 | Elect Director David L. Calhoun | Management | For | For |
| 3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 4 | Elect Director Linda Z. Cook | Management | For | For |
| 5 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director John F. McDonnell | Management | For | For |
| 9 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 10 | Elect Director Susan C. Schwab | Management | For | For |
| 11 | Elect Director Ronald A. Williams | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| TRANSDIGM GROUP INCORPORATED
MEETING DATE: MAR 03, 2011 |
||||
|
TICKER: TDG
SECURITY ID: 893641100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sean P. Hennessy | Management | For | For |
| 1.2 | Elect Director Douglas W. Peacock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| UAL CORPORATION
MEETING DATE: SEP 17, 2010 |
||||
|
TICKER: UAL
SECURITY ID: 902549807
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate of Information | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| UNITED CONTINENTAL HOLDINGS, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: UAL
SECURITY ID: 910047109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
| 1.2 | Elect Director Carolyn Corvi | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | Withhold |
| 1.4 | Elect Director Jane C. Garvey | Management | For | For |
| 1.5 | Elect Director Walter Isaacson | Management | For | For |
| 1.6 | Elect Director Henry L. Meyer III | Management | For | Withhold |
| 1.7 | Elect Director Oscar Munoz | Management | For | For |
| 1.8 | Elect Director James J. O'Connor | Management | For | Withhold |
| 1.9 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.10 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.11 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.12 | Elect Director David J. Vitale | Management | For | For |
| 1.13 | Elect Director John H. Walker | Management | For | For |
| 1.14 | Elect Director Charles A. Yamarone | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: UPS
SECURITY ID: 911312106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director Michael J. Burns | Management | For | For |
| 3 | Elect Director D. Scott Davis | Management | For | For |
| 4 | Elect Director Stuart E. Eizenstat | Management | For | For |
| 5 | Elect Director Michael L. Eskew | Management | For | For |
| 6 | Elect Director William R. Johnson | Management | For | For |
| 7 | Elect Director Ann M. Livermore | Management | For | For |
| 8 | Elect Director Rudy H.P. Markham | Management | For | For |
| 9 | Elect Director Clark T. Randt, Jr. | Management | For | For |
| 10 | Elect Director John W. Thompson | Management | For | For |
| 11 | Elect Director Carol B. Tome | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Other Business | Management | For | Against |
| US AIRWAYS GROUP, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: LCC
SECURITY ID: 90341W108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Bruce R. Lakefield | Management | For | For |
| 2 | Elect Director W. Douglas Parker | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Provide for Cumulative Voting | Shareholder | Against | Against |
| UTI WORLDWIDE INC.
MEETING DATE: JUN 13, 2011 |
||||
|
TICKER: UTIW
SECURITY ID: G87210103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Eric W. Kirchner as a Director | Management | For | For |
| 1.2 | Elect Leon J. Level as a Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT AUTOMOTIVE PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACCURIDE CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: ACW
SECURITY ID: 00439T206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith E. Busse | Management | For | Withhold |
| 1.2 | Elect Director Richard F. Dauch | Management | For | For |
| 1.3 | Elect Director Benjamin C. Duster, IV | Management | For | Withhold |
| 1.4 | Elect Director Robert J. Kelly | Management | For | Withhold |
| 1.5 | Elect Director William M. Lasky | Management | For | For |
| 1.6 | Elect Director Stephen S. Ledoux | Management | For | For |
| 1.7 | Elect Director John W. Risner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: AXL
SECURITY ID: 024061103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard E. Dauch | Management | For | For |
| 1.2 | Elect Director James A. Mccaslin | Management | For | For |
| 1.3 | Elect Director William P. Miller Ii | Management | For | For |
| 1.4 | Elect Director Larry K. Switzer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| AMERIGON INCORPORATED
MEETING DATE: JUN 24, 2011 |
||||
|
TICKER: ARGN
SECURITY ID: 03070L300
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lon E. Bell | Management | For | For |
| 1.2 | Elect Director Francois J. Castaing | Management | For | For |
| 1.3 | Elect Director Daniel R. Coker | Management | For | For |
| 1.4 | Elect Director John M. Devine | Management | For | For |
| 1.5 | Elect Director Maurice E.P. Gunderson | Management | For | For |
| 1.6 | Elect Director Oscar B. Marx III | Management | For | For |
| 1.7 | Elect Director James J. Paulsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Conversion of Securities | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| ARVINMERITOR, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: MTOR
SECURITY ID: 043353101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 1.2 | Elect Director Rhonda L. Brooks | Management | For | For |
| 1.3 | Elect Director Steven G. Rothmeier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| ASBURY AUTOMOTIVE GROUP, INC.
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: ABG
SECURITY ID: 043436104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Juanita T. James | Management | For | For |
| 1.2 | Elect Director Vernon E. Jordan, Jr. | Management | For | For |
| 1.3 | Elect Director Eugene S. Katz | Management | For | For |
| 1.4 | Elect Director Craig T. Monaghan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| AUTOLIV INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ALV
SECURITY ID: 052800109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jan Carlson | Management | For | For |
| 1.2 | Elect Director Lars Nyberg | Management | For | For |
| 1.3 | Elect Director James M. Ringler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BORGWARNER INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: BWA
SECURITY ID: 099724106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robin J. Adams | Management | For | For |
| 2 | Elect Director David T. Brown | Management | For | For |
| 3 | Elect Director Jan Carlson | Management | For | For |
| 4 | Elect Director Dennis C. Cuneo | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| COOPER TIRE & RUBBER COMPANY
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: CTB
SECURITY ID: 216831107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven M. Chapman | Management | For | Withhold |
| 1.2 | Elect Director Richard L. Wambold | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DANA HOLDING CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: DAN
SECURITY ID: 235825205
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Devine | Management | For | For |
| 1.2 | Elect Director Terrence J. Keating | Management | For | For |
| 1.3 | Elect Director Joseph C. Muscari | Management | For | For |
| 1.4 | Elect Director Richard F. Wallman | Management | For | For |
| 1.5 | Elect Director Keith E. Wandell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| DREW INDUSTRIES INCORPORATED
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: DW
SECURITY ID: 26168L205
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward W. Rose, III | Management | For | For |
| 1.2 | Elect Director Leigh J. Abrams | Management | For | For |
| 1.3 | Elect Director Fredric M. Zinn | Management | For | For |
| 1.4 | Elect Director James F. Gero | Management | For | For |
| 1.5 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
| 1.6 | Elect Director David A. Reed | Management | For | For |
| 1.7 | Elect Director John B. Lowe, Jr. | Management | For | For |
| 1.8 | Elect Director Jason D. Lippert | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Other Business | Management | For | Against |
| EXIDE TECHNOLOGIES
MEETING DATE: SEP 15, 2010 |
||||
|
TICKER: XIDE
SECURITY ID: 302051206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert F. Aspbury | Management | For | For |
| 1.2 | Elect Director James R. Bolch | Management | For | For |
| 1.3 | Elect Director Michael R. D'Appolonia | Management | For | For |
| 1.4 | Elect Director David S. Ferguson | Management | For | For |
| 1.5 | Elect Director John O'Higgins | Management | For | For |
| 1.6 | Elect Director Dominic J. Pileggi | Management | For | For |
| 1.7 | Elect Director John P. Reilly | Management | For | For |
| 1.8 | Elect Director Michael P. Ressner | Management | For | For |
| 1.9 | Elect Director Carroll R. Wetzel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| FEDERAL-MOGUL CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: FDML
SECURITY ID: 313549404
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl C. Icahn | Management | For | For |
| 1.2 | Elect Director Jose Maria Alapont | Management | For | For |
| 1.3 | Elect Director George Feldenkreis | Management | For | Withhold |
| 1.4 | Elect Director Vincent J. Intrieri | Management | For | For |
| 1.5 | Elect Director J. Michael Laisure | Management | For | For |
| 1.6 | Elect Director Samuel J. Merksamer | Management | For | For |
| 1.7 | Elect Director Daniel A. Ninivaggi | Management | For | For |
| 1.8 | Elect Director David S. Schechter | Management | For | For |
| 1.9 | Elect Director Neil S. Subin | Management | For | Withhold |
| 1.10 | Elect Director James H. Vandenberghe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FORD MOTOR COMPANY
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: F
SECURITY ID: 345370860
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephen G. Butler | Management | For | For |
| 2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 4 | Elect Director Edsel B. Ford II | Management | For | For |
| 5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 6 | Elect Director Richard A. Gephardt | Management | For | For |
| 7 | Elect Director James H. Hance, Jr. | Management | For | For |
| 8 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 9 | Elect Director Richard A. Manoogian | Management | For | For |
| 10 | Elect Director Ellen R. Marram | Management | For | For |
| 11 | Elect Director Alan Mulally | Management | For | For |
| 12 | Elect Director Homer A. Neal | Management | For | For |
| 13 | Elect Director Gerald L. Shaheen | Management | For | For |
| 14 | Elect Director John L. Thornton | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Publish Political Contributions | Shareholder | Against | Abstain |
| 19 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| GENERAL MOTORS COMPANY
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: GM
SECURITY ID: 37045V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Daniel F. Akerson | Management | For | For |
| 2 | Elect Director David Bonderman | Management | For | For |
| 3 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 4 | Elect Director Stephen J. Girsky | Management | For | For |
| 5 | Elect Director E. Neville Isdell | Management | For | For |
| 6 | Elect Director Robert D. Krebs | Management | For | For |
| 7 | Elect Director Philip A. Laskawy | Management | For | For |
| 8 | Elect Director Kathryn V. Marinello | Management | For | For |
| 9 | Elect Director Patricia F. Russo | Management | For | For |
| 10 | Elect Director Carol M. Stephenson | Management | For | For |
| 11 | Elect Director Cynthia A. Telles | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GENTEX CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: GNTX
SECURITY ID: 371901109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arlyn Lanting | Management | For | For |
| 1.2 | Elect Director Mark Newton | Management | For | For |
| 1.3 | Elect Director Richard Schaum | Management | For | For |
| 2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| GROUP 1 AUTOMOTIVE, INC.
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: GPI
SECURITY ID: 398905109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Louis E. Lataif | Management | For | Withhold |
| 1.2 | Elect Director Stephen D. Quinn | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HARLEY-DAVIDSON, INC.
MEETING DATE: APR 30, 2011 |
||||
|
TICKER: HOG
SECURITY ID: 412822108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director R. John Anderson | Management | For | For |
| 1.3 | Elect Director Richard I. Beattie | Management | For | For |
| 1.4 | Elect Director George H. Conrades | Management | For | For |
| 1.5 | Elect Director Judson C. Green | Management | For | For |
| 1.6 | Elect Director Sara L. Levinson | Management | For | For |
| 1.7 | Elect Director N. Thomas Linebarger | Management | For | For |
| 1.8 | Elect Director George L. Miles, Jr. | Management | For | For |
| 1.9 | Elect Director Jochen Zeitz | Management | For | Withhold |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives without Shareholder Approval | Shareholder | Against | Against |
| HARMAN INTERNATIONAL INDUSTRIES, INC.
MEETING DATE: DEC 08, 2010 |
||||
|
TICKER: HAR
SECURITY ID: 413086109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harald Einsmann | Management | For | For |
| 1.2 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 1.3 | Elect Director Kenneth M. Reiss | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| HONDA MOTOR CO. LTD.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: 7267
SECURITY ID: 438128308
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2 | Amend Articles To Authorize Public Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials - Decrease Maximum Board Size - Abolish Annual Bonus Payment for Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Kondo, Koichi | Management | For | For |
| 3.2 | Elect Director Ito, Takanobu | Management | For | For |
| 3.3 | Elect Director Hamada, Akio | Management | For | For |
| 3.4 | Elect Director Oyama, Tatsuhiro | Management | For | For |
| 3.5 | Elect Director Ike, Fumihiko | Management | For | For |
| 3.6 | Elect Director Kawanabe, Tomohiko | Management | For | For |
| 3.7 | Elect Director Hogen, Kensaku | Management | For | For |
| 3.8 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
| 3.9 | Elect Director Fukui, Takeo | Management | For | For |
| 3.10 | Elect Director Yamada, Takuji | Management | For | For |
| 3.11 | Elect Director Yoshida, Masahiro | Management | For | For |
| 3.12 | Elect Director Yamamoto, Yoshiharu | Management | For | For |
| 4.1 | Appoint Statutory Auditor Abe, Hirotake | Management | For | For |
| 4.2 | Appoint Statutory Auditor Iwashita, Tomochika | Management | For | Against |
| 5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
| 6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| JOHNSON CONTROLS, INC.
MEETING DATE: JAN 26, 2011 |
||||
|
TICKER: JCI
SECURITY ID: 478366107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Natalie A. Black | Management | For | For |
| 1.2 | Elect Director Robert A. Cornog | Management | For | For |
| 1.3 | Elect Director William H. Lacy | Management | For | For |
| 1.4 | Elect Director Stephen A. Roell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| LEAR CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: LEA
SECURITY ID: 521865204
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Thomas P. Capo | Management | For | For |
| 2 | Elect Director Curtis J. Clawson | Management | For | For |
| 3 | Elect Director Jonathon F. Foster | Management | For | For |
| 4 | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
| 5 | Elect Director Robert E. Rossiter | Management | For | For |
| 6 | Elect Director Donald L. Runkle | Management | For | For |
| 7 | Elect Director Gregory C. Smith | Management | For | For |
| 8 | Elect Director Henry D.G. Wallace | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MAGNA INTERNATIONAL INC.
MEETING DATE: JUL 23, 2010 |
||||
|
TICKER: MG
SECURITY ID: 559222401
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Plan Arrangement: Dual Class Collapse | Management | For | For |
| MAGNA INTERNATIONAL INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: MG
SECURITY ID: 559222401
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank Stronach | Management | For | For |
| 1.2 | Elect Director J. Trevor Eyton | Management | For | For |
| 1.3 | Elect Director Michael D. Harris | Management | For | For |
| 1.4 | Elect Director Lady Barbara Judge | Management | For | For |
| 1.5 | Elect Director Louis E. Lataif | Management | For | For |
| 1.6 | Elect Director Kurt J. Lauk | Management | For | For |
| 1.7 | Elect Director Donald Resnick | Management | For | For |
| 1.8 | Elect Director Donald J. Walker | Management | For | For |
| 1.9 | Elect Director Lawrence D. Worrall | Management | For | For |
| 1.10 | Elect Director William Young | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MARTINREA INTERNATIONAL INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: MRE
SECURITY ID: 573459104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nick Orlando | Management | For | Withhold |
| 1.2 | Elect Director Rob Wildeboer | Management | For | Withhold |
| 1.3 | Elect Director Natale Rea | Management | For | Withhold |
| 1.4 | Elect Director Zoran Arandjelovic | Management | For | Withhold |
| 1.5 | Elect Director Fred Olson | Management | For | Withhold |
| 1.6 | Elect Director Suleiman Rashid | Management | For | Withhold |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MODINE MANUFACTURING COMPANY
MEETING DATE: JUL 22, 2010 |
||||
|
TICKER: MOD
SECURITY ID: 607828100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Thomas A. Burke | Management | For | For |
| 2 | Elect Director Charles P. Cooley | Management | For | For |
| 3 | Elect Director Gary L. Neale | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| SONIC AUTOMOTIVE, INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: SAH
SECURITY ID: 83545G102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director O. Bruton Smith | Management | For | For |
| 1.2 | Elect Director B. Scott Smith | Management | For | For |
| 1.3 | Elect Director David B. Smith | Management | For | For |
| 1.4 | Elect Director William R. Brooks | Management | For | For |
| 1.5 | Elect Director William I. Belk | Management | For | For |
| 1.6 | Elect Director Robert Heller | Management | For | For |
| 1.7 | Elect Director Robert L. Rewey | Management | For | For |
| 1.8 | Elect Director Victor H. Doolan | Management | For | For |
| 1.9 | Elect Director David C. Vorhoff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| STONERIDGE, INC.
MEETING DATE: MAY 09, 2011 |
||||
|
TICKER: SRI
SECURITY ID: 86183P102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Corey | Management | For | For |
| 1.2 | Elect Director Jeffrey P. Draime | Management | For | For |
| 1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
| 1.4 | Elect Director Ira C. Kaplan | Management | For | For |
| 1.5 | Elect Director Kim Korth | Management | For | For |
| 1.6 | Elect Director William M. Lasky | Management | For | For |
| 1.7 | Elect Director Paul J. Schlather | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| TENNECO INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: TEN
SECURITY ID: 880349105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Charles W. Cramb | Management | For | For |
| 2 | Elect Director Dennis J. Letham | Management | For | For |
| 3 | Elect Director Hari N. Nair | Management | For | For |
| 4 | Elect Director Roger B. Porter | Management | For | For |
| 5 | Elect Director David B. Price, Jr. | Management | For | For |
| 6 | Elect Director Gregg M. Sherrill | Management | For | For |
| 7 | Elect Director Paul T. Stecko | Management | For | For |
| 8 | Elect Director Mitsunobu Takeuchi | Management | For | For |
| 9 | Elect Director Jane L. Warner | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THE GOODYEAR TIRE & RUBBER COMPANY
MEETING DATE: APR 12, 2011 |
||||
|
TICKER: GT
SECURITY ID: 382550101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Werner Geissler | Management | For | For |
| 4 | Elect Director Peter S. Hellman | Management | For | For |
| 5 | Elect Director Richard J. Kramer | Management | For | For |
| 6 | Elect Director W. Alan Mccollough | Management | For | For |
| 7 | Elect Director Rodney O Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Ratify Auditors | Management | For | For |
| THOR INDUSTRIES, INC.
MEETING DATE: DEC 07, 2010 |
||||
|
TICKER: THO
SECURITY ID: 885160101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter B. Orthwein | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| TOWER INTERNATIONAL, INC.
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: TOWR
SECURITY ID: 891826109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Donovan | Management | For | For |
| 1.2 | Elect Director Jonathan Gallen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Elect Director Frank E. English, Jr. | Management | For | For |
| TOYOTA MOTOR CORP.
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: 7203
SECURITY ID: 892331307
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2 | Amend Articles To Decrease Maximum Board Size | Management | For | For |
| 3.1 | Elect Director Cho, Fujio | Management | For | For |
| 3.2 | Elect Director Toyoda, Akio | Management | For | For |
| 3.3 | Elect Director Uchiyamada, Takeshi | Management | For | For |
| 3.4 | Elect Director Funo, Yukitoshi | Management | For | For |
| 3.5 | Elect Director Niimi, Atsushi | Management | For | For |
| 3.6 | Elect Director Sasaki, Shinichi | Management | For | For |
| 3.7 | Elect Director Ozawa, Satoshi | Management | For | For |
| 3.8 | Elect Director Kodaira, Nobuyori | Management | For | For |
| 3.9 | Elect Director Furuhashi, Mamoru | Management | For | For |
| 3.10 | Elect Director Ijichi, Takahiko | Management | For | For |
| 3.11 | Elect Director Ihara, Yasumori | Management | For | For |
| 4.1 | Appoint Statutory Auditor Matsuo, Kunihiro | Management | For | For |
| 4.2 | Appoint Statutory Auditor Wake, Yoko | Management | For | For |
| 4.3 | Appoint Statutory Auditor Ichimaru, Yoichiro | Management | For | For |
| 4.4 | Appoint Statutory Auditor Kato, Masahiro | Management | For | For |
| 5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
| 6 | Approve Annual Bonus Payment to Directors | Management | For | For |
| TRW AUTOMOTIVE HOLDINGS CORP.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: TRW
SECURITY ID: 87264S106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Francois J. Castaing | Management | For | For |
| 1.2 | Elect Director Michael R. Gambrell | Management | For | For |
| 1.3 | Elect Director Paul H. O'neill | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| WINNEBAGO INDUSTRIES, INC.
MEETING DATE: DEC 14, 2010 |
||||
|
TICKER: WGO
SECURITY ID: 974637100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert N. Chiusano | Management | For | Withhold |
| 1.2 | Elect Director Jerry N. Currie | Management | For | Withhold |
| 1.3 | Elect Director Lawrence A. Erickson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT BANKING PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ASSOCIATED BANC-CORP
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: ASBC
SECURITY ID: 045487105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Philip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Richard T. Lommen | Management | For | For |
| 1.9 | Elect Director J. Douglas Quick | Management | For | For |
| 1.10 | Elect Director John C. Seramur | Management | For | For |
| 1.11 | Elect Director Karen T. Van Lith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| BANK OF AMERICA CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mukesh D. Ambani | Management | For | For |
| 2 | Elect Director Susan S. Bies | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Disclose Prior Government Service | Shareholder | Against | Against |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| 20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
| BANK OF THE OZARKS, INC.
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: OZRK
SECURITY ID: 063904106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George Gleason | Management | For | For |
| 1.2 | Elect Director Mark Ross | Management | For | For |
| 1.3 | Elect Director Jean Arehart | Management | For | For |
| 1.4 | Elect Director Richard Cisne | Management | For | For |
| 1.5 | Elect Director Robert East | Management | For | For |
| 1.6 | Elect Director Linda Gleason | Management | For | For |
| 1.7 | Elect Director Walter Kimbrough | Management | For | For |
| 1.8 | Elect Director Henry Mariani | Management | For | For |
| 1.9 | Elect Director Robert Proost | Management | For | For |
| 1.10 | Elect Director R.l. Qualls | Management | For | For |
| 1.11 | Elect Director Kennith Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BB&T CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: BBT
SECURITY ID: 054937107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Allison IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
| 1.7 | Elect Director Jane P. Helm | Management | For | For |
| 1.8 | Elect Director John P. Howe III | Management | For | For |
| 1.9 | Elect Director Kelly S. King | Management | For | For |
| 1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
| 1.11 | Elect Director J. Holmes Morrison | Management | For | For |
| 1.12 | Elect Director Nido R. Qubein | Management | For | For |
| 1.13 | Elect Director Thomas E. Skains | Management | For | For |
| 1.14 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.15 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| CAPITAL CITY BANK GROUP, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: CCBG
SECURITY ID: 139674105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas A. Barron | Management | For | For |
| 1.2 | Elect Director J. Everitt Drew | Management | For | For |
| 1.3 | Elect Director Lina S. Knox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt 2011 Director Stock Purchase Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| 7 | Ratify Auditors | Management | For | For |
| CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: COF
SECURITY ID: 14040H105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Patrick W. Gross | Management | For | For |
| 2 | Elect Director Ann Fritz Hackett | Management | For | For |
| 3 | Elect Director Pierre E. Leroy | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CAPITALSOURCE INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: CSE
SECURITY ID: 14055X102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick W. Eubank, II | Management | For | For |
| 1.2 | Elect Director Timothy M. Hurd | Management | For | For |
| 1.3 | Elect Director Steven A. Museles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CHEMICAL FINANCIAL CORPORATION
MEETING DATE: APR 18, 2011 |
||||
|
TICKER: CHFC
SECURITY ID: 163731102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary E. Anderson | Management | For | For |
| 1.2 | Elect Director J. Daniel Bernson | Management | For | For |
| 1.3 | Elect Director Nancy Bowman | Management | For | For |
| 1.4 | Elect Director James A. Currie | Management | For | For |
| 1.5 | Elect Director James R. Fitterling | Management | For | For |
| 1.6 | Elect Director Thomas T. Huff | Management | For | For |
| 1.7 | Elect Director Michael T. Laethem | Management | For | For |
| 1.8 | Elect Director James B. Meyer | Management | For | For |
| 1.9 | Elect Director Terence F. Moore | Management | For | For |
| 1.10 | Elect Director Aloysius J. Oliver | Management | For | For |
| 1.11 | Elect Director David B. Ramaker | Management | For | For |
| 1.12 | Elect Director Grace O. Shearer | Management | For | For |
| 1.13 | Elect Director Larry D. Stauffer | Management | For | For |
| 1.14 | Elect Director William S. Stavropoulos | Management | For | For |
| 1.15 | Elect Director Franklin C. Wheatlake | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CIT GROUP INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: CIT
SECURITY ID: 125581801
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John A. Thain | Management | For | For |
| 2 | Elect Director Michael J. Embler | Management | For | For |
| 3 | Elect Director William M. Freeman | Management | For | For |
| 4 | Elect Director David M. Moffett | Management | For | For |
| 5 | Elect Director R. Brad Oates | Management | For | For |
| 6 | Elect Director Marianne Miller Parrs | Management | For | For |
| 7 | Elect Director Gerald Rosenfeld | Management | For | For |
| 8 | Elect Director John R. Ryan | Management | For | For |
| 9 | Elect Director Seymour Sternberg | Management | For | For |
| 10 | Elect Director Peter J. Tobin | Management | For | For |
| 11 | Elect Director Laura S. Unger | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| CITIGROUP INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: C
SECURITY ID: 172967101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Michael E. O'Neill | Management | For | For |
| 6 | Elect Director Vikram S. Pandit | Management | For | For |
| 7 | Elect Director Richard D. Parsons | Management | For | For |
| 8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 9 | Elect Director Judith Rodin | Management | For | For |
| 10 | Elect Director Robert L. Ryan | Management | For | For |
| 11 | Elect Director Anthony M. Santomero | Management | For | For |
| 12 | Elect Director Diana L. Taylor | Management | For | For |
| 13 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 14 | Elect Director Ernesto Zedillo | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Approve Reverse Stock Split | Management | For | For |
| 21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 22 | Report on Political Contributions | Shareholder | Against | Abstain |
| 23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
| 24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| CITY NATIONAL CORPORATION
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: CYN
SECURITY ID: 178566105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard L. Bloch | Management | For | For |
| 1.2 | Elect Director Bram Goldsmith | Management | For | For |
| 1.3 | Elect Director Ashok Israni | Management | For | For |
| 1.4 | Elect Director Kenneth Ziffren | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| COMERICA INCORPORATED
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: CMA
SECURITY ID: 200340107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Roger A. Cregg | Management | For | For |
| 2 | Elect Director T. Kevin DeNicola | Management | For | For |
| 3 | Elect Director Alfred A. Piergallini | Management | For | For |
| 4 | Elect Director Nina G. Vaca | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CVB FINANCIAL CORP.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: CVBF
SECURITY ID: 126600105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George A. Borba | Management | For | For |
| 1.2 | Elect Director John A. Borba | Management | For | For |
| 1.3 | Elect Director Robert M. Jacoby | Management | For | For |
| 1.4 | Elect Director Ronald O. Kruse | Management | For | For |
| 1.5 | Elect Director Christopher D. Myers | Management | For | For |
| 1.6 | Elect Director James C. Seley | Management | For | For |
| 1.7 | Elect Director San E. Vaccaro | Management | For | For |
| 1.8 | Elect Director D. Linn Wiley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FIRST BANCORP
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: FBNC
SECURITY ID: 318910106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel T. Blue, Jr. | Management | For | For |
| 1.2 | Elect Director Jack D. Briggs | Management | For | For |
| 1.3 | Elect Director R. Walton Brown | Management | For | For |
| 1.4 | Elect Director David L. Burns | Management | For | For |
| 1.5 | Elect Director John F. Burns | Management | For | For |
| 1.6 | Elect Director Mary Clara Capel | Management | For | For |
| 1.7 | Elect Director James C. Crawford, III | Management | For | For |
| 1.8 | Elect Director R. Winston Dozier | Management | For | For |
| 1.9 | Elect Director James G. Hudson, Jr. | Management | For | For |
| 1.10 | Elect Director Richard H. Moore | Management | For | For |
| 1.11 | Elect Director Jerry L. Ocheltree | Management | For | For |
| 1.12 | Elect Director George R. Perkins, Jr. | Management | For | For |
| 1.13 | Elect Director Thomas F. Phillips | Management | For | For |
| 1.14 | Elect Director Frederick L. Taylor, II | Management | For | For |
| 1.15 | Elect Director Virginia C. Thomasson | Management | For | For |
| 1.16 | Elect Director Goldie H. Wallace | Management | For | For |
| 1.17 | Elect Director Dennis A. Wicker | Management | For | For |
| 1.18 | Elect Director John C. Willis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIRST MIDWEST BANCORP, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: FMBI
SECURITY ID: 320867104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John F. Chlebowski, Jr. | Management | For | For |
| 2 | Elect Director John E. Rooney | Management | For | For |
| 3 | Elect Director Ellen A. Rudnick | Management | For | For |
| 4 | Elect Director Phupinder S. Gill | Management | For | For |
| 5 | Elect Director Michael J. Small | Management | For | For |
| 6 | Elect Director Peter J. Henseler | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GLACIER BANCORP, INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: GBCI
SECURITY ID: 37637Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Blodnick | Management | For | For |
| 1.2 | Elect Director Sherry L. Cladouhos | Management | For | For |
| 1.3 | Elect Director James M. English | Management | For | For |
| 1.4 | Elect Director Allen J. Fetscher | Management | For | For |
| 1.5 | Elect Director Dallas I. Herron | Management | For | For |
| 1.6 | Elect Director Craig A. Langel | Management | For | For |
| 1.7 | Elect Director L. Peter Larson | Management | For | For |
| 1.8 | Elect Director Douglas J. McBride | Management | For | For |
| 1.9 | Elect Director John W. Murdoch | Management | For | For |
| 1.10 | Elect Director Everit A. Sliter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: HBAN
SECURITY ID: 446150104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Don M. Casto III | Management | For | For |
| 1.2 | Elect Director Ann B. Crane | Management | For | For |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Michael J. Endres | Management | For | For |
| 1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Director D. James Hilliker | Management | For | For |
| 1.7 | Elect Director David P. Lauer | Management | For | For |
| 1.8 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.10 | Elect Director Richard W. Neu | Management | For | For |
| 1.11 | Elect Director David L. Porteous | Management | For | For |
| 1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.13 | Elect Director William R. Robertson | Management | For | For |
| 1.14 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Approve Deferred Compensation Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: JPM
SECURITY ID: 46625H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Crandall C. Bowles | Management | For | For |
| 2 | Elect Director Stephen B. Burke | Management | For | For |
| 3 | Elect Director David M. Cote | Management | For | For |
| 4 | Elect Director James S. Crown | Management | For | For |
| 5 | Elect Director James Dimon | Management | For | For |
| 6 | Elect Director Ellen V. Futter | Management | For | For |
| 7 | Elect Director William H. Gray, III | Management | For | For |
| 8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 9 | Elect Director David C. Novak | Management | For | For |
| 10 | Elect Director Lee R. Raymond | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 18 | Report on Loan Modifications | Shareholder | Against | Against |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| 20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| M&T BANK CORPORATION
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: MTB
SECURITY ID: 55261F104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director Robert J. Bennett | Management | For | For |
| 1.3 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.4 | Elect Director Robert T. Brady | Management | For | For |
| 1.5 | Elect Director Michael D. Buckley | Management | For | For |
| 1.6 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.7 | Elect Director Mark J. Czarnecki | Management | For | For |
| 1.8 | Elect Director Gary N. Geisel | Management | For | For |
| 1.9 | Elect Director Patrick W.E. Hodgson | Management | For | For |
| 1.10 | Elect Director Richard G. King | Management | For | For |
| 1.11 | Elect Director Jorge G. Pereira | Management | For | For |
| 1.12 | Elect Director Michael P. Pinto | Management | For | For |
| 1.13 | Elect Director Melinda R. Rich | Management | For | For |
| 1.14 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.15 | Elect Director Herbert L. Washington | Management | For | For |
| 1.16 | Elect Director Robert G. Wilmers | Management | For | For |
| 2 | Advisory Vote on Executive Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| MB FINANCIAL, INC.
MEETING DATE: JUN 13, 2011 |
||||
|
TICKER: MBFI
SECURITY ID: 55264U108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard J. Holmstrom | Management | For | For |
| 2 | Elect Director Karen J. May | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| MGIC INVESTMENT CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: MTG
SECURITY ID: 552848103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.2 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.3 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 2 | Elect Director Mark M. Zandi | Management | For | For |
| 3 | Elect Director Bruce L. Koepfgen | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Ratify Auditors | Management | For | For |
| MORGAN STANLEY
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: MS
SECURITY ID: 617446448
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance Jr. | Management | For | For |
| 6 | Elect Director C. Robert Kidder | Management | For | For |
| 7 | Elect Director John J. Mack | Management | For | For |
| 8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 9 | Elect Director Hutham S. Olayan | Management | For | For |
| 10 | Elect Director James. W. Owens | Management | For | For |
| 11 | Elect Director O. Griffith Sexton | Management | For | For |
| 12 | Elect Director Masaaki Tanaka | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NEW YORK COMMUNITY BANCORP, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: NYB
SECURITY ID: 649445103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dominick Ciampa | Management | For | For |
| 1.2 | Elect Director W.c. Frederick | Management | For | For |
| 1.3 | Elect Director Max L. Kupferberg | Management | For | For |
| 1.4 | Elect Director Spiros J. Voutsinas | Management | For | For |
| 1.5 | Elect Director Robert Wann | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| OCWEN FINANCIAL CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: OCN
SECURITY ID: 675746309
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Ronald M. Faris | Management | For | For |
| 1.3 | Elect Director Ronald J. Korn | Management | For | For |
| 1.4 | Elect Director William H. Lacy | Management | For | For |
| 1.5 | Elect Director David B. Reiner | Management | For | For |
| 1.6 | Elect Director Robert A. Salcetti | Management | For | For |
| 1.7 | Elect Director Barry N. Wish | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ORIENTAL FINANCIAL GROUP INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: OFG
SECURITY ID: 68618W100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Josen Rossi | Management | For | For |
| 1.2 | Elect Director Juan C. Aguayo | Management | For | For |
| 1.3 | Elect Director Pablo I. Altieri | Management | For | For |
| 1.4 | Elect Director Francisco Arrivi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PACIFIC CONTINENTAL CORPORATION
MEETING DATE: APR 18, 2011 |
||||
|
TICKER: PCBK
SECURITY ID: 69412V108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert A. Ballin | Management | For | For |
| 1.2 | Elect Director Michael E. Heijer | Management | For | For |
| 1.3 | Elect Director Donald L. Krahmer, Jr. | Management | For | For |
| 1.4 | Elect Director Hal M. Brown | Management | For | For |
| 1.5 | Elect Director Michael S. Holcomb | Management | For | For |
| 1.6 | Elect Director Donald G. Montgomery | Management | For | For |
| 1.7 | Elect Director Cathi Hatch | Management | For | For |
| 1.8 | Elect Director Michael D. Holzgang | Management | For | For |
| 1.9 | Elect Director John H. Rickman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PACWEST BANCORP
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: PACW
SECURITY ID: 695263103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark N. Baker | Management | For | For |
| 1.2 | Elect Director Craig A. Carlson | Management | For | For |
| 1.3 | Elect Director Stephen M. Dunn | Management | For | For |
| 1.4 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.5 | Elect Director Barry C. Fitzpatrick | Management | For | For |
| 1.6 | Elect Director George E. Langley | Management | For | For |
| 1.7 | Elect Director Susan E. Lester | Management | For | For |
| 1.8 | Elect Director Timothy B. Matz | Management | For | For |
| 1.9 | Elect Director Arnold W. Messer | Management | For | For |
| 1.10 | Elect Director Daniel B. Platt | Management | For | For |
| 1.11 | Elect Director John W. Rose | Management | For | For |
| 1.12 | Elect Director Robert A. Stine | Management | For | For |
| 1.13 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Adjourn Meeting | Management | For | Against |
| 6 | Other Business | Management | For | Against |
| PRIVATEBANCORP, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: PVTB
SECURITY ID: 742962103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph B. Mandell | Management | For | For |
| 1.2 | Elect Director Cheryl Mayberry McKissack | Management | For | For |
| 1.3 | Elect Director Edward W. Rabin | Management | For | For |
| 1.4 | Elect Director Larry D. Richman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| RADIAN GROUP INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: RDN
SECURITY ID: 750236101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert Wender | Management | For | For |
| 1.2 | Elect Director David C. Carney | Management | For | For |
| 1.3 | Elect Director Howard B. Culang | Management | For | For |
| 1.4 | Elect Director Lisa W. Hess | Management | For | For |
| 1.5 | Elect Director Stephen T. Hopkins | Management | For | For |
| 1.6 | Elect Director Sanford A. Ibrahim | Management | For | For |
| 1.7 | Elect Director James W. Jennings | Management | For | For |
| 1.8 | Elect Director Ronald W. Moore | Management | For | For |
| 1.9 | Elect Director Jan Nicholson | Management | For | For |
| 1.10 | Elect Director Robert W. Richards | Management | For | For |
| 1.11 | Elect Director Anthony W. Schweiger | Management | For | For |
| 1.12 | Elect Director Noel J. Spiegel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: RF
SECURITY ID: 7591EP100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director Carolyn H. Byrd | Management | For | For |
| 4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
| 5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 6 | Elect Director Don DeFosset | Management | For | Against |
| 7 | Elect Director Eric C. Fast | Management | For | For |
| 8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 9 | Elect Director Charles D. McCrary | Management | For | For |
| 10 | Elect Director James R. Malone | Management | For | Against |
| 11 | Elect Director Susan W. Matlock | Management | For | Against |
| 12 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 13 | Elect Director John R. Roberts | Management | For | For |
| 14 | Elect Director Lee J. Styslinger III | Management | For | Against |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| SANDY SPRING BANCORP, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: SASR
SECURITY ID: 800363103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark E. Friis | Management | For | For |
| 1.2 | Elect Director Pamela A. Little | Management | For | For |
| 1.3 | Elect Director Craig A. Ruppert | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| STATE STREET CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: STT
SECURITY ID: 857477103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director K. Burnes | Management | For | For |
| 2 | Elect Director P. Coym | Management | For | For |
| 3 | Elect Director P. De Saint-Aignan | Management | For | For |
| 4 | Elect Director A. Fawcett | Management | For | For |
| 5 | Elect Director D. Gruber | Management | For | For |
| 6 | Elect Director L. Hill | Management | For | For |
| 7 | Elect Director J. Hooley | Management | For | For |
| 8 | Elect Director R. Kaplan | Management | For | For |
| 9 | Elect Director C. LaMantia | Management | For | For |
| 10 | Elect Director R. Sergel | Management | For | For |
| 11 | Elect Director R. Skates | Management | For | For |
| 12 | Elect Director G. Summe | Management | For | For |
| 13 | Elect Director R. Weissman | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: STI
SECURITY ID: 867914103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 5 | Elect Director David H. Hughes | Management | For | For |
| 6 | Elect Director M. Douglas Ivester | Management | For | For |
| 7 | Elect Director J. Hicks Lanier | Management | For | For |
| 8 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Frank S. Royal | Management | For | For |
| 12 | Elect Director Thomas R. Watjen | Management | For | For |
| 13 | Elect Director James M. Wells, III | Management | For | For |
| 14 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| SUSQUEHANNA BANCSHARES, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: SUSQ
SECURITY ID: 869099101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | Withhold |
| 1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Peter DeSoto | Management | For | For |
| 1.4 | Elect Director Eddie L. Dunklebarger | Management | For | For |
| 1.5 | Elect Director Henry R. Gibbel | Management | For | For |
| 1.6 | Elect Director Bruce A. Hepburn | Management | For | Withhold |
| 1.7 | Elect Director Donald L. Hoffman | Management | For | For |
| 1.8 | Elect Director Sara G. Kirkland | Management | For | For |
| 1.9 | Elect Director Guy W. Miller, Jr. | Management | For | For |
| 1.10 | Elect Director Michael A. Morello | Management | For | Withhold |
| 1.11 | Elect Director Scott J. Newkam | Management | For | For |
| 1.12 | Elect Director E. Susan Piersol | Management | For | For |
| 1.13 | Elect Director William J. Reuter | Management | For | For |
| 1.14 | Elect Director Christine Sears | Management | For | For |
| 1.15 | Elect Director James A. Ulsh | Management | For | For |
| 1.16 | Elect Director Roger V. Wiest, Sr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Approve Acquisition | Management | For | For |
| 9 | Adjourn Meeting | Management | For | Against |
| SVB FINANCIAL GROUP
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: SIVB
SECURITY ID: 78486Q101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director David M. Clapper | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director G. Felda Hardymon | Management | For | For |
| 1.7 | Elect Director Alex W. Hart | Management | For | For |
| 1.8 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.9 | Elect Director Lata Krishnan | Management | For | For |
| 1.10 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.11 | Elect Director John F. Robinson | Management | For | For |
| 1.12 | Elect Director Kyung H. Yoon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Other Business | Management | None | Against |
| THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 12, 2011 |
||||
|
TICKER: BK
SECURITY ID: 064058100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ruth E. Bruch | Management | For | For |
| 2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 3 | Elect Director Gerald L. Hassell | Management | For | For |
| 4 | Elect Director Edmund F. Kelly | Management | For | For |
| 5 | Elect Director Robert P. Kelly | Management | For | For |
| 6 | Elect Director Richard J. Kogan | Management | For | For |
| 7 | Elect Director Michael J. Kowalski | Management | For | For |
| 8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 9 | Elect Director Mark A. Nordenberg | Management | For | For |
| 10 | Elect Director Catherine A. Rein | Management | For | For |
| 11 | Elect Director William C. Richardson | Management | For | For |
| 12 | Elect Director Samuel C. Scott III | Management | For | For |
| 13 | Elect Director John P. Surma | Management | For | For |
| 14 | Elect Director Wesley W. von Schack | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: PNC
SECURITY ID: 693475105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Kay Coles James | Management | For | For |
| 5 | Elect Director Richard B. Kelson | Management | For | For |
| 6 | Elect Director Bruce C. Lindsay | Management | For | For |
| 7 | Elect Director Anthony A. Massaro | Management | For | For |
| 8 | Elect Director Jane G. Pepper | Management | For | For |
| 9 | Elect Director James E. Rohr | Management | For | For |
| 10 | Elect Director Donald J. Shepard | Management | For | For |
| 11 | Elect Director Lorene K. Steffes | Management | For | For |
| 12 | Elect Director Dennis F. Strigl | Management | For | For |
| 13 | Elect Director Thomas J. Usher | Management | For | For |
| 14 | Elect Director George H. Walls, Jr. | Management | For | For |
| 15 | Elect Director Helge H. Wehmeier | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| U.S. BANCORP
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: USB
SECURITY ID: 902973304
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O Dell M. Owens | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| VISA INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: V
SECURITY ID: 92826C839
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3.1 | Elect Director Gary P. Coughlan | Management | For | For |
| 3.2 | Elect Director Mary B. Cranston | Management | For | For |
| 3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 3.4 | Elect Director Robert W. Matschullat | Management | For | For |
| 3.5 | Elect Director Cathy E. Minehan | Management | For | For |
| 3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 3.7 | Elect Director David J. Pang | Management | For | For |
| 3.8 | Elect Director Joseph W. Saunders | Management | For | For |
| 3.9 | Elect Director William S. Shanahan | Management | For | For |
| 3.10 | Elect Director John A. Swainson | Management | For | For |
| 4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 4.2 | Elect Director Joseph W. Saunders | Management | For | For |
| 4.3 | Elect Director John A. Swainson | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| WELLS FARGO & COMPANY
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: WFC
SECURITY ID: 949746101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Mackey J. McDonald | Management | For | For |
| 8 | Election Director Cynthia H. Milligan | Management | For | For |
| 9 | Elect Director Nicholas G. Moore | Management | For | For |
| 10 | Elect Director Philip J. Quigley | Management | For | For |
| 11 | Elect Director Judith M. Runstad | Management | For | For |
| 12 | Elect Director Stephen W. Sanger | Management | For | For |
| 13 | Elect Director John G. Stumpf | Management | For | For |
| 14 | Elect Director an G. Swenson | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| 22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| WEST COAST BANCORP
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: WCBOD
SECURITY ID: 952145100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lloyd D. Ankeny | Management | For | Withhold |
| 1.2 | Elect Director Shmuel Levinson | Management | For | For |
| 1.3 | Elect Director Duane C. McDougall | Management | For | Withhold |
| 1.4 | Elect Director Steven J. Oliva | Management | For | Withhold |
| 1.5 | Elect Director John T. Pietrzak | Management | For | Withhold |
| 1.6 | Elect Director Steven N. Spence | Management | For | For |
| 1.7 | Elect Director Robert D. Sznewajs | Management | For | For |
| 1.8 | Elect Director Nancy A. Wilgenbusch | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| WESTERN ALLIANCE BANCORPORATION
MEETING DATE: NOV 30, 2010 |
||||
|
TICKER: WAL
SECURITY ID: 957638109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Securities Transfer Restrictions | Management | For | Against |
| WESTERN ALLIANCE BANCORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: WAL
SECURITY ID: 957638109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Sande, III | Management | For | For |
| 1.2 | Elect Director Robert G. Sarver | Management | For | For |
| 1.3 | Elect Director Sung Won Sohn | Management | For | For |
| 1.4 | Elect Director Donald D. Snyder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| WILSHIRE BANCORP, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: WIBC
SECURITY ID: 97186T108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Koh | Management | For | For |
| 1.2 | Elect Director Donald Byun | Management | For | For |
| 1.3 | Elect Director Lawrence Jeon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | For | For |
| 4 | Amend Articles of Incorporation to Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| WINTRUST FINANCIAL CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: WTFC
SECURITY ID: 97650W108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter D. Crist | Management | For | For |
| 1.2 | Elect Director Bruce K. Crowther | Management | For | For |
| 1.3 | Elect Director Joseph F. Damico | Management | For | For |
| 1.4 | Elect Director Bert A. Getz, Jr. | Management | For | For |
| 1.5 | Elect Director H. Patrick Hackett, Jr | Management | For | For |
| 1.6 | Elect Director Scott K. Heitmann | Management | For | For |
| 1.7 | Elect Director Charles H. James III | Management | For | For |
| 1.8 | Elect Director Albin F. Moschner | Management | For | For |
| 1.9 | Elect Director Thomas J. Neis | Management | For | For |
| 1.10 | Elect Director Christopher J. Perry | Management | For | For |
| 1.11 | Elect Director Hollis W. Rademacher | Management | For | For |
| 1.12 | Elect Director Ingrid S. Stafford | Management | For | For |
| 1.13 | Elect Director Edward J. Wehmer | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| WSFS FINANCIAL CORPORATION
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: WSFS
SECURITY ID: 929328102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles G. Cheleden | Management | For | For |
| 1.2 | Elect Director Zissimos A. Frangopoulos | Management | For | For |
| 1.3 | Elect Director Dennis E. Klima | Management | For | For |
| 1.4 | Elect Director Mark A. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ZIONS BANCORPORATION
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: ZION
SECURITY ID: 989701107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jerry C. Atkin | Management | For | For |
| 2 | Elect Director Roger B. Porter | Management | For | For |
| 3 | Elect Director Stephen D. Quinn | Management | For | For |
| 4 | Elect Director L.E. Simmons | Management | For | For |
| 5 | Elect Director Shelley Thomas Williams | Management | For | For |
| 6 | Elect Director Steven C. Wheelwright | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
VOTE SUMMARY REPORT
SELECT BIOTECHNOLOGY PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACADIA PHARMACEUTICALS INC.
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: ACAD
SECURITY ID: 004225108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Borer | Management | For | For |
| 1.2 | Elect Director Mary Ann Gray, Ph.D. | Management | For | For |
| 1.3 | Elect Director Lester J. Kaplan, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: ACOR
SECURITY ID: 00484M106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ron Cohen | Management | For | For |
| 1.2 | Elect Director Lorin J. Randall | Management | For | For |
| 1.3 | Elect Director Steven M. Rauscher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ADOLOR CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: ADLR
SECURITY ID: 00724X102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Armando Anido | Management | For | Withhold |
| 1.2 | Elect Director Michael R. Dougherty | Management | For | Withhold |
| 1.3 | Elect Director George V. Hager, Jr. | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| AFFYMAX, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: AFFY
SECURITY ID: 00826A109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hollings C. Renton | Management | For | For |
| 1.2 | Elect Director John P. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| AGENUS INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: AGEN
SECURITY ID: 00847G101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Garo H. Armen, Ph.D. | Management | For | For |
| 1.2 | Elect Director Tom Dechaene | Management | For | For |
| 1.3 | Elect Director John N. Hatsopoulos | Management | For | Withhold |
| 2 | Approve Reverse Stock Split | Management | For | Against |
| 3 | Amend Deferred Compensation Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| AKORN, INC.
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: AKRX
SECURITY ID: 009728106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John N. Kapoor | Management | For | For |
| 1.2 | Elect Director Kenneth S. Abramowitz | Management | For | For |
| 1.3 | Elect Director Ronald M. Johnson | Management | For | For |
| 1.4 | Elect Director Steven J. Meyer | Management | For | For |
| 1.5 | Elect Director Brian Tambi | Management | For | For |
| 1.6 | Elect Director Alan Weinstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: ALXN
SECURITY ID: 015351109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 1.9 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ALIMERA SCIENCES, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: ALIM
SECURITY ID: 016259103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Daniel Myers | Management | For | For |
| 1.2 | Elect Director Calvin W. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ALKERMES, INC.
MEETING DATE: OCT 05, 2010 |
||||
|
TICKER: ALKS
SECURITY ID: 01642T108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Anstice | Management | For | Withhold |
| 1.2 | Elect Director Floyd E. Bloom | Management | For | For |
| 1.3 | Elect Director Robert A. Breyer | Management | For | For |
| 1.4 | Elect Director Geraldine Henwood | Management | For | For |
| 1.5 | Elect Director Paul J. Mitchell | Management | For | Withhold |
| 1.6 | Elect Director Richard F. Pops | Management | For | For |
| 1.7 | Elect Director Alexander Rich | Management | For | For |
| 1.8 | Elect Director Mark B. Skaletsky | Management | For | Withhold |
| 1.9 | Elect Director Michael A. Wall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ALLOS THERAPEUTICS, INC.
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: ALTH
SECURITY ID: 019777101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen J. Hoffman, Ph.D., M.D. | Management | For | For |
| 1.2 | Elect Director Paul L. Berns | Management | For | For |
| 1.3 | Elect Director Nishan de Silva, M.D. | Management | For | For |
| 1.4 | Elect Director Jeffrey R. Latts, M.D. | Management | For | For |
| 1.5 | Elect Director Jonathan S. Leff | Management | For | For |
| 1.6 | Elect Director Timothy P. Lynch | Management | For | For |
| 1.7 | Elect Director David M. Stout | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: ALNY
SECURITY ID: 02043Q107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Maraganore, Ph.D. | Management | For | For |
| 1.2 | Elect Director Paul R. Schimmel, Ph.D. | Management | For | For |
| 1.3 | Elect Director Phillip A. Sharp, Ph.D. | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| AMAG PHARMACEUTICALS, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: AMAG
SECURITY ID: 00163U106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph V. Bonventre, M.D., Ph.D. | Management | For | For |
| 1.2 | Elect Director Michael Narachi | Management | For | For |
| 1.3 | Elect Director Brian J.G. Pereira, M.D. | Management | For | For |
| 1.4 | Elect Director Robert J. Perez | Management | For | For |
| 1.5 | Elect Director Lesley Russell | Management | For | For |
| 1.6 | Elect Director Davey S. Scoon | Management | For | For |
| 1.7 | Elect Director Ron Zwanziger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| AMGEN INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: AMGN
SECURITY ID: 031162100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Vance D. Coffman | Management | For | For |
| 5 | Elect Director Rebecca M. Henderson | Management | For | For |
| 6 | Elect Director Frank C. Herringer | Management | For | For |
| 7 | Elect Director Gilbert S. Omenn | Management | For | For |
| 8 | Elect Director Judith C. Pelham | Management | For | For |
| 9 | Elect Director J. Paul Reason | Management | For | For |
| 10 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 11 | Elect Director Kevin W. Sharer | Management | For | For |
| 12 | Elect Director Ronald D. Sugar | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| AMYLIN PHARMACEUTICALS, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: AMLN
SECURITY ID: 032346108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adrian Adams | Management | For | For |
| 1.2 | Elect Director Teresa Beck | Management | For | For |
| 1.3 | Elect Director M. Kathleen Behrens | Management | For | For |
| 1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.5 | Elect Director Paul N. Clark | Management | For | For |
| 1.6 | Elect Director Paulo F. Costa | Management | For | For |
| 1.7 | Elect Director Alexander Denner | Management | For | For |
| 1.8 | Elect Director Karin Eastham | Management | For | For |
| 1.9 | Elect Director James R. Gavin III | Management | For | For |
| 1.10 | Elect Director Jay S. Skyler | Management | For | For |
| 1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ARADIGM CORPORATION
MEETING DATE: SEP 14, 2010 |
||||
|
TICKER: ARDM
SECURITY ID: 038505301
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| ARADIGM CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: ARDM
SECURITY ID: 038505301
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank H. Barker | Management | For | For |
| 1.2 | Elect Director Igor Gonda | Management | For | For |
| 1.3 | Elect Director Tamar D. Howson | Management | For | For |
| 1.4 | Elect Director John M. Siebert | Management | For | For |
| 1.5 | Elect Director Virgil D. Thompson | Management | For | For |
| 1.6 | Ratify Auditors | Management | For | For |
| ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: RDEA
SECURITY ID: 03969P107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
| 1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
| 1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 1.6 | Elect Director Barry D. Quart | Management | For | For |
| 1.7 | Elect Director Kevin C. Tang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: ARIA
SECURITY ID: 04033A100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jay R. LaMarche | Management | For | For |
| 1.2 | Elect Director Norbert G. Riedel, Ph.D. | Management | For | For |
| 1.3 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ARQULE, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: ARQL
SECURITY ID: 04269E107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald M. Lindsay | Management | For | For |
| 1.2 | Elect Director William G. Messenger | Management | For | For |
| 1.3 | Elect Director Patrick J. Zenner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AUXILIUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: AUXL
SECURITY ID: 05334D107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rolf A. Classon | Management | For | For |
| 1.2 | Elect Director Al Altomari | Management | For | For |
| 1.3 | Elect Director Armando Anido | Management | For | For |
| 1.4 | Elect Director Peter C. Brandt | Management | For | For |
| 1.5 | Elect Director Oliver S. Fetzer | Management | For | For |
| 1.6 | Elect Director Paul A. Friedman | Management | For | For |
| 1.7 | Elect Director Renato Fuchs | Management | For | For |
| 1.8 | Elect Director Nancy S. Lurker | Management | For | For |
| 1.9 | Elect Director William T. McKee | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AVANIR PHARMACEUTICALS, INC.
MEETING DATE: FEB 08, 2011 |
||||
|
TICKER: AVNR
SECURITY ID: 05348P401
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen G. Austin | Management | For | For |
| 1.2 | Elect Director Dennis G. Podlesak | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| AVEO PHARMACEUTICALS, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: AVEO
SECURITY ID: 053588109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.2 | Elect Director Ronald A. DePinho, M.D. | Management | For | For |
| 1.3 | Elect Director Anthony B. Evnin, Ph.D. | Management | For | For |
| 1.4 | Elect Director Nicholas G. Galakatos, Ph.D. | Management | For | For |
| 1.5 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.6 | Elect Director Raju Kucherlapati, Ph.D. | Management | For | For |
| 1.7 | Elect Director Henri A. Termeer | Management | For | For |
| 1.8 | Elect Director Kenneth E. Weg | Management | For | For |
| 1.9 | Elect Director Robert C. Young, M.D. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| BIOGEN IDEC INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: BIIB
SECURITY ID: 09062X103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 3 | Elect Director George A. Scangos | Management | For | For |
| 4 | Elect Director Lynn Schenk | Management | For | For |
| 5 | Elect Director Alexander J. Denner | Management | For | For |
| 6 | Elect Director Nancy L. Leaming | Management | For | For |
| 7 | Elect Director Richard C. Mulligan | Management | For | For |
| 8 | Elect Director Robert W. Pangia | Management | For | For |
| 9 | Elect Director Brian S. Posner | Management | For | For |
| 10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 12 | Elect Director William D. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Declassify the Board of Directors | Management | For | For |
| BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: BMRN
SECURITY ID: 09061G101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BIONOVO, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: BNVI
SECURITY ID: 090643206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Baxter, M.D . | Management | For | For |
| 1.2 | Elect Director George Butler, Ph.D. | Management | For | For |
| 1.3 | Elect Director Isaac Cohen | Management | For | For |
| 1.4 | Elect Director Louis Drapeau | Management | For | For |
| 1.5 | Elect Director Mary Tagliaferri, M.D. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| CADENCE PHARMACEUTICALS, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: CADX
SECURITY ID: 12738T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James C. Blair | Management | For | For |
| 1.2 | Elect Director Alan D. Frazier | Management | For | For |
| 1.3 | Elect Director Christopher J. Twomey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| CARDIOME PHARMA CORP.
MEETING DATE: JUN 06, 2011 |
||||
|
TICKER: COM
SECURITY ID: 14159U202
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert W. Rieder as Director | Management | For | For |
| 1.2 | Elect Jackie M. Clegg as Director | Management | For | For |
| 1.3 | Elect Peter W. Roberts as Director | Management | For | For |
| 1.4 | Elect Harold H. Shlevin as Director | Management | For | For |
| 1.5 | Elect Richard M. Glickman as Director | Management | For | For |
| 1.6 | Elect Douglass J. Janzen as Director | Management | For | For |
| 1.7 | Elect William L. Hunter as Director | Management | For | For |
| 2 | Approve KPMG, LLC as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CATALYST PHARMACEUTICAL PARTNERS, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: CPRX
SECURITY ID: 14888U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick J. McEnany | Management | For | For |
| 1.2 | Elect Director Philip H. Coelho | Management | For | For |
| 1.3 | Elect Director Hubert E. Huckel, M.D. | Management | For | For |
| 1.4 | Elect Director Charles B. O'Keeffe | Management | For | For |
| 1.5 | Elect Director David S. Tierney, M.D. | Management | For | For |
| 1.6 | Elect Director Milton J. Wallace | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| CELGENE CORPORATION
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: CELG
SECURITY ID: 151020104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Michael D. Casey | Management | For | For |
| 1.3 | Elect Director Carrie S. Cox | Management | For | For |
| 1.4 | Elect Director Rodman L. Drake | Management | For | For |
| 1.5 | Elect Director Michael A. Friedman | Management | For | For |
| 1.6 | Elect Director Gilla Kaplan | Management | For | For |
| 1.7 | Elect Director James J. Loughlin | Management | For | For |
| 1.8 | Elect Director Ernest Mario | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CEPHALON, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: CEPH
SECURITY ID: 156708109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director J. Kevin Buchi | Management | For | For |
| 2 | Elect Director William P. Egan | Management | For | For |
| 3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 4 | Elect Director Charles J. Homcy | Management | For | For |
| 5 | Elect Director Vaughn M. Kailian | Management | For | For |
| 6 | Elect Director Kevin E. Moley | Management | For | For |
| 7 | Elect Director Charles A. Sanders | Management | For | For |
| 8 | Elect Director Gail R. Wilensky | Management | For | For |
| 9 | Elect Director Dennis L. Winger | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| CEPHEID
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: CPHD
SECURITY ID: 15670R107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Easton | Management | For | For |
| 1.2 | Elect Director Hollings C. Renton | Management | For | For |
| 1.3 | Elect Director Glenn D. Steele, Jr., M.D., Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| CHELSEA THERAPEUTICS INTERNATIONAL, LTD.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: CHTP
SECURITY ID: 163428105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Simon Pedder | Management | For | For |
| 1.2 | Elect Director Michael Weiser | Management | For | For |
| 1.3 | Elect Director Kevan Clemens | Management | For | For |
| 1.4 | Elect Director Norman Hardman | Management | For | For |
| 1.5 | Elect Director Johnson Y.N. Lau | Management | For | For |
| 1.6 | Elect Director Roger Stoll | Management | For | For |
| 1.7 | Elect Director William Rueckert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| CHINA BIOLOGIC PRODUCTS, INC.
MEETING DATE: JUN 20, 2011 |
||||
|
TICKER: CBPO
SECURITY ID: 16938C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Siu Ling Chan | Management | For | For |
| 1.2 | Elect Director Chong Yang Li | Management | For | For |
| 1.3 | Elect Director Sean Shao | Management | For | For |
| 1.4 | Elect Director Xiangmin Cui | Management | For | For |
| 1.5 | Elect Director Tong Jun Lin | Management | For | For |
| 1.6 | Elect Director Bing Li | Management | For | For |
| 1.7 | Elect Director Wenfang Liu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| CLINICAL DATA, INC.
MEETING DATE: SEP 16, 2010 |
||||
|
TICKER: CLDA
SECURITY ID: 18725U109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randal J. Kirk | Management | For | For |
| 1.2 | Elect Director Andrew J. Fromkin | Management | For | For |
| 1.3 | Elect Director Larry D. Horner | Management | For | For |
| 1.4 | Elect Director Arthur B. Malman | Management | For | For |
| 1.5 | Elect Director Burton E. Sobel, M.d. | Management | For | For |
| 1.6 | Elect Director Scott L. Tarriff | Management | For | For |
| 1.7 | Elect Director Richard J. Wallace | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| CODEXIS, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: CDXS
SECURITY ID: 192005106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.2 | Elect Director Thomas R. Baruch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CORCEPT THERAPEUTICS INCORPORATED
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: CORT
SECURITY ID: 218352102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director G. Leonard Baker, Jr. | Management | For | For |
| 1.2 | Elect Director Joseph K. Belanoff, M.D. | Management | For | For |
| 1.3 | Elect Director Joseph C. Cook, Jr. | Management | For | For |
| 1.4 | Elect Director Patrick G. Enright | Management | For | For |
| 1.5 | Elect Director David L. Mahoney | Management | For | For |
| 1.6 | Elect Director Joseph L. Turner | Management | For | For |
| 1.7 | Elect Director James N. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| CUBIST PHARMACEUTICALS, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: CBST
SECURITY ID: 229678107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin Rosenberg | Management | For | For |
| 1.2 | Elect Director Matthew Singleton | Management | For | For |
| 1.3 | Elect Director Michael Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| DENDREON CORPORATION
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: DNDN
SECURITY ID: 24823Q107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard B. Brewer | Management | For | For |
| 1.2 | Elect Director Mitchell H. Gold | Management | For | For |
| 1.3 | Elect Director Pedro Granadillo | Management | For | For |
| 1.4 | Elect Director David C. Stump | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: JAN 05, 2011 |
||||
|
TICKER: DVAX
SECURITY ID: 268158102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: DVAX
SECURITY ID: 268158102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel Kisner | Management | For | For |
| 1.2 | Elect Director J. Tyler Martin | Management | For | For |
| 1.3 | Elect Director Stanley A. Plotkin | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ELAN CORPORATION PLC
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: DRX
SECURITY ID: 284131208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Robert Ingram as Director | Management | For | For |
| 3 | Reelect Giles Kerr as Director | Management | For | For |
| 4 | Reelect Kieran McGowan as Director | Management | For | For |
| 5 | Reelect Kyran McLaughlin as Director | Management | For | For |
| 6 | Reelect Dennis Selkoe as Director | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| 11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 12 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ENZON PHARMACEUTICALS, INC.
MEETING DATE: JUL 13, 2010 |
||||
|
TICKER: ENZN
SECURITY ID: 293904108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rolf A. Classon | Management | For | For |
| 1.2 | Elect Director Alexander J. Denner | Management | For | For |
| 1.3 | Elect Director Robert LeBuhn | Management | For | For |
| 1.4 | Elect Director Harold J. Levy | Management | For | For |
| 1.5 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.6 | Elect Director Robert C. Salisbury | Management | For | For |
| 1.7 | Elect Director Thomas F. Deuel | Management | For | For |
| 1.8 | Elect Director Richard A. Young | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | For | For |
| 4 | Ratify Auditors | Management | For | For |
| ENZON PHARMACEUTICALS, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ENZN
SECURITY ID: 293904108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alexander J. Denner | Management | For | For |
| 2 | Elect Director Richard C. Mulligan | Management | For | For |
| 3 | Elect Director Thomas F. Deuel | Management | For | For |
| 4 | Elect Director Robert LeBuhn | Management | For | For |
| 5 | Elect Director Harold J. Levy | Management | For | For |
| 6 | Elect Director Robert C. Salisbury | Management | For | For |
| 7 | Elect Director Richard A. Young | Management | For | For |
| 8 | Approve Omnibus Stock Plan | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EXELIXIS, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: EXEL
SECURITY ID: 30161Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank McCormick | Management | For | For |
| 1.2 | Elect Director Michael M. Morrissey | Management | For | For |
| 1.3 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.4 | Elect Director George A. Scangos | Management | For | For |
| 1.5 | Elect Director Lance Willsey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GENOMIC HEALTH, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: GHDX
SECURITY ID: 37244C101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randal W. Scott | Management | For | For |
| 1.2 | Elect Director Kimberly J. Popovits | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Fred E. Cohen | Management | For | For |
| 1.5 | Elect Director Samuel D. Colella | Management | For | For |
| 1.6 | Elect Director Ginger L. Graham | Management | For | For |
| 1.7 | Elect Director Randall S. Livingston | Management | For | For |
| 1.8 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| GILEAD SCIENCES, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: GILD
SECURITY ID: 375558103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Cogan | Management | For | For |
| 1.2 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Director James M. Denny | Management | For | For |
| 1.4 | Elect Director Carla A. Hills | Management | For | For |
| 1.5 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.6 | Elect Director John W. Madigan | Management | For | For |
| 1.7 | Elect Director John C. Martin | Management | For | For |
| 1.8 | Elect Director Gordon E. Moore | Management | For | For |
| 1.9 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.10 | Elect Director Richard J. Whitley | Management | For | For |
| 1.11 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.12 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HALOZYME THERAPEUTICS, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: HALO
SECURITY ID: 40637H109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.2 | Elect Director Kenneth J. Kelley | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: HGSI
SECURITY ID: 444903108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Colin Goddard | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director George J. Morrow | Management | For | For |
| 1.9 | Elect Director Gregory Norden | Management | For | For |
| 1.10 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.11 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| IMMUNOGEN, INC.
MEETING DATE: NOV 16, 2010 |
||||
|
TICKER: IMGN
SECURITY ID: 45253H101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Mitchel Sayare | Management | For | For |
| 2.2 | Elect Director David W. Carter | Management | For | For |
| 2.3 | Elect Director Mark Skaletsky | Management | For | For |
| 2.4 | Elect Director J.j. Villafranca | Management | For | For |
| 2.5 | Elect Director Nicole Onetto | Management | For | For |
| 2.6 | Elect Director Stephen C. McCluski | Management | For | For |
| 2.7 | Elect Director Richard J. Wallace | Management | For | For |
| 2.8 | Elect Director Daniel M. Junius | Management | For | For |
| 2.9 | Elect Director Howard H. Pien | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| INCYTE CORPORATION
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: INCY
SECURITY ID: 45337C102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard U. De Schutter | Management | For | For |
| 1.2 | Elect Director Barry M. Ariko | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Paul A. Brooke | Management | For | For |
| 1.5 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.6 | Elect Director Paul A. Friedman | Management | For | For |
| 1.7 | Elect Director John F. Niblack | Management | For | For |
| 1.8 | Elect Director Roy A. Whitfield | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| INHIBITEX, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: INHX
SECURITY ID: 45719T103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. James Barrett, Ph.D. | Management | For | For |
| 1.2 | Elect Director Russell M. Medford, M.D., Ph.D. | Management | For | For |
| 1.3 | Elect Director A. Keith Willard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| INTERMUNE, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ITMN
SECURITY ID: 45884X103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Louis Drapeau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| IRONWOOD PHARMACEUTICALS, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: IRWD
SECURITY ID: 46333X108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bryan E. Roberts, Ph.D. | Management | For | For |
| 1.2 | Elect Director Peter M. Hecht, Ph.D. | Management | For | For |
| 1.3 | Elect Director David E. Shaw | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| ISIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: ISIS
SECURITY ID: 464330109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Spencer R. Berthelsen | Management | For | For |
| 1.2 | Elect Director B. Lynne Parshall | Management | For | For |
| 1.3 | Elect Director Joseph H. Wender | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| JAZZ PHARMACEUTICALS, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: JAZZ
SECURITY ID: 472147107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul L. Berns | Management | For | For |
| 1.2 | Elect Director Bryan C. Cressey | Management | For | For |
| 1.3 | Elect Director Patrick G. Enright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| KERYX BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: KERX
SECURITY ID: 492515101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ron Bentsur | Management | For | For |
| 1.2 | Elect Director Kevin J. Cameron | Management | For | For |
| 1.3 | Elect Director Joseph M. Feczko, M.D. | Management | For | For |
| 1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.5 | Elect Director Jack Kaye | Management | For | For |
| 1.6 | Elect Director Michael P. Tarnok | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| LEXICON PHARMACEUTICALS, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: LXRX
SECURITY ID: 528872104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Samuel L. Barker | Management | For | For |
| 1.2 | Elect Director Christopher J. Sobecki | Management | For | For |
| 1.3 | Elect Director Judith L. Swain | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| LIGAND PHARMACEUTICALS INCORPORATED
MEETING DATE: SEP 09, 2010 |
||||
|
TICKER: LGND
SECURITY ID: 53220K207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| LIGAND PHARMACEUTICALS INCORPORATED
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: LGND
SECURITY ID: 53220K504
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jason Aryeh | Management | For | For |
| 1.2 | Elect Director Todd C. Davis | Management | For | For |
| 1.3 | Elect Director John L. Higgins | Management | For | For |
| 1.4 | Elect Director David M. Knott | Management | For | For |
| 1.5 | Elect Director John W. Kozarich | Management | For | For |
| 1.6 | Elect Director John L. Lamattina | Management | For | For |
| 1.7 | Elect Director Sunil Patel | Management | For | For |
| 1.8 | Elect Director Stephen L. Sabba | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| METABOLIX, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: MBLX
SECURITY ID: 591018809
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jay Kouba, Ph.D. | Management | For | Withhold |
| 1.2 | Elect Director Oliver P. Peoples, Ph.D. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| MICROMET, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: MITI
SECURITY ID: 59509C105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christian Itin, Ph.D. | Management | For | For |
| 1.2 | Elect Director Peter Johann, Ph.D. | Management | For | For |
| 1.3 | Elect Director Joseph P. Slattery | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MYREXIS INC
MEETING DATE: NOV 11, 2010 |
||||
|
TICKER: MYRX
SECURITY ID: 62856H107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adrian N. Hobden | Management | For | For |
| 1.2 | Elect Director Timothy R. Franson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| MYRIAD GENETICS, INC.
MEETING DATE: DEC 03, 2010 |
||||
|
TICKER: MYGN
SECURITY ID: 62855J104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Heiner Dreismann | Management | For | For |
| 1.2 | Elect Director Peter D. Meldrum | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: NBIX
SECURITY ID: 64125C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 1.3 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| 6 | Ratify Auditors | Management | For | For |
| NPS PHARMACEUTICALS, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: NPSP
SECURITY ID: 62936P103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael W. Bonney | Management | For | For |
| 1.2 | Elect Director Colin Broom | Management | For | For |
| 1.3 | Elect Director Pedro Granadillo | Management | For | For |
| 1.4 | Elect Director James G. Groninger | Management | For | For |
| 1.5 | Elect Director Donald E. Kuhla | Management | For | For |
| 1.6 | Elect Director Francois Nader | Management | For | For |
| 1.7 | Elect Director Rachel R. Selisker | Management | For | For |
| 1.8 | Elect Director Peter G. Tombros | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| NUPATHE INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: PATH
SECURITY ID: 67059M100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wayne P. Yetter | Management | For | For |
| 1.2 | Elect Director Michael Cola | Management | For | For |
| 1.3 | Elect Director Jeanne Cunicelli | Management | For | For |
| 1.4 | Elect Director William J. Federici | Management | For | For |
| 1.5 | Elect Director Jane H. Hollingsworth | Management | For | For |
| 1.6 | Elect Director Gary J. Kurtzman, M.D. | Management | For | For |
| 1.7 | Elect Director Robert P. Roche, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| ONYX PHARMACEUTICALS, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: ONXX
SECURITY ID: 683399109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director N. Anthony Coles | Management | For | For |
| 1.2 | Elect Director Magnus Lundberg | Management | For | For |
| 1.3 | Elect Director William R. Ringo | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| OPKO HEALTH, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: OPK
SECURITY ID: 68375N103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Phillip Frost, M.D. | Management | For | For |
| 1.2 | Elect Director Jane H. Hsiao, Ph.D. | Management | For | For |
| 1.3 | Elect Director Steven D. Rubin | Management | For | For |
| 1.4 | Elect Director Robert A. Baron | Management | For | For |
| 1.5 | Elect Director Thomas E. Beier | Management | For | For |
| 1.6 | Elect Director Pascal J. Goldschmidt, M.D. | Management | For | Withhold |
| 1.7 | Elect Director Richard A. Lerner, M.D. | Management | For | For |
| 1.8 | Elect Director John A. Paganelli | Management | For | For |
| 1.9 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
| 1.10 | Elect Director Alice Lin-Tsing Yu, M.D., Ph.D. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| OPTIMER PHARMACEUTICALS, INC.
MEETING DATE: APR 25, 2011 |
||||
|
TICKER: OPTR
SECURITY ID: 68401H104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony E. Altig | Management | For | For |
| 1.2 | Elect Director Michael N. Chang | Management | For | For |
| 1.3 | Elect Director Robert L. Zerbe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| OREXIGEN THERAPEUTICS, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: OREX
SECURITY ID: 686164104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eckard Weber, M.D. | Management | For | For |
| 1.2 | Elect Director Patrick J. Mahaffy | Management | For | For |
| 1.3 | Elect Director Michael A. Narachi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Increase Authorized Common Stock | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| PDL BIOPHARMA, INC.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: PDLI
SECURITY ID: 69329Y104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick Frank | Management | For | For |
| 1.2 | Elect Director Paul W. Sandman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PHARMASSET, INC.
MEETING DATE: MAR 23, 2011 |
||||
|
TICKER: VRUS
SECURITY ID: 71715N106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William J. Carney | Management | For | For |
| 1.2 | Elect Director P. Schaefer Price | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| POLYMEDIX, INC.
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: PYMX
SECURITY ID: 73174C100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas Landekic | Management | For | For |
| 1.2 | Elect Director Brian Anderson | Management | For | For |
| 1.3 | Elect Director Richard Bank | Management | For | For |
| 1.4 | Elect Director Michael E. Lewis | Management | For | For |
| 1.5 | Elect Director Stefan Loren | Management | For | For |
| 1.6 | Elect Director Shaun F. O'Malley | Management | For | For |
| 1.7 | Elect Director Douglas J. Swirsky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PROGENICS PHARMACEUTICALS, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: PGNX
SECURITY ID: 743187106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Crowley | Management | For | For |
| 1.2 | Elect Director Paul J. Maddon | Management | For | For |
| 1.3 | Elect Director Charles A. Baker | Management | For | For |
| 1.4 | Elect Director Mark R. Baker | Management | For | For |
| 1.5 | Elect Director Kurt W. Briner | Management | For | For |
| 1.6 | Elect Director Mark F. Dalton | Management | For | For |
| 1.7 | Elect Director Stephen P. Goff | Management | For | For |
| 1.8 | Elect Director David A. Scheinberg | Management | For | For |
| 1.9 | Elect Director Nicole S. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| QUESTCOR PHARMACEUTICALS, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: QCOR
SECURITY ID: 74835Y101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Don M. Bailey | Management | For | For |
| 1.2 | Elect Director Mitchell J. Blutt | Management | For | For |
| 1.3 | Elect Director Neal C. Bradsher | Management | For | For |
| 1.4 | Elect Director Stephen C. Farrell | Management | For | For |
| 1.5 | Elect Director Louis Silverman | Management | For | For |
| 1.6 | Elect Director Virgil D. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: REGN
SECURITY ID: 75886F107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alfred G. Gilman | Management | For | For |
| 1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
| 1.3 | Elect Director Christine A. Poon | Management | For | For |
| 1.4 | Elect Director P. Roy Vagelos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| RIGEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: RIGL
SECURITY ID: 766559603
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Walter H. Moos, Ph.D. | Management | For | For |
| 1.2 | Elect Director Hollings C. Renton | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin, M.D. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| SANGAMO BIOSCIENCES, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: SGMO
SECURITY ID: 800677106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward O. Lanphier II | Management | For | For |
| 1.2 | Elect Director Paul B. Cleveland | Management | For | For |
| 1.3 | Elect Director Stephen G. Dilly | Management | For | For |
| 1.4 | Elect Director John W. Larson | Management | For | For |
| 1.5 | Elect Director Steven J. Mento | Management | For | For |
| 1.6 | Elect Director William R. Ringo | Management | For | For |
| 1.7 | Elect Director Thomas G. Wiggans | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| SAVIENT PHARMACEUTICALS, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: SVNT
SECURITY ID: 80517Q100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ginger Constantine | Management | For | For |
| 1.2 | Elect Director Alan L. Heller | Management | For | For |
| 1.3 | Elect Director Stephen O. Jaeger | Management | For | For |
| 1.4 | Elect Director John H. Johnson | Management | For | For |
| 1.5 | Elect Director Lee S. Simon | Management | For | For |
| 1.6 | Elect Director Virgil Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| SEATTLE GENETICS, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: SGEN
SECURITY ID: 812578102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director David W. Gryska | Management | For | For |
| 1.3 | Elect Director John P. McLaughlin | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SEQUENOM, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: SQNM
SECURITY ID: 817337405
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ernst-Gunter Afting, Ph.D., M.D. | Management | For | For |
| 1.2 | Elect Director Kenneth F. Buechler, Ph.D. | Management | For | For |
| 1.3 | Elect Director John A. Fazio | Management | For | For |
| 1.4 | Elect Director Harry F. Hixson, Jr., Ph.D. | Management | For | For |
| 1.5 | Elect Director Richard A. Lerner, M.D. | Management | For | For |
| 1.6 | Elect Director Ronald M. Lindsay, Ph.D. | Management | For | For |
| 1.7 | Elect Director David Pendarvis | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| SIGA TECHNOLOGIES, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: SIGA
SECURITY ID: 826917106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric A. Rose, M.D. | Management | For | For |
| 1.2 | Elect Director James J. Antal | Management | For | For |
| 1.3 | Elect Director Michael J. Bayer | Management | For | For |
| 1.4 | Elect Director William C. Bevins | Management | For | For |
| 1.5 | Elect Director Thomas E. Constance | Management | For | For |
| 1.6 | Elect Director Joseph W. 'Chip' Marshall, III | Management | For | For |
| 1.7 | Elect Director Paul G. Savas | Management | For | For |
| 1.8 | Elect Director Bruce Slovin | Management | For | For |
| 1.9 | Elect Director Andrew L. Stern | Management | For | For |
| 1.10 | Elect Director Frances Fragos Townsend | Management | For | For |
| 1.11 | Elect Director Michael A. Weiner, M.D. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| TARGACEPT, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: TRGT
SECURITY ID: 87611R306
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. James Barrett | Management | For | For |
| 1.2 | Elect Director Julia R. Brown | Management | For | For |
| 1.3 | Elect Director J. Donald DeBethizy | Management | For | For |
| 1.4 | Elect Director John P. Richard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| THE MEDICINES COMPANY
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: MDCO
SECURITY ID: 584688105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Clive A. Meanwell | Management | For | For |
| 1.3 | Elect Director Elizabeth H.S. Wyatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| THERAVANCE, INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: THRX
SECURITY ID: 88338T104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Drazan | Management | For | For |
| 1.3 | Elect Director Henrietta Holsman Fore | Management | For | For |
| 1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.5 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.6 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
| 1.7 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
| 1.8 | Elect Director William H. Waltrip | Management | For | For |
| 1.9 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
| 1.10 | Elect Director William D. Young | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| THRESHOLD PHARMACEUTICALS, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: THLD
SECURITY ID: 885807206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
| 1.2 | Elect Director Harold E. Selick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: UTHR
SECURITY ID: 91307C102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond Dwek | Management | For | For |
| 1.2 | Elect Director Roger Jeffs | Management | For | For |
| 1.3 | Elect Director Christopher Patusky | Management | For | For |
| 1.4 | Elect Director Tommy Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: VRTX
SECURITY ID: 92532F100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew W. Emmens | Management | For | For |
| 1.2 | Elect Director Magaret G. McGlynn | Management | For | For |
| 1.3 | Elect Director Wayne J. Riley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| VICAL INCORPORATED
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: VICL
SECURITY ID: 925602104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert C. Merton, Ph.D. | Management | For | Withhold |
| 1.2 | Elect Director Vijay B. Samant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| VIROPHARMA INCORPORATED
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: VPHM
SECURITY ID: 928241108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Leone | Management | For | For |
| 1.2 | Elect Director Vincent J. Milano | Management | For | For |
| 1.3 | Elect Director Howard H. Pien | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| XENON PHARMACEUTICALS INC
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER:
SECURITY ID: 98799P236
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Michael Tarnow as Director | Management | For | For |
| 1.2 | Elect Mohammad Azab as Director | Management | For | For |
| 1.3 | Elect Christopher B. Ehrlich as Director | Management | For | For |
| 1.4 | Elect Michael Hayden as Director | Management | For | For |
| 1.5 | Elect Frank Holler as Director | Management | For | For |
| 1.6 | Elect Johnston L. Evans as Director | Management | For | For |
| 1.7 | Elect Gary Patou as Director | Management | For | For |
| 1.8 | Elect Simon N. Pimstone as Director | Management | For | For |
| 1.9 | Elect Evan Stein as Director | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| XENOPORT, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: XNPT
SECURITY ID: 98411C100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald W. Barrett, Ph.D. | Management | For | For |
| 1.2 | Elect Director Jeryl L. Hilleman | Management | For | For |
| 1.3 | Elect Director Wendell Wierenga, Ph.D. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: ZIOP
SECURITY ID: 98973P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Lewis, M.D., Ph.D. | Management | For | For |
| 1.2 | Elect Director Richard E. Bagley | Management | For | For |
| 1.3 | Elect Director Murray Brennan, M.D. | Management | For | For |
| 1.4 | Elect Director James A. Cannon | Management | For | For |
| 1.5 | Elect Director Senator Wyche Fowler, Jr. | Management | For | For |
| 1.6 | Elect Director Randal J. Kirk | Management | For | For |
| 1.7 | Elect Director Timothy McInerney | Management | For | For |
| 1.8 | Elect Director Michael Weiser, M.D., Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ZOGENIX, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: ZGNX
SECURITY ID: 98978L105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Louis C. Bock | Management | For | For |
| 1.2 | Elect Director Cam L. Garner | Management | For | For |
| 1.3 | Elect Director Mark Wiggins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VOTE SUMMARY REPORT
SELECT BROKERAGE AND INVESTMENT MANAGEMENT PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AFFILIATED MANAGERS GROUP, INC.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: AMG
SECURITY ID: 008252108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Samuel T. Byrne | Management | For | For |
| 1.2 | Elect Director Dwight D. Churchill | Management | For | For |
| 1.3 | Elect Director Sean M. Healey | Management | For | For |
| 1.4 | Elect Director Harold J. Meyerman | Management | For | For |
| 1.5 | Elect Director William J. Nutt | Management | For | For |
| 1.6 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.7 | Elect Director Patrick T. Ryan | Management | For | For |
| 1.8 | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: AMP
SECURITY ID: 03076C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Siri S. Marshall | Management | For | For |
| 2 | Elect Director W. Walker Lewis | Management | For | For |
| 3 | Elect Director William H. Turner | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| ARES CAPITAL CORPORATION
MEETING DATE: JUN 06, 2011 |
||||
|
TICKER: ARCC
SECURITY ID: 04010L103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Arougheti | Management | For | For |
| 1.2 | Elect Director Ann Torre Bates | Management | For | For |
| 1.3 | Elect Director Kenneth R. Heitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Sale of Common Stock Below Net Asset Value | Management | For | For |
| 4 | Amend Investment Advisory and Management Agreement Pursuant to the Hurdle Amendment | Management | For | For |
| 5 | Amend Investment Advisory and Management Agreement Pursuant to the Capital Gains Amendment | Management | For | For |
| ARTIO GLOBAL INVESTORS INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: ART
SECURITY ID: 04315B107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elizabeth Buse | Management | For | For |
| 1.2 | Elect Director Francis Ledwidge | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BLACKROCK KELSO CAPITAL CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: BKCC
SECURITY ID: 092533108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerrold B. Harris | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| BLACKROCK, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: BLK
SECURITY ID: 09247X101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Murry S. Gerber | Management | For | For |
| 1.2 | Elect Director James Grosfeld | Management | For | For |
| 1.3 | Elect Director Deryck Maughan | Management | For | For |
| 1.4 | Elect Director Thomas K. Montag | Management | For | For |
| 1.5 | Elect Director Linda Gosden Robinson | Management | For | For |
| 1.6 | Elect Director John S. Varley | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BURSA MALAYSIA BHD.
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: BURSA
SECURITY ID: Y1028U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Elect Thillainathan a/l Ramasamy as Director | Management | For | For |
| 3 | Elect Izham bin Yusoff as Director | Management | For | For |
| 4 | Elect Wong Puan Wah @ Wong Sulong as Director | Management | For | For |
| 5 | Elect Cheah Tek Kuang as Director | Management | For | For |
| 6 | Elect Tajuddin bin Atan as Director | Management | For | For |
| 7 | Approve Final Dividend of MYR 0.105 Per Share for the Financial Year Ended Dec. 31, 2010 | Management | For | For |
| 8 | Approve Remuneration of Directors for the Financial Year Ended Dec. 31, 2010 | Management | For | For |
| 9 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Elect Mohamed Dzaiddin bin Haji Abdullah as Director | Management | For | For |
| BURSA MALAYSIA BHD.
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: BURSA
SECURITY ID: Y1028U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Clause 5 of the Memorandum of Association Re: Superannuation Funds and Other Pension Funds | Management | For | For |
| 1 | Approve Establishment of a Share Grant Plan (Proposed SGP) | Management | For | Against |
| 2 | Approve Grant of up to 2.8 Million New Ordinary Shares to Tajuddin bin Atan, CEO, Under the Proposed SGP | Management | For | Against |
| CHINA FINANCE ONLINE CO., LTD.
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: JRJC
SECURITY ID: 169379104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve to Re-Elect Hugo Shong as Director | Management | For | For |
| 1.2 | Approve to Re-Elect Ling Wang as Director | Management | For | For |
| 2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Independent Auditors and to Authorize the Board to Determine Their Remuneration | Management | For | For |
| 3 | Approve Audited Consolidated Financial Statements for the Fiscal Year Ending on December 31, 2010 Together with the Reports of the Directors and the Auditors | Management | For | For |
| 4 | Authorize the Board of Directors during the Next Year to Issue Ordinary Shares or Preferred Shares | Management | For | Abstain |
| CITIGROUP INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: C
SECURITY ID: 172967101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Michael E. O'Neill | Management | For | For |
| 6 | Elect Director Vikram S. Pandit | Management | For | For |
| 7 | Elect Director Richard D. Parsons | Management | For | For |
| 8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 9 | Elect Director Judith Rodin | Management | For | For |
| 10 | Elect Director Robert L. Ryan | Management | For | For |
| 11 | Elect Director Anthony M. Santomero | Management | For | For |
| 12 | Elect Director Diana L. Taylor | Management | For | For |
| 13 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 14 | Elect Director Ernesto Zedillo | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Approve Reverse Stock Split | Management | For | For |
| 21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 22 | Report on Political Contributions | Shareholder | Against | Abstain |
| 23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
| 24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC)
MEETING DATE: JUL 02, 2010 |
||||
|
TICKER: CLE
SECURITY ID: G2311R103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles Re: Scheme of Arrangement | Management | For | For |
| CLIMATE EXCHANGE PLC (FRM. CHICAGO ENVIRONMENTAL PLC)
MEETING DATE: JUL 02, 2010 |
||||
|
TICKER: CLE
SECURITY ID: G2311R103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| COMERICA INCORPORATED
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: CMA
SECURITY ID: 200340107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Roger A. Cregg | Management | For | For |
| 2 | Elect Director T. Kevin DeNicola | Management | For | For |
| 3 | Elect Director Alfred A. Piergallini | Management | For | For |
| 4 | Elect Director Nina G. Vaca | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| E*TRADE FINANCIAL CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: ETFC
SECURITY ID: 269246401
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Frederick W. Kanner | Management | For | For |
| 2 | Elect Director Joseph M. Velli | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| EVERCORE PARTNERS INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: EVR
SECURITY ID: 29977A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger C. Altman | Management | For | For |
| 1.2 | Elect Director Pedro Aspe | Management | For | For |
| 1.3 | Elect Director Richard I. Beattie | Management | For | For |
| 1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
| 1.5 | Elect Director Gail B. Harris | Management | For | For |
| 1.6 | Elect Director Curt Hessler | Management | For | For |
| 1.7 | Elect Director Anthony N. Pritzker | Management | For | For |
| 1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| FRANKLIN RESOURCES, INC.
MEETING DATE: MAR 15, 2011 |
||||
|
TICKER: BEN
SECURITY ID: 354613101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Samuel H. Armacost | Management | For | For |
| 2 | Elect Director Charles Crocker | Management | For | For |
| 3 | Elect Director Joseph R. Hardiman | Management | For | For |
| 4 | Elect Director Charles B. Johnson | Management | For | For |
| 5 | Elect Director Gregory E. Johnson | Management | For | For |
| 6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 7 | Elect Director Mark C. Pigott | Management | For | For |
| 8 | Elect Director Chutta Ratnathicam | Management | For | For |
| 9 | Elect Director Peter M. Sacerdote | Management | For | For |
| 10 | Elect Director Laura Stein | Management | For | For |
| 11 | Elect Director Anne M. Tatlock | Management | For | For |
| 12 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: GNW
SECURITY ID: 37247D106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Steven W. Alesio | Management | For | For |
| 2 | Elect Director William H. Bolinder | Management | For | For |
| 3 | Elect Director Michael D. Fraizer | Management | For | For |
| 4 | Elect Director Nancy J. Karch | Management | For | For |
| 5 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
| 6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 7 | Elect Director Christine B. Mead | Management | For | For |
| 8 | Elect Director Thomas E. Moloney | Management | For | For |
| 9 | Elect Director James A. Parke | Management | For | For |
| 10 | Elect Director James S. Riepe | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| GFI GROUP INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: GFIG
SECURITY ID: 361652209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Gooch | Management | For | For |
| 1.2 | Elect Director Marisa Cassoni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: SEP 21, 2010 |
||||
|
TICKER: 01398
SECURITY ID: ADPV10686
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Approve Type and Nominal Value of the Rights Shares | Management | For | For |
| 1b | Approve Proportion and Number of the Rights Shares to be Issued | Management | For | For |
| 1c | Approve Subscription Price for the Rights Shares | Management | For | For |
| 1d | Approve Target Subscribers for the Rights Issue | Management | For | For |
| 1e | Approve Use of Proceeds | Management | For | For |
| 1f | Approve Effective Period of the Resolution | Management | For | For |
| 1g | Approve Authorization for the Rights Issue | Management | For | For |
| 2 | Approve Arrangements for the Accumulated Undistributed Profits Prior to the Completion of the Rights Issue of A Shares and H Shares | Management | For | For |
| 3 | Approve Feasibility Analysis Report on Use of Proceeds from the Rights Issue of A Shares and H Shares | Management | For | For |
| 4 | Approve Report on Utilization of Proceeds from Previous Issuances | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Directors and Supervisors | Management | For | For |
| 6 | Elect Xu Shanda as Independent Non-Executive Director | Management | For | Against |
| 7 | Elect Li Xiaopeng as Executive Director | Shareholder | None | Against |
| 8 | Approve Utilization of Proceeds from the Previous Issuance of A Share Convertible Bonds | Shareholder | None | For |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
MEETING DATE: SEP 21, 2010 |
||||
|
TICKER: 01398
SECURITY ID: ADPV10686
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Approve Types and Nominal Value of Securities to be Issued in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
| 1b | Approve Proportion and Number of Shares to be Issued in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
| 1c | Approve Subscription Price and Basis for Price Determination in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
| 1d | Approve Target Subscribers in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
| 1e | Approve Amount and Use of Proceeds in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
| 1f | Approve Effective Period of the Resolutions in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
| 1g | Approve Authorization for the Rights Issue in Relation to the Rights Issue of A Shares and H Shares | Management | For | For |
| INVESCO LTD.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: IVZ
SECURITY ID: G491BT108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rex D. Adams | Management | For | For |
| 1.2 | Elect Director John Banham | Management | For | For |
| 1.3 | Elect Director Denis Kessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JANUS CAPITAL GROUP INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: JNS
SECURITY ID: 47102X105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Paul F. Balser | Management | For | Against |
| 2 | Elect Director Jeffrey J. Diermeier | Management | For | Against |
| 3 | Elect Director Glenn S. Schafer | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| JEFFERIES GROUP, INC.
MEETING DATE: MAY 09, 2011 |
||||
|
TICKER: JEF
SECURITY ID: 472319102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard B. Handler | Management | For | For |
| 1.2 | Elect Director Brian P. Friedman | Management | For | For |
| 1.3 | Elect Director W. Patrick Campbell | Management | For | For |
| 1.4 | Elect Director Ian M. Cumming | Management | For | For |
| 1.5 | Elect Director Richard G. Dooley | Management | For | For |
| 1.6 | Elect Director Robert E. Joyal | Management | For | For |
| 1.7 | Elect Director Michael T. O'Kane | Management | For | For |
| 1.8 | Elect Director Joseph S. Steinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: JPM
SECURITY ID: 46625H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Crandall C. Bowles | Management | For | For |
| 2 | Elect Director Stephen B. Burke | Management | For | For |
| 3 | Elect Director David M. Cote | Management | For | For |
| 4 | Elect Director James S. Crown | Management | For | For |
| 5 | Elect Director James Dimon | Management | For | For |
| 6 | Elect Director Ellen V. Futter | Management | For | For |
| 7 | Elect Director William H. Gray, III | Management | For | For |
| 8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 9 | Elect Director David C. Novak | Management | For | For |
| 10 | Elect Director Lee R. Raymond | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 18 | Report on Loan Modifications | Shareholder | Against | Against |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| 20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| LEGG MASON, INC.
MEETING DATE: JUL 27, 2010 |
||||
|
TICKER: LM
SECURITY ID: 524901105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John T. Cahill | Management | For | For |
| 1.2 | Elect Director Dennis R. Beresford | Management | For | For |
| 1.3 | Elect Director Nelson Peltz | Management | For | For |
| 1.4 | Elect Director W. Allen Reed | Management | For | For |
| 1.5 | Elect Director Nicholas J. St. George | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Any Short-term Incentive Plans (STIP) as Applied to Senior Executives | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| MASTERCARD INCORPORATED
MEETING DATE: SEP 21, 2010 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Amend Board Qualifications | Management | For | For |
| 4 | Amend Stock Ownership Limitations | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6.1 | Elect Director Nancy J. Karch | Management | For | For |
| 6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 6.3 | Elect Director Edward Suning Tian | Management | For | For |
| 6.4 | Elect Director Silvio Barzi | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| MASTERCARD INCORPORATED
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Marc Olivie | Management | For | For |
| 2 | Elect Director Rima Qureshi | Management | For | For |
| 3 | Elect Director Mark Schwartz | Management | For | For |
| 4 | Elect Director Jackson P. Tai | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| MCG CAPITAL CORPORATION
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: MCGC
SECURITY ID: 58047P107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wallace B. Millner, III | Management | For | For |
| 1.2 | Elect Director Richard W. Neu | Management | For | For |
| 1.3 | Elect Director B. Hagen Saville | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MF GLOBAL HOLDINGS LTD
MEETING DATE: AUG 12, 2010 |
||||
|
TICKER: MF
SECURITY ID: 55277J108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David P. Bolger | Management | For | For |
| 2 | Elect Director Jon S. Corzine | Management | For | For |
| 3 | Elect Director Eileen S. Fusco | Management | For | For |
| 4 | Elect Director David Gelber | Management | For | For |
| 5 | Elect Director Martin J. Glynn | Management | For | For |
| 6 | Elect Director Edward L. Goldberg | Management | For | For |
| 7 | Elect Director David I. Schamis | Management | For | For |
| 8 | Elect Director Robert S. Sloan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| MORGAN STANLEY
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: MS
SECURITY ID: 617446448
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance Jr. | Management | For | For |
| 6 | Elect Director C. Robert Kidder | Management | For | For |
| 7 | Elect Director John J. Mack | Management | For | For |
| 8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 9 | Elect Director Hutham S. Olayan | Management | For | For |
| 10 | Elect Director James. W. Owens | Management | For | For |
| 11 | Elect Director O. Griffith Sexton | Management | For | For |
| 12 | Elect Director Masaaki Tanaka | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NORTHERN TRUST CORPORATION
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: NTRS
SECURITY ID: 665859104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Robert C. McCormack | Management | For | For |
| 1.7 | Elect Director Edward J. Mooney | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect DirectorMartin P. Slark | Management | For | For |
| 1.10 | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa | Management | For | For |
| 1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: OZM
SECURITY ID: 67551U105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joel M. Frank | Management | For | For |
| 1.2 | Elect Director Allan S. Bufferd | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ONLINE RESOURCES CORPORATION
MEETING DATE: JUL 01, 2010 |
||||
|
TICKER: ORCC
SECURITY ID: 68273G101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald W. Layden, Jr. | Management | For | For |
| 1.2 | Elect Director Ervin R. Shames | Management | For | For |
| 1.3 | Elect Director Barry D. Wessler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| PENNANTPARK INVESTMENT CORPORATION
MEETING DATE: FEB 01, 2011 |
||||
|
TICKER: PNNT
SECURITY ID: 708062104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marshall Brozost | Management | For | For |
| 1.2 | Elect Director Samuel L. Katz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Sale of Common Stock Below Net Asset Value | Management | For | For |
| REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: RF
SECURITY ID: 7591EP100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director Carolyn H. Byrd | Management | For | For |
| 4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
| 5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 6 | Elect Director Don DeFosset | Management | For | Against |
| 7 | Elect Director Eric C. Fast | Management | For | For |
| 8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 9 | Elect Director Charles D. McCrary | Management | For | For |
| 10 | Elect Director James R. Malone | Management | For | Against |
| 11 | Elect Director Susan W. Matlock | Management | For | Against |
| 12 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 13 | Elect Director John R. Roberts | Management | For | For |
| 14 | Elect Director Lee J. Styslinger III | Management | For | Against |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| STATE STREET CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: STT
SECURITY ID: 857477103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director K. Burnes | Management | For | For |
| 2 | Elect Director P. Coym | Management | For | For |
| 3 | Elect Director P. De Saint-Aignan | Management | For | For |
| 4 | Elect Director A. Fawcett | Management | For | For |
| 5 | Elect Director D. Gruber | Management | For | For |
| 6 | Elect Director L. Hill | Management | For | For |
| 7 | Elect Director J. Hooley | Management | For | For |
| 8 | Elect Director R. Kaplan | Management | For | For |
| 9 | Elect Director C. LaMantia | Management | For | For |
| 10 | Elect Director R. Sergel | Management | For | For |
| 11 | Elect Director R. Skates | Management | For | For |
| 12 | Elect Director G. Summe | Management | For | For |
| 13 | Elect Director R. Weissman | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| SWS GROUP, INC.
MEETING DATE: NOV 18, 2010 |
||||
|
TICKER: SWS
SECURITY ID: 78503N107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Don A. Buchholz | Management | For | For |
| 1.2 | Elect Director Robert A. Buchholz | Management | For | For |
| 1.3 | Elect Director Brodie L. Cobb | Management | For | For |
| 1.4 | Elect Director I.D. Flores III | Management | For | For |
| 1.5 | Elect Director Larry A. Jobe | Management | For | For |
| 1.6 | Elect Director Frederick R. Meyer | Management | For | For |
| 1.7 | Elect Director Mike Moses | Management | For | For |
| 1.8 | Elect Director James H. Ross | Management | For | For |
| 1.9 | Elect Director Joel T. Williams III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| SWS GROUP, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: SWS
SECURITY ID: 78503N107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| SYNOVUS FINANCIAL CORP.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: SNV
SECURITY ID: 87161C105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Catherine A. Allen | Management | For | For |
| 2 | Elect Director Richard E. Anthony | Management | For | For |
| 3 | Elect Director James H. Blanchard | Management | For | For |
| 4 | Elect Director Richard Y. Bradley | Management | For | For |
| 5 | Elect Director Frank W. Brumley | Management | For | For |
| 6 | Elect Director Elizabeth W. Camp | Management | For | For |
| 7 | Elect Director T. Michael Goodrich | Management | For | For |
| 8 | Elect Director V. Nathaniel Hansford | Management | For | For |
| 9 | Elect Director Mason H. Lampton | Management | For | For |
| 10 | Elect Director H. Lynn Page | Management | For | For |
| 11 | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
| 12 | Elect Director J. Neal Purcell | Management | For | For |
| 13 | Elect Director Kessel D. Stelling, Jr. | Management | For | For |
| 14 | Elect Director Melvin T. Stith | Management | For | For |
| 15 | Elect Director Philip W. Tomlinson | Management | For | For |
| 16 | Elect Director James D. Yancey | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 19 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| 20 | Approve Nonqualified Director Stock Purchase Plan | Management | For | Against |
| 21 | Ratify Auditors | Management | For | For |
| 22 | If you Own, in all Capacities, More than 1,139,063 Common Shares, Please vote FOR. If you DO NOT Own, in all Capacities, More than 1,139,063 Common Shares, Please vote AGAINST | Management | None | Against |
| 23 | If you voted FOR Item 22, vote FOR this item if you acquired Morethan 1,136,063 Common Shares since 2/17/07. If you DID NOT acquire More than 1,139,063 since 2/17/07, vote AGAINST to confirm that shares Represented by Proxy are Entitled 10 Votes per share | Management | None | Abstain |
| TD AMERITRADE HOLDING CORPORATION
MEETING DATE: FEB 16, 2011 |
||||
|
TICKER: AMTD
SECURITY ID: 87236Y108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Joe Ricketts | Management | For | For |
| 1.2 | ElectDirector Dan W. Cook III | Management | For | For |
| 1.3 | Elect Director Joseph H. Moglia | Management | For | For |
| 1.4 | Elect Director Wilbur J. Prezzano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 12, 2011 |
||||
|
TICKER: BK
SECURITY ID: 064058100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ruth E. Bruch | Management | For | For |
| 2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 3 | Elect Director Gerald L. Hassell | Management | For | For |
| 4 | Elect Director Edmund F. Kelly | Management | For | For |
| 5 | Elect Director Robert P. Kelly | Management | For | For |
| 6 | Elect Director Richard J. Kogan | Management | For | For |
| 7 | Elect Director Michael J. Kowalski | Management | For | For |
| 8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 9 | Elect Director Mark A. Nordenberg | Management | For | For |
| 10 | Elect Director Catherine A. Rein | Management | For | For |
| 11 | Elect Director William C. Richardson | Management | For | For |
| 12 | Elect Director Samuel C. Scott III | Management | For | For |
| 13 | Elect Director John P. Surma | Management | For | For |
| 14 | Elect Director Wesley W. von Schack | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: GS
SECURITY ID: 38141G104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 2 | Elect Director John H. Bryan | Management | For | For |
| 3 | Elect Director Gary D. Cohn | Management | For | For |
| 4 | Elect Director Claes Dahlback | Management | For | For |
| 5 | Elect Director Stephen Friedman | Management | For | For |
| 6 | Elect Director William W. George | Management | For | For |
| 7 | Elect Director James A. Johnson | Management | For | For |
| 8 | Elect Director Lois D. Juliber | Management | For | For |
| 9 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 10 | Elect Director James J. Schiro | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Review Executive Compensation | Shareholder | Against | Against |
| 18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| UBS AG
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: UBSN
SECURITY ID: H89231338
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1a | Reelect Kaspar Villiger as Director | Management | For | Did Not Vote |
| 4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
| 4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
| 4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
| 4.1e | Reelect Bruno Gehrig as Director | Management | For | Did Not Vote |
| 4.1f | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
| 4.1g | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
| 4.1h | Reelect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
| 4.1i | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
| 4.1j | Reelect William Parrett as Director | Management | For | Did Not Vote |
| 4.2 | Elect Joseph Yam as Director | Management | For | Did Not Vote |
| 4.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| VISA INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: V
SECURITY ID: 92826C839
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3.1 | Elect Director Gary P. Coughlan | Management | For | For |
| 3.2 | Elect Director Mary B. Cranston | Management | For | For |
| 3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 3.4 | Elect Director Robert W. Matschullat | Management | For | For |
| 3.5 | Elect Director Cathy E. Minehan | Management | For | For |
| 3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 3.7 | Elect Director David J. Pang | Management | For | For |
| 3.8 | Elect Director Joseph W. Saunders | Management | For | For |
| 3.9 | Elect Director William S. Shanahan | Management | For | For |
| 3.10 | Elect Director John A. Swainson | Management | For | For |
| 4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 4.2 | Elect Director Joseph W. Saunders | Management | For | For |
| 4.3 | Elect Director John A. Swainson | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT CHEMICALS PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: APD
SECURITY ID: 009158106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
| 1.2 | Elect Director Michael J. Donahue | Management | For | For |
| 1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
| 1.4 | Elect Director Lawrence S. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| AIRGAS, INC.
MEETING DATE: SEP 15, 2010 |
||||
|
TICKER: ARG
SECURITY ID: 009363102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Elect Director Peter McCausland | Management | For | For |
| 1.2 | Elect Director W. Thacher Brown | Management | For | For |
| 1.3 | Elect Director Richard C. Ill | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Implementation of Director Disqualifying Requirements | Shareholder | Against | Against |
| 5 | Change Date of Annual Meeting | Shareholder | Against | Against |
| 6 | Repeal Bylaws Amendments Adopted after April 7, 2010 | Shareholder | Against | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1.1 | Elect Director John P. Clancey | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Robert L. Lumpkins | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Ted B. Miller | Shareholder | For | Did Not Vote |
| 2 | Approve Implementation of Director Disqualifying Requirements | Shareholder | For | Did Not Vote |
| 3 | Change Date of Annual Meeting | Shareholder | For | Did Not Vote |
| 4 | Repeal Bylaws Amendments Adopted after April 7, 2010 | Shareholder | For | Did Not Vote |
| 5 | Ratify Auditors | Management | None | Did Not Vote |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | None | Did Not Vote |
| ARKEMA
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: AKE
SECURITY ID: F0392W125
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Isabelle Kocher as Director | Management | For | For |
| 6 | Reelect Francois Enaud as Director | Management | For | For |
| 7 | Reelect Laurent Mignon as Director | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Amend Article 10.1.3 of Bylaws Re: Age Limit for Directors | Management | For | For |
| 11 | Amend Article 8.2 of Bylaws Re: Share Ownership Disclosure Thresholds | Management | For | For |
| 12 | Amend Article 16.5 of Bylaws Re: Attendance to General Meetings | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ASHLAND INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: ASH
SECURITY ID: 044209104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen Ligocki | Management | For | For |
| 1.2 | Elect Director James J. O'Brien | Management | For | For |
| 1.3 | Elect Director Barry W. Perry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| BASF SE
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: BAS
SECURITY ID: D06216317
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
| 6 | Elect Anke Schaeferkordt to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Audit Committee of the Supervisory Board | Management | For | For |
| 8 | Approve Affiliation Agreement with Subsidiary Styrolution GmbH | Management | For | For |
| 9 | Approve Affiliation Agreement with Subsidiary BASF US Verwaltung GmbH | Management | For | For |
| CABOT CORPORATION
MEETING DATE: MAR 10, 2011 |
||||
|
TICKER: CBT
SECURITY ID: 127055101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Juan Enriquez-Cabot | Management | For | For |
| 1.2 | Elect Director Gautam S. Kaji | Management | For | For |
| 1.3 | Elect Director Henry F. McCance | Management | For | For |
| 1.4 | Elect Director Patrick M. Prevost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| CELANESE CORPORATION
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: CE
SECURITY ID: 150870103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Martin G. McGuinn | Management | For | For |
| 2 | Elect Director Daniel S. Sanders | Management | For | For |
| 3 | Elect Director John K. Wulff | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: CF
SECURITY ID: 125269100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen R. Wilson | Management | For | For |
| 1.2 | Elect Director Wallace W. Creek | Management | For | For |
| 1.3 | Elect Director William Davisson | Management | For | For |
| 1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: CHK
SECURITY ID: 165167107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aubrey K. McClendon | Management | For | For |
| 1.2 | Elect Director Don Nickles | Management | For | For |
| 1.3 | Elect Director Kathleen M. Eisbrenner | Management | For | For |
| 1.4 | Elect Director Louis A. Simpson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| COMPASS MINERALS INTERNATIONAL, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: CMP
SECURITY ID: 20451N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley J. Bell | Management | For | For |
| 1.2 | Elect Director Richard S. Grant | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| CVR ENERGY, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: CVI
SECURITY ID: 12662P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John J. Lipinski | Management | For | For |
| 1.2 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.3 | Elect Director William J. Finnerty | Management | For | For |
| 1.4 | Elect Director C. Scott Hobbs | Management | For | For |
| 1.5 | Elect Director George E. Matelich | Management | For | For |
| 1.6 | Elect Director Steve A. Nordaker | Management | For | For |
| 1.7 | Elect Director Robert T. Smith | Management | For | For |
| 1.8 | Elect Director Joseph E. Sparano | Management | For | For |
| 1.9 | Elect Director Mark E. Tomkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: DD
SECURITY ID: 263534109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard H. Brown | Management | For | For |
| 2 | Elect Director Robert A. Brown | Management | For | For |
| 3 | Elect Director Bertrand P. Collomb | Management | For | For |
| 4 | Elect Director Curtis J. Crawford | Management | For | For |
| 5 | Elect Director Alexander M. Cutler | Management | For | For |
| 6 | Elect Director Eleuthere I. du Pont | Management | For | For |
| 7 | Elect Director Marillyn A. Hewson | Management | For | For |
| 8 | Elect Director Lois D. Juliber | Management | For | For |
| 9 | Elect Director Ellen J. Kullman | Management | For | For |
| 10 | Elect Director William K. Reilly | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 16 | Report on Genetically Engineered Seed | Shareholder | Against | Abstain |
| 17 | Report on Pay Disparity | Shareholder | Against | Against |
| EASTMAN CHEMICAL COMPANY
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: EMN
SECURITY ID: 277432100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 2 | Elect Director Michael P. Connors | Management | For | For |
| 3 | Elect Director Howard L. Lance | Management | For | For |
| 4 | Elect Director James P. Rogers | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Declassify the Board of Directors | Management | For | For |
| 9 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ECOLAB INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: ECL
SECURITY ID: 278865100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Barbara J. Beck | Management | For | For |
| 3 | Elect Director Jerry W. Levin | Management | For | For |
| 4 | Elect Director Robert L. Lumpkins | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 10 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| FERRO CORPORATION
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: FOE
SECURITY ID: 315405100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sandra Austin Crayton | Management | For | For |
| 1.2 | Elect Director Richard J. Hipple | Management | For | For |
| 1.3 | Elect Director William B. Lawrence | Management | For | For |
| 1.4 | Elect Director Timothy K. Pistell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FOSTER WHEELER AG
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: FWLT
SECURITY ID: H27178104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
| 1.2 | Elect Edward G. Galante as Director | Management | For | For |
| 1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| HAWKINS, INC.
MEETING DATE: JUL 28, 2010 |
||||
|
TICKER: HWKN
SECURITY ID: 420261109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John S. McKeon | Management | For | For |
| 1.2 | Elect Director John R. Hawkins | Management | For | For |
| 1.3 | Elect Director James A. Faulconbridge | Management | For | For |
| 1.4 | Elect Director Duane M. Jergenson | Management | For | For |
| 1.5 | Elect Director Daryl I. Skaar | Management | For | For |
| 1.6 | Elect Director James T. Thompson | Management | For | For |
| 1.7 | Elect Director Jeffrey L. Wright | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Articles of Incorporation | Management | For | For |
| HUNTSMAN CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: HUN
SECURITY ID: 447011107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jon M. Huntsman | Management | For | For |
| 1.2 | Elect Director Patrick T. Harker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| INNOPHOS HOLDINGS, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: IPHS
SECURITY ID: 45774N108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary Cappeline | Management | For | For |
| 1.2 | Elect Director Amado Cavazos | Management | For | For |
| 1.3 | Elect Director Randolph Gress | Management | For | For |
| 1.4 | Elect Director Linda Myrick | Management | For | For |
| 1.5 | Elect Director Karen Osar | Management | For | For |
| 1.6 | Elect Director John Steitz | Management | For | For |
| 1.7 | Elect Director Stephen M. Zide | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| INTREPID POTASH, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: IPI
SECURITY ID: 46121Y102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert P. Jornayvaz III | Management | For | For |
| 1.2 | Elect Director Hugh E. Harvey, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| KOPPERS HOLDINGS INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: KOP
SECURITY ID: 50060P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cynthia A. Baldwin | Management | For | For |
| 1.2 | Elect Director Albert J. Neupaver | Management | For | For |
| 1.3 | Elect Director Walter W. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| KRATON PERFORMANCE POLYMERS, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: KRA
SECURITY ID: 50077C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Brown | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| LANDEC CORPORATION
MEETING DATE: OCT 14, 2010 |
||||
|
TICKER: LNDC
SECURITY ID: 514766104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick Frank | Management | For | For |
| 1.2 | Elect Director Steven Goldby | Management | For | For |
| 1.3 | Elect Director Stephen E. Halprin | Management | For | For |
| 1.4 | Elect Director Richard S. Schneider | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| LANXESS AG
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: LXS
SECURITY ID: D5032B102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 16.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
| LYONDELLBASELL INDUSTRIES NV
MEETING DATE: AUG 02, 2010 |
||||
|
TICKER: LYB
SECURITY ID: N53745100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Reelect M. Carroll and R.M.J. van der Meer to Supervisory Board | Management | For | Did Not Vote |
| 3 | Elect S.F. Cooper to Supervisory Board | Management | For | Did Not Vote |
| 4 | Reelect B.A. Smith to Supervisory Board | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 6 | Allow Questions | Management | None | None |
| 7 | Close Meeting | Management | None | None |
| LYONDELLBASELL INDUSTRIES NV
MEETING DATE: AUG 02, 2010 |
||||
|
TICKER: LYB
SECURITY ID: N53745118
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Reelect M. Carroll and R.M.J. van der Meer to Supervisory Board | Management | For | Did Not Vote |
| 3 | Elect S.F. Cooper to Supervisory Board | Management | For | Did Not Vote |
| 4 | Reelect B.A. Smith to Supervisory Board | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 6 | Allow Questions | Management | None | None |
| 7 | Close Meeting | Management | None | None |
| LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: LYB
SECURITY ID: N53745100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
| 5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
| 6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
| 12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
| 14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| MINERALS TECHNOLOGIES INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: MTX
SECURITY ID: 603158106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paula H. J. Cholmondeley | Management | For | For |
| 1.2 | Elect Director Duane R. Dunham | Management | For | For |
| 1.3 | Elect Director Steven J. Golub | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| MONSANTO COMPANY
MEETING DATE: JAN 25, 2011 |
||||
|
TICKER: MON
SECURITY ID: 61166W101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Laura K. Ipsen | Management | For | For |
| 2 | Elect Director William U. Parfet | Management | For | For |
| 3 | Elect Director George H. Poste | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| OCEAN RIG UDW INC
MEETING DATE: APR 15, 2011 |
||||
|
TICKER:
SECURITY ID: Y64354106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Second Amended and Restated Articles of Incorporation | Management | For | Did Not Vote |
| 2 | Classify the Board of Directors | Management | For | Did Not Vote |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| OLIN CORPORATION
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: OLN
SECURITY ID: 680665205
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gray G. Benoist | Management | For | For |
| 1.2 | Elect Director Richard M. Rompala | Management | For | For |
| 1.3 | Elect Director Joseph D. Rupp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: POT
SECURITY ID: 73755L107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. M. Burley | Management | For | For |
| 1.2 | Elect Director W. J. Doyle | Management | For | For |
| 1.3 | Elect Director J. W. Estey | Management | For | For |
| 1.4 | Elect Director C. S. Hoffman | Management | For | For |
| 1.5 | Elect Director D. J. Howe | Management | For | For |
| 1.6 | Elect Director A. D. Laberge | Management | For | For |
| 1.7 | Elect Director K. G. Martell | Management | For | For |
| 1.8 | Elect Director J. J. McCaig | Management | For | For |
| 1.9 | Elect Director M. Mogford | Management | For | For |
| 1.10 | Elect Director P. J. Schoenhals | Management | For | For |
| 1.11 | Elect Director E. R. Stromberg | Management | For | For |
| 1.12 | Elect Director E. Viyella de Paliza | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve 2011 Performance Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PPG INDUSTRIES, INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: PPG
SECURITY ID: 693506107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Hugh Grant | Management | For | For |
| 1.3 | Elect Director Michele J. Hooper | Management | For | For |
| 1.4 | Elect Director Robert Mehrabian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
| PRAXAIR, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: PX
SECURITY ID: 74005P104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Oscar Bernardes | Management | For | For |
| 1.3 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.4 | Elect Director Edward G. Galante | Management | For | For |
| 1.5 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.6 | Elect Director Ira D. Hall | Management | For | For |
| 1.7 | Elect Director Raymond W. LeBoeuf | Management | For | For |
| 1.8 | Elect Director Larry D. McVay | Management | For | For |
| 1.9 | Elect Director Wayne T. Smith | Management | For | For |
| 1.10 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| ROCKWOOD HOLDINGS, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: ROC
SECURITY ID: 774415103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian F. Carroll | Management | For | For |
| 1.2 | Elect Director Todd A. Fisher | Management | For | For |
| 1.3 | Elect Director Douglas L. Maine | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| RPM INTERNATIONAL INC.
MEETING DATE: OCT 07, 2010 |
||||
|
TICKER: RPM
SECURITY ID: 749685103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Daberko | Management | For | Withhold |
| 1.2 | Elect Director William A. Papenbrock | Management | For | Withhold |
| 1.3 | Elect Director Frank C. Sullivan | Management | For | Withhold |
| 1.4 | Elect Director Thomas C. Sullivan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| SEADRILL LIMITED
MEETING DATE: SEP 24, 2010 |
||||
|
TICKER: SDRL
SECURITY ID: G7945E105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect John Fredriksen | Management | For | Against |
| 2 | Reelect Olav Troim as Director | Management | For | Against |
| 3 | Reelect Kate Blankenship as Director | Management | For | For |
| 4 | Reelect Kjell E. Jacobsen as Director | Management | For | Against |
| 5 | Reelect Kathrine Fredriksen as Director | Management | For | Against |
| 6 | Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| SIGMA-ALDRICH CORPORATION
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: SIAL
SECURITY ID: 826552101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Rebecca M. Bergman | Management | For | For |
| 2 | Elect Director George M. Church | Management | For | For |
| 3 | Elect Director David R. Harvey | Management | For | For |
| 4 | Elect Director W. Lee McCollum | Management | For | For |
| 5 | Elect Director Avi M. Nash | Management | For | For |
| 6 | Elect Director Steven M. Paul | Management | For | For |
| 7 | Elect Director J. Pedro Reinhard | Management | For | For |
| 8 | Elect Director Rakesh Sachdev | Management | For | For |
| 9 | Elect Director D. Dean Spatz | Management | For | For |
| 10 | Elect Director Barrett A. Toan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Reduce Supermajority Vote Requirement | Management | For | For |
| 14 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SOLUTIA INC.
MEETING DATE: APR 18, 2011 |
||||
|
TICKER: SOA
SECURITY ID: 834376501
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William T. Monahan | Management | For | For |
| 1.2 | Elect Director Robert A. Peiser | Management | For | For |
| 1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| SWISHER HYGIENE INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: SWSH
SECURITY ID: 870808102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect H. Wayne Huizenga, Steven R. Berrard, David Braley, John Ellis Bush, Harris W. Hudson, William D. Pruitt, David Prussky, and Michael Serruya as Directors | Management | For | For |
| 1.1 | Elect Director H. Wayne Huizenga | Management | For | For |
| 1.2 | Elect Director Steven R. Berrard | Management | For | For |
| 1.3 | Elect Director David Braley | Management | For | For |
| 1.4 | Elect Director John Ellis Bush | Management | For | For |
| 1.5 | Elect Director Harris W. Hudson | Management | For | For |
| 1.6 | Elect Director William D. Pruitt | Management | For | For |
| 1.7 | Elect Director David Prussky | Management | For | For |
| 1.8 | Elect Director Michael Serruya | Management | For | For |
| 2 | Increase Authorized Common Stock to 600,000,000 Shares | Management | For | Against |
| 3 | Authorize New Class of Preferred Shares | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Approve Stock Incentive Plan | Management | For | Against |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| THE DOW CHEMICAL COMPANY
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: DOW
SECURITY ID: 260543103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director Jennifer M. Granholm | Management | For | For |
| 7 | Elect Director John B. Hess | Management | For | For |
| 8 | Elect Director Andrew N. Liveris | Management | For | For |
| 9 | Elect Director Paul Polman | Management | For | For |
| 10 | Elect Director Dennis H. Reilley | Management | For | For |
| 11 | Elect Director James M. Ringler | Management | For | For |
| 12 | Elect Director Ruth G. Shaw | Management | For | For |
| 13 | Elect Director Paul G. Stern | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| THE MOSAIC COMPANY
MEETING DATE: OCT 07, 2010 |
||||
|
TICKER: MOS
SECURITY ID: 61945A107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William R. Graber | Management | For | For |
| 1.2 | Elect Director Emery N. Koenig | Management | For | For |
| 1.3 | Elect Director Sergio Rial | Management | For | For |
| 1.4 | Elect Director David T. Seaton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| THE MOSAIC COMPANY
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: MOS
SECURITY ID: 61945A107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| THE WILLIAMS COMPANIES, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: WMB
SECURITY ID: 969457100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alan S. Armstrong | Management | For | For |
| 2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 3 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 4 | Elect Director Frank T. MacInnis | Management | For | For |
| 5 | Elect Director Janice D. Stoney | Management | For | For |
| 6 | Elect Director Laura A. Sugg | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TPC GROUP INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: TPCG
SECURITY ID: 89236Y104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eugene R. Allspach | Management | For | For |
| 1.2 | Elect Director James A. Cacioppo | Management | For | For |
| 1.3 | Elect Director Michael E. Ducey | Management | For | For |
| 1.4 | Elect Director Richard B. Marchese | Management | For | For |
| 1.5 | Elect Director Michael T. McDonnell | Management | For | For |
| 1.6 | Elect Director Jeffrey M. Nodland | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Strong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| WESTLAKE CHEMICAL CORPORATION
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: WLK
SECURITY ID: 960413102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dorothy C. Jenkins | Management | For | For |
| 1.2 | Elect Director Max L. Lukens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| YULE CATTO & CO PLC
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: YULC
SECURITY ID: G98811105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Alexander Catto as Director | Management | For | Against |
| 5 | Re-elect Dato Lee Hau Hian as Director | Management | For | Against |
| 6 | Re-elect Alexander Dobbie as Director | Management | For | Against |
| 7 | Re-elect Jeremy Maiden as Director | Management | For | Against |
| 8 | Re-elect David Blackwood as Director | Management | For | Against |
| 9 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
VOTE SUMMARY REPORT
SELECT COMMUNICATIONS EQUIPMENT PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| A123 SYSTEMS, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: AONE
SECURITY ID: 03739T108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gururaj Deshpande | Management | For | For |
| 1.2 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.3 | Elect Director Mark M. Little | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ACME PACKET, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: APKT
SECURITY ID: 004764106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary J. Bowen | Management | For | For |
| 1.2 | Elect Director Robert C. Hower | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| ADTRAN, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: ADTN
SECURITY ID: 00738A106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director Ross K. Ireland | Management | For | For |
| 1.4 | Elect Director William L. Marks | Management | For | For |
| 1.5 | Elect Director James E. Matthews | Management | For | For |
| 1.6 | Elect Director Balan Nair | Management | For | For |
| 1.7 | Elect Director Roy J. Nichols | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| ADVA AG OPTICAL NETWORKING
MEETING DATE: MAY 16, 2011 |
||||
|
TICKER: ADV
SECURITY ID: D0190E105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 4 | Ratify Pricewaterhouse Coopers as Auditors for Fiscal 2011 | Management | For | For |
| 5.1 | Elect Anthony Maher to the Supervisory Board | Management | For | For |
| 5.2 | Elect Krish Prabhu to the Supervisory Board | Management | For | For |
| 5.3 | Elect Thomas Smach to the Supervisory Board | Management | For | For |
| 5.4 | Elect Eric Protiva to the Supervisory Board | Management | For | For |
| 5.5 | Elect Albert Raedler to the Supervisory Board | Management | For | For |
| 5.6 | Elect Johanna Hey to the Supervisory Board | Management | For | For |
| 6 | Approve Variable Remuneration for Supervisory Board Members | Management | For | For |
| 7 | Approve Creation of EUR 22.1 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 920,000 Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| ALCATEL LUCENT
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: ALU
SECURITY ID: 013904305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Reelect Daniel Bernard as Director | Management | For | For |
| 5 | Reelect W. Frank Blount as Director | Management | For | For |
| 6 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and Shareholders Identification | Management | For | For |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ALLOT COMMUNICATIONS LTD.
MEETING DATE: NOV 10, 2010 |
||||
|
TICKER: ALLT
SECURITY ID: M0854Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Board Chair Shraga Katz as Director to Serve Three Year Term | Management | For | For |
| 2 | Amend Compensation of Shraga Katz, Including an Option Grant to Purchase 60,000 Ordinary Shares | Management | For | For |
| 3 | Approve Compensation of Directors Eyal Kishon, Shai Saul, and Yigal Jacoby | Management | For | For |
| 4 | Approve Stock Option Plan Grant to Purchase 15,000 Ordinary Shares for Yigal Jacoby | Management | For | For |
| 5 | Approve Kost Forer Gabbay & Kasierer, Member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: AMT
SECURITY ID: 029912201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Raymond P. Dolan | Management | For | For |
| 2 | Elect Director Ronald M. Dykes | Management | For | For |
| 3 | Elect Director Carolyn F. Katz | Management | For | For |
| 4 | Elect Director Gustavo Lara Cantu | Management | For | For |
| 5 | Elect Director Joann A. Reed | Management | For | For |
| 6 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 7 | Elect Director David E. Sharbutt | Management | For | For |
| 8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 9 | Elect Director Samme L. Thompson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| APPLE INC.
MEETING DATE: FEB 23, 2011 |
||||
|
TICKER: AAPL
SECURITY ID: 037833100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 17, 2010 |
||||
|
TICKER: AMCC
SECURITY ID: 03822W406
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Cesar Cesaratto | Management | For | For |
| 2 | Elect Director Donald Colvin | Management | For | For |
| 3 | Elect Director Paramesh Gopi | Management | For | For |
| 4 | Elect Director Paul R. Gray | Management | For | For |
| 5 | Elect Director Fred Shlapak | Management | For | For |
| 6 | Elect Director Arthur B. Stabenow | Management | For | For |
| 7 | Elect Director Julie H. Sullivan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ARRIS GROUP, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: ARRS
SECURITY ID: 04269Q100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alex B. Best | Management | For | For |
| 1.2 | Elect Director Harry L. Bosco | Management | For | For |
| 1.3 | Elect Director James A. Chiddix | Management | For | For |
| 1.4 | Elect Director John Anderson Craig | Management | For | For |
| 1.5 | Elect Director Matthew B. Kearney | Management | For | For |
| 1.6 | Elect Director William H. Lambert | Management | For | For |
| 1.7 | Elect Director John R. Petty | Management | For | For |
| 1.8 | Elect Director Robert J. Stanzione | Management | For | For |
| 1.9 | Elect Director Debora J. Wilson | Management | For | For |
| 1.10 | Elect Director David A. Woodle | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ARUBA NETWORKS, INC.
MEETING DATE: DEC 10, 2010 |
||||
|
TICKER: ARUN
SECURITY ID: 043176106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dominic P. Orr | Management | For | For |
| 1.2 | Elect Director Keerti G. Melkote | Management | For | For |
| 1.3 | Elect Director Bernard Guidon | Management | For | For |
| 1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
| 1.5 | Elect Director Michael R. Kourey | Management | For | For |
| 1.6 | Elect Director Douglas Leone | Management | For | For |
| 1.7 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ASIAINFO-LINKAGE, INC.
MEETING DATE: SEP 29, 2010 |
||||
|
TICKER: ASIA
SECURITY ID: 04518A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steve Zhang | Management | For | For |
| 1.2 | Elect Director Thomas Manning | Management | For | For |
| 1.3 | Elect Director Sean Shao | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ASIAINFO-LINKAGE, INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: ASIA
SECURITY ID: 04518A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward Tian | Management | For | For |
| 1.2 | Elect Director Davin A. Mackenzie | Management | For | For |
| 1.3 | Elect Director Xiwei Huang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ATHENAHEALTH, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: ATHN
SECURITY ID: 04685W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Bush | Management | For | For |
| 1.2 | Elect Director Brandon H. Hull | Management | For | For |
| 1.3 | Elect Director William Winkenwerder, Jr | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AVAGO TECHNOLOGIES LIMITED
MEETING DATE: MAR 30, 2011 |
||||
|
TICKER: AVGO
SECURITY ID: Y0486S104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Hock E. Tan as Director | Management | For | For |
| 1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
| 1.3 | Reelect James A. Davidson as Director | Management | For | For |
| 1.4 | Reelect James V. Diller as Director | Management | For | For |
| 1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1.6 | Reelect John M. Hsuan as Director | Management | For | For |
| 1.7 | Reelect David Kerko as Director | Management | For | For |
| 1.8 | Reelect Justine F. Lien as Director | Management | For | For |
| 1.9 | Reelect Donald Macleod as Director | Management | For | For |
| 1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| AVIAT NETWORKS, INC.
MEETING DATE: NOV 09, 2010 |
||||
|
TICKER: AVNW
SECURITY ID: 05366Y102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric C. Evans | Management | For | For |
| 1.2 | Elect Director William A. Hasler | Management | For | For |
| 1.3 | Elect Director Clifford H. Higgerson | Management | For | For |
| 1.4 | Elect Director Charles D. Kissner | Management | For | For |
| 1.5 | Elect Director Raghavendra Rau | Management | For | For |
| 1.6 | Elect Director Mohsen Sohi | Management | For | For |
| 1.7 | Elect Director James C. Stoffel | Management | For | For |
| 1.8 | Elect Director Edward F. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| BIGBAND NETWORKS, INC.
MEETING DATE: OCT 18, 2010 |
||||
|
TICKER: BBND
SECURITY ID: 089750509
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Stock Option Exchange Program | Management | For | Against |
| BIGBAND NETWORKS, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: BBND
SECURITY ID: 089750509
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harald Braun | Management | For | For |
| 1.2 | Elect Director Erez Rosen | Management | For | For |
| 1.3 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BLACK BOX CORPORATION
MEETING DATE: AUG 10, 2010 |
||||
|
TICKER: BBOX
SECURITY ID: 091826107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Andrews | Management | For | For |
| 1.2 | Elect Director R. Terry Blakemore | Management | For | For |
| 1.3 | Elect Director Richard L. Crouch | Management | For | For |
| 1.4 | Elect Director Thomas W. Golonski | Management | For | For |
| 1.5 | Elect Director Thomas G. Greig | Management | For | For |
| 1.6 | Elect Director William H. Hernandez | Management | For | For |
| 1.7 | Elect Director Edward A. Nicholson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| BLUE COAT SYSTEMS, INC.
MEETING DATE: OCT 07, 2010 |
||||
|
TICKER: BCSI
SECURITY ID: 09534T508
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian M. NeSmith | Management | For | For |
| 1.2 | Elect Director David W. Hanna | Management | For | For |
| 1.3 | Elect Director James A. Barth | Management | For | For |
| 1.4 | Elect Director Keith Geeslin | Management | For | For |
| 1.5 | Elect Director James R. Tolonen | Management | For | For |
| 1.6 | Elect Director Carol G. Mills | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| BROADSOFT, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: BSFT
SECURITY ID: 11133B409
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Markley, Jr. | Management | For | For |
| 1.2 | Elect Director David Bernardi | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 12, 2011 |
||||
|
TICKER: BRCD
SECURITY ID: 111621306
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John Gerdelman | Management | For | For |
| 2 | Elect Director Glenn Jones | Management | For | For |
| 3 | Elect Director Michael Klayko | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| BYD COMPANY LTD.
MEETING DATE: AUG 30, 2010 |
||||
|
TICKER: 01211
SECURITY ID: Y1023R104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 12-month Extension Validity Period of the A Share Issue | Management | For | For |
| 2 | Authorized Board to Ratify and Execute Approved Resolutions | Management | For | For |
| BYD COMPANY LTD.
MEETING DATE: AUG 30, 2010 |
||||
|
TICKER: 01211
SECURITY ID: Y1023R104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 12-month Extension Validity Period of the A Share Issue | Management | For | For |
| 2 | Authorized Board to Ratify and Execute Approved Resolutions | Management | For | For |
| CALIX, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: CALX
SECURITY ID: 13100M509
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Matthews | Management | For | For |
| 1.2 | Elect Director Thomas Pardun | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| CANDO CORP.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: 8056
SECURITY ID: Y1082H104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Statement of Profit and Loss Appropriation | Management | For | For |
| 3 | Approve Appropriation for Offsetting Deficit from Capital Reserves | Management | For | For |
| 4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Approve Option of Tax Benefit in Connection with 2009 Right Issue | Management | For | For |
| 6 | Approve Proposal of Asking Original Shareholders to Give Up the Subscription Rights When Listed by Public Underlying | Management | For | For |
| 7 | Approve By-Election of an Independent Director | Management | For | For |
| 8 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
| CAVIUM NETWORKS, INC.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: CAVM
SECURITY ID: 14965A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Pantuso | Management | For | For |
| 1.2 | Elect Director C.N. Reddy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CIENA CORPORATION
MEETING DATE: MAR 23, 2011 |
||||
|
TICKER: CIEN
SECURITY ID: 171779309
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Harvey B. Cash | Management | For | For |
| 2 | Elect Director Judith M. O'Brien | Management | For | For |
| 3 | Elect Director Gary B. Smith | Management | For | For |
| 4 | Approve Conversion of Securities | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CISCO SYSTEMS, INC.
MEETING DATE: NOV 18, 2010 |
||||
|
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. Mcgeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| 18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
| COMBA TELECOM SYSTEMS HOLDINGS LTD.
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: 02342
SECURITY ID: ADPV13516
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.08 Per Share | Management | For | For |
| 3 | Approve Special Dividend of HK$0.04 Per Share | Management | For | For |
| 4a | Reelect Zhang Yue Jun as Executive Director | Management | For | Against |
| 4b | Reelect Wu Jiang Cheng as Executive Director | Management | For | Against |
| 4c | Reelect Yan Ji Ci as Executive Director | Management | For | Against |
| 4d | Reelect Yeung Pui Sang, Simon as Executive Director | Management | For | Against |
| 4e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 5 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 9 | Approve Refreshment of Scheme Mandate Limit under the Share Option Scheme | Management | For | For |
| 10 | Approve Bonus Issue on the Basis of One Bonus Share for Every 10 Existing Shares Held | Management | For | For |
| COMBA TELECOM SYSTEMS HOLDINGS LTD.
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: 02342
SECURITY ID: ADPV13516
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Grant of 3.3 Million Shares to 12 Selected Persons Under the Share Award Scheme | Management | For | Against |
| CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: CCI
SECURITY ID: 228227104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale N. Hatfield | Management | For | For |
| 1.2 | Elect Director Lee W. Hogan | Management | For | For |
| 1.3 | Elect Director Robert F. Mckenzie | Management | For | For |
| 1.4 | Elect Director David C. Abrams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CSR PLC
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: CSR
SECURITY ID: G1790J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Joep van Beurden as Director | Management | For | Against |
| 4 | Re-elect Kanwar Chadha as Director | Management | For | Against |
| 5 | Re-elect Will Gardiner as Director | Management | For | Against |
| 6 | Re-elect Chris Ladas as Director | Management | For | Against |
| 7 | Re-elect Andrew Allner as Director | Management | For | Against |
| 8 | Re-elect Anthony Carlisle as Director | Management | For | Against |
| 9 | Re-elect James Collier as Director | Management | For | Against |
| 10 | Re-elect Sergio Giacoletto-Roggio as Director | Management | For | Against |
| 11 | Re-elect Ron Mackintosh as Director | Management | For | Against |
| 12 | Elect Teresa Vega as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: CY
SECURITY ID: 232806109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director Lloyd Carney | Management | For | For |
| 1.5 | Elect Director James R. Long | Management | For | For |
| 1.6 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.7 | Elect Director J. Donald Sherman | Management | For | For |
| 1.8 | Elect Director Wilbert Van Den Hoek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DIGI INTERNATIONAL INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: DGII
SECURITY ID: 253798102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph T. Dunsmore | Management | For | For |
| 1.2 | Elect Director Bradley J. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| DIVX, INC.
MEETING DATE: OCT 07, 2010 |
||||
|
TICKER: DIVX
SECURITY ID: 255413106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| DRAGONWAVE INC
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: DWI
SECURITY ID: 26144M103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerry Spencer | Management | For | For |
| 1.2 | Elect Director Peter Allen | Management | For | For |
| 1.3 | Elect Director Jean-Paul Cossart | Management | For | For |
| 1.4 | Elect Director Russell Frederick | Management | For | For |
| 1.5 | Elect Director Claude Haw | Management | For | For |
| 1.6 | Elect Director Thomas Manley | Management | For | For |
| 1.7 | Elect Director Terry Matthews | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ECHOSTAR CORPORATION
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: SATS
SECURITY ID: 278768106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph P. Clayton | Management | For | For |
| 1.2 | Elect Director R. Stanton Dodge | Management | For | For |
| 1.3 | Elect Director Michael T. Dugan | Management | For | For |
| 1.4 | Elect Director Charles W. Ergen | Management | For | For |
| 1.5 | Elect Director David K. Moskowitz | Management | For | Withhold |
| 1.6 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.7 | Elect Director C. Michael Schroeder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Other Business | Management | For | Against |
| ENTROPIC COMMUNICATIONS, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: ENTR
SECURITY ID: 29384R105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Baruch | Management | For | For |
| 1.2 | Elect Director Patrick Henry | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| EQUINIX, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: EQIX
SECURITY ID: 29444U502
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven T. Clontz | Management | For | For |
| 1.2 | Elect Director Gary F. Hromadko | Management | For | For |
| 1.3 | Elect Director Scott G. Kriens | Management | For | For |
| 1.4 | Elect Director William K. Luby | Management | For | For |
| 1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.6 | Elect Director Christopher B. Paisley | Management | For | For |
| 1.7 | Elect Director Stephen M. Smith | Management | For | For |
| 1.8 | Elect Director Peter F. Van Camp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Reduce Supermajority Vote Requirement for Amendments to the Certificate of Incorporation | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement for Amendments to the By-laws | Management | For | For |
| ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: ERICB
SECURITY ID: 294821608
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael Treschow as Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
| 7 | Receive President's Report; Allow Questions | Management | None | None |
| 8.1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 8.2 | Approve Discharge of Board and President | Management | For | For |
| 8.3 | Approve Allocation of Income and Dividends of SEK 2.25 per Share; Set Record Date for Dividend as April 18, 2011 | Management | For | For |
| 9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | For |
| 9.2 | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 825,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | For |
| 9.3 | Reelect R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, C. Svanberg, H. Vestberg, and M. Volpi as Directors; Elect L. Johansson (Chair) and J. Wallenberg as New Directors | Management | For | Against |
| 9.4 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 9.5 | Approve Omission of Remuneration of Members of the Nomination Committee | Management | For | For |
| 9.6 | Approve Remuneration of Auditors | Management | For | For |
| 9.7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 11.1 | Approve 2011 Share Matching Plan for All Employees | Management | For | For |
| 11.2 | Authorize Reissuance of 11.7 Million Repurchased Class B Shares for 2011 Share Matching Plan for All Employees | Management | For | For |
| 11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | For |
| 11.4 | Approve 2011 Share Matching Plan for Key Contributors | Management | For | For |
| 11.5 | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2011 Share Matching Plan for Key Contributors | Management | For | For |
| 11.6 | Approve Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | For |
| 11.7 | Approve 2011 Restricted Stock Plan for Executives | Management | For | For |
| 11.8 | Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2011 Restricted Stock Plan for Executives | Management | For | For |
| 11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | For |
| 12 | Authorize Reissuance of up to 13.8 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2007, 2008, 2009, and 2010 Long-Term Variable Compensation Plans | Management | For | For |
| 13 | Amend Corporate Purpose | Management | For | For |
| 14 | General Meeting Shall Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | None | For |
| 15 | Close Meeting | Management | None | None |
| EXAR CORPORATION
MEETING DATE: SEP 15, 2010 |
||||
|
TICKER: EXAR
SECURITY ID: 300645108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Izak Bencuya | Management | For | For |
| 1.2 | Elect Director Pierre Guilbault | Management | For | For |
| 1.3 | Elect Director Brian Hilton | Management | For | For |
| 1.4 | Elect Director Richard L. Leza | Management | For | For |
| 1.5 | Elect Director Gary Meyers | Management | For | For |
| 1.6 | Elect Director Juan (Oscar) Rodriguez | Management | For | For |
| 1.7 | Elect Director Pedro (Pete) Rodriguez | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| F5 NETWORKS, INC.
MEETING DATE: MAR 14, 2011 |
||||
|
TICKER: FFIV
SECURITY ID: 315616102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John Chapple | Management | For | For |
| 2 | Elect Director A. Gary Ames | Management | For | For |
| 3 | Elect Director Scott Thompson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FINISAR CORPORATION
MEETING DATE: OCT 28, 2010 |
||||
|
TICKER: FNSR
SECURITY ID: 31787A507
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry S. Rawls | Management | For | For |
| 1.2 | Elect Director Robert N. Stephens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| FORTINET, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: FTNT
SECURITY ID: 34959E109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Walecka | Management | For | For |
| 1.2 | Elect Director Michael Xie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GEMALTO
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: GTO
SECURITY ID: N3465M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | Did Not Vote |
| 4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4b | Approve Dividends of EUR 0.28 Per Share | Management | For | Did Not Vote |
| 5a | Approve Discharge of CEO | Management | For | Did Not Vote |
| 5b | Approve Discharge of Non-Excecutive Directors | Management | For | Did Not Vote |
| 6a | Reelect A.Mandl to Board of Directors | Management | For | Did Not Vote |
| 6b | Reelect M. Soublin to Board of Directors | Management | For | Did Not Vote |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
| 9 | Allow Questions | Management | None | None |
| 10 | Close Meeting | Management | None | None |
| GENERAL CABLE CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: BGC
SECURITY ID: 369300108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.2 | Elect Director Charles G. McClure, Jr. | Management | For | For |
| 1.3 | Elect Director Patrick M. Prevost | Management | For | For |
| 1.4 | Elect Director Robert L. Smialek | Management | For | For |
| 1.5 | Elect Director John E. Welsh, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GIANT INTERACTIVE GROUP INC.
MEETING DATE: SEP 16, 2010 |
||||
|
TICKER: GA
SECURITY ID: 374511103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Wei Liu as Director | Management | For | For |
| 2 | Reelect Lv Zhang as Director | Management | For | For |
| 3 | Increase Number of Shares Reserved Under 2007 Performance Incentive Plan to 10,700,000 Ordinary Shares | Management | For | Against |
| 4 | Approve Repricing of Options | Management | For | Against |
| 5 | Ratify Ernst & Young Hua Ming as Auditors | Management | For | For |
| HARMONIC INC.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: HLIT
SECURITY ID: 413160102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick J. Harshman | Management | For | For |
| 1.2 | Elect Director Lewis Solomon | Management | For | For |
| 1.3 | Elect Director Harold Covert | Management | For | For |
| 1.4 | Elect Director Patrick Gallagher | Management | For | For |
| 1.5 | Elect Director E. Floyd Kvamme | Management | For | For |
| 1.6 | Elect Director Anthony J. Ley | Management | For | For |
| 1.7 | Elect Director William F. Reddersen | Management | For | For |
| 1.8 | Elect Director David R. Van Valkenburg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| HARRIS CORPORATION
MEETING DATE: OCT 22, 2010 |
||||
|
TICKER: HRS
SECURITY ID: 413875105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Howard L. Lance | Management | For | For |
| 2 | Elect Director Thomas A. Dattilo | Management | For | For |
| 3 | Elect Director Terry D. Growcock | Management | For | For |
| 4 | Elect Director Leslie F. Kenne | Management | For | For |
| 5 | Elect Director David B. Rickard | Management | For | For |
| 6 | Elect Director James C. Stoffel | Management | For | For |
| 7 | Elect Director Gregory T. Swienton | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Require Independent Board Chairman | Shareholder | Against | Against |
| HITTITE MICROWAVE CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: HITT
SECURITY ID: 43365Y104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen G. Daly | Management | For | For |
| 1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.3 | Elect Director Rick D. Hess | Management | For | For |
| 1.4 | Elect Director Adrienne M. Markham | Management | For | For |
| 1.5 | Elect Director Brian P. McAloon | Management | For | For |
| 1.6 | Elect Director Cosmo S. Trapani | Management | For | For |
| 1.7 | Elect Director Franklin Weigold | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HTC CORPORATION
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: 2498
SECURITY ID: Y3732M103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | Management | For | For |
| 6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | Management | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| IKANOS COMMUNICATIONS, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: IKAN
SECURITY ID: 45173E105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John H. Quigley | Management | For | For |
| 1.2 | Elect Director R. Douglas Norby | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| INFINEON TECHNOLOGIES AG
MEETING DATE: FEB 17, 2011 |
||||
|
TICKER: IFX
SECURITY ID: D35415104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.10 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Peter Bauer for Fiscal 2009/2010 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Hermann Eul for Fiscal 2009/2010 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal 2009/2010 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Marco Schroeter for Fiscal 2009/2010 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Klaus Wucherer for Fiscal 2009/2010 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Wigand Cramer for Fiscal 2009/2010 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Alfred Eibl for Fiscal 2009/2010 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal 2009/2010 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Gerhard Hobbach for Fiscal 2009/2010 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal 2009/2010 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Max Dietrich Kley for Fiscal 2009/2010 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Renate Koecher for Fiscal 2009/2010 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Siegfried Luther for Fiscal 2009/2010 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal 2009/2010 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Gerd Schmidt for Fiscal 2009/2010 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Dorit Schmitt-Landsiedel for Fiscal 2009/2010 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal 2009/2010 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Horst Schuler for Fiscal 2009/2010 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal 2009/2010 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Eckart Suenner for Fiscal 2009/2010 | Management | For | For |
| 4.17 | Approve Discharge of Supervisory Board Member Alexander Trueby for Fiscal 2009/2010 | Management | For | For |
| 4.18 | Approve Discharge of Supervisory Board Member Arnaud de Weert for Fiscal 2009/2010 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010/2011 | Management | For | For |
| 6 | Elect Wolfgang Mayrhuber to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration System for Management Board Members | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 10 | Approve Settlement Agreement Between Infineon Technologies AG and Former Management Board Member Ulrich Schumacher Concluded on Dec. 23, 2010 | Management | For | For |
| 11.1 | Amend Articles Re: Convocation and Decision Making of Supervisory Board Meetings | Management | For | For |
| 11.2 | Approve Remuneration of Supervisory Board | Management | For | For |
| INFINERA CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: INFN
SECURITY ID: 45667G103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Fallon | Management | For | For |
| 1.2 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
| 1.3 | Elect Director Philip J. Koen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INPHI CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: IPHI
SECURITY ID: 45772F107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Ladd | Management | For | For |
| 1.2 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| IXIA
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: XXIA
SECURITY ID: 45071R109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurent Asscher | Management | For | For |
| 1.2 | Elect Director Atul Bhatnagar | Management | For | For |
| 1.3 | Elect Director Jonathan Fram | Management | For | For |
| 1.4 | Elect Director Errol Ginsberg | Management | For | For |
| 1.5 | Elect Director Gail Hamilton | Management | For | For |
| 1.6 | Elect Director Jon F. Rager | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| JABIL CIRCUIT, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: JBL
SECURITY ID: 466313103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mel S. Lavitt | Management | For | For |
| 1.2 | Elect Director Timothy L. Main | Management | For | For |
| 1.3 | Elect Director William D. Morean | Management | For | For |
| 1.4 | Elect Director Lawrence J. Murphy | Management | For | For |
| 1.5 | Elect Director Frank A. Newman | Management | For | For |
| 1.6 | Elect Director Steven A. Raymund | Management | For | For |
| 1.7 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.8 | Elect Director David M. Stout | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Other Business | Management | For | Against |
| JDS UNIPHASE CORPORATION
MEETING DATE: NOV 30, 2010 |
||||
|
TICKER: JDSU
SECURITY ID: 46612J507
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Martin A. Kaplan | Management | For | For |
| 1.2 | Elect Director Kevin J. Kennedy | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| JUNIPER NETWORKS, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: JNPR
SECURITY ID: 48203R104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary B. Cranston | Management | For | For |
| 1.2 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.3 | Elect Director J. Michael Lawrie | Management | For | For |
| 1.4 | Elect Director David Schlotterbeck | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Declassify the Board of Directors | Shareholder | None | For |
| MOTOROLA MOBILITY HOLDINGS, INC.
MEETING DATE: MAY 09, 2011 |
||||
|
TICKER: MMI
SECURITY ID: 620097105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sanjay K. Jha | Management | For | For |
| 2 | Elect Director Jon E. Barfield | Management | For | For |
| 3 | Elect Director William R. Hambrecht | Management | For | For |
| 4 | Elect Director Jeanne P. Jackson | Management | For | For |
| 5 | Elect Director Keith A. Meister | Management | For | For |
| 6 | Elect Director Thomas J. Meredith | Management | For | For |
| 7 | Elect Director Daniel A. Ninivaggi | Management | For | For |
| 8 | Elect Director James R. Stengel | Management | For | For |
| 9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 10 | Elect Director Andrew J. Viterbi | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| MOTOROLA SOLUTIONS, INC.
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: MSI
SECURITY ID: 620076307
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gregory Q. Brown | Management | For | For |
| 2 | Elect Director William J. Bratton | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Michael V. Hayden | Management | For | For |
| 5 | Elect Director Vincent J. Intrieri | Management | For | For |
| 6 | Elect Director Judy C. Lewent | Management | For | For |
| 7 | Elect Director Samuel C. Scott III | Management | For | For |
| 8 | Elect Director John A. White | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Human Rights Policies | Shareholder | Against | Abstain |
| MOTOROLA, INC.
MEETING DATE: NOV 29, 2010 |
||||
|
TICKER: MSI
SECURITY ID: 620076109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
| NETLOGIC MICROSYSTEMS, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: NETL
SECURITY ID: 64118B100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald Jankov | Management | For | For |
| 1.2 | Elect Director Norman Godinho | Management | For | For |
| 1.3 | Elect Director Marvin Burkett | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| NETSCOUT SYSTEMS, INC.
MEETING DATE: SEP 08, 2010 |
||||
|
TICKER: NTCT
SECURITY ID: 64115T104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anil K. Singhal | Management | For | For |
| 1.2 | Elect Director John R. Egan | Management | For | For |
| 1.3 | Elect Director Stuart M. McGuigan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| NEUSTAR, INC.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: NSR
SECURITY ID: 64126X201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James G. Cullen | Management | For | For |
| 1.2 | Elect Director Joel P. Friedman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NOKIA CORP.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: NOK
SECURITY ID: 654902204
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Prepare and Approve List of Shareholders | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 11 | Fix Number of Directors at Eleven | Management | For | Did Not Vote |
| 12.1 | Elect Stephen Elopas as Director | Management | For | Did Not Vote |
| 12.2 | Elect Dr. Bengt Holmstrom as Director | Management | For | Did Not Vote |
| 12.3 | Elect Prof. Dr. H. Kagermann as Director | Management | For | Did Not Vote |
| 12.4 | Elect Per Karlsson as Director | Management | For | Did Not Vote |
| 12.5 | Elect Jouko Karvinen as Director | Management | For | Did Not Vote |
| 12.6 | Elect Helge Lund as Director | Management | For | Did Not Vote |
| 12.7 | Elect Isabel Marey-Semper as Director | Management | For | Did Not Vote |
| 12.8 | Elect Jorma Ollila as Director | Management | For | Did Not Vote |
| 12.9 | Elect Dame Marjorie Scardino as Director | Management | For | Did Not Vote |
| 12.10 | Elect Risto Siilasmaa as Director | Management | For | Did Not Vote |
| 12.11 | Elect Kari Stadigh as Director | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Ratify PricewaterhouseCoopers Oy as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of up to 360 Million Issued Shares | Management | For | Did Not Vote |
| 16 | Approve Stock Option Plan for Key Employees; Approve Issuance of up to 35 Million Stock Options | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| NOVATEL WIRELESS, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: NVTL
SECURITY ID: 66987M604
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Russell Gerns | Management | For | For |
| 1.2 | Elect Director David A. Werner | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: NUAN
SECURITY ID: 67020Y100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | Against |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | Against |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Elect Director Mark R. Laret | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| OCLARO, INC.
MEETING DATE: OCT 27, 2010 |
||||
|
TICKER: OCLR
SECURITY ID: 67555N206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alain Couder | Management | For | For |
| 1.2 | Elect Director Joel A. Smith III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: ONNN
SECURITY ID: 682189105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith D. Jackson | Management | For | For |
| 1.2 | Elect Director Phillip D. Hester | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| OPENTABLE, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: OPEN
SECURITY ID: 68372A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. William Gurley | Management | For | For |
| 1.2 | Elect Director Daniel Meyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| OPLINK COMMUNICATIONS, INC.
MEETING DATE: NOV 10, 2010 |
||||
|
TICKER: OPLK
SECURITY ID: 68375Q403
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Y. Liu | Management | For | For |
| 1.2 | Ratify Auditors | Management | For | For |
| OPNET TECHNOLOGIES, INC.
MEETING DATE: SEP 13, 2010 |
||||
|
TICKER: OPNT
SECURITY ID: 683757108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald W. Kaiser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| OPNEXT, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: OPXT
SECURITY ID: 68375V105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles J. Abbe | Management | For | For |
| 1.2 | Elect Director Kendall Cowan | Management | For | For |
| 1.3 | Elect Director Ryuichi Otsuki | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| PERICOM SEMICONDUCTOR CORPORATION
MEETING DATE: DEC 09, 2010 |
||||
|
TICKER: PSEM
SECURITY ID: 713831105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alex Chiming Hui | Management | For | For |
| 1.2 | Elect Director Chi-Hung (John) Hui | Management | For | For |
| 1.3 | Elect Director Hau L. Lee | Management | For | For |
| 1.4 | Elect Director Dennis McKenna | Management | For | For |
| 1.5 | Elect Director Michael J. Sophie | Management | For | For |
| 1.6 | Elect Director Siu-Weng Simon Wong | Management | For | For |
| 1.7 | Elect Director Edward Yang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| PLX TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2010 |
||||
|
TICKER: PLXT
SECURITY ID: 693417107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | Against |
| PLX TECHNOLOGY, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: PLXT
SECURITY ID: 693417107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Salameh | Management | For | For |
| 1.2 | Elect Director D. James Guzy | Management | For | For |
| 1.3 | Elect Director John H. Hart | Management | For | For |
| 1.4 | Elect Director Robert H. Smith | Management | For | For |
| 1.5 | Elect Director Thomas Riordan | Management | For | For |
| 1.6 | Elect Director Patrick Verderico | Management | For | For |
| 1.7 | Elect Director Ralph H. Schmitt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| POLYCOM, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: PLCM
SECURITY ID: 73172K104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew M. Miller | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.3 | Elect Director David G. Dewalt | Management | For | For |
| 1.4 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.5 | Elect Director D. Scott Mercer | Management | For | For |
| 1.6 | Elect Director William A. Owens | Management | For | For |
| 1.7 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2011 |
||||
|
TICKER: QCOM
SECURITY ID: 747525103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Francisco Ros | Management | For | For |
| 1.12 | Elect Director Brent Scowcroft | Management | For | For |
| 1.13 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| RACKSPACE HOSTING, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: RAX
SECURITY ID: 750086100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Graham Weston | Management | For | For |
| 1.2 | Elect Director Palmer Moe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| RESEARCH IN MOTION LTD
MEETING DATE: JUL 13, 2010 |
||||
|
TICKER: RIM
SECURITY ID: 760975102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect James L. Balsillie as Director | Management | For | For |
| 1.2 | Elect Mike Lazaridis as Director | Management | For | For |
| 1.3 | Elect James Estill as Director | Management | For | For |
| 1.4 | Elect David Kerr as Director | Management | For | For |
| 1.5 | Elect Roger Martin as Director | Management | For | For |
| 1.6 | Elect John Richardson as Director | Management | For | For |
| 1.7 | Elect Barbara Stymiest as Director | Management | For | For |
| 1.8 | Elect Antonio Viana-Baptista as Director | Management | For | For |
| 1.9 | Elect John Wetmore as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| RIVERBED TECHNOLOGY, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: RVBD
SECURITY ID: 768573107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael R. Kourey | Management | For | For |
| 2 | Elect Director Mark S. Lewis | Management | For | For |
| 3 | Elect Director Steven McCanne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ROVI CORPORATION
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: ROVI
SECURITY ID: 779376102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
| 1.4 | Elect Director James E. Meyer | Management | For | For |
| 1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
| 1.6 | Elect Director Ruthann Quindlen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SANDVINE CORPORATION
MEETING DATE: APR 06, 2011 |
||||
|
TICKER: SVC
SECURITY ID: 800213100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger Maggs | Management | For | For |
| 1.2 | Elect Director Mark Guibert | Management | For | For |
| 1.3 | Elect Director John Keating | Management | For | For |
| 1.4 | Elect Director Ken Taylor | Management | For | For |
| 1.5 | Elect Director David Caputo | Management | For | For |
| 1.6 | Elect Director Steven McCartney | Management | For | For |
| 1.7 | Elect Director Scott Hamilton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: SBAC
SECURITY ID: 78388J106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. Bernstein | Management | For | For |
| 1.2 | Elect Director Duncan H. Cocroft | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| SHORETEL, INC.
MEETING DATE: NOV 03, 2010 |
||||
|
TICKER: SHOR
SECURITY ID: 825211105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark F. Bregman | Management | For | For |
| 1.2 | Elect Director Edward F. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| SIERRA WIRELESS INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: SW
SECURITY ID: 826516106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jason W. Cohenour | Management | For | For |
| 1.2 | Elect Director Gregory D. Aasen | Management | For | For |
| 1.3 | Elect Director Robin A. Abrams | Management | For | For |
| 1.4 | Elect Director Paul G. Cataford | Management | For | For |
| 1.5 | Elect Director Charles E. Levine | Management | For | For |
| 1.6 | Elect Director S. Jane Rowe | Management | For | For |
| 1.7 | Elect Director David B. Sutcliffe | Management | For | For |
| 1.8 | Elect Director Kent P. Thexton | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Approve Restricted Share Unit Plan | Management | For | For |
| SMITH MICRO SOFTWARE, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: SMSI
SECURITY ID: 832154108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William W. Smith, Jr. | Management | For | For |
| 1.2 | Elect Director William C. Keiper | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| SOFTBANK CORP.
MEETING DATE: JUN 24, 2011 |
||||
|
TICKER: 9984
SECURITY ID: J75963108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | Against |
| 3.1 | Elect Director Son, Masayoshi | Management | For | For |
| 3.2 | Elect Director Miyauchi, Ken | Management | For | For |
| 3.3 | Elect Director Kasai, Kazuhiko | Management | For | For |
| 3.4 | Elect Director Inoue, Masahiro | Management | For | For |
| 3.5 | Elect Director Ronald Fisher | Management | For | For |
| 3.6 | Elect Director Yun Ma | Management | For | For |
| 3.7 | Elect Director Yanai, Tadashi | Management | For | For |
| 3.8 | Elect Director Mark Schwartz | Management | For | For |
| 3.9 | Elect Director Sunil Bharti Mittal | Management | For | For |
| SOLARWINDS, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: SWI
SECURITY ID: 83416B109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Bonham | Management | For | For |
| 1.2 | Elect Director Steven M. Cakebread | Management | For | For |
| 1.3 | Elect Director Roger J. Sippl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SONUS NETWORKS, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: SONS
SECURITY ID: 835916107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James K. Brewington | Management | For | For |
| 1.2 | Elect Director John P. Cunningham | Management | For | For |
| 1.3 | Elect Director Raymond P. Dolan | Management | For | For |
| 1.4 | Elect Director Beatriz V. Infante | Management | For | For |
| 1.5 | Elect Director Howard E. Janzen | Management | For | For |
| 1.6 | Elect Director John A. Schofield | Management | For | For |
| 1.7 | Elect Director Scott E. Schubert | Management | For | For |
| 1.8 | Elect Director H. Brian Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SPREADTRUM COMMUNICATIONS, INC.
MEETING DATE: JUN 24, 2011 |
||||
|
TICKER: SPRD
SECURITY ID: 849415203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Hao Chen as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
| STANDARD MICROSYSTEMS CORPORATION
MEETING DATE: JUL 28, 2010 |
||||
|
TICKER: SMSC
SECURITY ID: 853626109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy P. Craig | Management | For | For |
| 1.2 | Elect Director Ivan T. Frisch | Management | For | For |
| 1.3 | Elect Director Kenneth Kin | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Stock Appreciation Rights Exchange Program for Employees | Management | For | For |
| 4 | Approve Stock Appreciation Rights Exchange Program for Executive Officers and Directors | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| SYCAMORE NETWORKS, INC.
MEETING DATE: JAN 04, 2011 |
||||
|
TICKER: SCMR
SECURITY ID: 871206405
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gururaj Deshpande | Management | For | For |
| 1.2 | Elect Director Craig R. Benson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: SNCR
SECURITY ID: 87157B103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Hopkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TALEO CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: TLEO
SECURITY ID: 87424N104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick Gross | Management | For | For |
| 1.2 | Elect Director Jeffrey Schwartz | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| TEKELEC
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: TKLC
SECURITY ID: 879101103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald W. Buckly | Management | For | For |
| 1.2 | Elect Director Anthony Colaluca, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas J. Coleman | Management | For | For |
| 1.4 | Elect Director Jean-Yves Courtois | Management | For | For |
| 1.5 | Elect Director Hubert de Pesquidoux | Management | For | For |
| 1.6 | Elect Director Carol G. Mills | Management | For | For |
| 1.7 | Elect Director Krish A. Prabhu | Management | For | For |
| 1.8 | Elect Director Michael P. Ressner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TELECOMMUNICATION SYSTEMS, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: TSYS
SECURITY ID: 87929J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas M. Brandt, Jr. | Management | For | For |
| 1.2 | Elect Director Jon B. Kutler | Management | For | For |
| 1.3 | Elect Director A. Reza Jafari | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TELENAV, INC.
MEETING DATE: DEC 07, 2010 |
||||
|
TICKER: TNAV
SECURITY ID: 879455103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Samuel Chen | Management | For | For |
| 1.2 | Elect Director Hon Jane (Jason) Chiu | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| TELEVISION BROADCAST LTD.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: 00511
SECURITY ID: Y85830100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Charles Chan Kwok Keung as Director | Management | For | Against |
| 3b | Elect Cher Wang Hsiueh Hong as Director | Management | For | Against |
| 3c | Elect Jonathan Milton Nelson as Director | Management | For | Against |
| 4a | Reelect Chow Yei Ching as Director | Management | For | Against |
| 4b | Reelect Kevin Lo Chung Ping as Director | Management | For | Against |
| 4c | Reelect Chien Lee as Director | Management | For | For |
| 4d | Reelect Gordon Siu Kwing Chue as Director | Management | For | For |
| 5 | Approve Increase in Directors' Fee | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 10 | Approve Extension of Book Close Period from 30 Days to 60 Days | Management | For | For |
| TELLABS, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: TLAB
SECURITY ID: 879664100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Frank Ianna | Management | For | For |
| 2 | Elect Director Stephanie Pace Marshall | Management | For | For |
| 3 | Elect Director William F. Souders | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| TRIMBLE NAVIGATION LIMITED
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: TRMB
SECURITY ID: 896239100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director John B. Goodrich | Management | For | For |
| 1.3 | Elect Director William Hart | Management | For | For |
| 1.4 | Elect Director Merit E. Janow | Management | For | For |
| 1.5 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
| 1.7 | Elect Director Mark S. Peek | Management | For | For |
| 1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ULTICOM, INC.
MEETING DATE: DEC 02, 2010 |
||||
|
TICKER: ULCMD
SECURITY ID: 903844207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| VOLTAIRE LTD.
MEETING DATE: JAN 06, 2011 |
||||
|
TICKER: VOLT
SECURITY ID: M97613109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement with Mellanox Technologies, Ltd. | Management | For | For |
| 2 | Approve Purchase of Director/Officer Liability and Indemnification Insurance | Management | For | For |
| VOLTERRA SEMICONDUCTOR CORPORATION
MEETING DATE: APR 22, 2011 |
||||
|
TICKER: VLTR
SECURITY ID: 928708106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Fu-Tai Liou | Management | For | For |
| 1.2 | Elect Director Edward Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| YOUNG FAST OPTOELECTRONICS CO., LTD.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: 3622
SECURITY ID: Y98498101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of Profits and Capital Reserve and Issuance of New Shares | Management | For | For |
| 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
| 6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 7 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
| 8 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 9 | Approve to Formulate Scope and Rules for the Functions and Powers of Supervisors | Management | For | For |
| 10 | Approve 5-Year Income Tax Exemption Regarding Cash Capital Increase in 2010 | Management | For | For |
| 11.1 | Elect Tejen Lin with Shareholder Number 3032 as Director | Management | For | Against |
| 11.2 | Elect a Representative of Sol Young Enterprises Co., Ltd. with Shareholder Number 2395 as Director | Management | For | Against |
| 11.3 | Elect Sheng-hui Chen with Shareholder Number 2375 as Director | Management | For | Against |
| 11.4 | Elect Chih-chiang Pai with Shareholder Number 11 as Director | Management | For | Against |
| 11.5 | Elect Yi-chuan Hsu with Shareholder Number 3051 as Director | Management | For | Against |
| 11.6 | Elect Cheng-kun Kuo with Shareholder Number 3551 as Independent Director | Management | For | For |
| 11.7 | Elect Wei-lin Wang with Shareholder Number 3549 as Independent Director | Management | For | For |
| 11.8 | Elect a Representative of Hold-key Electric Wire & Cable Co., Ltd. with Shareholder Number 560 as Supervisor | Management | For | Against |
| 11.9 | Elect Wen-cheng Wu with Shareholder Number 3543 as Supervisor | Management | For | Against |
| 11.10 | Elect Chia-yen Lin with Shareholder Number 55903 as Supervisor | Management | For | Against |
| 12 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
| ZTE CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: 000063
SECURITY ID: Y0004F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Report of the Board of Directors | Management | For | For |
| 3 | Accept Report of the Supervisory Committee | Management | For | For |
| 4 | Accept Report of the President of the Company | Management | For | For |
| 5 | Accept Final Financial Accounts of the Company | Management | For | For |
| 6a | Approve Application to the Bank of China Ltd., Shenzhen Branch for a Composite Credit Facility Amounting to RMB 23 Billion | Management | For | For |
| 6b | Approve Application to the China Development Bank Corporation, Shezhen Branch for a Composite Credit Facility Amounting to $4.5 Billion | Management | For | For |
| 7a | Reappoint Ernst & Young Hua Ming as PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7b | Reappoint Ernst & Young as Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8a | Approve Application for Investment Limits in Derivative Products for Value Protection Against US Dollar Risk Exposure for an Amount Not Exceeding $800 Million | Management | For | For |
| 8b | Approve Application for Investment Limits in Derivative Products for Value Protection Against Euro Risk Exposure for an Amount Not Exceeding EUR 150 Million | Management | For | For |
| 8c | Approve Application for Investment Limits in Fixed Income Derivative Products for an Amount Not Exceeding $1 Billion | Management | For | For |
| 9 | Approve Investment in the Research and Development Base in Yuhuatai District of Nanjing | Management | For | For |
| 9 | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2010 | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 12a | Amend Clause Relating to Third-Party Guarantees in Article 160 of Chapter 10 of the Articles of Association | Shareholder | None | For |
| 12b | Amend Clause Specifying that the Board of Directors May Determine the Types of Derivative Investment at its Discretion in Article 160 of Chapter 10 of the Articles of Association | Shareholder | None | For |
| 13a | Approve Provision of Guarantee by ZTE in Relation to the Overseas Medium or Long-Term Debt Financing of ZTE (HK) Ltd. | Shareholder | None | For |
| 13b | Approve Authorization of the Conduct of Interest Rate Swap Transactions by ZTE (HK) Ltd. | Shareholder | None | For |
| ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
MEETING DATE: SEP 10, 2010 |
||||
|
TICKER: 000063
SECURITY ID: Y0004F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Investment in and Construction of ZTE Heyuan Production and Research and Development Training Base Project and the Execution of the Relevant Investment Contract | Management | For | For |
| 2 | Approve Application for Investment Limits in Foreign Exchange Derivative Products for Value-Protection | Management | For | For |
| ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
MEETING DATE: NOV 30, 2010 |
||||
|
TICKER: 000063
SECURITY ID: Y0004F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve External Investment of the Company Pursuant to the Establishment of ZTE Finance Co., Ltd. | Management | For | For |
| 2 | Approve Resolution of the Company on Increasing the Insurance Amount of Directors', Supervisors' and Senior Management's Liability Insurance | Management | For | For |
VOTE SUMMARY REPORT
SELECT COMPUTERS PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 3PAR INC.
MEETING DATE: SEP 09, 2010 |
||||
|
TICKER: PAR
SECURITY ID: 88580F109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Jung | Management | For | For |
| 1.2 | Elect Director David C. Scott | Management | For | For |
| 1.3 | Elect Director Michael J. Sheridan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| APPLE INC.
MEETING DATE: FEB 23, 2011 |
||||
|
TICKER: AAPL
SECURITY ID: 037833100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ATOS ORIGIN
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: ATO
SECURITY ID: F06116101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 6 | Renew Appointment of Colette Neuville as Censor | Management | For | For |
| 7 | Ratify Change of Registered Office to River Ouest, 80, Quai Voltaire 95870 Bezons | Management | For | For |
| 8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AUTONOMY CORPORATION PLC
MEETING DATE: MAR 24, 2011 |
||||
|
TICKER: AU.
SECURITY ID: G0669T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Robert Webb as Director | Management | For | For |
| 4 | Elect Jonathan Bloomer as Director | Management | For | For |
| 5 | Re-elect Richard Gaunt as Director | Management | For | For |
| 6 | Re-elect Sushovan Hussain as Director | Management | For | For |
| 7 | Elect Frank Kelly as Director | Management | For | For |
| 8 | Re-elect Michael Lynch as Director | Management | For | For |
| 9 | Re-elect John McMonigall as Director | Management | For | For |
| 10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| AVID TECHNOLOGY, INC.
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: AVID
SECURITY ID: 05367P100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Elizabeth M. Daley | Management | For | Against |
| 2 | Elect Director Youngme E. Moon | Management | For | Against |
| 3 | Elect Director David B. Mullen | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| AVNET, INC.
MEETING DATE: NOV 05, 2010 |
||||
|
TICKER: AVT
SECURITY ID: 053807103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Ehud Houminer | Management | For | For |
| 1.4 | Elect Director Frank R. Noonan | Management | For | For |
| 1.5 | Elect Director Ray M. Robinson | Management | For | For |
| 1.6 | Elect Director William H. Schumann III | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| BMC SOFTWARE, INC.
MEETING DATE: JUL 21, 2010 |
||||
|
TICKER: BMC
SECURITY ID: 055921100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert E. Beauchamp | Management | For | For |
| 2 | Elect Director Jon E. Barfield | Management | For | For |
| 3 | Elect Director Gary L. Bloom | Management | For | For |
| 4 | Elect Director Meldon K. Gafner | Management | For | For |
| 5 | Elect Director Mark J. Hawkins | Management | For | For |
| 6 | Elect Director Stephan A. James | Management | For | For |
| 7 | Elect Director P. Thomas Jenkins | Management | For | For |
| 8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 9 | Elect Director Kathleen A. O'Neil | Management | For | For |
| 10 | Elect Director Tom C. Tinsley | Management | For | For |
| 11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: CPW
SECURITY ID: M22465104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Gil Shwed as Director | Management | For | For |
| 1.2 | Elect Marius Nacht as Director | Management | For | For |
| 1.3 | Elect Jerry Ungerman as Director | Management | For | For |
| 1.4 | Elect Dan Propper as Director | Management | For | For |
| 1.5 | Elect David Rubner as Director | Management | For | For |
| 1.6 | Elect Tal Shavit as Director | Management | For | For |
| 2.1 | Elect Ray Rothrock as External Director | Management | For | For |
| 2.2 | Elect Irwin Federman as External Director | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Compensation of Directors | Management | For | For |
| 5 | Approve Grant of Options to Executive Director | Management | For | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: CTSH
SECURITY ID: 192446102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert W. Howe | Management | For | For |
| 2 | Elect Director Robert E. Weissman | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| COMPELLENT TECHNOLOGIES, INC.
MEETING DATE: FEB 22, 2011 |
||||
|
TICKER: CML
SECURITY ID: 20452A108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CRAY INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: CRAY
SECURITY ID: 225223304
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William C. Blake | Management | For | For |
| 1.2 | Elect Director John B. Jones, Jr. | Management | For | For |
| 1.3 | Elect Director Stephen C. Kiely | Management | For | For |
| 1.4 | Elect Director Frank L. Lederman | Management | For | For |
| 1.5 | Elect Director Sally G. Narodick | Management | For | For |
| 1.6 | Elect Director Daniel C. Regis | Management | For | For |
| 1.7 | Elect Director Stephen C. Richards | Management | For | For |
| 1.8 | Elect Director Peter J. Ungaro | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| DELL INC.
MEETING DATE: AUG 12, 2010 |
||||
|
TICKER: DELL
SECURITY ID: 24702R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James W. Breyer | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director Michael S. Dell | Management | For | For |
| 1.4 | Elect Director William H. Gray, III | Management | For | For |
| 1.5 | Elect Director Judy C. Lewent | Management | For | For |
| 1.6 | Elect Director Thomas W. Luce, III | Management | For | For |
| 1.7 | Elect Director Klaus S. Luft | Management | For | For |
| 1.8 | Elect Director Alex J. Mandl | Management | For | For |
| 1.9 | Elect Director Shantanu Narayen | Management | For | For |
| 1.10 | Elect Director Sam Nunn | Management | For | For |
| 1.11 | Elect Director H. Ross Perot, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| DIEBOLD, INCORPORATED
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: DBD
SECURITY ID: 253651103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick W. Allender | Management | For | For |
| 1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
| 1.3 | Elect Director Mei-Wei Cheng | Management | For | For |
| 1.4 | Elect Director Phillip R. Cox | Management | For | For |
| 1.5 | Elect Director Richard L. Crandall | Management | For | For |
| 1.6 | Elect Director Gale S. Fitzgerald | Management | For | For |
| 1.7 | Elect Director Phillip B. Lassiter | Management | For | For |
| 1.8 | Elect Director John N. Lauer | Management | For | For |
| 1.9 | Elect Director Thomas W. Swidarski | Management | For | For |
| 1.10 | Elect Director Henry D.G. Wallace | Management | For | For |
| 1.11 | Elect Director Alan J. Weber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ELECTRONICS FOR IMAGING, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: EFII
SECURITY ID: 286082102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric Brown | Management | For | For |
| 1.2 | Elect Director Gill Cogan | Management | For | For |
| 1.3 | Elect Director Guy Gecht | Management | For | For |
| 1.4 | Elect Director Thomas Georgens | Management | For | For |
| 1.5 | Elect Director Richard A. Kashnow | Management | For | For |
| 1.6 | Elect Director Dan Maydan | Management | For | For |
| 1.7 | Elect Director Fred Rosenzweig | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| EMC CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: EMC
SECURITY ID: 268648102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael W. Brown | Management | For | For |
| 2 | Elect Director Randolph L. Cowen | Management | For | For |
| 3 | Elect Director Michael J. Cronin | Management | For | For |
| 4 | Elect Director Gail Deegan | Management | For | For |
| 5 | Elect Director James S. DiStasio | Management | For | For |
| 6 | Elect Director John R. Egan | Management | For | For |
| 7 | Elect Director Edmund F. Kelly | Management | For | For |
| 8 | Elect Director Windle B. Priem | Management | For | For |
| 9 | Elect Director Paul Sagan | Management | For | For |
| 10 | Elect Director David N. Strohm | Management | For | For |
| 11 | Elect Director Joseph M. Tucci | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 23, 2011 |
||||
|
TICKER: HPQ
SECURITY ID: 428236103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director M. L. Andreessen | Management | For | For |
| 2 | Elect Director L. Apotheker | Management | For | For |
| 3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
| 4 | Elect Director S.M. Baldauf | Management | For | For |
| 5 | Elect Director S. Banerji | Management | For | For |
| 6 | Elect Director R.L. Gupta | Management | For | For |
| 7 | Elect Director J.H. Hammergren | Management | For | For |
| 8 | Elect Director R.J. Lane | Management | For | For |
| 9 | Elect Director G.M. Reiner | Management | For | For |
| 10 | Elect Director P.F. Russo | Management | For | For |
| 11 | Elect Director D. Senequier | Management | For | For |
| 12 | Elect Director G.K. Thompson | Management | For | For |
| 13 | Elect Director M.C. Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 18 | Amend Executive Incentive Bonus Plan | Management | For | For |
| HTC CORPORATION
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: 2498
SECURITY ID: Y3732M103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | Management | For | For |
| 6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | Management | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| HUTCHINSON TECHNOLOGY INCORPORATED
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: HTCH
SECURITY ID: 448407106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Augusti | Management | For | Withhold |
| 1.2 | Elect Director Wayne M. Fortun | Management | For | Withhold |
| 1.3 | Elect Director Martha Goldberg Aronson | Management | For | Withhold |
| 1.4 | Elect Director Jeffrey W. Green | Management | For | Withhold |
| 1.5 | Elect Director Gary D. Henley | Management | For | Withhold |
| 1.6 | Elect Director Russell Huffer | Management | For | Withhold |
| 1.7 | Elect Director William T. Monahan | Management | For | Withhold |
| 1.8 | Elect Director Thomas R. Verhage | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| HYPERCOM CORPORATION
MEETING DATE: FEB 24, 2011 |
||||
|
TICKER: HYC
SECURITY ID: 44913M105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| IMATION CORP.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: IMN
SECURITY ID: 45245A107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Berg | Management | For | For |
| 1.2 | Elect Director Raymond Leung | Management | For | For |
| 1.3 | Elect Director Trudy A. Rautio | Management | For | For |
| 1.4 | Elect Director Mark E. Lucas | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| IMMERSION CORPORATION
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: IMMR
SECURITY ID: 452521107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl Schlachte | Management | For | For |
| 1.2 | Elect Director John Fichthorn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| INTERMEC, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: IN
SECURITY ID: 458786100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Patrick J. Byrne | Management | For | For |
| 2 | Elect Director Eric J. Draut | Management | For | For |
| 3 | Elect Director Gregory K. Hinckley | Management | For | For |
| 4 | Elect Director Lydia H. Kennard | Management | For | For |
| 5 | Elect Director Allen J. Lauer | Management | For | For |
| 6 | Elect Director Stephen P. Reynolds | Management | For | For |
| 7 | Elect Director Steven B. Sample | Management | For | For |
| 8 | Elect Director Oren G. Shaffer | Management | For | For |
| 9 | Elect Director Larry D. Yost | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: IBM
SECURITY ID: 459200101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director A. J. P. Belda | Management | For | For |
| 2 | Elect Director W. R. Brody | Management | For | For |
| 3 | Elect Director K. I. Chenault | Management | For | For |
| 4 | Elect Director M. L. Eskew | Management | For | For |
| 5 | Elect Director S. A. Jackson | Management | For | For |
| 6 | Elect Director A. N. Liveris | Management | For | For |
| 7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
| 8 | Elect Director J. W. Owens | Management | For | For |
| 9 | Elect Director S. J. Palmisano | Management | For | For |
| 10 | Elect Director J. E. Spero | Management | For | For |
| 11 | Elect Director S. Taurel | Management | For | For |
| 12 | Elect Director L. H. Zambrano | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| INTEVAC, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: IVAC
SECURITY ID: 461148108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Norman H. Pond | Management | For | For |
| 1.2 | Elect Director Kevin Fairbairn | Management | For | For |
| 1.3 | Elect Director David S. Dury | Management | For | For |
| 1.4 | Elect Director Stanley J. Hill | Management | For | For |
| 1.5 | Elect Director Thomas M. Rohrs | Management | For | For |
| 1.6 | Elect Director John F. Schaefer | Management | For | For |
| 1.7 | Elect Director Ping Yang | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| JABIL CIRCUIT, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: JBL
SECURITY ID: 466313103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mel S. Lavitt | Management | For | For |
| 1.2 | Elect Director Timothy L. Main | Management | For | For |
| 1.3 | Elect Director William D. Morean | Management | For | For |
| 1.4 | Elect Director Lawrence J. Murphy | Management | For | For |
| 1.5 | Elect Director Frank A. Newman | Management | For | For |
| 1.6 | Elect Director Steven A. Raymund | Management | For | For |
| 1.7 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.8 | Elect Director David M. Stout | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Other Business | Management | For | Against |
| LEXMARK INTERNATIONAL, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: LXK
SECURITY ID: 529771107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Paul A. Rooke | Management | For | For |
| 2 | Elect Director Ralph E. Gomory | Management | For | For |
| 3 | Elect Director Jared L. Cohon | Management | For | For |
| 4 | Elect Director J. Edward Coleman | Management | For | For |
| 5 | Elect Director Sandra L. Helton | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: MRVL
SECURITY ID: G5876H105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
| 2 | Elect Director Juergen Gromer | Management | For | For |
| 3 | Elect Director Arturo Krueger | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Reduction of Share Premium Account | Management | For | For |
| 7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MOTOROLA MOBILITY HOLDINGS, INC.
MEETING DATE: MAY 09, 2011 |
||||
|
TICKER: MMI
SECURITY ID: 620097105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sanjay K. Jha | Management | For | For |
| 2 | Elect Director Jon E. Barfield | Management | For | For |
| 3 | Elect Director William R. Hambrecht | Management | For | For |
| 4 | Elect Director Jeanne P. Jackson | Management | For | For |
| 5 | Elect Director Keith A. Meister | Management | For | For |
| 6 | Elect Director Thomas J. Meredith | Management | For | For |
| 7 | Elect Director Daniel A. Ninivaggi | Management | For | For |
| 8 | Elect Director James R. Stengel | Management | For | For |
| 9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 10 | Elect Director Andrew J. Viterbi | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| MOTOROLA SOLUTIONS, INC.
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: MSI
SECURITY ID: 620076307
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gregory Q. Brown | Management | For | For |
| 2 | Elect Director William J. Bratton | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Michael V. Hayden | Management | For | For |
| 5 | Elect Director Vincent J. Intrieri | Management | For | For |
| 6 | Elect Director Judy C. Lewent | Management | For | For |
| 7 | Elect Director Samuel C. Scott III | Management | For | For |
| 8 | Elect Director John A. White | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Human Rights Policies | Shareholder | Against | Abstain |
| MOTOROLA, INC.
MEETING DATE: NOV 29, 2010 |
||||
|
TICKER: MSI
SECURITY ID: 620076109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
| MULTI-FINELINE ELECTRONIX, INC.
MEETING DATE: MAR 09, 2011 |
||||
|
TICKER: MFLX
SECURITY ID: 62541B101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kheng-Joo Khaw | Management | For | For |
| 1.2 | Elect Director Linda Yuen-Ching Lim | Management | For | For |
| 1.3 | Elect Director Sam Yau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NCR CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: NCR
SECURITY ID: 62886E108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard L. Clemmer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| NETAPP, INC.
MEETING DATE: AUG 31, 2010 |
||||
|
TICKER: NTAP
SECURITY ID: 64110D104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffry R. Allen | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Thomas Georgens | Management | For | For |
| 1.4 | Elect Director Gerald Held | Management | For | For |
| 1.5 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.6 | Elect Director T. Michael Nevens | Management | For | For |
| 1.7 | Elect Director George T. Shaheen | Management | For | For |
| 1.8 | Elect Director Robert T. Wall | Management | For | For |
| 1.9 | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| NETEZZA CORPORATION
MEETING DATE: NOV 10, 2010 |
||||
|
TICKER: NZ
SECURITY ID: 64111N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| NOVATEL WIRELESS, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: NVTL
SECURITY ID: 66987M604
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Russell Gerns | Management | For | For |
| 1.2 | Elect Director David A. Werner | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| POLYCOM, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: PLCM
SECURITY ID: 73172K104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew M. Miller | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.3 | Elect Director David G. Dewalt | Management | For | For |
| 1.4 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.5 | Elect Director D. Scott Mercer | Management | For | For |
| 1.6 | Elect Director William A. Owens | Management | For | For |
| 1.7 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| QLOGIC CORPORATION
MEETING DATE: AUG 26, 2010 |
||||
|
TICKER: QLGC
SECURITY ID: 747277101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director H.K. Desai | Management | For | For |
| 2 | Elect Director Joel S. Birnbaum | Management | For | For |
| 3 | Elect Director James R. Fiebiger | Management | For | For |
| 4 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 5 | Elect Director Kathryn B. Lewis | Management | For | For |
| 6 | Elect Director George D. Wells | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| QUANTUM CORPORATION
MEETING DATE: AUG 18, 2010 |
||||
|
TICKER: QTM
SECURITY ID: 747906204
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul R. Auvil, III | Management | For | For |
| 1.2 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.3 | Elect Director Michael A. Brown | Management | For | For |
| 1.4 | Elect Director Thomas S. Buchsbaum | Management | For | For |
| 1.5 | Elect Director Edward M. Esber, Jr. | Management | For | For |
| 1.6 | Elect Director Elizabeth A. Fetter | Management | For | For |
| 1.7 | Elect Director Joseph A. Marengi | Management | For | For |
| 1.8 | Elect Director Dennis P. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| RACKSPACE HOSTING, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: RAX
SECURITY ID: 750086100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Graham Weston | Management | For | For |
| 1.2 | Elect Director Palmer Moe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| RESEARCH IN MOTION LTD
MEETING DATE: JUL 13, 2010 |
||||
|
TICKER: RIM
SECURITY ID: 760975102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect James L. Balsillie as Director | Management | For | For |
| 1.2 | Elect Mike Lazaridis as Director | Management | For | For |
| 1.3 | Elect James Estill as Director | Management | For | For |
| 1.4 | Elect David Kerr as Director | Management | For | For |
| 1.5 | Elect Roger Martin as Director | Management | For | For |
| 1.6 | Elect John Richardson as Director | Management | For | For |
| 1.7 | Elect Barbara Stymiest as Director | Management | For | For |
| 1.8 | Elect Antonio Viana-Baptista as Director | Management | For | For |
| 1.9 | Elect John Wetmore as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| RIMAGE CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: RIMG
SECURITY ID: 766721104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sherman L. Black | Management | For | For |
| 1.2 | Elect Director Lawrence M. Benveniste | Management | For | For |
| 1.3 | Elect Director Philip D. Hotchkiss | Management | For | For |
| 1.4 | Elect Director Thomas F. Madison | Management | For | For |
| 1.5 | Elect Director Steven M. Quist | Management | For | For |
| 1.6 | Elect Director James L. Reissner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| SANDISK CORPORATION
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: SNDK
SECURITY ID: 80004C101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Marks | Management | For | For |
| 1.2 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.3 | Elect Director Irwin Federman | Management | For | For |
| 1.4 | Elect Director Steven J. Gomo | Management | For | For |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director Chenming Hu | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SEAGATE TECHNOLOGY PLC
MEETING DATE: JAN 18, 2011 |
||||
|
TICKER: STX
SECURITY ID: G7945M107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Stephen Luczo as a Director | Management | For | For |
| 1b | Reelect Frank Biondi, Jr. as a Director | Management | For | For |
| 1c | Reelect Lydia Marshall as a Director | Management | For | For |
| 1d | Reelect Chong Sup Park as a Director | Management | For | For |
| 1e | Reelect Albert Pimentel as a Director | Management | For | For |
| 1f | Reelect Gregorio Reyes as a Director | Management | For | For |
| 1g | Reelect John Thompson as a Director | Management | For | For |
| 1h | Reelect Edward Zander as a Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Authorize the Holding of the 2011 AGM at a Location Outside Ireland | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| SILICON GRAPHICS INTERNATIONAL CORP
MEETING DATE: DEC 03, 2010 |
||||
|
TICKER: SGI
SECURITY ID: 82706L108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark J. Barrenechea | Management | For | For |
| 1.2 | Elect Director Michael W. Hagee | Management | For | For |
| 1.3 | Elect Director Charles M. Boesenberg | Management | For | For |
| 1.4 | Elect Director Gary A. Griffiths | Management | For | For |
| 1.5 | Elect Director Hagi Schwartz | Management | For | For |
| 1.6 | Elect Director Ronald D. Verdoorn | Management | For | For |
| 1.7 | Elect Director Douglas R. King | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| STEC, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: STEC
SECURITY ID: 784774101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Manouch Moshayedi | Management | For | For |
| 1.2 | Elect Director Mark Moshayedi | Management | For | For |
| 1.3 | Elect Director F. Michael Ball | Management | For | For |
| 1.4 | Elect Director Rajat Bahri | Management | For | For |
| 1.5 | Elect Director Christopher W. Colpitts | Management | For | For |
| 1.6 | Elect Director Kevin C. Daly | Management | For | For |
| 1.7 | Elect Director Matthew L. Witte | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| STRATASYS, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: SSYS
SECURITY ID: 862685104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director S. Scott Crump | Management | For | For |
| 1.2 | Elect Director Ralph E. Crump | Management | For | For |
| 1.3 | Elect Director Edward J. Fierko | Management | For | For |
| 1.4 | Elect Director John J. McEleney | Management | For | For |
| 1.5 | Elect Director Clifford H. Schwieter | Management | For | For |
| 1.6 | Elect Director Gregory L. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SUPER MICRO COMPUTER, INC.
MEETING DATE: FEB 08, 2011 |
||||
|
TICKER: SMCI
SECURITY ID: 86800U104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Liang | Management | For | For |
| 1.2 | Elect Director Sherman Tuan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| SYNAPTICS INCORPORATED
MEETING DATE: OCT 19, 2010 |
||||
|
TICKER: SYNA
SECURITY ID: 87157D109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Tiernan | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| TERADATA CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: TDC
SECURITY ID: 88076W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Nancy E. Cooper | Management | For | For |
| 2 | Elect Director David E. Kepler | Management | For | For |
| 3 | Elect Director William S. Stavropoulos | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 11, 2010 |
||||
|
TICKER: WDC
SECURITY ID: 958102105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter D. Behrendt | Management | For | For |
| 2 | Elect Director Kathleen A. Cote | Management | For | For |
| 3 | Elect Director John F. Coyne | Management | For | For |
| 4 | Elect Director Henry T. DeNero | Management | For | For |
| 5 | Elect Director William L. Kimsey | Management | For | For |
| 6 | Elect Director Michael D. Lambert | Management | For | For |
| 7 | Elect Director Len J. Lauer | Management | For | For |
| 8 | Elect Director Matthew E. Massengill | Management | For | For |
| 9 | Elect Director Roger H. Moore | Management | For | For |
| 10 | Elect Director Thomas E. Pardun | Management | For | For |
| 11 | Elect Director Arif Shakeel | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| XYRATEX LTD
MEETING DATE: MAR 29, 2011 |
||||
|
TICKER: XRTX
SECURITY ID: G98268108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Steve Sanghi as Director | Management | For | For |
| 2 | Reelect Richard Pearce as Director | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
SELECT CONSTRUCTION AND HOUSING PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AECOM TECHNOLOGY CORPORATION
MEETING DATE: MAR 03, 2011 |
||||
|
TICKER: ACM
SECURITY ID: 00766T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Director Francis S.Y. Bong | Management | For | For |
| 1.2 | Director S. Malcolm Gillis | Management | For | For |
| 1.3 | Director Robert J. Routs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| AMERICAN CAMPUS COMMUNITIES, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: ACC
SECURITY ID: 024835100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William C. Bayless, Jr. | Management | For | For |
| 1.2 | Elect Director R.D. Burck | Management | For | For |
| 1.3 | Elect Director G. Steven Dawson | Management | For | For |
| 1.4 | Elect Director Cydney C. Donnell | Management | For | For |
| 1.5 | Elect Director Edward Lowenthal | Management | For | For |
| 1.6 | Elect Director Joseph M. Macchione | Management | For | For |
| 1.7 | Elect Director Winston W. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| APARTMENT INVESTMENT AND MANAGEMENT COMPANY
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: AIV
SECURITY ID: 03748R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James N. Bailey | Management | For | For |
| 2 | Elect Director Terry Considine | Management | For | For |
| 3 | Elect Director Richard S. Ellwood | Management | For | For |
| 4 | Elect Director Thomas L. Keltner | Management | For | For |
| 5 | Elect Director J. Landis Martin | Management | For | For |
| 6 | Elect Director Robert A. Miller | Management | For | For |
| 7 | Elect Director Kathleen M. Nelson | Management | For | For |
| 8 | Elect Director Michael A. Stein | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Amend Charter Permiting the Board to Grant Waivers of the Ownership Limit | Management | For | For |
| AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: AVB
SECURITY ID: 053484101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bryce Blair | Management | For | For |
| 1.2 | Elect Director Bruce A. Choate | Management | For | For |
| 1.3 | Elect Director John J. Healy, Jr. | Management | For | For |
| 1.4 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.5 | Elect Director Lance R. Primis | Management | For | For |
| 1.6 | Elect Director Peter S. Rummell | Management | For | For |
| 1.7 | Elect Director H. Jay Sarles | Management | For | For |
| 1.8 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BEAZER HOMES USA, INC.
MEETING DATE: FEB 02, 2011 |
||||
|
TICKER: BZH
SECURITY ID: 07556Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Laurent Alpert | Management | For | For |
| 2 | Elect Director Brian C. Beazer | Management | For | For |
| 3 | Elect Director Peter G. Leemputte | Management | For | For |
| 4 | Elect Director Ian J. McCarthy | Management | For | For |
| 5 | Elect Director Norma A. Provencio | Management | For | For |
| 6 | Elect Director Larry T. Solari | Management | For | For |
| 7 | Elect Director Stephen P. Zelnak, Jr. | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Approve the Adoption of the Protective Amendment | Management | For | For |
| 12 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| BRE PROPERTIES, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: BRE
SECURITY ID: 05564E106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.2 | Elect Director Paula F. Downey | Management | For | For |
| 1.3 | Elect Director Christopher J. McGurk | Management | For | For |
| 1.4 | Elect Director Matthew T. Medeiros | Management | For | For |
| 1.5 | Elect Director Constance B. Moore | Management | For | For |
| 1.6 | Elect Director Jeanne R. Myerson | Management | For | For |
| 1.7 | Elect Director Jeffrey T. Pero | Management | For | For |
| 1.8 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.9 | Elect Director Dennis E. Singleton | Management | For | For |
| 1.10 | Elect Director Thomas P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CAMDEN PROPERTY TRUST
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: CPT
SECURITY ID: 133131102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Campo | Management | For | For |
| 1.2 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.3 | Elect Director Lewis A. Levey | Management | For | For |
| 1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
| 1.5 | Elect Director William F. Paulsen | Management | For | For |
| 1.6 | Elect Director D. Keith Oden | Management | For | For |
| 1.7 | Elect Director F. Gardner Parker | Management | For | For |
| 1.8 | Elect Director Steven A. Webster | Management | For | For |
| 1.9 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change State of Incorporation: From Texas to Maryland | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: CBL
SECURITY ID: 124830100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
| 1.2 | Elect Director Gary L. Bryenton | Management | For | For |
| 1.3 | Elect Director Gary J. Nay | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| D.R. HORTON, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: DHI
SECURITY ID: 23331A109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Donald R. Horton | Management | For | For |
| 2 | Elect Director Bradley S. Anderson | Management | For | For |
| 3 | Elect Director Michael R. Buchanan | Management | For | For |
| 4 | Elect Director Michael W. Hewatt | Management | For | For |
| 5 | Elect Director Bob G. Scott | Management | For | For |
| 6 | Elect Director Donald J. Tomnitz | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| DYCOM INDUSTRIES, INC.
MEETING DATE: NOV 23, 2010 |
||||
|
TICKER: DY
SECURITY ID: 267475101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas G. Baxter | Management | For | For |
| 1.2 | Elect Director Charles M. Brennan, III | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| EAGLE MATERIALS INC.
MEETING DATE: AUG 05, 2010 |
||||
|
TICKER: EXP
SECURITY ID: 26969P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Clarke | Management | For | For |
| 1.2 | Elect Director Frank W. Maresh | Management | For | For |
| 1.3 | Elect Director Steven R. Rowley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| EDUCATION REALTY TRUST, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: EDR
SECURITY ID: 28140H104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul O. Bower | Management | For | For |
| 1.2 | Elect Director Monte J. Barrow | Management | For | For |
| 1.3 | Elect Director William J. Cahill, III | Management | For | For |
| 1.4 | Elect Director Randall L. Churchey | Management | For | For |
| 1.5 | Elect Director John L. Ford | Management | For | For |
| 1.6 | Elect Director Howard A. Silver | Management | For | For |
| 1.7 | Elect Director Wendell W. Weakley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EQUITY RESIDENTIAL
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: EQR
SECURITY ID: 29476L107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Charles L. Atwood | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.5 | Elect Director John E. Neal | Management | For | For |
| 1.6 | Elect Director David J. Neithercut | Management | For | For |
| 1.7 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.8 | Elect Director Gerald A. Spector | Management | For | For |
| 1.9 | Elect Director B. Joseph White | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| ESSEX PROPERTY TRUST, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: ESS
SECURITY ID: 297178105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David W. Brady | Management | For | For |
| 1.2 | Elect Director Byron A. Scordelis | Management | For | For |
| 1.3 | Elect Director Janice L. Sears | Management | For | For |
| 1.4 | Elect Director Claude J. Zinngrabe, Jr | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FLUOR CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: FLR
SECURITY ID: 343412102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter J. Fluor | Management | For | For |
| 2 | Elect Director Joseph W. Prueher | Management | For | For |
| 3 | Elect Director Suzanne H. Woolsey | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| FOREST CITY ENTERPRISES, INC.
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: FCE.A
SECURITY ID: 345550107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
| 1.3 | Elect Director Deborah L. Harmon | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| FOSTER WHEELER AG
MEETING DATE: FEB 24, 2011 |
||||
|
TICKER: FWLT
SECURITY ID: H27178104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Umberto della Sala as Director | Management | For | For |
| 2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| FOSTER WHEELER AG
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: FWLT
SECURITY ID: H27178104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
| 1.2 | Elect Edward G. Galante as Director | Management | For | For |
| 1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: JEC
SECURITY ID: 469814107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John F. Coyne | Management | For | For |
| 2 | Elect Director Linda Fayne Levinson | Management | For | For |
| 3 | Elect Director Craig L. Martin | Management | For | For |
| 4 | Elect Director John P. Jumper | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| KB HOME
MEETING DATE: APR 07, 2011 |
||||
|
TICKER: KBH
SECURITY ID: 48666K109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Barbara T. Alexander | Management | For | For |
| 2 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 3 | Elect Director Timothy W. Finchem | Management | For | For |
| 4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 5 | Elect Director Robert L. Johnson | Management | For | For |
| 6 | Elect Director Melissa Lora | Management | For | For |
| 7 | Electi Director Michael G. Mccaffery | Management | For | For |
| 8 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 9 | Elect Director Leslie Moonves | Management | For | For |
| 10 | Elect Director Luis G. Nogales | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| KBR, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: KBR
SECURITY ID: 48242W106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Huff | Management | For | For |
| 1.2 | Elect Director Lester L. Lyles | Management | For | For |
| 1.3 | Elect Director Richard J. Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| LENNAR CORPORATION
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: LEN
SECURITY ID: 526057104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director R. Kirk Landon | Management | For | For |
| 1.6 | Elect Director Sidney Lapidus | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Donna E. Shalala | Management | For | For |
| 1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
| 5 | Amend Bylaws | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: LOW
SECURITY ID: 548661107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Peter C. Browning | Management | For | For |
| 1.5 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Stephen F. Page | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| M.D.C. HOLDINGS, INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: MDC
SECURITY ID: 552676108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William B. Kemper | Management | For | For |
| 1.2 | Elect Director David D. Mandarich | Management | For | For |
| 1.3 | Elect Director David Siegel | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| MASCO CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: MAS
SECURITY ID: 574599106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Verne G. Istock | Management | For | For |
| 2 | Elect Director J. Michael Losh | Management | For | For |
| 3 | Elect Director Timothy Wadhams | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: MAA
SECURITY ID: 59522J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1.2 | Elect Director Alan B. Graf, jr. | Management | For | For |
| 1.3 | Elect Director John S. Grinalds | Management | For | For |
| 1.4 | Elect Director Ralph Horn | Management | For | For |
| 1.5 | Elect Director Philip W. Norwood | Management | For | For |
| 1.6 | Elect Director W. Reid Sanders | Management | For | For |
| 1.7 | Elect Director William B. Sansom | Management | For | For |
| 1.8 | Elect Director Simon R.C. Wadsworth | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| OWENS CORNING
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: OC
SECURITY ID: 690742101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gaston Caperton | Management | For | For |
| 1.2 | Elect Director Ann Iverson | Management | For | For |
| 1.3 | Elect Director Joseph F. Neely | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| POST PROPERTIES, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: PPS
SECURITY ID: 737464107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
| 1.2 | Elect Director Douglas Crocker II | Management | For | For |
| 1.3 | Elect Director David P. Stockert | Management | For | For |
| 1.4 | Elect Director Herschel M. Bloom | Management | For | For |
| 1.5 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
| 1.6 | Elect Director Russell R. French | Management | For | For |
| 1.7 | Elect Director Dale Anne Reiss | Management | For | For |
| 1.8 | Elect Director Stella F. Thayer | Management | For | For |
| 1.9 | Elect Director Ronald De Waal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PULTEGROUP, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: PHM
SECURITY ID: 745867101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.3 | Elect Director Patrick J. O'Leary | Management | For | For |
| 1.4 | Elect Director Thomas M. Schoewe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 7 | Provide for Cumulative Voting | Shareholder | Against | Against |
| STANDARD PACIFIC CORP.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: SPF
SECURITY ID: 85375C101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth L. Campbell | Management | For | For |
| 1.2 | Elect Director Bruce A. Choate | Management | For | For |
| 1.3 | Elect Director James L. Doti | Management | For | For |
| 1.4 | Elect Director Ronald R. Foell | Management | For | For |
| 1.5 | Elect Director Douglas C. Jacobs | Management | For | For |
| 1.6 | Elect Director David J. Matlin | Management | For | For |
| 1.7 | Elect Director F. Patt Schiewitz | Management | For | For |
| 1.8 | Elect Director Peter Schoels | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| SUN COMMUNITIES, INC.
MEETING DATE: JUL 28, 2010 |
||||
|
TICKER: SUI
SECURITY ID: 866674104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Clunet R. Lewis | Management | For | For |
| 2 | Elect Director Arthur A. Weiss | Management | For | For |
| 3 | Elect Director Stephanie W. Bergeron | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| THE HOME DEPOT, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: HD
SECURITY ID: 437076102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director Francis S. Blake | Management | For | For |
| 3 | Elect Director Ari Bousbib | Management | For | For |
| 4 | Elect Director Gregory D. Brenneman | Management | For | For |
| 5 | Elect Director J. Frank Brown | Management | For | For |
| 6 | Elect Director Albert P. Carey | Management | For | For |
| 7 | Elect Director Armando Codina | Management | For | For |
| 8 | Elect Director Bonnie G. Hill | Management | For | For |
| 9 | Elect Director Karen L. Katen | Management | For | For |
| 10 | Elect Director Ronald L. Sargent | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Provide Right to Act by Written Consent | Management | For | For |
| 15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
| THE RYLAND GROUP, INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: RYL
SECURITY ID: 783764103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leslie M. Frecon | Management | For | For |
| 1.2 | Elect Director Roland A. Hernandez | Management | For | For |
| 1.3 | Elect Director William L. Jews | Management | For | For |
| 1.4 | Elect Director Ned Mansour | Management | For | For |
| 1.5 | Elect Director Robert E. Mellor | Management | For | For |
| 1.6 | Elect Director Norman J. Metcalfe | Management | For | For |
| 1.7 | Elect Director Larry T. Nicholson | Management | For | For |
| 1.8 | Elect Director Charlotte St. Martin | Management | For | For |
| 1.9 | Elect Director Robert G. van Schoonenberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 6 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 7 | Ratify Auditors | Management | For | For |
| THE SHAW GROUP INC.
MEETING DATE: JAN 17, 2011 |
||||
|
TICKER: SHAW
SECURITY ID: 820280105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J.M. Bernhard, Jr. | Management | For | For |
| 1.2 | Elect Director James F. Barker | Management | For | Withhold |
| 1.3 | Elect Director Thos. E. Capps | Management | For | For |
| 1.4 | Elect Director Daniel A. Hoffler | Management | For | Withhold |
| 1.5 | Elect Director David W. Hoyle | Management | For | For |
| 1.6 | Elect Director Michael J. Mancuso | Management | For | For |
| 1.7 | Elect Director Albert D. McAlister | Management | For | Withhold |
| 1.8 | Elect Director Stephen R. Tritch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| THE ST. JOE COMPANY
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: JOE
SECURITY ID: 790148100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Bruce R. Berkowitz | Management | For | For |
| 2 | Elect Director Charles J. Crist, Jr. | Management | For | For |
| 3 | Elect Director Hugh M. Durden | Management | For | For |
| 4 | Elect Director Thomas A. Fanning | Management | For | For |
| 5 | Elect Director Charles M. Fernandez | Management | For | For |
| 6 | Elect Director Howard S. Frank | Management | For | For |
| 7 | Elect Director Delores M. Kesler | Management | For | For |
| 8 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Ratify Auditors | Management | For | For |
| TOLL BROTHERS, INC.
MEETING DATE: MAR 16, 2011 |
||||
|
TICKER: TOL
SECURITY ID: 889478103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert I. Toll | Management | For | For |
| 1.2 | Elect Director Bruce E. Toll | Management | For | For |
| 1.3 | Elect Director Christine N. Garvey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| UDR, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: UDR
SECURITY ID: 902653104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
| 1.2 | Elect Director Eric J. Foss | Management | For | For |
| 1.3 | Elect Director Robert P. Freeman | Management | For | For |
| 1.4 | Elect Director Jon A. Grove | Management | For | For |
| 1.5 | Elect Director James D. Klingbeil | Management | For | For |
| 1.6 | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1.7 | Elect Director Mark J. Sandler | Management | For | For |
| 1.8 | Elect Director Thomas W. Toomey | Management | For | For |
| 1.9 | Elect Director Thomas C. Wajnert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| URS CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: URS
SECURITY ID: 903236107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mickey P. Foret | Management | For | For |
| 2 | Elect Director William H. Frist | Management | For | For |
| 3 | Elect Director Lydia H. Kennard | Management | For | For |
| 4 | Elect Director Donald R. Knauss | Management | For | For |
| 5 | Elect Director Martin M. Koffel | Management | For | For |
| 6 | Elect Director Joseph W. Ralston | Management | For | For |
| 7 | Elect Director John D. Roach | Management | For | For |
| 8 | Elect Director Sabrina L. Simmons | Management | For | For |
| 9 | Elect Director Douglas W. Stotlar | Management | For | For |
| 10 | Elect Director William P. Sullivan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| VULCAN MATERIALS COMPANY
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: VMC
SECURITY ID: 929160109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald M. James | Management | For | For |
| 1.2 | Elect Director Ann M. Korologos | Management | For | For |
| 1.3 | Elect Director James T. Prokopanko | Management | For | For |
| 1.4 | Elect Director K. Wilson-Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
VOTE SUMMARY REPORT
SELECT CONSUMER DISCRETIONARY PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADVANCE AUTO PARTS, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: AAP
SECURITY ID: 00751Y106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director John C. Brouillard | Management | For | For |
| 1.3 | Elect Director Fiona P. Dias | Management | For | For |
| 1.4 | Elect Director Frances X. Frei | Management | For | For |
| 1.5 | Elect Director Darren R. Jackson | Management | For | For |
| 1.6 | Elect Director William S. Oglesby | Management | For | For |
| 1.7 | Elect Director J. Paul Raines | Management | For | For |
| 1.8 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| AJISEN (CHINA) HOLDINGS LTD.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: 00538
SECURITY ID: G0192S109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend and Special Dividend | Management | For | For |
| 3a1 | Reelect Poon Wai as Director | Management | For | For |
| 3a2 | Reelect Lo Peter as Director | Management | For | For |
| 3a3 | Reelect Wang Jincheng as Director | Management | For | For |
| 3b | Authorize Board to Fix Directors' Remuneration | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| AMAZON.COM, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: AMZN
SECURITY ID: 023135106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Alain Monie | Management | For | For |
| 6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 7 | Elect Director Thomas O. Ryder | Management | For | For |
| 8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 13 | Report on Climate Change | Shareholder | Against | Abstain |
| AUTOLIV INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ALV
SECURITY ID: 052800109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jan Carlson | Management | For | For |
| 1.2 | Elect Director Lars Nyberg | Management | For | For |
| 1.3 | Elect Director James M. Ringler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BED BATH & BEYOND INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: BBBY
SECURITY ID: 075896100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Warren Eisenberg | Management | For | For |
| 2 | Elect Director Leonard Feinstein | Management | For | For |
| 3 | Elect Director Steven H. Temares | Management | For | For |
| 4 | Elect Director Dean S. Adler | Management | For | Against |
| 5 | Elect Director Stanley F. Barshay | Management | For | For |
| 6 | Elect Director Klaus Eppler | Management | For | Against |
| 7 | Elect Director Patrick R. Gaston | Management | For | For |
| 8 | Elect Director Jordan Heller | Management | For | For |
| 9 | Elect Director Victoria A. Morrison | Management | For | Against |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BJ'S RESTAURANTS, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: BJRI
SECURITY ID: 09180C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
| 1.2 | Elect Director James A. Dal Pozzo | Management | For | For |
| 1.3 | Elect Director J. Roger King | Management | For | For |
| 1.4 | Elect Director Larry D. Bouts | Management | For | For |
| 1.5 | Elect Director John F. Grundhofer | Management | For | For |
| 1.6 | Elect Director Peter A. Bassi | Management | For | For |
| 1.7 | Elect Director William L. Hyde, Jr. | Management | For | For |
| 1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| BJ'S WHOLESALE CLUB, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: BJ
SECURITY ID: 05548J106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Paul Danos | Management | For | For |
| 2 | Elect Director Laura J. Sen | Management | For | For |
| 3 | Elect Director Michael J. Sheehan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: BMW
SECURITY ID: D12096109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.30 per Common Share and EUR 1.32 per Preference Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| BODY CENTRAL CORP.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: BODY
SECURITY ID: 09689U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Scott M. Gallin | Management | For | For |
| 1.2 | Elect Director Carlo A. von Schroeter | Management | For | For |
| 1.3 | Elect Director Donna R. Ecton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Reduce Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| BRAVO BRIO RESTAURANT GROUP, INC.
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: BBRG
SECURITY ID: 10567B109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Allen J. Bernstein | Management | For | For |
| 2 | Elect Director James S. Gulmi | Management | For | For |
| 3 | Elect Director Saed Mohseni | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CARNIVAL CORPORATION
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: CCL
SECURITY ID: 143658300
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 2 | Reelect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
| 16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
| 17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2010 | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Approve Remuneration of Executive and Non-Executive Directors | Management | For | For |
| 21 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Shares for Market Purchase | Management | For | For |
| 24 | Approve Omnibus Stock Plan | Management | For | Against |
| CHICO'S FAS, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: CHS
SECURITY ID: 168615102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John J. Mahoney | Management | For | For |
| 2 | Elect Director David F. Walker | Management | For | For |
| 3 | Elect Director Stephen E. Watson | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CITI TRENDS, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: CTRN
SECURITY ID: 17306X102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Edward Anderson | Management | For | For |
| 1.2 | Elect Director Lawrence E. Hyatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| CLUB MEDITERRANEE
MEETING DATE: MAR 03, 2011 |
||||
|
TICKER: CU
SECURITY ID: F18690101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Transaction with Rolaco | Management | For | For |
| 5 | Approve Transaction with Caisse de Depot et de Gestion | Management | For | For |
| 6 | Approve Transaction with Corporate Officers | Management | For | For |
| 7 | Receive Auditors' Special Report on Related-Party Transactions and Approve Ongoing Transactions | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 305,000 | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Ratify Appointment of Georges Pauget as Director | Management | For | For |
| 11 | Ratify Appointment of Jiannong Qian as Director | Management | For | For |
| 12 | Reelect Jiannong Qian as Director | Management | For | For |
| 13 | Reelect Anass Houir Alami as Director | Management | For | For |
| 14 | Reelect Saud Al Sulaiman as Director | Management | For | For |
| 15 | Reelect Thierry de la Tour d Artaise as Director | Management | For | For |
| 16 | Reelect Henri Giscard d Estaing as Director | Management | For | For |
| 17 | Reelect Pascal Lebard as Director | Management | For | For |
| 18 | Reelect Anne-Claire Taittinger as Director | Management | For | For |
| 19 | Elect Isabelle Seillier as Director | Management | For | For |
| 20 | Elect Christina Jeanbart as Director | Management | For | For |
| 21 | Elect Guangchang Guo as Director | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 26 | Authorize up to 2 Percent per Year of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 27 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 28 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 29 | Amend Article 14.2 of Bylaws Re: Length of Terms for Directors | Management | For | For |
| 30 | Amend Article 28 of Bylaws Re: Electronic Vote and Attendance to General Meetings Through Videoconference and Telecommunication | Management | For | For |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| COACH, INC.
MEETING DATE: NOV 03, 2010 |
||||
|
TICKER: COH
SECURITY ID: 189754104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lew Frankfort | Management | For | For |
| 1.2 | Elect Director Susan Kropf | Management | For | For |
| 1.3 | Elect Director Gary Loveman | Management | For | For |
| 1.4 | Elect Director Ivan Menezes | Management | For | For |
| 1.5 | Elect Director Irene Miller | Management | For | For |
| 1.6 | Elect Director Michael Murphy | Management | For | For |
| 1.7 | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Adopt Policy on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
| COMCAST CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: CMCSA
SECURITY ID: 20030N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Joseph J. Collins | Management | For | For |
| 1.6 | Elect Director J. Michael Cook | Management | For | For |
| 1.7 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | Against |
| 5 | Amend Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: COST
SECURITY ID: 22160K105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan L. Decker | Management | For | For |
| 1.2 | Elect Director Richard M. Libenson | Management | For | For |
| 1.3 | Elect Director John W. Meisenbach | Management | For | For |
| 1.4 | Elect Director Charles T. Munger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| DARDEN RESTAURANTS, INC.
MEETING DATE: SEP 14, 2010 |
||||
|
TICKER: DRI
SECURITY ID: 237194105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard L. Berry | Management | For | For |
| 1.2 | Elect Director Odie C. Donald | Management | For | For |
| 1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
| 1.4 | Elect Director Victoria D. Harker | Management | For | For |
| 1.5 | Elect Director David H. Hughes | Management | For | For |
| 1.6 | Elect Director Charles A. Ledsinger Jr | Management | For | For |
| 1.7 | Elect Director William M. Lewis, Jr. | Management | For | For |
| 1.8 | Elect Director Senator Connie Mack, III | Management | For | For |
| 1.9 | Elect Director Andrew H. Madsen | Management | For | For |
| 1.10 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.11 | Elect Director Michael D. Rose | Management | For | For |
| 1.12 | Elect Director Maria A. Sastre | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| DIRECTV
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: DTV
SECURITY ID: 25490A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David B. Dillon | Management | For | For |
| 1.2 | Elect Director Samuel A. DiPiazza, Jr. | Management | For | For |
| 1.3 | Elect Director Lorrie M. Norrington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Authorized Class B Shares, Eliminate Class C Common Stock and Deletion of Rights to Call Special Meetings to Certain Stockholders | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: DISCA
SECURITY ID: 25470F104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. Bennett | Management | For | For |
| 1.2 | Elect Director John C. Malone | Management | For | For |
| 1.3 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| DOLLAR TREE, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: DLTR
SECURITY ID: 256746108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Macon F. Brock, Jr. | Management | For | For |
| 1.2 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.3 | Elect Director Thomas E. Whiddon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| EBAY INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: EBAY
SECURITY ID: 278642103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Fred D. Anderson | Management | For | For |
| 2 | Elect Director Edward W. Barnholt | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director John J. Donahoe | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| EXPRESS, INC.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: EXPR
SECURITY ID: 30219E103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David C. Dominik | Management | For | Withhold |
| 1.2 | Elect Director Sam K. Duncan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FORD MOTOR COMPANY
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: F
SECURITY ID: 345370860
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephen G. Butler | Management | For | For |
| 2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 4 | Elect Director Edsel B. Ford II | Management | For | For |
| 5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 6 | Elect Director Richard A. Gephardt | Management | For | For |
| 7 | Elect Director James H. Hance, Jr. | Management | For | For |
| 8 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 9 | Elect Director Richard A. Manoogian | Management | For | For |
| 10 | Elect Director Ellen R. Marram | Management | For | For |
| 11 | Elect Director Alan Mulally | Management | For | For |
| 12 | Elect Director Homer A. Neal | Management | For | For |
| 13 | Elect Director Gerald L. Shaheen | Management | For | For |
| 14 | Elect Director John L. Thornton | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Publish Political Contributions | Shareholder | Against | Abstain |
| 19 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| GENTEX CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: GNTX
SECURITY ID: 371901109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arlyn Lanting | Management | For | For |
| 1.2 | Elect Director Mark Newton | Management | For | For |
| 1.3 | Elect Director Richard Schaum | Management | For | For |
| 2 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| GRAND CANYON EDUCATION, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: LOPE
SECURITY ID: 38526M106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brent D. Richardson | Management | For | For |
| 1.2 | Elect Director Brian E. Mueller | Management | For | For |
| 1.3 | Elect Director Christopher C. Richardson | Management | For | For |
| 1.4 | Elect Director Chad N. Heath | Management | For | For |
| 1.5 | Elect Director D. Mark Dorman | Management | For | For |
| 1.6 | Elect Director David J. Johnson | Management | For | For |
| 1.7 | Elect Director Jack A. Henry | Management | For | For |
| 1.8 | Elect Director Gerald J. Colangelo | Management | For | For |
| 2 | Approve Employee Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| H & M HENNES & MAURITZ
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: HMB
SECURITY ID: W41422101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Sven Unger as Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Receive President's Report; Allow Questions | Management | None | None |
| 4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 7 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 8a | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 8b | Receive Auditor's and Auditing Committee's Reports | Management | None | None |
| 8c | Receive Chairman's Report About Board Work | Management | None | None |
| 8d | Receive Report of the Chairman of the Nominating Committee | Management | None | None |
| 9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9b | Approve Allocation of Income and Dividends of SEK 9.50 per Share | Management | For | Did Not Vote |
| 9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million for Chairman, and SEK 450,000 for Other Members; Approve Remuneration for Committe Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Mia Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chairman), Melker Schorling, and Christian Sievert as Directors | Management | For | Did Not Vote |
| 13 | Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson as Members of Nominating Committee | Management | For | Did Not Vote |
| 14 | Amend Articles of Association to Comply with the New Swedish Companies Act | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| HASBRO, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: HAS
SECURITY ID: 418056107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Alan R. Batkin | Management | For | For |
| 1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
| 1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
| 1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
| 1.7 | Elect Director Lisa Gersh | Management | For | For |
| 1.8 | Elect Director Brian D. Goldner | Management | For | For |
| 1.9 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
| 1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
| 1.12 | Elect Director Edward M. Philip | Management | For | For |
| 1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HENGDELI HOLDINGS LTD.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: 03389
SECURITY ID: G45048108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Zhang Yuping as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3b | Reelect Liu Xueling as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3c | Elect Zheng Yu as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| HHGREGG, INC.
MEETING DATE: AUG 03, 2010 |
||||
|
TICKER: HGG
SECURITY ID: 42833L108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence P. Castellani | Management | For | For |
| 1.2 | Elect Director Benjamin D. Geiger | Management | For | For |
| 1.3 | Elect Director Catherine A. Langham | Management | For | For |
| 1.4 | Elect Director Dennis L. May | Management | For | For |
| 1.5 | Elect Director John M. Roth | Management | For | For |
| 1.6 | Elect Director Charles P. Rullman | Management | For | For |
| 1.7 | Elect Director Michael L. Smith | Management | For | For |
| 1.8 | Elect Director Peter M. Starrett | Management | For | For |
| 1.9 | Elect Director Jerry W. Throgmartin | Management | For | For |
| 1.10 | Elect Director Kathleen C. Tierney | Management | For | For |
| 1.11 | Elect Director Darell E. Zink | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| INDUSTRIA DE DISENO TEXTIL (INDITEX)
MEETING DATE: JUL 13, 2010 |
||||
|
TICKER: ITX
SECURITY ID: E6282J109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Individual Financial Statements and Statutory Reports for Fiscal Year Ended Jan. 31, 2010 | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports, and Discharge of Directors for Fiscal Year Ended Jan. 31, 2010 | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4.1 | Re-elect Amancio Ortega Gaona as Director | Management | For | For |
| 4.2 | Re-elect Pablo Isla Alvarez de Tejera as Director | Management | For | For |
| 4.3 | Re-elect Juan Manuel Urgoiti as Director | Management | For | For |
| 5.1 | Elect Nils Smedegaard Andersen as Director | Management | For | For |
| 5.2 | Elect Emilio Saracho Rodriguez de Torres as Director | Management | For | For |
| 6 | Amend Articles 12, 21, 31 and 32 of Company Bylaws Re: Preemptive Rights, Constitution of General Meeting, Audit and Contol Committee, and Nomination and Remuneration Committee | Management | For | For |
| 7 | Amend Article 15 of General Meeting Regulations | Management | For | For |
| 8 | Re-elect Auditors | Management | For | For |
| 9 | Authorize Repurchase of Shares | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| KABEL DEUTSCHLAND HOLDING AG
MEETING DATE: OCT 20, 2010 |
||||
|
TICKER: KD8
SECURITY ID: D6424C104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | For | For |
| 4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Participation in Supervisory Board Meetings | Management | For | For |
| LAS VEGAS SANDS CORP.
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: LVS
SECURITY ID: 517834107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles D. Forman | Management | For | For |
| 1.2 | Elect Director George P. Koo | Management | For | For |
| 1.3 | Elect Director Irwin A. Siegel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LENNAR CORPORATION
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: LEN
SECURITY ID: 526057104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director R. Kirk Landon | Management | For | For |
| 1.6 | Elect Director Sidney Lapidus | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Donna E. Shalala | Management | For | For |
| 1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Bylaw Provisions Dealing with Officers and Positions Held | Management | For | For |
| 5 | Amend Bylaws | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| LI & FUNG LIMITED
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: 00494
SECURITY ID: G5485F144
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend of HK$0.52 Per Share | Management | For | For |
| 3a | Reelect William Fung Kwok Lun as Director | Management | For | Against |
| 3b | Reelect Allan Wong Chi Yun as Director | Management | For | For |
| 3c | Reelect Benedict Chang Yew Teck as Director | Management | For | Against |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 9 | Approve Subdivision of Every Issued and Unissued Share of HK$0.025 Each in the Share Capital of the Company into Two Shares of HK$0.0125 Each | Management | For | For |
| LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: LOW
SECURITY ID: 548661107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Peter C. Browning | Management | For | For |
| 1.5 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Stephen F. Page | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| LUMBER LIQUIDATORS HOLDINGS, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: LL
SECURITY ID: 55003T107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey W. Griffiths | Management | For | For |
| 1.2 | Elect Director Peter B. Robinson | Management | For | For |
| 1.3 | Elect Director Martin F. Roper | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MACY'S, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: M
SECURITY ID: 55616P104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
| 1.3 | Elect Director Meyer Feldberg | Management | For | For |
| 1.4 | Elect Director Sara Levinson | Management | For | For |
| 1.5 | Elect Director Terry J. Lundgren | Management | For | For |
| 1.6 | Elect Director Joseph Neubauer | Management | For | For |
| 1.7 | Elect Director Joseph A. Pichler | Management | For | For |
| 1.8 | Elect Director Joyce M. Roche | Management | For | For |
| 1.9 | Elect Director Craig E. Weatherup | Management | For | For |
| 1.10 | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MARISA LOJAS SA
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: AMAR3
SECURITY ID: P6462B106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| MARRIOTT INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: MAR
SECURITY ID: 571903202
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 2 | Elect Director John W. Marriott, III | Management | For | For |
| 3 | Elect Director Mary K. Bush | Management | For | For |
| 4 | Elect Director Lawrence W. Kellner | Management | For | For |
| 5 | Elect Director Debra L. Lee | Management | For | For |
| 6 | Elect Director George Munoz | Management | For | For |
| 7 | Elect Director Harry J. Pearce | Management | For | For |
| 8 | Elect Director Steven S Reinemund | Management | For | For |
| 9 | Elect Director Lawrence M. Small | Management | For | For |
| 10 | Elect Director Arne M. Sorenson | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MCDONALD'S CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: MCD
SECURITY ID: 580135101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director Richard H. Lenny | Management | For | For |
| 3 | Elect Director Cary D. McMillan | Management | For | For |
| 4 | Elect Director Sheila A. Penrose | Management | For | For |
| 5 | Elect Director James A. Skinner | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
| 10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
| 12 | Declassify the Board of Directors | Shareholder | Against | For |
| 13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
| 15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
| MGM RESORTS INTERNATIONAL
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: MGM
SECURITY ID: 552953101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Baldwin | Management | For | For |
| 1.2 | Elect Director William A. Bible | Management | For | For |
| 1.3 | Elect Director Burton M. Cohen | Management | For | For |
| 1.4 | Elect Director Willie D. Davis | Management | For | Withhold |
| 1.5 | Elect Director Alexis M. Herman | Management | For | For |
| 1.6 | Elect Director Roland Hernandez | Management | For | For |
| 1.7 | Elect Director Anthony Mandekic | Management | For | Withhold |
| 1.8 | Elect Director Rose McKinney-James | Management | For | Withhold |
| 1.9 | Elect Director James J. Murren | Management | For | For |
| 1.10 | Elect Director Daniel J. Taylor | Management | For | Withhold |
| 1.11 | Elect Director Melvin B. Wolzinger | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| MONSTER WORLDWIDE, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: MWW
SECURITY ID: 611742107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Salvatore Iannuzzi | Management | For | For |
| 2 | Elect Director John Gaulding | Management | For | For |
| 3 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 4 | Elect Director Cynthia P. McCague | Management | For | For |
| 5 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 6 | Elect Director Roberto Tunioli | Management | For | For |
| 7 | Elect Director Timothy T. Yates | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NATIONAL CINEMEDIA, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: NCMI
SECURITY ID: 635309107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kurt C. Hall | Management | For | For |
| 1.2 | Elect Director Lawrence A. Goodman | Management | For | For |
| 1.3 | Elect Director Scott N. Schneider | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| NAVITAS LTD.
MEETING DATE: NOV 23, 2010 |
||||
|
TICKER: NVT
SECURITY ID: Q6630H109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 2 | Elect Peter Campbell as a Director | Management | For | Against |
| 3 | Elect James King as a Director | Management | For | For |
| 4 | Approve the Increase in the Maximum Annual Aggregate Amount of the Non-Executive Directors' Remuneration to A$900,000 Per Annum | Management | For | For |
| NIELSEN HOLDINGS NV
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: NLSN
SECURITY ID: N63218106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
| 3a | Elect David L. Cahoun as Director | Management | For | Did Not Vote |
| 3b | Elect James A. Attwood as Director | Management | For | Did Not Vote |
| 3c | Elect Richard J. Bressler as Director | Management | For | Did Not Vote |
| 3d | Elect Simon E. Brown as Director | Management | For | Did Not Vote |
| 3e | Elect Michael S. Chae as Director | Management | For | Did Not Vote |
| 3f | Elect Patrick Healy as Director | Management | For | Did Not Vote |
| 3g | Elect Karen M. Hoguet as Director | Management | For | Did Not Vote |
| 3h | Elect James M. Kilts as Director | Management | For | Did Not Vote |
| 3i | Elect Iain Leigh as Director | Management | For | Did Not Vote |
| 3j | Elect Eliot P.S. Merrill as Director | Management | For | Did Not Vote |
| 3k | Elect Alexander Navab as Director | Management | For | Did Not Vote |
| 3l | Elect Robert Pozen as Director | Management | For | Did Not Vote |
| 3m | Elect Robert Reid as Director | Management | For | Did Not Vote |
| 3n | Elect Scott A. Schoen as Director | Management | For | Did Not Vote |
| 3o | Elect Javier G. Teruel as Director | Management | For | Did Not Vote |
| 4 | Ratify Ernst and Young Accountants LLP as Independent Registered Public Auditor | Management | For | Did Not Vote |
| 5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | Did Not Vote |
| 6 | Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 8 | Advisory Vote to Approve Remuneration of Executives | Management | For | Did Not Vote |
| 9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Did Not Vote |
| 10 | Other Business | Management | None | None |
| NORDSTROM, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: JWN
SECURITY ID: 655664100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Phyllis J. Campbell | Management | For | For |
| 2 | Elect Director Michelle M. Ebanks | Management | For | For |
| 3 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 4 | Elect Director Robert G. Miller | Management | For | For |
| 5 | Elect Director Blake W. Nordstrom | Management | For | For |
| 6 | Elect Director Erik B. Nordstrom | Management | For | For |
| 7 | Elect Director Peter E. Nordstrom | Management | For | For |
| 8 | Elect Director Philip G. Satre | Management | For | For |
| 9 | Elect Director Felicia D. Thornton | Management | For | For |
| 10 | Elect Director B. Kevin Turner | Management | For | For |
| 11 | Elect Director Robert D. Walter | Management | For | For |
| 12 | Elect Director Alison A. Winter | Management | For | For |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| OCADO GROUP PLC
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: OCDO
SECURITY ID: G6718L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Lord Grade of Yarmouth as Director | Management | For | For |
| 4 | Elect David Grigson as Director | Management | For | For |
| 5 | Elect Tim Steiner as Director | Management | For | For |
| 6 | Elect Neill Abrams as Director | Management | For | For |
| 7 | Elect Andrew Bracey as Director | Management | For | For |
| 8 | Elect Jason Gissing as Director | Management | For | For |
| 9 | Elect Ruth Anderson as Director | Management | For | For |
| 10 | Elect Robert Gorrie as Director | Management | For | For |
| 11 | Elect Jorn Rausing as Director | Management | For | For |
| 12 | Elect David Young as Director | Management | For | For |
| 13 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Amend Joint Share Ownership Scheme | Management | For | For |
| 18 | Approve Share Incentive Plan | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| OFFICEMAX INCORPORATED
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: OMX
SECURITY ID: 67622P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Warren F. Bryant | Management | For | For |
| 2 | Elect Director Joseph M. DePinto | Management | For | For |
| 3 | Elect Director Rakesh Gangwal | Management | For | For |
| 4 | Elect Director William J. Montgoris | Management | For | For |
| 5 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 6 | Elect Director Ravichandra K. Saligram | Management | For | For |
| 7 | Elect Director David M. Szymanski | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| P.F. CHANG'S CHINA BISTRO, INC.
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: PFCB
SECURITY ID: 69333Y108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Kerrii B. Anderson | Management | For | For |
| 2 | Elect Director F. Lane Cardwell, Jr. | Management | For | For |
| 3 | Elect Director Richard L. Federico | Management | For | For |
| 4 | Elect Director Lesley H. Howe | Management | For | For |
| 5 | Elect Director Dawn E. Hudson | Management | For | For |
| 6 | Elect Director M. Ann Rhoades | Management | For | For |
| 7 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 8 | Elect Director R. Michael Welborn | Management | For | For |
| 9 | Elect Director Kenneth J. Wessels | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Adjourn Meeting | Management | For | For |
| PANERA BREAD COMPANY
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: PNRA
SECURITY ID: 69840W108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald M. Shaich | Management | For | For |
| 1.2 | Elect Director Fred K. Foulkes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: PVH
SECURITY ID: 718592108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Juan Figuereo | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| PINNACLE ENTERTAINMENT, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: PNK
SECURITY ID: 723456109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephen C. Comer | Management | For | For |
| 2 | Elect Director John V. Giovenco | Management | For | For |
| 3 | Elect Director Richard J. Goeglein | Management | For | For |
| 4 | Elect Director Bruce A. Leslie | Management | For | For |
| 5 | Elect Director James L. Martineau | Management | For | For |
| 6 | Elect Director Lynn P. Reitnouer | Management | For | For |
| 7 | Elect Director Anthony M. Sanfilippo | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Approve Repricing of Options | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| POLARIS INDUSTRIES INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: PII
SECURITY ID: 731068102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Director Gary E. Hendrickson | Management | For | For |
| 1.2 | Director John R. Menard | Management | For | For |
| 1.3 | Director R.M. Schreck | Management | For | For |
| 1.4 | Director William Grant Van Dyke | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| POLO RALPH LAUREN CORPORATION
MEETING DATE: AUG 05, 2010 |
||||
|
TICKER: RL
SECURITY ID: 731572103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| PRICELINE.COM INCORPORATED
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: PCLN
SECURITY ID: 741503403
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.2 | Elect Director Ralph M. Bahna | Management | For | For |
| 1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| RAIA SA
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: RAIA3
SECURITY ID: P7991J107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| RAIA SA
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: RAIA3
SECURITY ID: P7991J107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Rectify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2010 | Management | For | Abstain |
| 2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2011 | Management | For | For |
| RUE21, INC.
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: RUE
SECURITY ID: 781295100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alex Pellegrini | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| RUTH'S HOSPITALITY GROUP, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: RUTH
SECURITY ID: 783332109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael P. O'Donnell | Management | For | For |
| 1.2 | Elect Director Robin P. Selati | Management | For | For |
| 1.3 | Elect Director Carla R. Cooper | Management | For | For |
| 1.4 | Elect Director Bannus B. Hudson | Management | For | For |
| 1.5 | Elect Director Robert S. Merritt | Management | For | For |
| 1.6 | Elect Director Alan Vituli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| SCRIPPS NETWORKS INTERACTIVE, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: SNI
SECURITY ID: 811065101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Galloway | Management | For | Withhold |
| 1.2 | Elect Director Dale Pond | Management | For | Withhold |
| 1.3 | Elect Director Ronald W. Tysoe | Management | For | Withhold |
| SIRIUS XM RADIO INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: SIRI
SECURITY ID: 82967N108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Driector Joan L. Amble | Management | For | For |
| 2 | Elect Driector Leon D. Black | Management | For | Against |
| 3 | Elect Driector Lawrence F. Gilberti | Management | For | For |
| 4 | Elect Driector Eddy W. Hartenstein | Management | For | For |
| 5 | Elect Driector James P. Holden | Management | For | For |
| 6 | Elect Driector Mel Karmazin | Management | For | For |
| 7 | Elect Driector James F. Mooney | Management | For | For |
| 8 | Elect Driector Jack Shaw | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SOTHEBY'S
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: BID
SECURITY ID: 835898107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John M. Angelo | Management | For | For |
| 2 | Elect Director Michael Blakenham | Management | For | For |
| 3 | Elect Director The Duke Of Devonshire | Management | For | For |
| 4 | Elect Director Daniel Meyer | Management | For | For |
| 5 | Elect Director James Murdoch | Management | For | For |
| 6 | Elect Director Allen Questrom | Management | For | For |
| 7 | Elect Director William F. Ruprecht | Management | For | For |
| 8 | Elect Director Marsha Simms | Management | For | For |
| 9 | Elect Director Michael I. Sovern | Management | For | For |
| 10 | Elect Director Donald M. Stewart | Management | For | For |
| 11 | Elect Director Robert S. Taubman | Management | For | For |
| 12 | Elect Director Diana L. Taylor | Management | For | For |
| 13 | Elect Director Dennis M. Weibling | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| STARBUCKS CORPORATION
MEETING DATE: MAR 23, 2011 |
||||
|
TICKER: SBUX
SECURITY ID: 855244109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Howard Schultz | Management | For | For |
| 2 | Elect Director William W. Bradley | Management | For | For |
| 3 | Elect Director Mellody Hobson | Management | For | For |
| 4 | Elect Director Kevin R. Johnson | Management | For | For |
| 5 | Elect Director Olden Lee | Management | For | For |
| 6 | Elect Director Sheryl Sandberg | Management | For | For |
| 7 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 8 | Elect Director Javier G. Teruel | Management | For | For |
| 9 | Elect Director Myron E. Ullman, III | Management | For | For |
| 10 | Elect Director Craig E. Weatherup | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: HOT
SECURITY ID: 85590A401
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| STEINER LEISURE LTD.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: STNR
SECURITY ID: P8744Y102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Leonard I. Fluxman as Director | Management | For | For |
| 1.2 | Elect Michele Steiner Warshaw as Director | Management | For | For |
| 1.3 | Elect Steven J. Preston as Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TARGET CORPORATION
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: TGT
SECURITY ID: 87612E106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Roxanne S. Austin | Management | For | For |
| 2 | Elect Director Calvin Darden | Management | For | For |
| 3 | Elect Director Mary N. Dillon | Management | For | For |
| 4 | Elect Director James A. Johnson | Management | For | For |
| 5 | Elect Director Mary E. Minnick | Management | For | For |
| 6 | Elect Director Anne M. Mulcahy | Management | For | For |
| 7 | Elect Director Derica W. Rice | Management | For | For |
| 8 | Elect Director Stephen W. Sanger | Management | For | For |
| 9 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 10 | Elect Director John G. Stumpf | Management | For | For |
| 11 | Elect Director Solomon D. Trujillo | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
| 17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
| TEMPUR-PEDIC INTERNATIONAL INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: TPX
SECURITY ID: 88023U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Evelyn S. Dilsaver | Management | For | For |
| 2 | Elect Director Frank Doyle | Management | For | For |
| 3 | Elect Director John A. Heil | Management | For | For |
| 4 | Elect Director Peter K. Hoffman | Management | For | For |
| 5 | Elect Director Paul Judge | Management | For | For |
| 6 | Elect Director Nancy F. Koehn | Management | For | For |
| 7 | Elect Director Christopher A. Masto | Management | For | For |
| 8 | Elect Director P. Andrews Mclane | Management | For | For |
| 9 | Elect Director Mark Sarvary | Management | For | For |
| 10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TENNECO INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: TEN
SECURITY ID: 880349105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Charles W. Cramb | Management | For | For |
| 2 | Elect Director Dennis J. Letham | Management | For | For |
| 3 | Elect Director Hari N. Nair | Management | For | For |
| 4 | Elect Director Roger B. Porter | Management | For | For |
| 5 | Elect Director David B. Price, Jr. | Management | For | For |
| 6 | Elect Director Gregg M. Sherrill | Management | For | For |
| 7 | Elect Director Paul T. Stecko | Management | For | For |
| 8 | Elect Director Mitsunobu Takeuchi | Management | For | For |
| 9 | Elect Director Jane L. Warner | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TEXAS ROADHOUSE, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: TXRH
SECURITY ID: 882681109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Ramsey | Management | For | For |
| 1.2 | Elect Director James R. Zarley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| THE HOME DEPOT, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: HD
SECURITY ID: 437076102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director Francis S. Blake | Management | For | For |
| 3 | Elect Director Ari Bousbib | Management | For | For |
| 4 | Elect Director Gregory D. Brenneman | Management | For | For |
| 5 | Elect Director J. Frank Brown | Management | For | For |
| 6 | Elect Director Albert P. Carey | Management | For | For |
| 7 | Elect Director Armando Codina | Management | For | For |
| 8 | Elect Director Bonnie G. Hill | Management | For | For |
| 9 | Elect Director Karen L. Katen | Management | For | For |
| 10 | Elect Director Ronald L. Sargent | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Provide Right to Act by Written Consent | Management | For | For |
| 15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
| THE KNOT, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: KNOT
SECURITY ID: 499184109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Liu | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| THE TJX COMPANIES, INC.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: TJX
SECURITY ID: 872540109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jose B. Alvarez | Management | For | For |
| 2 | Elect Director Alan M. Bennett | Management | For | For |
| 3 | Elect Director Bernard Cammarata | Management | For | For |
| 4 | Elect Director David T. Ching | Management | For | For |
| 5 | Elect Director Michael F. Hines | Management | For | For |
| 6 | Elect Director Amy B. Lane | Management | For | For |
| 7 | Elect Director Carol Meyrowitz | Management | For | For |
| 8 | Elect Director John F. O'Brien | Management | For | For |
| 9 | Elect Director Willow B. Shire | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THE WALT DISNEY COMPANY
MEETING DATE: MAR 23, 2011 |
||||
|
TICKER: DIS
SECURITY ID: 254687106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
| TIFFANY & CO.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: TIF
SECURITY ID: 886547108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael J. Kowalski | Management | For | For |
| 2 | Elect Director Rose Marie Bravo | Management | For | For |
| 3 | Elect Director Gary E. Costley | Management | For | For |
| 4 | Elect Director Lawrence K. Fish | Management | For | For |
| 5 | Elect Director Abby F. Kohnstamm | Management | For | For |
| 6 | Elect Director Charles K. Marquis | Management | For | For |
| 7 | Elect Director Peter W. May | Management | For | For |
| 8 | Elect Director J. Thomas Presby | Management | For | For |
| 9 | Elect Director William A. Shutzer | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TIME WARNER CABLE INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: TWC
SECURITY ID: 88732J207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Carole Black | Management | For | For |
| 2 | Elect Director Glenn A. Britt | Management | For | For |
| 3 | Elect Director Thomas H. Castro | Management | For | For |
| 4 | Elect Director David C. Chang | Management | For | For |
| 5 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 6 | Elect Director Peter R. Haje | Management | For | For |
| 7 | Elect Director Donna A. James | Management | For | For |
| 8 | Elect Director Don Logan | Management | For | For |
| 9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 10 | Elect Director Wayne H. Pace | Management | For | For |
| 11 | Elect Director Edward D. Shirley | Management | For | For |
| 12 | Elect Director John E. Sununu | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TIME WARNER INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: TWX
SECURITY ID: 887317303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director William P. Barr | Management | For | For |
| 3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Director Frank J. Caufield | Management | For | For |
| 6 | Elect Director Robert C. Clark | Management | For | For |
| 7 | Elect Director Mathias Dopfner | Management | For | For |
| 8 | Elect Director Jessica P. Einhorn | Management | For | For |
| 9 | Elect Director Fred Hassan | Management | For | For |
| 10 | Elect Director Michael A. Miles | Management | For | For |
| 11 | Elect Director Kenneth J. Novack | Management | For | For |
| 12 | Elect Director Paul D. Wachter | Management | For | For |
| 13 | Elect Director Deborah C. Wright | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| TITAN INDUSTRIES LTD.
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: 500114
SECURITY ID: Y88425114
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
| 2 | Amend Article 8 of the Articles of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
| 3 | Authorize Capitalization of Reserves for Bonus Issue in the Proportion of One Equity Share for Every One Existing Equity Share Held | Management | For | For |
| 4 | Amend Memorandum of Association to Reflect Subdivision of Equity Shares | Management | For | For |
| 5 | Amend Articles of Association to Reflect Subdivision of Equity Shares | Management | For | For |
| TOLL BROTHERS, INC.
MEETING DATE: MAR 16, 2011 |
||||
|
TICKER: TOL
SECURITY ID: 889478103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert I. Toll | Management | For | For |
| 1.2 | Elect Director Bruce E. Toll | Management | For | For |
| 1.3 | Elect Director Christine N. Garvey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TRACTOR SUPPLY COMPANY
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: TSCO
SECURITY ID: 892356106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James F. Wright | Management | For | For |
| 1.2 | Elect Director Johnston C. Adams | Management | For | For |
| 1.3 | Elect Director William Bass | Management | For | For |
| 1.4 | Elect Director Peter D. Bewley | Management | For | For |
| 1.5 | Elect Director Jack C. Bingleman | Management | For | For |
| 1.6 | Elect Director Richard W. Frost | Management | For | For |
| 1.7 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.8 | Elect Director George MacKenzie | Management | For | For |
| 1.9 | Elect Director Edna K. Morris | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TRINITY LTD.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: 00891
SECURITY ID: G90624100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect William Fung Kwok Lun as Director | Management | For | Against |
| 3b | Reelect Sabrina Fung Wing Yee as Director | Management | For | Against |
| 3c | Reelect Michael Lee Tze Hau as Director | Management | For | Against |
| 3d | Reelect Danny Lau Sai Wing as Director | Management | For | Against |
| 4 | Reappoint PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| TRW AUTOMOTIVE HOLDINGS CORP.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: TRW
SECURITY ID: 87264S106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Francois J. Castaing | Management | For | For |
| 1.2 | Elect Director Michael R. Gambrell | Management | For | For |
| 1.3 | Elect Director Paul H. O'neill | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: ULTA
SECURITY ID: 90384S303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis K. Eck | Management | For | For |
| 1.2 | Elect Director Charles J. Philippin | Management | For | For |
| 1.3 | Elect Director Kenneth T. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| UNITED BUSINESS MEDIA LTD
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: UBM
SECURITY ID: G9226Z104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-elect David Levin as Director | Management | For | For |
| 6 | Re-elect Alan Gillespie as Director | Management | For | For |
| 7 | Re-elect Jonathan Newcomb as Director | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Approve Change of Company Name to UBM plc | Management | For | For |
| 10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Market Purchase | Management | For | For |
| 13 | Adopt New Articles of Association | Management | For | For |
| URBAN OUTFITTERS, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: URBN
SECURITY ID: 917047102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward N. Antoian | Management | For | For |
| 1.2 | Elect Director Joel S. Lawson III | Management | For | For |
| 1.3 | Elect Director Glen T. Senk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| VIRGIN MEDIA INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: VMED
SECURITY ID: 92769L101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Chiddix | Management | For | For |
| 1.2 | Elect Director William R. Huff | Management | For | For |
| 1.3 | Elect Director James F. Mooney | Management | For | For |
| 1.4 | Elect Director John N. Rigsby | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WMS INDUSTRIES INC.
MEETING DATE: DEC 09, 2010 |
||||
|
TICKER: WMS
SECURITY ID: 929297109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Bahash | Management | For | For |
| 1.2 | Elect Director Brian R. Gamache | Management | For | For |
| 1.3 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 1.4 | Elect Director Louis J. Nicastro | Management | For | For |
| 1.5 | Elect Director Neil D. Nicastro | Management | For | For |
| 1.6 | Elect Director Edward W. Rabin, Jr. | Management | For | For |
| 1.7 | Elect Director Ira S. Sheinfeld | Management | For | For |
| 1.8 | Elect Director Bobby L. Siller | Management | For | For |
| 1.9 | Elect Director William J. Vareschi, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| WPP PLC
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: WPP
SECURITY ID: G9787K108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve the Corporate Responsibility Report | Management | For | For |
| 4 | Amend Articles of Association Re: Annual Re-election of Directors | Management | For | For |
| 5 | Elect Ruigang Li as Director | Management | For | For |
| 6 | Elect Solomon Trujillo as Director | Management | For | For |
| 7 | Re-elect Colin Day as Director | Management | For | For |
| 8 | Re-elect Esther Dyson as Director | Management | For | For |
| 9 | Re-elect Orit Gadiesh as Director | Management | For | For |
| 10 | Re-elect Philip Lader as Director | Management | For | For |
| 11 | Re-elect Stanley Morten as Director | Management | For | For |
| 12 | Re-elect Koichiro Naganuma as Director | Management | For | Against |
| 13 | Re-elect Lubna Olayan as Director | Management | For | For |
| 14 | Re-elect John Quelch as Director | Management | For | For |
| 15 | Re-elect Mark Read as Director | Management | For | For |
| 16 | Re-elect Paul Richardson as Director | Management | For | For |
| 17 | Re-elect Jeffrey Rosen as Director | Management | For | For |
| 18 | Re-elect Timothy Shriver as Director | Management | For | For |
| 19 | Re-elect Sir Martin Sorrell as Director | Management | For | For |
| 20 | Re-elect Paul Spencer as Director | Management | For | For |
| 21 | Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 23 | Approve Increase in Maximum Annual Aggregate Fees of the Directors | Management | For | For |
| 24 | Approve Scrip Dividend | Management | For | For |
| 25 | Authorise Market Purchase | Management | For | For |
| 26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: WYN
SECURITY ID: 98310W108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James E. Buckman | Management | For | For |
| 1.2 | Elect Director George Herrera | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| WYNN RESORTS, LIMITED
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: WYNN
SECURITY ID: 983134107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Russell Goldsmith | Management | For | Withhold |
| 1.2 | Elect Director Robert J. Miller | Management | For | Withhold |
| 1.3 | Elect Director Kazuo Okada | Management | For | Withhold |
| 1.4 | Elect Director Allan Zeman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
VOTE SUMMARY REPORT
SELECT CONSUMER FINANCE PORTFOLIO (FORMERLY SELECT HOME FINANCE PORTFOLIO)
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AMERICAN EXPRESS COMPANY
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: AXP
SECURITY ID: 025816109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | For |
| 1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
| 1.7 | Director Jan Leschly | Management | For | For |
| 1.8 | Director Richard C. Levin | Management | For | For |
| 1.9 | Director Richard A. McGinn | Management | For | For |
| 1.10 | Director Edward D. Miller | Management | For | For |
| 1.11 | Director Steven S. Reinemund | Management | For | For |
| 1.12 | Director Robert D. Walter | Management | For | For |
| 1.13 | Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| BANK OF AMERICA CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mukesh D. Ambani | Management | For | For |
| 2 | Elect Director Susan S. Bies | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Disclose Prior Government Service | Shareholder | Against | Against |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| 20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
| BB&T CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: BBT
SECURITY ID: 054937107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Allison IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director J. Littleton Glover, Jr. | Management | For | For |
| 1.7 | Elect Director Jane P. Helm | Management | For | For |
| 1.8 | Elect Director John P. Howe III | Management | For | For |
| 1.9 | Elect Director Kelly S. King | Management | For | For |
| 1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
| 1.11 | Elect Director J. Holmes Morrison | Management | For | For |
| 1.12 | Elect Director Nido R. Qubein | Management | For | For |
| 1.13 | Elect Director Thomas E. Skains | Management | For | For |
| 1.14 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.15 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: COF
SECURITY ID: 14040H105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Patrick W. Gross | Management | For | For |
| 2 | Elect Director Ann Fritz Hackett | Management | For | For |
| 3 | Elect Director Pierre E. Leroy | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CAPITOL FEDERAL FINANCIAL
MEETING DATE: AUG 24, 2010 |
||||
|
TICKER: CFFN
SECURITY ID: 14057C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Formation of Holding Company | Management | For | For |
| 2 | Approve Charitable Donations | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| 4 | Amend Certificate of Incorporation to Limit Ability of Stockholders to Remove Directors | Management | For | Against |
| 5 | Adopt Supermajority Vote Requirement for Amendments to Articles of Incorporation | Management | For | Against |
| 6 | Adopt Supermajority Vote Requirement for Amendments to Bylaws | Management | For | Against |
| 7 | Limit Voting Rights of Shares Beneficially Owned in Excess of 10% of Company's Stock | Management | For | Against |
| CAPITOL FEDERAL FINANCIAL
MEETING DATE: DEC 15, 2010 |
||||
|
TICKER: CFFN
SECURITY ID: 14057C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Formation of Holding Company | Management | For | For |
| 2 | Approve Charitable Donations | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| 4 | Amend Certificate of Incorporation to Limit Ability of Stockholders to Remove Directors | Management | For | Against |
| 5 | Adopt Supermajority Vote Requirement for Amendments to Articles of Incorporation | Management | For | Against |
| 6 | Adopt Supermajority Vote Requirement for Amendments to Bylaws | Management | For | Against |
| 7 | Limit Voting Rights of Shares Beneficially Owned in Excess of 10% of Company's Stock | Management | For | Against |
| CAPITOL FEDERAL FINANCIAL, INC.
MEETING DATE: FEB 22, 2011 |
||||
|
TICKER: CFFN
SECURITY ID: 14057J101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey M. Johnson | Management | For | For |
| 1.2 | Elect Director Michael T. McCoy | Management | For | For |
| 1.3 | Elect Director Marilyn S. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| CAPSTEAD MORTGAGE CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: CMO
SECURITY ID: 14067E506
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack Biegler | Management | For | For |
| 1.2 | Elect Director Andrew F. Jacobs | Management | For | For |
| 1.3 | Elect Director Gary Keiser | Management | For | For |
| 1.4 | Elect Director Paul M. Low | Management | For | For |
| 1.5 | Elect Director Christopher W. Mahowald | Management | For | For |
| 1.6 | Elect Director Michael G. O'Neil | Management | For | For |
| 1.7 | Elect Director Mark S. Whiting | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| CIT GROUP INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: CIT
SECURITY ID: 125581801
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John A. Thain | Management | For | For |
| 2 | Elect Director Michael J. Embler | Management | For | For |
| 3 | Elect Director William M. Freeman | Management | For | For |
| 4 | Elect Director David M. Moffett | Management | For | For |
| 5 | Elect Director R. Brad Oates | Management | For | For |
| 6 | Elect Director Marianne Miller Parrs | Management | For | For |
| 7 | Elect Director Gerald Rosenfeld | Management | For | For |
| 8 | Elect Director John R. Ryan | Management | For | For |
| 9 | Elect Director Seymour Sternberg | Management | For | For |
| 10 | Elect Director Peter J. Tobin | Management | For | For |
| 11 | Elect Director Laura S. Unger | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| CITIGROUP INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: C
SECURITY ID: 172967101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Michael E. O'Neill | Management | For | For |
| 6 | Elect Director Vikram S. Pandit | Management | For | For |
| 7 | Elect Director Richard D. Parsons | Management | For | For |
| 8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 9 | Elect Director Judith Rodin | Management | For | For |
| 10 | Elect Director Robert L. Ryan | Management | For | For |
| 11 | Elect Director Anthony M. Santomero | Management | For | For |
| 12 | Elect Director Diana L. Taylor | Management | For | For |
| 13 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 14 | Elect Director Ernesto Zedillo | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Approve Reverse Stock Split | Management | For | For |
| 21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 22 | Report on Political Contributions | Shareholder | Against | Abstain |
| 23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
| 24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| COMERICA INCORPORATED
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: CMA
SECURITY ID: 200340107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Roger A. Cregg | Management | For | For |
| 2 | Elect Director T. Kevin DeNicola | Management | For | For |
| 3 | Elect Director Alfred A. Piergallini | Management | For | For |
| 4 | Elect Director Nina G. Vaca | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CORELOGIC, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: CLGX
SECURITY ID: 21871D103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director J. David Chatham | Management | For | For |
| 2 | Elect Director Anand K. Nallathambi | Management | For | For |
| 3 | Elect Director Thomas C. O'Brien | Management | For | For |
| 4 | Elect Director D. Van Skilling | Management | For | For |
| 5 | Elect Director David F. Walker | Management | For | For |
| 6 | Elect Director Mary Lee Widener | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Ratify Auditors | Management | For | For |
| DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 07, 2011 |
||||
|
TICKER: DFS
SECURITY ID: 254709108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| FIRST FINANCIAL HOLDINGS, INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: FFCH
SECURITY ID: 320239106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Johnson | Management | For | For |
| 1.2 | Elect Director D. Kent Sharples | Management | For | For |
| 1.3 | Elect Director B. Ed Shelley, Jr. | Management | For | For |
| 1.4 | Elect Director Hugh L. Willcox, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| FIRST NIAGARA FINANCIAL GROUP, INC.
MEETING DATE: DEC 20, 2010 |
||||
|
TICKER: FNFG
SECURITY ID: 33582V108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| FIRST NIAGARA FINANCIAL GROUP, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: FNFG
SECURITY ID: 33582V108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas E. Baker | Management | For | For |
| 1.2 | Elect Director G. Thomas Bowers | Management | For | For |
| 1.3 | Elect Director William H. Jones | Management | For | For |
| 1.4 | Elect Director Peter B. Robinson | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Rescind Fair Price Provision | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| FLUSHING FINANCIAL CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: FFIC
SECURITY ID: 343873105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Hegarty | Management | For | For |
| 1.2 | Elect Director John J. McCabe | Management | For | For |
| 1.3 | Elect Director Donna M. O'Brien | Management | For | For |
| 1.4 | Elect Director Michael J. Russo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| FXCM INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: FXCM
SECURITY ID: 302693106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Ahdout | Management | For | For |
| 1.2 | Elect Director James Brown | Management | For | For |
| 1.3 | Elect Director Robin Davis | Management | For | For |
| 1.4 | Elect Director Perry Fish | Management | For | For |
| 1.5 | Elect Director Kenneth Grossman | Management | For | For |
| 1.6 | Elect Director Arthur Gruen | Management | For | For |
| 1.7 | Elect Director Eric LeGoff | Management | For | For |
| 1.8 | Elect Director Dror (Drew) Niv | Management | For | For |
| 1.9 | Elect Director David Sakhai | Management | For | For |
| 1.10 | Elect Director Ryan Silverman | Management | For | For |
| 1.11 | Elect Director Eduard Yusupov | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: GNW
SECURITY ID: 37247D106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Steven W. Alesio | Management | For | For |
| 2 | Elect Director William H. Bolinder | Management | For | For |
| 3 | Elect Director Michael D. Fraizer | Management | For | For |
| 4 | Elect Director Nancy J. Karch | Management | For | For |
| 5 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
| 6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 7 | Elect Director Christine B. Mead | Management | For | For |
| 8 | Elect Director Thomas E. Moloney | Management | For | For |
| 9 | Elect Director James A. Parke | Management | For | For |
| 10 | Elect Director James S. Riepe | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| INVESCO MORTGAGE CAPITAL INC.
MEETING DATE: MAY 09, 2011 |
||||
|
TICKER: IVR
SECURITY ID: 46131B100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director G. Mark Armour | Management | For | For |
| 2 | Elect Director James S. Balloun | Management | For | For |
| 3 | Elect Director John S. Day | Management | For | For |
| 4 | Elect Director Karen Dunn Kelley | Management | For | For |
| 5 | Elect Director Neil Williams | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Ratify Auditors | Management | For | For |
| INVESTORS BANCORP, INC.
MEETING DATE: OCT 26, 2010 |
||||
|
TICKER: ISBC
SECURITY ID: 46146P102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. Cashill | Management | For | For |
| 1.2 | Elect Director Brian D. Dittenhafer | Management | For | For |
| 1.3 | Elect Director Vincent D. Manahan III | Management | For | For |
| 1.4 | Elect Director James H. Ward, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: JPM
SECURITY ID: 46625H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Crandall C. Bowles | Management | For | For |
| 2 | Elect Director Stephen B. Burke | Management | For | For |
| 3 | Elect Director David M. Cote | Management | For | For |
| 4 | Elect Director James S. Crown | Management | For | For |
| 5 | Elect Director James Dimon | Management | For | For |
| 6 | Elect Director Ellen V. Futter | Management | For | For |
| 7 | Elect Director William H. Gray, III | Management | For | For |
| 8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 9 | Elect Director David C. Novak | Management | For | For |
| 10 | Elect Director Lee R. Raymond | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 18 | Report on Loan Modifications | Shareholder | Against | Against |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| 20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| KEARNY FINANCIAL CORP.
MEETING DATE: OCT 21, 2010 |
||||
|
TICKER: KRNY
SECURITY ID: 487169104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John J. Mazur, Jr. | Management | For | For |
| 1.2 | Elect Director Matthew T. McClane | Management | For | For |
| 1.3 | Elect Director John F. McGovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| MASTERCARD INCORPORATED
MEETING DATE: SEP 21, 2010 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Amend Board Qualifications | Management | For | For |
| 4 | Amend Stock Ownership Limitations | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6.1 | Elect Director Nancy J. Karch | Management | For | For |
| 6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 6.3 | Elect Director Edward Suning Tian | Management | For | For |
| 6.4 | Elect Director Silvio Barzi | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| MASTERCARD INCORPORATED
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Marc Olivie | Management | For | For |
| 2 | Elect Director Rima Qureshi | Management | For | For |
| 3 | Elect Director Mark Schwartz | Management | For | For |
| 4 | Elect Director Jackson P. Tai | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| MFA FINANCIAL, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: MFA
SECURITY ID: 55272X102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen R. Blank | Management | For | Withhold |
| 1.2 | Elect Director William S. Gorin | Management | For | Withhold |
| 2 | Increase Authorized Capital Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| MGIC INVESTMENT CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: MTG
SECURITY ID: 552848103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.2 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.3 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 2 | Elect Director Mark M. Zandi | Management | For | For |
| 3 | Elect Director Bruce L. Koepfgen | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Ratify Auditors | Management | For | For |
| NEW YORK COMMUNITY BANCORP, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: NYB
SECURITY ID: 649445103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dominick Ciampa | Management | For | For |
| 1.2 | Elect Director W.c. Frederick | Management | For | For |
| 1.3 | Elect Director Max L. Kupferberg | Management | For | For |
| 1.4 | Elect Director Spiros J. Voutsinas | Management | For | For |
| 1.5 | Elect Director Robert Wann | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NEWALLIANCE BANCSHARES, INC.
MEETING DATE: DEC 20, 2010 |
||||
|
TICKER: NAL
SECURITY ID: 650203102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| OCWEN FINANCIAL CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: OCN
SECURITY ID: 675746309
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Ronald M. Faris | Management | For | For |
| 1.3 | Elect Director Ronald J. Korn | Management | For | For |
| 1.4 | Elect Director William H. Lacy | Management | For | For |
| 1.5 | Elect Director David B. Reiner | Management | For | For |
| 1.6 | Elect Director Robert A. Salcetti | Management | For | For |
| 1.7 | Elect Director Barry N. Wish | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| RADIAN GROUP INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: RDN
SECURITY ID: 750236101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Herbert Wender | Management | For | For |
| 1.2 | Elect Director David C. Carney | Management | For | For |
| 1.3 | Elect Director Howard B. Culang | Management | For | For |
| 1.4 | Elect Director Lisa W. Hess | Management | For | For |
| 1.5 | Elect Director Stephen T. Hopkins | Management | For | For |
| 1.6 | Elect Director Sanford A. Ibrahim | Management | For | For |
| 1.7 | Elect Director James W. Jennings | Management | For | For |
| 1.8 | Elect Director Ronald W. Moore | Management | For | For |
| 1.9 | Elect Director Jan Nicholson | Management | For | For |
| 1.10 | Elect Director Robert W. Richards | Management | For | For |
| 1.11 | Elect Director Anthony W. Schweiger | Management | For | For |
| 1.12 | Elect Director Noel J. Spiegel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| REDWOOD TRUST, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: RWT
SECURITY ID: 758075402
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas B. Hansen | Management | For | For |
| 1.2 | Elect Director Martin S. Hughes | Management | For | For |
| 1.3 | Elect Director Greg H. Kubicek | Management | For | For |
| 1.4 | Elect Director Charles J. Toeniskoetter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: RF
SECURITY ID: 7591EP100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director Carolyn H. Byrd | Management | For | For |
| 4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
| 5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 6 | Elect Director Don DeFosset | Management | For | Against |
| 7 | Elect Director Eric C. Fast | Management | For | For |
| 8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 9 | Elect Director Charles D. McCrary | Management | For | For |
| 10 | Elect Director James R. Malone | Management | For | Against |
| 11 | Elect Director Susan W. Matlock | Management | For | Against |
| 12 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 13 | Elect Director John R. Roberts | Management | For | For |
| 14 | Elect Director Lee J. Styslinger III | Management | For | Against |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| SLM CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: SLM
SECURITY ID: 78442P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Elect Director W.m. Diefenderfer III | Management | For | For |
| 3 | Elect Director Diane Suitt Gilleland | Management | For | For |
| 4 | Elect Director Earl A. Goode | Management | For | For |
| 5 | Elect Director Ronald F. Hunt | Management | For | For |
| 6 | Elect Director Albert L. Lord | Management | For | For |
| 7 | Elect Director Michael E. Martin | Management | For | For |
| 8 | Elect Director Barry A. Munitz | Management | For | For |
| 9 | Elect Director Howard H. Newman | Management | For | For |
| 10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
| 11 | Elect Director Frank C. Puleo | Management | For | For |
| 12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 13 | Elect Director Steven L. Shapiro | Management | For | For |
| 14 | Elect Director J. Terry Strange | Management | For | For |
| 15 | Elect Director Anthony P. Terracciano | Management | For | For |
| 16 | Elect Director Barry L. Williams | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Ratify Auditors | Management | For | For |
| STARWOOD PROPERTY TRUST, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: STWD
SECURITY ID: 85571B105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Bronson | Management | For | For |
| 1.2 | Elect Director Jeffrey F. DiModica | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Dishner | Management | For | For |
| 1.4 | Elect Director Camille J. Douglas | Management | For | For |
| 1.5 | Elect Director Boyd W. Fellows | Management | For | For |
| 1.6 | Elect Director Barry S. Sternlicht | Management | For | For |
| 1.7 | Elect Director Strauss Zelnick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| STATE STREET CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: STT
SECURITY ID: 857477103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director K. Burnes | Management | For | For |
| 2 | Elect Director P. Coym | Management | For | For |
| 3 | Elect Director P. De Saint-Aignan | Management | For | For |
| 4 | Elect Director A. Fawcett | Management | For | For |
| 5 | Elect Director D. Gruber | Management | For | For |
| 6 | Elect Director L. Hill | Management | For | For |
| 7 | Elect Director J. Hooley | Management | For | For |
| 8 | Elect Director R. Kaplan | Management | For | For |
| 9 | Elect Director C. LaMantia | Management | For | For |
| 10 | Elect Director R. Sergel | Management | For | For |
| 11 | Elect Director R. Skates | Management | For | For |
| 12 | Elect Director G. Summe | Management | For | For |
| 13 | Elect Director R. Weissman | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: STI
SECURITY ID: 867914103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 5 | Elect Director David H. Hughes | Management | For | For |
| 6 | Elect Director M. Douglas Ivester | Management | For | For |
| 7 | Elect Director J. Hicks Lanier | Management | For | For |
| 8 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Frank S. Royal | Management | For | For |
| 12 | Elect Director Thomas R. Watjen | Management | For | For |
| 13 | Elect Director James M. Wells, III | Management | For | For |
| 14 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| TFS FINANCIAL CORPORATION
MEETING DATE: FEB 24, 2011 |
||||
|
TICKER: TFSL
SECURITY ID: 87240R107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William C. Mulligan | Management | For | For |
| 1.2 | Elect Director Paul W. Stefanik | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| THE BANCORP, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: TBBK
SECURITY ID: 05969A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Betsy Z. Cohen | Management | For | For |
| 2 | Elect Director Daniel G. Cohen | Management | For | For |
| 3 | Elect Director Walter T. Beach | Management | For | For |
| 4 | Elect Director Michael J. Bradley | Management | For | For |
| 5 | Elect Director Matthew Cohn | Management | For | For |
| 6 | Elect Director Leon A. Huff | Management | For | For |
| 7 | Elect Director William H. Lamb | Management | For | For |
| 8 | Elect Director Frank M. Mastrangelo | Management | For | For |
| 9 | Elect Director James J. McEntee, III | Management | For | For |
| 10 | Elect Director Linda Schaeffer | Management | For | For |
| 11 | Elect Director Joan Specter | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 12, 2011 |
||||
|
TICKER: BK
SECURITY ID: 064058100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ruth E. Bruch | Management | For | For |
| 2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 3 | Elect Director Gerald L. Hassell | Management | For | For |
| 4 | Elect Director Edmund F. Kelly | Management | For | For |
| 5 | Elect Director Robert P. Kelly | Management | For | For |
| 6 | Elect Director Richard J. Kogan | Management | For | For |
| 7 | Elect Director Michael J. Kowalski | Management | For | For |
| 8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 9 | Elect Director Mark A. Nordenberg | Management | For | For |
| 10 | Elect Director Catherine A. Rein | Management | For | For |
| 11 | Elect Director William C. Richardson | Management | For | For |
| 12 | Elect Director Samuel C. Scott III | Management | For | For |
| 13 | Elect Director John P. Surma | Management | For | For |
| 14 | Elect Director Wesley W. von Schack | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| U.S. BANCORP
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: USB
SECURITY ID: 902973304
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O Dell M. Owens | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| VISA INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: V
SECURITY ID: 92826C839
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3.1 | Elect Director Gary P. Coughlan | Management | For | For |
| 3.2 | Elect Director Mary B. Cranston | Management | For | For |
| 3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 3.4 | Elect Director Robert W. Matschullat | Management | For | For |
| 3.5 | Elect Director Cathy E. Minehan | Management | For | For |
| 3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 3.7 | Elect Director David J. Pang | Management | For | For |
| 3.8 | Elect Director Joseph W. Saunders | Management | For | For |
| 3.9 | Elect Director William S. Shanahan | Management | For | For |
| 3.10 | Elect Director John A. Swainson | Management | For | For |
| 4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 4.2 | Elect Director Joseph W. Saunders | Management | For | For |
| 4.3 | Elect Director John A. Swainson | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| WASHINGTON FEDERAL, INC.
MEETING DATE: JAN 19, 2011 |
||||
|
TICKER: WFSL
SECURITY ID: 938824109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anna C. Johnson | Management | For | For |
| 1.2 | Elect Director Charles R. Richmond | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| WELLS FARGO & COMPANY
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: WFC
SECURITY ID: 949746101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Mackey J. McDonald | Management | For | For |
| 8 | Election Director Cynthia H. Milligan | Management | For | For |
| 9 | Elect Director Nicholas G. Moore | Management | For | For |
| 10 | Elect Director Philip J. Quigley | Management | For | For |
| 11 | Elect Director Judith M. Runstad | Management | For | For |
| 12 | Elect Director Stephen W. Sanger | Management | For | For |
| 13 | Elect Director John G. Stumpf | Management | For | For |
| 14 | Elect Director an G. Swenson | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| 22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| ZIONS BANCORPORATION
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: ZION
SECURITY ID: 989701107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jerry C. Atkin | Management | For | For |
| 2 | Elect Director Roger B. Porter | Management | For | For |
| 3 | Elect Director Stephen D. Quinn | Management | For | For |
| 4 | Elect Director L.E. Simmons | Management | For | For |
| 5 | Elect Director Shelley Thomas Williams | Management | For | For |
| 6 | Elect Director Steven C. Wheelwright | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
VOTE SUMMARY REPORT
SELECT CONSUMER STAPLES PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ALTRIA GROUP, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: MO
SECURITY ID: 02209S103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Elizabeth E. Bailey | Management | For | For |
| 2 | Elect Director Gerald L. Baliles | Management | For | For |
| 3 | Elect Director John T. Casteen III | Management | For | For |
| 4 | Elect Director Dinyar S. Devitre | Management | For | For |
| 5 | Elect Director Thomas F. Farrell II | Management | For | For |
| 6 | Elect Director Thomas W. Jones | Management | For | For |
| 7 | Elect Director George Munoz | Management | For | For |
| 8 | Elect Director Nabil Y. Sakkab | Management | For | For |
| 9 | Elect Director Michael E. Szymanczyk | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 13 | Cease Production of Flavored Tobacco Products | Shareholder | Against | Against |
| ANADOLU EFES BIRACILIK VE MALT SANAYII A.S.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: AEFES
SECURITY ID: M10225106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Presiding Council of Meeting and Provide Authorization to Sign Minutes | Management | For | Did Not Vote |
| 2 | Accept Statutory Reports | Management | For | Did Not Vote |
| 3 | Accept Financial Statements | Management | For | Did Not Vote |
| 4 | Receive Information on Charitable Donations | Management | None | None |
| 5 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
| 6 | Ratify Director Appointment Made During The Year | Management | For | Did Not Vote |
| 7 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income | Management | For | Did Not Vote |
| 9 | Elect Board of Directors and Internal Auditors and Approve Their Remuneration | Management | For | Did Not Vote |
| 10 | Receive Information on Profit Distribution and Disclosure Policy | Management | None | None |
| 11 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
| 12 | Close Meeting | Management | None | None |
| ANHEUSER-BUSCH INBEV SA
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: ABI
SECURITY ID: B6399C107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A1 | Change Date of Annual Meeting | Management | For | Did Not Vote |
| A2 | Amend Articles Re: Variable Remuneration | Management | For | Did Not Vote |
| A3a | Approve Condition Precedent | Management | For | Did Not Vote |
| A3b | Amend Article 24 Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3c | Amend Article 25 Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3d | Amend Article 26bis Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3e | Amend Article 28 Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3f | Amend Article 30 Re: Shareholder Rights Act | Management | For | Did Not Vote |
| A3g | Delete Article36bis | Management | For | Did Not Vote |
| A4a | Receive Special Board Report | Management | None | None |
| A4b | Receive Special Auditor Report | Management | None | None |
| A4c | Eliminate Preemptive Rights Re: Item A4d | Management | For | Did Not Vote |
| A4d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
| A4e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| A4f | Approve Deviation from Belgian Company Law Provision Re: Stock Options to Independent Directors | Management | For | Did Not Vote |
| A4g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| B1 | Receive Directors' Report (Non-Voting) | Management | None | None |
| B2 | Receive Auditors' Report (Non-Voting) | Management | None | None |
| B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | Management | For | Did Not Vote |
| B5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| B6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| B7 | Receive Information on Resignation of Arnoud de Pret, Jean-Luc Dehaene, and August Busch IV as Director | Management | None | None |
| B8a | Elect Stefan Descheemaecker as Director | Management | For | Did Not Vote |
| B8b | Elect Paul Cornet de Ways Ruartas Director | Management | For | Did Not Vote |
| B8c | Reelect Kees Storm as Independent Director | Management | For | Did Not Vote |
| B8d | Reelect Peter Harf as Independent Director | Management | For | Did Not Vote |
| B8e | Elect Olivier Goudet as Independent Director | Management | For | Did Not Vote |
| B9a | Approve Remuneration Report | Management | For | Did Not Vote |
| B9b | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| B10a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | Did Not Vote |
| B10b | Approve Change-of-Control Clause Re : US Dollar Notes | Management | For | Did Not Vote |
| B10c | Approve Change-of-Control Clause Re : Notes Issued under Anheuser-Busch InBev's Shelf Registration Statement | Management | For | Did Not Vote |
| B10d | Approve Change-of-Control Clause Re : CAD Dollar Notes | Management | For | Did Not Vote |
| C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: NOV 04, 2010 |
||||
|
TICKER: ADM
SECURITY ID: 039483102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director George W. Buckley | Management | For | For |
| 2 | Elect Director Mollie Hale Carter | Management | For | For |
| 3 | Elect Director Pierre Dufour | Management | For | For |
| 4 | Elect Director Donald E. Felsinger | Management | For | For |
| 5 | Elect Director Victoria F. Haynes | Management | For | For |
| 6 | Elect Director Antonio Maciel Neto | Management | For | For |
| 7 | Elect Director Patrick J. Moore | Management | For | For |
| 8 | Elect Director Thomas F. O'Neill | Management | For | For |
| 9 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 10 | Elect Director Patricia A. Woertz | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Adopt Policy to Prohibit Political Spending | Shareholder | Against | Abstain |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| AVON PRODUCTS, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: AVP
SECURITY ID: 054303102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| BJ'S WHOLESALE CLUB, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: BJ
SECURITY ID: 05548J106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Paul Danos | Management | For | For |
| 2 | Elect Director Laura J. Sen | Management | For | For |
| 3 | Elect Director Michael J. Sheehan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| BRF - BRASIL FOODS SA
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: BRFS3
SECURITY ID: P1905C100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Elect Fiscal Council Members and Audit Committee | Management | For | For |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: BATS
SECURITY ID: 110448107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Richard Burrows as Director | Management | For | For |
| 7 | Re-elect Karen de Segundo as Director | Management | For | For |
| 8 | Re-elect Nicandro Durante as Director | Management | For | For |
| 9 | Re-elect Robert Lerwill as Director | Management | For | For |
| 10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 11 | Re-elect Gerry Murphy as Director | Management | For | For |
| 12 | Re-elect Anthony Ruys as Director | Management | For | For |
| 13 | Re-elect Sir Nicholas Scheele as Director | Management | For | For |
| 14 | Re-elect Ben Stevens as Director | Management | For | For |
| 15 | Elect John Daly as Director | Management | For | For |
| 16 | Elect Kieran Poynter as Director | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Amend Long Term Incentive Plan | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| BUNGE LIMITED
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: BG
SECURITY ID: G16962105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ernest G. Bachrach | Management | For | For |
| 1.2 | Elect Director Enrique H. Boilini | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CALAVO GROWERS, INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: CVGW
SECURITY ID: 128246105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lecil E. Cole | Management | For | For |
| 1.2 | Elect Director George H. Barnes | Management | For | For |
| 1.3 | Elect Director Michael D. Hause | Management | For | For |
| 1.4 | Elect Director Donald M. Sanders | Management | For | For |
| 1.5 | Elect Director Marc L. Brown | Management | For | For |
| 1.6 | Elect Director Alva V. Snider | Management | For | For |
| 1.7 | Elect Director Scott Van Der Kar | Management | For | For |
| 1.8 | Elect Director J. Link Leavens | Management | For | For |
| 1.9 | Elect Director Dorcas H. McFarlane | Management | For | For |
| 1.10 | Elect Director John M. Hunt | Management | For | For |
| 1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
| 1.12 | Elect Director Harold Edwards | Management | For | For |
| 1.13 | Elect Director Steven Hollister | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CERMAQ ASA
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: CEQ
SECURITY ID: R1536Z104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 5.40 per Share | Management | For | Did Not Vote |
| 6 | Approve Corporate Governance Report | Management | For | Did Not Vote |
| 7 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 8 | Authorize Repurchase of up to 5 Percent of Share Capital | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 10.1 | Approve Remuneration of Directors in the Amount of NOK 368,200 for Chairman, NOK 213,200 for Deputy Chairman, and NOK 187,200 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 10.2 | Approve Remuneration of Nominating Committee Members | Management | For | Did Not Vote |
| 11.1 | Reelect Rebekka Herlofsen as a Director | Management | For | Did Not Vote |
| 11.2 | Reelect Jan Korssjoen as a Director | Management | For | Did Not Vote |
| 11.3 | Reelect Helge Midttun as a Director | Management | For | Did Not Vote |
| 11.4 | Elect Ase Michelet as a New Director | Management | For | Did Not Vote |
| 12 | Include Succession Planning Policy in Company Coporate Guidelines | Shareholder | Against | Did Not Vote |
| CHINA-BIOTICS, INC.
MEETING DATE: MAR 09, 2011 |
||||
|
TICKER: CHBT
SECURITY ID: 16937B109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Song Jinan | Management | For | For |
| 1.2 | Elect Director Chin Ji Wei | Management | For | For |
| 1.3 | Elect Director Du Wen Min | Management | For | For |
| 1.4 | Elect Director Simon Yick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| COCA COLA ICECEK SANAYI A.S.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: CCOLA
SECURITY ID: M253EL109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting and Elect Presiding Council of Meeting | Management | For | Did Not Vote |
| 2 | Authorize Presiding Council to Sign Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Receive Statutory Reports and Information on Company's Disclosure Policy | Management | None | None |
| 4 | Accept Financial Statements | Management | For | Did Not Vote |
| 5 | Approve Discharge of Board | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7 | Elect Directors and Approve Their Remuneration | Management | For | Did Not Vote |
| 8 | Appoint Internal Statutory Auditors and Approve Their Remuneration | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income | Management | For | Did Not Vote |
| 10 | Receive Information on Charitable Donations | Management | None | None |
| 11 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | Did Not Vote |
| 12 | Ratify External Auditors | Management | For | Did Not Vote |
| 13 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
| 14 | Amend Corporate Purpose | Management | For | Did Not Vote |
| 15 | Wishes and Close Meeting | Management | None | None |
| COCA-COLA BOTTLING CO. CONSOLIDATED
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: COKE
SECURITY ID: 191098102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Frank Harrison, III | Management | For | For |
| 1.2 | Elect Director H.W. McKay Belk | Management | For | For |
| 1.3 | Elect Director Alexander B. Cummings, Jr. | Management | For | For |
| 1.4 | Elect Director Sharon A. Decker | Management | For | For |
| 1.5 | Elect Director William B. Elmore | Management | For | For |
| 1.6 | Elect Director Morgan H. Everett | Management | For | For |
| 1.7 | Elect Director Deborah H. Everhart | Management | For | For |
| 1.8 | Elect Director Henry W. Flint | Management | For | For |
| 1.9 | Elect Director William H. Jones | Management | For | For |
| 1.10 | Elect Director James H. Morgan | Management | For | For |
| 1.11 | Elect Director John W. Murrey, III | Management | For | For |
| 1.12 | Elect Director Dennis A. Wicker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| COCA-COLA ENTERPRISES INC.
MEETING DATE: OCT 01, 2010 |
||||
|
TICKER: CCE
SECURITY ID: 191219104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| COCA-COLA FEMSA S.A.B. DE C.V.
MEETING DATE: MAR 23, 2011 |
||||
|
TICKER: KOFL
SECURITY ID: 191241108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of CEO, Directors Opinion on CEO Report; Approve Audit and Corporate Practices Committee Report; and Present Financial Statements in Accordance With Article 172 of Corporate Law | Management | For | For |
| 2 | Approve Report on the Company's Tax Obligations | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of MXN 2.36 Per Share | Management | For | For |
| 4 | Set Maximum Nominal Amount of Share Repurchase Reserve at MXN 400 Million | Management | For | For |
| 5 | Elect Directors and Secretaries; Verify Director's Independence Classification as Per New Mexican Securities Law; Approve Their Respective Remuneration | Management | For | Abstain |
| 6 | Elect Members of Audit Committee, Financing and Planning Committee, and Corporate Practices Committee; Elect Chairman of the Committees and Fix their Respective Remuneration | Management | For | Abstain |
| 7 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 8 | Approve Minutes of Meeting | Management | For | For |
| COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: CL
SECURITY ID: 194162103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John T. Cahill | Management | For | For |
| 2 | Elect Director Ian Cook | Management | For | For |
| 3 | Elect Director Helene D. Gayle | Management | For | For |
| 4 | Elect Director Ellen M. Hancock | Management | For | For |
| 5 | Elect Director Joseph Jimenez | Management | For | For |
| 6 | Elect Director Richard J. Kogan | Management | For | For |
| 7 | Elect Director Delano E. Lewis | Management | For | For |
| 8 | Elect Director J. Pedro Reinhard | Management | For | For |
| 9 | Elect Director Stephen I. Sadove | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: AMBV4
SECURITY ID: 20441W203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 3.1 | Elect Mario Fernando Engelke as Fiscal Council Member | Management | For | For |
| 3.2 | Elect Euripedes de Freitas as Alternate Fiscal Council Member | Management | For | For |
| CONSTELLATION BRANDS, INC.
MEETING DATE: JUL 22, 2010 |
||||
|
TICKER: STZ
SECURITY ID: 21036P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Fowden | Management | For | For |
| 1.2 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.3 | Elect Director Jeananne K. Hauswald | Management | For | For |
| 1.4 | Elect Director James A. Locke III | Management | For | For |
| 1.5 | Elect Director Richard Sands | Management | For | For |
| 1.6 | Elect Director Robert Sands | Management | For | For |
| 1.7 | Elect Director Paul L. Smith | Management | For | For |
| 1.8 | Elect Director Mark Zupan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| COSAN LTD.
MEETING DATE: MAR 21, 2011 |
||||
|
TICKER: CZLT11
SECURITY ID: G25343107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Re-Elect Rubens Ometto Silveira Mello as Director | Management | For | For |
| 1.2 | Re-Elect Helio Franca as Director | Management | For | For |
| 1.3 | Re-Elect Marcelo Eduardo Martins as Director | Management | For | For |
| 1.4 | Re-Elect Pedro Isamu Mizutani as Director | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| COTT CORPORATION
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: BCB
SECURITY ID: 22163N106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Benadiba | Management | For | For |
| 1.2 | Elect Director George A. Burnett | Management | For | For |
| 1.3 | Elect Director Jerry Fowden | Management | For | For |
| 1.4 | Elect Director David T. Gibbons | Management | For | For |
| 1.5 | Elect Director Stephen H. Halperin | Management | For | For |
| 1.6 | Elect Director Betty Jane Hess | Management | For | For |
| 1.7 | Elect Director Gregory Monahan | Management | For | For |
| 1.8 | Elect Director Mario Pilozzi | Management | For | For |
| 1.9 | Elect Director Andrew Prozes | Management | For | For |
| 1.10 | Elect Director Eric Rosenfeld | Management | For | For |
| 1.11 | Elect Director Graham Savage | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Advisory Vote on the Frequency of an Advisory Vote on Executive Compensation | Management | Three Years | One Year |
| CRESUD S.A.C.I.F. Y A.
MEETING DATE: DEC 09, 2010 |
||||
|
TICKER: CRES
SECURITY ID: 226406106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Distribution of Dividends in the Amount of ARS 69 Million Charged to Unrestricted Reserves | Management | For | Did Not Vote |
| CRESUD S.A.C.I.F. Y A.
MEETING DATE: APR 12, 2011 |
||||
|
TICKER: CRES
SECURITY ID: 226406106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Designate Two Shareholders to Sign Minutes of Meeting | Management | For | For |
| 2 | Ratify Distribution of Dividends Approved in the EGM of Dec. 9, 2010 | Management | For | For |
| CVS CAREMARK CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: CVS
SECURITY ID: 126650100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Anne M. Finucane | Management | For | For |
| 5 | Elect Director Kristen Gibney Williams | Management | For | For |
| 6 | Elect Director Marian L. Heard | Management | For | For |
| 7 | Elect Director Larry J. Merlo | Management | For | For |
| 8 | Elect Director Jean-Pierre Millon | Management | For | For |
| 9 | Elect Director Terrence Murray | Management | For | For |
| 10 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 11 | Elect Director Richard J. Swift | Management | For | For |
| 12 | Elect Director Tony L. White | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DANONE
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: BN
SECURITY ID: F12033134
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
| 4 | Ratify Appointment of Yoshihiro Kawabata as Director | Management | For | For |
| 5 | Reelect Bruno Bonnell as Director | Management | For | For |
| 6 | Reelect Bernard Hours as Director | Management | For | For |
| 7 | Reelect Yoshihiro Kawabata as Director | Management | For | For |
| 8 | Reelect Jacques Vincent as Director | Management | For | For |
| 9 | Elect Isabelle Seillier as Director | Management | For | For |
| 10 | Elect Jean-Michel Severino as Director | Management | For | For |
| 11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 12 | Approve Agreement with Bernard Hours | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million | Management | For | For |
| 16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 17 | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 19 | Authorize Capitalization of Reserves of Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Approve Employee Stock Purchase Plan | Management | For | For |
| 21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DEAN FOODS COMPANY
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: DF
SECURITY ID: 242370104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephen L. Green | Management | For | Against |
| 2 | Elect Director Joseph S. Hardin, Jr. | Management | For | Against |
| 3 | Elect Director John R. Muse | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| DIAGEO PLC
MEETING DATE: OCT 14, 2010 |
||||
|
TICKER: DGE
SECURITY ID: 25243Q205
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
| 5 | Re-elect Laurence Danon as Director | Management | For | For |
| 6 | Re-elect Betsy Holden as Director | Management | For | For |
| 7 | Re-elect Lord (Clive) Hollick of Notting Hill as Director | Management | For | For |
| 8 | Re-elect Franz Humer as Director | Management | For | For |
| 9 | Re-elect Philip Scott as Director | Management | For | For |
| 10 | Re-elect Todd Stitzer as Director | Management | For | For |
| 11 | Re-elect Paul Walker as Director | Management | For | For |
| 12 | Re-elect Paul Walsh as Director | Management | For | For |
| 13 | Elect Lord (Mervyn) Davies of Abersoch as Director | Management | For | For |
| 14 | Elect Deirdre Mahlan as Director | Management | For | For |
| 15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Amend Diageo 2001 Share Incentive Plan | Management | For | For |
| 22 | Approve Diageo 2010 Sharesave Plan | Management | For | For |
| 23 | Authorise the Company to Establish International Share Plans | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| DOMINO'S PIZZA, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: DPZ
SECURITY ID: 25754A201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Vernon Bud O.hamilton | Management | For | For |
| 2 | Elect Director Andrew B. Balson | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| DROGASIL S.A
MEETING DATE: APR 11, 2011 |
||||
|
TICKER: DROG3
SECURITY ID: P3587W107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| EMBOTELLADORA ANDINA S.A.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: ANDINA-B
SECURITY ID: 29081P303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for 2010 | Management | For | For |
| 2 | Receive Board Report in Accordance with Circular 1945 of the Chilean Securities and Insurance Superintendency | Management | For | For |
| 3 | Approve Allocation of Income and Dividend Policy | Management | For | For |
| 4 | Approve Remuneration of Directors, Directors' Committee and Audit Committee Members | Management | For | For |
| 5 | Approve External Auditors for Fiscal Year 2011 | Management | For | For |
| 6 | Designate Risk Assessment Companies | Management | For | For |
| 7 | Approve Special Auditors' Report Regarding Related-Party Transactions | Management | None | None |
| 8 | Other Business (Voting) | Management | For | Against |
| ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 18, 2011 |
||||
|
TICKER: ENR
SECURITY ID: 29266R108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ward M. Klein | Management | For | For |
| 1.2 | Elect Director W. Patrick McGinnis | Management | For | For |
| 1.3 | Elect Director John R. Roberts | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. (FEMSA)
MEETING DATE: MAR 25, 2011 |
||||
|
TICKER: FEMSAUBD
SECURITY ID: 344419106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Report of Board of Directors on Financial Statements and Statutory Reports for Fiscal Year 2010, Receive CEO's Report and Audit and Corporate Practices Committees Chairmen Report | Management | For | For |
| 2 | Approve Tax Report on Fiscal Obligations | Management | For | For |
| 3 | Approve Allocation of Income and Distribution of Dividends of MXN 0.22 per Series B Shares; MXN 0.28 per Series D Shares; Corresponding to a Total of MXN 1.14 per B Unit and MXN 1.37 per BD Unit | Management | For | For |
| 4 | Set Aggregate Nominal Share Repurchase Reserve to a Maximum Amount of up to MXN 3 Billion | Management | For | For |
| 5 | Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration | Management | For | Abstain |
| 6 | Elect Members and Chairmen of Finance and Planning Committee, Audit Committee and Corporate Practices Committee; Approve Their Remuneration | Management | For | Abstain |
| 7 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 8 | Approve Minutes of Meeting | Management | For | For |
| HYPERMARCAS S.A
MEETING DATE: APR 04, 2011 |
||||
|
TICKER: HYPE3
SECURITY ID: P5230A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Issuance of Bonds | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| HYPERMARCAS S.A
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: HYPE3
SECURITY ID: P5230A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Elect Directors | Management | For | Against |
| HYPERMARCAS S.A
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: HYPE3
SECURITY ID: P5230A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Partial Spin-Off | Management | For | For |
| 2 | Appoint Independent Firm to Appraise Partial Spin-Off | Management | For | For |
| 3 | Approve Independent Firm's Appraisal | Management | For | For |
| 4 | Approve Reduction in Share Capital | Management | For | For |
| 5 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 6 | Approve Agreement to Absorb Brainfarma and Cosmed | Management | For | For |
| 7 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
| 8 | Approve Independent Firm's Appraisal | Management | For | For |
| 9 | Approve Absorption | Management | For | For |
| 10 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 11 | Approve Agreement to Absorb Luper Industria Farmaceutica | Management | For | For |
| 12 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
| 13 | Approve Independent Firm's Appraisal | Management | For | For |
| 14 | Approve Absorption | Management | For | For |
| 15 | Amend Articles Re: Subsidiary Names | Management | For | For |
| 16 | Amend Articles Re: Subsidiary Addresses | Management | For | For |
| 17 | Amend Articles Re: Business Lines | Management | For | For |
| 18 | Amend Articles Re: Business Lines | Management | For | For |
| 19 | Amend Articles Re: Competency of General Assembly | Management | For | Against |
| 20 | Amend Articles Re: Competency of Board | Management | For | Against |
| 21 | Amend Articles Re: Competency of Executive Committee | Management | For | For |
| 22 | Consolidate Bylaws | Management | For | Against |
| 23 | Amend Minutes of Jan. 24, 2011, EGM | Management | For | For |
| 24 | Ratify Items Approved at Jan. 24, 2011, EGM | Management | For | For |
| 25 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| HYPERMARCAS SA
MEETING DATE: FEB 28, 2011 |
||||
|
TICKER: HYPE3
SECURITY ID: P5230A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Appoint Independent Firm to Appraise Acquisition of Mabesa do Brasil Participacoes Ltda. | Management | For | For |
| 2 | Approve Independent Firm's Appraisal | Management | For | For |
| 3 | Ratify Acquisition of Mabesa | Management | For | For |
| 4 | Approve a Value of BRL 5.31 per Share to be Paid to Shareholders who Choose to Exercise their Right of Withdrawal | Management | For | For |
| 5 | Approve Partial Spin-Off of Mantecorp Industria Quimica e Farmaceutica SA and Absorption of Spun-Off Assets by the Company | Management | For | For |
| 6 | Appoint Independent Firm to Appraise Mantecorp IQ's Spun-Off Assets and Mantecorp Logistica | Management | For | For |
| 7 | Approve Independent Firm's Appraisal | Management | For | For |
| 8 | Approve Agreement to Absorb Mantecorp IQ's Spun-Off Assets, without Issuance of New Shares | Management | For | For |
| 9 | Approve Agreement to Absorb Mantecorp Logistica, without Issuance of New Shares | Management | For | For |
| 10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| JOHNSON & JOHNSON
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: JNJ
SECURITY ID: 478160104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Elect Director Ian E.L. Davis | Management | For | For |
| 4 | Elect Director Michael M.e. Johns | Management | For | For |
| 5 | Elect Director Susan L. Lindquist | Management | For | For |
| 6 | Elect Director Anne M. Mulcahy | Management | For | For |
| 7 | Elect Director Leo F. Mullin | Management | For | For |
| 8 | Elect Director William D. Perez | Management | For | For |
| 9 | Elect Director Charles Prince | Management | For | For |
| 10 | Elect Director David Satcher | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
| 16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
| 17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
| KONINKLIJKE AHOLD NV
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: AHODF
SECURITY ID: N0139V142
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 5 | Approve Dividends of EUR 0.29 Per Share | Management | For | Did Not Vote |
| 6 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 7 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 8 | Reelect A.D. Boer to Management Board | Management | For | Did Not Vote |
| 9 | Elect R. van den Bergh to Supervisory Board | Management | For | Did Not Vote |
| 10 | Reelect T. de Swaan to Supervisory Board | Management | For | Did Not Vote |
| 11 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | Did Not Vote |
| 12 | Grant Board Authority to Issue Shares up to Ten Percent of Issued Capital | Management | For | Did Not Vote |
| 13 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12 | Management | For | Did Not Vote |
| 14 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 15 | Approve Reduction of Issued Capital by Cancelling Treasury Shares | Management | For | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| KRAFT FOODS INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: KFT
SECURITY ID: 50075N104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ajaypal S. Banga | Management | For | For |
| 2 | Elect Director Myra M. Hart | Management | For | For |
| 3 | Elect Director Peter B. Henry | Management | For | For |
| 4 | Elect Director Lois D. Juliber | Management | For | For |
| 5 | Elect Director Mark D. Ketchum | Management | For | For |
| 6 | Elect Director Richard A. Lerner | Management | For | For |
| 7 | Elect Director Mackey J. McDonald | Management | For | For |
| 8 | Elect Director John C. Pope | Management | For | For |
| 9 | Elect Director Fredric G. Reynolds | Management | For | For |
| 10 | Elect Director Irene B. Rosenfeld | Management | For | For |
| 11 | Elect Director J.F. Van Boxmeer | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| KT&G CORP.
MEETING DATE: MAR 04, 2011 |
||||
|
TICKER: 033780
SECURITY ID: Y49904108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Appropriation of Income and Dividend of KRW 3,000 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect Three Outside Directors (Bundled) | Management | For | For |
| 4 | Elect Two Members of Audit Committee (Bundled) | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| L OREAL
MEETING DATE: APR 22, 2011 |
||||
|
TICKER: OR
SECURITY ID: F58149133
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | Management | For | For |
| 4 | Reelect Liliane Bettencourt as Director | Management | For | For |
| 5 | Reelect Annette Roux as Director | Management | For | For |
| 6 | Reelect Charles Henri Filippi as Director | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights, and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 60 Million | Management | For | For |
| 10 | Authorize up to 0.6 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 11 | Authorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 12 | Approve Employee Stock Purchase Plan | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| LINDT & SPRUENGLI AG
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: LISN
SECURITY ID: H49983176
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 450 per Share and CHF 45 per Participation Certificate | Management | For | Did Not Vote |
| 4.1 | Reelect Antonio Bulgheroni as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Ernst Tanner as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| LORILLARD, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: LO
SECURITY ID: 544147101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
| 1.2 | Elect Director David E. R. Dangoor | Management | For | For |
| 1.3 | Elect Director Murray S. Kessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: MJN
SECURITY ID: 582839106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen W. Golsby | Management | For | For |
| 1.2 | Elect Director Steven M. Altschuler | Management | For | For |
| 1.3 | Elect Director Howard B. Bernick | Management | For | For |
| 1.4 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.5 | Elect Director Anna C. Catalano | Management | For | For |
| 1.6 | Elect Director Celeste A. Clark | Management | For | For |
| 1.7 | Elect Director James M. Cornelius | Management | For | For |
| 1.8 | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1.9 | Elect Director Elliott Sigal | Management | For | For |
| 1.10 | Elect Director Robert S. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| MOLSON COORS BREWING COMPANY
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: TAP
SECURITY ID: 60871R209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Directors John E. Cleghorn | Management | For | For |
| 1.2 | Elect Directors Charles M. Herington | Management | For | For |
| 1.3 | Elect Directors David P. O'Brien | Management | For | For |
| NATURA COSMETICOS S.A
MEETING DATE: APR 08, 2011 |
||||
|
TICKER: NATU3
SECURITY ID: P7088C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends and the Capital Budget for Fiscal 2011 | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| NATURA COSMETICOS S.A
MEETING DATE: APR 08, 2011 |
||||
|
TICKER: NATU3
SECURITY ID: P7088C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| NESTLE SA
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: NESN
SECURITY ID: H57312649
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Paul Bulcke as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Rolf Haenggi as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Jean-Pierre Meyers as Director | Management | For | Did Not Vote |
| 4.1.5 | Reelect Naina Lal Kidwai as Director | Management | For | Did Not Vote |
| 4.1.6 | Reelect Beat Hess as Director | Management | For | Did Not Vote |
| 4.2 | Elect Ann Veneman as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | Management | For | Did Not Vote |
| NU SKIN ENTERPRISES, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: NUS
SECURITY ID: 67018T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nevin N. Andersen | Management | For | For |
| 1.2 | Elect Director M. Truman Hunt | Management | For | For |
| 1.3 | Elect Director Patricia A. Negron | Management | For | For |
| 1.4 | Elect Director Sandra N. Tillotson | Management | For | For |
| 1.5 | Elect Director Daniel W. Campbell | Management | For | For |
| 1.6 | Elect Director Andrew D. Lipman | Management | For | For |
| 1.7 | Elect Director Thomas R. Pisano | Management | For | For |
| 1.8 | Elect Director David D. Ussery | Management | For | For |
| 1.9 | Elect Director E.J. Garn | Management | For | For |
| 1.10 | Elect Director Steven J. Lund | Management | For | For |
| 1.11 | Elect Director Blake M. Roney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PEPSICO, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: PEP
SECURITY ID: 713448108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director S.L. Brown | Management | For | For |
| 2 | Elect Director I.M. Cook | Management | For | For |
| 3 | Elect Director D. Dublon | Management | For | For |
| 4 | Elect Director V.J. Dzau | Management | For | For |
| 5 | Elect Director R.L. Hunt | Management | For | For |
| 6 | Elect Director A. Ibarguen | Management | For | For |
| 7 | Elect Director A.C. Martinez | Management | For | For |
| 8 | Elect Director I.K. Nooyi | Management | For | For |
| 9 | Elect Director S.P. Rockefeller | Management | For | For |
| 10 | Elect Director J.J. Schiro | Management | For | For |
| 11 | Elect Director L.G. Trotter | Management | For | For |
| 12 | Elect Director D. Vasella | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| PERRIGO COMPANY
MEETING DATE: OCT 27, 2010 |
||||
|
TICKER: PRGO
SECURITY ID: 714290103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurie Brlas | Management | For | For |
| 1.2 | Elect Director Michael J. Jandernoa | Management | For | For |
| 1.3 | Elect Director Joseph C. Papa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: PM
SECURITY ID: 718172109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| RECKITT BENCKISER GROUP PLC
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: RB
SECURITY ID: G74079107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Adrian Bellamy as Director | Management | For | For |
| 5 | Re-elect Peter Harf as Director | Management | For | For |
| 6 | Re-elect Bart Becht as Director | Management | For | For |
| 7 | Re-elect Graham Mackay as Director | Management | For | For |
| 8 | Elect Liz Doherty as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 15 | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Management | For | For |
| SAFEWAY INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: SWY
SECURITY ID: 786514208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Steven A. Burd | Management | For | For |
| 2 | Elect Director Janet E. Grove | Management | For | For |
| 3 | Elect Director Mohan Gyani | Management | For | For |
| 4 | Elect Director Paul Hazen | Management | For | For |
| 5 | Elect Director Frank C. Herringer | Management | For | For |
| 6 | Elect Director Kenneth W. Oder | Management | For | For |
| 7 | Elect Director T. Gary Rogers | Management | For | For |
| 8 | Elect Director Arun Sarin | Management | For | For |
| 9 | Elect Director Michael S. Shannon | Management | For | For |
| 10 | Elect Director William Y. Tauscher | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| SLC AGRICOLA S.A
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: SLCE3
SECURITY ID: P8711D107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| 4 | Elect Directors | Management | For | Against |
| SMART BALANCE, INC.
MEETING DATE: FEB 15, 2011 |
||||
|
TICKER: SMBL
SECURITY ID: 83169Y108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Stock Option Exchange Program for Employees other than Executive Officers and Directors | Management | For | For |
| 2 | Approve Stock Option Exchange Program for Executive Officers and Directors | Management | For | Against |
| SMART BALANCE, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: SMBL
SECURITY ID: 83169Y108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William E. Hooper | Management | For | For |
| 1.2 | Elect Director Gerald J. Laber | Management | For | For |
| 1.3 | Elect Director James B. Leighton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| SONIC CORP.
MEETING DATE: JAN 06, 2011 |
||||
|
TICKER: SONC
SECURITY ID: 835451105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas N. Benham | Management | For | For |
| 1.2 | Elect Director H.E. Rainbolt | Management | For | For |
| 1.3 | Elect Director Jeffrey H. Schutz | Management | For | For |
| 1.4 | Elect Director Kathryn L. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| SOUZA CRUZ S.A
MEETING DATE: MAR 18, 2011 |
||||
|
TICKER: CRUZ3
SECURITY ID: P26663107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Director | Management | For | For |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| 5 | Install Fiscal Council | Management | For | For |
| 6 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
| SOUZA CRUZ S.A
MEETING DATE: MAR 18, 2011 |
||||
|
TICKER: CRUZ3
SECURITY ID: P26663107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 5:1 Stock Split | Management | For | For |
| 2 | Approve Agreement to Absorb Souza Cruz Trading SA | Management | For | For |
| 3 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
| 4 | Approve Independent Firm's Approval | Management | For | For |
| 5 | Approve Absorption of Souza Cruz Trading SA | Management | For | For |
| SOUZA CRUZ S.A
MEETING DATE: APR 25, 2011 |
||||
|
TICKER: CRUZ3
SECURITY ID: P26663107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director | Management | For | For |
| 2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| 3 | Install Fiscal Council | Management | For | For |
| 4 | Elect Fiscal Council Members and Determine their Remuneration | Management | For | For |
| SUSSER HOLDINGS CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: SUSS
SECURITY ID: 869233106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Dawson, Jr. | Management | For | For |
| 1.2 | Elect Director Ronald G. Steinhart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| SYSCO CORPORATION
MEETING DATE: NOV 12, 2010 |
||||
|
TICKER: SYY
SECURITY ID: 871829107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John M. Cassaday | Management | For | For |
| 2 | Elect Director Manuel A. Fernandez | Management | For | For |
| 3 | Elect Director Hans-joachim Koerber | Management | For | For |
| 4 | Elect Director Jackie M. Ward | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| THE COCA-COLA COMPANY
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: KO
SECURITY ID: 191216100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Howard G. Buffett | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Evan G. Greenberg | Management | For | For |
| 6 | Elect Director Alexis M. Herman | Management | For | For |
| 7 | Elect Director Muhtar Kent | Management | For | For |
| 8 | Elect Director Donald R. Keough | Management | For | For |
| 9 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 10 | Elect Director Donald F. McHenry | Management | For | For |
| 11 | Elect Director Sam Nunn | Management | For | For |
| 12 | Elect Director James D. Robinson III | Management | For | For |
| 13 | Elect Director Peter V. Ueberroth | Management | For | For |
| 14 | Elect Director Jacob Wallenberg | Management | For | For |
| 15 | Elect Director James B. Williams | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 18 | Amend Restricted Stock Plan | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 21 | Publish Report on Chemical Bisphenol-A (BPA) | Shareholder | Against | Abstain |
| THE PANTRY, INC.
MEETING DATE: MAR 15, 2011 |
||||
|
TICKER: PTRY
SECURITY ID: 698657103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terrance M. Marks | Management | For | For |
| 1.2 | Elect Director Robert F. Bernstock | Management | For | For |
| 1.3 | Elect Director Paul L. Brunswick | Management | For | For |
| 1.4 | Elect Director Wilfred A. Finnegan | Management | For | For |
| 1.5 | Elect Director Edwin J. Holman | Management | For | For |
| 1.6 | Elect Director Terry L. McElroy | Management | For | For |
| 1.7 | Elect Director Mark D. Miles | Management | For | For |
| 1.8 | Elect Director Bryan E. Monkhouse | Management | For | For |
| 1.9 | Elect Director Thomas M. Murnane | Management | For | For |
| 1.10 | Elect Director Maria C. Richter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 12, 2010 |
||||
|
TICKER: PG
SECURITY ID: 742718109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Angela F. Braly | Management | For | For |
| 2 | Elect Director Kenneth I. Chenault | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director Rajat K. Gupta | Management | For | For |
| 5 | Elect Director Robert A. Mcdonald | Management | For | For |
| 6 | Elect Director W. James Mcnerney, Jr. | Management | For | For |
| 7 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 8 | Elect Director Mary A. Wilderotter | Management | For | For |
| 9 | Elect Director Patricia A. Woertz | Management | For | For |
| 10 | Elect Director Ernesto Zedillo | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide for Cumulative Voting | Shareholder | Against | Against |
| TUPPERWARE BRANDS CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: TUP
SECURITY ID: 899896104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Catherine A. Bertini | Management | For | For |
| 2 | Elect Director Rita Bornstein | Management | For | For |
| 3 | Elect Director Kriss Cloninger, III | Management | For | For |
| 4 | Elect Director E. V. Goings | Management | For | For |
| 5 | Elect Director Clifford J. Grum | Management | For | For |
| 6 | Elect Director Joe R. Lee | Management | For | For |
| 7 | Elect Director Bob Marbut | Management | For | For |
| 8 | Elect Director Angel R. Martinez | Management | For | For |
| 9 | Elect Director Antonio Monteiro de Castro | Management | For | For |
| 10 | Elect Director Robert J. Murray | Management | For | For |
| 11 | Elect Director David R. Parker | Management | For | For |
| 12 | Elect Director Joyce M. Roche | Management | For | For |
| 13 | Elect Director J. Patrick Spainhour | Management | For | For |
| 14 | Elect Director M. Anne Szostak | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TYSON FOODS, INC.
MEETING DATE: FEB 04, 2011 |
||||
|
TICKER: TSN
SECURITY ID: 902494103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Don Tyson | Management | For | For |
| 1.2 | Elect Director John Tyson | Management | For | For |
| 1.3 | Elect Director Jim Kever | Management | For | For |
| 1.4 | Elect Director Kevin M. McNamara | Management | For | For |
| 1.5 | Elect Director Brad T. Sauer | Management | For | For |
| 1.6 | Elect Director Robert Thurber | Management | For | For |
| 1.7 | Elect Director Barbara A. Tyson | Management | For | For |
| 1.8 | Elect Director Albert C. Zapanta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Phase in Controlled-Atmosphere Killing | Shareholder | Against | Abstain |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| UNILEVER NV
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: UN
SECURITY ID: 904784709
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Executive Board Members | Management | For | For |
| 4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | Management | For | For |
| 6 | Relect R.J.M.S. Huet as CFO to Board of Directors | Management | For | For |
| 7 | Reelect L.O. Fresco to Board of Directors | Management | For | For |
| 8 | Reelect A.M. Fudge to Board of Directors | Management | For | For |
| 9 | Reelect C.E. Golden to Board of Directors | Management | For | For |
| 10 | Reelect B.E. Grote to Board of Directors | Management | For | For |
| 11 | Reelect H. Nyasulu to Board of Directors | Management | For | For |
| 12 | Reelect M. Rifkind to Board of Directors | Management | For | For |
| 13 | Reelect K.J. Storm to Board of Directors | Management | For | For |
| 14 | Reelect M. Treschow to Board of Directors | Management | For | For |
| 15 | Reelect P.S. Walsh to Board of Directors | Management | For | For |
| 16 | Elect S. Bharti Mittal to Board of Directors | Management | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Approve Authorization to Cancel Ordinary Shares | Management | For | For |
| 19 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 20 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 21 | Allow Questions and Close Meeting | Management | None | None |
| UNITED NATURAL FOODS, INC.
MEETING DATE: DEC 16, 2010 |
||||
|
TICKER: UNFI
SECURITY ID: 911163103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gordon D. Barker | Management | For | For |
| 2 | Elect Director Gail A. Graham | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| VITERRA INC.
MEETING DATE: MAR 09, 2011 |
||||
|
TICKER: VT
SECURITY ID: 92849T108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Thomas Birks as Director | Management | For | For |
| 1.2 | Elect Vic Bruce as Director | Management | For | For |
| 1.3 | Elect Thomas Chambers as Director | Management | For | For |
| 1.4 | Elect Paul Daniel as Director | Management | For | For |
| 1.5 | Elect Bonnie DuPont as Director | Management | For | For |
| 1.6 | Elect Perry Gunner as Director | Management | For | For |
| 1.7 | Elect Tim Hearn as Director | Management | For | For |
| 1.8 | Elect Dallas Howe as Director | Management | For | For |
| 1.9 | Elect Kevin Osborn as Director | Management | For | For |
| 1.10 | Elect Herb Pinder Jr. as Director | Management | For | For |
| 1.11 | Elect Larry Ruud as Director | Management | For | For |
| 1.12 | Elect Mayo Schmidt as Director | Management | For | For |
| 1.13 | Elect Max Venning as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Key Employee Share Unit Plan | Management | For | Against |
| WAL-MART STORES, INC.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: WMT
SECURITY ID: 931142103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Management | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Director Steven S Reinemund | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| 20 | Report on Political Contributions | Shareholder | Against | Abstain |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 22 | Require Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
| 23 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
| WALGREEN CO.
MEETING DATE: JAN 12, 2011 |
||||
|
TICKER: WAG
SECURITY ID: 931422109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David J. Brailer | Management | For | For |
| 2 | Elect Director Steven A. Davis | Management | For | For |
| 3 | Elect Director William C. Foote | Management | For | For |
| 4 | Elect Director Mark P. Frissora | Management | For | For |
| 5 | Elect Director Ginger L. Graham | Management | For | For |
| 6 | Elect Director Alan G. McNally | Management | For | For |
| 7 | Elect Director Nancy M. Schlichting | Management | For | For |
| 8 | Elect Director David Y. Schwartz | Management | For | For |
| 9 | Elect Director Alejandro Silva | Management | For | For |
| 10 | Elect Director James A. Skinner | Management | For | For |
| 11 | Elect Director Gregory D. Wasson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
| 14 | Reduce Supermajority Vote Requirement | Management | For | For |
| 15 | Rescind Fair Price Provision | Management | For | For |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Performance-Based Equity Awards | Shareholder | Against | Against |
| WANT WANT CHINA HOLDINGS LTD.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: 00151
SECURITY ID: G9431R103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend for the Year Ended Dec. 31, 2010 | Management | For | For |
| 3a | Reelect Tsai Eng-Meng as Director | Management | For | Against |
| 3b | Reelect Chu Chi-Wen as Director | Management | For | Against |
| 3c | Reelect Tsai Wang-Chia as Director | Management | For | Against |
| 3d | Reelect Chan Yu-Feng as Director | Management | For | Against |
| 3e | Reelect Cheng Wen-Hsien as Director | Management | For | Against |
| 3f | Reelect Lee Kwang-Chou as Director | Management | For | Against |
| 3g | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
VOTE SUMMARY REPORT
SELECT DEFENSE AND AEROSPACE PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AERCAP HOLDINGS NV
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: AER
SECURITY ID: N00985106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Board of Directors | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | Did Not Vote |
| 4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5 | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
| 6a | Elect Homaid Abdulla Al Shemmari as Director | Management | For | Did Not Vote |
| 6b | Elect Salem Rashed Abdulla Ali Al Noaimi as Director | Management | For | Did Not Vote |
| 6c | Elect Aengus Kelly as Director | Management | For | Did Not Vote |
| 6d | Reelect Pieter Korteweg as Director | Management | For | Did Not Vote |
| 7 | Designate CFO to Represent the Management in case All Directors are Absent or Prevented from Acting | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
| 9a | Grant Board Authority to Issue All Shares Comprised in the Authorized Share Capital | Management | For | Did Not Vote |
| 9b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9a | Management | For | Did Not Vote |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 11 | Amend Articles Re: Increase Authorised Share Capital | Management | For | Did Not Vote |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| ALLIANT TECHSYSTEMS INC.
MEETING DATE: AUG 03, 2010 |
||||
|
TICKER: ATK
SECURITY ID: 018804104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
| 1.2 | Elect Director Mark W. DeYoung | Management | For | For |
| 1.3 | Elect Director Martin C. Faga | Management | For | For |
| 1.4 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.5 | Elect Director April H. Foley | Management | For | For |
| 1.6 | Elect Director Tig H. Krekel | Management | For | For |
| 1.7 | Elect Director Douglas L. Maine | Management | For | For |
| 1.8 | Elect Director Roman Martinez IV | Management | For | For |
| 1.9 | Elect Director Mark H. Ronald | Management | For | For |
| 1.10 | Elect Director William G. Van Dyke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| BE AEROSPACE, INC.
MEETING DATE: JUL 29, 2010 |
||||
|
TICKER: BEAV
SECURITY ID: 073302101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jim C. Cowart | Management | For | For |
| 1.2 | Elect Director Arthur E. Wegner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| BOMBARDIER INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: BBD.B
SECURITY ID: 097751200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurent Beaudoin | Management | For | For |
| 1.2 | Elect Director Pierre Beaudoin | Management | For | For |
| 1.3 | Elect Director Andre Berard | Management | For | For |
| 1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
| 1.5 | Elect Director Janine Bombardier | Management | For | For |
| 1.6 | Elect Director Martha Finn Brooks | Management | For | For |
| 1.7 | Elect Director L. Denis Desautels | Management | For | For |
| 1.8 | Elect Director Thierry Desmarest | Management | For | For |
| 1.9 | Elect Director Jean-Louis Fontaine | Management | For | For |
| 1.10 | Elect Director Daniel Johnson | Management | For | For |
| 1.11 | Elect DirectorJean C. Monty | Management | For | For |
| 1.12 | Elect Director Carlos E. Represas | Management | For | For |
| 1.13 | Elect Director Jean-Pierre Rosso | Management | For | For |
| 1.14 | Elect Director Heinrich Weiss | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4.1 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
| 4.2 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
| 4.3 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
| 4.4 | Adopt Rules of Governance | Shareholder | Against | Against |
| CARPENTER TECHNOLOGY CORP.
MEETING DATE: OCT 11, 2010 |
||||
|
TICKER: CRS
SECURITY ID: 144285103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director I. Martin Inglis | Management | For | For |
| 1.2 | Elect Director Peter N. Stephans | Management | For | For |
| 1.3 | Elect Director Kathryn C. Turner | Management | For | For |
| 1.4 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| COPA HOLDINGS S.A.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: CPAN
SECURITY ID: P31076105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jose Castaneda as Director | Management | For | Did Not Vote |
| 2 | Elect Stanley Motta, Jaime Arias, Alberto C. Motta Jr., Joseph Fidanque, and Jose Castaneda as Directors | Management | For | Did Not Vote |
| CPI AEROSTRUCTURES, INC.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: CVU
SECURITY ID: 125919308
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth McSweeney | Management | For | For |
| 1.2 | Elect Director Harvey J. Bazaar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| DIGITALGLOBE, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: DGI
SECURITY ID: 25389M877
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howell M. Estes, III | Management | For | For |
| 1.2 | Elect Director Alden Munson, Jr. | Management | For | For |
| 1.3 | Elect Director Eddy Zervigon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ESTERLINE TECHNOLOGIES CORPORATION
MEETING DATE: MAR 02, 2011 |
||||
|
TICKER: ESL
SECURITY ID: 297425100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert W. Cremin | Management | For | For |
| 2 | Elect Director Anthony P. Franceschini | Management | For | For |
| 3 | Elect Director James J. Morris | Management | For | For |
| 4 | Elect Director Delores M. Etter | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| FLIR SYSTEMS, INC.
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: FLIR
SECURITY ID: 302445101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William W. Crouch | Management | For | For |
| 1.2 | Elect Director Angus L. Macdonald | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| GENERAL DYNAMICS CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: GD
SECURITY ID: 369550108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mary T. Barra | Management | For | For |
| 2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 3 | Elect Director James S. Crown | Management | For | For |
| 4 | Elect Director William P. Fricks | Management | For | For |
| 5 | Elect Director Jay L. Johnson | Management | For | For |
| 6 | Elect Director George A. Joulwan | Management | For | For |
| 7 | Elect Director Paul G. Kaminski | Management | For | For |
| 8 | Elect Director John M. Keane | Management | For | For |
| 9 | Elect Director Lester L. Lyles | Management | For | For |
| 10 | Elect Director William A. Osborn | Management | For | For |
| 11 | Elect Director Robert Walmsley | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| GOODRICH CORPORATION
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: GR
SECURITY ID: 382388106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Diane C. Creel | Management | For | For |
| 1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
| 1.4 | Elect Director James W. Griffith | Management | For | For |
| 1.5 | Elect Director William R. Holland | Management | For | For |
| 1.6 | Elect Director John P. Jumper | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| HEICO CORPORATION
MEETING DATE: MAR 28, 2011 |
||||
|
TICKER: HEI
SECURITY ID: 422806109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adolfo Henriques | Management | For | For |
| 1.2 | Elect Director Samuel L. Higginbottom | Management | For | For |
| 1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
| 1.4 | Elect Director Wolfgang Mayrhuber | Management | For | For |
| 1.5 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.6 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.7 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.8 | Elect Director Alan Schriesheim | Management | For | For |
| 1.9 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 25, 2011 |
||||
|
TICKER: HON
SECURITY ID: 438516106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Judd Gregg | Management | For | For |
| 8 | Elect Director Clive R. Hollick | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Bradley T. Sheares | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| IROBOT CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: IRBT
SECURITY ID: 462726100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gail Deegan | Management | For | For |
| 1.2 | Elect Director Andrea Giesser | Management | For | For |
| 1.3 | Elect Director Jacques S. Gansler, Ph.D. | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| KAMAN CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: KAMN
SECURITY ID: 483548103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian E. Barents | Management | For | For |
| 1.2 | Elect Director George E. Minnich | Management | For | For |
| 1.3 | Elect Director Thomas W. Rabaut | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: LMT
SECURITY ID: 539830109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Nolan D. Archibald | Management | For | For |
| 2 | Elect Director Rosalind G. Brewer | Management | For | For |
| 3 | Elect Director David B. Burritt | Management | For | For |
| 4 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 5 | Elect Director Thomas J. Falk | Management | For | For |
| 6 | Elect Director Gwendolyn S. King | Management | For | For |
| 7 | Elect Director James M. Loy | Management | For | For |
| 8 | Elect Director Douglas H. McCorkindale | Management | For | For |
| 9 | Elect Director Joseph W. Ralston | Management | For | For |
| 10 | Elect Director Anne Stevens | Management | For | For |
| 11 | Elect Director Robert J. Stevens | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| MEGGITT PLC
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: MGGT
SECURITY ID: G59640105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Stephen Young as Director | Management | For | Against |
| 5 | Re-elect Philip Green as Director | Management | For | Against |
| 6 | Re-elect David Robins as Director | Management | For | Against |
| 7 | Elect Paul Heiden as Director | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 13 | Approve Increase in Directors' Fees | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 15 | Amend Equity Participation Plan 2005 | Management | For | For |
| MTU AERO ENGINES HOLDING AG
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: MTX
SECURITY ID: D5565H104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 5 | Ratify Deloitte & Touche as Auditors for Fiscal 2011 | Management | For | For |
| 6 | Approve Creation of EUR 15.6 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
| NAVISTAR INTERNATIONAL CORPORATION
MEETING DATE: FEB 15, 2011 |
||||
|
TICKER: NAV
SECURITY ID: 63934E108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Keyes | Management | For | For |
| 1.2 | Elect Director John D. Correnti | Management | For | For |
| 1.3 | Elect Director Daniel C. Ustian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| PRECISION CASTPARTS CORP.
MEETING DATE: AUG 10, 2010 |
||||
|
TICKER: PCP
SECURITY ID: 740189105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
| 1.3 | Elect Director Richard L. Wambold | Management | For | For |
| 1.4 | Elect Director Timothy A. Wicks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| RAYTHEON COMPANY
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: RTN
SECURITY ID: 755111507
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 14 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 15 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
| 16 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| ROCKWELL COLLINS, INC.
MEETING DATE: FEB 04, 2011 |
||||
|
TICKER: COL
SECURITY ID: 774341101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C.A. Davis | Management | For | For |
| 1.2 | Elect Director R.E. Eberhart | Management | For | For |
| 1.3 | Elect Director D. Lilley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: TDY
SECURITY ID: 879360105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Frank V. Cahouet | Management | For | For |
| 1.3 | Elect Director Kenneth C. Dahlberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TEXTRON INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: TXT
SECURITY ID: 883203101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James T. Conway | Management | For | For |
| 2 | Elect Director Paul E. Gagne | Management | For | For |
| 3 | Elect Director Dain M. Hancock | Management | For | For |
| 4 | Elect Director Lloyd G. Trotter | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| THE BOEING COMPANY
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: BA
SECURITY ID: 097023105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John E. Bryson | Management | For | For |
| 2 | Elect Director David L. Calhoun | Management | For | For |
| 3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 4 | Elect Director Linda Z. Cook | Management | For | For |
| 5 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director John F. McDonnell | Management | For | For |
| 9 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 10 | Elect Director Susan C. Schwab | Management | For | For |
| 11 | Elect Director Ronald A. Williams | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| TRANSDIGM GROUP INCORPORATED
MEETING DATE: MAR 03, 2011 |
||||
|
TICKER: TDG
SECURITY ID: 893641100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sean P. Hennessy | Management | For | For |
| 1.2 | Elect Director Douglas W. Peacock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| TRIUMPH GROUP, INC.
MEETING DATE: SEP 28, 2010 |
||||
|
TICKER: TGI
SECURITY ID: 896818101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul Bourgon | Management | For | For |
| 1.2 | Elect Director Elmer L. Doty | Management | For | For |
| 1.3 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.4 | Elect Director Richard C. Gozon | Management | For | For |
| 1.5 | Elect Director Richard C. Ill | Management | For | For |
| 1.6 | Elect Director Claude F. Kronk | Management | For | For |
| 1.7 | Elect Director Adam J. Palmer | Management | For | For |
| 1.8 | Elect Director Joseph M. Silvestri | Management | For | For |
| 1.9 | Elect Director George Simpson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: UTX
SECURITY ID: 913017109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Louis R. Chenevert | Management | For | For |
| 2 | Elect Director John V. Faraci | Management | For | For |
| 3 | Elect Director Jean-Pierre Garnier | Management | For | For |
| 4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director Ellen J. Kullman | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Richard D. McCormick | Management | For | For |
| 9 | Elect Director Harold McGraw III | Management | For | For |
| 10 | Elect Director Richard B. Myers | Management | For | For |
| 11 | Elect Director H. Patrick Swygert | Management | For | For |
| 12 | Elect Director Andre Villeneuve | Management | For | For |
| 13 | Elect Director Christine Todd Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| VIASAT, INC.
MEETING DATE: SEP 22, 2010 |
||||
|
TICKER: VSAT
SECURITY ID: 92552V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director B. Allen Lay | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Nash | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
VOTE SUMMARY REPORT
SELECT ELECTRONICS PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADVANCED ENERGY INDUSTRIES, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: AEIS
SECURITY ID: 007973100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas S. Schatz | Management | For | For |
| 1.2 | Elect Director Frederick A. Ball | Management | For | For |
| 1.3 | Elect Director Richard P. Beck | Management | For | For |
| 1.4 | Elect Director Hans Georg Betz | Management | For | For |
| 1.5 | Elect Director Trung T. Doan | Management | For | For |
| 1.6 | Elect Director Edward C. Grady | Management | For | For |
| 1.7 | Elect Director Terry Hudgens | Management | For | For |
| 1.8 | Elect Director Thomas M. Rohrs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ADVANCED MICRO DEVICES, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: AMD
SECURITY ID: 007903107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Bruce L. Claflin | Management | For | For |
| 2 | Elect Director W. Michael Barnes | Management | For | For |
| 3 | Elect Director John E. Caldwell | Management | For | For |
| 4 | Elect Director Henry W.K. Chow | Management | For | For |
| 5 | Elect Director Craig A. Conway | Management | For | For |
| 6 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 7 | Elect Director H. Paulett Eberhart | Management | For | For |
| 8 | Elect Director Waleed Al Muhairi | Management | For | For |
| 9 | Elect Director Robert B. Palmer | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| ALPHA AND OMEGA SEMICONDUCTOR LIMITED
MEETING DATE: NOV 18, 2010 |
||||
|
TICKER: AOSL
SECURITY ID: G6331P104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Mike F. Chang as Director | Management | For | For |
| 1.2 | Elect Yueh-Se Ho as Director | Management | For | For |
| 1.3 | Elect Chung Te Chang as Director | Management | For | For |
| 1.4 | Elect Mark A. Stevens as Director | Management | For | For |
| 1.5 | Elect Howard M. Bailey as Director | Management | For | For |
| 1.6 | Elect Thomas W. Steipp as Director | Management | For | For |
| 1.7 | Elect Richard W. Sevcik as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ALTERA CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ALTR
SECURITY ID: 021441100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John P. Daane | Management | For | For |
| 2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 3 | Elect Director Kevin McGarity | Management | For | For |
| 4 | Elect Director T. Michael Nevens | Management | For | For |
| 5 | Elect Director Krish A. Prabhu | Management | For | For |
| 6 | Elect Director John Shoemaker | Management | For | For |
| 7 | Elect Director Susan Wang | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 10 | Reduce Supermajority Vote Requirement | Management | For | For |
| 11 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 12 | Provide Right to Call Special Meeting | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Ratify Auditors | Management | For | For |
| AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: AMKR
SECURITY ID: 031652100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Kenneth T. Joyce | Management | For | For |
| 1.3 | Elect Director Roger A. Carolin | Management | For | For |
| 1.4 | Elect Director Winston J. Churchill | Management | For | For |
| 1.5 | Elect Director John T. Kim | Management | For | For |
| 1.6 | Elect Director John F. Osborne | Management | For | For |
| 1.7 | Elect Director Dong Hyun Park | Management | For | For |
| 1.8 | Elect Director James W. Zug | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| AMPHENOL CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: APH
SECURITY ID: 032095101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald P. Badie | Management | For | For |
| 1.2 | Elect Director R. Adam Norwitt | Management | For | For |
| 1.3 | Elect Director Dean H. Secord | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ANALOG DEVICES, INC.
MEETING DATE: MAR 08, 2011 |
||||
|
TICKER: ADI
SECURITY ID: 032654105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ray Stata | Management | For | For |
| 2 | Elect Director Jerald G. Fishman | Management | For | For |
| 3 | Elect Director James A. Champy | Management | For | For |
| 4 | Elect Director John L. Doyle | Management | For | For |
| 5 | Elect Director John C. Hodgson | Management | For | For |
| 6 | Elect Director Yves-Andre Istel | Management | For | For |
| 7 | Elect Director Neil Novich | Management | For | For |
| 8 | Elect Director F. Grant Saviers | Management | For | For |
| 9 | Elect Director Paul J. Severino | Management | For | For |
| 10 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 13 | Ratify Auditors | Management | For | For |
| APPLIED MATERIALS, INC.
MEETING DATE: MAR 08, 2011 |
||||
|
TICKER: AMAT
SECURITY ID: 038222105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aart J. De Geus | Management | For | For |
| 1.2 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.3 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.4 | Elect Director Susan M. James | Management | For | For |
| 1.5 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.6 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.7 | Elect Director Dennis D. Powell | Management | For | For |
| 1.8 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.9 | Elect Director James E. Rogers | Management | For | For |
| 1.10 | Elect Director Michael R. Splinter | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 17, 2010 |
||||
|
TICKER: AMCC
SECURITY ID: 03822W406
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Cesar Cesaratto | Management | For | For |
| 2 | Elect Director Donald Colvin | Management | For | For |
| 3 | Elect Director Paramesh Gopi | Management | For | For |
| 4 | Elect Director Paul R. Gray | Management | For | For |
| 5 | Elect Director Fred Shlapak | Management | For | For |
| 6 | Elect Director Arthur B. Stabenow | Management | For | For |
| 7 | Elect Director Julie H. Sullivan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ARM HOLDINGS PLC
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: ARM
SECURITY ID: 042068106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Larry Hirst as Director | Management | For | For |
| 5 | Elect Janice Roberts as Director | Management | For | For |
| 6 | Elect Andy Green as Director | Management | For | For |
| 7 | Re-elect Doug Dunn as Director | Management | For | For |
| 8 | Re-elect Warren East as Director | Management | For | For |
| 9 | Re-elect Tudor Brown as Director | Management | For | For |
| 10 | Re-elect Mike Inglis as Director | Management | For | For |
| 11 | Re-elect Mike Muller as Director | Management | For | For |
| 12 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
| 13 | Re-elect Philip Rowley as Director | Management | For | For |
| 14 | Re-elect Tim Score as Director | Management | For | For |
| 15 | Re-elect Simon Segars as Director | Management | For | For |
| 16 | Re-elect Young Sohn as Director | Management | For | For |
| 17 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ASM INTERNATIONAL NV
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: ASMI
SECURITY ID: N07045102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report 2010 | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Ratify Deloitte Accountants as Auditors | Management | For | Did Not Vote |
| 7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 8 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 10b | Grant Board Authority to Issue Shares in Connection with Remuneration Policy | Management | For | Did Not Vote |
| 10c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7a and Item 7b | Management | For | Did Not Vote |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| ASML HOLDING NV
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: ASML
SECURITY ID: N07059186
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | None |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
| 9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 10a | Reelect W.T. Siegle to Supervisory Board | Management | For | Did Not Vote |
| 10b | Reelect J.W.B. Westerburgen to Supervisory Board | Management | For | Did Not Vote |
| 11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | Management | None | None |
| 12 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | Management | For | Did Not Vote |
| 13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | Management | For | Did Not Vote |
| 13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | Management | For | Did Not Vote |
| 14 | Authorize Repurchase Shares | Management | For | Did Not Vote |
| 15 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 16 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Other Business | Management | None | None |
| 18 | Close Meeting | Management | None | None |
| ATHEROS COMMUNICATIONS, INC
MEETING DATE: MAR 18, 2011 |
||||
|
TICKER: ATHR
SECURITY ID: 04743P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AUTHENTEC, INC.
MEETING DATE: DEC 17, 2010 |
||||
|
TICKER: AUTH
SECURITY ID: 052660107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AVAGO TECHNOLOGIES LIMITED
MEETING DATE: MAR 30, 2011 |
||||
|
TICKER: AVGO
SECURITY ID: Y0486S104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Hock E. Tan as Director | Management | For | For |
| 1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
| 1.3 | Reelect James A. Davidson as Director | Management | For | For |
| 1.4 | Reelect James V. Diller as Director | Management | For | For |
| 1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1.6 | Reelect John M. Hsuan as Director | Management | For | For |
| 1.7 | Reelect David Kerko as Director | Management | For | For |
| 1.8 | Reelect Justine F. Lien as Director | Management | For | For |
| 1.9 | Reelect Donald Macleod as Director | Management | For | For |
| 1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| AVNET, INC.
MEETING DATE: NOV 05, 2010 |
||||
|
TICKER: AVT
SECURITY ID: 053807103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Ehud Houminer | Management | For | For |
| 1.4 | Elect Director Frank R. Noonan | Management | For | For |
| 1.5 | Elect Director Ray M. Robinson | Management | For | For |
| 1.6 | Elect Director William H. Schumann III | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| BENCHMARK ELECTRONICS, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: BHE
SECURITY ID: 08160H101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cary T. Fu | Management | For | For |
| 1.2 | Elect Director Michael R. Dawson | Management | For | For |
| 1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
| 1.4 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.5 | Elect Director Bernee D.l. Strom | Management | For | For |
| 1.6 | Elect Director Clay C. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BROADCOM CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: BRCM
SECURITY ID: 111320107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nancy H. Handel | Management | For | For |
| 1.2 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
| 1.3 | Elect Director Maria Klawe | Management | For | For |
| 1.4 | Elect Director John E. Major | Management | For | Withhold |
| 1.5 | Elect Director Scott A. McGregor | Management | For | For |
| 1.6 | Elect Director William T. Morrow | Management | For | Withhold |
| 1.7 | Elect Director Henry Samueli | Management | For | For |
| 1.8 | Elect Director John A.C. Swainson | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 12, 2011 |
||||
|
TICKER: BRCD
SECURITY ID: 111621306
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John Gerdelman | Management | For | For |
| 2 | Elect Director Glenn Jones | Management | For | For |
| 3 | Elect Director Michael Klayko | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| BROOKS AUTOMATION, INC.
MEETING DATE: JAN 18, 2011 |
||||
|
TICKER: BRKS
SECURITY ID: 114340102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Joseph R. Martin | Management | For | For |
| 1.3 | Elect Director John K. McGillicuddy | Management | For | For |
| 1.4 | Elect Director Krishna G. Palepu | Management | For | For |
| 1.5 | Elect Director C.s. Park | Management | For | For |
| 1.6 | Elect Director Kirk P. Pond | Management | For | For |
| 1.7 | Elect Director Stephen S. Schwartz | Management | For | For |
| 1.8 | Elect Director Alfred Woollacott, III | Management | For | For |
| 1.9 | Elect Director Mark S. Wrighton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| CABOT MICROELECTRONICS CORPORATION
MEETING DATE: MAR 08, 2011 |
||||
|
TICKER: CCMP
SECURITY ID: 12709P103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Birgeneau | Management | For | For |
| 1.2 | Elect Director Steven V. Wilkinson | Management | For | For |
| 1.3 | Elect Director Bailing Xia | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| COHU, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: COHU
SECURITY ID: 192576106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Ciardella | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| CONEXANT SYSTEMS, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: CNXT
SECURITY ID: 207142308
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven J. Bilodeau | Management | For | For |
| 1.2 | Elect Director D. Scott Mercer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| CORNING INCORPORATED
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: GLW
SECURITY ID: 219350105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John Seely Brown | Management | For | For |
| 2 | Elect Director John A. Canning, Jr. | Management | For | For |
| 3 | Elect Director Gordon Gund | Management | For | For |
| 4 | Elect Director Kurt M. Landgraf | Management | For | For |
| 5 | Elect Director H. Onno Ruding | Management | For | For |
| 6 | Elect Director Glenn F. Tilton | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| CREE, INC.
MEETING DATE: OCT 26, 2010 |
||||
|
TICKER: CREE
SECURITY ID: 225447101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director Dolph W. Von Arx | Management | For | For |
| 1.3 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.4 | Elect Director Robert A. Ingram | Management | For | For |
| 1.5 | Elect Director Franco Plastina | Management | For | For |
| 1.6 | Elect Director Robert L. Tillman | Management | For | For |
| 1.7 | Elect Director Harvey A. Wagner | Management | For | For |
| 1.8 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| CYMER, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: CYMI
SECURITY ID: 232572107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles J. Abbe | Management | For | For |
| 1.2 | Elect Director Robert P. Akins | Management | For | For |
| 1.3 | Elect Director Edward H. Braun | Management | For | For |
| 1.4 | Elect Director Michael R. Gaulke | Management | For | For |
| 1.5 | Elect Director William G. Oldham | Management | For | For |
| 1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
| 1.7 | Elect Director Peter J. Simone | Management | For | For |
| 1.8 | Elect Director Young K. Sohn | Management | For | For |
| 1.9 | Elect Director Jon D. Tompkins | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: CY
SECURITY ID: 232806109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director Lloyd Carney | Management | For | For |
| 1.5 | Elect Director James R. Long | Management | For | For |
| 1.6 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.7 | Elect Director J. Donald Sherman | Management | For | For |
| 1.8 | Elect Director Wilbert Van Den Hoek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EASTMAN KODAK COMPANY
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: EK
SECURITY ID: 277461109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard S. Braddock | Management | For | For |
| 2 | Elect Director Herald Y. Chen | Management | For | For |
| 3 | Elect Director Adam H. Clammer | Management | For | For |
| 4 | Elect Director Timothy M. Donahue | Management | For | For |
| 5 | Elect Director Michael J. Hawley | Management | For | For |
| 6 | Elect Director William H. Hernandez | Management | For | For |
| 7 | Elect Director Douglas R. Lebda | Management | For | For |
| 8 | Elect Director Kyle P. Legg | Management | For | For |
| 9 | Elect Director Delano E. Lewis | Management | For | For |
| 10 | Elect Director William G. Parrett | Management | For | For |
| 11 | Elect Director Antonio M. Perez | Management | For | For |
| 12 | Elect Director Joel Seligman | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ENTEGRIS, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: ENTG
SECURITY ID: 29362U104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gideon Argov | Management | For | For |
| 1.2 | Elect Director Michael A. Bradley | Management | For | For |
| 1.3 | Elect Director Marvin D. Burkett | Management | For | For |
| 1.4 | Elect Director R. Nicholas Burns | Management | For | For |
| 1.5 | Elect Director Daniel W. Christman | Management | For | For |
| 1.6 | Elect Director Roger D. McDaniel | Management | For | For |
| 1.7 | Elect Director Paul L.H. Olson | Management | For | For |
| 1.8 | Elect Director Brian F. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EXAR CORPORATION
MEETING DATE: SEP 15, 2010 |
||||
|
TICKER: EXAR
SECURITY ID: 300645108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Izak Bencuya | Management | For | For |
| 1.2 | Elect Director Pierre Guilbault | Management | For | For |
| 1.3 | Elect Director Brian Hilton | Management | For | For |
| 1.4 | Elect Director Richard L. Leza | Management | For | For |
| 1.5 | Elect Director Gary Meyers | Management | For | For |
| 1.6 | Elect Director Juan (Oscar) Rodriguez | Management | For | For |
| 1.7 | Elect Director Pedro (Pete) Rodriguez | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: FCS
SECURITY ID: 303726103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Charles P. Carinalli | Management | For | For |
| 2 | Elect Director Randy W. Carson | Management | For | For |
| 3 | Elect Director Anthony Lear | Management | For | For |
| 4 | Elect Director Thomas L. Magnanti | Management | For | For |
| 5 | Elect Director Kevin J. McGarity | Management | For | For |
| 6 | Elect Director Bryan R. Roub | Management | For | For |
| 7 | Elect Director Ronald W. Shelly | Management | For | For |
| 8 | Elect Director Mark S. Thompson | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 23, 2010 |
||||
|
TICKER: FLEX
SECURITY ID: Y2573F102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect H. Raymond Bingham as a Director | Management | For | For |
| 2 | Reelect Willy C. Shih as a Director | Management | For | For |
| 3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 23, 2010 |
||||
|
TICKER: FLEX
SECURITY ID: Y2573F102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect H. Raymond Bingham as a Director | Management | For | For |
| 2 | Reelect Willy C. Shih as a Director | Management | For | For |
| 3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Shares without Preemptive Rights | Management | For | Against |
| 5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | Against |
| GOOGLE INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: GOOG
SECURITY ID: 38259P508
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
| HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 23, 2011 |
||||
|
TICKER: HPQ
SECURITY ID: 428236103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director M. L. Andreessen | Management | For | For |
| 2 | Elect Director L. Apotheker | Management | For | For |
| 3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
| 4 | Elect Director S.M. Baldauf | Management | For | For |
| 5 | Elect Director S. Banerji | Management | For | For |
| 6 | Elect Director R.L. Gupta | Management | For | For |
| 7 | Elect Director J.H. Hammergren | Management | For | For |
| 8 | Elect Director R.J. Lane | Management | For | For |
| 9 | Elect Director G.M. Reiner | Management | For | For |
| 10 | Elect Director P.F. Russo | Management | For | For |
| 11 | Elect Director D. Senequier | Management | For | For |
| 12 | Elect Director G.K. Thompson | Management | For | For |
| 13 | Elect Director M.C. Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 18 | Amend Executive Incentive Bonus Plan | Management | For | For |
| HITACHI HIGH-TECHNOLOGIES CORP.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: 8036
SECURITY ID: J20416103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Obayashi, Hidehito | Management | For | For |
| 1.2 | Elect Director Hisada, Masao | Management | For | For |
| 1.3 | Elect Director Mizuno, Katsumi | Management | For | For |
| 1.4 | Elect Director Hayakawa, Hideyo | Management | For | For |
| 1.5 | Elect Director Nakamura, Toyoaki | Management | For | For |
| 1.6 | Elect Director Kitayama, Ryuuichi | Management | For | For |
| IKANOS COMMUNICATIONS, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: IKAN
SECURITY ID: 45173E105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John H. Quigley | Management | For | For |
| 1.2 | Elect Director R. Douglas Norby | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| INTEGRATED DEVICE TECHNOLOGY, INC.
MEETING DATE: SEP 23, 2010 |
||||
|
TICKER: IDTI
SECURITY ID: 458118106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Schofield | Management | For | For |
| 1.2 | Elect Director Lew Eggebrecht | Management | For | For |
| 1.3 | Elect Director Umesh Padval | Management | For | For |
| 1.4 | Elect Director Gordon Parnell | Management | For | For |
| 1.5 | Elect Director Donald Schrock | Management | For | For |
| 1.6 | Elect Director Ron Smith | Management | For | For |
| 1.7 | Elect Director Theodore L. Tewksbury III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| INTEL CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: INTC
SECURITY ID: 458140100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| INTERNATIONAL RECTIFIER CORPORATION
MEETING DATE: NOV 12, 2010 |
||||
|
TICKER: IRF
SECURITY ID: 460254105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary B. Cranston | Management | For | For |
| 1.2 | Elect Director Thomas A. Lacey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| INTERSIL CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: ISIL
SECURITY ID: 46069S109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David B. Bell | Management | For | For |
| 2 | Elect Director Robert W. Conn | Management | For | For |
| 3 | Elect Director James V. Diller | Management | For | For |
| 4 | Elect Director Gary E. Gist | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Gregory Lang | Management | For | For |
| 7 | Elect Director Jan Peeters | Management | For | For |
| 8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
| 9 | Elect Director James A. Urry | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| JABIL CIRCUIT, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: JBL
SECURITY ID: 466313103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mel S. Lavitt | Management | For | For |
| 1.2 | Elect Director Timothy L. Main | Management | For | For |
| 1.3 | Elect Director William D. Morean | Management | For | For |
| 1.4 | Elect Director Lawrence J. Murphy | Management | For | For |
| 1.5 | Elect Director Frank A. Newman | Management | For | For |
| 1.6 | Elect Director Steven A. Raymund | Management | For | For |
| 1.7 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.8 | Elect Director David M. Stout | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Other Business | Management | For | Against |
| KLA-TENCOR CORPORATION
MEETING DATE: NOV 03, 2010 |
||||
|
TICKER: KLAC
SECURITY ID: 482480100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward W. Barnholt | Management | For | For |
| 1.2 | Elect Director Emiko Higashi | Management | For | For |
| 1.3 | Elect Director Stephen P. Kaufman | Management | For | For |
| 1.4 | Elect Director Richard P. Wallace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| LAM RESEARCH CORPORATION
MEETING DATE: NOV 04, 2010 |
||||
|
TICKER: LRCX
SECURITY ID: 512807108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Eric K. Brandt | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| LINEAR TECHNOLOGY CORPORATION
MEETING DATE: NOV 03, 2010 |
||||
|
TICKER: LLTC
SECURITY ID: 535678106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
| 1.2 | Elect Director Lothar Maier | Management | For | For |
| 1.3 | Elect Director Arthur C. Agnos | Management | For | For |
| 1.4 | Elect Director John J. Gordon | Management | For | For |
| 1.5 | Elect Director David S. Lee | Management | For | For |
| 1.6 | Elect Director Richard M. Moley | Management | For | For |
| 1.7 | Elect Director Thomas S. Volpe | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| LSI CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: LSI
SECURITY ID: 502161102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Charles A. Haggerty | Management | For | For |
| 2 | Elect Director Richard S. Hill | Management | For | For |
| 3 | Elect Director John H.f. Miner | Management | For | For |
| 4 | Elect Director Arun Netravali | Management | For | For |
| 5 | Elect Director Charles C. Pope | Management | For | For |
| 6 | Elect Director Gregorio Reyes | Management | For | For |
| 7 | Elect Director Michael G. Strachan | Management | For | For |
| 8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 9 | Elect Director Susan M. Whitney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUL 08, 2010 |
||||
|
TICKER: MRVL
SECURITY ID: G5876H105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Ta-lin Hsu as Director | Management | For | For |
| 1b | Elect John G. Kassakian as Director | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: MRVL
SECURITY ID: G5876H105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
| 2 | Elect Director Juergen Gromer | Management | For | For |
| 3 | Elect Director Arturo Krueger | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Reduction of Share Premium Account | Management | For | For |
| 7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MEMC ELECTRONIC MATERIALS, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: WFR
SECURITY ID: 552715104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter Blackmore | Management | For | For |
| 2 | Elect Director Ahmad R. Chatila | Management | For | For |
| 3 | Elect Director Marshall Turner | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 16, 2010 |
||||
|
TICKER: MU
SECURITY ID: 595112103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: MPWR
SECURITY ID: 609839105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Victor K. Lee | Management | For | For |
| 1.2 | Elect Director Douglas McBurnie | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MOTECH INDUSTRIES CO., LTD.
MEETING DATE: MAY 30, 2011 |
||||
|
TICKER: 6244
SECURITY ID: Y61397108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of Profits and Issuance of New Shares | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6 | Approve to Amend Trading Procedures Governing Derivatives Products | Management | For | For |
| 7 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 8 | Transact Other Business | Management | None | None |
| MOTOROLA MOBILITY HOLDINGS, INC.
MEETING DATE: MAY 09, 2011 |
||||
|
TICKER: MMI
SECURITY ID: 620097105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sanjay K. Jha | Management | For | For |
| 2 | Elect Director Jon E. Barfield | Management | For | For |
| 3 | Elect Director William R. Hambrecht | Management | For | For |
| 4 | Elect Director Jeanne P. Jackson | Management | For | For |
| 5 | Elect Director Keith A. Meister | Management | For | For |
| 6 | Elect Director Thomas J. Meredith | Management | For | For |
| 7 | Elect Director Daniel A. Ninivaggi | Management | For | For |
| 8 | Elect Director James R. Stengel | Management | For | For |
| 9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 10 | Elect Director Andrew J. Viterbi | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| MOTOROLA SOLUTIONS, INC.
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: MSI
SECURITY ID: 620076307
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gregory Q. Brown | Management | For | For |
| 2 | Elect Director William J. Bratton | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Michael V. Hayden | Management | For | For |
| 5 | Elect Director Vincent J. Intrieri | Management | For | For |
| 6 | Elect Director Judy C. Lewent | Management | For | For |
| 7 | Elect Director Samuel C. Scott III | Management | For | For |
| 8 | Elect Director John A. White | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Human Rights Policies | Shareholder | Against | Abstain |
| MULTI-FINELINE ELECTRONIX, INC.
MEETING DATE: MAR 09, 2011 |
||||
|
TICKER: MFLX
SECURITY ID: 62541B101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kheng-Joo Khaw | Management | For | For |
| 1.2 | Elect Director Linda Yuen-Ching Lim | Management | For | For |
| 1.3 | Elect Director Sam Yau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NANOMETRICS INCORPORATED
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: NANO
SECURITY ID: 630077105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard A. Bain, III | Management | For | For |
| 1.2 | Elect Director William G. Oldham, Ph.D. | Management | For | For |
| 1.3 | Elect Director Stephen J. Smith, Ph.D. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: SEP 24, 2010 |
||||
|
TICKER: NSM
SECURITY ID: 637640103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William J. Amelio | Management | For | For |
| 2 | Elect Director Steven R. Appleton | Management | For | For |
| 3 | Elect Director Gary P. Arnold | Management | For | For |
| 4 | Elect Director Richard J. Danzig | Management | For | For |
| 5 | Elect Director Robert J. Frankenberg | Management | For | For |
| 6 | Elect Director Donald Macleod | Management | For | For |
| 7 | Elect Director Edward R. McCracken | Management | For | For |
| 8 | Elect Director Roderick C. McGeary | Management | For | For |
| 9 | Elect Director William E. Mitchell | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: NSM
SECURITY ID: 637640103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| NOVA MEASURING INSTRUMENTS LTD.
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: NVMI
SECURITY ID: M7516K103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify Joint Auditors | Management | For | For |
| 2 | Amend Articles | Management | For | Against |
| 3.1 | Elect Michael Brunstein as Director | Management | For | For |
| 3.2 | Elect Alon Dumanis as Director | Management | For | For |
| 3.3 | Elect Avi Cohen as Director | Management | For | For |
| 4 | Elect Dan Falk as External Director | Management | For | For |
| 4a | Indicate If You are a Controlling Shareholder | Management | None | Against |
| 5 | Amend Director Indemnification Agreements | Management | For | For |
| NOVELLUS SYSTEMS, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: NVLS
SECURITY ID: 670008101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard S. Hill | Management | For | For |
| 1.2 | Elect Director Neil R. Bonke | Management | For | For |
| 1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.4 | Elect Director Glen G. Possley | Management | For | For |
| 1.5 | Elect Director Ann D. Rhoads | Management | For | For |
| 1.6 | Elect Director Krishna Saraswat | Management | For | For |
| 1.7 | Elect Director William R. Spivey | Management | For | For |
| 1.8 | Elect Director Delbert A. Whitaker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NVIDIA CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: NVDA
SECURITY ID: 67066G104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Harvey C. Jones | Management | For | For |
| 2 | Elect Director William J. Miller | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: ONNN
SECURITY ID: 682189105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith D. Jackson | Management | For | For |
| 1.2 | Elect Director Phillip D. Hester | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PMC-SIERRA, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: PMCS
SECURITY ID: 69344F106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director James V. Diller, Sr. | Management | For | For |
| 1.3 | Elect Director Michael R. Farese | Management | For | For |
| 1.4 | Elect Director Jonathan J. Judge | Management | For | For |
| 1.5 | Elect Director William H. Kurtz | Management | For | For |
| 1.6 | Elect Director Gregory S. Lang | Management | For | For |
| 1.7 | Elect Director Frank J. Marshall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Eliminate Cumulative Voting | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2011 |
||||
|
TICKER: QCOM
SECURITY ID: 747525103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Francisco Ros | Management | For | For |
| 1.12 | Elect Director Brent Scowcroft | Management | For | For |
| 1.13 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| RENESAS ELECTRONICS CORP
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: 6723
SECURITY ID: J4881U109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles To Streamline Board Structure | Management | For | For |
| 2.1 | Elect Director Akao, Yasushi | Management | For | For |
| 2.2 | Elect Director Furukawa, Susumu | Management | For | Against |
| 2.3 | Elect Director Hashimoto, Noritomo | Management | For | For |
| 2.4 | Elect Director Niino, Takashi | Management | For | For |
| 2.5 | Elect Director Ogura, Kazuaki | Management | For | For |
| 2.6 | Elect Director Kato, Masaki | Management | For | For |
| 2.7 | Elect Director Yano, Yoichi | Management | For | For |
| 2.8 | Elect Director Iwakuma, Shozo | Management | For | For |
| 2.9 | Elect Director Yamamura, Masahiro | Management | For | For |
| 2.10 | Elect Director Mizugaki, Shigeo | Management | For | For |
| 3 | Appoint Statutory Auditor Nakamura, Toyoaki | Management | For | For |
| SANDISK CORPORATION
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: SNDK
SECURITY ID: 80004C101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Marks | Management | For | For |
| 1.2 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.3 | Elect Director Irwin Federman | Management | For | For |
| 1.4 | Elect Director Steven J. Gomo | Management | For | For |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director Chenming Hu | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SEAGATE TECHNOLOGY PLC
MEETING DATE: JAN 18, 2011 |
||||
|
TICKER: STX
SECURITY ID: G7945M107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Stephen Luczo as a Director | Management | For | For |
| 1b | Reelect Frank Biondi, Jr. as a Director | Management | For | For |
| 1c | Reelect Lydia Marshall as a Director | Management | For | For |
| 1d | Reelect Chong Sup Park as a Director | Management | For | For |
| 1e | Reelect Albert Pimentel as a Director | Management | For | For |
| 1f | Reelect Gregorio Reyes as a Director | Management | For | For |
| 1g | Reelect John Thompson as a Director | Management | For | For |
| 1h | Reelect Edward Zander as a Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Authorize the Holding of the 2011 AGM at a Location Outside Ireland | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| SEMTECH CORPORATION
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: SMTC
SECURITY ID: 816850101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director W. Dean Baker | Management | For | For |
| 1.3 | Elect Director James P. Burra | Management | For | For |
| 1.4 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.5 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.6 | Elect Director James T. Lindstrom | Management | For | For |
| 1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.8 | Elect Director John L. Piotrowski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: SWKS
SECURITY ID: 83088M102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director David J. McLachlan | Management | For | For |
| 2.2 | Elect Director David J. Aldrich | Management | For | For |
| 2.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 2.4 | Elect Director Moiz M. Beguwala | Management | For | For |
| 2.5 | Elect Director Timothy R. Furey | Management | For | For |
| 2.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 2.7 | Elect Director Thomas C. Leonard | Management | For | For |
| 2.8 | Elect Director David P. McGlade | Management | For | For |
| 2.9 | Elect Director Robert A. Schriesheim | Management | For | For |
| 3.1 | Elect Director David J. Aldrich | Management | For | For |
| 3.2 | Elect Director Moiz M. Beguwala | Management | For | For |
| 3.3 | Elect Director David P. McGlade | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 9 | Ratify Auditors | Management | For | For |
| SMART MODULAR TECHNOLOGIES (WWH), INC.
MEETING DATE: JAN 07, 2011 |
||||
|
TICKER: SMOD
SECURITY ID: G82245104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Iain MacKenzie as a Director | Management | For | For |
| 1.2 | Elect Ajay Shah as a Director | Management | For | For |
| 1.3 | Elect Kimberly E. Alexy as a Director | Management | For | For |
| 1.4 | Elect Dennis McKenna as a Director | Management | For | For |
| 1.5 | Elect Harry W. (Webb) McKinney as a Director | Management | For | For |
| 1.6 | Elect Mukesh Patel as a Director | Management | For | For |
| 1.7 | Elect Clifton Thomas Weatherford as a Director | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| SPANSION INC.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: CODE
SECURITY ID: 84649R200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William E. Mitchell | Management | For | For |
| 2 | Approve Increase in Size of Board | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| STANDARD MICROSYSTEMS CORPORATION
MEETING DATE: JUL 28, 2010 |
||||
|
TICKER: SMSC
SECURITY ID: 853626109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy P. Craig | Management | For | For |
| 1.2 | Elect Director Ivan T. Frisch | Management | For | For |
| 1.3 | Elect Director Kenneth Kin | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Stock Appreciation Rights Exchange Program for Employees | Management | For | For |
| 4 | Approve Stock Appreciation Rights Exchange Program for Executive Officers and Directors | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| STATS CHIPPAC LIMITED
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: S24
SECURITY ID: Y8162B113
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2a | Reelect Teng Cheong Kwee as Director | Management | For | For |
| 2b | Reelect Rohit Sipahimalani as Director | Management | For | For |
| 3a | Reelect Charles R. Wofford as Director | Management | For | For |
| 3b | Reelect R. Douglas Norby as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Directors' Fees of $467,000 for the Year Ending Dec. 25, 2011 | Management | For | For |
| 6a | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 6b | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Substitute Share Purchase and Option Plan and the STATS ChipPAC Ltd. Substitute Equity Incentive Plan | Management | For | For |
| 6c | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Share Option Plan | Management | For | For |
| 6d | Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Equity Grant Plan for Non-Executive Directors | Management | For | For |
| 6e | Amend STATS ChipPAC Ltd. Performance Share Plan 2009 and Approve Issuance of Shares Pursuant to the STATS ChipPAC Ltd. Performance Share Plan 2009 | Management | For | For |
| STMICROELECTRONICS NV
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: STM
SECURITY ID: 861012102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 4a | Approve Financial Statements | Management | For | For |
| 4b | Approve Dividends of USD 0.40 Per Share | Management | For | For |
| 4c | Approve Discharge of Management Board | Management | For | For |
| 4d | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Reelect Carlo Bozotto to Executive Board | Management | For | For |
| 6 | Approve Stock Award to CEO | Management | For | For |
| 7a | Reelect Didier Lombard to Supervisory Board | Management | For | For |
| 7b | Reelect Tom de Waard to Supervisory Board | Management | For | For |
| 7c | Reelect Bruno Steve to Supervisory Board | Management | For | For |
| 7d | Reelect Jean d'Arthuys to Supervisory Board | Management | For | For |
| 7e | Reelect Jean-Georges Malcor to Supervisory Board | Management | For | For |
| 7f | Reelect Alessandro Rivera to Supervisory Board | Management | For | For |
| 8 | Ratify PwC as Auditors | Management | For | For |
| 9 | Approve Three-Year Stock-Based Compensation Plan for Members of Supervisory Board | Management | For | Against |
| 10 | Grant Supervisory Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 15 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 11 | Authorize Repurchase of Shares | Management | For | For |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| SUNPOWER CORPORATION
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: SPWRA
SECURITY ID: 867652307
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas R. McDaniel | Management | For | For |
| 1.2 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SUPPORT.COM, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: SPRT
SECURITY ID: 86858W101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shawn Farshchi | Management | For | For |
| 1.2 | Elect Director Mark Fries | Management | For | For |
| 1.3 | Elect Director Michael Linton | Management | For | For |
| 1.4 | Elect Director J. Martin O'Malley | Management | For | For |
| 1.5 | Elect Director Joshua Pickus | Management | For | For |
| 1.6 | Elect Director Toni Portmann | Management | For | For |
| 1.7 | Elect Director Jim Stephens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| TERADYNE, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: TER
SECURITY ID: 880770102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Daniel W. Christman | Management | For | For |
| 5 | Elect Director Edwin J. Gillis | Management | For | For |
| 6 | Elect Director Timothy E. Guertin | Management | For | For |
| 7 | Elect Director Paul J. Tufano | Management | For | For |
| 8 | Elect Director Roy A. Vallee | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| TESSERA TECHNOLOGIES, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: TSRA
SECURITY ID: 88164L100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J Boehlke | Management | For | For |
| 1.2 | Elect Director John B Goodrich | Management | For | For |
| 1.3 | Elect Director David C Nagel | Management | For | For |
| 1.4 | Elect Director Henry R Nothhaft | Management | For | For |
| 1.5 | Elect Director Kevin G Rivette | Management | For | For |
| 1.6 | Elect Director Robert A Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: TXN
SECURITY ID: 882508104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director R.W. Babb, Jr. | Management | For | For |
| 2 | Elect Director D.A. Carp | Management | For | For |
| 3 | Elect Director C.S. Cox | Management | For | For |
| 4 | Elect Director S.P. MacMillan | Management | For | For |
| 5 | Elect Director P.H. Patsley | Management | For | For |
| 6 | Elect Director R.E. Sanchez | Management | For | For |
| 7 | Elect Director W.R. Sanders | Management | For | For |
| 8 | Elect Director R.J. Simmons | Management | For | For |
| 9 | Elect Director R.K. Templeton | Management | For | For |
| 10 | Elect Director C.T. Whitman | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 13 | Ratify Auditors | Management | For | For |
| TOKYO ELECTRON LTD.
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: 8035
SECURITY ID: J86957115
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Higashi, Tetsuro | Management | For | For |
| 1.2 | Elect Director Tsuneishi, Tetsuo | Management | For | For |
| 1.3 | Elect Director Takenaka, Hiroshi | Management | For | For |
| 1.4 | Elect Director Kitayama, Hirofumi | Management | For | For |
| 1.5 | Elect Director Sato, Kiyoshi | Management | For | For |
| 1.6 | Elect Director Iwatsu, Haruo | Management | For | For |
| 1.7 | Elect Director Washino, Kenji | Management | For | For |
| 1.8 | Elect Director Ito, Hikaru | Management | For | For |
| 1.9 | Elect Director Nakamura, Takashi | Management | For | For |
| 1.10 | Elect Director Matsuoka, Takaaki | Management | For | For |
| 1.11 | Elect Director Akimoto, Masami | Management | For | For |
| 1.12 | Elect Director Harada, Yoshiteru | Management | For | For |
| 1.13 | Elect Director Tsutsumi, Hideyuki | Management | For | For |
| 1.14 | Elect Director Inoue, Hiroshi | Management | For | For |
| 1.15 | Elect Director Sakane, Masahiro | Management | For | For |
| 2 | Appoint Statutory Auditor Yoshida, Mitsutaka | Management | For | For |
| 3 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan for Executive Directors | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan | Management | For | For |
| 6 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
| 7 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
| TRIQUINT SEMICONDUCTOR, INC.
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: TQNT
SECURITY ID: 89674K103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Charles Scott Gibson | Management | For | For |
| 2 | Elect Director David H.y. Ho | Management | For | For |
| 3 | Elect Director Nicolas Kauser | Management | For | For |
| 4 | Elect Director Ralph G. Quinsey | Management | For | For |
| 5 | Elect Director Walden C. Rhines | Management | For | For |
| 6 | Elect Director Steven J. Sharp | Management | For | For |
| 7 | Elect Director Willis C. Young | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TYCO ELECTRONICS LTD.
MEETING DATE: MAR 09, 2011 |
||||
|
TICKER: TEL
SECURITY ID: H8912P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 2 | Reelect Juergen Gromer as Director | Management | For | For |
| 3 | Reelect Robert Hernandez as Director | Management | For | For |
| 4 | Reelect Thomas Lynch as Director | Management | For | For |
| 5 | Reelect Daniel Phelan as Director | Management | For | For |
| 6 | Reelect Frederic Poses as Director | Management | For | For |
| 7 | Reelect Lawrence Smith as Director | Management | For | For |
| 8 | Reelect Paula Sneed as Director | Management | For | For |
| 9 | Reelect David Steiner as Director | Management | For | For |
| 10 | Reelect John Van Scoter as Director | Management | For | For |
| 11 | Accept Annual Report for Fiscal 2009/2010 | Management | For | For |
| 12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Management | For | For |
| 13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Management | For | For |
| 14 | Approve Discharge of Board and Senior Management | Management | For | For |
| 15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
| 16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Management | For | For |
| 17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 20 | Approve Ordinary Cash Dividend | Management | For | For |
| 21 | Change Company Name to TE Connectivity Ltd | Management | For | For |
| 22 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
| 23 | Approve Reduction in Share Capital | Management | For | For |
| 24 | Authorize Repurchase of up to USD 800 million of Share Capital | Management | For | For |
| 25 | Adjourn Meeting | Management | For | For |
| ULTRATECH INC.
MEETING DATE: JUL 20, 2010 |
||||
|
TICKER: UTEK
SECURITY ID: 904034105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur W. Zafiropoulo | Management | For | Withhold |
| 1.2 | Elect Director Joel F. Gemunder | Management | For | Withhold |
| 1.3 | Elect Director Nicholas Konidaris | Management | For | Withhold |
| 1.4 | Elect Director Rick Timmins | Management | For | Withhold |
| 1.5 | Elect Director Ben Tsai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| UNIVERSAL DISPLAY CORPORATION
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: PANL
SECURITY ID: 91347P105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven V. Abramson | Management | For | For |
| 1.2 | Elect Director Leonard Becker | Management | For | For |
| 1.3 | Elect Director Elizabeth H. Gemmill | Management | For | For |
| 1.4 | Elect Director C. Keith Hartley | Management | For | For |
| 1.5 | Elect Director Lawrence Lacerte | Management | For | For |
| 1.6 | Elect Director Sidney D. Rosenblatt | Management | For | For |
| 1.7 | Elect Director Sherwin I. Seligsohn | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: VSEA
SECURITY ID: 922207105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard A. Aurelio | Management | For | For |
| 1.2 | Elect Director Bin-ming (Benjamin) Tsai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| VERIGY LIMITED
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: VRGY
SECURITY ID: Y93691106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| VIASYSTEMS GROUP, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: VIAS
SECURITY ID: 92553H803
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael D. Burger | Management | For | For |
| 1.2 | Elect Director Timothy L. Conlon | Management | For | For |
| 1.3 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.4 | Elect Director Kirby A. Dyess | Management | For | For |
| 1.5 | Elect Director Peter Frank | Management | For | For |
| 1.6 | Elect Director Jack D. Furst | Management | For | Withhold |
| 1.7 | Elect Director Edward Herring | Management | For | For |
| 1.8 | Elect Director William C. McCormick | Management | For | For |
| 1.9 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.10 | Elect Director John K. Pruellage | Management | For | For |
| 1.11 | Elect Director David M. Sindelar | Management | For | For |
| 1.12 | Elect Director Christopher J. Steffen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| VOLTERRA SEMICONDUCTOR CORPORATION
MEETING DATE: APR 22, 2011 |
||||
|
TICKER: VLTR
SECURITY ID: 928708106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Fu-Tai Liou | Management | For | For |
| 1.2 | Elect Director Edward Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 11, 2010 |
||||
|
TICKER: WDC
SECURITY ID: 958102105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter D. Behrendt | Management | For | For |
| 2 | Elect Director Kathleen A. Cote | Management | For | For |
| 3 | Elect Director John F. Coyne | Management | For | For |
| 4 | Elect Director Henry T. DeNero | Management | For | For |
| 5 | Elect Director William L. Kimsey | Management | For | For |
| 6 | Elect Director Michael D. Lambert | Management | For | For |
| 7 | Elect Director Len J. Lauer | Management | For | For |
| 8 | Elect Director Matthew E. Massengill | Management | For | For |
| 9 | Elect Director Roger H. Moore | Management | For | For |
| 10 | Elect Director Thomas E. Pardun | Management | For | For |
| 11 | Elect Director Arif Shakeel | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| XILINX, INC.
MEETING DATE: AUG 11, 2010 |
||||
|
TICKER: XLNX
SECURITY ID: 983919101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Philip T. Gianos | Management | For | For |
| 2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 3 | Elect Director John L. Doyle | Management | For | For |
| 4 | Elect Director Jerald G. Fishman | Management | For | For |
| 5 | Elect Director William G. Howard, Jr. | Management | For | For |
| 6 | Elect Director J. Michael Patterson | Management | For | For |
| 7 | Elect Director Albert A. Pimentel | Management | For | For |
| 8 | Elect Director Marshall C. Turner | Management | For | For |
| 9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
| ZORAN CORPORATION
MEETING DATE: MAR 08, 2011 |
||||
|
TICKER: ZRAN
SECURITY ID: 98975F101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Card) | ||||
| 1 | Revoke Consent to Repeal Any Provision of Bylaws or Amendments Adopted after April 23, 2009 | Shareholder | For | For |
| 2.1 | Revoke Consent to Remove Existing Director Raymond A. Burgess | Shareholder | For | For |
| 2.2 | Revoke Consent to Remove Existing Director Uzia Galil | Shareholder | For | For |
| 2.3 | Revoke Consent to Remove Existing Director James D. Meindl | Shareholder | For | For |
| 2.4 | Revoke Consent to Remove Existing Director James B. Owens | Shareholder | For | For |
| 2.5 | Revoke Consent to Remove Existing Director Arthur B. Stabenow | Shareholder | For | For |
| 2.6 | Revoke Consent to Remove Existing Director Philip M. Young | Shareholder | For | For |
| 3 | Revoke Consent Amend articles/bylaws/charter -- Filling Vacancies | Shareholder | For | For |
| 4.1 | Revoke Consent to Elect Director Jon S. Castor | Shareholder | For | For |
| 4.2 | Revoke Consent to Elect Director Dale Fuller | Shareholder | For | For |
| 4.3 | Revoke Consent to Elect Director Thomas Lacey | Shareholder | For | For |
| 4.4 | Revoke Consent to Elect Director Jeffrey McCreary | Shareholder | For | For |
| 4.5 | Revoke Consent to Elect Director Jeffrey C. Smith | Shareholder | For | For |
| 4.6 | Revoke Consent to Elect Director Edward Terino | Shareholder | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (White Card) | ||||
| 1 | Consent to Repeal Any Provision of Bylaws or Amendments Adopted after April 23, 2009 | Shareholder | For | Did Not Vote |
| 2.1 | Consent to Remove Existing Director Raymond A. Burgess | Shareholder | For | Did Not Vote |
| 2.2 | Consent to Remove Existing Director Uzia Galil | Shareholder | For | Did Not Vote |
| 2.3 | Consent to Remove Existing Director James D. Meindl | Shareholder | For | Did Not Vote |
| 2.4 | Consent to Remove Existing Director James B. Owens | Shareholder | For | Did Not Vote |
| 2.5 | Consent to Remove Existing Director Arthur B. Stabenow | Shareholder | For | Did Not Vote |
| 2.6 | Consent to Remove Existing Director Philip M. Young | Shareholder | For | Did Not Vote |
| 3 | Consent to Amend articles/bylaws/charter -- Filling Vacancies | Shareholder | For | Did Not Vote |
| 4.1 | Consent to Elect Director Jon S. Castor | Shareholder | For | Did Not Vote |
| 4.2 | Consent to Elect Director Dale Fuller | Shareholder | For | Did Not Vote |
| 4.3 | Consent to Elect Director Thomas Lacey | Shareholder | For | Did Not Vote |
| 4.4 | Consent to Elect Director Jeffrey McCreary | Shareholder | For | Did Not Vote |
| 4.5 | Consent to Elect Director Jeffrey C. Smith | Shareholder | For | Did Not Vote |
| 4.6 | Consent to Elect Director Edward Terino | Shareholder | For | Did Not Vote |
VOTE SUMMARY REPORT
SELECT ENERGY PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AKER DRILLING ASA
MEETING DATE: APR 05, 2011 |
||||
|
TICKER: AKD
SECURITY ID: R01667105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2.1 | Receive Financial Statements and Statutory Reports; Questions for Management | Management | None | None |
| 2.2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2.3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 2.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 2.5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 3 | Instructions for the Nominating Committee | Management | For | Did Not Vote |
| AKER DRILLING ASA
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: AKD
SECURITY ID: R01667105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: APC
SECURITY ID: 032511107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John R. Butler, Jr. | Management | For | For |
| 2 | Elect Director Kevin P. Chilton | Management | For | For |
| 3 | Elect Director Luke R. Corbett | Management | For | For |
| 4 | Elect Director H. Paulett Eberhart | Management | For | For |
| 5 | Elect Director Preston M. Geren, III | Management | For | For |
| 6 | Elect Director John R. Gordon | Management | For | For |
| 7 | Elect Director James T. Hackett | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| 12 | Require Independent Board Chairman | Shareholder | Against | Against |
| 13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| APACHE CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: APA
SECURITY ID: 037411105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director G. Steven Farris | Management | For | For |
| 2 | Elect Director Randolph M. Ferlic | Management | For | For |
| 3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
| 4 | Elect Director John A. Kocur | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Increase Authorized Common Stock | Management | For | For |
| 9 | Increase Authorized Preferred Stock | Management | For | Against |
| 10 | Approve Omnibus Stock Plan | Management | For | Against |
| BAKER HUGHES INCORPORATED
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: BHI
SECURITY ID: 057224107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.5 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.6 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.7 | Elect Director James A. Lash | Management | For | For |
| 1.8 | Elect Director J. Larry Nichols | Management | For | For |
| 1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.10 | Elect Director J. W. Stewart | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| BANKERS PETROLEUM LTD.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: BNK
SECURITY ID: 066286303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
| 2.2 | Elect Director Eric Brown | Management | For | For |
| 2.3 | Elect Director General Wesley Clark | Management | For | For |
| 2.4 | Elect Director Robert Cross | Management | For | For |
| 2.5 | Elect Director Jonathan Harris | Management | For | For |
| 2.6 | Elect Director Phillip Knoll | Management | For | For |
| 2.7 | Elect Director Ian B. McMurtrie | Management | For | For |
| 2.8 | Elect Director John B. Zaozirny | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| BG GROUP PLC
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: BG.
SECURITY ID: G1245Z108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Fabio Barbosa as Director | Management | For | For |
| 5 | Elect Caio Koch-Weser as Director | Management | For | For |
| 6 | Elect Patrick Thomas as Director | Management | For | For |
| 7 | Re-elect Peter Backhouse as Director | Management | For | For |
| 8 | Re-elect Frank Chapman as Director | Management | For | For |
| 9 | Re-elect Baroness Hogg as Director | Management | For | For |
| 10 | Re-elect Dr John Hood as Director | Management | For | For |
| 11 | Re-elect Martin Houston as Director | Management | For | For |
| 12 | Re-elect Sir David Manning as Director | Management | For | For |
| 13 | Re-elect Mark Seligman as Director | Management | For | For |
| 14 | Re-elect Philippe Varin as Director | Management | For | For |
| 15 | Re-elect Sir Robert Wilson as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| BRIGHAM EXPLORATION COMPANY
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: BEXP
SECURITY ID: 109178103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ben M. Brigham | Management | For | For |
| 1.2 | Elect Director David T. Brigham | Management | For | For |
| 1.3 | Elect Director Harold D. Carter | Management | For | For |
| 1.4 | Elect Director Stephen C. Hurley | Management | For | For |
| 1.5 | Elect Director Stephen P. Reynolds | Management | For | For |
| 1.6 | Elect Director Hobart A. Smith | Management | For | For |
| 1.7 | Elect Director Scott W. Tinker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 6 | Approve Stock Grant to Non-Employee Directors | Management | For | Against |
| CHEVRON CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: CVX
SECURITY ID: 166764100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director L.F. Deily | Management | For | For |
| 2 | Elect Director R.E. Denham | Management | For | For |
| 3 | Elect Director R.J. Eaton | Management | For | For |
| 4 | Elect Director C. Hagel | Management | For | For |
| 5 | Elect Director E. Hernandez | Management | For | For |
| 6 | Elect Director G.L. Kirkland | Management | For | For |
| 7 | Elect Director D.B. Rice | Management | For | For |
| 8 | Elect Director K.W. Sharer | Management | For | For |
| 9 | Elect Director C.R. Shoemate | Management | For | For |
| 10 | Elect Director J.G. Stumpf | Management | For | For |
| 11 | Elect Director R.D. Sugar | Management | For | For |
| 12 | Elect Director C. Ware | Management | For | For |
| 13 | Elect Director J.S. Watson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| 19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| 21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
| CHINA GAS HOLDINGS LTD.
MEETING DATE: AUG 19, 2010 |
||||
|
TICKER: 00384
SECURITY ID: G2109G103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.017 Per Share | Management | For | For |
| 3a1 | Reelect Li Xiao Yun as Director | Management | For | Against |
| 3a2 | Reelect Xu Ying as Director | Management | For | Against |
| 3a3 | Reelect Feng Zhuo Zhi as Director | Management | For | Against |
| 3a4 | Reelect Wong Sin Yue, Cynthia as Director | Management | For | Against |
| 3a5 | Reelect Moon Duk Kyu as Director | Management | For | Against |
| 3a6 | Reelect Mulham Al Jarf as Director | Management | For | Against |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| CIMAREX ENERGY CO.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: XEC
SECURITY ID: 171798101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David A. Hentschel | Management | For | For |
| 2 | Elect Director F.H. Merelli | Management | For | For |
| 3 | Elect Director L. Paul Teague | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| CONCHO RESOURCES INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: CXO
SECURITY ID: 20605P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy A. Leach | Management | For | For |
| 1.2 | Elect Director William H. Easter III | Management | For | For |
| 1.3 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CVR ENERGY, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: CVI
SECURITY ID: 12662P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John J. Lipinski | Management | For | For |
| 1.2 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.3 | Elect Director William J. Finnerty | Management | For | For |
| 1.4 | Elect Director C. Scott Hobbs | Management | For | For |
| 1.5 | Elect Director George E. Matelich | Management | For | For |
| 1.6 | Elect Director Steve A. Nordaker | Management | For | For |
| 1.7 | Elect Director Robert T. Smith | Management | For | For |
| 1.8 | Elect Director Joseph E. Sparano | Management | For | For |
| 1.9 | Elect Director Mark E. Tomkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| DRESSER-RAND GROUP INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: DRC
SECURITY ID: 261608103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William E. Macaulary | Management | For | For |
| 1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
| 1.3 | Elect Director Rita V. Foley | Management | For | For |
| 1.4 | Elect Director Louis A. Raspino | Management | For | For |
| 1.5 | Elect Director Philip R. Roth | Management | For | For |
| 1.6 | Elect Director Stephen A. Snider | Management | For | For |
| 1.7 | Elect Director Michael L. Underwood | Management | For | For |
| 1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ENSCO PLC
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: ESV
SECURITY ID: 29358Q109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect J. Roderick Clark as Director | Management | For | For |
| 2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
| 3 | Re-elect Keith O. Rattie as Director | Management | For | For |
| 4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
| 5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Approve Special Dividends | Management | For | For |
| 8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
| 9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ENSCO PLC
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: ESV
SECURITY ID: 29358Q109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| EXXON MOBIL CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: XOM
SECURITY ID: 30231G102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.S. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| FOSTER WHEELER AG
MEETING DATE: FEB 24, 2011 |
||||
|
TICKER: FWLT
SECURITY ID: H27178104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Umberto della Sala as Director | Management | For | For |
| 2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| FOSTER WHEELER AG
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: FWLT
SECURITY ID: H27178104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
| 1.2 | Elect Edward G. Galante as Director | Management | For | For |
| 1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| FRONTIER OIL CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: FTO
SECURITY ID: 35914P105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Michael C. Jennings | Management | For | For |
| 1.3 | Elect Director Robert J. Kostelnik | Management | For | For |
| 1.4 | Elect Director James H. Lee | Management | For | For |
| 1.5 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
| 1.6 | Elect Director Franklin Myers | Management | For | For |
| 1.7 | Elect Director Michael E. Rose | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FRONTIER OIL CORPORATION
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: FTO
SECURITY ID: 35914P105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| GAZPROM OAO
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: OGZRY
SECURITY ID: 368287207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Dividends of RUB 3.85 per Share | Management | For | For |
| 5 | Ratify ZAO PricewaterhouseCoopers as Auditor | Management | For | For |
| 6 | Amend Charter | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | Abstain |
| 8 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 9.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Management | For | For |
| 9.2 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | Management | For | For |
| 9.3 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Management | For | For |
| 9.4 | Approve Related-Party Transaction with State Corporation 'Bank for Development and Foreign Economic Affairs (Vnesheconombank)' Re: Loan Agreements | Management | For | For |
| 9.5 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Management | For | For |
| 9.6 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Management | For | For |
| 9.7 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Management | For | For |
| 9.8 | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | Management | For | For |
| 9.9 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | Management | For | For |
| 9.10 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | Management | For | For |
| 9.11 | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | Management | For | For |
| 9.12 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 9.13 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
| 9.14 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
| 9.15 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
| 9.16 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | Management | For | For |
| 9.17 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | Management | For | For |
| 9.18 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | Management | For | For |
| 9.19 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | Management | For | For |
| 9.20 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | Management | For | For |
| 9.21 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | Management | For | For |
| 9.22 | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | Management | For | For |
| 9.23 | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
| 9.24 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
| 9.25 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
| 9.26 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 9.27 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 9.28 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Management | For | For |
| 9.29 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 9.30 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 9.31 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Management | For | For |
| 9.32 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | Management | For | For |
| 9.33 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | Management | For | For |
| 9.34 | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | Management | For | For |
| 9.35 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | Management | For | For |
| 9.36 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | Management | For | For |
| 9.37 | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | Management | For | For |
| 9.38 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | Management | For | For |
| 9.39 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
| 9.40 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
| 9.41 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | Management | For | For |
| 9.42 | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | Management | For | For |
| 9.43 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | Management | For | For |
| 9.44 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | Management | For | For |
| 9.45 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | Management | For | For |
| 9.46 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | Management | For | For |
| 9.47 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | Management | For | For |
| 9.48 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | Management | For | For |
| 9.49 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | Management | For | For |
| 9.50 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | Management | For | For |
| 9.51 | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | Management | For | For |
| 9.52 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | Management | For | For |
| 9.53 | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | Management | For | For |
| 9.54 | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | Management | For | For |
| 9.55 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | Management | For | For |
| 9.56 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | Management | For | For |
| 9.57 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 9.58 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 9.59 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 9.60 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 9.61 | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom's Specialized Subsidiaries | Management | For | For |
| 9.62 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | Management | For | For |
| 9.63 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | Management | For | For |
| 9.64 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | Management | For | For |
| 9.65 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | Management | For | For |
| 9.66 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | Management | For | For |
| 9.67 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | Management | For | For |
| 9.68 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | Management | For | For |
| 9.69 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | Management | For | For |
| 9.70 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | Management | For | For |
| 9.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
| 9.72 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
| 9.73 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Management | For | For |
| 9.74 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | Management | For | For |
| 9.75 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | Management | For | For |
| 9.76 | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | Management | For | For |
| 9.77 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.78 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | Management | For | For |
| 9.79 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | Management | For | For |
| 9.80 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.81 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.82 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.83 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.84 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.85 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.86 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | Management | For | For |
| 9.87 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.88 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | Management | For | For |
| 9.89 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.90 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | Management | For | For |
| 9.91 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.92 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.93 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.94 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.95 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.96 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.97 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.98 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.99 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.100 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.101 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.102 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.103 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.104 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.105 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.106 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.107 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.108 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.109 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | Management | For | For |
| 9.110 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation's Regions to Use of Gas | Management | For | For |
| 9.111 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | Management | For | For |
| 9.112 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | Management | For | For |
| 9.113 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | Management | For | For |
| 9.114 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | Management | For | For |
| 9.115 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | Management | For | For |
| 9.116 | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 9.117 | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 9.118 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 9.119 | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 9.120 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | Management | For | For |
| 9.121 | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | Management | For | For |
| 9.122 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | Management | For | For |
| 9.123 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | Management | For | For |
| 10.1 | Elect Andrey Akimov as Director | Management | None | For |
| 10.2 | Elect Alexandr Ananenkov as Director | Management | For | For |
| 10.3 | Elect Farit Gazizullin as Director | Management | None | For |
| 10.4 | Elect Viktor Zubkov as Director | Management | None | For |
| 10.5 | Elect Elena Karpel as Director | Management | For | For |
| 10.6 | Elect Aleksey Miller as Director | Management | For | For |
| 10.7 | Elect Valery Musin as Director | Management | None | For |
| 10.8 | Elect Elvira Nabiullina as Director | Management | None | For |
| 10.9 | Elect Mikhail Sereda as Director | Management | For | For |
| 10.10 | Elect Sergey Shmatko as Director | Management | None | For |
| 10.11 | Elect Igor Yusufov as Director | Management | None | For |
| 11.1 | Elect Dmitry Arkhipov as Member of Audit Commission | Management | None | For |
| 11.2 | Elect Andrey Belobrov as Member of Audit Commission | Management | None | Against |
| 11.3 | Elect Vadim Bikulov as Member of Audit Commission | Management | None | For |
| 11.4 | Elect Aleksey Mironov as Member of Audit Commission | Management | None | Against |
| 11.5 | Elect Lidiya Morozova as Member of Audit Commission | Management | None | Against |
| 11.6 | Elect Anna Nesterova as Member of Audit Commission | Management | None | Against |
| 11.7 | Elect Yury Nosov as Member of Audit Commission | Management | None | For |
| 11.8 | Elect Karen Oganyan as Member of Audit Commission | Management | None | Against |
| 11.9 | Elect Konstantin Pesotsky as Member of Audit Commission | Management | None | For |
| 11.10 | Elect Maria Tikhonova as Member of Audit Commission | Management | None | For |
| 11.11 | Elect Aleksandr Yugov as Member of Audit Commission | Management | None | For |
| GAZPROM OAO
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: OGZRY
SECURITY ID: 368287207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
| 2.1 | Elect Andrey Akimov as Director | Management | None | For |
| 2.2 | Elect Aleksandr Ananenkov as Director | Management | For | For |
| 2.3 | Elect Farit Gazizullin as Director | Management | None | For |
| 2.4 | Elect Elena Karpel as Director | Management | For | For |
| 2.5 | Elect Timur Kulibayev as Director | Management | None | For |
| 2.6 | Elect Viktor Martynov as Director | Management | None | For |
| 2.7 | Elect Vladimir Mau as Director | Management | None | For |
| 2.8 | Elect Aleksey Miller as Director | Management | For | For |
| 2.9 | Elect Valery Musin as Director | Management | None | For |
| 2.10 | Elect Mikhail Sereda as Director | Management | For | For |
| 2.11 | Elect Igor Yusufov as Director | Management | None | For |
| 2.12 | Elect Viktor Zubkov as Director | Management | None | For |
| GRAN TIERRA ENERGY INC.
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: GTE
SECURITY ID: 38500T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dana Coffield | Management | For | For |
| 1.2 | Elect Director Jeffrey J. Scott | Management | For | For |
| 1.3 | Elect Director Verne Johnson | Management | For | For |
| 1.4 | Elect Director Nicholas G. Kirton | Management | For | For |
| 1.5 | Elect Director Ray Antony | Management | For | For |
| 1.6 | Elect Director J. Scott Price | Management | For | For |
| 1.7 | Elect Director Gerald Macey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: HAL
SECURITY ID: 406216101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alan M. Bennett | Management | For | For |
| 2 | Elect Director James R. Boyd | Management | For | For |
| 3 | Elect Director Milton Carroll | Management | For | For |
| 4 | Elect Director Nance K. Dicciani | Management | For | For |
| 5 | Elect Director S. Malcolm Gillis | Management | For | For |
| 6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 7 | Elect Director David J. Lesar | Management | For | For |
| 8 | Elect Director Robert A. Malone | Management | For | For |
| 9 | Elect Director J Landis Martin | Management | For | For |
| 10 | Elect Director Debra L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Report on Political Contributions | Shareholder | Against | Abstain |
| HERCULES OFFSHORE, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: HERO
SECURITY ID: 427093109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas N. Amonett | Management | For | Withhold |
| 1.2 | Elect Director Thomas J. Madonna | Management | For | Withhold |
| 1.3 | Elect Director F. Gardner Parker | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| HESS CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: HES
SECURITY ID: 42809H107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director E.E. Holiday | Management | For | For |
| 2 | Elect Director J.H. Mullin | Management | For | For |
| 3 | Elect Director F.B. Walker | Management | For | For |
| 4 | Elect Director R.N. Wilson | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Amend Executive Incentive Bonus Plan | Management | For | For |
| HOLLY CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: HOC
SECURITY ID: 435758305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Buford P. Berry | Management | For | For |
| 1.2 | Elect Director Matthew P. Clifton | Management | For | For |
| 1.3 | Elect Director Leldon E. Echols | Management | For | For |
| 1.4 | Elect Director R. Kevin Hardage | Management | For | For |
| 1.5 | Elect Director Robert G. McKenzie | Management | For | For |
| 1.6 | Elect Director Jack P. Reid | Management | For | For |
| 1.7 | Elect Director Tommy A. Valenta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| HOLLY CORPORATION
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: HOC
SECURITY ID: 435758305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate of Incorporation to Increase Authorized Common and Preferred Stock and Change Company Name | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| ION GEOPHYSICAL CORPORATION
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: IO
SECURITY ID: 462044108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael C. Jennings | Management | For | For |
| 1.2 | Elect Director Robert P. Peebler | Management | For | Withhold |
| 1.3 | Elect Director John N. Seitz | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: JEC
SECURITY ID: 469814107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John F. Coyne | Management | For | For |
| 2 | Elect Director Linda Fayne Levinson | Management | For | For |
| 3 | Elect Director Craig L. Martin | Management | For | For |
| 4 | Elect Director John P. Jumper | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| KBR, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: KBR
SECURITY ID: 48242W106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Huff | Management | For | For |
| 1.2 | Elect Director Lester L. Lyles | Management | For | For |
| 1.3 | Elect Director Richard J. Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| KEYERA CORP.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: KEY
SECURITY ID: 493271100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James V. Bertram | Management | For | For |
| 1.2 | Elect Director Robert B. Catell | Management | For | For |
| 1.3 | Elect Director Michael B.C. Davies | Management | For | For |
| 1.4 | Elect Director Nancy M. Laird | Management | For | For |
| 1.5 | Elect Director E. Peter Lougheed | Management | For | For |
| 1.6 | Elect Director Donald J. Nelson | Management | For | For |
| 1.7 | Elect Director H. Neil Nichols | Management | For | For |
| 1.8 | Elect Director William R. Stedman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: LYB
SECURITY ID: N53745100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
| 5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
| 6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
| 12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
| 14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| MARATHON OIL CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: MRO
SECURITY ID: 565849106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Pierre Brondeau | Management | For | For |
| 3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 4 | Elect Director David A. Daberko | Management | For | For |
| 5 | Elect Director William L. Davis | Management | For | For |
| 6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 7 | Elect Director Philip Lader | Management | For | For |
| 8 | Elect Director Charles R. Lee | Management | For | For |
| 9 | Elect Director Michael E. J. Phelps | Management | For | For |
| 10 | Elect Director Dennis H. Reilley | Management | For | For |
| 11 | Elect Director Seth E. Schofield | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director Thomas J. Usher | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| MASSEY ENERGY COMPANY
MEETING DATE: OCT 06, 2010 |
||||
|
TICKER: MEE
SECURITY ID: 576206106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| MASSEY ENERGY COMPANY
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: MEE
SECURITY ID: 576206106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| NABORS INDUSTRIES LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: NBR
SECURITY ID: G6359F103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Anthony G. Petrello as Director | Management | For | For |
| 1.2 | Elect Myron M. Sheinfeld as Director | Management | For | For |
| 2 | Approve Pricewaterhouse Coopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: NOV
SECURITY ID: 637071101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert E. Beauchamp | Management | For | For |
| 2 | Elect Director Jeffery A. Smisek | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Increase Authorized Common Stock | Management | For | For |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| NEWFIELD EXPLORATION COMPANY
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: NFX
SECURITY ID: 651290108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lee K. Boothby | Management | For | For |
| 2 | Elect Director Philip J. Burguieres | Management | For | For |
| 3 | Elect Director Pamela J. Gardner | Management | For | For |
| 4 | Elect Director John Randolph Kemp, lll | Management | For | For |
| 5 | Elect Director J. Michael Lacey | Management | For | For |
| 6 | Elect Director Joseph H. Netherland | Management | For | For |
| 7 | Elect Director Howard H. Newman | Management | For | For |
| 8 | Elect Director Thomas G. Ricks | Management | For | For |
| 9 | Elect Director Juanita F. Romans | Management | For | For |
| 10 | Elect Director C. E. (Chuck) Shultz | Management | For | For |
| 11 | Elect Director J. Terry Strange | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NIKO RESOURCES LTD.
MEETING DATE: SEP 09, 2010 |
||||
|
TICKER: NKO
SECURITY ID: 653905109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2 | Elect Edward S. Sampson, C. J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol, and Wendell W. Robinson as Directors | Management | For | Withhold |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | For |
| 5 | Approve Stock Option Plan Grants | Management | For | For |
| NOBLE CORPORATION
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: N0L
SECURITY ID: H5833N103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
| 1.2 | Elect Director Jon A. Marshall | Management | For | For |
| 1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
| 4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
| 5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 8 | Approve Discharge of Board and Senior Management | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NOBLE ENERGY, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: NBL
SECURITY ID: 655044105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jeffrey L. Berenson | Management | For | For |
| 2 | Elect Director Michael A. Cawley | Management | For | For |
| 3 | Elect Director Edward F. Cox | Management | For | For |
| 4 | Elect Director Charles D. Davidson | Management | For | For |
| 5 | Elect Director Thomas J. Edelman | Management | For | For |
| 6 | Elect Director Eric P. Grubman | Management | For | For |
| 7 | Elect Director Kirby L. Hedrick | Management | For | For |
| 8 | Elect Director Scott D. Urban | Management | For | For |
| 9 | Elect Director William T. Van Kleef | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| NORTHERN OFFSHORE LTD
MEETING DATE: SEP 21, 2010 |
||||
|
TICKER: NOF
SECURITY ID: G6635W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | None | None |
| 4 | Receive President's Report | Management | None | None |
| 5 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 6 | Approve PricewaterhouseCoopers, Houston as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7i | Fix Number of Directors at 5 | Management | For | For |
| 7ii.1 | Elect Cecilie Fredriksen as a Director | Management | For | For |
| 7ii.2 | Elect Hillel Y. Goldstein as a Director | Management | For | For |
| 7ii.3 | Elect Stephen Knudtzon as a Director | Management | For | Against |
| 7ii.4 | Elect Jim LaChance as a Director | Management | For | Against |
| 7iii | Authorize Board to Fill Vacancies | Management | For | Against |
| 8 | Approve Remuneration of $96,144 for Stephen Knudtzon | Management | For | For |
| 9 | Approve Amended and Restated 2008 Stock Incentive Plan | Management | For | Against |
| 10 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
| NORTHERN OIL AND GAS, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: NOG
SECURITY ID: 665531109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael L. Reger | Management | For | For |
| 1.2 | Elect Director Ryan R. Gilbertson | Management | For | For |
| 1.3 | Elect Director Robert Grabb | Management | For | For |
| 1.4 | Elect Director Jack King | Management | For | For |
| 1.5 | Elect Director Lisa Bromiley Meier | Management | For | For |
| 1.6 | Elect Director Loren J. O'Toole | Management | For | For |
| 1.7 | Elect Director Carter Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: OXY
SECURITY ID: 674599105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Spencer Abraham | Management | For | For |
| 2 | Elect Director Howard I. Atkins | Management | For | For |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Margaret M. Foran | Management | For | For |
| 7 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 8 | Elect Director Ray R. Irani | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | For |
| 10 | Elect Director Rodolfo Segovia | Management | For | For |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | For |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
| 18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| OCEAN RIG UDW INC
MEETING DATE: APR 15, 2011 |
||||
|
TICKER:
SECURITY ID: Y64354106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Second Amended and Restated Articles of Incorporation | Management | For | Did Not Vote |
| 2 | Classify the Board of Directors | Management | For | Did Not Vote |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: OII
SECURITY ID: 675232102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director T. Jay Collins | Management | For | For |
| 1.2 | Elect Director D. Michael Hughes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: OIS
SECURITY ID: 678026105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher T. Seaver | Management | For | For |
| 1.2 | Elect Director Douglas E. Swanson | Management | For | For |
| 1.3 | Elect Director Cindy B. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PACIFIC RUBIALES ENERGY CORP.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: PRE
SECURITY ID: 69480U206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Twelve | Management | For | For |
| 2.1 | Elect Director Serafino Iacono | Management | For | For |
| 2.2 | Elect Director Miguel de la Campa | Management | For | For |
| 2.3 | Elect Director Ronald Pantin | Management | For | For |
| 2.4 | Elect Director Jose Francisco Arata | Management | For | For |
| 2.5 | Elect Director German Efromovich | Management | For | For |
| 2.6 | Elect Director Neil Woodyer | Management | For | For |
| 2.7 | Elect Director Augusto Lopez | Management | For | For |
| 2.8 | Elect Director Miguel Rodriguez | Management | For | For |
| 2.9 | Elect Director Donald Ford | Management | For | For |
| 2.10 | Elect Director John Zaozirny | Management | For | For |
| 2.11 | Elect Director Victor Rivera | Management | For | For |
| 2.12 | Elect Director Hernan Martinez | Management | For | For |
| 3 | Approve Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| PAINTED PONY PETROLEUM LTD.
MEETING DATE: JUN 06, 2011 |
||||
|
TICKER: PPY.A
SECURITY ID: 695781104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Patrick R. Ward | Management | For | For |
| 2.2 | Elect Director Glenn R. Carley | Management | For | For |
| 2.3 | Elect Director Allan K. Ashton | Management | For | For |
| 2.4 | Elect Director Ronald R. Talbot | Management | For | For |
| 2.5 | Elect Director Kevin Angus | Management | For | For |
| 2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| PEABODY ENERGY CORPORATION
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: BTU
SECURITY ID: 704549104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
| 1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| PETROBANK ENERGY & RESOURCES LTD.
MEETING DATE: DEC 17, 2010 |
||||
|
TICKER: PBG
SECURITY ID: 71645P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reorganization Plan | Management | For | For |
| PETROBANK ENERGY & RESOURCES LTD.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: PBG
SECURITY ID: 71645P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chris J. Bloomer | Management | For | For |
| 1.2 | Elect Director Ian S. Brown | Management | For | For |
| 1.3 | Elect Director Louis L. Frank | Management | For | For |
| 1.4 | Elect Director M. Neil McCrank | Management | For | For |
| 1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
| 1.6 | Elect Director Jerald L. Oaks | Management | For | For |
| 1.7 | Elect Director Harrie Vredenburg | Management | For | For |
| 1.8 | Elect Director John D. Wright | Management | For | For |
| 1.9 | Elect Director Corey C. Ruttan | Management | For | For |
| 1.10 | Elect Director R. Gregg Smith | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PETROLEUM DEVELOPMENT CORPORATION
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: PETD
SECURITY ID: 716578109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph E. Casabona | Management | For | For |
| 1.2 | Elect Director David C. Parke | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PETROMINERALES LTD
MEETING DATE: DEC 17, 2010 |
||||
|
TICKER: PMG
SECURITY ID: P7914K108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reorganization | Management | For | For |
| PETROMINERALES LTD
MEETING DATE: DEC 17, 2010 |
||||
|
TICKER: PMG
SECURITY ID: P7914K108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| PETROMINERALES LTD.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: PMG
SECURITY ID: 71673R107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Alastair Macdonald as Director | Management | For | For |
| 1.2 | Elect Kenneth R. McKinnon as Director | Management | For | For |
| 1.3 | Elect Jerald L. Oaks as Director | Management | For | For |
| 1.4 | Elect Ernesto Sarpi as Director | Management | For | For |
| 1.5 | Elect Enrique Umana-Valenzuela as Director | Management | For | For |
| 1.6 | Elect John D. Wright as Director | Management | For | For |
| 1.7 | Elect Geir Ytreland as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PETROPLUS HOLDINGS AG
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: PPHN
SECURITY ID: H6212L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Accounting Transfers | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Reelect Walter Gruebler, Maria Cattaui, and Patrick Power as Directors | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve CHF 22.4 Million Increase in Existing Pool of Conditional Capital without Preemptive Rights | Management | For | Did Not Vote |
| PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: PXD
SECURITY ID: 723787107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.2 | Elect Director R. Hartwell Gardner | Management | For | For |
| 1.3 | Elect Director Jim A. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| ROWAN COMPANIES, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: RDC
SECURITY ID: 779382100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director R. G. Croyle | Management | For | For |
| 2 | Elect Director Lord Moynihan | Management | For | For |
| 3 | Elect Director W. Matt Ralls | Management | For | For |
| 4 | Elect Director John J. Quicke | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SAIPEM
MEETING DATE: APR 30, 2011 |
||||
|
TICKER: SPM
SECURITY ID: T82000117
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.1 | Slate Submitted by ENI | Management | None | For |
| 3.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Did Not Vote |
| 4.1 | Slate Submitted by ENI | Management | None | For |
| 4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
| 1 | Amend Company Bylaws | Management | For | For |
| SCHLUMBERGER LIMITED
MEETING DATE: APR 06, 2011 |
||||
|
TICKER: SLB
SECURITY ID: 806857108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philippe Camus | Management | For | For |
| 1.2 | Elect Director Peter L.S. Currie | Management | For | For |
| 1.3 | Elect Director Andrew Gould | Management | For | For |
| 1.4 | Elect Director Tony Isaac | Management | For | For |
| 1.5 | Elect Director K. Vaman Kamath | Management | For | For |
| 1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1.7 | Elect Director Adrian Lajous | Management | For | For |
| 1.8 | Elect Director Michael E. Marks | Management | For | For |
| 1.9 | Elect Director Elizabeth Moler | Management | For | For |
| 1.10 | Elect Director Leo Rafael Reif | Management | For | For |
| 1.11 | Elect Director Tore I. Sandvold | Management | For | For |
| 1.12 | Elect Director Henri Seydoux | Management | For | For |
| 1.13 | Elect Director Paal Kibsgaard | Management | For | For |
| 1.14 | Elect Director Lubna S. Olayan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
| 6 | Adopt and Approve Financials and Dividends | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: SBO
SECURITY ID: A7362J104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | Did Not Vote |
| 6 | Ratify Auditors | Management | For | Did Not Vote |
| SMITH INTERNATIONAL, INC.
MEETING DATE: AUG 24, 2010 |
||||
|
TICKER: SII
SECURITY ID: 832110100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2.1 | Elect Director James R. Gibbs | Management | For | For |
| 2.2 | Elect Director Duane C. Radtke | Management | For | For |
| 2.3 | Elect Director John Yearwood | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| SUNOCO, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: SUN
SECURITY ID: 86764P109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chris C. Casciato | Management | For | For |
| 1.2 | Elect Director Gary W. Edwards | Management | For | For |
| 1.3 | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1.4 | Elect Director Ursula O. Fairbairn | Management | For | For |
| 1.5 | Elect Director John P. Jones, III | Management | For | For |
| 1.6 | Elect Director James G. Kaiser | Management | For | For |
| 1.7 | Elect Director John W. Rowe | Management | For | For |
| 1.8 | Elect Director John K. Wulff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| SUPERIOR ENERGY SERVICES, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: SPN
SECURITY ID: 868157108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
| 1.3 | Elect Director David D. Dunlap | Management | For | For |
| 1.4 | Elect Director James M. Funk | Management | For | For |
| 1.5 | Elect Director Terence E. Hall | Management | For | For |
| 1.6 | Elect Director Ernest E. Howard, III | Management | For | For |
| 1.7 | Elect Director Justin L. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| TALISMAN ENERGY INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: TLM
SECURITY ID: 87425E103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christiane Bergevin | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director William R.P. Dalton | Management | For | For |
| 1.4 | Elect Director Kevin S. Dunne | Management | For | For |
| 1.5 | Elect Director Harold N. Kvisle | Management | For | For |
| 1.6 | Elect Director John A. Manzoni | Management | For | For |
| 1.7 | Elect Director Lisa A. Stewart | Management | For | For |
| 1.8 | Elect Director Peter W. Tomsett | Management | For | For |
| 1.9 | Elect Director Charles R. Williamson | Management | For | For |
| 1.10 | Elect Director Charles M. Winograd | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TESORO CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: TSO
SECURITY ID: 881609101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Rodney F. Chase | Management | For | For |
| 2 | Elect Director Gregory J. Goff | Management | For | For |
| 3 | Elect Director Robert W. Goldman | Management | For | For |
| 4 | Elect Director Steven H. Grapstein | Management | For | For |
| 5 | Elect Director J.w. Nokes | Management | For | For |
| 6 | Elect Director Susan Tomasky | Management | For | For |
| 7 | Elect Director Michael E. Wiley | Management | For | For |
| 8 | Elect Director Patrick Y. Yang | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| TRANSOCEAN LTD.
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: RIGN
SECURITY ID: H8817H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Against |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
| 6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
| 7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Decrease in Size of Board | Management | For | For |
| 9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
| 9b | Reelect Steve Lucas as Director | Management | For | For |
| 9c | Reelect Tan Ek Kia as Director | Management | For | For |
| 9d | Reelect Martin B. McNamara as Director | Management | For | For |
| 9e | Reelect Ian C. Strachan as Director | Management | For | For |
| 10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TSC OFFSHORE GROUP LTD.
MEETING DATE: MAR 04, 2011 |
||||
|
TICKER: 00206
SECURITY ID: G9112E108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Company Name from TSC Offshore Group Limited to TSC Group Holdings Limited and Adopt New Chinese Name | Management | For | For |
| TUSCANY INTERNATIONAL DRILLING INC
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: TID
SECURITY ID: 90069C102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2 | Elect Walter A. Dawson, Reginald J. Greenslade, Jeffrey J. Scott, Donald A. Wright, William Dorson and Herb Snowdon as Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| VALERO ENERGY CORPORATION
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: VLO
SECURITY ID: 91913Y100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ronald K. Calgaard | Management | For | For |
| 2 | Elect Director Stephen M. Waters | Management | For | For |
| 3 | Elect Director Randall J. Weisenburger | Management | For | For |
| 4 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Report on Political Contributions | Shareholder | Against | Abstain |
| 11 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
| 12 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| VERMILION ENERGY INC
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: VET
SECURITY ID: 923725105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry J. Macdonald | Management | For | For |
| 1.2 | Elect Director W. Kenneth Davidson | Management | For | For |
| 1.3 | Elect Director Lorenzo Donadeo | Management | For | For |
| 1.4 | Elect Director Claudio A. Ghersinich | Management | For | For |
| 1.5 | Elect Director Joseph F. Killi | Management | For | For |
| 1.6 | Elect Director William F. Madison | Management | For | For |
| 1.7 | Elect Director Timothy R. Marchant | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| WALTER ENERGY, INC.
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: WLT
SECURITY ID: 93317Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
| 1.2 | Elect Director Jerry W. Kolb | Management | For | For |
| 1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1.4 | Elect Director Joseph B. Leonard | Management | For | For |
| 1.5 | Elect Director Bernard G. Rethore | Management | For | For |
| 1.6 | Elect Director Michael T. Tokarz | Management | For | For |
| 1.7 | Elect Director A.J. Wagner | Management | For | For |
| 1.8 | Elect Director David R. Beatty | Management | For | For |
| 1.9 | Elect Director Keith Calder | Management | For | For |
| 1.10 | Elect Director Graham Mascall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| WEATHERFORD INTERNATIONAL LTD.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: WFT
SECURITY ID: H27013103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
| 3.3 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.4 | Reelect David Butters as Director | Management | For | For |
| 3.5 | Reelect William Macaulay as Director | Management | For | Against |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
| 3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Reelect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WESTERN REFINING, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: WNR
SECURITY ID: 959319104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carin M. Barth | Management | For | For |
| 1.2 | Elect Director Paul L. Foster | Management | For | For |
| 1.3 | Elect Director L. Frederick Francis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: WLL
SECURITY ID: 966387102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director D. Sherwin Artus | Management | For | For |
| 1.2 | Elect Director Phillip E. Doty | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| WILLBROS GROUP, INC.
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: WG
SECURITY ID: 969203108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William B. Berry | Management | For | For |
| 1.2 | Elect Director Arlo B. DeKraai | Management | For | For |
| 1.3 | Elect Director Daniel E. Lonergan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WORLD FUEL SERVICES CORPORATION
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: INT
SECURITY ID: 981475106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul H. Stebbins | Management | For | For |
| 1.2 | Elect Director Michael J. Kasbar | Management | For | For |
| 1.3 | Elect Director Ken Bakshi | Management | For | For |
| 1.4 | Elect Director Richard A. Kassar | Management | For | For |
| 1.5 | Elect Director Myles Klein | Management | For | For |
| 1.6 | Elect Director John L. Manley | Management | For | For |
| 1.7 | Elect Director J. Thomas Presby | Management | For | For |
| 1.8 | Elect Director Stephen K. Roddenberry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT ENERGY SERVICE PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AKER SOLUTIONS ASA
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: AKSO
SECURITY ID: R0180X100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 1b | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Receive Information About Business | Management | None | None |
| 3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.75 per Share | Management | For | Did Not Vote |
| 4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors for 2010 | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Members of Nominating Committee for 2010 | Management | For | Did Not Vote |
| 7 | Elect Directors | Management | For | Did Not Vote |
| 8 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Auditors for 2010 | Management | For | Did Not Vote |
| 10 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 11 | Approval of Instructions to the Nominating Committee | Management | For | Did Not Vote |
| 12 | Resolution Regarding Demerger | Management | For | Did Not Vote |
| 13 | Amend Articles Re: Share Capital and Registration; Term of Board Membership; Voting Procedure | Management | For | Did Not Vote |
| 14 | Reduction of the Share Premium Account | Management | For | Did Not Vote |
| BAKER HUGHES INCORPORATED
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: BHI
SECURITY ID: 057224107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.5 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.6 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.7 | Elect Director James A. Lash | Management | For | For |
| 1.8 | Elect Director J. Larry Nichols | Management | For | For |
| 1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.10 | Elect Director J. W. Stewart | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| BRISTOW GROUP INC.
MEETING DATE: AUG 04, 2010 |
||||
|
TICKER: BRS
SECURITY ID: 110394103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas N. Amonett | Management | For | For |
| 1.2 | Elect Director Stephen J. Cannon | Management | For | For |
| 1.3 | Elect Director William E. Chiles | Management | For | For |
| 1.4 | Elect Director Michael A. Flick | Management | For | For |
| 1.5 | Elect Director Ian A. Godden | Management | For | For |
| 1.6 | Elect Director Thomas C. Knudson | Management | For | For |
| 1.7 | Elect Director John M. May | Management | For | For |
| 1.8 | Elect Director Bruce H. Stover | Management | For | For |
| 1.9 | Elect Director Ken C. Tamblyn | Management | For | For |
| 1.10 | Elect Director William P. Wyatt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| CAMERON INTERNATIONAL CORPORATION
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: CAM
SECURITY ID: 13342B105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter J. Fluor | Management | For | For |
| 2 | Elect Director Jack B. Moore | Management | For | For |
| 3 | Elect Director David Ross | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| CATHEDRAL ENERGY SERVICES LTD.
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: CET
SECURITY ID: 14916J102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Mark L. Bentsen | Management | For | For |
| 2.2 | Elect Director Randy H. Pustanyk | Management | For | For |
| 2.3 | Elect Director Rod Maxwell | Management | For | For |
| 2.4 | Elect Director Scott Sarjeant | Management | For | For |
| 2.5 | Elect Director Jay Zammit | Management | For | For |
| 2.6 | Elect Director Robert L. Chaisson | Management | For | For |
| 2.7 | Elect Director P. Daniel O'Neil | Management | For | For |
| 2.8 | Elect Director Ian S. Brown | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CORE LABORATORIES NV
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: CEI
SECURITY ID: N22717107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David M. Demshur | Management | For | For |
| 1.2 | Elect Director Rene R. Joyce | Management | For | For |
| 1.3 | Elect Director Michael C. Kearney | Management | For | For |
| 1.4 | Elect Director Jan Willem Sodderland | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 4 | Authorize Repurchase of Up to 25.6 Percent of Issued Share Capital | Management | For | For |
| 5 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | Management | For | For |
| 6 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5 | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| DRESSER-RAND GROUP INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: DRC
SECURITY ID: 261608103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William E. Macaulary | Management | For | For |
| 1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
| 1.3 | Elect Director Rita V. Foley | Management | For | For |
| 1.4 | Elect Director Louis A. Raspino | Management | For | For |
| 1.5 | Elect Director Philip R. Roth | Management | For | For |
| 1.6 | Elect Director Stephen A. Snider | Management | For | For |
| 1.7 | Elect Director Michael L. Underwood | Management | For | For |
| 1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DRIL-QUIP, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: DRQ
SECURITY ID: 262037104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Mike Walker | Management | For | For |
| 1.2 | Elect Director John V. Lovoi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ENSCO PLC
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: ESV
SECURITY ID: 29358Q109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect J. Roderick Clark as Director | Management | For | For |
| 2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
| 3 | Re-elect Keith O. Rattie as Director | Management | For | For |
| 4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
| 5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Approve Special Dividends | Management | For | For |
| 8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
| 9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ENSCO PLC
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: ESV
SECURITY ID: 29358Q109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| EXTERRAN HOLDINGS, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: EXH
SECURITY ID: 30225X103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Janet F. Clark | Management | For | For |
| 1.2 | Elect Director Ernie L. Danner | Management | For | For |
| 1.3 | Elect Director Uriel E. Dutton | Management | For | For |
| 1.4 | Elect Director Gordon T. Hall | Management | For | For |
| 1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
| 1.6 | Elect Director Mark A. Mccollum | Management | For | For |
| 1.7 | Elect Director William C. Pate | Management | For | For |
| 1.8 | Elect Director Stephen M. Pazuk | Management | For | For |
| 1.9 | Elect Director Christopher T. Seaver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| FINNING INTERNATIONAL INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: FTT
SECURITY ID: 318071404
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ricardo Bacarreza as Director | Management | For | For |
| 1.2 | Elect James E.C. Carter as Director | Management | For | For |
| 1.3 | Elect David L. Emerson as Director | Management | For | For |
| 1.4 | Elect Kathleen M. O'Neill as Director | Management | For | For |
| 1.5 | Elect Christopher W. Patterson as Director | Management | For | For |
| 1.6 | Elect John M. Reid as Director | Management | For | For |
| 1.7 | Elect Andrew H. Simon as Director | Management | For | For |
| 1.8 | Elect Bruce L. Turner as Director | Management | For | For |
| 1.9 | Elect Michael T. Waites as Director | Management | For | For |
| 1.10 | Elect Douglas W.G. Whitehead as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| FLUOR CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: FLR
SECURITY ID: 343412102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter J. Fluor | Management | For | For |
| 2 | Elect Director Joseph W. Prueher | Management | For | For |
| 3 | Elect Director Suzanne H. Woolsey | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| FMC TECHNOLOGIES, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: FTI
SECURITY ID: 30249U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director C. Maury Devine | Management | For | For |
| 2 | Elect Director John T. Gremp | Management | For | For |
| 3 | Elect Director Thomas M. Hamilton | Management | For | For |
| 4 | Elect Director Richard A. Pattarozzi | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Increase Authorized Common Stock | Management | For | For |
| FUGRO NV
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: FUR
SECURITY ID: N3385Q197
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management and Supervisory Board | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Approve Dividends of EUR 1.50 Per Share | Management | For | Did Not Vote |
| 7 | Elect W.S. Rainey to the Management Board | Management | For | Did Not Vote |
| 8 | Reelect J.A. Colligan to Supervisory Board | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 10 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
| 11a | Grant Board Authority to Issue Shares | Management | For | Did Not Vote |
| 11b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 11a | Management | For | Did Not Vote |
| 12 | Approve Publication of Information in English | Management | For | Did Not Vote |
| 13 | Formal Hand Over of the Chairmanship of the Supervisory Board | Management | None | None |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| GARDNER DENVER, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: GDI
SECURITY ID: 365558105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald G. Barger, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond R. Hipp | Management | For | For |
| 1.3 | Elect Director David D. Petratis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| GLOBAL GEOPHYSICAL SERVICES, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: GGS
SECURITY ID: 37946S107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph P. McCoy | Management | For | For |
| 1.2 | Elect Director Damir S. Skerl | Management | For | For |
| 1.3 | Elect Director George E. Matelich | Management | For | For |
| 1.4 | Elect Director Stanley de Jongh Osborne | Management | For | For |
| 1.5 | Elect Director Karl F. Kurz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: HAL
SECURITY ID: 406216101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alan M. Bennett | Management | For | For |
| 2 | Elect Director James R. Boyd | Management | For | For |
| 3 | Elect Director Milton Carroll | Management | For | For |
| 4 | Elect Director Nance K. Dicciani | Management | For | For |
| 5 | Elect Director S. Malcolm Gillis | Management | For | For |
| 6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 7 | Elect Director David J. Lesar | Management | For | For |
| 8 | Elect Director Robert A. Malone | Management | For | For |
| 9 | Elect Director J Landis Martin | Management | For | For |
| 10 | Elect Director Debra L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Report on Political Contributions | Shareholder | Against | Abstain |
| HELIX ENERGY SOLUTIONS GROUP, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: HLX
SECURITY ID: 42330P107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nancy K. Quinn | Management | For | For |
| 1.2 | Elect Director William L. Transier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| HORNBECK OFFSHORE SERVICES, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: HOS
SECURITY ID: 440543106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Todd M. Hornbeck | Management | For | For |
| 1.2 | Elect Director Patricia B. Melcher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ION GEOPHYSICAL CORPORATION
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: IO
SECURITY ID: 462044108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael C. Jennings | Management | For | For |
| 1.2 | Elect Director Robert P. Peebler | Management | For | Withhold |
| 1.3 | Elect Director John N. Seitz | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: JEC
SECURITY ID: 469814107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John F. Coyne | Management | For | For |
| 2 | Elect Director Linda Fayne Levinson | Management | For | For |
| 3 | Elect Director Craig L. Martin | Management | For | For |
| 4 | Elect Director John P. Jumper | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| LUFKIN INDUSTRIES, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: LUFK
SECURITY ID: 549764108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director H. J. Trout, Jr. | Management | For | For |
| 1.2 | Elect Director J. T. Jongebloed | Management | For | For |
| 1.3 | Elect Director Suzanne V. Baer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| MCDERMOTT INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: MDR
SECURITY ID: 580037109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Bookout, III | Management | For | For |
| 1.2 | Elect Director Roger A. Brown | Management | For | For |
| 1.3 | Elect Director Stephen G. Hanks | Management | For | For |
| 1.4 | Elect Director Stephen M. Johnson | Management | For | For |
| 1.5 | Elect Director D. Bradley McWilliams | Management | For | For |
| 1.6 | Elect Director Thomas C. Schievelbein | Management | For | For |
| 1.7 | Elect Director Mary Shafer-Malicki | Management | For | For |
| 1.8 | Elect Director David A. Trice | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: MILS3
SECURITY ID: P6799C108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Elect Director | Management | For | Against |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: MILS3
SECURITY ID: P6799C108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 3 Re: Company Offices | Management | For | For |
| 2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 3 | Amend Article 30 | Management | For | For |
| 4 | Consolidate Bylaws | Management | For | For |
| NABORS INDUSTRIES LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: NBR
SECURITY ID: G6359F103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Anthony G. Petrello as Director | Management | For | For |
| 1.2 | Elect Myron M. Sheinfeld as Director | Management | For | For |
| 2 | Approve Pricewaterhouse Coopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: NOV
SECURITY ID: 637071101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert E. Beauchamp | Management | For | For |
| 2 | Elect Director Jeffery A. Smisek | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Increase Authorized Common Stock | Management | For | For |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| NEWPARK RESOURCES, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: NR
SECURITY ID: 651718504
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David C. Anderson | Management | For | For |
| 1.2 | Elect Director Jerry W. Box | Management | For | For |
| 1.3 | Elect Director G. Stephen Finley | Management | For | For |
| 1.4 | Elect Director Paul L. Howes | Management | For | For |
| 1.5 | Elect Director James W. McFarland | Management | For | For |
| 1.6 | Elect Director Gary L. Warren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| NOBLE CORPORATION
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: N0L
SECURITY ID: H5833N103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
| 1.2 | Elect Director Jon A. Marshall | Management | For | For |
| 1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
| 4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
| 5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 8 | Approve Discharge of Board and Senior Management | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NORTHERN OFFSHORE LTD
MEETING DATE: SEP 21, 2010 |
||||
|
TICKER: NOF
SECURITY ID: G6635W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | None | None |
| 4 | Receive President's Report | Management | None | None |
| 5 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 6 | Approve PricewaterhouseCoopers, Houston as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7i | Fix Number of Directors at 5 | Management | For | For |
| 7ii.1 | Elect Cecilie Fredriksen as a Director | Management | For | For |
| 7ii.2 | Elect Hillel Y. Goldstein as a Director | Management | For | For |
| 7ii.3 | Elect Stephen Knudtzon as a Director | Management | For | Against |
| 7ii.4 | Elect Jim LaChance as a Director | Management | For | Against |
| 7iii | Authorize Board to Fill Vacancies | Management | For | Against |
| 8 | Approve Remuneration of $96,144 for Stephen Knudtzon | Management | For | For |
| 9 | Approve Amended and Restated 2008 Stock Incentive Plan | Management | For | Against |
| 10 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
| OCEAN RIG UDW INC
MEETING DATE: APR 15, 2011 |
||||
|
TICKER:
SECURITY ID: Y64354106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Second Amended and Restated Articles of Incorporation | Management | For | Did Not Vote |
| 2 | Classify the Board of Directors | Management | For | Did Not Vote |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: OII
SECURITY ID: 675232102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director T. Jay Collins | Management | For | For |
| 1.2 | Elect Director D. Michael Hughes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PETROLEUM GEO-SERVICES ASA
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: PGEJF
SECURITY ID: R69628114
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 5.1 | Reelect Francis Gugen as Director (Chair) | Management | For | Did Not Vote |
| 5.2 | Reelect Harald Norvik as Director (Vice Chair) | Management | For | Did Not Vote |
| 5.3 | Reelect Daniel Piette as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Holly Van Deursen as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Annette Justad as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Carol Bell as Director | Management | For | Did Not Vote |
| 5.7 | Reelect Ingar Skaug as Director | Management | For | Did Not Vote |
| 6.1 | Reelect Roger O'Neil as Chair of Nominating Committee | Management | For | Did Not Vote |
| 6.2 | Reelect C. Devine as Member of Nominating Committee | Management | For | Did Not Vote |
| 6.3 | Reelect Hanne Harlem as Member of Nominating Committee | Management | For | Did Not Vote |
| 7.1 | Approve Remuneration of Directors and Nominating Committee for 2010 | Management | For | Did Not Vote |
| 7.2 | Approve Remuneration Principles of Directors for 2011 | Management | For | Did Not Vote |
| 7.3 | Approve Remuneration Principles of Nominating Committee for 2011 | Management | For | Did Not Vote |
| 8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 9 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 10 | Approve Stock Option Plan | Management | For | Did Not Vote |
| 11.1 | Approve Creation of NOK 65 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 11.2 | Approve Creation of NOK 15 Million Pool of Capital for Employee Option Plans | Management | For | Did Not Vote |
| 12 | Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 3.5 Billion; Approve Creation of NOK 65 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 13 | Approve Director Indemnification | Management | For | Did Not Vote |
| PRIDE INTERNATIONAL, INC.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: PDE
SECURITY ID: 74153Q102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| RIGNET, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: RNET
SECURITY ID: 766582100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Charles L. Davis | Management | For | For |
| 1.3 | Elect Director Thomas M. Matthews | Management | For | For |
| 1.4 | Elect Director Kevin Neveu | Management | For | For |
| 1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.6 | Elect Director Keith Olsen | Management | For | For |
| 1.7 | Elect Director Mark B. Slaughter | Management | For | For |
| 1.8 | Elect Director Ditlef de Vibe | Management | For | For |
| 1.9 | Elect Director Brent K. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ROWAN COMPANIES, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: RDC
SECURITY ID: 779382100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director R. G. Croyle | Management | For | For |
| 2 | Elect Director Lord Moynihan | Management | For | For |
| 3 | Elect Director W. Matt Ralls | Management | For | For |
| 4 | Elect Director John J. Quicke | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SAIPEM
MEETING DATE: APR 30, 2011 |
||||
|
TICKER: SPM
SECURITY ID: T82000117
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.1 | Slate Submitted by ENI | Management | None | For |
| 3.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Did Not Vote |
| 4.1 | Slate Submitted by ENI | Management | None | For |
| 4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
| 1 | Amend Company Bylaws | Management | For | For |
| SCHLUMBERGER LIMITED
MEETING DATE: APR 06, 2011 |
||||
|
TICKER: SLB
SECURITY ID: 806857108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philippe Camus | Management | For | For |
| 1.2 | Elect Director Peter L.S. Currie | Management | For | For |
| 1.3 | Elect Director Andrew Gould | Management | For | For |
| 1.4 | Elect Director Tony Isaac | Management | For | For |
| 1.5 | Elect Director K. Vaman Kamath | Management | For | For |
| 1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1.7 | Elect Director Adrian Lajous | Management | For | For |
| 1.8 | Elect Director Michael E. Marks | Management | For | For |
| 1.9 | Elect Director Elizabeth Moler | Management | For | For |
| 1.10 | Elect Director Leo Rafael Reif | Management | For | For |
| 1.11 | Elect Director Tore I. Sandvold | Management | For | For |
| 1.12 | Elect Director Henri Seydoux | Management | For | For |
| 1.13 | Elect Director Paal Kibsgaard | Management | For | For |
| 1.14 | Elect Director Lubna S. Olayan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
| 6 | Adopt and Approve Financials and Dividends | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: SBO
SECURITY ID: A7362J104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | Did Not Vote |
| 6 | Ratify Auditors | Management | For | Did Not Vote |
| SMITH INTERNATIONAL, INC.
MEETING DATE: AUG 24, 2010 |
||||
|
TICKER: SII
SECURITY ID: 832110100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2.1 | Elect Director James R. Gibbs | Management | For | For |
| 2.2 | Elect Director Duane C. Radtke | Management | For | For |
| 2.3 | Elect Director John Yearwood | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| SUPERIOR ENERGY SERVICES, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: SPN
SECURITY ID: 868157108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
| 1.3 | Elect Director David D. Dunlap | Management | For | For |
| 1.4 | Elect Director James M. Funk | Management | For | For |
| 1.5 | Elect Director Terence E. Hall | Management | For | For |
| 1.6 | Elect Director Ernest E. Howard, III | Management | For | For |
| 1.7 | Elect Director Justin L. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| TETRA TECHNOLOGIES, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: TTI
SECURITY ID: 88162F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stuart M. Brightman | Management | For | For |
| 1.2 | Elect Director Paul D. Coombs | Management | For | For |
| 1.3 | Elect Director Ralph S. Cunningham | Management | For | For |
| 1.4 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.5 | Elect Director Geoffrey M. Hertel | Management | For | For |
| 1.6 | Elect Director Allen T. McInnes | Management | For | For |
| 1.7 | Elect Director Kenneth P. Mitchell | Management | For | For |
| 1.8 | Elect Director William D. Sullivan | Management | For | For |
| 1.9 | Elect Director Kenneth E. White, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TRANSOCEAN LTD.
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: RIGN
SECURITY ID: H8817H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Against |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
| 6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
| 7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Decrease in Size of Board | Management | For | For |
| 9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
| 9b | Reelect Steve Lucas as Director | Management | For | For |
| 9c | Reelect Tan Ek Kia as Director | Management | For | For |
| 9d | Reelect Martin B. McNamara as Director | Management | For | For |
| 9e | Reelect Ian C. Strachan as Director | Management | For | For |
| 10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TRINIDAD DRILLING LTD.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: TDG
SECURITY ID: 896356102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Michael E. Heier | Management | For | For |
| 2.2 | Elect Director Brian Bentz | Management | For | For |
| 2.3 | Elect Director Jim Brown | Management | For | For |
| 2.4 | Elect Director Brock W. Gibson | Management | For | For |
| 2.5 | Elect Director Lewis W. Powers | Management | For | For |
| 2.6 | Elect Director Kenneth Stickland | Management | For | For |
| 2.7 | Elect Director Lyle C. Whitmarsh | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| 5 | Amend Stock Option Plan | Management | For | For |
| 6 | Approve Stock Option Plan Grants | Management | For | For |
| 7 | Approve Shareholder Rights Plan | Management | For | For |
| TUSCANY INTERNATIONAL DRILLING INC
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: TID
SECURITY ID: 90069C102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2 | Elect Walter A. Dawson, Reginald J. Greenslade, Jeffrey J. Scott, Donald A. Wright, William Dorson and Herb Snowdon as Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| VANTAGE DRILLING COMPANY
MEETING DATE: JAN 07, 2011 |
||||
|
TICKER: VTG
SECURITY ID: G93205113
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Ordinary Shares Upon Conversion of A Promissory Note to F3 Capital | Management | For | Against |
| 2a | Elect Paul A. Bragg as Director | Management | For | For |
| 2b | Elect Koichiro Esaka as Director | Management | For | Against |
| 2c | Elect Jorge E. Estrada as Director | Management | For | For |
| 2d | Elect Robert F. Grantham as Director | Management | For | For |
| 2e | Elect Marcelo D. Guiscardo as Director | Management | For | Against |
| 2f | Elect Ong Tian Khiam as Director | Management | For | For |
| 2g | Elect John C.G. O'Leary as Director | Management | For | For |
| 2h | Elect Hsin-Chi Su as Director | Management | For | Against |
| 2i | Elect Steiner Thomassen as Director | Management | For | For |
| 3 | Increase Authorized Common Stock to 600 Million Ordinary Shares | Management | For | For |
| 4 | Amend and Restate the 2007 Long-Term Incentive Compensation Plan | Management | For | Against |
| 5 | Ratify UHY LLP as Auditors | Management | For | For |
| WEATHERFORD INTERNATIONAL LTD.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: WFT
SECURITY ID: H27013103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
| 3.3 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.4 | Reelect David Butters as Director | Management | For | For |
| 3.5 | Reelect William Macaulay as Director | Management | For | Against |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
| 3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Reelect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
SELECT ENVIRONMENT AND ALTERNATIVE ENERGY PORTFOLIO (FORMERLY SELECT ENVIRONMENTAL PORTFOLIO)
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 3M COMPANY
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: MMM
SECURITY ID: 88579Y101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Linda G. Alvarado | Management | For | For |
| 2 | Elect Director George W. Buckley | Management | For | For |
| 3 | Elect Director Vance D. Coffman | Management | For | For |
| 4 | Elect Director Michael L. Eskew | Management | For | For |
| 5 | Elect Director W. James Farrell | Management | For | For |
| 6 | Elect Director Herbert L. Henkel | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director Robert S. Morrison | Management | For | For |
| 9 | Elect Director Aulana L. Peters | Management | For | For |
| 10 | Elect Director Robert J. Ulrich | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| A. O. SMITH CORPORATION
MEETING DATE: APR 11, 2011 |
||||
|
TICKER: AOS
SECURITY ID: 831865209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
| 1.2 | Elect Director Robert J. O'Toole | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ACTIVE POWER, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: ACPW
SECURITY ID: 00504W100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jan H. Lindelow | Management | For | For |
| 1.2 | Elect Director James A. Clishem | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Establish Term Limits for Outside Directors | Shareholder | Against | Against |
| AECOM TECHNOLOGY CORPORATION
MEETING DATE: MAR 03, 2011 |
||||
|
TICKER: ACM
SECURITY ID: 00766T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Director Francis S.Y. Bong | Management | For | For |
| 1.2 | Director S. Malcolm Gillis | Management | For | For |
| 1.3 | Director Robert J. Routs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: APD
SECURITY ID: 009158106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
| 1.2 | Elect Director Michael J. Donahue | Management | For | For |
| 1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
| 1.4 | Elect Director Lawrence S. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ALSTOM
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: ALO
SECURITY ID: F0259M475
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
| 4 | Reelect Patrick Kron as Director | Management | For | For |
| 5 | Reelect Candace Beinecke as Director | Management | For | For |
| 6 | Reelect Jean-Martin Folz as Director | Management | For | For |
| 7 | Reelect James W Leng as Director | Management | For | For |
| 8 | Reelect Klaus Mangold as Director | Management | For | For |
| 9 | Reelect Alan Thomson as Director | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AMYRIS, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: AMRS
SECURITY ID: 03236M101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Samir Kaul | Management | For | For |
| 1.2 | Elect Director Carole Piwnica | Management | For | For |
| 1.3 | Elect Director Fernando Reinach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| APPLIED MATERIALS, INC.
MEETING DATE: MAR 08, 2011 |
||||
|
TICKER: AMAT
SECURITY ID: 038222105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aart J. De Geus | Management | For | For |
| 1.2 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.3 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.4 | Elect Director Susan M. James | Management | For | For |
| 1.5 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.6 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.7 | Elect Director Dennis D. Powell | Management | For | For |
| 1.8 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.9 | Elect Director James E. Rogers | Management | For | For |
| 1.10 | Elect Director Michael R. Splinter | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: NOV 04, 2010 |
||||
|
TICKER: ADM
SECURITY ID: 039483102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director George W. Buckley | Management | For | For |
| 2 | Elect Director Mollie Hale Carter | Management | For | For |
| 3 | Elect Director Pierre Dufour | Management | For | For |
| 4 | Elect Director Donald E. Felsinger | Management | For | For |
| 5 | Elect Director Victoria F. Haynes | Management | For | For |
| 6 | Elect Director Antonio Maciel Neto | Management | For | For |
| 7 | Elect Director Patrick J. Moore | Management | For | For |
| 8 | Elect Director Thomas F. O'Neill | Management | For | For |
| 9 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 10 | Elect Director Patricia A. Woertz | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Adopt Policy to Prohibit Political Spending | Shareholder | Against | Abstain |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| ASHLAND INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: ASH
SECURITY ID: 044209104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen Ligocki | Management | For | For |
| 1.2 | Elect Director James J. O'Brien | Management | For | For |
| 1.3 | Elect Director Barry W. Perry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| BALL CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: BLL
SECURITY ID: 058498106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Hayes | Management | For | For |
| 1.2 | Elect Director George M. Smart | Management | For | For |
| 1.3 | Elect Director Theodore M. Solso | Management | For | For |
| 1.4 | Elect Director Staurt A. Taylor II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| 6 | Reincorporate in Another State [Delaware] | Shareholder | Against | For |
| CLARCOR, INC.
MEETING DATE: MAR 22, 2011 |
||||
|
TICKER: CLC
SECURITY ID: 179895107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Emkes | Management | For | For |
| 1.2 | Elect Director Robert H. Jenkins | Management | For | For |
| 1.3 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| COMMERCIAL METALS COMPANY
MEETING DATE: JAN 17, 2011 |
||||
|
TICKER: CMC
SECURITY ID: 201723103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Guido | Management | For | For |
| 1.2 | Elect Director Sarah E. Raiss | Management | For | For |
| 1.3 | Elect Director J. David Smith | Management | For | For |
| 1.4 | Elect Director Robert R. Womack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| COOPER INDUSTRIES PLC
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: CBE
SECURITY ID: G24140108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Linda A. Hill as Director | Management | For | For |
| 2 | Elect James J. Postl as Director | Management | For | For |
| 3 | Elect Mark S. Thompson as Director | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 9 | Authorize Share Repurchase by any Subsidiary of the Company | Management | For | For |
| 10 | Authorize the Reissue Price Range of Treasury Shares | Management | For | For |
| CORNING INCORPORATED
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: GLW
SECURITY ID: 219350105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John Seely Brown | Management | For | For |
| 2 | Elect Director John A. Canning, Jr. | Management | For | For |
| 3 | Elect Director Gordon Gund | Management | For | For |
| 4 | Elect Director Kurt M. Landgraf | Management | For | For |
| 5 | Elect Director H. Onno Ruding | Management | For | For |
| 6 | Elect Director Glenn F. Tilton | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| COSAN SA INDUSTRIA E COMERCIO
MEETING DATE: JUL 30, 2010 |
||||
|
TICKER: CSAN3
SECURITY ID: P31573101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended March 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| 4 | Elect Directors | Management | For | For |
| 5 | Elect Fiscal Council | Management | For | For |
| COSAN SA INDUSTRIA E COMERCIO
MEETING DATE: JUL 30, 2010 |
||||
|
TICKER: CSAN3
SECURITY ID: P31573101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles 22 and 27 | Management | For | For |
| 2 | Amend Article 27 to Establish New Purview Committee | Management | For | For |
| 3 | Consolidate Bylaws | Management | For | For |
| DANAHER CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: DHR
SECURITY ID: 235851102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1.2 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DARLING INTERNATIONAL INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: DAR
SECURITY ID: 237266101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Randall C. Stuewe | Management | For | For |
| 2 | Elect Director O. Thomas Albrecht | Management | For | For |
| 3 | Elect Director D. Eugene Ewing | Management | For | For |
| 4 | Elect Director John D. March | Management | For | For |
| 5 | Elect Director Charles Macaluso | Management | For | For |
| 6 | Elect Director Michael Rescoe | Management | For | For |
| 7 | Elect Director Michael Urbut | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DONGFANG ELECTRIC CORP. LTD.
MEETING DATE: SEP 08, 2010 |
||||
|
TICKER: 01072
SECURITY ID: Y20958107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| EDP-ENERGIAS DE PORTUGAL S.A
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: EDP
SECURITY ID: X67925119
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3.A.1 | Approve Discharge of General and Supervisory Board | Shareholder | For | For |
| 3.A.2 | Approve Discharge of Executive Board | Shareholder | For | For |
| 3.A.3 | Approve Discharge of Statutory Auditor | Shareholder | For | For |
| 3B | Approve Discharge of Management and Supervisory Board | Management | For | For |
| 4 | Authorize Repurchase and Reissuance of Shares | Management | For | For |
| 5 | Authorize Repurchase and Reissuance of Debt Instruments | Management | For | For |
| 6 | Approve Remuneration Policy for Executive Directors | Management | For | For |
| 7 | Approve Remuneration Policy for Other Corporate Bodies | Management | For | For |
| 8A | Elect Parpublica SGPS as Director | Management | For | For |
| 8B | Elect Jose de Melo Energia SGPS as Director | Management | For | For |
| EMCOR GROUP, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: EME
SECURITY ID: 29084Q100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen W. Bershad | Management | For | For |
| 1.2 | Elect Director David A.B. Brown | Management | For | For |
| 1.3 | Elect Director Larry J. Bump | Management | For | For |
| 1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
| 1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1.7 | Elect Director David H. Laidley | Management | For | For |
| 1.8 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.9 | Elect Director Jerry E. Ryan | Management | For | For |
| 1.10 | Elect Director Michael T. Yonker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| EMERSON ELECTRIC CO.
MEETING DATE: FEB 01, 2011 |
||||
|
TICKER: EMR
SECURITY ID: 291011104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director D.N. Farr | Management | For | For |
| 1.2 | Elect Director H. Green | Management | For | For |
| 1.3 | Elect Director C.A. Peters | Management | For | For |
| 1.4 | Elect Director J.W. Prueher | Management | For | For |
| 1.5 | Elect Director R.L. Ridgway | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| EMPRESA NACIONAL DE ELECTRICIDAD S.A. ENDESA
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: ENDESA
SECURITY ID: 29244T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Distribution of Dividends | Management | For | For |
| 3 | Approve Dividend Policy and Distribution Procedures | Management | None | None |
| 4 | Approve Investment and Financing Policy | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Approve Remuneration and Budget of Directors' Committee for 2011 | Management | For | For |
| 7 | Present Annual Report of the Directors' Committee | Management | None | None |
| 8 | Elect External Auditor for 2011 | Management | For | For |
| 9 | Elect Two Supervisory Board Members and their Respective Alternates; Fix their Remuneration | Management | For | For |
| 10 | Present Report Regarding Related-Party Transactions | Management | None | None |
| 11 | Other Business | Management | For | Against |
| ENEL SPA
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: ENEL
SECURITY ID: T3679P115
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Fix Directors' Term | Management | For | For |
| 5.1 | Slate Submitted by the Italian Ministry of Economy and Finance | Management | None | Did Not Vote |
| 5.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | For |
| 6 | Elect Chairman of the Board of Directors | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | Abstain |
| 8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1 | Amend Company Bylaws | Management | For | For |
| FLUOR CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: FLR
SECURITY ID: 343412102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter J. Fluor | Management | For | For |
| 2 | Elect Director Joseph W. Prueher | Management | For | For |
| 3 | Elect Director Suzanne H. Woolsey | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| FOSTER WHEELER AG
MEETING DATE: FEB 24, 2011 |
||||
|
TICKER: FWLT
SECURITY ID: H27178104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Umberto della Sala as Director | Management | For | For |
| 2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| FOSTER WHEELER AG
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: FWLT
SECURITY ID: H27178104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
| 1.2 | Elect Edward G. Galante as Director | Management | For | For |
| 1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| GRAFTECH INTERNATIONAL LTD.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: GTI
SECURITY ID: 384313102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randy W. Carson | Management | For | For |
| 1.2 | Elect Director Mary B. Cranston | Management | For | For |
| 1.3 | Elect Director Harold E. Layman | Management | For | For |
| 1.4 | Elect Director Ferrell P. McClean | Management | For | For |
| 1.5 | Elect Director Nathan Milikowsky | Management | For | For |
| 1.6 | Elect Director Michael C. Nahl | Management | For | For |
| 1.7 | Elect Director Steven R. Shawley | Management | For | For |
| 1.8 | Elect Director Craig S. Shular | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HONDA MOTOR CO. LTD.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: 7267
SECURITY ID: J22302111
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2 | Amend Articles To Authorize Public Announcements in Electronic Format - Authorize Internet Disclosure of Shareholder Meeting Materials - Decrease Maximum Board Size - Abolish Annual Bonus Payment for Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Kondo, Koichi | Management | For | For |
| 3.2 | Elect Director Ito, Takanobu | Management | For | For |
| 3.3 | Elect Director Hamada, Akio | Management | For | For |
| 3.4 | Elect Director Oyama, Tatsuhiro | Management | For | For |
| 3.5 | Elect Director Ike, Fumihiko | Management | For | For |
| 3.6 | Elect Director Kawanabe, Tomohiko | Management | For | For |
| 3.7 | Elect Director Hogen, Kensaku | Management | For | For |
| 3.8 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
| 3.9 | Elect Director Fukui, Takeo | Management | For | For |
| 3.10 | Elect Director Yamada, Takuji | Management | For | For |
| 3.11 | Elect Director Yoshida, Masahiro | Management | For | For |
| 3.12 | Elect Director Yamamoto, Yoshiharu | Management | For | For |
| 4.1 | Appoint Statutory Auditor Abe, Hirotake | Management | For | For |
| 4.2 | Appoint Statutory Auditor Iwashita, Tomochika | Management | For | Against |
| 5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
| 6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
| HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 25, 2011 |
||||
|
TICKER: HON
SECURITY ID: 438516106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Judd Gregg | Management | For | For |
| 8 | Elect Director Clive R. Hollick | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Bradley T. Sheares | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| IBERDROLA S.A.
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: IBE
SECURITY ID: E6165F166
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Individual and Consolidated Financial Statements for FY 2010 | Management | For | For |
| 2 | Accept Individual and Consolidated Management Reports for FY 2010 | Management | For | For |
| 3 | Approve Discharge of Directors for FY 2010 | Management | For | For |
| 4 | Re-elect Ernst & Young SL as Auditors of Individual and Consolidated Accounts for FY 2011 | Management | For | For |
| 5 | Approve Allocation of Income and Dividends of EUR 0.03 Per Share | Management | For | For |
| 6 | Authorize Capital Increase of up to EUR 1.91 Billion via Capitalization of Reserves, and Amend Article 5 Accordingly | Management | For | For |
| 7 | Approve 2011-2013 Restricted Sotck Plan | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities of up to 50 percent, Excluding Preemptive Riqhts of up to 20 Percent | Management | For | For |
| 9 | Authorize Issuance of Convertible Bonds/Debentures Including Warrants without Preemptive Rights up to EUR 5 Billion | Management | For | For |
| 10 | Authorize Issuance of (i) Bonds/Debentures/Preferred Stock up to Aggregate Nominal Amount of EUR 20 Billion, and (ii) Notes up to EUR 6 Billion | Management | For | For |
| 11 | Authorize Listing on and Delisting from Secondary Exchanges of Shares and Other Securities | Management | For | For |
| 12 | Authorize Board to Create and Fund Associations and Foundations | Management | For | For |
| 13.1 | Amend Article 1 Re: include Concept of Corporate Governance System and Corporate Interest | Management | For | For |
| 13.2 | Amend Several Articles Re: Technical and Textual Adjustments | Management | For | For |
| 13.3 | Amend Several Articles Re: General Meeting Rules | Management | For | For |
| 13.4 | Amend Several Articles Re: Technical and Textual Adjustments on General Meeting Rules | Management | For | For |
| 13.5 | Amend Several Articles Re: Voting Rights | Management | For | For |
| 13.6 | Amend Articles Re: Board and Committees | Management | For | For |
| 13.7 | Adopt Restated Bylaws | Management | For | For |
| 14 | Amend General Meeting Regulations | Management | For | For |
| 15 | Approve Merger by Absorption of Iberdrola Renovables SA | Management | For | For |
| 16 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 17 | Advisory Vote on Remuneration Report | Management | For | For |
| INTERNATIONAL RECTIFIER CORPORATION
MEETING DATE: NOV 12, 2010 |
||||
|
TICKER: IRF
SECURITY ID: 460254105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary B. Cranston | Management | For | For |
| 1.2 | Elect Director Thomas A. Lacey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ITT CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ITT
SECURITY ID: 450911102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven R. Loranger | Management | For | For |
| 1.2 | Elect Director Curtis J. Crawford | Management | For | For |
| 1.3 | Elect Director Christina A. Gold | Management | For | For |
| 1.4 | Elect Director Ralph F. Hake | Management | For | For |
| 1.5 | Elect Director John J. Hamre | Management | For | For |
| 1.6 | Elect Director Paul J. Kern | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Surya N. Mohapatra | Management | For | For |
| 1.9 | Elect Director Linda S. Sanford | Management | For | For |
| 1.10 | Elect Director Markos I. Tambakeras | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend Human Rights Policies | Shareholder | Against | Abstain |
| JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: JEC
SECURITY ID: 469814107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John F. Coyne | Management | For | For |
| 2 | Elect Director Linda Fayne Levinson | Management | For | For |
| 3 | Elect Director Craig L. Martin | Management | For | For |
| 4 | Elect Director John P. Jumper | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| JOHNSON CONTROLS, INC.
MEETING DATE: JAN 26, 2011 |
||||
|
TICKER: JCI
SECURITY ID: 478366107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Natalie A. Black | Management | For | For |
| 1.2 | Elect Director Robert A. Cornog | Management | For | For |
| 1.3 | Elect Director William H. Lacy | Management | For | For |
| 1.4 | Elect Director Stephen A. Roell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NORSK HYDRO ASA
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: NHYKF
SECURITY ID: R61115102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 0.75 per Share | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 6.1 | Amend Articles Re: Record Date | Management | For | Did Not Vote |
| 6.2 | Amend Articles Re: Electronical and Proxy Voting | Management | For | Did Not Vote |
| 7 | Amend Articles Re: Guidelines for Nominating Committee | Management | For | Did Not Vote |
| 8 | Approval of Guidelines for the Nominating Committee | Management | For | Did Not Vote |
| 9.1 | Approve Remuneration of Corporate Assembly | Management | For | Did Not Vote |
| 9.2 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 10 | Regarding Company Strategy and Shareholder Policy (Non-voting) | Shareholder | None | None |
| OWENS CORNING
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: OC
SECURITY ID: 690742101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gaston Caperton | Management | For | For |
| 1.2 | Elect Director Ann Iverson | Management | For | For |
| 1.3 | Elect Director Joseph F. Neely | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PPG INDUSTRIES, INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: PPG
SECURITY ID: 693506107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Hugh Grant | Management | For | For |
| 1.3 | Elect Director Michele J. Hooper | Management | For | For |
| 1.4 | Elect Director Robert Mehrabian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Report on Community Environmental Impact Disclosure Process | Shareholder | Against | Abstain |
| PRAXAIR, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: PX
SECURITY ID: 74005P104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Oscar Bernardes | Management | For | For |
| 1.3 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.4 | Elect Director Edward G. Galante | Management | For | For |
| 1.5 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.6 | Elect Director Ira D. Hall | Management | For | For |
| 1.7 | Elect Director Raymond W. LeBoeuf | Management | For | For |
| 1.8 | Elect Director Larry D. McVay | Management | For | For |
| 1.9 | Elect Director Wayne T. Smith | Management | For | For |
| 1.10 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| REGAL BELOIT CORPORATION
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: RBC
SECURITY ID: 758750103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephen M. Burt | Management | For | For |
| 2 | Elect Director Thomas J. Fischer | Management | For | For |
| 3 | Elect Director Rakesh Sachdev | Management | For | For |
| 4 | Elect Director Carol N. Skornicka | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| REPUBLIC SERVICES, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: RSG
SECURITY ID: 760759100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James W. Crownover | Management | For | For |
| 2 | Elect Director John W. Croghan | Management | For | For |
| 3 | Elect Director William J. Flynn | Management | For | Against |
| 4 | Elect Director Michael Larson | Management | For | Against |
| 5 | Elect Director Nolan Lehmann | Management | For | For |
| 6 | Elect Director W. Lee Nutter | Management | For | For |
| 7 | Elect Director Ramon A. Rodriguez | Management | For | For |
| 8 | Elect Director Donald W. Slager | Management | For | For |
| 9 | Elect Director Allan C. Sorensen | Management | For | Against |
| 10 | Elect Director John M. Trani | Management | For | For |
| 11 | Elect Director Michael W. Wickham | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| THE SHAW GROUP INC.
MEETING DATE: JAN 17, 2011 |
||||
|
TICKER: SHAW
SECURITY ID: 820280105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J.M. Bernhard, Jr. | Management | For | For |
| 1.2 | Elect Director James F. Barker | Management | For | Withhold |
| 1.3 | Elect Director Thos. E. Capps | Management | For | For |
| 1.4 | Elect Director Daniel A. Hoffler | Management | For | Withhold |
| 1.5 | Elect Director David W. Hoyle | Management | For | For |
| 1.6 | Elect Director Michael J. Mancuso | Management | For | For |
| 1.7 | Elect Director Albert D. McAlister | Management | For | Withhold |
| 1.8 | Elect Director Stephen R. Tritch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: TMO
SECURITY ID: 883556102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Thomas J. Lynch | Management | For | For |
| 2 | Elect Director William G. Parrett | Management | For | For |
| 3 | Elect Director Michael E. Porter | Management | For | For |
| 4 | Elect Director Scott M. Sperling | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| TRACTEBEL ENERGIA S.A.
MEETING DATE: APR 05, 2011 |
||||
|
TICKER: TBLE3
SECURITY ID: P9208W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Employees' Bonuses | Management | For | Abstain |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| 6 | Elect Fiscal Council | Management | For | For |
| TRACTEBEL ENERGIA S.A. (FORMERLY CENTRAIS GERADORAS DO SUL DO BRASIL)
MEETING DATE: OCT 19, 2010 |
||||
|
TICKER: TBLE3
SECURITY ID: P9208W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of All Shares of Suez Energia Renovavel SA Held by GDF Suez Energy Latin America Participacoes Ltda. | Management | For | Did Not Vote |
| 2 | Approve Merger Agreement between the Company, Energia America do Sul Ltda. and Ponte de Pedra Energetica SA | Management | For | Did Not Vote |
| 3 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | Did Not Vote |
| TRACTEBEL ENERGIA S.A. (FORMERLY CENTRAIS GERADORAS DO SUL DO BRASIL)
MEETING DATE: DEC 30, 2010 |
||||
|
TICKER: TBLE3
SECURITY ID: P9208W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Independent Firm's Appraisal of Absorption of Ponte de Pedra Energetica SA by Energia do Sul Ltda., and Absorption of Energia do Sul Ltda. by the Company | Management | For | For |
| 2 | Approve Absorption of Energia do Sul Ltda. | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| TYCO INTERNATIONAL, LTD.
MEETING DATE: MAR 09, 2011 |
||||
|
TICKER: TYC
SECURITY ID: H89128104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Elect Edward D. Breen as Director | Management | For | For |
| 3.2 | Elect Michael Daniels as Director | Management | For | For |
| 3.3 | Reelect Timothy Donahue as Director | Management | For | For |
| 3.4 | Reelect Brian Duperreault as Director | Management | For | For |
| 3.5 | Reelect Bruce Gordon as Director | Management | For | For |
| 3.6 | Reelect Rajiv L. Gupta as Director | Management | For | For |
| 3.7 | Reelect John Krol as Director | Management | For | For |
| 3.8 | Reelect Brendan O'Neill as Director | Management | For | For |
| 3.9 | Reelect Dinesh Paliwal as Director | Management | For | For |
| 3.10 | Reelect William Stavropoulos as Director | Management | For | For |
| 3.11 | Reelect Sandra Wijnberg as Director | Management | For | For |
| 3.12 | Reelect R. David Yost as Director | Management | For | For |
| 4a | Ratify Deloitte AG as Auditors | Management | For | For |
| 4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
| 4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 5a | Approve Carrying Forward of Net Loss | Management | For | For |
| 5b | Approve Ordinary Cash Dividend | Management | For | For |
| 6 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
| 7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Management | For | For |
| 8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8b | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: UTX
SECURITY ID: 913017109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Louis R. Chenevert | Management | For | For |
| 2 | Elect Director John V. Faraci | Management | For | For |
| 3 | Elect Director Jean-Pierre Garnier | Management | For | For |
| 4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director Ellen J. Kullman | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Richard D. McCormick | Management | For | For |
| 9 | Elect Director Harold McGraw III | Management | For | For |
| 10 | Elect Director Richard B. Myers | Management | For | For |
| 11 | Elect Director H. Patrick Swygert | Management | For | For |
| 12 | Elect Director Andre Villeneuve | Management | For | For |
| 13 | Elect Director Christine Todd Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| URS CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: URS
SECURITY ID: 903236107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mickey P. Foret | Management | For | For |
| 2 | Elect Director William H. Frist | Management | For | For |
| 3 | Elect Director Lydia H. Kennard | Management | For | For |
| 4 | Elect Director Donald R. Knauss | Management | For | For |
| 5 | Elect Director Martin M. Koffel | Management | For | For |
| 6 | Elect Director Joseph W. Ralston | Management | For | For |
| 7 | Elect Director John D. Roach | Management | For | For |
| 8 | Elect Director Sabrina L. Simmons | Management | For | For |
| 9 | Elect Director Douglas W. Stotlar | Management | For | For |
| 10 | Elect Director William P. Sullivan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| WACKER CHEMIE AG
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: WCH
SECURITY ID: D9540Z106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.20 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 5 | Ratify KMPG as Auditors for Fiscal 2011 | Management | For | For |
| 6 | Approve Affiliation Agreement with Wacker-Chemie Achte Venture GmbH | Management | For | For |
| 7 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
| WASTE CONNECTIONS, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: WCN
SECURITY ID: 941053100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert H. Davis | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
MEETING DATE: JUN 24, 2011 |
||||
|
TICKER: 002202
SECURITY ID: Y97237112
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Directors' Report | Management | For | For |
| 2 | Approve 2010 Supervisors' Report | Management | For | For |
| 3 | Approve 2010 Report of the Auditors and Audited Consolidated Financial Statements | Management | For | For |
| 4 | Approve 2010 Final Dividend Distribution | Management | For | For |
| 5 | Approve Special Report on the Usage of 2010 Raised Funds | Management | For | For |
| 6 | Approve to Change the Project Invested with Raised Funds | Management | For | For |
| 7 | Approve 2010 Annual Report | Management | For | For |
| 8 | Approve the Company to Apply for Credit Facilities and Authorize Mr. Wu Gang to Sign Any Documents and Do Any Acts for and on Behalf of the Company (The Eleventh Meeting of 4th Session) | Management | For | For |
| 9 | Approve the Company to Provide a Letter of Guarantee for the Subsidiaries | Management | For | For |
| 10 | Approve Appointment of Ernst & Young Hua Ming as the PRC Auditors of the Company and Ernst & Young as the International Auditor of the Company to Hold Office for One Year, and Authorize the Board of Directors to Fix Their Remunerations, Respectively | Management | For | For |
| 11.1 | Approve Aggregate Principal Amount of the Corporate Bonds | Management | For | For |
| 11.2 | Approve Maturity | Management | For | For |
| 11.3 | Approve Interest Rate | Management | For | For |
| 11.4 | Approve Usage of the Raised Funds | Management | For | For |
| 11.5 | Approve Authorisation | Management | For | For |
| 12 | Approve to Grant the Board a General Mandate to the Additional Issuance of H Shares | Management | For | For |
| 13 | Approve the Company to Apply for CNY500 Million Composite Credit Facilities from the Three Gorges Finance Company Limited and Authorize Mr. Wu Gang to Sign Any Documents and Do Any Acts For and on Behalf of the Company | Management | For | For |
| 14 | Approve the Company to Apply for Credit Facilities and Authorize Mr. Wu Gang to Sign Any Documents and Do Any Acts for and on Behalf of the Company (The Twelfth Meeting of 4th Session) | Management | For | For |
| 15 | Approve Allowance of Independent Directors | Management | For | For |
| 16 | Amend Articles of Association | Management | For | For |
| 17 | Approve the Rules for Management of External Investments (Revised) | Management | For | For |
| 18 | Approve Election of Dr. Kelvin Wong as an Independent Non-Executive Director of the Company | Management | For | For |
VOTE SUMMARY REPORT
SELECT FINANCIAL SERVICES PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AFFILIATED MANAGERS GROUP, INC.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: AMG
SECURITY ID: 008252108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Samuel T. Byrne | Management | For | For |
| 1.2 | Elect Director Dwight D. Churchill | Management | For | For |
| 1.3 | Elect Director Sean M. Healey | Management | For | For |
| 1.4 | Elect Director Harold J. Meyerman | Management | For | For |
| 1.5 | Elect Director William J. Nutt | Management | For | For |
| 1.6 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.7 | Elect Director Patrick T. Ryan | Management | For | For |
| 1.8 | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| AMERICAN EXPRESS COMPANY
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: AXP
SECURITY ID: 025816109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | For |
| 1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
| 1.7 | Director Jan Leschly | Management | For | For |
| 1.8 | Director Richard C. Levin | Management | For | For |
| 1.9 | Director Richard A. McGinn | Management | For | For |
| 1.10 | Director Edward D. Miller | Management | For | For |
| 1.11 | Director Steven S. Reinemund | Management | For | For |
| 1.12 | Director Robert D. Walter | Management | For | For |
| 1.13 | Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| BANCO PINE S.A
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: PINE4
SECURITY ID: P14995115
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Dividend and Interest on Capital Stock Payments | Management | For | For |
| 4 | Elect Directors and Approve Their Remuneration | Management | For | Against |
| 5 | Approve Remuneration of Executive Officers | Management | For | Abstain |
| BANCTRUST FINANCIAL GROUP, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: BTFG
SECURITY ID: 05978R107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tracy T. Conerly | Management | For | For |
| 1.2 | Elect Director Stephen G. Crawford | Management | For | For |
| 1.3 | Elect Director David C. De Laney | Management | For | For |
| 1.4 | Elect Director Robert M. Dixon, Jr. | Management | For | For |
| 1.5 | Elect Director Broox G. Garrett, Jr. | Management | For | For |
| 1.6 | Elect Director Carol F. Gordy | Management | For | For |
| 1.7 | Elect Director Barry E. Gritter | Management | For | For |
| 1.8 | Elect Director James M. Harrison, Jr. | Management | For | For |
| 1.9 | Elect Director Clifton C. Inge, Jr. | Management | For | For |
| 1.10 | Elect Director Kenneth S. Johnson | Management | For | For |
| 1.11 | Elect Director W. Bibb Lamar, Jr. | Management | For | For |
| 1.12 | Elect Director John H. Lewis, Jr. | Management | For | For |
| 1.13 | Elect Director Harris V. Morrissette | Management | For | For |
| 1.14 | Elect Director Paul D. Owens, Jr. | Management | For | For |
| 1.15 | Elect Director Mary Ann Patterson | Management | For | For |
| 1.16 | Elect Director Peter C. Sherman | Management | For | For |
| 1.17 | Elect Director Dennis A. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| BANK OF AMERICA CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: BAC
SECURITY ID: 060505104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mukesh D. Ambani | Management | For | For |
| 2 | Elect Director Susan S. Bies | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Disclose Prior Government Service | Shareholder | Against | Against |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| 20 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 21 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 22 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 23 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 24 | Prohibit Certain Relocation Benefits to Senior Executives | Shareholder | Against | Against |
| BOFI HOLDING, INC.
MEETING DATE: OCT 21, 2010 |
||||
|
TICKER: BOFI
SECURITY ID: 05566U108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward J. Ratinoff | Management | For | For |
| 1.2 | Elect Director Gordon L. Witter, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| BRIDGE CAPITAL HOLDINGS
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: BBNK
SECURITY ID: 108030107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence Owen Brown | Management | For | For |
| 1.2 | Elect Director Howard N. Gould | Management | For | For |
| 1.3 | Elect Director Francis J. Harvey | Management | For | For |
| 1.4 | Elect Director Allan C. Kramer, M.D. | Management | For | For |
| 1.5 | Elect Director Robert P. Latta | Management | For | For |
| 1.6 | Elect Director Daniel P. Myers | Management | For | For |
| 1.7 | Elect Director Thomas M. Quigg | Management | For | For |
| 1.8 | Elect Director Terry Schwakopf | Management | For | For |
| 1.9 | Elect Director Barry A. Turkus | Management | For | For |
| 2 | Approve Repricing of Options | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| BRIDGE CAPITAL HOLDINGS
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: BBNK
SECURITY ID: 108030925
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence Owen Brown | Management | For | For |
| 1.2 | Elect Director Howard N. Gould | Management | For | For |
| 1.3 | Elect Director Francis J. Harvey | Management | For | For |
| 1.4 | Elect Director Allan C. Kramer, M.D. | Management | For | For |
| 1.5 | Elect Director Robert P. Latta | Management | For | For |
| 1.6 | Elect Director Daniel P. Myers | Management | For | For |
| 1.7 | Elect Director Thomas M. Quigg | Management | For | For |
| 1.8 | Elect Director Terry Schwakopf | Management | For | For |
| 1.9 | Elect Director Barry A. Turkus | Management | For | For |
| 2 | Approve Repricing of Options | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| CASTELLUM AB
MEETING DATE: MAR 24, 2011 |
||||
|
TICKER: CAST
SECURITY ID: W2084X107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6a | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
| 6b | Receive Auditor's Report Regarding Compliance of the Guidelines for Executive Remuneration; Receive Chairman's and Managing Director's Review | Management | None | None |
| 7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of SEK 3.60 per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Amend Articles Re: Election of Auditors; Convocation of General Meeting | Management | For | Did Not Vote |
| 11 | Receive Election Committee's Report on Activities and Statement Concerning the Proposal Regarding the Board of Directors | Management | None | None |
| 12 | Determine Number of Members(6) and Deputy Members(0) of Board; Determine Number of Auditors and Deputy Auditors | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors in the Amount of SEK 500,000 for Chairman and SEK 240,000 for Other Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Reelect Jan Kvarnstrom (Chair), Per Berggren, Marianne Alexandersson, Ulla-Britt Frajdin-Hellqvist, Christer Jacobson, and Johan Skoglund as Directors; Reelect Carl Lindgren as Auditor; Elect Magnus Fredmer as New Auditor | Management | For | Did Not Vote |
| 15 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Authorize Repurchase of Issued Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| CHEVIOT FINANCIAL CORP.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: CHEV
SECURITY ID: 166774109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John T. Smith | Management | For | For |
| 1.2 | Elect Director Robert L. Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| CHINA CITIC BANK CORPORATION LTD.
MEETING DATE: SEP 30, 2010 |
||||
|
TICKER: 601998
SECURITY ID: Y1434M116
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Approve Class and Par Value of Shares to be Issued Under the Proposed Rights Issue | Management | For | For |
| 1b | Approve Proportion and Number of the Rights Shares to be Issued | Management | For | For |
| 1c | Approve Subscription Price for the Rights Shares | Management | For | For |
| 1d | Approve Target Subscribers for the Rights Issue | Management | For | For |
| 1e | Approve Use of Proceeds Under the Proposed Rights Issue | Management | For | For |
| 1f | Approve Authorization for the Rights Issue | Management | For | For |
| 1g | Approve Validity of Rights Issue | Management | For | For |
| 2 | Approve Proposal in Relation to Undistributed Profits Prior to the Completion of the A Share Rights Issue and/or the H Share Rights Issue | Management | For | For |
| 3 | Approve Proposal in Relation to the Feasibility Study Report on the Use of Proceeds of the A Share Rights and H Share Rights Issue | Management | For | For |
| 4 | Approve Proposal in Relation to the Report on the Use of Proceeds from the Previous Fund Raising | Management | For | For |
| 5 | Approve Mid-Term Plan of Capital Management Plan | Management | For | For |
| 6 | Approve Connected Transaction with a Related Party and Proposed Annual Caps | Management | For | For |
| CHINA CITIC BANK CORPORATION LTD.
MEETING DATE: SEP 30, 2010 |
||||
|
TICKER: 601998
SECURITY ID: Y1434M116
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Approve Class and Par Value of Shares to be Issued Under the Proposed Rights Issue | Management | For | For |
| 1b | Approve Proportion and Number of the Rights Shares to be Issued | Management | For | For |
| 1c | Approve Subscription Price for the Rights Shares | Management | For | For |
| 1d | Approve Target Subscribers for the Rights Issue | Management | For | For |
| 1e | Approve Use of Proceeds from Fund Raising Activities | Management | For | For |
| 1f | Approve Authorization for the Rights Issue | Management | For | For |
| 1g | Approve Validity of Rights Issue | Management | For | For |
| CHINA FINANCE ONLINE CO., LTD.
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: JRJC
SECURITY ID: 169379104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve to Re-Elect Hugo Shong as Director | Management | For | For |
| 1.2 | Approve to Re-Elect Ling Wang as Director | Management | For | For |
| 2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Independent Auditors and to Authorize the Board to Determine Their Remuneration | Management | For | For |
| 3 | Approve Audited Consolidated Financial Statements for the Fiscal Year Ending on December 31, 2010 Together with the Reports of the Directors and the Auditors | Management | For | For |
| 4 | Authorize the Board of Directors during the Next Year to Issue Ordinary Shares or Preferred Shares | Management | For | Abstain |
| CIT GROUP INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: CIT
SECURITY ID: 125581801
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John A. Thain | Management | For | For |
| 2 | Elect Director Michael J. Embler | Management | For | For |
| 3 | Elect Director William M. Freeman | Management | For | For |
| 4 | Elect Director David M. Moffett | Management | For | For |
| 5 | Elect Director R. Brad Oates | Management | For | For |
| 6 | Elect Director Marianne Miller Parrs | Management | For | For |
| 7 | Elect Director Gerald Rosenfeld | Management | For | For |
| 8 | Elect Director John R. Ryan | Management | For | For |
| 9 | Elect Director Seymour Sternberg | Management | For | For |
| 10 | Elect Director Peter J. Tobin | Management | For | For |
| 11 | Elect Director Laura S. Unger | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| CITIGROUP INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: C
SECURITY ID: 172967101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Michael E. O'Neill | Management | For | For |
| 6 | Elect Director Vikram S. Pandit | Management | For | For |
| 7 | Elect Director Richard D. Parsons | Management | For | For |
| 8 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 9 | Elect Director Judith Rodin | Management | For | For |
| 10 | Elect Director Robert L. Ryan | Management | For | For |
| 11 | Elect Director Anthony M. Santomero | Management | For | For |
| 12 | Elect Director Diana L. Taylor | Management | For | For |
| 13 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 14 | Elect Director Ernesto Zedillo | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Approve Reverse Stock Split | Management | For | For |
| 21 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 22 | Report on Political Contributions | Shareholder | Against | Abstain |
| 23 | Report on Restoring Trust and Confidence in the Financial System | Shareholder | Against | Against |
| 24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
| COBIZ FINANCIAL INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: COBZ
SECURITY ID: 190897108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven Bangert | Management | For | For |
| 1.2 | Elect Director Michael B. Burgamy | Management | For | For |
| 1.3 | Elect Director Morgan Gust | Management | For | For |
| 1.4 | Elect Director Evan Makovsky | Management | For | For |
| 1.5 | Elect Director Douglas L. Polson | Management | For | For |
| 1.6 | Elect Director Mary K. Rhinehart | Management | For | For |
| 1.7 | Elect Director Noel N. Rothman | Management | For | For |
| 1.8 | Elect Director Timothy J. Travis | Management | For | For |
| 1.9 | Elect Director Mary Beth Vitale | Management | For | For |
| 1.10 | Elect Director Mary M. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| COMERICA INCORPORATED
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: CMA
SECURITY ID: 200340107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Roger A. Cregg | Management | For | For |
| 2 | Elect Director T. Kevin DeNicola | Management | For | For |
| 3 | Elect Director Alfred A. Piergallini | Management | For | For |
| 4 | Elect Director Nina G. Vaca | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| E*TRADE FINANCIAL CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: ETFC
SECURITY ID: 269246401
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Frederick W. Kanner | Management | For | For |
| 2 | Elect Director Joseph M. Velli | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| EVERCORE PARTNERS INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: EVR
SECURITY ID: 29977A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger C. Altman | Management | For | For |
| 1.2 | Elect Director Pedro Aspe | Management | For | For |
| 1.3 | Elect Director Richard I. Beattie | Management | For | For |
| 1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
| 1.5 | Elect Director Gail B. Harris | Management | For | For |
| 1.6 | Elect Director Curt Hessler | Management | For | For |
| 1.7 | Elect Director Anthony N. Pritzker | Management | For | For |
| 1.8 | Elect Director Ralph L. Schlosstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| FAIRFAX FINANCIAL HOLDINGS LIMITED
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: FFH
SECURITY ID: 303901102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
| 1.2 | Elect Director Robert J. Gunn | Management | For | For |
| 1.3 | Elect Director Alan D. Horn | Management | For | For |
| 1.4 | Elect Director Timothy R. Price | Management | For | For |
| 1.5 | Elect Director Brandon W. Sweitzer | Management | For | For |
| 1.6 | Elect Director V. Prem Watsa | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FIRST HORIZON NATIONAL CORPORATION
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: FHN
SECURITY ID: 320517105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert B. Carter | Management | For | For |
| 2 | Elect Director John C. Compton | Management | For | For |
| 3 | Elect Director Mark A. Emkes | Management | For | For |
| 4 | Elect Director Vicky B. Gregg | Management | For | For |
| 5 | Elect Director James A. Haslam, III | Management | For | For |
| 6 | Elect Director D. Bryan Jordan | Management | For | For |
| 7 | Elect Director R. Brad Martin | Management | For | For |
| 8 | Elect Director Vicki R. Palmer | Management | For | For |
| 9 | Elect Director Colin V. Reed | Management | For | For |
| 10 | Elect Director Michael D. Rose | Management | For | For |
| 11 | Elect Director William B. Sansom | Management | For | For |
| 12 | Elect Director Luke Yancy III | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Ratify Auditors | Management | For | For |
| FIRST INTERSTATE BANCSYSTEM, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: FIBK
SECURITY ID: 32055Y201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Steven J. Corning | Management | For | For |
| 2 | Elect Director Charles E. Hart, M.D. | Management | For | For |
| 3 | Elect Director James W. Haugh | Management | For | For |
| 4 | Elect Director Charles M. Heyneman | Management | For | For |
| 5 | Elect Director Thomas W. Scott | Management | For | For |
| 6 | Elect Director Michael J. Sullivan | Management | For | For |
| 7 | Elect Director Martin A. White | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| FRANKLIN RESOURCES, INC.
MEETING DATE: MAR 15, 2011 |
||||
|
TICKER: BEN
SECURITY ID: 354613101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Samuel H. Armacost | Management | For | For |
| 2 | Elect Director Charles Crocker | Management | For | For |
| 3 | Elect Director Joseph R. Hardiman | Management | For | For |
| 4 | Elect Director Charles B. Johnson | Management | For | For |
| 5 | Elect Director Gregory E. Johnson | Management | For | For |
| 6 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 7 | Elect Director Mark C. Pigott | Management | For | For |
| 8 | Elect Director Chutta Ratnathicam | Management | For | For |
| 9 | Elect Director Peter M. Sacerdote | Management | For | For |
| 10 | Elect Director Laura Stein | Management | For | For |
| 11 | Elect Director Anne M. Tatlock | Management | For | For |
| 12 | Elect Director Geoffrey Y. Yang | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: GNW
SECURITY ID: 37247D106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Steven W. Alesio | Management | For | For |
| 2 | Elect Director William H. Bolinder | Management | For | For |
| 3 | Elect Director Michael D. Fraizer | Management | For | For |
| 4 | Elect Director Nancy J. Karch | Management | For | For |
| 5 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
| 6 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 7 | Elect Director Christine B. Mead | Management | For | For |
| 8 | Elect Director Thomas E. Moloney | Management | For | For |
| 9 | Elect Director James A. Parke | Management | For | For |
| 10 | Elect Director James S. Riepe | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| GFI GROUP INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: GFIG
SECURITY ID: 361652209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Gooch | Management | For | For |
| 1.2 | Elect Director Marisa Cassoni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| GLACIER BANCORP, INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: GBCI
SECURITY ID: 37637Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Blodnick | Management | For | For |
| 1.2 | Elect Director Sherry L. Cladouhos | Management | For | For |
| 1.3 | Elect Director James M. English | Management | For | For |
| 1.4 | Elect Director Allen J. Fetscher | Management | For | For |
| 1.5 | Elect Director Dallas I. Herron | Management | For | For |
| 1.6 | Elect Director Craig A. Langel | Management | For | For |
| 1.7 | Elect Director L. Peter Larson | Management | For | For |
| 1.8 | Elect Director Douglas J. McBride | Management | For | For |
| 1.9 | Elect Director John W. Murdoch | Management | For | For |
| 1.10 | Elect Director Everit A. Sliter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: HBAN
SECURITY ID: 446150104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Don M. Casto III | Management | For | For |
| 1.2 | Elect Director Ann B. Crane | Management | For | For |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Michael J. Endres | Management | For | For |
| 1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Director D. James Hilliker | Management | For | For |
| 1.7 | Elect Director David P. Lauer | Management | For | For |
| 1.8 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.9 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.10 | Elect Director Richard W. Neu | Management | For | For |
| 1.11 | Elect Director David L. Porteous | Management | For | For |
| 1.12 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.13 | Elect Director William R. Robertson | Management | For | For |
| 1.14 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Approve Deferred Compensation Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| INVESCO LTD.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: IVZ
SECURITY ID: G491BT108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rex D. Adams | Management | For | For |
| 1.2 | Elect Director John Banham | Management | For | For |
| 1.3 | Elect Director Denis Kessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| JEFFERIES GROUP, INC.
MEETING DATE: MAY 09, 2011 |
||||
|
TICKER: JEF
SECURITY ID: 472319102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard B. Handler | Management | For | For |
| 1.2 | Elect Director Brian P. Friedman | Management | For | For |
| 1.3 | Elect Director W. Patrick Campbell | Management | For | For |
| 1.4 | Elect Director Ian M. Cumming | Management | For | For |
| 1.5 | Elect Director Richard G. Dooley | Management | For | For |
| 1.6 | Elect Director Robert E. Joyal | Management | For | For |
| 1.7 | Elect Director Michael T. O'Kane | Management | For | For |
| 1.8 | Elect Director Joseph S. Steinberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| JPMORGAN CHASE & CO.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: JPM
SECURITY ID: 46625H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Crandall C. Bowles | Management | For | For |
| 2 | Elect Director Stephen B. Burke | Management | For | For |
| 3 | Elect Director David M. Cote | Management | For | For |
| 4 | Elect Director James S. Crown | Management | For | For |
| 5 | Elect Director James Dimon | Management | For | For |
| 6 | Elect Director Ellen V. Futter | Management | For | For |
| 7 | Elect Director William H. Gray, III | Management | For | For |
| 8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 9 | Elect Director David C. Novak | Management | For | For |
| 10 | Elect Director Lee R. Raymond | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 18 | Report on Loan Modifications | Shareholder | Against | Against |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| 20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| LEGG MASON, INC.
MEETING DATE: JUL 27, 2010 |
||||
|
TICKER: LM
SECURITY ID: 524901105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John T. Cahill | Management | For | For |
| 1.2 | Elect Director Dennis R. Beresford | Management | For | For |
| 1.3 | Elect Director Nelson Peltz | Management | For | For |
| 1.4 | Elect Director W. Allen Reed | Management | For | For |
| 1.5 | Elect Director Nicholas J. St. George | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Any Short-term Incentive Plans (STIP) as Applied to Senior Executives | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| MASTERCARD INCORPORATED
MEETING DATE: SEP 21, 2010 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Amend Board Qualifications | Management | For | For |
| 4 | Amend Stock Ownership Limitations | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6.1 | Elect Director Nancy J. Karch | Management | For | For |
| 6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 6.3 | Elect Director Edward Suning Tian | Management | For | For |
| 6.4 | Elect Director Silvio Barzi | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| MASTERCARD INCORPORATED
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Marc Olivie | Management | For | For |
| 2 | Elect Director Rima Qureshi | Management | For | For |
| 3 | Elect Director Mark Schwartz | Management | For | For |
| 4 | Elect Director Jackson P. Tai | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| MAYFLOWER BANCORP, INC
MEETING DATE: AUG 24, 2010 |
||||
|
TICKER: MFLR
SECURITY ID: 578321101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. Bradford Buttner | Management | For | For |
| 1.2 | Elect Director Diane A. Maddigan | Management | For | For |
| 1.3 | Elect Director Edward J. Medeiros | Management | For | For |
| 1.4 | Elect Director David R. Smith | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| MF GLOBAL HOLDINGS LTD
MEETING DATE: AUG 12, 2010 |
||||
|
TICKER: MF
SECURITY ID: 55277J108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David P. Bolger | Management | For | For |
| 2 | Elect Director Jon S. Corzine | Management | For | For |
| 3 | Elect Director Eileen S. Fusco | Management | For | For |
| 4 | Elect Director David Gelber | Management | For | For |
| 5 | Elect Director Martin J. Glynn | Management | For | For |
| 6 | Elect Director Edward L. Goldberg | Management | For | For |
| 7 | Elect Director David I. Schamis | Management | For | For |
| 8 | Elect Director Robert S. Sloan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| MONROE BANCORP
MEETING DATE: DEC 16, 2010 |
||||
|
TICKER: MROE
SECURITY ID: 610313108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MORGAN STANLEY
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: MS
SECURITY ID: 617446448
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance Jr. | Management | For | For |
| 6 | Elect Director C. Robert Kidder | Management | For | For |
| 7 | Elect Director John J. Mack | Management | For | For |
| 8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 9 | Elect Director Hutham S. Olayan | Management | For | For |
| 10 | Elect Director James. W. Owens | Management | For | For |
| 11 | Elect Director O. Griffith Sexton | Management | For | For |
| 12 | Elect Director Masaaki Tanaka | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MRV ENGENHARIA PARTICIPACOES S.A
MEETING DATE: APR 30, 2011 |
||||
|
TICKER: MRVE3
SECURITY ID: P6986W107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Reserves | Management | For | For |
| 4 | Approve Dividend Payment Date | Management | For | For |
| 5 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 6 | Amend Article 24 | Management | For | For |
| 7 | Amend Article 29 | Management | For | For |
| 8 | Consolidate Bylaws | Management | For | For |
| 9 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| 10 | Elect Directors | Management | For | For |
| NETSPEND HOLDINGS, INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: NTSP
SECURITY ID: 64118V106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew W. Adams | Management | For | For |
| 1.2 | Elect Director Daniel R. Henry | Management | For | For |
| 1.3 | Elect Director Stephen A. Vogel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| NORTHERN TRUST CORPORATION
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: NTRS
SECURITY ID: 665859104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Robert C. McCormack | Management | For | For |
| 1.7 | Elect Director Edward J. Mooney | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect DirectorMartin P. Slark | Management | For | For |
| 1.10 | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa | Management | For | For |
| 1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| OLD NATIONAL BANCORP
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: ONB
SECURITY ID: 680033107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph D. Barnette, Jr. | Management | For | For |
| 1.2 | Elect Director Alan W. Braun | Management | For | For |
| 1.3 | Elect Director Larry E. Dunigan | Management | For | For |
| 1.4 | Elect Director Niel C. Ellerbrook | Management | For | For |
| 1.5 | Elect Director Andrew E. Goebel | Management | For | For |
| 1.6 | Elect Director Robert G. Jones | Management | For | For |
| 1.7 | Elect Director Phelps L. Lambert | Management | For | For |
| 1.8 | Elect Director Arthur H. McElwee, Jr. | Management | For | For |
| 1.9 | Elect Director James T. Morris | Management | For | For |
| 1.10 | Elect Director Marjorie Z. Soyugenc | Management | For | For |
| 1.11 | Elect Director Kelly N. Stanley | Management | For | For |
| 1.12 | Elect Director Linda E. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| OSAGE BANCSHARES, INC.
MEETING DATE: NOV 17, 2010 |
||||
|
TICKER: OSBK
SECURITY ID: 68764U106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary D. Strahan | Management | For | For |
| 1.2 | Elect Director Richard J. Trolinger | Management | For | For |
| PHH CORPORATION
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: PHH
SECURITY ID: 693320202
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James W. Brinkley | Management | For | For |
| 1.2 | Elect Director Jerome J. Selitto | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PREFERRED BANK
MEETING DATE: JUL 30, 2010 |
||||
|
TICKER: PFBC
SECURITY ID: 740367107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Li Yu | Management | For | For |
| 1.2 | Elect Director Gary S. Nunnelly | Management | For | For |
| 1.3 | Elect Director Frank T. Lin | Management | For | For |
| 1.4 | Elect Director Clark Hsu | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | Abstain |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| PRUDENTIAL FINANCIAL, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: PRU
SECURITY ID: 744320102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 2 | Elect Director Gordon M. Bethune | Management | For | For |
| 3 | Elect Director Gaston Caperton | Management | For | For |
| 4 | Elect Director Gilbert F. Casellas | Management | For | For |
| 5 | Elect Director James G. Cullen | Management | For | For |
| 6 | Elect Director William H. Gray, III | Management | For | For |
| 7 | Elect Director Mark B. Grier | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director Martina Hund-Mejean | Management | For | For |
| 10 | Elect Director Karl J. Krapek | Management | For | For |
| 11 | Elect Director Christine A. Poon | Management | For | For |
| 12 | Elect Director John R. Strangfield | Management | For | For |
| 13 | Elect Director James A. Unruh | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
| 18 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
| PT BANK TABUNGAN NEGARA (PERSERO) TBK
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: BBTN
SECURITY ID: Y71197100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Financial Statements of the Company and Annual Report of the Partnership and Community Development Program (PCDP) | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Appoint Auditors of the Company and Its PCDP | Management | For | For |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
| 5 | Approve Increase in Issued and Paid-Up Capital for the Implementation of the Management & Employee Stock Option Plan | Management | For | Abstain |
| 6 | Elect Commissioners | Management | For | Abstain |
| 7 | Accept Report on the Utilization of Proceeds from the Public Offering | Management | For | Abstain |
| REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: RF
SECURITY ID: 7591EP100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director Carolyn H. Byrd | Management | For | For |
| 4 | Elect Director David J. Cooper, Sr. | Management | For | Against |
| 5 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 6 | Elect Director Don DeFosset | Management | For | Against |
| 7 | Elect Director Eric C. Fast | Management | For | For |
| 8 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 9 | Elect Director Charles D. McCrary | Management | For | For |
| 10 | Elect Director James R. Malone | Management | For | Against |
| 11 | Elect Director Susan W. Matlock | Management | For | Against |
| 12 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 13 | Elect Director John R. Roberts | Management | For | For |
| 14 | Elect Director Lee J. Styslinger III | Management | For | Against |
| 15 | Advisory Vote on Executive Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| SLM CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: SLM
SECURITY ID: 78442P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Elect Director W.m. Diefenderfer III | Management | For | For |
| 3 | Elect Director Diane Suitt Gilleland | Management | For | For |
| 4 | Elect Director Earl A. Goode | Management | For | For |
| 5 | Elect Director Ronald F. Hunt | Management | For | For |
| 6 | Elect Director Albert L. Lord | Management | For | For |
| 7 | Elect Director Michael E. Martin | Management | For | For |
| 8 | Elect Director Barry A. Munitz | Management | For | For |
| 9 | Elect Director Howard H. Newman | Management | For | For |
| 10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
| 11 | Elect Director Frank C. Puleo | Management | For | For |
| 12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 13 | Elect Director Steven L. Shapiro | Management | For | For |
| 14 | Elect Director J. Terry Strange | Management | For | For |
| 15 | Elect Director Anthony P. Terracciano | Management | For | For |
| 16 | Elect Director Barry L. Williams | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Ratify Auditors | Management | For | For |
| STATE STREET CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: STT
SECURITY ID: 857477103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director K. Burnes | Management | For | For |
| 2 | Elect Director P. Coym | Management | For | For |
| 3 | Elect Director P. De Saint-Aignan | Management | For | For |
| 4 | Elect Director A. Fawcett | Management | For | For |
| 5 | Elect Director D. Gruber | Management | For | For |
| 6 | Elect Director L. Hill | Management | For | For |
| 7 | Elect Director J. Hooley | Management | For | For |
| 8 | Elect Director R. Kaplan | Management | For | For |
| 9 | Elect Director C. LaMantia | Management | For | For |
| 10 | Elect Director R. Sergel | Management | For | For |
| 11 | Elect Director R. Skates | Management | For | For |
| 12 | Elect Director G. Summe | Management | For | For |
| 13 | Elect Director R. Weissman | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| STRATEGIC HOTELS & RESORTS, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: BEE
SECURITY ID: 86272T106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert P. Bowen | Management | For | For |
| 1.2 | Elect Director Kenneth Fisher | Management | For | For |
| 1.3 | Elect Director Raymond L. Gellein, Jr. | Management | For | For |
| 1.4 | Elect Director Laurence S. Geller | Management | For | For |
| 1.5 | Elect Director James A. Jeffs | Management | For | For |
| 1.6 | Elect Director Richard D. Kincaid | Management | For | For |
| 1.7 | Elect Director Sir David M.c. Michels | Management | For | For |
| 1.8 | Elect Director William A. Prezant | Management | For | For |
| 1.9 | Elect Director Eugene F. Reilly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| SUN BANCORP, INC.
MEETING DATE: NOV 01, 2010 |
||||
|
TICKER: SNBC
SECURITY ID: 86663B102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bernard A. Brown | Management | For | Withhold |
| 1.2 | Elect Director Wilbur L. Ross, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey S. Brown | Management | For | Withhold |
| 1.4 | Elect Director Sidney R. Brown | Management | For | Withhold |
| 1.5 | Elect Director Peter Galetto, Jr. | Management | For | Withhold |
| 1.6 | Elect Director Thomas X. Geisel | Management | For | Withhold |
| 1.7 | Elect Director Douglas J. Heun | Management | For | Withhold |
| 1.8 | Elect Director Anne E. Koons | Management | For | Withhold |
| 1.9 | Elect Director Eli Kramer | Management | For | Withhold |
| 1.10 | Elect Director Alfonse M. Mattia | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Stock Option Plan | Management | For | For |
| 6 | Adjourn Meeting | Management | For | Against |
| 7 | Ratify Auditors | Management | For | For |
| SUNTRUST BANKS, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: STI
SECURITY ID: 867914103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 5 | Elect Director David H. Hughes | Management | For | For |
| 6 | Elect Director M. Douglas Ivester | Management | For | For |
| 7 | Elect Director J. Hicks Lanier | Management | For | For |
| 8 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Frank S. Royal | Management | For | For |
| 12 | Elect Director Thomas R. Watjen | Management | For | For |
| 13 | Elect Director James M. Wells, III | Management | For | For |
| 14 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 19 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| SUSQUEHANNA BANCSHARES, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: SUSQ
SECURITY ID: 869099101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | Withhold |
| 1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Peter DeSoto | Management | For | For |
| 1.4 | Elect Director Eddie L. Dunklebarger | Management | For | For |
| 1.5 | Elect Director Henry R. Gibbel | Management | For | For |
| 1.6 | Elect Director Bruce A. Hepburn | Management | For | Withhold |
| 1.7 | Elect Director Donald L. Hoffman | Management | For | For |
| 1.8 | Elect Director Sara G. Kirkland | Management | For | For |
| 1.9 | Elect Director Guy W. Miller, Jr. | Management | For | For |
| 1.10 | Elect Director Michael A. Morello | Management | For | Withhold |
| 1.11 | Elect Director Scott J. Newkam | Management | For | For |
| 1.12 | Elect Director E. Susan Piersol | Management | For | For |
| 1.13 | Elect Director William J. Reuter | Management | For | For |
| 1.14 | Elect Director Christine Sears | Management | For | For |
| 1.15 | Elect Director James A. Ulsh | Management | For | For |
| 1.16 | Elect Director Roger V. Wiest, Sr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Approve Acquisition | Management | For | For |
| 9 | Adjourn Meeting | Management | For | Against |
| SVB FINANCIAL GROUP
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: SIVB
SECURITY ID: 78486Q101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director David M. Clapper | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director G. Felda Hardymon | Management | For | For |
| 1.7 | Elect Director Alex W. Hart | Management | For | For |
| 1.8 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.9 | Elect Director Lata Krishnan | Management | For | For |
| 1.10 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.11 | Elect Director John F. Robinson | Management | For | For |
| 1.12 | Elect Director Kyung H. Yoon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Other Business | Management | None | Against |
| SYNOVUS FINANCIAL CORP.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: SNV
SECURITY ID: 87161C105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Catherine A. Allen | Management | For | For |
| 2 | Elect Director Richard E. Anthony | Management | For | For |
| 3 | Elect Director James H. Blanchard | Management | For | For |
| 4 | Elect Director Richard Y. Bradley | Management | For | For |
| 5 | Elect Director Frank W. Brumley | Management | For | For |
| 6 | Elect Director Elizabeth W. Camp | Management | For | For |
| 7 | Elect Director T. Michael Goodrich | Management | For | For |
| 8 | Elect Director V. Nathaniel Hansford | Management | For | For |
| 9 | Elect Director Mason H. Lampton | Management | For | For |
| 10 | Elect Director H. Lynn Page | Management | For | For |
| 11 | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
| 12 | Elect Director J. Neal Purcell | Management | For | For |
| 13 | Elect Director Kessel D. Stelling, Jr. | Management | For | For |
| 14 | Elect Director Melvin T. Stith | Management | For | For |
| 15 | Elect Director Philip W. Tomlinson | Management | For | For |
| 16 | Elect Director James D. Yancey | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 19 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| 20 | Approve Nonqualified Director Stock Purchase Plan | Management | For | Against |
| 21 | Ratify Auditors | Management | For | For |
| 22 | If you Own, in all Capacities, More than 1,139,063 Common Shares, Please vote FOR. If you DO NOT Own, in all Capacities, More than 1,139,063 Common Shares, Please vote AGAINST | Management | None | Against |
| 23 | If you voted FOR Item 22, vote FOR this item if you acquired Morethan 1,136,063 Common Shares since 2/17/07. If you DID NOT acquire More than 1,139,063 since 2/17/07, vote AGAINST to confirm that shares Represented by Proxy are Entitled 10 Votes per share | Management | None | Abstain |
| THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 12, 2011 |
||||
|
TICKER: BK
SECURITY ID: 064058100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ruth E. Bruch | Management | For | For |
| 2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 3 | Elect Director Gerald L. Hassell | Management | For | For |
| 4 | Elect Director Edmund F. Kelly | Management | For | For |
| 5 | Elect Director Robert P. Kelly | Management | For | For |
| 6 | Elect Director Richard J. Kogan | Management | For | For |
| 7 | Elect Director Michael J. Kowalski | Management | For | For |
| 8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 9 | Elect Director Mark A. Nordenberg | Management | For | For |
| 10 | Elect Director Catherine A. Rein | Management | For | For |
| 11 | Elect Director William C. Richardson | Management | For | For |
| 12 | Elect Director Samuel C. Scott III | Management | For | For |
| 13 | Elect Director John P. Surma | Management | For | For |
| 14 | Elect Director Wesley W. von Schack | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: GS
SECURITY ID: 38141G104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 2 | Elect Director John H. Bryan | Management | For | For |
| 3 | Elect Director Gary D. Cohn | Management | For | For |
| 4 | Elect Director Claes Dahlback | Management | For | For |
| 5 | Elect Director Stephen Friedman | Management | For | For |
| 6 | Elect Director William W. George | Management | For | For |
| 7 | Elect Director James A. Johnson | Management | For | For |
| 8 | Elect Director Lois D. Juliber | Management | For | For |
| 9 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 10 | Elect Director James J. Schiro | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 15 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Review Executive Compensation | Shareholder | Against | Against |
| 18 | Report on Climate Change Business Risks | Shareholder | Against | Abstain |
| 19 | Report on Political Contributions | Shareholder | Against | Abstain |
| UNITED WESTERN BANCORP, INC.
MEETING DATE: JUL 30, 2010 |
||||
|
TICKER: UWBK
SECURITY ID: 913201109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey R. Leeds | Management | For | For |
| 1.2 | Elect Director William D. Snider | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| VISA INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: V
SECURITY ID: 92826C839
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3.1 | Elect Director Gary P. Coughlan | Management | For | For |
| 3.2 | Elect Director Mary B. Cranston | Management | For | For |
| 3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 3.4 | Elect Director Robert W. Matschullat | Management | For | For |
| 3.5 | Elect Director Cathy E. Minehan | Management | For | For |
| 3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 3.7 | Elect Director David J. Pang | Management | For | For |
| 3.8 | Elect Director Joseph W. Saunders | Management | For | For |
| 3.9 | Elect Director William S. Shanahan | Management | For | For |
| 3.10 | Elect Director John A. Swainson | Management | For | For |
| 4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 4.2 | Elect Director Joseph W. Saunders | Management | For | For |
| 4.3 | Elect Director John A. Swainson | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| WEBSTER FINANCIAL CORPORATION
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: WBS
SECURITY ID: 947890109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John J. Crawford | Management | For | For |
| 1.2 | Elect Director C. Michael Jacobi | Management | For | For |
| 1.3 | Elect Director Karen R. Osar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| WESTERN ALLIANCE BANCORPORATION
MEETING DATE: NOV 30, 2010 |
||||
|
TICKER: WAL
SECURITY ID: 957638109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Securities Transfer Restrictions | Management | For | Against |
| ZIONS BANCORPORATION
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: ZION
SECURITY ID: 989701107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jerry C. Atkin | Management | For | For |
| 2 | Elect Director Roger B. Porter | Management | For | For |
| 3 | Elect Director Stephen D. Quinn | Management | For | For |
| 4 | Elect Director L.E. Simmons | Management | For | For |
| 5 | Elect Director Shelley Thomas Williams | Management | For | For |
| 6 | Elect Director Steven C. Wheelwright | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
VOTE SUMMARY REPORT
SELECT GOLD PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AGNICO-EAGLE MINES LIMITED
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: AEM
SECURITY ID: 008474108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Leanne M. Baker as Director | Management | For | For |
| 1.2 | Elect Douglas R. Beaumont as Director | Management | For | For |
| 1.3 | Elect Sean Boyd as Director | Management | For | For |
| 1.4 | Elect Martine A. Celej as Director | Management | For | For |
| 1.5 | Elect Clifford J. Davis as Director | Management | For | For |
| 1.6 | Elect Robert J. Gemmell as Director | Management | For | For |
| 1.7 | Elect Bernard Kraft as Director | Management | For | For |
| 1.8 | Elect Mel Leiderman as Director | Management | For | For |
| 1.9 | Elect James D.Nasso as Director | Management | For | For |
| 1.10 | Elect Sean Riley as Director | Management | For | For |
| 1.11 | Elect J. Merfyn Roberts as Director | Management | For | For |
| 1.12 | Elect Eberhard Scherkus as Director | Management | For | For |
| 1.13 | Elect Howard R. Stockford as Director | Management | For | For |
| 1.14 | Elect Pertti Voutilainen as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ALACER GOLD CORP.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: AQG
SECURITY ID: 010679108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert G. Reynolds | Management | For | For |
| 1.2 | Elect Director Timothy J. Haddon | Management | For | For |
| 1.3 | Elect Director Richard Graff | Management | For | For |
| 1.4 | Elect Director Edward C. Dowling Jr. | Management | For | For |
| 1.5 | Elect Director Jay C. Kellerman | Management | For | For |
| 1.6 | Elect Director Rohan I. Williams | Management | For | For |
| 1.7 | Elect Director Stephanie J. Unwin | Management | For | For |
| 1.8 | Elect Director David F. Quinlivan | Management | For | For |
| 1.9 | Elect Director Jan Castro | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Restricted Stock Unit Plan | Management | For | Against |
| ALAMOS GOLD INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: AGI
SECURITY ID: 011527108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Mark Wayne | Management | For | For |
| 2.2 | Elect Director John A. McCluskey | Management | For | For |
| 2.3 | Elect Director Leonard Harris | Management | For | For |
| 2.4 | Elect Director James M. McDonald | Management | For | For |
| 2.5 | Elect Director David Gower | Management | For | For |
| 2.6 | Elect Director Paul J. Murphy | Management | For | For |
| 2.7 | Elect Director Anthony Garson | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| ALLIED NEVADA GOLD CORP.
MEETING DATE: JUL 13, 2010 |
||||
|
TICKER: ANV
SECURITY ID: 019344100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. Buchan | Management | For | For |
| 1.2 | Elect Director Scott A. Caldwell | Management | For | For |
| 1.3 | Elect Director John W. Ivany | Management | For | For |
| 1.4 | Elect Director Cameron A. Mingay | Management | For | For |
| 1.5 | Elect Director Terry M. Palmer | Management | For | For |
| 1.6 | Elect Director Carl Pescio | Management | For | For |
| 1.7 | Elect Director D. Bruce Sinclair | Management | For | For |
| 1.8 | Elect Director Robert G. Wardell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ANATOLIA MINERALS DEVELOPMENT LIMITED
MEETING DATE: JAN 31, 2011 |
||||
|
TICKER: AQG
SECURITY ID: 032900102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Change Company Name to Alacer Gold Corp. | Management | For | For |
| ANDEAN RESOURCES LTD.
MEETING DATE: DEC 03, 2010 |
||||
|
TICKER:
SECURITY ID: Q0793X100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Scheme of Arrangement Between Andean Resources Ltd and Its Shareholders | Management | For | For |
| 2 | Elect Charles Winograd as a Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 4a | Approve the Grant of Up to 46,200 Shares and 106,260 Options Exercisable at C$3.41 Each to Wayne Hubert, Director, Under the Employee Share Ownership Plan | Management | For | Against |
| 4b | Approve the Grant of Up to 150,000 Shares to Charles Winograd, Director, Under the Employee Share Ownership Plan | Management | For | Against |
| 4c | Approve the Grant of A$240,000 Worth of Performance Rights to Charles Winograd, Director, Under the Employee Share Ownership Plan | Management | For | Against |
| 5 | Approve the Cancellation of Up to 3.22 Million Options Held by Option Holders in Accordance with the Option Cancellation Deed | Management | For | For |
| 6 | Elect Ian Hume as a Director | Management | For | For |
| 7 | Approve the Company's New Employee Share Ownership Plan | Management | For | Against |
| 8 | Ratify the Past Issue of 70 Million Shares to a Syndicate of Underwriters Led by BMO Nesbitt Burns Inc at C$3.35 Each | Management | For | For |
| ANGLOGOLD ASHANTI LTD
MEETING DATE: OCT 26, 2010 |
||||
|
TICKER: ANG
SECURITY ID: 035128206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: ANG
SECURITY ID: 035128206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Elect Tito Mboweni as Director and Chairman | Management | For | For |
| 4 | Elect Ferdinand Ohene-Kena as Director | Management | For | For |
| 5 | Elect Rhidwaan Gasant as Director | Management | For | For |
| 6 | Re-elect Bill Nairn as Director | Management | For | For |
| 7 | Re-elect Sipho Pityana as Director | Management | For | For |
| 8 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 9 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 10 | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 11 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 12 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
| 13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 14 | Approve Remuneration Policy | Management | For | For |
| 15 | Approve Increase in Non-executive Directors Fees | Management | For | For |
| 16 | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | Management | For | For |
| 17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 1 | Approve the Proposed Amendments to the BEE Transaction | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| 3 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 4 | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | Management | For | For |
| AQUARIUS PLATINUM LIMITED
MEETING DATE: NOV 23, 2010 |
||||
|
TICKER: AQP
SECURITY ID: G0440M128
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mr. Nicholas Sibley as Director | Management | For | For |
| 2 | Elect Mr. Kofi Morna as Director | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Non-Routine | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ARGONAUT GOLD INC
MEETING DATE: JAN 24, 2011 |
||||
|
TICKER: AR
SECURITY ID: 04016A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares in Connection with Acquisition | Management | For | For |
| ARGONAUT GOLD INC
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: AR
SECURITY ID: 04016A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter C. Dougherty | Management | For | For |
| 1.2 | Elect Director Brian J. Kennedy | Management | For | For |
| 1.3 | Elect Director James E. Kofman | Management | For | For |
| 1.4 | Elect Director Christopher R. Lattanzi | Management | For | For |
| 1.5 | Elect Director Peter Mordaunt | Management | For | For |
| 1.6 | Elect Director Dale C. Peniuk | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ATAC RESOURCES LTD.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: ATC
SECURITY ID: 046491106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Robert C. Carne | Management | For | Withhold |
| 2.2 | Elect Director Bruce J. Kenway | Management | For | Withhold |
| 2.3 | Elect Director Glenn R. Yeadon | Management | For | Withhold |
| 2.4 | Elect Director Helmut H. Wober | Management | For | Withhold |
| 2.5 | Elect Director Douglas O. Goss | Management | For | Withhold |
| 2.6 | Elect Director Bruce A. Youngman | Management | For | Withhold |
| 3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions | Management | For | Withhold |
| AURIZON MINES LTD.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: ARZ
SECURITY ID: 05155P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director George Brack | Management | For | For |
| 2.2 | Elect Director Andre Falzon | Management | For | For |
| 2.3 | Elect Director Diane M. Francis | Management | For | For |
| 2.4 | Elect Director Ian S. Walton | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Other Business | Management | For | Against |
| AVION GOLD CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: AVR
SECURITY ID: 053750105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Stan Bharti, John Begeman, James C. Coleman, George Faught, Bruce Humphrey, Pierre Pettigrew and Lew MacKenzie as Directors | Management | For | For |
| 2 | Approve McGovern, Hurley, Cunningham LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | Against |
| 4 | Approve Share Bonus Plan | Management | For | Against |
| 5 | Change Jurisdiction of Incorporation [British Colombia to Ontario] | Management | For | For |
| AVOCA RESOURCES LTD.
MEETING DATE: NOV 26, 2010 |
||||
|
TICKER:
SECURITY ID: Q1226Z118
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
| 2 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 3 | Elect Jan Castro as a Director | Management | For | For |
| 4 | Elect David Quinlivan as a Director | Management | For | For |
| AVOCA RESOURCES LTD.
MEETING DATE: FEB 01, 2011 |
||||
|
TICKER:
SECURITY ID: Q1226Z118
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Scheme of Arrangement between Avoca Resources Ltd and Its Shareholders to Implement the Proposed Merger of the Company with Anatolia Minerals Development Ltd | Management | For | For |
| AVOCET MINING PLC
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: AVM
SECURITY ID: G06839107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3a | Re-elect Robert Pilkington as Director | Management | For | For |
| 3b | Elect Russell Edey as Director | Management | For | For |
| 3c | Elect Barry Rourke as Director | Management | For | For |
| 3d | Elect Brett Richards as Director | Management | For | For |
| 4 | Re-elect Mike Norris as Director | Management | For | For |
| 5 | Reappoint Grant Thornton UK LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 6 | Approve Performance Share Plan | Management | For | For |
| 7 | Approve Share Option Plan | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Market Purchase | Management | For | For |
| B2GOLD CORP.
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: BTO
SECURITY ID: 11777Q209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Clive Johnson | Management | For | For |
| 2.2 | Elect Director Robert Cross | Management | For | For |
| 2.3 | Elect Director Robert Gayton | Management | For | For |
| 2.4 | Elect Director Barry Rayment | Management | For | For |
| 2.5 | Elect Director Jerry Korpan | Management | For | For |
| 2.6 | Elect Director John Ivany | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| 5 | Approve Restricted Share Unit Plan | Management | For | For |
| BARRICK GOLD CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: ABX
SECURITY ID: 067901108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect H. L. Beck as Director | Management | For | For |
| 1.2 | Elect C. W. D. Birchall as Director | Management | For | For |
| 1.3 | Elect D. J. Carty as Director | Management | For | For |
| 1.4 | Elect G. Cisneros as Director | Management | For | For |
| 1.5 | Elect P.A. Crossgrove as Director | Management | For | For |
| 1.6 | Elect R. M. Franklin as Director | Management | For | For |
| 1.7 | Elect J. B. Harvey as Director | Management | For | For |
| 1.8 | Elect D. Moyo as Director | Management | For | For |
| 1.9 | Elect B. Mulroney as Director | Management | For | For |
| 1.10 | Elect A. Munk as Director | Management | For | For |
| 1.11 | Elect P. Munk as Director | Management | For | For |
| 1.12 | Elect A. W. Regent as Director | Management | For | For |
| 1.13 | Elect N.P. Rothschild as Director | Management | For | For |
| 1.14 | Elect S. J. Shapiro as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CANACO RESOURCES INC.
MEETING DATE: DEC 16, 2010 |
||||
|
TICKER: CAN
SECURITY ID: 134804103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shuixing Fu | Management | For | For |
| 1.2 | Elect Director Brian Lock | Management | For | For |
| 1.3 | Elect Director David Parsons | Management | For | For |
| 1.4 | Elect Director Randy Smallwood | Management | For | For |
| 1.5 | Elect Director Andrew Lee Smith | Management | For | For |
| 1.6 | Elect Director Jingbin Wang | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| 4 | Adopt New Bylaws | Management | For | Against |
| CANACO RESOURCES INC.
MEETING DATE: JUN 24, 2011 |
||||
|
TICKER: CAN
SECURITY ID: 134804103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Arrangement Agreement | Management | For | For |
| 2 | Upon completion of Item 1, Approve Stock Option Plan for Tigray Resources Inc. | Management | For | Against |
| CANACO RESOURCES INC.
MEETING DATE: JUN 24, 2011 |
||||
|
TICKER: CAN
SECURITY ID: ADPC00864
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Arrangement Agreement | Management | For | For |
| 2 | Upon completion of Item 1, Approve Stock Option Plan for Tigray Resources Inc. | Management | For | Against |
| CATALPA RESOURCES LTD.
MEETING DATE: NOV 23, 2010 |
||||
|
TICKER: CAH
SECURITY ID: Q2144X102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 2 | Elect Barry Sullivan as a Director | Management | For | For |
| 3 | Elect Peter Maloney as a Director | Management | For | For |
| 4 | Elect Graham Freestone as a Director | Management | For | For |
| 5 | Appoint Deloitte Touche Tohmatsu Australia as Auditor of the Company | Management | For | For |
| 6 | Approve the Increase in Non-Executive Directors' Remuneration to A$750,000 Per Annum | Management | For | For |
| 7 | Approve Adoption of a New Constitution | Management | For | For |
| 8 | Approve the Catalpa Employee Share Option and Performance Rights Plan | Management | For | Against |
| 9 | Approve the Grant of Up to 360,000 Options Exercisable at A$1.69 Each and Up to 160,000 Performance Rights to Bruce McFadzean, Managing Director, Under the Catalpa Employee Share Option and Performance Rights Plan | Management | For | Against |
| 10 | Approve the Grant of Termination Benefits to the Bruce McFadzean, Erik Palmbachs, and Stuart Pether, Directors of the Company, in Connection with Retirement From Office | Management | For | For |
| CENTAMIN EGYPT LTD
MEETING DATE: NOV 09, 2010 |
||||
|
TICKER: CEY
SECURITY ID: Q2159B110
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.1 | Elect Harry Michael as Director | Management | For | For |
| 2.2 | Re-elect Robert Bowker as Director | Management | For | For |
| 2.3 | Re-elect Colin Cowden as Director | Management | For | For |
| 2.4 | Re-elect Josef El-Raghy as Director | Management | For | For |
| 3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 4 | Approve Loan Funded Share Plan 2010 | Management | For | For |
| CENTAMIN EGYPT LTD
MEETING DATE: FEB 15, 2011 |
||||
|
TICKER: CEY
SECURITY ID: Q2159B110
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Executive Director Loan Funded Share Plan 2011 | Management | For | For |
| 2 | Approve the Employee Loan Funded Share Plan 2011 | Management | For | For |
| CENTAMIN EGYPT LTD
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: CEY
SECURITY ID: Q2159B110
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3.1 | Elect Mark Arnesen as Director | Management | For | For |
| 3.2 | Elect Mark Bankes as Director | Management | For | For |
| 3.3 | Elect Edward Haslam as Director | Management | For | For |
| 3.4 | Re-elect Trevor Schultz as Director | Management | For | For |
| 3.5 | Re-elect Josef El-Raghy as Director | Management | For | For |
| 3.6 | Re-elect Harry Michael as Director | Management | For | For |
| 3.7 | Re-elect Robert Bowker as Director | Management | For | For |
| 4.1 | Appoint Deloitte Touche Tohmatsu as Auditors | Management | For | For |
| 4.2 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 6 | Approve Increase in Remuneration of Non-Executive Directors | Management | For | For |
| CENTERRA GOLD INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: CG
SECURITY ID: 152006102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Niyazbek B. Aldashev | Management | For | For |
| 1.2 | Elect Director Ian G. Austin | Management | For | For |
| 1.3 | Elect Director Raphael Girard | Management | For | For |
| 1.4 | Elect Director Karybek Ibraev | Management | For | For |
| 1.5 | Elect Director Patrick M. James | Management | For | For |
| 1.6 | Elect Director Stephen A. Lang | Management | For | For |
| 1.7 | Elect Director John W. Lill | Management | For | For |
| 1.8 | Elect Director Amangeldy Muraliev | Management | For | For |
| 1.9 | Elect Director Sheryl K. Pressler | Management | For | For |
| 1.10 | Elect Director Terry V. Rogers | Management | For | For |
| 1.11 | Elect Director Bruce V. Walter | Management | For | For |
| 1.12 | Elect Director Anthony J. Webb | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Restricted Share Unit Plan | Management | For | Against |
| CGA MINING LTD.
MEETING DATE: NOV 23, 2010 |
||||
|
TICKER: CGX
SECURITY ID: Q22628103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael Carrick as a Director | Management | For | Against |
| 2 | Elect David Cruse as a Director | Management | For | For |
| 3 | Ratify the Past Issue of 39.1 Million Shares at CAD 2.20 Each to Underwriters Led by BMO Capital Markets and Haywood Securities Ltd Inc. on Feb. 5, 2010 | Management | For | For |
| 4 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 5 | Approve the Amendments to the Company's Constitution | Management | For | For |
| CHINA GOLD INTERNATIONAL RESOURCES CORP. LTD.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: CGG
SECURITY ID: 16890P103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Zhaoxue Sun | Management | For | Withhold |
| 2.2 | Elect Director Xin Song | Management | For | Withhold |
| 2.3 | Elect Director Bing Liu | Management | For | Withhold |
| 2.4 | Elect Director Zhanming Wu | Management | For | Withhold |
| 2.5 | Elect Director Ian He | Management | For | Withhold |
| 2.6 | Elect Director Yunfei Chen | Management | For | Withhold |
| 2.7 | Elect Director Gregory Hall | Management | For | Withhold |
| 2.8 | Elect Director John King Burns | Management | For | Withhold |
| 2.9 | Elect Director Xiangdong Jiang | Management | For | Withhold |
| 3 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve a Mandate for Unissued Shares not exceeding 20% | Management | For | For |
| 5 | Approve Repurchasing of Shares | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| CLIFTON STAR RESOURCES INC.
MEETING DATE: DEC 13, 2010 |
||||
|
TICKER: CFO
SECURITY ID: 18713J108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Peter Gundy | Management | For | For |
| 2.2 | Elect Director Ross Glanville | Management | For | For |
| 2.3 | Elect Director Philip Nolan | Management | For | Withhold |
| 2.4 | Elect Director Harry Miller | Management | For | Withhold |
| 2.5 | Elect Director Nick Segounis | Management | For | Withhold |
| 2.6 | Elect Director Fred Archibald | Management | For | Withhold |
| 3 | Approve Davidson & Company LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Approve Continuance of Company [British Columbia to CBCA] | Management | For | Against |
| 6 | Approve Shareholder Rights Plan | Management | For | For |
| COEUR D'ALENE MINES CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: CDE
SECURITY ID: 192108504
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director L. Michael Bogert | Management | For | Withhold |
| 1.2 | Elect Director James J. Curran | Management | For | For |
| 1.3 | Elect Director Sebastian Edwards | Management | For | Withhold |
| 1.4 | Elect Director Andrew Lundquist | Management | For | For |
| 1.5 | Elect Director Robert E. Mellor | Management | For | Withhold |
| 1.6 | Elect Director John H. Robinson | Management | For | Withhold |
| 1.7 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.8 | Elect Director Timothy R. Winterer | Management | For | For |
| 1.9 | Elect Director Dennis E. Wheeler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| COLOSSUS MINERALS INC.
MEETING DATE: JAN 21, 2011 |
||||
|
TICKER: CSI
SECURITY ID: 19681L109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick Anderson | Management | For | For |
| 1.2 | Elect Director John Frostiak | Management | For | For |
| 1.3 | Elect Director Greg Hall | Management | For | Withhold |
| 1.4 | Elect Director Douglas Reeson | Management | For | For |
| 1.5 | Elect Director Ari Sussman | Management | For | For |
| 1.6 | Elect Director Vic Wall | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| COLOSSUS MINERALS INC.
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: CSI
SECURITY ID: 19681L109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick Anderson | Management | For | For |
| 1.2 | Elect Director David Anthony | Management | For | For |
| 1.3 | Elect Director John Frostiak | Management | For | For |
| 1.4 | Elect Director Greg Hall | Management | For | For |
| 1.5 | Elect Director Douglas Reeson | Management | For | For |
| 1.6 | Elect Director Ari Sussman | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| COMPANIA DE MINAS BUENAVENTURA S.A.
MEETING DATE: MAR 25, 2011 |
||||
|
TICKER: BUENAVC1
SECURITY ID: 204448104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect or Remove Directors | Management | For | Abstain |
| 2 | Approve Financial Statements Annual Reports; Discharge Directors | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Elect External Auditors for 2011 Fiscal Year | Management | For | For |
| CONTINENTAL GOLD LIMITED
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: CNL
SECURITY ID: G23850103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert W. Allen | Management | For | For |
| 1.2 | Elect Director Ari B. Sussman | Management | For | For |
| 1.3 | Elect Director Patrick F.N. Anderson | Management | For | For |
| 1.4 | Elect Director James S. Felton | Management | For | For |
| 1.5 | Elect Director Jaime I. Gutierrez | Management | For | For |
| 1.6 | Elect Director Paul J. Murphy | Management | For | For |
| 1.7 | Elect Director Timothy A. Warman | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| DALRADIAN RESOURCES INC.
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: DNA
SECURITY ID: 235499100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Elect Patrick F.N. Anderson, Keith D. McKay, Ari B. Sussman, Sean E.O. Roosen, Colin K. Benner, Joseph F. Conway, Ronald P. Gagel, and Thomas J. Obradovich as Directors | Management | For | For |
| DETOUR GOLD CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: DGC
SECURITY ID: 250669108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter E. Crossgrove | Management | For | For |
| 1.2 | Elect Director Louis Dionne | Management | For | For |
| 1.3 | Elect Director Robert E. Doyle | Management | For | For |
| 1.4 | Elect Director Ingrid J. Hibbard | Management | For | For |
| 1.5 | Elect Director J. Michael Kenyon | Management | For | For |
| 1.6 | Elect Director Alex G. Morrison | Management | For | For |
| 1.7 | Elect Director Gerald S. Panneton | Management | For | For |
| 1.8 | Elect Director Jonathan Rubenstein | Management | For | For |
| 1.9 | Elect Director Ronald W. Thiessen | Management | For | For |
| 1.10 | Elect Director Graham Wozniak | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| DETOUR GOLD CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: DGC
SECURITY ID: ADPC00733
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter E. Crossgrove | Management | For | For |
| 1.2 | Elect Director Louis Dionne | Management | For | For |
| 1.3 | Elect Director Robert E. Doyle | Management | For | For |
| 1.4 | Elect Director Ingrid J. Hibbard | Management | For | For |
| 1.5 | Elect Director J. Michael Kenyon | Management | For | For |
| 1.6 | Elect Director Alex G. Morrison | Management | For | For |
| 1.7 | Elect Director Gerald S. Panneton | Management | For | For |
| 1.8 | Elect Director Jonathan Rubenstein | Management | For | For |
| 1.9 | Elect Director Ronald W. Thiessen | Management | For | For |
| 1.10 | Elect Director Graham Wozniak | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| DOMINION MINING LTD.
MEETING DATE: NOV 24, 2010 |
||||
|
TICKER:
SECURITY ID: Q3252A108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 2 | Elect John Gaskell as a Director | Management | For | Against |
| 3 | Approve the Increase in the Remuneration of Non-Executive Directors to A$550,000 Per Annum | Management | For | For |
| DOMINION MINING LTD.
MEETING DATE: FEB 02, 2011 |
||||
|
TICKER:
SECURITY ID: Q3252A108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| EAST ASIA MINERALS CORPORATION
MEETING DATE: MAR 02, 2011 |
||||
|
TICKER: EAS
SECURITY ID: 270541105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Four | Management | For | For |
| 2.1 | Elect Michael A. Hawkins as Director | Management | For | For |
| 2.2 | Elect Darren M. Pylot as Director | Management | For | For |
| 2.3 | Elect Edward C. Rochette as Director | Management | For | For |
| 2.4 | Elect John Wright as Director | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Ratify All Acts of Directors | Management | For | For |
| 6 | Other Business (Voting) | Management | For | Against |
| ELDORADO GOLD CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: EAU
SECURITY ID: 284902103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director K. Ross Cory | Management | For | For |
| 1.2 | Elect Director Robert R. Gilmore | Management | For | For |
| 1.3 | Elect Director Geoffrey A. Handley | Management | For | For |
| 1.4 | Elect Director Wayne D. Lenton | Management | For | For |
| 1.5 | Elect Director Michael Price | Management | For | For |
| 1.6 | Elect Director Jonathan A. Rubenstein | Management | For | For |
| 1.7 | Elect Director Donald M. Shumka | Management | For | For |
| 1.8 | Elect Director Paul N. Wright | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Approve Incentive Stock Option Plan | Management | For | For |
| ETRUSCAN RESOURCES INC.
MEETING DATE: AUG 19, 2010 |
||||
|
TICKER: EET
SECURITY ID: 29786L102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Arrangement | Management | For | For |
| ETRUSCAN RESOURCES INC.
MEETING DATE: AUG 19, 2010 |
||||
|
TICKER: EET
SECURITY ID: ADPC00796
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Arrangement | Management | For | For |
| EUROPEAN GOLDFIELDS LIMITED
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: EGU
SECURITY ID: 298774100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Martyn Konig, Mark Rachovides, Timothy Morgan-Wynne, Dimitrios Koutras, Georgios Sossidis, Jeffrey O'Leary, Bruce Burrows, and Alfred Vinton as Directors | Management | For | Withhold |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Shareholder | Against | For |
| EXETER RESOURCE CORPORATION
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: XRC
SECURITY ID: 301835104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Bryce G. Roxburgh | Management | For | For |
| 2.2 | Elect Director Yale R. Simpson | Management | For | For |
| 2.3 | Elect Director Douglas W. Scheving | Management | For | Withhold |
| 2.4 | Elect Director Robert G. Reynolds | Management | For | Withhold |
| 2.5 | Elect Director Louis G. Montpellier | Management | For | For |
| 2.6 | Elect Director John C. Simmons | Management | For | Withhold |
| 2.7 | Elect Director Julian Bavin | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| EXTORRE GOLD MINES LIMITED
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: XG
SECURITY ID: 30227B109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bryce G. Roxburgh | Management | For | For |
| 1.2 | Elect Director Eric Roth | Management | For | For |
| 1.3 | Elect Director Yale R. Simpson | Management | For | For |
| 1.4 | Elect Director Robert G. Reynolds | Management | For | Withhold |
| 1.5 | Elect Director Ignacio Celorrio | Management | For | Withhold |
| 1.6 | Elect Director James D.R. Strauss | Management | For | For |
| 1.7 | Elect Director George W. Lawton | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | If Item 4 is not approved or proceeded, Approve Increase in Size of Board from 8 to 12 | Management | For | For |
| 4 | Approve Continuance of the Company under the Business Corporations Act (British Columbia) and Adopt New Articles | Management | For | For |
| 5 | Other Business | Management | For | Against |
| FIRST MAJESTIC SILVER CORP.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: FR
SECURITY ID: 32076V103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Keith Neumeyer | Management | For | For |
| 2.2 | Elect Director Ramon Davila | Management | For | For |
| 2.3 | Elect Director Robert A. McCallum | Management | For | For |
| 2.4 | Elect Director Douglas Penrose | Management | For | For |
| 2.5 | Elect Director Tony Pezzotti | Management | For | For |
| 2.6 | Elect Director David Shaw | Management | For | For |
| 2.7 | Elect Director Robert Young | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Re-approve Stock Option Plan | Management | For | Against |
| FORTUNA SILVER MINES INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: FVI
SECURITY ID: 349915108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jorge Ganoza Durant | Management | For | For |
| 2 | Elect Director Simon Ridgway | Management | For | For |
| 3 | Elect Director Tomas Guerrero | Management | For | For |
| 4 | Elect Director Michael Iverson | Management | For | For |
| 5 | Elect Director Mario Szotlender | Management | For | For |
| 6 | Elect Director Robert Gilmore | Management | For | For |
| 7 | Elect Director Thomas Kelly | Management | For | For |
| 8 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Stock Option Plan | Management | For | Against |
| 10 | Other Business | Management | For | Against |
| FOSTER WHEELER AG
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: FWLT
SECURITY ID: H27178104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
| 1.2 | Elect Edward G. Galante as Director | Management | For | For |
| 1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| FRANCO-NEVADA CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: FNV
SECURITY ID: 351858105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Derek W. Evans | Management | For | For |
| 1.4 | Elect Director Graham Farquharson | Management | For | For |
| 1.5 | Elect Director Louis Gignac | Management | For | For |
| 1.6 | Elect Director Randall Oliphant | Management | For | For |
| 1.7 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| FRONTEER GOLD INC.
MEETING DATE: MAR 30, 2011 |
||||
|
TICKER: FRG
SECURITY ID: 359032109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Plan of Arrangement | Management | For | For |
| 2 | If Item #1 is approved, Approve Pilot Gold Option Plan | Management | For | For |
| GABRIEL RESOURCES LTD.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: GBU
SECURITY ID: 361970106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond E. Flood | Management | For | For |
| 1.2 | Elect Director Alfred Gusenbauer | Management | For | For |
| 1.3 | Elect Director Jonathan Henry | Management | For | For |
| 1.4 | Elect Director Keith R. Hulley | Management | For | For |
| 1.5 | Elect Director Wayne Kirk | Management | For | For |
| 1.6 | Elect Director Igor Levental | Management | For | For |
| 1.7 | Elect Director David Peat | Management | For | For |
| 1.8 | Elect Director Simon Prior-Palmer | Management | For | For |
| 1.9 | Elect Director Walter T. Segsworth | Management | For | Withhold |
| 1.10 | Elect Director A. Murray Sinclair | Management | For | Withhold |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Restricted Share Unit Plan | Management | For | Against |
| GALWAY RESOURCES LTD.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: GWY
SECURITY ID: 36458V102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Robert Hinchcliffe, Robb Doub, Alfonso Gomez, Larry Strauss and Mike Sutton as Directors | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| GAMMON GOLD INC.
MEETING DATE: FEB 18, 2011 |
||||
|
TICKER: GAM
SECURITY ID: 36467T106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Shareholder Rights Plan | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | Against |
| GAMMON GOLD INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: GAM
SECURITY ID: 36467T106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Colin Benner, Ronald Smith, Rene Marion, Luis Chavez, George Elliott, Terrence Cooper, Richard Colterjohn, Alan R. Edwards, Joseph Spiteri as Directors | Management | For | For |
| 2 | Approve KPMG, LLC as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Change Company Name to AuRico Gold Inc. | Management | For | For |
| 4 | Change Jurisdiction of Incorporation Province of Quebec to Ontario | Management | For | Against |
| GOLD FIELDS LTD
MEETING DATE: NOV 02, 2010 |
||||
|
TICKER: GFI
SECURITY ID: 38059T106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Allotment and Issue of ESOP Shares to Thusano Share Trust | Management | For | For |
| 2 | Authorise Allotment and Issue of Invictus Transformation Shares to Invictus | Management | For | For |
| 3 | Authorise Allotment and Issue of the South Deep Community Trust Transformation Shares to the South Deep Community Trust | Management | For | For |
| 1 | Approve Granting of Financial Assistance by Gold Fields and GFIMSA | Management | For | For |
| 4 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GOLD FIELDS LTD
MEETING DATE: NOV 02, 2010 |
||||
|
TICKER: GFI
SECURITY ID: 38059T106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Management | For | For |
| 2 | Appoint KPMG Inc as Auditors of the Company | Management | For | For |
| 3 | Elect Mamphela Ramphele as Director | Management | For | For |
| 4 | Elect Paul Schmidt as Director | Management | For | For |
| 5 | Re-elect Rupert Pennant-Rea as Director | Management | For | For |
| 6 | Re-elect Donald Ncube as Director | Management | For | For |
| 7 | Place Authorised but Unissued Ordinary Shares under Control of Directors | Management | For | For |
| 8 | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Termination of the Awarding of Rights to Non-Executive Directors Under The Gold Fields Ltd 2005 Non-Executive Share Plan | Management | For | For |
| 11 | Approve Increase in Non-executive Director Fees | Management | For | For |
| 1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| GOLD FIELDS LTD
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: GFI
SECURITY ID: S31755101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
| 2 | Elect Sello Moloko as Director | Management | For | For |
| 3 | Re-elect Kofi Ansah as Director | Management | For | For |
| 4 | Re-elect David Murray as Director | Management | For | For |
| 5 | Re-elect Gayle Wilson as Director | Management | For | For |
| 6 | Re-elect Gayle Wilson as Chairman of the Audit Committee | Management | For | For |
| 7 | Re-elect Richard Menell as Member of the Audit Committee | Management | For | For |
| 8 | Re-elect Donald Ncube as Member of the Audit Committee | Management | For | For |
| 9 | Re-elect Rupert Pennant-Rea as Member of the Audit Committee | Management | For | For |
| 10 | Authorise Board to Issue Ordinary Shares up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
| 11 | Authorise Board to Issue All or Any Part of the Authorised But Unissued Non-Convertible Redeemable Preference Shares | Management | For | For |
| 12 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 1 | Approve Increase of Audit Committee Non-Executive Directors' Fees | Management | For | For |
| 2 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 1 | Accept Financial Statements and Statutory Reports for the Period Ended 31 December 2010 | Management | For | For |
| 2 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
| 3 | Elect Sello Moloko as Director | Management | For | For |
| 4 | Re-elect Kofi Ansah as Director | Management | For | For |
| 5 | Re-elect David Murray as Director | Management | For | For |
| 6 | Re-elect Gayle Wilson as Director | Management | For | For |
| 7 | Place Ten Percent Authorised but Unissued Ordinary Shares under Control of Directors | Management | For | For |
| 8 | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Increase of Audit Committee Non-Executive Directors' Fees | Management | For | For |
| 1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| GOLD FIELDS LTD
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: GFI
SECURITY ID: 38059T106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
| 2 | Elect Sello Moloko as Director | Management | For | For |
| 3 | Re-elect Kofi Ansah as Director | Management | For | For |
| 4 | Re-elect David Murray as Director | Management | For | For |
| 5 | Re-elect Gayle Wilson as Director | Management | For | For |
| 6 | Re-elect Gayle Wilson as Chairman of the Audit Committee | Management | For | For |
| 7 | Re-elect Richard Menell as Member of the Audit Committee | Management | For | For |
| 8 | Re-elect Donald Ncube as Member of the Audit Committee | Management | For | For |
| 9 | Re-elect Rupert Pennant-Rea as Member of the Audit Committee | Management | For | For |
| 10 | Authorise Board to Issue Ordinary Shares up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
| 11 | Authorise Board to Issue All or Any Part of the Authorised But Unissued Non-Convertible Redeemable Preference Shares | Management | For | For |
| 12 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 1 | Approve Increase of Audit Committee Non-Executive Directors' Fees | Management | For | For |
| 2 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 1 | Accept Financial Statements and Statutory Reports for the Period Ended 31 December 2010 | Management | For | For |
| 2 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
| 3 | Elect Sello Moloko as Director | Management | For | For |
| 4 | Re-elect Kofi Ansah as Director | Management | For | For |
| 5 | Re-elect David Murray as Director | Management | For | For |
| 6 | Re-elect Gayle Wilson as Director | Management | For | For |
| 7 | Place Ten Percent Authorised but Unissued Ordinary Shares under Control of Directors | Management | For | For |
| 8 | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | Management | For | For |
| 9 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Increase of Audit Committee Non-Executive Directors' Fees | Management | For | For |
| 1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| GOLD FIELDS LTD
MEETING DATE: JUN 20, 2011 |
||||
|
TICKER: GFI
SECURITY ID: S31755101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Assistance to Related or Inter-related Company | Management | For | For |
| 1 | Approve Acquisition by Gold Fields Through its Wholly-owned Subsidiary Gold Fields Ghana Holdings (BVI) Limited of a Further Indirect 18.9 Percent Interest in Each of Gold Fields Ghana and Abosso Goldfields | Management | For | For |
| 2 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GOLD FIELDS LTD
MEETING DATE: JUN 20, 2011 |
||||
|
TICKER: GFI
SECURITY ID: 38059T106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Assistance to Related or Inter-related Company | Management | For | For |
| 1 | Approve Acquisition by Gold Fields Through its Wholly-owned Subsidiary Gold Fields Ghana Holdings (BVI) Limited of a Further Indirect 18.9 Percent Interest in Each of Gold Fields Ghana and Abosso Goldfields | Management | For | For |
| 2 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| GOLDCORP INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: G
SECURITY ID: 380956409
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ian W. Telfer as Director | Management | For | For |
| 1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
| 1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
| 1.4 | Elect John P. Bell as Director | Management | For | For |
| 1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
| 1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
| 1.7 | Elect Peter J. Dey as Director | Management | For | For |
| 1.8 | Elect P. Randy Reifel as Director | Management | For | For |
| 1.9 | Elect A. Dan Rovig as Director | Management | For | For |
| 1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Approve Increase in Size of Board from 10 to 12 | Management | For | For |
| 5 | Improve Human Rights Standards or Policies | Shareholder | Against | Against |
| GOLDEN STAR RESOURCES LTD.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: GSC
SECURITY ID: 38119T104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James E. Askew | Management | For | For |
| 1.2 | Elect Director Robert E. Doyle | Management | For | For |
| 1.3 | Elect Director Ian MacGregor | Management | For | For |
| 1.4 | Elect Director Thomas G. Mair | Management | For | For |
| 1.5 | Elect Director Michael P. Martineau | Management | For | For |
| 1.6 | Elect Director Craig J. Nelsen | Management | For | For |
| 1.7 | Elect Director Christopher M. T. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Deferred Compensation Plan | Management | For | Against |
| GRAN COLOMBIA GOLD CORP.
MEETING DATE: NOV 09, 2010 |
||||
|
TICKER: GCM
SECURITY ID: 38501D105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Stock Consolidation | Management | For | For |
| GRAN COLOMBIA GOLD CORP.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: GCM
SECURITY ID: 38501D204
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Amalgation with Medoro Resources Ltd. | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Fix Number of Directors at Sixteen | Management | For | For |
| 6 | Elect Director Jose Francisco Arata | Management | For | For |
| 7 | Elect Director Maria Consuelo Araujo | Management | For | For |
| 8 | Elect Director Miguel de la Campa | Management | For | For |
| 9 | Elect Director Robert Hines | Management | For | For |
| 10 | Elect Director Serafino Iacono | Management | For | For |
| 11 | Elect Director Ricardo Lozano | Management | For | For |
| 12 | Elect Director Jorge Neher | Management | For | For |
| 13 | Elect Director Ronald Pantin | Management | For | For |
| 14 | Elect Director Stephen Wilkinson | Management | For | For |
| 15 | If Item 1 is approved: Elect Director Robert Doyle | Management | For | For |
| 16 | If Item 1 is approved: Elect Director Augusto Lopez | Management | For | For |
| 17 | If Item 1 is approved: Elect Director J. Randall Martin | Management | For | For |
| 18 | If Item 1 is approved: Elect Director Hernan Martinez | Management | For | For |
| 19 | If Item 1 is approved: Elect Director Robert Metcalfe | Management | For | For |
| 20 | If Item 1 is approved: Elect Director Courtney Neeb Brewer | Management | For | For |
| 21 | If Item 1 is approved: Elect Director Jaime Perez Branger | Management | For | For |
| GREAT BASIN GOLD LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: GBG
SECURITY ID: 390124105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick R. Cooke | Management | For | For |
| 1.2 | Elect Director T. Barry Coughlan | Management | For | For |
| 1.3 | Elect Director Anu Dhir | Management | For | For |
| 1.4 | Elect Director Ferdinand Dippenaar | Management | For | For |
| 1.5 | Elect Director Wayne Kirk | Management | For | For |
| 1.6 | Elect Director Philip Kotze | Management | For | For |
| 1.7 | Elect Director Joshua C. Ngoma | Management | For | For |
| 1.8 | Elect Director Octavia M. Matloa | Management | For | For |
| 1.9 | Elect Director Gert J. Robbertze | Management | For | For |
| 1.10 | Elect Director Ronald W. Thiessen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Re-approve 2005 Share Option Plan | Management | For | Against |
| 5 | Approve Authorization to Pay Warrant Exercise Incentive | Management | For | For |
| GREYSTAR RESOURCES LTD.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: GSL
SECURITY ID: 397913203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Rafael Nieto Loaiza | Management | For | For |
| 2.2 | Elect Director Juan Esteban Orduz | Management | For | For |
| 2.3 | Elect Director Anna Stylianides | Management | For | For |
| 2.4 | Elect Director Eduardo Jaramillo | Management | For | For |
| 2.5 | Elect Director Hubert R. Marleau | Management | For | For |
| 2.6 | Elect Director Jean-Sebastien Blanchette | Management | For | For |
| 2.7 | Elect Director Samuel Jed Rubin | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Re-approve Share Option Plan | Management | For | Against |
| GUYANA GOLDFIELDS INC.
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: GUY
SECURITY ID: 403530108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Patrick Sheridan | Management | For | Withhold |
| 1.2 | Elect Director Alan Ferry | Management | For | For |
| 1.3 | Elect Director Alexander Po | Management | For | Withhold |
| 1.4 | Elect Director Richard Williams | Management | For | For |
| 1.5 | Elect Director Robert Bondy | Management | For | For |
| 1.6 | Elect Director Daniel Noone | Management | For | Withhold |
| 1.7 | Elect Director Claude Lemasson | Management | For | Withhold |
| 2 | Approve Pricewaterhousecoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| GUYANA GOLDFIELDS INC.
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: GUY
SECURITY ID: 403530926
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Patrick Sheridan | Management | For | Withhold |
| 1.2 | Elect Director Alan Ferry | Management | For | For |
| 1.3 | Elect Director Alexander Po | Management | For | Withhold |
| 1.4 | Elect Director Richard Williams | Management | For | For |
| 1.5 | Elect Director Robert Bondy | Management | For | For |
| 1.6 | Elect Director Daniel Noone | Management | For | Withhold |
| 1.7 | Elect Director Claude Lemasson | Management | For | Withhold |
| 2 | Approve Pricewaterhousecoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| HARMONY GOLD MINING COMPANY LTD
MEETING DATE: DEC 01, 2010 |
||||
|
TICKER: HAR
SECURITY ID: S34320101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Management | For | For |
| 2 | Re-elect Patrice Motsepe as Director | Management | For | Against |
| 3 | Elect Harry Mashego as Director | Management | For | Against |
| 4 | Re-elect Joaquim Chissano as Director | Management | For | Against |
| 5 | Re-elect Cathie Markus as Director | Management | For | For |
| 6 | Re-elect Andre Wilkens as Director | Management | For | Against |
| 7 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and FJ Lombard as the Designated Partner | Management | For | For |
| 8 | Approve Increase in Non-executive Directors Fees | Management | For | For |
| 9 | Authorise Directors to Allot and Issue Ordinary Shares in Accordance with the Harmony 2001 Share Option Scheme, Harmony 2003 Share Option Scheme and the Harmony 2006 Share Plan and up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
| 10 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Broad-based Employee Share Ownership Plan (ESOP) | Management | For | For |
| 12 | Authorise Directors to Allot and Issue Ordinary Shares for the Purposes of the ESOP | Management | For | For |
| 13 | Amend Harmony 2006 Share Plan | Management | For | For |
| HARMONY GOLD MINING COMPANY LTD
MEETING DATE: DEC 01, 2010 |
||||
|
TICKER: HAR
SECURITY ID: 413216300
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Management | For | For |
| 2 | Re-elect Patrice Motsepe as Director | Management | For | Against |
| 3 | Elect Harry Mashego as Director | Management | For | Against |
| 4 | Re-elect Joaquim Chissano as Director | Management | For | Against |
| 5 | Re-elect Cathie Markus as Director | Management | For | For |
| 6 | Re-elect Andre Wilkens as Director | Management | For | Against |
| 7 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and FJ Lombard as the Designated Partner | Management | For | For |
| 8 | Approve Increase in Non-executive Directors Fees | Management | For | For |
| 9 | Authorise Directors to Allot and Issue Ordinary Shares in Accordance with the Harmony 2001 Share Option Scheme, Harmony 2003 Share Option Scheme and the Harmony 2006 Share Plan and up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
| 10 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Broad-based Employee Share Ownership Plan (ESOP) | Management | For | For |
| 12 | Authorise Directors to Allot and Issue Ordinary Shares for the Purposes of the ESOP | Management | For | For |
| 13 | Amend Harmony 2006 Share Plan | Management | For | For |
| IAMGOLD CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: IMG
SECURITY ID: 450913108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Derek Bullock | Management | For | For |
| 1.2 | Elect Director John E. Caldwell | Management | For | For |
| 1.3 | Elect Director Donald K. Charter | Management | For | For |
| 1.4 | Elect Director W. Robert Dengler | Management | For | For |
| 1.5 | Elect Director Guy G. Dufresne | Management | For | For |
| 1.6 | Elect Director Stephen J. J. Letwin | Management | For | For |
| 1.7 | Elect Director Mahendra Naik | Management | For | For |
| 1.8 | Elect Director William D. Pugliese | Management | For | For |
| 1.9 | Elect Director John T. Shaw | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| IMPALA PLATINUM HOLDINGS LTD
MEETING DATE: OCT 19, 2010 |
||||
|
TICKER: IMP
SECURITY ID: S37840113
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Management | For | For |
| 2 | Appoint PricewaterhouseCoopers Inc as Auditors of the Company and Jean-Pierre van Staden as the Designated Partner | Management | For | For |
| 3.1 | Re-elect Michael McMahon as Director | Management | For | For |
| 3.2 | Elect Paul Dunne as Director | Management | For | For |
| 3.3 | Elect Terence Goodlace as Director | Management | For | For |
| 3.4 | Elect Mpueleng Pooe as Director | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 6 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
| INTERNATIONAL MINERALS CORP.
MEETING DATE: NOV 12, 2010 |
||||
|
TICKER: IMZ
SECURITY ID: 459875100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Stephen J. Kay | Management | For | For |
| 2.2 | Elect Director Rod C. McKeen | Management | For | For |
| 2.3 | Elect Director Jorge Paz Durini | Management | For | For |
| 2.4 | Elect Director Gabriel Bianchi | Management | For | For |
| 2.5 | Elect Director Alan F. Matthews | Management | For | For |
| 2.6 | Elect Director W. Michael Smith | Management | For | For |
| 2.7 | Elect Director Roberto Baquerizo | Management | For | For |
| 3 | Approve Davidson & Company as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| INTERNATIONAL TOWER HILL MINES LTD.
MEETING DATE: AUG 12, 2010 |
||||
|
TICKER: ITH
SECURITY ID: 46051L104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Arrangement | Management | For | For |
| 2 | Ratify Corvus Stock Option Plan | Management | For | Against |
| INTERNATIONAL TOWER HILL MINES LTD.
MEETING DATE: NOV 16, 2010 |
||||
|
TICKER: ITH
SECURITY ID: 46050R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Hendrik Van Alphen as Director | Management | For | For |
| 2.2 | Elect Daniel A. Carriere as Director | Management | For | For |
| 2.3 | Elect Steven Aaker as Director | Management | For | For |
| 2.4 | Elect Anton J. Drescher as Director | Management | For | For |
| 2.5 | Elect Ronald Sheardown as Director | Management | For | For |
| 2.6 | Elect Timothy Haddon as Director | Management | For | For |
| 3 | Approve MacKay LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| INTREPID MINES LTD.
MEETING DATE: JUL 21, 2010 |
||||
|
TICKER: IAU
SECURITY ID: Q4968A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Sale of the Company's Paulsens Gold Mine to Northern Star Resources Ltd | Management | For | For |
| INTREPID MINES LTD.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: IAU
SECURITY ID: Q4968A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Adoption of Remuneration Report for the Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Elect Ian McMaster as a Director | Management | For | For |
| 3 | Elect Laurence Curtis as aDirector | Management | For | Against |
| 4 | Ratify the Past Issue of 63.4 Million Shares at an Issue Price of A$1.78 Each to a Consortium of Underwriters Led by RBC Dominion Securities Inc. | Management | For | For |
| 5 | Approve Amendment of Non-Executive Directors' Share Plan | Management | For | For |
| 6 | Approve the Vesting of Options and Share Rights Under the Company's Redundancy Policy | Management | For | Against |
| JAGUAR MINING INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: JAG
SECURITY ID: ADPC00721
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew C. Burns | Management | For | For |
| 1.2 | Elect Director Gilmour Clausen | Management | For | For |
| 1.3 | Elect Director William E. Dow | Management | For | For |
| 1.4 | Elect Director Gary E. German | Management | For | For |
| 1.5 | Elect Director Anthony F. Griffiths | Management | For | For |
| 1.6 | Elect Director Daniel R. Titcomb | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| KEEGAN RESOURCES INC.
MEETING DATE: SEP 30, 2010 |
||||
|
TICKER: KGN
SECURITY ID: 487275109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Maurice Tagami | Management | For | For |
| 1.2 | Elect Director Gordon J. Fretwell | Management | For | For |
| 1.3 | Elect Director Daniel T. McCoy | Management | For | For |
| 1.4 | Elect Director Robert J. McLeod | Management | For | For |
| 1.5 | Elect Director Marcel de Groot | Management | For | For |
| 1.6 | Elect Director Keith Minty | Management | For | For |
| 1.7 | Elect Director Shawn Kristen Wallace | Management | For | For |
| 2 | Ratify BDO Dunwoody LLP as Auditors | Management | For | For |
| 3 | Approve Alteration of Company's Authorized Share Structure and Adopt New Articles | Management | For | Against |
| KIMBER RESOURCES INC.
MEETING DATE: DEC 08, 2010 |
||||
|
TICKER: KBR
SECURITY ID: 49435N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Leanne M. Baker as Director | Management | For | For |
| 1.2 | Elect R. Dennis Bergen as Director | Management | For | For |
| 1.3 | Elect Gordon Cummings as Director | Management | For | For |
| 1.4 | Elect Frederick T. Graybeal as Director | Management | For | For |
| 1.5 | Elect Peter B. Nixon as Director | Management | For | For |
| 1.6 | Elect James J. Puplava as Director | Management | For | Withhold |
| 1.7 | Elect Stephen P. Quin as Director | Management | For | For |
| 1.8 | Elect Donald W. Young as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| KIMBER RESOURCES INC.
MEETING DATE: DEC 08, 2010 |
||||
|
TICKER: KBR
SECURITY ID: ADPC00859
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Leanne M. Baker as Director | Management | For | For |
| 1.2 | Elect R. Dennis Bergen as Director | Management | For | For |
| 1.3 | Elect Gordon Cummings as Director | Management | For | For |
| 1.4 | Elect Frederick T. Graybeal as Director | Management | For | For |
| 1.5 | Elect Peter B. Nixon as Director | Management | For | For |
| 1.6 | Elect James J. Puplava as Director | Management | For | Withhold |
| 1.7 | Elect Stephen P. Quin as Director | Management | For | For |
| 1.8 | Elect Donald W. Young as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| KINGSGATE CONSOLIDATED LTD.
MEETING DATE: NOV 18, 2010 |
||||
|
TICKER: KCN
SECURITY ID: Q5318K103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Craig Carracher as a Director | Management | For | For |
| 2 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 3 | Approve the Amendments to the Company's Constitution | Management | For | For |
| KINROSS GOLD CORPORATION
MEETING DATE: SEP 15, 2010 |
||||
|
TICKER: K
SECURITY ID: 496902404
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares and Warrants in Connection with Acquisition | Management | For | For |
| KINROSS GOLD CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: K
SECURITY ID: 496902404
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John A. Brough as Director | Management | For | For |
| 1.2 | Elect Tye W. Burt as Director | Management | For | For |
| 1.3 | Elect John K. Carrington as Director | Management | For | For |
| 1.4 | Elect Richard P. Clark as Director | Management | For | For |
| 1.5 | Elect John M.H. Huxley as Director | Management | For | For |
| 1.6 | Elect John A. Keyes as Director | Management | For | For |
| 1.7 | Elect Catherine McLeod-Seltzer as Director | Management | For | For |
| 1.8 | Elect George F. Michals as Director | Management | For | For |
| 1.9 | Elect John E. Oliver as Director | Management | For | For |
| 1.10 | Elect Terence C.W. Reid as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Share Incentive Plan | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| KIRKLAND LAKE GOLD INC.
MEETING DATE: OCT 07, 2010 |
||||
|
TICKER: KGI
SECURITY ID: 49740P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Brian E. Bayley | Management | For | For |
| 2.2 | Elect Director D. Harry W. Dobson | Management | For | Withhold |
| 2.3 | Elect Director Trevor M. Gabriel | Management | For | For |
| 2.4 | Elect Director Brian A. Hinchcliffe | Management | For | Withhold |
| 2.5 | Elect Director George A. Milton | Management | For | For |
| 2.6 | Elect Director Mark S. Tessier | Management | For | Withhold |
| 2.7 | Elect Director John S. Thomson | Management | For | Withhold |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Adopt New By-Laws | Management | For | Against |
| KULA GOLD LTD.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: KGD
SECURITY ID: Q5370W110
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Adoption of Remuneration Report for the Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Elect David Frecker as a Director | Management | For | For |
| LAKE SHORE GOLD CORP.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: LSG
SECURITY ID: 510728108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alan C. Moon | Management | For | For |
| 1.2 | Elect Director Arnold Klassen | Management | For | For |
| 1.3 | Elect Director Daniel G. Innes | Management | For | For |
| 1.4 | Elect Director Frank Hallam | Management | For | For |
| 1.5 | Elect Director Jonathan Gill | Management | For | For |
| 1.6 | Elect Director Peter Crossgrove | Management | For | For |
| 1.7 | Elect Director Anthony P. Makuch | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Approve Employee Stock Purchase Plan | Management | For | Against |
| LIHIR GOLD LTD.
MEETING DATE: AUG 23, 2010 |
||||
|
TICKER: LGL
SECURITY ID: Y5285N149
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Scheme of Arrangement between Lihir Gold Limited and the Scheme Participants | Management | For | For |
| MASSEY ENERGY COMPANY
MEETING DATE: OCT 06, 2010 |
||||
|
TICKER: MEE
SECURITY ID: 576206106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| MEDUSA MINING LTD
MEETING DATE: OCT 06, 2010 |
||||
|
TICKER: MML
SECURITY ID: Q59444101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Amendment of the Company's Constiution | Management | For | For |
| 2 | Renew Proportional Takeover Bid Provisions | Management | For | For |
| MEDUSA MINING LTD.
MEETING DATE: NOV 17, 2010 |
||||
|
TICKER: MML
SECURITY ID: Q59444101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Andrew Teo as a Director | Management | For | For |
| 2 | Elect Peter Jones as a Director | Management | For | For |
| 3 | Elect Robert Weinberg as a Director | Management | For | For |
| 4 | Approve the Grant of 150,000 Options Exercisable at A$4.40 Each to Nicholas Sayce as Part of His Consideration as Investor Relations Consultant and Canadian Contact of the Company | Management | For | For |
| 5 | Approve the Disapplication of Pre-Emptive Rights on the Previous Issue of 1.19 Million Options; the 150,000 Options to be Issued to Nicholas Sayce; and the Issue of Up to 9.38 Million Shares | Management | For | For |
| 6 | Approve the Adoption of the Remuneration Report for the Financial Year Ended June 30, 2010 | Management | For | For |
| MINEFINDERS CORPORATION LTD.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: MFL
SECURITY ID: 602900102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark H. Bailey | Management | For | For |
| 1.2 | Elect Director James M. Dawson | Management | For | For |
| 1.3 | Elect Director W. Robert Gilroy | Management | For | For |
| 1.4 | Elect Director H. Leo King | Management | For | For |
| 1.5 | Elect Director Robert L. Leclerc | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| MINERAL DEPOSITS LTD.
MEETING DATE: NOV 09, 2010 |
||||
|
TICKER: MDL
SECURITY ID: Q6154S101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 2 | Elect David John Isles as a Director | Management | For | For |
| 3 | Elect Martin Clyde Ackland as a Director | Management | For | Against |
| 4 | Approve the Disposal by MDL Gold Ltd of All Its Shares in Sabodala Gold (Mauritius) Ltd, SGML (Capital) Ltd, and Oromin Explorations Ltd to Teranga Gold Corporation and the Initial Public Offering of Teranga Shares | Management | For | For |
| 5 | Approve the Equal Reduction in Capital by $188.55 Million and Proposed In Specie Distribution to Shareholders of Not Less than 80 Percent of the Teranga Shares Held by the Company Following the Disposal of the Sabodala Gold Mining Operation | Management | For | For |
| 6 | Approve the Consolidation of the Company's Share Capital on the Basis that Every Ten Ordinary Shares be Consolidated Into One Share With Any Fractional Entitlement Rounded Down to the Nearest Whole Share | Management | For | For |
| 7 | Approve the Amendment to the Company's Constitution to Enable Australian Shareholders to Receive CDIs in Relation to Teranga Shares Pursuant to the In Specie Distribution | Management | For | For |
| 8 | Ratify the Past Issue of 24.87 Million Shares to Vendors of the Oromin Shares Acquired by MDL Gold Ltd and of 994,813 Shares to GMP Securities Ltd for Acting as Financial Adviser to the Company on the Acquisition | Management | For | For |
| NEVSUN RESOURCES LTD.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: NSU
SECURITY ID: 64156L101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Stuart Angus | Management | For | For |
| 1.2 | Elect Director Cliff T. Davis | Management | For | For |
| 1.3 | Elect Director Robert G. Gayton | Management | For | For |
| 1.4 | Elect Director Gary E. German | Management | For | For |
| 1.5 | Elect Director Gerard E. Munera | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| NEW GOLD INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: NGD
SECURITY ID: 644535106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director James Estey | Management | For | For |
| 2.2 | Elect Director Robert Gallagher | Management | For | For |
| 2.3 | Elect Director Vahan Kololian | Management | For | For |
| 2.4 | Elect Director Martyn Konig | Management | For | For |
| 2.5 | Elect Director Pierre Lassonde | Management | For | For |
| 2.6 | Elect Director Craig Nelsen | Management | For | For |
| 2.7 | Elect Director Randall Oliphant | Management | For | For |
| 2.8 | Elect Director Raymond Threlkeld | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| NEW GOLD INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: NGD
SECURITY ID: ADPC00931
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director James Estey | Management | For | For |
| 2.2 | Elect Director Robert Gallagher | Management | For | For |
| 2.3 | Elect Director Vahan Kololian | Management | For | For |
| 2.4 | Elect Director Martyn Konig | Management | For | For |
| 2.5 | Elect Director Pierre Lassonde | Management | For | For |
| 2.6 | Elect Director Craig Nelsen | Management | For | For |
| 2.7 | Elect Director Randall Oliphant | Management | For | For |
| 2.8 | Elect Director Raymond Threlkeld | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| NEWCREST MINING LTD.
MEETING DATE: OCT 28, 2010 |
||||
|
TICKER: NCM
SECURITY ID: Q6651B114
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
| 2a | Elect Richard Lee as a Director | Management | For | For |
| 2b | Elect John Spark as a Director | Management | For | For |
| 2c | Elect Tim Poole as a Director | Management | For | For |
| 2d | Elect Greg Robinson as a Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 4 | Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum | Management | For | For |
| NEWMONT MINING CORPORATION
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: NEM
SECURITY ID: 651639106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glen A. Barton | Management | For | For |
| 1.2 | Elect Director Vincent A. Calarco | Management | For | For |
| 1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.4 | Elect Director Noreen Doyle | Management | For | For |
| 1.5 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.6 | Elect Director Michael S. Hamson | Management | For | For |
| 1.7 | Elect Director Richard T. O'Brien | Management | For | For |
| 1.8 | Elect Director John B. Prescott | Management | For | For |
| 1.9 | Elect Director Donald C. Roth | Management | For | For |
| 1.10 | Elect Director Simon Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Other Business | Management | For | Against |
| NORTHGATE MINERALS CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: NGX
SECURITY ID: 666416102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Daniel | Management | For | For |
| 1.2 | Elect Director Paul J. Dowd | Management | For | For |
| 1.3 | Elect Director Patrick D. Downey | Management | For | For |
| 1.4 | Elect Director Richard J. Hall | Management | For | For |
| 1.5 | Elect Director Douglas P. Hayhurst | Management | For | For |
| 1.6 | Elect Director Terry A. Lyons | Management | For | For |
| 1.7 | Elect Director Conrad A. Pinette | Management | For | For |
| 1.8 | Elect Director Kenneth G. Stowe | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| NOVAGOLD RESOURCES INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: NG
SECURITY ID: 66987E206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc Faber | Management | For | For |
| 1.2 | Elect Director Tony S. Giardini | Management | For | For |
| 1.3 | Elect Director Igor Levental | Management | For | For |
| 1.4 | Elect Director Kalidas V. Madhavpeddi | Management | For | For |
| 1.5 | Elect Director Gerald J. McConnell | Management | For | For |
| 1.6 | Elect Director Clynton R. Nauman | Management | For | For |
| 1.7 | Elect Director James L. Philip | Management | For | For |
| 1.8 | Elect Director Rick Van Nieuwenhuyse | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| OCEANAGOLD CORPORATION
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: OGC
SECURITY ID: 675222103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James E. Askew | Management | For | For |
| 1.2 | Elect Director J. Denham Shale | Management | For | For |
| 1.3 | Elect Director Michael F. Wilkes | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Amend Articles | Management | For | For |
| 4 | Ratify Past Issuance of Shares | Management | For | For |
| 5 | Approve Stock Option Plan Grants | Management | For | For |
| 6 | Approve Increase in Non-Executive Directors Remuneration | Management | For | For |
| 7 | Approve Performance Share Unit Plan | Management | For | For |
| OSISKO MINING CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: OSK
SECURITY ID: 688278100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Staph Leavenworth Bakali as Director | Management | For | Withhold |
| 1.2 | Elect Victor Bradley as Director | Management | For | Withhold |
| 1.3 | Elect Marcel Cote as Director | Management | For | Withhold |
| 1.4 | Elect Andre J. Douchane as Director | Management | For | For |
| 1.5 | Elect William A. MacKinnon as Director | Management | For | For |
| 1.6 | Elect Sean Roosen as Director | Management | For | For |
| 1.7 | Elect Norman Storm as Director | Management | For | For |
| 1.8 | Elect Serge Vezina as Director | Management | For | For |
| 1.9 | Elect Robert Wares as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Re-approve Employee Stock Purchase Plan | Management | For | For |
| 5 | Adopt By-law No. 2011-1 | Management | For | For |
| OSISKO MINING CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: OSK
SECURITY ID: 688278308
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Staph Leavenworth Bakali as Director | Management | For | Did Not Vote |
| 1.2 | Elect Victor Bradley as Director | Management | For | Did Not Vote |
| 1.3 | Elect Marcel Cote as Director | Management | For | Did Not Vote |
| 1.4 | Elect Andre J. Douchane as Director | Management | For | Did Not Vote |
| 1.5 | Elect William A. MacKinnon as Director | Management | For | Did Not Vote |
| 1.6 | Elect Sean Roosen as Director | Management | For | Did Not Vote |
| 1.7 | Elect Norman Storm as Director | Management | For | Did Not Vote |
| 1.8 | Elect Serge Vezina as Director | Management | For | Did Not Vote |
| 1.9 | Elect Robert Wares as Director | Management | For | Did Not Vote |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
| 3 | Re-approve Stock Option Plan | Management | For | Did Not Vote |
| 4 | Re-approve Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 5 | Adopt By-law No. 2011-1 | Management | For | Did Not Vote |
| PAN AMERICAN SILVER CORP.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: PAA
SECURITY ID: 697900108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ross J. Beaty as Director | Management | For | For |
| 1.2 | Elect Geoffrey A. Burns as Director | Management | For | For |
| 1.3 | Elect Robert P. Pirooz as Director | Management | For | For |
| 1.4 | Elect William Flecknestein as Director | Management | For | For |
| 1.5 | Elect Michael J.J. Maloney as Director | Management | For | For |
| 1.6 | Elect David C. Press as Director | Management | For | For |
| 1.7 | Elect Walter T. Segsworth as Director | Management | For | For |
| 1.8 | Elect Michael Carroll as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PARAMOUNT GOLD AND SILVER CORP.
MEETING DATE: DEC 10, 2010 |
||||
|
TICKER: PZG
SECURITY ID: 69924P102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher Crupi | Management | For | For |
| 1.2 | Elect Director M. Yvan Stinglhamber | Management | For | For |
| 1.3 | Elect Director John Carden | Management | For | For |
| 1.4 | Elect Director Robert Dinning | Management | For | For |
| 1.5 | Elect Director Christopher Reynolds | Management | For | For |
| 1.6 | Elect Director Rudi P. Fronk | Management | For | For |
| 1.7 | Elect Director Eliseo Gonzalez-Urien | Management | For | For |
| 1.8 | Elect Director Shawn Kennedy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| PERSEUS MINING LTD.
MEETING DATE: NOV 26, 2010 |
||||
|
TICKER: PRU
SECURITY ID: ADPC00845
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 2 | Elect Reg Gillard as a Director | Management | For | For |
| 3 | Elect Neil Fearis as a Director | Management | For | For |
| 4 | Approve the Company's Stock Option Plan | Management | For | For |
| 5 | Approve the Increase in Non-Executive Directors' Remuneration to A$750,000 Per Annum | Management | For | For |
| PERSEUS MINING LTD.
MEETING DATE: NOV 26, 2010 |
||||
|
TICKER: PRU
SECURITY ID: Q74174105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 2 | Elect Reg Gillard as a Director | Management | For | For |
| 3 | Elect Neil Fearis as a Director | Management | For | For |
| 4 | Approve the Company's Stock Option Plan | Management | For | For |
| 5 | Approve the Increase in Non-Executive Directors' Remuneration to A$750,000 Per Annum | Management | For | For |
| PETROPAVLOVSK PLC
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: POG
SECURITY ID: G5555S109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Re-elect Alfiya Samokhvalova as Director | Management | For | Against |
| 7 | Re-elect Andrey Maruta as Director | Management | For | Against |
| 8 | Elect Martin Smith as Director | Management | For | Against |
| 9 | Re-elect Peter Hambro as Director | Management | For | Against |
| 10 | Re-elect Pavel Maslovskiy as Director | Management | For | Against |
| 11 | Re-elect Brian Egan as Director | Management | For | Against |
| 12 | Re-elect Graham Birch as Director | Management | For | Against |
| 13 | Re-elect Sir Malcolm Field as Director | Management | For | Against |
| 14 | Re-elect Lord Guthrie as Director | Management | For | For |
| 15 | Re-elect Sir Roderic Lyne as Director | Management | For | For |
| 16 | Re-elect Charles McVeigh as Director | Management | For | Against |
| 17 | Approve Increase in Borrowing Powers | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 22 | Approve Cancellation from Share Premium Account | Management | For | For |
| POLYMETAL JT STK CO
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: PMTL
SECURITY ID: 731789202
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Financial Statements | Management | For | For |
| 2 | Approve Omission of Dividends | Management | For | For |
| 3.1 | Elect Sergey Areshev as Director | Management | None | Against |
| 3.2 | Elect Jonathan Best as Director | Management | None | For |
| 3.3 | Elect Marina Grenberg as Director | Management | None | Against |
| 3.4 | Elect Vitaly Nesis as Director | Management | None | Against |
| 3.5 | Elect Russel Skirrow as Director | Management | None | For |
| 3.6 | Elect Ashot Khachaturyants as Director | Management | None | Against |
| 3.7 | Elect Leonard Khomenyuk as Director | Management | None | Against |
| 3.8 | Elect Martin Shafer as Director | Management | None | Against |
| 3.9 | Elect Ilya Yuzhanov as Director | Management | None | For |
| 3.10 | Elect Konstantin Yanakov as Director | Management | None | Against |
| 4.1 | Elect Aleksandr Zarya as Member of Audit Commission | Management | For | For |
| 4.2 | Elect Denis Pavlov as Member of Audit Commission | Management | For | For |
| 4.3 | Elect Aleksandr Kazarinov as Member of Audit Commission | Management | For | For |
| 5 | Ratify ZAO HLB as RAS Auditor | Management | For | For |
| 6 | Approve Potential Future Related-Party Transactions | Management | For | For |
| 7 | Approve Potential Future Related-Party Transactions Re: Credit Line Agreements with OAO Nomos Bank | Management | For | For |
| 8 | Approve Potential Future Related-Party Transactions Re: Directors' and Executives' Liability Insurance | Management | For | For |
| POLYUS GOLD OJSC
MEETING DATE: AUG 24, 2010 |
||||
|
TICKER: PLZL
SECURITY ID: 678129107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividends of RUB 8.52 per Ordinary Share for First Half of Fiscal 2010 | Management | For | For |
| POLYUS GOLD OJSC
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: PLZL
SECURITY ID: 678129107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of RUB 19.77 per Share (Including Interim Dividend of RUB 8.52 per Share) | Management | For | For |
| 3.1 | Elect Anton Averin as Director | Management | Against | Against |
| 3.2 | Elect Pavel Grachev as Director | Management | For | Against |
| 3.3 | Elect Yevgeny Ivanov as Director | Management | For | Against |
| 3.4 | Elect Anna Kolonchina as Director | Management | For | Against |
| 3.5 | Elect Oleg Lipatov as Director | Management | Against | Against |
| 3.6 | Elect Lord Clanwilliam (former Lord Gillford) as Director | Management | For | For |
| 3.7 | Elect Aleksandr Mosionzhik as Director | Management | For | Against |
| 3.8 | Elect Mikhail Prohorov as Director | Management | For | Against |
| 3.9 | Elect Zumrud Rustamova as Director | Management | For | Against |
| 3.10 | Elect Yekaterina Salnikova as Director | Management | For | Against |
| 3.11 | Elect Valery Senko as Director | Management | Against | Against |
| 3.12 | Elect Mikhail Sosnovsky as Director | Management | Against | Against |
| 3.13 | Elect Maksim Finsky as Director | Management | For | Against |
| 4.1 | Elect Andrey Zaytsev as Member of Audit Commission | Management | For | For |
| 4.2 | Elect Olga Rompel as Member of Audit Commission | Management | For | For |
| 4.3 | Elect Aleksandr Spektor as Member of Audit Commission | Management | For | For |
| 4.4 | Elect Oleg Cherney as Member of Audit Commission | Management | For | For |
| 4.5 | Elect Aleksey Shaymardanov as Member of Audit Commission | Management | For | For |
| 5 | Ratify OOO Rosekspertiza as Auditor | Management | For | For |
| 6 | Determine Cost of Liability Insurance for Directors and Officers | Management | For | For |
| 7 | Approve Related-Party Transaction Re: Liability Insurance for Directors and Officers Proposed under Item 6 | Management | For | For |
| 8 | Approve Remuneration of Directors | Management | For | For |
| PREMIER GOLD MINES LIMITED
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: PG
SECURITY ID: 74051D104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Begeman | Management | For | For |
| 1.2 | Elect Director Jean-Pierre Colin | Management | For | For |
| 1.3 | Elect Director Ewan S. Downie | Management | For | For |
| 1.4 | Elect Director Richard J. Hall | Management | For | For |
| 1.5 | Elect Director Henry J. Knowles | Management | For | Withhold |
| 1.6 | Elect Director John A. Pollock | Management | For | For |
| 1.7 | Elect Director John Seaman | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PREMIER GOLD MINES LIMITED
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: PG
SECURITY ID: ADPC00996
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Begeman | Management | For | For |
| 1.2 | Elect Director Jean-Pierre Colin | Management | For | For |
| 1.3 | Elect Director Ewan S. Downie | Management | For | For |
| 1.4 | Elect Director Richard J. Hall | Management | For | For |
| 1.5 | Elect Director Henry J. Knowles | Management | For | Withhold |
| 1.6 | Elect Director John A. Pollock | Management | For | For |
| 1.7 | Elect Director John Seaman | Management | For | For |
| 2 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PRIMERO MINING CORP.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: P
SECURITY ID: 74164W106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Wade Nesmith | Management | For | For |
| 2.2 | Elect Director Joseph Conway | Management | For | For |
| 2.3 | Elect Director Eduardo Luna | Management | For | For |
| 2.4 | Elect Director David Demers | Management | For | For |
| 2.5 | Elect Director Michael Riley | Management | For | For |
| 2.6 | Elect Director Grant Edey | Management | For | For |
| 2.7 | Elect Director Rohan Hazelton | Management | For | For |
| 2.8 | Elect Director Timo Jauristo | Management | For | For |
| 2.9 | Elect Director Robert Quartermain | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| 5 | Approve Payment of Convertible Promissory Note | Management | For | For |
| QUEENSTON MINING INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: QMI
SECURITY ID: 74832E108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect John M. Arnold, Charles E. Bartliff, Michael J. H. Brown, Hugh D. Harbinson, Edmund F. Merringer, Charles E. Page and Barry D. Simmons as Directors | Management | For | For |
| 2 | Approve MSCM LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Amend By-Law 22 Notice of Meetings | Management | For | For |
| 5 | Re-approve Stock Option Plan | Management | For | Against |
| 6 | Approve Extension of Expiry Date of 300,000 Common Share Purchase Warrants to March 23, 2012 | Management | For | For |
| RAINY RIVER RESOURCES LTD.
MEETING DATE: APR 06, 2011 |
||||
|
TICKER: RR
SECURITY ID: 75101R100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Raymond Threlkeld | Management | For | For |
| 2.2 | Elect Director Stuart Averill | Management | For | For |
| 2.3 | Elect Director Leo Berezan | Management | For | For |
| 2.4 | Elect Director Dale C. Peniuk | Management | For | For |
| 2.5 | Elect Director Gerald Shields | Management | For | For |
| 2.6 | Elect Director Richard Pettit | Management | For | For |
| 2.7 | Elect Director James Excell | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Approve Issuance of Bonus Shares to Nicholas J. Nikolakakis | Management | For | For |
| RANDGOLD RESOURCES LTD
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: RRS
SECURITY ID: 752344309
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Philippe Lietard as Director | Management | For | For |
| 5 | Re-elect Mark Bristow as Director | Management | For | For |
| 6 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 7 | Re-elect Norborne Cole Jr as Director | Management | For | For |
| 8 | Re-elect Christopher Coleman as Director | Management | For | For |
| 9 | Re-elect Kadri Dagdelen as Director | Management | For | For |
| 10 | Re-elect Robert Israel as Director | Management | For | For |
| 11 | Re-elect Karl Voltaire as Director | Management | For | For |
| 12 | Reappoint BDO LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Approve Fees Payable to Directors | Management | For | For |
| 15 | Approve Co-Investment Plan | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| REAL GOLD MINING LTD
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: 00246
SECURITY ID: G74099105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Reelect Mak Kin Kwong as Independent Non-Executive Director | Management | For | For |
| 4 | Reelect Zhao Enguang as Independent Non-Executive Director | Management | For | For |
| 5 | Reelect Xiao Zuhe as Independent Non-Executive Director | Management | For | For |
| 6 | Authorise the Board to Fix the Directors' Remuneration | Management | For | For |
| 7 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Authorize Share Repurchase Program | Management | For | For |
| 10 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| RED BACK MINING INC.
MEETING DATE: SEP 15, 2010 |
||||
|
TICKER:
SECURITY ID: 756297107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Kinross Gold Corporation | Management | For | For |
| RED BACK MINING INC.
MEETING DATE: SEP 15, 2010 |
||||
|
TICKER:
SECURITY ID: 756297305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Kinross Gold Corporation | Management | For | For |
| RESOLUTE MINING LTD.
MEETING DATE: NOV 30, 2010 |
||||
|
TICKER: RSG
SECURITY ID: Q81068100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 2 | Elect Henry Thomas Stuart Price as a Director | Management | For | For |
| 3 | Ratify the Past Issue of 11.76 Million Shares at A$1.24 Each to Sophisticated and Institutional Investors of Morgan Stanley Australia Securities Ltd on Oct. 6, 2010 | Management | For | For |
| 4 | Approve the Increase in Non-Executive Directors' Remuneration to A$600,000 Per Annum | Management | For | For |
| 5 | Approve the Issuance of Up to 119.43 Million Shares to Alliance Upon the Conversion of the Convertible Notes and Exercise of Options | Management | For | For |
| 6 | Approve the Grant of Up to 2 Million Employee Options to Peter Sullivan, Chief Executive Officer, Under the Company's Employee Share Option Plan | Management | For | For |
| RIVA GOLD CORP
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: RIV
SECURITY ID: 768019101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director R. Stuart Angus | Management | For | For |
| 2.2 | Elect Director Michael Cawood | Management | For | Withhold |
| 2.3 | Elect Director Donald B. Clark | Management | For | For |
| 2.4 | Elect Director Purni Parikh | Management | For | Withhold |
| 2.5 | Elect Director Randy Smallwood | Management | For | For |
| 2.6 | Elect Director Richard W. Warke | Management | For | Withhold |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | Against |
| ROMARCO MINERALS INC.
MEETING DATE: JUL 13, 2010 |
||||
|
TICKER: R
SECURITY ID: 775903206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Diane R. Garrett as Director | Management | For | For |
| 2.2 | Elect Leendert G. Krol as Director | Management | For | Withhold |
| 2.3 | Elect R.J. (Don) MacDonald as Director | Management | For | Withhold |
| 2.4 | Elect Patrick Michaels as Director | Management | For | For |
| 2.5 | Elect Robert van Doorn as Director | Management | For | Withhold |
| 2.6 | Elect Edward van Ginkel as Director | Management | For | Withhold |
| 2.7 | Elect James R. Arnold as Director | Management | For | For |
| 2.8 | Elect John O. Marsden as Director | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| ROMARCO MINERALS INC.
MEETING DATE: JUL 13, 2010 |
||||
|
TICKER: R
SECURITY ID: ADPC00785
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Diane R. Garrett as Director | Management | For | For |
| 2.2 | Elect Leendert G. Krol as Director | Management | For | Withhold |
| 2.3 | Elect R.J. (Don) MacDonald as Director | Management | For | Withhold |
| 2.4 | Elect Patrick Michaels as Director | Management | For | For |
| 2.5 | Elect Robert van Doorn as Director | Management | For | Withhold |
| 2.6 | Elect Edward van Ginkel as Director | Management | For | Withhold |
| 2.7 | Elect James R. Arnold as Director | Management | For | For |
| 2.8 | Elect John O. Marsden as Director | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| ROMARCO MINERALS INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: R
SECURITY ID: 775903206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Edward van Ginkel | Management | For | Withhold |
| 2.2 | Elect Director Diane R. Garrett | Management | For | For |
| 2.3 | Elect Director James R. Arnold | Management | For | For |
| 2.4 | Elect Director Leendert Krol | Management | For | Withhold |
| 2.5 | Elect Director R.J. (Don) MacDonald | Management | For | Withhold |
| 2.6 | Elect Director John O. Marsden | Management | For | For |
| 2.7 | Elect Director Patrick Michaels | Management | For | For |
| 2.8 | Elect Director Robert van Doorn | Management | For | Withhold |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| ROMARCO MINERALS INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: R
SECURITY ID: ADPC00785
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Edward van Ginkel | Management | For | Withhold |
| 2.2 | Elect Director Diane R. Garrett | Management | For | For |
| 2.3 | Elect Director James R. Arnold | Management | For | For |
| 2.4 | Elect Director Leendert Krol | Management | For | Withhold |
| 2.5 | Elect Director R.J. (Don) MacDonald | Management | For | Withhold |
| 2.6 | Elect Director John O. Marsden | Management | For | For |
| 2.7 | Elect Director Patrick Michaels | Management | For | For |
| 2.8 | Elect Director Robert van Doorn | Management | For | Withhold |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| ROYAL GOLD, INC.
MEETING DATE: NOV 17, 2010 |
||||
|
TICKER: RGLD
SECURITY ID: 780287108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William Hayes | Management | For | For |
| 2 | Elect Director James W. Stuckert | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| RUBICON MINERALS CORPORATION
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: RMX
SECURITY ID: 780911103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Five | Management | For | For |
| 2.1 | Elect Christopher J. Bradbrook as Director | Management | For | For |
| 2.2 | Elect Julian Kemp as Director | Management | For | For |
| 2.3 | Elect David R. Reid as Director | Management | For | For |
| 2.4 | Elect Bruce Thomas as Director | Management | For | For |
| 2.5 | Elect David W. Adamson as Director | Management | For | For |
| 3 | Approve DeVisser Gray LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Stock Option Plan Grants | Management | For | For |
| 5 | Re-approve Stock Option Plan | Management | For | For |
| 6 | Approve Shareholder Rights Plan | Management | For | For |
| SABINA GOLD & SILVER CORP.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: SBB
SECURITY ID: 785246109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Terrence E. Eyton as Director | Management | For | For |
| 2.2 | Elect David A. Fennell as Director | Management | For | Withhold |
| 2.3 | Elect Jonathan Goodman as Director | Management | For | For |
| 2.4 | Elect Scott B. Hean as Director | Management | For | For |
| 2.5 | Elect James N. Morton as Director | Management | For | For |
| 2.6 | Elect John Wakeford as Director | Management | For | For |
| 2.7 | Elect Anthony P. Walsh as Director | Management | For | For |
| 2.8 | Elect John F. Whitton as Director | Management | For | For |
| 2.9 | Elect LeRoy E. Wilkes as Director | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| SAN GOLD CORPORATION
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: SGR
SECURITY ID: 79780P104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect George Pirie, Hugh Wynne, Dale Ginn, Ben Hubert, Michael Power, Stephen Harapiak and Michael Anderson as Directors | Management | For | Withhold |
| 2 | Approve Scarrow & Donald LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| SANDFIRE RESOURCES NL
MEETING DATE: NOV 29, 2010 |
||||
|
TICKER: SFR
SECURITY ID: Q82191109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Derek La Ferla as a Director | Management | For | Against |
| 2 | Elect Robert Norman Scott as a Director | Management | For | Against |
| 3 | Elect Jonghun Jong as a Director | Management | For | Against |
| 4 | Appoint Ernst & Young as Auditors of the Company | Management | For | For |
| 5 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 6 | Approve the Sandfire Resources NL Incentive Option Scheme | Management | For | For |
| 7 | Approve the Increase in Non-Executive Directors' Remuneration to A$500,000 Per Annum | Management | For | For |
| SEABRIDGE GOLD INC.
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: SEA
SECURITY ID: 811916105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James S. Anthony | Management | For | Withhold |
| 1.2 | Elect Director Douglas "Scott" Barr | Management | For | For |
| 1.3 | Elect Director A. Frederick Banfield | Management | For | Withhold |
| 1.4 | Elect Director Thomas C. Dawson | Management | For | Withhold |
| 1.5 | Elect Director Louis J. Fox | Management | For | Withhold |
| 1.6 | Elect Director Rudi P. Fronk | Management | For | Withhold |
| 1.7 | Elect Director Eliseo Gonzalez-Urien | Management | For | Withhold |
| 2 | Ratify KMPG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Approve Grant of a Total of 550,000 Stock Options to Directors | Management | For | Against |
| 6 | Approve Grant of 150,000 Stock Options to the New Chief Financial Officer of the Company | Management | For | Against |
| 7 | Approve Proposed Grant of 50,000 Stock Options to a Proposed New Director, Douglas "Scott" Barr | Management | For | Against |
| 8 | Other Business | Management | For | Against |
| SEMAFO INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: SMF
SECURITY ID: 816922108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terence F. Bowles | Management | For | For |
| 1.2 | Elect Director Pierre Claver Damiba | Management | For | For |
| 1.3 | Elect Director Benoit La Salle | Management | For | For |
| 1.4 | Elect Director Jean Lamarre | Management | For | For |
| 1.5 | Elect Director John LeBoutillier | Management | For | For |
| 1.6 | Elect Director Gilles Masson | Management | For | For |
| 1.7 | Elect Director Lawrence McBrearty | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| SILVER STANDARD RESOURCES INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: SSO
SECURITY ID: 82823L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director A.E. Michael Anglin | Management | For | For |
| 2.2 | Elect Director John R. Brodie | Management | For | For |
| 2.3 | Elect Director Richard C. Campbell | Management | For | For |
| 2.4 | Elect Director Richard D. Paterson | Management | For | For |
| 2.5 | Elect Director John Smith | Management | For | For |
| 2.5 | Elect Director Peter W. Tomsett | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| SILVER WHEATON CORP.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: SLW
SECURITY ID: 828336107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Peter D. Barnes as Director | Management | For | For |
| 1.2 | Elect Lawrence I. Bell as Director | Management | For | For |
| 1.3 | Elect George L. Brack as Director | Management | For | For |
| 1.4 | Elect John A. Brough as Director | Management | For | For |
| 1.5 | Elect R. Peter Gillin as Director | Management | For | For |
| 1.6 | Elect Douglas M. Holtby as Director | Management | For | For |
| 1.7 | Elect Eduardo Luna as Director | Management | For | Withhold |
| 1.8 | Elect Wade D. Nesmith as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ST BARBARA LTD.
MEETING DATE: NOV 18, 2010 |
||||
|
TICKER: SBM
SECURITY ID: Q8744Q108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 2 | Elect Saul Jonathan Colin Wise as a Director | Management | For | For |
| 3 | Approve the Consolidation of the Company's Share Capital on the Basis that Every Six Shares be Consolidated into One Share With Any Fractional Entitlement be Rounded Up to the Next Whole Share | Management | For | For |
| 4 | Approve the Company's Performance Rights Plan | Management | For | Against |
| 5 | Approve the Grant of Up to 4.55 Million Performance Rights on a Pre-Consolidaton Basis to Timothy James Lehany, Managing Director and CEO, Under the Company's Performance Rights Plan | Management | For | Against |
| TAHOE RESOURCES INC.
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: THO
SECURITY ID: 873868103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Dan Rovig | Management | For | For |
| 1.2 | Elect Director C. Kevin McArthur | Management | For | For |
| 1.3 | Elect Director Lorne B. Anderson | Management | For | Withhold |
| 1.4 | Elect Director Paul B. Sweeney | Management | For | Withhold |
| 1.5 | Elect Director James S. Voorhees | Management | For | For |
| 1.6 | Elect Director John P. Bell | Management | For | For |
| 1.7 | Elect Director Kenneth F. Williamson | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| TOREX GOLD RESOURCES INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: TXG
SECURITY ID: 891054108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Fred Stanford | Management | For | For |
| 1.2 | Elect Director Michael Murphy | Management | For | For |
| 1.3 | Elect Director A. Terrance MacGibbon | Management | For | For |
| 1.4 | Elect Director David Fennell | Management | For | For |
| 1.5 | Elect Director Andrew Adams | Management | For | For |
| 1.6 | Elect Director Frank Davis | Management | For | For |
| 1.7 | Elect Director James Crombie | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| TROY RESOURCES NL
MEETING DATE: NOV 25, 2010 |
||||
|
TICKER: TRY
SECURITY ID: ADPV12575
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 2 | Elect Paul Benson as a Director | Management | For | Against |
| 3 | Elect David R. Dix as a Director | Management | For | Against |
| 4 | Elect Robin W. Parish as a Director | Management | For | Against |
| 5 | Elect Frederick S. Grimwade as a Director | Management | For | For |
| 6 | Approve the Troy Resources NL Performance Rights Plan | Management | For | Against |
| 7 | Approve the Troy Employee Share Option Plan Rules | Management | For | Against |
| TSUTSUMI JEWELRY CO. LTD.
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: 7937
SECURITY ID: J93558104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
| 2 | Amend Articles To Expand Board Eligibility | Management | For | For |
| 3.1 | Elect Director Tsutsumi, Seiji | Management | For | For |
| 3.2 | Elect Director Fujieda, Keizo | Management | For | For |
| 3.3 | Elect Director Shindo, Katsumi | Management | For | For |
| 3.4 | Elect Director Tsuji, Takashi | Management | For | For |
| 3.5 | Elect Director Otomo, Mitsuo | Management | For | For |
| 3.6 | Elect Director Shidatsu, Koji | Management | For | For |
| 4.1 | Appoint Statutory Auditor Yoshida, Yasunari | Management | For | For |
| 4.2 | Appoint Alternate Statutory Auditor Miyahara, Toshio | Management | For | For |
| US GOLD CORPORATION
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: UXG
SECURITY ID: 912023207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. McEwen | Management | For | For |
| 1.2 | Elect Director Declan J. Costelloe | Management | For | For |
| 1.3 | Elect Director Peter Bojtos | Management | For | For |
| 1.4 | Elect Director Michele L. Ashby | Management | For | For |
| 1.5 | Elect Director Leanne M. Baker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| VALLEY HIGH VENTURES LTD.
MEETING DATE: MAR 22, 2011 |
||||
|
TICKER: VHV
SECURITY ID: 919908103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Robert Cameron | Management | For | Withhold |
| 2.2 | Elect Director Geoffrey Chater | Management | For | Withhold |
| 2.3 | Elect Director Alan Stephens | Management | For | For |
| 2.4 | Elect Director David Watkins | Management | For | Withhold |
| 2.5 | Elect Director Ray Strafehl | Management | For | Withhold |
| 2.6 | Elect Director Kathrine MacDonald | Management | For | Withhold |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-Approve Stock Option Plan | Management | For | Against |
| 5 | Approve Plan of Arrangement: Acquired by Levon Resources Ltd. | Management | For | For |
| VENTANA GOLD CORP.
MEETING DATE: OCT 21, 2010 |
||||
|
TICKER: VEN
SECURITY ID: 92277D104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director R. Stuart Angus | Management | For | For |
| 2.2 | Elect Director Stephen A. Orr | Management | For | For |
| 2.3 | Elect Director Robert P. Pirooz | Management | For | For |
| 2.4 | Elect Director Randy V.J. Smallwood | Management | For | For |
| 2.5 | Elect Director Michael Steeves | Management | For | For |
| 2.6 | Elect Director Richard W. Warke | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Payment of Fees to Certain Related Parties | Management | For | For |
| WALTER ENERGY, INC.
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: WLT
SECURITY ID: 93317Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
| 1.2 | Elect Director Jerry W. Kolb | Management | For | For |
| 1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1.4 | Elect Director Joseph B. Leonard | Management | For | For |
| 1.5 | Elect Director Bernard G. Rethore | Management | For | For |
| 1.6 | Elect Director Michael T. Tokarz | Management | For | For |
| 1.7 | Elect Director A.J. Wagner | Management | For | For |
| 1.8 | Elect Director David R. Beatty | Management | For | For |
| 1.9 | Elect Director Keith Calder | Management | For | For |
| 1.10 | Elect Director Graham Mascall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| YAMANA GOLD INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: YRI
SECURITY ID: 98462Y100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Peter Marrone as Director | Management | For | For |
| 1.2 | Elect Patrick J. Mars as Director | Management | For | For |
| 1.3 | Elect John Begeman as Director | Management | For | For |
| 1.4 | Elect Alexander Davidson as Director | Management | For | For |
| 1.5 | Elect Richard Graff as Director | Management | For | For |
| 1.6 | Elect Robert Horn as Director | Management | For | For |
| 1.7 | Elect Nigel Lees as Director | Management | For | For |
| 1.8 | Elect Juvenal Mesquita Filho as Director | Management | For | For |
| 1.9 | Elect Carl Renzoni as Director | Management | For | For |
| 1.10 | Elect Antenor F. Silva, Jr. as Director | Management | For | For |
| 1.11 | Elect Dino Titaro as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ZHAOJIN MINING INDUSTRY CO., LTD.
MEETING DATE: JUN 13, 2011 |
||||
|
TICKER: 01818
SECURITY ID: Y988A6104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Report of the Board of Directors | Management | For | For |
| 2 | Accept Report of Supervisory Committee | Management | For | For |
| 3 | Accept Audited Financial Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Reappoint Ernst & Young and Shulun Pan Certified Public Accountants as International Auditors and PRC Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 1 | Approve Bonus Issue on the Basis of One Bonus Share for Every One Share Held | Management | For | For |
| 2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 3 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Approve Issuance of Short Term Bonds of Not More than RMB 700 Million | Shareholder | For | For |
| ZHAOJIN MINING INDUSTRY CO., LTD.
MEETING DATE: JUN 13, 2011 |
||||
|
TICKER: 01818
SECURITY ID: Y988A6104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bonus Issue | Management | For | For |
| 2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 3 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| ZIJIN MINING GROUP CO., LTD.
MEETING DATE: DEC 15, 2010 |
||||
|
TICKER: 601899
SECURITY ID: Y9892H107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Change of Investment Projects Using Part of the Proceeds from the A Share Issuance | Management | For | For |
| 2 | Approve Replacement of Part of the Proceeds from A Share Issuance in an Investment Project | Management | For | For |
| ZIJIN MINING GROUP CO., LTD.
MEETING DATE: MAY 30, 2011 |
||||
|
TICKER: 601899
SECURITY ID: Y9892H107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles Re: Accounting Standards | Management | For | For |
| 2 | Approve Issuance of Bonds Overseas | Management | For | For |
| 3 | Approve Capitalization of Reserves for Bonus Issue | Shareholder | None | Against |
| 4 | Approve Report of Board of Directors | Management | For | For |
| 5 | Approve Report of Independent Directors | Management | For | For |
| 6 | Approve Report of the Supervisory Committee | Management | For | For |
| 7 | Approve Financial Report | Management | For | For |
| 8 | Approve Annual Report and its Summary Report | Management | For | For |
| 9 | Approve Profit Distribution Proposal for the Year Ended 2010 | Management | For | For |
| 10 | Approve Remuneration of Executive Directors and the Chairman of the Supervisory Committee | Management | For | For |
| 11 | Reappoint Ernst & Young Hua Ming as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 12 | Approve Change of Use of Part of Proceeds | Management | For | For |
VOTE SUMMARY REPORT
SELECT HEALTH CARE PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACCRETIVE HEALTH, INC.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: AH
SECURITY ID: 00438V103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary A. Tolan | Management | For | For |
| 1.2 | Elect Director J. Michael Cline | Management | For | For |
| 1.3 | Elect Director Denis J. Nayden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ACHILLION PHARMACEUTICALS, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: ACHN
SECURITY ID: 00448Q201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael D. Kishbauch | Management | For | For |
| 1.2 | Elect Director Robert L. Van Nostrand | Management | For | For |
| 1.3 | Elect Director Nicole Vitullo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| ACORDA THERAPEUTICS, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: ACOR
SECURITY ID: 00484M106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ron Cohen | Management | For | For |
| 1.2 | Elect Director Lorin J. Randall | Management | For | For |
| 1.3 | Elect Director Steven M. Rauscher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AFFYMAX, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: AFFY
SECURITY ID: 00826A109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hollings C. Renton | Management | For | For |
| 1.2 | Elect Director John P. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 01, 2011 |
||||
|
TICKER: A
SECURITY ID: 00846U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Heidi Fields | Management | For | For |
| 2 | Elect Director David M. Lawrence | Management | For | For |
| 3 | Elect Director A. Barry Rand | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: ALXN
SECURITY ID: 015351109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 1.9 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: NOV 04, 2010 |
||||
|
TICKER: MDRX
SECURITY ID: 01988P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Chookaszian | Management | For | For |
| 1.2 | Elect Director Eugene V. Fife | Management | For | For |
| 1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
| 1.4 | Elect Director Philip D. Green | Management | For | For |
| 1.5 | Elect Director Edward A. Kangas | Management | For | For |
| 1.6 | Elect Director John King | Management | For | For |
| 1.7 | Elect Director Michael J. Kluger | Management | For | For |
| 1.8 | Elect Director Philip M. Pead | Management | For | For |
| 1.9 | Elect Director Glen E. Tullman | Management | For | For |
| 1.10 | Elect Director Stephen Wilson | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: MDRX
SECURITY ID: 01988P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Chookaszian | Management | For | For |
| 1.2 | Elect Director Eugene V. Fife | Management | For | For |
| 1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
| 1.4 | Elect Director Philip D. Green | Management | For | For |
| 1.5 | Elect Director Edward A. Kangas | Management | For | For |
| 1.6 | Elect Director Michael J. Kluger | Management | For | For |
| 1.7 | Elect Director Philip M. Pead | Management | For | For |
| 1.8 | Elect Director Glen E. Tullman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: AUG 13, 2010 |
||||
|
TICKER: MDRX
SECURITY ID: 01988P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: AMMD
SECURITY ID: 02744M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard B. Emmitt | Management | For | For |
| 1.2 | Elect Director Christopher H. Porter | Management | For | For |
| 1.3 | Elect Director D. Verne Sharma | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: AMMD
SECURITY ID: 02744M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AMGEN INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: AMGN
SECURITY ID: 031162100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Vance D. Coffman | Management | For | For |
| 5 | Elect Director Rebecca M. Henderson | Management | For | For |
| 6 | Elect Director Frank C. Herringer | Management | For | For |
| 7 | Elect Director Gilbert S. Omenn | Management | For | For |
| 8 | Elect Director Judith C. Pelham | Management | For | For |
| 9 | Elect Director J. Paul Reason | Management | For | For |
| 10 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 11 | Elect Director Kevin W. Sharer | Management | For | For |
| 12 | Elect Director Ronald D. Sugar | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| AMPLIFON S.P.A
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: AMP
SECURITY ID: T0388E118
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Elect Director | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| ANTHERA PHARMACEUTICALS, INC.
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: ANTH
SECURITY ID: 03674U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James I Healy | Management | For | For |
| 1.2 | Elect Director Peter A. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: RDEA
SECURITY ID: 03969P107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
| 1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
| 1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 1.6 | Elect Director Barry D. Quart | Management | For | For |
| 1.7 | Elect Director Kevin C. Tang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: ARIA
SECURITY ID: 04033A100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jay R. LaMarche | Management | For | For |
| 1.2 | Elect Director Norbert G. Riedel, Ph.D. | Management | For | For |
| 1.3 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ARQULE, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: ARQL
SECURITY ID: 04269E107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald M. Lindsay | Management | For | For |
| 1.2 | Elect Director William G. Messenger | Management | For | For |
| 1.3 | Elect Director Patrick J. Zenner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AVEO PHARMACEUTICALS, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: AVEO
SECURITY ID: 053588109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.2 | Elect Director Ronald A. DePinho, M.D. | Management | For | For |
| 1.3 | Elect Director Anthony B. Evnin, Ph.D. | Management | For | For |
| 1.4 | Elect Director Nicholas G. Galakatos, Ph.D. | Management | For | For |
| 1.5 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.6 | Elect Director Raju Kucherlapati, Ph.D. | Management | For | For |
| 1.7 | Elect Director Henri A. Termeer | Management | For | For |
| 1.8 | Elect Director Kenneth E. Weg | Management | For | For |
| 1.9 | Elect Director Robert C. Young, M.D. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| BAXTER INTERNATIONAL INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: BAX
SECURITY ID: 071813109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Wayne T. Hockmeyer | Management | For | For |
| 2 | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
| 3 | Elect Director Thomas T. Stallkamp | Management | For | For |
| 4 | Elect Director Albert P.L. Stroucken | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Management | For | For |
| BIOGEN IDEC INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: BIIB
SECURITY ID: 09062X103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 3 | Elect Director George A. Scangos | Management | For | For |
| 4 | Elect Director Lynn Schenk | Management | For | For |
| 5 | Elect Director Alexander J. Denner | Management | For | For |
| 6 | Elect Director Nancy L. Leaming | Management | For | For |
| 7 | Elect Director Richard C. Mulligan | Management | For | For |
| 8 | Elect Director Robert W. Pangia | Management | For | For |
| 9 | Elect Director Brian S. Posner | Management | For | For |
| 10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 12 | Elect Director William D. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Declassify the Board of Directors | Management | For | For |
| BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: BMRN
SECURITY ID: 09061G101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: BSX
SECURITY ID: 101137107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katharine T. Bartlett | Management | For | For |
| 1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
| 1.3 | Elect Director Nelda J. Connors | Management | For | For |
| 1.4 | Elect Director J. Raymond Elliott | Management | For | For |
| 1.5 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.6 | Elect Director Ernest Mario | Management | For | For |
| 1.7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1.8 | Elect Director Pete M. Nicholas | Management | For | For |
| 1.9 | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1.10 | Elect Director John E. Sununu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| BRUKER CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: BRKR
SECURITY ID: 116794108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen W. Fesik | Management | For | For |
| 1.2 | Elect Director Dirk D. Laukien | Management | For | For |
| 1.3 | Elect Director Richard M. Stein | Management | For | For |
| 1.4 | Elect Director Charles F. Wagner, Jr. | Management | For | For |
| 1.5 | Elect Director Bernhard Wangler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| C. R. BARD, INC.
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: BCR
SECURITY ID: 067383109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Kelly | Management | For | For |
| 1.2 | Elect Director Gail K. Naughton | Management | For | For |
| 1.3 | Elect Director John H. Weiland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| CARDIOME PHARMA CORP.
MEETING DATE: JUN 06, 2011 |
||||
|
TICKER: COM
SECURITY ID: 14159U202
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert W. Rieder as Director | Management | For | For |
| 1.2 | Elect Jackie M. Clegg as Director | Management | For | For |
| 1.3 | Elect Peter W. Roberts as Director | Management | For | For |
| 1.4 | Elect Harold H. Shlevin as Director | Management | For | For |
| 1.5 | Elect Richard M. Glickman as Director | Management | For | For |
| 1.6 | Elect Douglass J. Janzen as Director | Management | For | For |
| 1.7 | Elect William L. Hunter as Director | Management | For | For |
| 2 | Approve KPMG, LLC as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CARRIAGE SERVICES, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: CSV
SECURITY ID: 143905107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. DeCarlo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| CHELSEA THERAPEUTICS INTERNATIONAL, LTD.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: CHTP
SECURITY ID: 163428105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Simon Pedder | Management | For | For |
| 1.2 | Elect Director Michael Weiser | Management | For | For |
| 1.3 | Elect Director Kevan Clemens | Management | For | For |
| 1.4 | Elect Director Norman Hardman | Management | For | For |
| 1.5 | Elect Director Johnson Y.N. Lau | Management | For | For |
| 1.6 | Elect Director Roger Stoll | Management | For | For |
| 1.7 | Elect Director William Rueckert | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| CIGNA CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: CI
SECURITY ID: 125509109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Roman Martinez IV | Management | For | For |
| 2 | Elect Director Carol Cox Wait | Management | For | For |
| 3 | Elect Director William D. Zollars | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| COLUMBIA LABORATORIES, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: CBRX
SECURITY ID: 197779101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Valerie L. Andrews | Management | For | Withhold |
| 1.2 | Elect Director Edward A. Blechschmidt | Management | For | Withhold |
| 1.3 | Elect Director Frank C. Condella, Jr. | Management | For | Withhold |
| 1.4 | Elect Director Cristina Csimma | Management | For | Withhold |
| 1.5 | Elect Director Stephen G. Kasnet | Management | For | Withhold |
| 1.6 | Elect Director G. Frederick Wilkinson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| COMMUNITY HEALTH SYSTEMS, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: CYH
SECURITY ID: 203668108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director W. Larry Cash | Management | For | For |
| 2 | Elect Director James S. Ely III | Management | For | For |
| 3 | Elect Director John A. Fry | Management | For | For |
| 4 | Elect Director William Norris Jennings | Management | For | For |
| 5 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| COMPUTER PROGRAMS AND SYSTEMS, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: CPSI
SECURITY ID: 205306103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ernest F. Ladd, III | Management | For | For |
| 1.2 | Elect Director David A. Dye | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| COVANCE INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: CVD
SECURITY ID: 222816100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary E. Costley | Management | For | For |
| 1.2 | Elect Director Sandra L. Helton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Animal Welfare Act Violations | Shareholder | Against | Abstain |
| COVIDIEN PUBLIC LIMITED COMPANY
MEETING DATE: MAR 15, 2011 |
||||
|
TICKER: COV
SECURITY ID: G2554F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Craig Arnold | Management | For | For |
| 2 | Elect Director Robert H. Brust | Management | For | For |
| 3 | Elect Director John M. Connors, Jr. | Management | For | For |
| 4 | Elect Director Christopher J. Coughlin | Management | For | For |
| 5 | Elect Director Timothy M. Donahue | Management | For | For |
| 6 | Elect Director Kathy J. Herbert | Management | For | For |
| 7 | Elect Director Randall J. Hogan III | Management | For | For |
| 8 | Elect Director Richard J. Meelia | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Tadataka Yamada | Management | For | For |
| 11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: JAN 05, 2011 |
||||
|
TICKER: DVAX
SECURITY ID: 268158102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| DYNAVAX TECHNOLOGIES CORPORATION
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: DVAX
SECURITY ID: 268158102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel Kisner | Management | For | For |
| 1.2 | Elect Director J. Tyler Martin | Management | For | For |
| 1.3 | Elect Director Stanley A. Plotkin | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: EW
SECURITY ID: 28176E108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John T. Cardis | Management | For | For |
| 2 | Elect Director David E.I. Pyott | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| EMERITUS CORPORATION
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: ESC
SECURITY ID: 291005106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director H. R. Brereton Barlow | Management | For | For |
| 1.2 | Elect Director Daniel R. Baty | Management | For | For |
| 1.3 | Elect Director Bruce L. Busby | Management | For | For |
| 1.4 | Elect Director James R. Ladd | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: ESRX
SECURITY ID: 302182100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary G. Benanav | Management | For | For |
| 1.2 | Elect Director Maura C. Breen | Management | For | For |
| 1.3 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1.5 | Elect Director Frank Mergenthaler | Management | For | For |
| 1.6 | Elect Director Woodrow A. Myers Jr. | Management | For | For |
| 1.7 | Elect Director John O. Parker, Jr. | Management | For | For |
| 1.8 | Elect Director George Paz | Management | For | For |
| 1.9 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.10 | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| FRESENIUS MEDICAL CARE AG & CO. KGAA
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: FME
SECURITY ID: D2734Z107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010; Accept Financial Statements and Statutory Reports for Fiscal 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.65 per Common Share and EUR 0.67 per Preference Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members of Personally Liable Partner | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
| 7a | Elect Gerd Krick to the Supervisory Board | Management | For | For |
| 7b | Elect Dieter Schenk to the Supervisory Board | Management | For | For |
| 7c | Elect Bernd Fahrholz to the Supervisory Board | Management | For | For |
| 7d | Elect Walter Weisman to the Supervisory Board and Joint Committee | Management | For | For |
| 7e | Elect William Johnston to the Supervisory Board and Joint Committee | Management | For | For |
| 7f | Elect Rolf Classon to the Supervisory Board | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9a | Approve Cancellation of Conditional Capital Pools | Management | For | For |
| 9b | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 12 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| GILEAD SCIENCES, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: GILD
SECURITY ID: 375558103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Cogan | Management | For | For |
| 1.2 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Director James M. Denny | Management | For | For |
| 1.4 | Elect Director Carla A. Hills | Management | For | For |
| 1.5 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.6 | Elect Director John W. Madigan | Management | For | For |
| 1.7 | Elect Director John C. Martin | Management | For | For |
| 1.8 | Elect Director Gordon E. Moore | Management | For | For |
| 1.9 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.10 | Elect Director Richard J. Whitley | Management | For | For |
| 1.11 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.12 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HANGER ORTHOPEDIC GROUP, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: HGR
SECURITY ID: 41043F208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas P. Cooper | Management | For | Withhold |
| 1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1.3 | Elect Director Eric A. Green | Management | For | Withhold |
| 1.4 | Elect Director Stephen E. Hare | Management | For | For |
| 1.5 | Elect Director Issac Kaufman | Management | For | For |
| 1.6 | Elect Director Thomas F. Kirk | Management | For | For |
| 1.7 | Elect Director Peter J. Nelf | Management | For | Withhold |
| 1.8 | Elect Director Bennett Rosenthal | Management | For | For |
| 1.9 | Elect Director Ivan R. Sabel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Eliminate Class of Common Stock | Management | For | For |
| 5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 6 | Amend Certificate of Incorporation to Remove Duplicative Provisions and Make Other Changes | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| HEALTHSOUTH CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: HLS
SECURITY ID: 421924309
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward A. Blechschmidt | Management | For | For |
| 1.2 | Elect Director John W. Chidsey | Management | For | For |
| 1.3 | Elect Director Donald L. Correll | Management | For | For |
| 1.4 | Elect Director Yvonne M. Curl | Management | For | For |
| 1.5 | Elect Director Charles M. Elson | Management | For | For |
| 1.6 | Elect Director Jay Grinney | Management | For | For |
| 1.7 | Elect Director Jon F. Hanson | Management | For | For |
| 1.8 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
| 1.9 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1.10 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| HEARTWARE INTERNATIONAL, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: HTWR
SECURITY ID: 422368100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy Barberich | Management | For | For |
| 1.2 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1.3 | Elect Director Robert Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Stock Option Plan Grants to Douglas Godshall | Management | For | For |
| 6 | Approve Stock Option Plan Grants to Robert Thomas | Management | For | For |
| 7 | Approve Stock Option Plan Grants to Seth Harrison | Management | For | For |
| 8 | Approve Stock Option Plan Grants to Timothy Barberich | Management | For | For |
| 9 | Approve Stock Option Plan Grants to Christine Bennett | Management | For | For |
| 10 | Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. | Management | For | For |
| 11 | Approve Stock Option Plan Grants to Robert Stockman | Management | For | For |
| 12 | Approve Stock Option Plan Grants to Denis Wade | Management | For | For |
| 13 | Approve Issuance of Convertible Debentures | Management | For | For |
| 14 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 5-12 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | Management | None | For |
| HOLOGIC, INC.
MEETING DATE: MAR 02, 2011 |
||||
|
TICKER: HOLX
SECURITY ID: 436440101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Cumming | Management | For | For |
| 1.2 | Elect Director Robert A. Cascella | Management | For | For |
| 1.3 | Elect Director Glenn P. Muir | Management | For | For |
| 1.4 | Elect Director Sally W. Crawford | Management | For | For |
| 1.5 | Elect Director David R. Lavance, Jr. | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Lawrence M. Levy | Management | For | For |
| 1.8 | Elect Director Elaine S. Ullian | Management | For | For |
| 1.9 | Elect Director Wayne Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: HGSI
SECURITY ID: 444903108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Colin Goddard | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director George J. Morrow | Management | For | For |
| 1.9 | Elect Director Gregory Norden | Management | For | For |
| 1.10 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.11 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ICON PLC
MEETING DATE: JUL 19, 2010 |
||||
|
TICKER: IJF
SECURITY ID: 45103T107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Bruce Given as Director | Management | For | For |
| 3 | Reelect Thomas Lynch as Director | Management | For | For |
| 4 | Reelect Declan McKeon as Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 7 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorise Shares for Market Purchase | Management | For | For |
| 9 | Amend Articles Re: Replacement to Form of Articles of Association | Management | For | For |
| 10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ILLUMINA, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ILMN
SECURITY ID: 452327109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.3 | Elect Director Gerald Moller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INCYTE CORPORATION
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: INCY
SECURITY ID: 45337C102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard U. De Schutter | Management | For | For |
| 1.2 | Elect Director Barry M. Ariko | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Paul A. Brooke | Management | For | For |
| 1.5 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.6 | Elect Director Paul A. Friedman | Management | For | For |
| 1.7 | Elect Director John F. Niblack | Management | For | For |
| 1.8 | Elect Director Roy A. Whitfield | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| INHIBITEX, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: INHX
SECURITY ID: 45719T103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. James Barrett, Ph.D. | Management | For | For |
| 1.2 | Elect Director Russell M. Medford, M.D., Ph.D. | Management | For | For |
| 1.3 | Elect Director A. Keith Willard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| KINDRED HEALTHCARE, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: KND
SECURITY ID: 494580103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Elect Director Edward L. Kuntz | Management | For | For |
| 3 | Elect Director Joel Ackerman | Management | For | For |
| 4 | Elect Director Ann C. Berzin | Management | For | For |
| 5 | Elect Director Jonathan D. Blum | Management | For | For |
| 6 | Elect Director Thomas P. Cooper | Management | For | For |
| 7 | Elect Director Paul J. Diaz | Management | For | For |
| 8 | Elect Director Isaac Kaufman | Management | For | For |
| 9 | Elect Director Frederick J. Kleisner | Management | For | For |
| 10 | Elect Director Eddy J. Rogers, Jr. | Management | For | For |
| 11 | Elect Director Phyllis R. Yale | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Adjourn Meeting | Management | For | Against |
| LABORATORY CORPORATION OF AMERICA HOLDINGS
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: LH
SECURITY ID: 50540R409
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David P. King | Management | For | For |
| 2 | Elect Director Kerrii B. Anderson | Management | For | For |
| 3 | Elect Director Jean-luc Belingard | Management | For | For |
| 4 | Elect Director N. Anthony Coles, Jr. | Management | For | For |
| 5 | Elect Director Wendy E. Lane | Management | For | For |
| 6 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 7 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 8 | Elect Director Arthur H. Rubenstein | Management | For | For |
| 9 | Elect Director M. Keith Weikel | Management | For | For |
| 10 | Elect Director R. Sanders Williams | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| LCA-VISION INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: LCAV
SECURITY ID: 501803308
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Bahl | Management | For | For |
| 1.2 | Elect Director John H. Gutfreund | Management | For | For |
| 1.3 | Elect Director John C. Hassan | Management | For | For |
| 1.4 | Elect Director Edgar F. Heizer, III | Management | For | For |
| 1.5 | Elect Director E. Anthony Woods | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MASIMO CORPORATION
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: MASI
SECURITY ID: 574795100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven J. Barker | Management | For | For |
| 1.2 | Elect Director Sanford Fitch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| MCKESSON CORPORATION
MEETING DATE: JUL 28, 2010 |
||||
|
TICKER: MCK
SECURITY ID: 58155Q103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Andy D. Bryant | Management | For | For |
| 2 | Elect Director Wayne A. Budd | Management | For | For |
| 3 | Elect Director John H. Hammergren | Management | For | For |
| 4 | Elect Director Alton F. Irby III | Management | For | For |
| 5 | Elect Director M. Christine Jacobs | Management | For | For |
| 6 | Elect Director Marie L. Knowles | Management | For | For |
| 7 | Elect Director David M. Lawrence | Management | For | For |
| 8 | Elect Director Edward A. Mueller | Management | For | For |
| 9 | Elect Director Jane E. Shaw | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 14 | Report on Pay Disparity | Shareholder | Against | Against |
| MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: MHS
SECURITY ID: 58405U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| MEDIVIR
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: MVIR B
SECURITY ID: W56151108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive President's Report and Chairman's Report | Management | None | None |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Treatment of Net Loss | Management | For | Did Not Vote |
| 10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Determine Number of Members (5) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 450,000 for Chairman and SEK 200,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Bjorn Andersson, Anna Malm Bernsten, Ingemar Kihlstrom, Ron Long, and Goran Pettersson as Directors | Management | For | Did Not Vote |
| 14 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| MEDIVIR
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: MVIR B
SECURITY ID: W56151108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Issuance of Shares in Connection with Acquisition of BioPhausia AB | Management | For | Did Not Vote |
| MERCK & CO., INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: MRK
SECURITY ID: 58933Y105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 5 | Elect Director Thomas H. Glocer | Management | For | For |
| 6 | Elect Director Steven F. Goldstone | Management | For | For |
| 7 | Elect Director William B. Harrison. Jr. | Management | For | For |
| 8 | Elect Director Harry R. Jacobson | Management | For | For |
| 9 | Elect Director William N. Kelley | Management | For | For |
| 10 | Elect Director C. Robert Kidder | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
| 12 | Elect Director Carlos E. Represas | Management | For | For |
| 13 | Elect Director Patricia F. Russo | Management | For | For |
| 14 | Elect Director Thomas E. Shenk | Management | For | For |
| 15 | Elect Director Anne M. Tatlock | Management | For | For |
| 16 | Elect Director Craig B. Thompson | Management | For | For |
| 17 | Elect Director Wendell P. Weeks | Management | For | For |
| 18 | Elect Director Peter C. Wendell | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| MERRIMACK PHARMACEUTICALS, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER:
SECURITY ID: 41E99L229
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2 | Elect Directors Gary Crocker, James Dresser, Gordon Fehr, Robert Gay, Walter Lovenberg, Robert Mulroy, Sarah Nash, Michael Porter and Anthony Sinskey | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| MICROMET, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: MITI
SECURITY ID: 59509C105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christian Itin, Ph.D. | Management | For | For |
| 1.2 | Elect Director Peter Johann, Ph.D. | Management | For | For |
| 1.3 | Elect Director Joseph P. Slattery | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: NBIX
SECURITY ID: 64125C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 1.3 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| 6 | Ratify Auditors | Management | For | For |
| NORDION INC.
MEETING DATE: MAR 10, 2011 |
||||
|
TICKER: NDN
SECURITY ID: 65563C105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William D. Anderson | Management | For | For |
| 1.2 | Elect Director William G. Dempsey | Management | For | Withhold |
| 1.3 | Elect Director Robert W. Luba | Management | For | For |
| 1.4 | Elect Director Mary A. Mogford | Management | For | For |
| 1.5 | Elect Director Sean Murphy | Management | For | For |
| 1.6 | Elect Director Kenneth Newport | Management | For | For |
| 1.7 | Elect Director Adeoye Olukotun | Management | For | For |
| 1.8 | Elect Director Steven M. West | Management | For | For |
| 1.9 | Elect Director Janet Woodruff | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| OMNICARE, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: OCR
SECURITY ID: 681904108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John G. Figueroa | Management | For | For |
| 2 | Elect Director Steven J. Heyer | Management | For | For |
| 3 | Elect Director Andrea R. Lindell | Management | For | For |
| 4 | Elect Director James D. Shelton | Management | For | For |
| 5 | Elect Director Amy Wallman | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Ratify Auditors | Management | For | For |
| OPTIMER PHARMACEUTICALS, INC.
MEETING DATE: APR 25, 2011 |
||||
|
TICKER: OPTR
SECURITY ID: 68401H104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony E. Altig | Management | For | For |
| 1.2 | Elect Director Michael N. Chang | Management | For | For |
| 1.3 | Elect Director Robert L. Zerbe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ORTHOVITA, INC.
MEETING DATE: JUL 26, 2010 |
||||
|
TICKER: VITA
SECURITY ID: 68750U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Scott Barry | Management | For | For |
| 1.2 | Elect Director Morris Cheston, Jr. | Management | For | For |
| 1.3 | Elect Director Antony Koblish | Management | For | For |
| 1.4 | Elect Director Mary E. Paetzold | Management | For | For |
| 1.5 | Elect Director Paul G. Thomas | Management | For | For |
| 1.6 | Elect Director William E. Tidmore, Jr. | Management | For | For |
| 1.7 | Elect Director Paul Touhey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| PAREXEL INTERNATIONAL CORPORATION
MEETING DATE: DEC 09, 2010 |
||||
|
TICKER: PRXL
SECURITY ID: 699462107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Dana Callow, Jr. | Management | For | For |
| 1.2 | Elect Director Christopher J. Lindop | Management | For | For |
| 1.3 | Elect Director Josef H. von Rickenbach | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| PERRIGO COMPANY
MEETING DATE: OCT 27, 2010 |
||||
|
TICKER: PRGO
SECURITY ID: 714290103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurie Brlas | Management | For | For |
| 1.2 | Elect Director Michael J. Jandernoa | Management | For | For |
| 1.3 | Elect Director Joseph C. Papa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| PFIZER INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: PFE
SECURITY ID: 717081103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director W. Don Cornwell | Management | For | For |
| 5 | Elect Director Frances D. Fergusson | Management | For | For |
| 6 | Elect Director William H. Gray III | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director James M. Kilts | Management | For | For |
| 9 | Elect Director George A. Lorch | Management | For | For |
| 10 | Elect Director John P. Mascotte | Management | For | For |
| 11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 12 | Elect Director Ian C. Read | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 17 | Publish Political Contributions | Shareholder | Against | Abstain |
| 18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
| 19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
| 20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
| PIRAMAL HEALTHCARE LIMITED
MEETING DATE: JUL 09, 2010 |
||||
|
TICKER: 500302
SECURITY ID: Y6941N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 5.40 Per Share | Management | For | For |
| 3 | Reappoint R.A. Shah as Director | Management | For | For |
| 4 | Reappoint N. Vaghul as Director | Management | For | For |
| 5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Commission Remuneration of Non-Executive Directors | Management | For | For |
| 7 | Approve Reappointment and Remuneration of N. Santhanam as Executive Director and COO | Management | For | For |
| 8 | Approve Transfer of Register of Members, Documents and Certificates to Share Transfer Agents | Management | For | For |
| PIRAMAL HEALTHCARE LIMITED
MEETING DATE: DEC 01, 2010 |
||||
|
TICKER: 500302
SECURITY ID: Y6941N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Repurchase of up to 41.8 Million Equity Shares at a Price of INR 600 Per Share | Management | For | For |
| 2 | Approve Charitable Donations up to INR 2 Billion | Management | For | For |
| PROTALIX BIOTHERAPEUTICS, INC.
MEETING DATE: NOV 07, 2010 |
||||
|
TICKER: PLX
SECURITY ID: 74365A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Zeev Bronfeld | Management | For | For |
| 1.2 | Elect Director David Aviezer | Management | For | For |
| 1.3 | Elect Director Yoseph Shaaltiel | Management | For | For |
| 1.4 | Elect Director Alfred Akirov | Management | For | For |
| 1.5 | Elect Director Amos Bar-Shalev | Management | For | For |
| 1.6 | Elect Director Yodfat Harel Gross | Management | For | For |
| 1.7 | Elect Director Roger D. Kornberg | Management | For | For |
| 1.8 | Elect Director Eyal Sheratzky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| PSS WORLD MEDICAL, INC.
MEETING DATE: AUG 24, 2010 |
||||
|
TICKER: PSSI
SECURITY ID: 69366A100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary A. Corless | Management | For | For |
| 1.2 | Elect Director Melvin L. Hecktman | Management | For | For |
| 1.3 | Elect Director Delores M. Kesler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| QIAGEN NV
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: QIA
SECURITY ID: N72482107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
| 8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
| 8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
| 8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
| 8e | Reelect Vera Kallmeyer to Supervisory Board | Management | For | For |
| 8f | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
| 8g | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
| 8h | Reelect Elizabeth E. Tallett to Supervisory Board | Management | For | For |
| 9a | Reelect Peer Schatz to Executive Board | Management | For | For |
| 9b | Reelect Roland Sackers to Executive Board | Management | For | For |
| 9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
| 9d | Reelect Bernd Uder to Executive Board | Management | For | For |
| 10 | Ratify Ernst and Young as Auditors | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Amend Articles Re: Legislative Changes | Management | For | For |
| 13 | Allow Questions | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| RAIA SA
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: RAIA3
SECURITY ID: P7991J107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| RAIA SA
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: RAIA3
SECURITY ID: P7991J107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Rectify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2010 | Management | For | Abstain |
| 2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2011 | Management | For | For |
| RITE AID CORPORATION
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: RAD
SECURITY ID: 767754104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 2 | Elect Director Andre Belzile | Management | For | For |
| 3 | Elect Director Francois J. Coutu | Management | For | For |
| 4 | Elect Director Michel Coutu | Management | For | For |
| 5 | Elect Director James L. Donald | Management | For | For |
| 6 | Elect Director David R. Jessick | Management | For | For |
| 7 | Elect Director Michael N. Regan | Management | For | For |
| 8 | Elect Director Mary F. Sammons | Management | For | For |
| 9 | Elect Director John T. Standley | Management | For | For |
| 10 | Elect Director Marcy Syms | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| RTI BIOLOGICS, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: RTIX
SECURITY ID: 74975N105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter F. Gearen | Management | For | For |
| 1.2 | Elect Director Adrian J. R. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SEATTLE GENETICS, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: SGEN
SECURITY ID: 812578102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.2 | Elect Director David W. Gryska | Management | For | For |
| 1.3 | Elect Director John P. McLaughlin | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SEQUENOM, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: SQNM
SECURITY ID: 817337405
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ernst-Gunter Afting, Ph.D., M.D. | Management | For | For |
| 1.2 | Elect Director Kenneth F. Buechler, Ph.D. | Management | For | For |
| 1.3 | Elect Director John A. Fazio | Management | For | For |
| 1.4 | Elect Director Harry F. Hixson, Jr., Ph.D. | Management | For | For |
| 1.5 | Elect Director Richard A. Lerner, M.D. | Management | For | For |
| 1.6 | Elect Director Ronald M. Lindsay, Ph.D. | Management | For | For |
| 1.7 | Elect Director David Pendarvis | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bonus Issue | Management | For | For |
| 2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association of the Company | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bonus Issue | Management | For | For |
| 2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association of the Company | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Report of Board of Directors | Management | For | For |
| 3 | Approve Report of Supervisory Committee | Management | For | For |
| 4 | Approve Final Distribution Plan and Authorize Board for Distribution of Final Dividends for the Year Ended Dec. 31, 2010 | Management | For | For |
| 5 | Reappointment of Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Directors, Supervisors, and Senior Management | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Connected Transactions with a Related Party and Related Annual Caps | Management | For | For |
| 2 | Authorize Any One Director to Do All Such Things and Acts Necessary to Necessary to Implement the Continuing Connected Transactions | Management | For | For |
| SHIRE PLC
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: SHP
SECURITY ID: 82481R106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Matthew Emmens as Director | Management | For | For |
| 4 | Re-elect Angus Russell as Director | Management | For | For |
| 5 | Re-elect Graham Hetherington as Director | Management | For | For |
| 6 | Re-elect David Kappler as Director | Management | For | For |
| 7 | Re-elect Patrick Langlois as Director | Management | For | For |
| 8 | Re-elect Dr Jeffrey Leiden as Director | Management | For | For |
| 9 | Elect Dr David Ginsburg as Director | Management | For | For |
| 10 | Elect Anne Minto as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 12 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| SINOPHARM GROUP CO., LTD.
MEETING DATE: JAN 07, 2011 |
||||
|
TICKER: 01099
SECURITY ID: Y8008N107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chen Wenhao as Non-Executive Director | Management | For | For |
| 2 | Elect Zhou Bin as Non-Executive Director | Management | For | For |
| 3 | Elect Yao Fang as Supervisor | Management | For | For |
| 4 | Elect Lian Wanyong as Supervisor | Management | For | For |
| 5 | Approve Issuance of Medium-Term Bonds | Management | For | For |
| ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: STJ
SECURITY ID: 790849103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard R. Devenuti | Management | For | For |
| 2 | Elect Director Thomas H. Garrett, III | Management | For | For |
| 3 | Elect Director Wendy L. Yarno | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Declassify the Board of Directors | Shareholder | None | For |
| 8 | Ratify Auditors | Management | For | For |
| STEWART ENTERPRISES, INC.
MEETING DATE: APR 07, 2011 |
||||
|
TICKER: STEI
SECURITY ID: 860370105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John B. Elstrott | Management | For | For |
| 1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
| 1.3 | Elect Director Alden J. McDonald, Jr | Management | For | For |
| 1.4 | Elect Director Ronald H. Patron | Management | For | For |
| 1.5 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
| 1.6 | Elect Director John K. Saer, Jr. | Management | For | For |
| 1.7 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| SUN HEALTHCARE GROUP, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: SUNH
SECURITY ID: 86677E100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gregory S. Anderson | Management | For | For |
| 2 | Elect Director Tony M. Astorga | Management | For | For |
| 3 | Elect Director Christian K. Bement | Management | For | For |
| 4 | Elect Director Michael J. Foster | Management | For | For |
| 5 | Elect Director Barbara B. Kennelly | Management | For | For |
| 6 | Elect Director William A. Mathies | Management | For | For |
| 7 | Elect Director Milton J. Walters | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SUNRISE SENIOR LIVING, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: SRZ
SECURITY ID: 86768K106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
| 1.2 | Elect Director Thomas J. Donohue | Management | For | For |
| 1.3 | Elect Director Stephen D. Harlan | Management | For | For |
| 1.4 | Elect Director Paul J. Klaassen | Management | For | For |
| 1.5 | Elect Director Lynn Krominga | Management | For | For |
| 1.6 | Elect Director William G. Little | Management | For | For |
| 1.7 | Elect Director Mark S. Ordan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TARGACEPT, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: TRGT
SECURITY ID: 87611R306
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. James Barrett | Management | For | For |
| 1.2 | Elect Director Julia R. Brown | Management | For | For |
| 1.3 | Elect Director J. Donald DeBethizy | Management | For | For |
| 1.4 | Elect Director John P. Richard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| TEAM HEALTH HOLDINGS, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: TMH
SECURITY ID: 87817A107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg Roth | Management | For | For |
| 1.2 | Elect Director James L. Bierman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| THE COOPER COMPANIES, INC.
MEETING DATE: MAR 16, 2011 |
||||
|
TICKER: COO
SECURITY ID: 216648402
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director A. Thomas Bender | Management | For | For |
| 2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 3 | Elect Director Jody S. Lindell | Management | For | For |
| 4 | Elect Director Donald Press | Management | For | For |
| 5 | Elect Director Steven Rosenberg | Management | For | For |
| 6 | Elect Director Allan E. Rubenstein | Management | For | For |
| 7 | Elect Director Robert S. Weiss | Management | For | For |
| 8 | Elect Director Stanley Zinberg | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THERAVANCE, INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: THRX
SECURITY ID: 88338T104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Drazan | Management | For | For |
| 1.3 | Elect Director Henrietta Holsman Fore | Management | For | For |
| 1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.5 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.6 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
| 1.7 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
| 1.8 | Elect Director William H. Waltrip | Management | For | For |
| 1.9 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
| 1.10 | Elect Director William D. Young | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: TMO
SECURITY ID: 883556102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Thomas J. Lynch | Management | For | For |
| 2 | Elect Director William G. Parrett | Management | For | For |
| 3 | Elect Director Michael E. Porter | Management | For | For |
| 4 | Elect Director Scott M. Sperling | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| UNITED DRUG PLC
MEETING DATE: FEB 17, 2011 |
||||
|
TICKER: UN6A
SECURITY ID: G9230Q157
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4a | Reelect Christopher Brinsmead as a Director | Management | For | For |
| 4b | Reelect Annette Flynn as a Director | Management | For | For |
| 4c | Reelect Peter Gray as a Director | Management | For | For |
| 4d | Reelect Ronnie Kells as a Director | Management | For | For |
| 4e | Reelect Gary McGann as a Director | Management | For | For |
| 4f | Reelect Barry McGrane as a Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Authorize Share Repurchase Program | Management | For | For |
| 10 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: UTHR
SECURITY ID: 91307C102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond Dwek | Management | For | For |
| 1.2 | Elect Director Roger Jeffs | Management | For | For |
| 1.3 | Elect Director Christopher Patusky | Management | For | For |
| 1.4 | Elect Director Tommy Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: UNH
SECURITY ID: 91324P102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Rodger A. Lawson | Management | For | For |
| 7 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 8 | Elect Director Glenn M. Renwick | Management | For | For |
| 9 | Elect Director Kenneth I. Shine | Management | For | For |
| 10 | Elect Director Gail R. Wilensky | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Approve Omnibus Stock Plan | Management | For | Against |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| UNIVERSAL AMERICAN CORP.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: UAM
SECURITY ID: 913377107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| VALEANT PHARMACEUTICALS INTERNATIONAL
MEETING DATE: SEP 27, 2010 |
||||
|
TICKER: VRX
SECURITY ID: 91911X104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: MAY 16, 2011 |
||||
|
TICKER: VRX
SECURITY ID: 91911K102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert A. Ingram as Director | Management | For | For |
| 1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
| 1.3 | Elect G. Mason Morfit as Director | Management | For | For |
| 1.4 | Elect Laurence E. Paul as Director | Management | For | For |
| 1.5 | Elect J. Michael Pearson as Director | Management | For | For |
| 1.6 | Elect Robert N. Power as Director | Management | For | For |
| 1.7 | Elect Norma A. Provencio as Director | Management | For | For |
| 1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
| 1.9 | Elect Katharine Stevenson as Director | Management | For | For |
| 1.10 | Elect Michael R. Van Every as Director | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WATSON PHARMACEUTICALS, INC.
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: WPI
SECURITY ID: 942683103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael J. Fedida | Management | For | For |
| 2 | Elect Director Albert F. Hummel | Management | For | For |
| 3 | Elect Director Catherine M. Klema | Management | For | For |
| 4 | Elect Director Anthony Selwyn Tabatznik | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Ratify Auditors | Management | For | For |
| WEBMD HEALTH CORP.
MEETING DATE: OCT 21, 2010 |
||||
|
TICKER: WBMD
SECURITY ID: 94770V102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin M. Cameron | Management | For | For |
| 1.2 | Elect Director Wayne T. Gattinella | Management | For | For |
| 1.3 | Elect Director Abdool Rahim Moossa | Management | For | For |
| 1.4 | Elect Director Stanley S. Trotman, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| WILLIAM DEMANT HOLDINGS
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: WDH
SECURITY ID: K9898W129
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Report of Board | Management | None | None |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4.1 | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Peter Foss as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
| 4.4 | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
| 5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 6a | Amend Articles of Association Regarding Agenda for Annual General Meetings | Management | For | Did Not Vote |
| 6b | Approve Remuneration of Directors for Current Year in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Deputy Chairman, and DKK 300,000 for Other Directors | Management | For | Did Not Vote |
| 6c | Amend Articles Re: Amend Article 11.11 to Read: Board Members Receive an Annual Salary to be Approved by the Shareholders. | Management | For | Did Not Vote |
| 6d | Approve Renewal of Authorization to Increase Share Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6e | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 6f | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 7 | Other Business | Management | None | None |
| ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: ZIOP
SECURITY ID: 98973P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Lewis, M.D., Ph.D. | Management | For | For |
| 1.2 | Elect Director Richard E. Bagley | Management | For | For |
| 1.3 | Elect Director Murray Brennan, M.D. | Management | For | For |
| 1.4 | Elect Director James A. Cannon | Management | For | For |
| 1.5 | Elect Director Senator Wyche Fowler, Jr. | Management | For | For |
| 1.6 | Elect Director Randal J. Kirk | Management | For | For |
| 1.7 | Elect Director Timothy McInerney | Management | For | For |
| 1.8 | Elect Director Michael Weiser, M.D., Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
SELECT INDUSTRIAL EQUIPMENT PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 3M COMPANY
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: MMM
SECURITY ID: 88579Y101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Linda G. Alvarado | Management | For | For |
| 2 | Elect Director George W. Buckley | Management | For | For |
| 3 | Elect Director Vance D. Coffman | Management | For | For |
| 4 | Elect Director Michael L. Eskew | Management | For | For |
| 5 | Elect Director W. James Farrell | Management | For | For |
| 6 | Elect Director Herbert L. Henkel | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director Robert S. Morrison | Management | For | For |
| 9 | Elect Director Aulana L. Peters | Management | For | For |
| 10 | Elect Director Robert J. Ulrich | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| A. O. SMITH CORPORATION
MEETING DATE: APR 11, 2011 |
||||
|
TICKER: AOS
SECURITY ID: 831865209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
| 1.2 | Elect Director Robert J. O'Toole | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ACUITY BRANDS, INC.
MEETING DATE: JAN 07, 2011 |
||||
|
TICKER: AYI
SECURITY ID: 00508Y102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gordon D. Harnett | Management | For | For |
| 1.2 | Elect Director Robert F. McCullough | Management | For | For |
| 1.3 | Elect Director Neil Williams | Management | For | For |
| 1.4 | Elect Director Norman H. Wesley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ALLIANT TECHSYSTEMS INC.
MEETING DATE: AUG 03, 2010 |
||||
|
TICKER: ATK
SECURITY ID: 018804104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
| 1.2 | Elect Director Mark W. DeYoung | Management | For | For |
| 1.3 | Elect Director Martin C. Faga | Management | For | For |
| 1.4 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.5 | Elect Director April H. Foley | Management | For | For |
| 1.6 | Elect Director Tig H. Krekel | Management | For | For |
| 1.7 | Elect Director Douglas L. Maine | Management | For | For |
| 1.8 | Elect Director Roman Martinez IV | Management | For | For |
| 1.9 | Elect Director Mark H. Ronald | Management | For | For |
| 1.10 | Elect Director William G. Van Dyke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ALSTOM
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: ALO
SECURITY ID: F0259M475
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
| 4 | Reelect Patrick Kron as Director | Management | For | For |
| 5 | Reelect Candace Beinecke as Director | Management | For | For |
| 6 | Reelect Jean-Martin Folz as Director | Management | For | For |
| 7 | Reelect James W Leng as Director | Management | For | For |
| 8 | Reelect Klaus Mangold as Director | Management | For | For |
| 9 | Reelect Alan Thomson as Director | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 24, 2011 |
||||
|
TICKER: AWI
SECURITY ID: 04247X102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director David Bonderman | Management | For | Withhold |
| 1.3 | Elect Director Kevin R. Burns | Management | For | For |
| 1.4 | Elect Director Matthew J. Espe | Management | For | For |
| 1.5 | Elect Director James J. Gaffney | Management | For | For |
| 1.6 | Elect Director Tao Huang | Management | For | For |
| 1.7 | Elect Director Michael F. Johnston | Management | For | For |
| 1.8 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.9 | Elect Director James J. O'Connor | Management | For | For |
| 1.10 | Elect Director John J. Roberts | Management | For | For |
| 1.11 | Elect Director Richard E. Wenz | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| BE AEROSPACE, INC.
MEETING DATE: JUL 29, 2010 |
||||
|
TICKER: BEAV
SECURITY ID: 073302101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jim C. Cowart | Management | For | For |
| 1.2 | Elect Director Arthur E. Wegner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| BOMBARDIER INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: BBD.B
SECURITY ID: 097751200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurent Beaudoin | Management | For | For |
| 1.2 | Elect Director Pierre Beaudoin | Management | For | For |
| 1.3 | Elect Director Andre Berard | Management | For | For |
| 1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
| 1.5 | Elect Director Janine Bombardier | Management | For | For |
| 1.6 | Elect Director Martha Finn Brooks | Management | For | For |
| 1.7 | Elect Director L. Denis Desautels | Management | For | For |
| 1.8 | Elect Director Thierry Desmarest | Management | For | For |
| 1.9 | Elect Director Jean-Louis Fontaine | Management | For | For |
| 1.10 | Elect Director Daniel Johnson | Management | For | For |
| 1.11 | Elect DirectorJean C. Monty | Management | For | For |
| 1.12 | Elect Director Carlos E. Represas | Management | For | For |
| 1.13 | Elect Director Jean-Pierre Rosso | Management | For | For |
| 1.14 | Elect Director Heinrich Weiss | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4.1 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
| 4.2 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
| 4.3 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
| 4.4 | Adopt Rules of Governance | Shareholder | Against | Against |
| CATERPILLAR INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: CAT
SECURITY ID: 149123101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Eugene V. Fife | Management | For | For |
| 1.4 | Elect Director Juan Gallardo | Management | For | For |
| 1.5 | Elect Director David R. Goode | Management | For | For |
| 1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.7 | Elect Director Peter A. Magowan | Management | For | For |
| 1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.10 | Elect Director William A. Osborn | Management | For | For |
| 1.11 | Elect Director Charles D. Powell | Management | For | For |
| 1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.13 | Elect Director Susan C. Schwab | Management | For | For |
| 1.14 | Elect Director Joshua I. Smith | Management | For | For |
| 1.15 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 10 | Require Independent Board Chairman | Shareholder | Against | Against |
| 11 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| CCR S.A.
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: CCRO3
SECURITY ID: P1413U105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Set Board Size and Elect Directors | Management | For | Against |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| 6 | Elect Fiscal Council Members | Management | For | For |
| CINTAS CORPORATION
MEETING DATE: OCT 26, 2010 |
||||
|
TICKER: CTAS
SECURITY ID: 172908105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gerald S. Adolph | Management | For | For |
| 2 | Elect Director Richard T. Farmer | Management | For | For |
| 3 | Elect Director Scott D. Farmer | Management | For | For |
| 4 | Elect Director James J. Johnson | Management | For | For |
| 5 | Elect Director Robert J. Kohlhepp | Management | For | For |
| 6 | Elect Director David C. Phillips | Management | For | For |
| 7 | Elect Director Joseph Scaminace | Management | For | For |
| 8 | Elect Director Ronald W. Tysoe | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| COBRA ELECTRONICS CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: COBR
SECURITY ID: 191042100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Bazet | Management | For | For |
| 1.2 | Elect Director William P. Carmichael | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| COLUMBUS MCKINNON CORP.
MEETING DATE: JUL 26, 2010 |
||||
|
TICKER: CMCO
SECURITY ID: 199333105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy T. Tevens | Management | For | For |
| 1.2 | Elect Director Richard H. Fleming | Management | For | For |
| 1.3 | Elect Director Ernest R. Verebelyi | Management | For | For |
| 1.4 | Elect Director Wallace W. Creek | Management | For | For |
| 1.5 | Elect Director Stephen Rabinowitz | Management | For | For |
| 1.6 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.7 | Elect Director Nicholas T. Pinchuk | Management | For | For |
| 1.8 | Elect Director Liam G. McCarthy | Management | For | For |
| 1.9 | Elect Director Christian B. Ragot | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| COMPANHIA DE CONCESSOES RODOVIARIAS
MEETING DATE: FEB 16, 2011 |
||||
|
TICKER: CCRO3
SECURITY ID: P1413U105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles To Reflect New Company Name | Management | For | For |
| 2 | Elect Two New Directors to the Board | Management | For | For |
| 3 | Elect Four Alternate Directors | Management | For | For |
| 4 | Elect Sr. Newton Brandao Ferraz Ramos as Fiscal Council Member | Management | For | For |
| 5 | Elect Sr. Tarcisio Augusto Carneiroas Alternate Fiscal Council Member | Management | For | For |
| CUMMINS INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: CMI
SECURITY ID: 231021106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Theodore M. Solso | Management | For | For |
| 2 | Elect Director N. Thomas Linebarger | Management | For | For |
| 3 | Elect Director William I. Miller | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Georgia R. Nelson | Management | For | For |
| 6 | Elect Director Carl Ware | Management | For | For |
| 7 | Elect Director Robert K. Herdman | Management | For | For |
| 8 | Elect Director Robert J. Bernhard | Management | For | For |
| 9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 10 | Elect Director Stephen B. Dobbs | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| DANAHER CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: DHR
SECURITY ID: 235851102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1.2 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DYCOM INDUSTRIES, INC.
MEETING DATE: NOV 23, 2010 |
||||
|
TICKER: DY
SECURITY ID: 267475101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas G. Baxter | Management | For | For |
| 1.2 | Elect Director Charles M. Brennan, III | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA
MEETING DATE: AUG 31, 2010 |
||||
|
TICKER: ECOR3
SECURITY ID: P3661R107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Stock Option Plan | Management | For | For |
| 2 | Approve Stock Option Awards up to the Limit of 685,764 Options | Management | For | For |
| 3 | Amend Article 14 | Management | For | For |
| EMCOR GROUP, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: EME
SECURITY ID: 29084Q100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen W. Bershad | Management | For | For |
| 1.2 | Elect Director David A.B. Brown | Management | For | For |
| 1.3 | Elect Director Larry J. Bump | Management | For | For |
| 1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
| 1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1.7 | Elect Director David H. Laidley | Management | For | For |
| 1.8 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.9 | Elect Director Jerry E. Ryan | Management | For | For |
| 1.10 | Elect Director Michael T. Yonker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| EMERSON ELECTRIC CO.
MEETING DATE: FEB 01, 2011 |
||||
|
TICKER: EMR
SECURITY ID: 291011104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director D.N. Farr | Management | For | For |
| 1.2 | Elect Director H. Green | Management | For | For |
| 1.3 | Elect Director C.A. Peters | Management | For | For |
| 1.4 | Elect Director J.W. Prueher | Management | For | For |
| 1.5 | Elect Director R.L. Ridgway | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| ENERSYS
MEETING DATE: JUL 22, 2010 |
||||
|
TICKER: ENS
SECURITY ID: 29275Y102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Craig | Management | For | For |
| 1.2 | Elect Director Howard I. Hoffen | Management | For | For |
| 1.3 | Elect Director Joseph C. Muscari | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| ESTERLINE TECHNOLOGIES CORPORATION
MEETING DATE: MAR 02, 2011 |
||||
|
TICKER: ESL
SECURITY ID: 297425100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert W. Cremin | Management | For | For |
| 2 | Elect Director Anthony P. Franceschini | Management | For | For |
| 3 | Elect Director James J. Morris | Management | For | For |
| 4 | Elect Director Delores M. Etter | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| FLIR SYSTEMS, INC.
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: FLIR
SECURITY ID: 302445101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William W. Crouch | Management | For | For |
| 1.2 | Elect Director Angus L. Macdonald | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FLUOR CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: FLR
SECURITY ID: 343412102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter J. Fluor | Management | For | For |
| 2 | Elect Director Joseph W. Prueher | Management | For | For |
| 3 | Elect Director Suzanne H. Woolsey | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| FOSTER WHEELER AG
MEETING DATE: FEB 24, 2011 |
||||
|
TICKER: FWLT
SECURITY ID: H27178104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Umberto della Sala as Director | Management | For | For |
| 2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| FOSTER WHEELER AG
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: FWLT
SECURITY ID: H27178104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
| 1.2 | Elect Edward G. Galante as Director | Management | For | For |
| 1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| FROZEN FOOD EXPRESS INDUSTRIES, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: FFEX
SECURITY ID: 359360104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barrett D. Clark | Management | For | For |
| 1.2 | Elect Director Kevin K. Kilpatrick | Management | For | For |
| 1.3 | Elect Director S. Russell Stubbs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| GENERAL CABLE CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: BGC
SECURITY ID: 369300108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.2 | Elect Director Charles G. McClure, Jr. | Management | For | For |
| 1.3 | Elect Director Patrick M. Prevost | Management | For | For |
| 1.4 | Elect Director Robert L. Smialek | Management | For | For |
| 1.5 | Elect Director John E. Welsh, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GENERAL DYNAMICS CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: GD
SECURITY ID: 369550108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mary T. Barra | Management | For | For |
| 2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 3 | Elect Director James S. Crown | Management | For | For |
| 4 | Elect Director William P. Fricks | Management | For | For |
| 5 | Elect Director Jay L. Johnson | Management | For | For |
| 6 | Elect Director George A. Joulwan | Management | For | For |
| 7 | Elect Director Paul G. Kaminski | Management | For | For |
| 8 | Elect Director John M. Keane | Management | For | For |
| 9 | Elect Director Lester L. Lyles | Management | For | For |
| 10 | Elect Director William A. Osborn | Management | For | For |
| 11 | Elect Director Robert Walmsley | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: GE
SECURITY ID: 369604103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director Ann M. Fudge | Management | For | For |
| 4 | Elect Director Susan Hockfield | Management | For | For |
| 5 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 6 | Elect Director Andrea Jung | Management | For | For |
| 7 | Elect Director Alan G. Lafley | Management | For | For |
| 8 | Elect Director Robert W. Lane | Management | For | For |
| 9 | Elect Director Ralph S. Larsen | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director James J. Mulva | Management | For | For |
| 12 | Elect Director Sam Nunn | Management | For | For |
| 13 | Elect Director Roger S. Penske | Management | For | For |
| 14 | Elect Director Robert J. Swieringa | Management | For | For |
| 15 | Elect Director James S. Tisch | Management | For | For |
| 16 | Elect Director Douglas A. Warner III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
| 23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
| 24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
| GIBRALTAR INDUSTRIES, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: ROCK
SECURITY ID: 374689107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Brian J. Lipke | Management | For | For |
| 2 | Elect Director William P. Montague | Management | For | For |
| 3 | Elect Director Arthur A. Russ, Jr. | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| GOODRICH CORPORATION
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: GR
SECURITY ID: 382388106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Diane C. Creel | Management | For | For |
| 1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
| 1.4 | Elect Director James W. Griffith | Management | For | For |
| 1.5 | Elect Director William R. Holland | Management | For | For |
| 1.6 | Elect Director John P. Jumper | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| GRAFTECH INTERNATIONAL LTD.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: GTI
SECURITY ID: 384313102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randy W. Carson | Management | For | For |
| 1.2 | Elect Director Mary B. Cranston | Management | For | For |
| 1.3 | Elect Director Harold E. Layman | Management | For | For |
| 1.4 | Elect Director Ferrell P. McClean | Management | For | For |
| 1.5 | Elect Director Nathan Milikowsky | Management | For | For |
| 1.6 | Elect Director Michael C. Nahl | Management | For | For |
| 1.7 | Elect Director Steven R. Shawley | Management | For | For |
| 1.8 | Elect Director Craig S. Shular | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HARSCO CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: HSC
SECURITY ID: 415864107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director K. G. Eddy | Management | For | For |
| 1.2 | Elect Director D. C. Everitt | Management | For | For |
| 1.3 | Elect Director S. D. Fazzolari | Management | For | For |
| 1.4 | Elect Director S. E. Graham | Management | For | For |
| 1.5 | Elect Director T. D. Growcock | Management | For | For |
| 1.6 | Elect Director H. W. Knueppel | Management | For | For |
| 1.7 | Elect Director J. M. Loree | Management | For | For |
| 1.8 | Elect Director A. J. Sordoni, III | Management | For | For |
| 1.9 | Elect Director R. C. Wilburn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HEICO CORPORATION
MEETING DATE: MAR 28, 2011 |
||||
|
TICKER: HEI
SECURITY ID: 422806208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adolfo Henriques | Management | For | For |
| 1.2 | Elect Director Samuel L. Higginbottom | Management | For | For |
| 1.3 | Elect Director Mark H. Hildebrandt | Management | For | For |
| 1.4 | Elect Director Wolfgang Mayrhuber | Management | For | For |
| 1.5 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.6 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.7 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.8 | Elect Director Alan Schriesheim | Management | For | For |
| 1.9 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| INGERSOLL-RAND PLC
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: IR
SECURITY ID: G47791101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ann C. Berzin | Management | For | For |
| 2 | Elect Director John Bruton | Management | For | For |
| 3 | Elect Director Jared L. Cohon | Management | For | For |
| 4 | Elect Director Gary D. Forsee | Management | For | For |
| 5 | Elect Director Peter C. Godsoe | Management | For | For |
| 6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director Michael W. Lamach | Management | For | For |
| 9 | Elect Director Theodore E. Martin | Management | For | For |
| 10 | Elect Director Richard J. Swift | Management | For | For |
| 11 | Elect Director Tony L. White | Management | For | For |
| 12 | Approve Executive Incentive Scheme | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Authorize Market Purchase | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| INTERLINE BRANDS, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: IBI
SECURITY ID: 458743101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael E. DeDomenico | Management | For | For |
| 1.2 | Elect Director John J. Gavin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: JEC
SECURITY ID: 469814107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John F. Coyne | Management | For | For |
| 2 | Elect Director Linda Fayne Levinson | Management | For | For |
| 3 | Elect Director Craig L. Martin | Management | For | For |
| 4 | Elect Director John P. Jumper | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| KENNAMETAL, INC.
MEETING DATE: OCT 26, 2010 |
||||
|
TICKER: KMT
SECURITY ID: 489170100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director Larry D. Yost | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| L-3 COMMUNICATIONS HOLDINGS, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: LLL
SECURITY ID: 502424104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director H. Hugh Shelton | Management | For | For |
| 1.2 | Elect Director Michael T. Strianese | Management | For | For |
| 1.3 | Elect Director John P. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LARSEN & TOUBRO LTD
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: 500510
SECURITY ID: Y5217N159
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Transfer of Electrical & Automation Business of the Company to a Subsidiary and/or Associate Company or to Any Other Entity | Management | For | Abstain |
| MARCOPOLO S.A.
MEETING DATE: MAR 29, 2011 |
||||
|
TICKER: POMO4
SECURITY ID: P64331112
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Elect Fiscal Council Members and Approve Their Remuneration | Management | For | For |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| MASCO CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: MAS
SECURITY ID: 574599106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Verne G. Istock | Management | For | For |
| 2 | Elect Director J. Michael Losh | Management | For | For |
| 3 | Elect Director Timothy Wadhams | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: MILS3
SECURITY ID: P6799C108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Elect Director | Management | For | Against |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: MILS3
SECURITY ID: P6799C108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 3 Re: Company Offices | Management | For | For |
| 2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 3 | Amend Article 30 | Management | For | For |
| 4 | Consolidate Bylaws | Management | For | For |
| NAVISTAR INTERNATIONAL CORPORATION
MEETING DATE: FEB 15, 2011 |
||||
|
TICKER: NAV
SECURITY ID: 63934E108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Keyes | Management | For | For |
| 1.2 | Elect Director John D. Correnti | Management | For | For |
| 1.3 | Elect Director Daniel C. Ustian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| OWENS CORNING
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: OC
SECURITY ID: 690742101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gaston Caperton | Management | For | For |
| 1.2 | Elect Director Ann Iverson | Management | For | For |
| 1.3 | Elect Director Joseph F. Neely | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PACCAR INC
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: PCAR
SECURITY ID: 693718108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Fluke, Jr. | Management | For | For |
| 1.2 | Elect Director Kirk S. Hachigian | Management | For | For |
| 1.3 | Elect Director Stephen F. Page | Management | For | For |
| 1.4 | Elect Director Thomas E. Plimpton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| PRECISION CASTPARTS CORP.
MEETING DATE: AUG 10, 2010 |
||||
|
TICKER: PCP
SECURITY ID: 740189105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
| 1.3 | Elect Director Richard L. Wambold | Management | For | For |
| 1.4 | Elect Director Timothy A. Wicks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| QUANEX BUILDING PRODUCTS CORPORATION
MEETING DATE: FEB 24, 2011 |
||||
|
TICKER: NX
SECURITY ID: 747619104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan F. Davis | Management | For | For |
| 1.2 | Elect Director Joseph D. Rupp | Management | For | For |
| 1.3 | Elect Director Curtis M. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| QUANTA SERVICES, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: PWR
SECURITY ID: 74762E102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James R. Ball | Management | For | For |
| 2 | Elect Director John R. Colson | Management | For | For |
| 3 | Elect Director J. Michal Conaway | Management | For | For |
| 4 | Elect Director Ralph R. DiSibio | Management | For | For |
| 5 | Elect Director Bernard Fried | Management | For | For |
| 6 | Elect Director Louis C. Golm | Management | For | For |
| 7 | Elect Director Worthing F. Jackman | Management | For | For |
| 8 | Elect Director James F. O'Neil III | Management | For | For |
| 9 | Elect Director Bruce Ranck | Management | For | For |
| 10 | Elect Director Pat Wood, III | Management | For | For |
| 11 | Increase Authorized Common Stock | Management | For | For |
| 12 | Approve Conversion of Securities | Management | For | For |
| 13 | Eliminate Provision Stating Directors May Only Be Removed for Cause | Management | For | For |
| 14 | Amend Director/Officer Liability and Indemnification | Management | For | For |
| 15 | Amend Quorum Requirements | Management | For | Against |
| 16 | Approve Preferred Stock Amendment | Management | For | Against |
| 17 | Approve Omnibus Stock Plan | Management | For | Against |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| RAYTHEON COMPANY
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: RTN
SECURITY ID: 755111507
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 14 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 15 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
| 16 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| REGAL BELOIT CORPORATION
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: RBC
SECURITY ID: 758750103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephen M. Burt | Management | For | For |
| 2 | Elect Director Thomas J. Fischer | Management | For | For |
| 3 | Elect Director Rakesh Sachdev | Management | For | For |
| 4 | Elect Director Carol N. Skornicka | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| RUSH ENTERPRISES, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: RUSHA
SECURITY ID: 781846209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Marvin Rush | Management | For | For |
| 1.2 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
| 1.3 | Elect Director James C. Underwood | Management | For | For |
| 1.4 | Elect Director Harold D. Marshall | Management | For | For |
| 1.5 | Elect Director Thomas A. Akin | Management | For | For |
| 1.6 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SIMPSON MANUFACTURING CO., INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: SSD
SECURITY ID: 829073105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Earl F. Cheit | Management | For | For |
| 1.2 | Elect Director Thomas J. Fitzayers | Management | For | For |
| 1.3 | Elect Director Barry Lawson Williams | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| STANLEY BLACK & DECKER, INC.
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: SWK
SECURITY ID: 854502101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George W. Buckley | Management | For | Withhold |
| 1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
| 1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
| 1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
| 1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TEGMA GESTAO LOGISTICA S.A
MEETING DATE: APR 04, 2011 |
||||
|
TICKER: TGMA3
SECURITY ID: P90284103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| TEGMA GESTAO LOGISTICA S.A
MEETING DATE: APR 04, 2011 |
||||
|
TICKER: TGMA3
SECURITY ID: P90284103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 2 Re: Company Offices | Management | For | For |
| 2 | Amend Article 24 Re: Executive Committee | Management | For | For |
| 3 | Amend Article 26 Re: Duties of Executive Vice President | Management | For | For |
| TENNECO INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: TEN
SECURITY ID: 880349105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Charles W. Cramb | Management | For | For |
| 2 | Elect Director Dennis J. Letham | Management | For | For |
| 3 | Elect Director Hari N. Nair | Management | For | For |
| 4 | Elect Director Roger B. Porter | Management | For | For |
| 5 | Elect Director David B. Price, Jr. | Management | For | For |
| 6 | Elect Director Gregg M. Sherrill | Management | For | For |
| 7 | Elect Director Paul T. Stecko | Management | For | For |
| 8 | Elect Director Mitsunobu Takeuchi | Management | For | For |
| 9 | Elect Director Jane L. Warner | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TEXTRON INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: TXT
SECURITY ID: 883203101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James T. Conway | Management | For | For |
| 2 | Elect Director Paul E. Gagne | Management | For | For |
| 3 | Elect Director Dain M. Hancock | Management | For | For |
| 4 | Elect Director Lloyd G. Trotter | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| THE BOEING COMPANY
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: BA
SECURITY ID: 097023105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John E. Bryson | Management | For | For |
| 2 | Elect Director David L. Calhoun | Management | For | For |
| 3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 4 | Elect Director Linda Z. Cook | Management | For | For |
| 5 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director John F. McDonnell | Management | For | For |
| 9 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 10 | Elect Director Susan C. Schwab | Management | For | For |
| 11 | Elect Director Ronald A. Williams | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| THE MANITOWOC COMPANY
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: MTW
SECURITY ID: 563571108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald M. Condon, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Keith D. Nosbusch | Management | For | Withhold |
| 1.3 | Elect Director Glen E. Tellock | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TOWERS WATSON & CO.
MEETING DATE: SEP 09, 2010 |
||||
|
TICKER: TW
SECURITY ID: 891894107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Certificate of Incorporation to Eliminate Five Percent Share Conversion Provision | Management | For | For |
| TOWERS WATSON & CO.
MEETING DATE: NOV 12, 2010 |
||||
|
TICKER: TW
SECURITY ID: 891894107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John J. Gabarro | Management | For | For |
| 2 | Elect Director Victor F. Ganzi | Management | For | For |
| 3 | Elect Director John J. Haley | Management | For | For |
| 4 | Elect Director Mark V. Mactas | Management | For | For |
| 5 | Elect Director Mark Maselli | Management | For | For |
| 6 | Elect Director Gail E. McKee | Management | For | For |
| 7 | Elect Director Brendan R. O'Neill | Management | For | For |
| 8 | Elect Director Linda D. Rabbitt | Management | For | For |
| 9 | Elect Director Gilbert T. Ray | Management | For | For |
| 10 | Elect Director Paul Thomas | Management | For | For |
| 11 | Elect Director Wilhelm Zeller | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| TRANSDIGM GROUP INCORPORATED
MEETING DATE: MAR 03, 2011 |
||||
|
TICKER: TDG
SECURITY ID: 893641100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sean P. Hennessy | Management | For | For |
| 1.2 | Elect Director Douglas W. Peacock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| TRIUMPH GROUP, INC.
MEETING DATE: SEP 28, 2010 |
||||
|
TICKER: TGI
SECURITY ID: 896818101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul Bourgon | Management | For | For |
| 1.2 | Elect Director Elmer L. Doty | Management | For | For |
| 1.3 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.4 | Elect Director Richard C. Gozon | Management | For | For |
| 1.5 | Elect Director Richard C. Ill | Management | For | For |
| 1.6 | Elect Director Claude F. Kronk | Management | For | For |
| 1.7 | Elect Director Adam J. Palmer | Management | For | For |
| 1.8 | Elect Director Joseph M. Silvestri | Management | For | For |
| 1.9 | Elect Director George Simpson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| UNITED STATES STEEL CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: X
SECURITY ID: 912909108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.2 | Elect Director Glenda G. McNeal | Management | For | For |
| 1.3 | Elect Director Graham B. Spanier | Management | For | For |
| 1.4 | Elect Director Patricia A. Tracey | Management | For | For |
| 1.5 | Elect Director John J. Engel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: UTX
SECURITY ID: 913017109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Louis R. Chenevert | Management | For | For |
| 2 | Elect Director John V. Faraci | Management | For | For |
| 3 | Elect Director Jean-Pierre Garnier | Management | For | For |
| 4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director Ellen J. Kullman | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Richard D. McCormick | Management | For | For |
| 9 | Elect Director Harold McGraw III | Management | For | For |
| 10 | Elect Director Richard B. Myers | Management | For | For |
| 11 | Elect Director H. Patrick Swygert | Management | For | For |
| 12 | Elect Director Andre Villeneuve | Management | For | For |
| 13 | Elect Director Christine Todd Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| WABCO HOLDINGS INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: WBC
SECURITY ID: 92927K102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
| 1.2 | Elect Director Juergen W. Gromer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WEG S.A
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: WEGE3
SECURITY ID: P9832B129
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| 4 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
| 5 | Authorize Capitalization of Reserves without Issuance of New Shares | Management | For | For |
| 6 | Consolidate Bylaws | Management | For | For |
| 7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
| WEG SA
MEETING DATE: FEB 22, 2011 |
||||
|
TICKER: WEGE3
SECURITY ID: P9832B129
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 5 to Allow the Company to Issue 12.418 Million Shares in Connection with a New Stock Option Plan | Management | For | Against |
| 2 | Amend Article 22 to Allow the Board of Directors to Submit the Stock Option Plan to the General Meeting | Management | For | For |
| 3 | Consolidate Bylaws | Management | For | Against |
| 4 | Approve Stock Option Plan | Management | For | Against |
| WEYERHAEUSER COMPANY
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: WY
SECURITY ID: 962166104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Wayne W. Murdy | Management | For | For |
| 2 | Elect Director John I. Kieckhefer | Management | For | For |
| 3 | Elect Director Charles R. Williamson | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT INDUSTRIALS PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 3M COMPANY
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: MMM
SECURITY ID: 88579Y101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Linda G. Alvarado | Management | For | For |
| 2 | Elect Director George W. Buckley | Management | For | For |
| 3 | Elect Director Vance D. Coffman | Management | For | For |
| 4 | Elect Director Michael L. Eskew | Management | For | For |
| 5 | Elect Director W. James Farrell | Management | For | For |
| 6 | Elect Director Herbert L. Henkel | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director Robert S. Morrison | Management | For | For |
| 9 | Elect Director Aulana L. Peters | Management | For | For |
| 10 | Elect Director Robert J. Ulrich | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| A. O. SMITH CORPORATION
MEETING DATE: APR 11, 2011 |
||||
|
TICKER: AOS
SECURITY ID: 831865209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
| 1.2 | Elect Director Robert J. O'Toole | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ACTUANT CORPORATION
MEETING DATE: JAN 14, 2011 |
||||
|
TICKER: ATU
SECURITY ID: 00508X203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
| 1.3 | Elect Director Gustav H.P. Boel | Management | For | For |
| 1.4 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.5 | Elect Director William K. Hall | Management | For | For |
| 1.6 | Elect Director R. Alan Hunter | Management | For | For |
| 1.7 | Elect Director Robert A. Peterson | Management | For | For |
| 1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
| 1.9 | Elect Director Dennis K. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ACUITY BRANDS, INC.
MEETING DATE: JAN 07, 2011 |
||||
|
TICKER: AYI
SECURITY ID: 00508Y102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gordon D. Harnett | Management | For | For |
| 1.2 | Elect Director Robert F. McCullough | Management | For | For |
| 1.3 | Elect Director Neil Williams | Management | For | For |
| 1.4 | Elect Director Norman H. Wesley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 01, 2011 |
||||
|
TICKER: A
SECURITY ID: 00846U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Heidi Fields | Management | For | For |
| 2 | Elect Director David M. Lawrence | Management | For | For |
| 3 | Elect Director A. Barry Rand | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ALSTOM
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: ALO
SECURITY ID: F0259M475
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
| 4 | Reelect Patrick Kron as Director | Management | For | For |
| 5 | Reelect Candace Beinecke as Director | Management | For | For |
| 6 | Reelect Jean-Martin Folz as Director | Management | For | For |
| 7 | Reelect James W Leng as Director | Management | For | For |
| 8 | Reelect Klaus Mangold as Director | Management | For | For |
| 9 | Reelect Alan Thomson as Director | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AMETEK, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: AME
SECURITY ID: 031100100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Conti | Management | For | For |
| 1.2 | Elect Director Frank S. Hermance | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUL 02, 2010 |
||||
|
TICKER: AWI
SECURITY ID: 04247X102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director David Bonderman | Management | For | For |
| 1.3 | Elect Director Kevin R. Burns | Management | For | For |
| 1.4 | Elect Director James J. Gaffney | Management | For | For |
| 1.5 | Elect Director Tao Huang | Management | For | For |
| 1.6 | Elect Director Michael F. Johnston | Management | For | For |
| 1.7 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.8 | Elect Director James J. O'Connor | Management | For | For |
| 1.9 | Elect Director John J. Roberts | Management | For | For |
| 1.10 | Elect Director Richard E. Wenz | Management | For | For |
| 1.11 | Elect Director Bettina M. Whyte | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| BARLOWORLD LTD
MEETING DATE: JAN 26, 2011 |
||||
|
TICKER: BAW
SECURITY ID: S08470189
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2010 | Management | For | For |
| 2 | Elect Peter Bulterman as Director | Management | For | For |
| 3 | Re-elect Alexander Hamilton as Director | Management | For | For |
| 4 | Re-elect Martin Laubscher as Director | Management | For | For |
| 5 | Re-elect Thembalihle Nyasulu as Director | Management | For | Against |
| 6 | Re-elect Clive Thomson as Director | Management | For | For |
| 7 | Reappoint the Members of the Audit Committee | Management | For | For |
| 8 | Reappoint Deloitte & Touche as Auditors with G Berry as the Individual Registered Auditor and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 9.1 | Approve Fees for the Chairman of the Board | Management | For | For |
| 9.2 | Approve Fees for the Resident Non-executive Directors | Management | For | For |
| 9.3 | Approve Fees for the Non-resident Non-executive Directors | Management | For | For |
| 9.4 | Approve Fees for the Chairman of the Audit Committee (Non-resident) | Management | For | For |
| 9.5 | Approve Fees for the Resident Members of the Audit Committee | Management | For | For |
| 9.6 | Approve Fees for the Chairman of the Remuneration Committee (Non-resident) | Management | For | For |
| 9.7 | Approve Fees for the Chairman of the Empowerment and Transformation Committee (Resident) | Management | For | For |
| 9.8 | Approve Fees for the Chairman of the Risk and Sustainability Committee (Resident) | Management | For | For |
| 9.9 | Approve Fees for the Chairman of the General Purposes Committee (Resident) | Management | For | For |
| 9.10 | Approve Fees for the Chairman of the Nomination Committee (Resident) | Management | For | For |
| 9.11 | Approve Fees for the Resident Members of Each of the Board Committees | Management | For | For |
| 9.12 | Approve Fees for the Non-resident Members of Each of the Board Committees | Management | For | For |
| 10 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 1 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
| BE AEROSPACE, INC.
MEETING DATE: JUL 29, 2010 |
||||
|
TICKER: BEAV
SECURITY ID: 073302101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jim C. Cowart | Management | For | For |
| 1.2 | Elect Director Arthur E. Wegner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| BOMBARDIER INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: BBD.B
SECURITY ID: 097751200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurent Beaudoin | Management | For | For |
| 1.2 | Elect Director Pierre Beaudoin | Management | For | For |
| 1.3 | Elect Director Andre Berard | Management | For | For |
| 1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
| 1.5 | Elect Director Janine Bombardier | Management | For | For |
| 1.6 | Elect Director Martha Finn Brooks | Management | For | For |
| 1.7 | Elect Director L. Denis Desautels | Management | For | For |
| 1.8 | Elect Director Thierry Desmarest | Management | For | For |
| 1.9 | Elect Director Jean-Louis Fontaine | Management | For | For |
| 1.10 | Elect Director Daniel Johnson | Management | For | For |
| 1.11 | Elect DirectorJean C. Monty | Management | For | For |
| 1.12 | Elect Director Carlos E. Represas | Management | For | For |
| 1.13 | Elect Director Jean-Pierre Rosso | Management | For | For |
| 1.14 | Elect Director Heinrich Weiss | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4.1 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
| 4.2 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
| 4.3 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
| 4.4 | Adopt Rules of Governance | Shareholder | Against | Against |
| BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET D AERONEFS
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: BVI
SECURITY ID: F96888114
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Non-Tax Deductible Expenses | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Reelect Patrick Buffet as Director | Management | For | For |
| 7 | Reelect Philippe Louis-Dreyfus as Director | Management | For | For |
| 8 | Reelect Pierre Hessler as Director | Management | For | For |
| 9 | Reelect Aldo Cardoso as Director | Management | For | For |
| 10 | Elect Barbara Vernicos as Director | Management | For | For |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Million | Management | For | For |
| 16 | Approve up to Aggregate Nominal Amount of EUR 1 Million for a Private Placement | Management | For | For |
| 17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 15 and 16 | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14, 15 and 16 Above | Management | For | For |
| 19 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 20 | Authorize Capitalization of Reserves of Up to EUR 1.5 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 22 | Authorize Capital Increase of Up to EUR 1 Million for Future Exchange Offers | Management | For | For |
| 23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 24 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
| 25 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 26 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14, 15, 16, 18, 19, 21 and 22 at EUR 2 Million and from All Issuance Requests under Items 14, 15, 16, 18, 19, 20, 21 and 22 at EUR 3.5 Million | Management | For | For |
| 27 | Amend Article 26.3 of Bylaws to Comply with New Legislation Re: Attendance to General Meetings | Management | For | For |
| 28 | Amend Article 26.4 of Bylaws to Comply with New Legislation Re: Electronic Signature | Management | For | For |
| 29 | Amend Article 14.1 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
| 30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: CHRW
SECURITY ID: 12541W209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert Ezrilov | Management | For | For |
| 2 | Elect Director Wayne M. Fortun | Management | For | For |
| 3 | Elect Director Brian P. Short | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| CATERPILLAR INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: CAT
SECURITY ID: 149123101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Eugene V. Fife | Management | For | For |
| 1.4 | Elect Director Juan Gallardo | Management | For | For |
| 1.5 | Elect Director David R. Goode | Management | For | For |
| 1.6 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.7 | Elect Director Peter A. Magowan | Management | For | For |
| 1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.10 | Elect Director William A. Osborn | Management | For | For |
| 1.11 | Elect Director Charles D. Powell | Management | For | For |
| 1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.13 | Elect Director Susan C. Schwab | Management | For | For |
| 1.14 | Elect Director Joshua I. Smith | Management | For | For |
| 1.15 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 10 | Require Independent Board Chairman | Shareholder | Against | Against |
| 11 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| CHARTER INTERNATIONAL PLC
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: CHTR
SECURITY ID: G2110V107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Lars Emilson as Director | Management | For | For |
| 4 | Re-elect John Biles as Director | Management | For | For |
| 5 | Re-elect Robert Careless as Director | Management | For | For |
| 6 | Re-elect James Deeley as Director | Management | For | For |
| 7 | Re-elect Grey Denham as Director | Management | For | For |
| 8 | Re-elect Michael Foster as Director | Management | For | For |
| 9 | Re-elect John Neill as Director | Management | For | For |
| 10 | Re-elect Andrew Osborne as Director | Management | For | For |
| 11 | Re-elect Manfred Wennemer as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| CINTAS CORPORATION
MEETING DATE: OCT 26, 2010 |
||||
|
TICKER: CTAS
SECURITY ID: 172908105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gerald S. Adolph | Management | For | For |
| 2 | Elect Director Richard T. Farmer | Management | For | For |
| 3 | Elect Director Scott D. Farmer | Management | For | For |
| 4 | Elect Director James J. Johnson | Management | For | For |
| 5 | Elect Director Robert J. Kohlhepp | Management | For | For |
| 6 | Elect Director David C. Phillips | Management | For | For |
| 7 | Elect Director Joseph Scaminace | Management | For | For |
| 8 | Elect Director Ronald W. Tysoe | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| COOKSON GROUP PLC
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: CKSN
SECURITY ID: G24108246
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Mike Butterworth as Director | Management | For | For |
| 5 | Re-elect Jeff Harris as Director | Management | For | For |
| 6 | Re-elect Jeff Hewitt as Director | Management | For | For |
| 7 | Re-elect Peter Hill as Director | Management | For | For |
| 8 | Re-elect Jan Oosterveld as Director | Management | For | For |
| 9 | Re-elect Nick Salmon as Director | Management | For | For |
| 10 | Re-elect John Sussens as Director | Management | For | For |
| 11 | Re-elect Francois Wanecq as Director | Management | For | For |
| 12 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase | Management | For | For |
| 17 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| COOPER INDUSTRIES PLC
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: CBE
SECURITY ID: G24140108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Linda A. Hill as Director | Management | For | For |
| 2 | Elect James J. Postl as Director | Management | For | For |
| 3 | Elect Mark S. Thompson as Director | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 9 | Authorize Share Repurchase by any Subsidiary of the Company | Management | For | For |
| 10 | Authorize the Reissue Price Range of Treasury Shares | Management | For | For |
| COPA HOLDINGS S.A.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: CPAN
SECURITY ID: P31076105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jose Castaneda as Director | Management | For | Did Not Vote |
| 2 | Elect Stanley Motta, Jaime Arias, Alberto C. Motta Jr., Joseph Fidanque, and Jose Castaneda as Directors | Management | For | Did Not Vote |
| CSX CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: CSX
SECURITY ID: 126408103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Donna M. Alvarado | Management | For | For |
| 2 | Elect Director John B. Breaux | Management | For | For |
| 3 | Elect Director Pamela L. Carter | Management | For | For |
| 4 | Elect Director Steven T. Halverson | Management | For | For |
| 5 | Elect Director Edward J. Kelly, III | Management | For | For |
| 6 | Elect Director Gilbert H. Lamphere | Management | For | For |
| 7 | Elect Director John D. McPherson | Management | For | For |
| 8 | Elect Director Timothy T. O'Toole | Management | For | For |
| 9 | Elect Director David M. Ratcliffe | Management | For | For |
| 10 | Elect Director Donald J. Shepard | Management | For | For |
| 11 | Elect Director Michael J. Ward | Management | For | For |
| 12 | Elect Director J.C. Watts, Jr. | Management | For | For |
| 13 | Elect Director J. Steven Whisler | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CUMMINS INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: CMI
SECURITY ID: 231021106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Theodore M. Solso | Management | For | For |
| 2 | Elect Director N. Thomas Linebarger | Management | For | For |
| 3 | Elect Director William I. Miller | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Georgia R. Nelson | Management | For | For |
| 6 | Elect Director Carl Ware | Management | For | For |
| 7 | Elect Director Robert K. Herdman | Management | For | For |
| 8 | Elect Director Robert J. Bernhard | Management | For | For |
| 9 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 10 | Elect Director Stephen B. Dobbs | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| DANAHER CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: DHR
SECURITY ID: 235851102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1.2 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.3 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DIGITALGLOBE, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: DGI
SECURITY ID: 25389M877
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howell M. Estes, III | Management | For | For |
| 1.2 | Elect Director Alden Munson, Jr. | Management | For | For |
| 1.3 | Elect Director Eddy Zervigon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DRESSER-RAND GROUP INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: DRC
SECURITY ID: 261608103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William E. Macaulary | Management | For | For |
| 1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
| 1.3 | Elect Director Rita V. Foley | Management | For | For |
| 1.4 | Elect Director Louis A. Raspino | Management | For | For |
| 1.5 | Elect Director Philip R. Roth | Management | For | For |
| 1.6 | Elect Director Stephen A. Snider | Management | For | For |
| 1.7 | Elect Director Michael L. Underwood | Management | For | For |
| 1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ECORODOVIAS INFRAESTRUTURA E LOGISTICA SA
MEETING DATE: AUG 31, 2010 |
||||
|
TICKER: ECOR3
SECURITY ID: P3661R107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Stock Option Plan | Management | For | For |
| 2 | Approve Stock Option Awards up to the Limit of 685,764 Options | Management | For | For |
| 3 | Amend Article 14 | Management | For | For |
| EMBRAER SA
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: ERJ
SECURITY ID: 29082A107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Increase the Size of Board, Increase the Maximum Number of Directors on Committees, and Increase the Number of Director Votes Needed to Remove Directors | Management | For | For |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Elect Fiscal Council Members | Management | For | For |
| 5 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Abstain |
| 6 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| EMCOR GROUP, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: EME
SECURITY ID: 29084Q100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen W. Bershad | Management | For | For |
| 1.2 | Elect Director David A.B. Brown | Management | For | For |
| 1.3 | Elect Director Larry J. Bump | Management | For | For |
| 1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
| 1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1.7 | Elect Director David H. Laidley | Management | For | For |
| 1.8 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.9 | Elect Director Jerry E. Ryan | Management | For | For |
| 1.10 | Elect Director Michael T. Yonker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| EMERSON ELECTRIC CO.
MEETING DATE: FEB 01, 2011 |
||||
|
TICKER: EMR
SECURITY ID: 291011104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director D.N. Farr | Management | For | For |
| 1.2 | Elect Director H. Green | Management | For | For |
| 1.3 | Elect Director C.A. Peters | Management | For | For |
| 1.4 | Elect Director J.W. Prueher | Management | For | For |
| 1.5 | Elect Director R.L. Ridgway | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| ESTERLINE TECHNOLOGIES CORPORATION
MEETING DATE: MAR 02, 2011 |
||||
|
TICKER: ESL
SECURITY ID: 297425100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert W. Cremin | Management | For | For |
| 2 | Elect Director Anthony P. Franceschini | Management | For | For |
| 3 | Elect Director James J. Morris | Management | For | For |
| 4 | Elect Director Delores M. Etter | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| FINNING INTERNATIONAL INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: FTT
SECURITY ID: 318071404
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ricardo Bacarreza as Director | Management | For | For |
| 1.2 | Elect James E.C. Carter as Director | Management | For | For |
| 1.3 | Elect David L. Emerson as Director | Management | For | For |
| 1.4 | Elect Kathleen M. O'Neill as Director | Management | For | For |
| 1.5 | Elect Christopher W. Patterson as Director | Management | For | For |
| 1.6 | Elect John M. Reid as Director | Management | For | For |
| 1.7 | Elect Andrew H. Simon as Director | Management | For | For |
| 1.8 | Elect Bruce L. Turner as Director | Management | For | For |
| 1.9 | Elect Michael T. Waites as Director | Management | For | For |
| 1.10 | Elect Douglas W.G. Whitehead as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| FLUOR CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: FLR
SECURITY ID: 343412102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter J. Fluor | Management | For | For |
| 2 | Elect Director Joseph W. Prueher | Management | For | For |
| 3 | Elect Director Suzanne H. Woolsey | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| FOSTER WHEELER AG
MEETING DATE: FEB 24, 2011 |
||||
|
TICKER: FWLT
SECURITY ID: H27178104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Umberto della Sala as Director | Management | For | For |
| 2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| FOSTER WHEELER AG
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: FWLT
SECURITY ID: H27178104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
| 1.2 | Elect Edward G. Galante as Director | Management | For | For |
| 1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| GARDNER DENVER, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: GDI
SECURITY ID: 365558105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald G. Barger, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond R. Hipp | Management | For | For |
| 1.3 | Elect Director David D. Petratis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| GENERAL CABLE CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: BGC
SECURITY ID: 369300108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.2 | Elect Director Charles G. McClure, Jr. | Management | For | For |
| 1.3 | Elect Director Patrick M. Prevost | Management | For | For |
| 1.4 | Elect Director Robert L. Smialek | Management | For | For |
| 1.5 | Elect Director John E. Welsh, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GENERAL ELECTRIC COMPANY
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: GE
SECURITY ID: 369604103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director Ann M. Fudge | Management | For | For |
| 4 | Elect Director Susan Hockfield | Management | For | For |
| 5 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 6 | Elect Director Andrea Jung | Management | For | For |
| 7 | Elect Director Alan G. Lafley | Management | For | For |
| 8 | Elect Director Robert W. Lane | Management | For | For |
| 9 | Elect Director Ralph S. Larsen | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director James J. Mulva | Management | For | For |
| 12 | Elect Director Sam Nunn | Management | For | For |
| 13 | Elect Director Roger S. Penske | Management | For | For |
| 14 | Elect Director Robert J. Swieringa | Management | For | For |
| 15 | Elect Director James S. Tisch | Management | For | For |
| 16 | Elect Director Douglas A. Warner III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 22 | Withdraw Stock Options Granted to Executive Officers | Shareholder | Against | Against |
| 23 | Report on Climate Change Business Risk | Shareholder | Against | Abstain |
| 24 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
| GEOEYE, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: GEOY
SECURITY ID: 37250W108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Abrahamson | Management | For | For |
| 1.2 | Elect Director Joseph M. Ahearn | Management | For | For |
| 1.3 | Elect Director Martin C. Faga | Management | For | For |
| 1.4 | Elect Director Michael F. Horn, Sr. | Management | For | For |
| 1.5 | Elect Director Lawrence A. Hough | Management | For | For |
| 1.6 | Elect Director Matthew M. O'Connell | Management | For | For |
| 1.7 | Elect Director Roberta E. Lenczowski | Management | For | For |
| 1.8 | Elect Director James M. Simon, Jr. | Management | For | For |
| 1.9 | Elect Director William W. Sprague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| GOODRICH CORPORATION
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: GR
SECURITY ID: 382388106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Diane C. Creel | Management | For | For |
| 1.3 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
| 1.4 | Elect Director James W. Griffith | Management | For | For |
| 1.5 | Elect Director William R. Holland | Management | For | For |
| 1.6 | Elect Director John P. Jumper | Management | For | For |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.9 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| GRAFTECH INTERNATIONAL LTD.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: GTI
SECURITY ID: 384313102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randy W. Carson | Management | For | For |
| 1.2 | Elect Director Mary B. Cranston | Management | For | For |
| 1.3 | Elect Director Harold E. Layman | Management | For | For |
| 1.4 | Elect Director Ferrell P. McClean | Management | For | For |
| 1.5 | Elect Director Nathan Milikowsky | Management | For | For |
| 1.6 | Elect Director Michael C. Nahl | Management | For | For |
| 1.7 | Elect Director Steven R. Shawley | Management | For | For |
| 1.8 | Elect Director Craig S. Shular | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HARSCO CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: HSC
SECURITY ID: 415864107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director K. G. Eddy | Management | For | For |
| 1.2 | Elect Director D. C. Everitt | Management | For | For |
| 1.3 | Elect Director S. D. Fazzolari | Management | For | For |
| 1.4 | Elect Director S. E. Graham | Management | For | For |
| 1.5 | Elect Director T. D. Growcock | Management | For | For |
| 1.6 | Elect Director H. W. Knueppel | Management | For | For |
| 1.7 | Elect Director J. M. Loree | Management | For | For |
| 1.8 | Elect Director A. J. Sordoni, III | Management | For | For |
| 1.9 | Elect Director R. C. Wilburn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 25, 2011 |
||||
|
TICKER: HON
SECURITY ID: 438516106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Judd Gregg | Management | For | For |
| 8 | Elect Director Clive R. Hollick | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Bradley T. Sheares | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| IHS INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: IHS
SECURITY ID: 451734107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerre L. Stead | Management | For | For |
| 1.2 | Elect Director C. Michael Armstrong | Management | For | For |
| 1.3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.4 | Elect Director Brian H. Hall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INGERSOLL-RAND PLC
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: IR
SECURITY ID: G47791101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ann C. Berzin | Management | For | For |
| 2 | Elect Director John Bruton | Management | For | For |
| 3 | Elect Director Jared L. Cohon | Management | For | For |
| 4 | Elect Director Gary D. Forsee | Management | For | For |
| 5 | Elect Director Peter C. Godsoe | Management | For | For |
| 6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director Michael W. Lamach | Management | For | For |
| 9 | Elect Director Theodore E. Martin | Management | For | For |
| 10 | Elect Director Richard J. Swift | Management | For | For |
| 11 | Elect Director Tony L. White | Management | For | For |
| 12 | Approve Executive Incentive Scheme | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Authorize Market Purchase | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| IRON MOUNTAIN INCORPORATED
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: IRM
SECURITY ID: 462846106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clarke H. Bailey | Management | For | Withhold |
| 1.2 | Elect Director Kent P. Dauten | Management | For | Withhold |
| 1.3 | Elect Director Paul F. Deninger | Management | For | Withhold |
| 1.4 | Elect Director Per-Kristian Halvorsen | Management | For | Withhold |
| 1.5 | Elect Director Michael W. Lamach | Management | For | Withhold |
| 1.6 | Elect Director Allan Z. Loren | Management | For | For |
| 1.7 | Elect Director Arthur D. Little | Management | For | Withhold |
| 1.8 | Elect Director C. Richard Reese | Management | For | Withhold |
| 1.9 | Elect Director Vincent J. Ryan | Management | For | Withhold |
| 1.10 | Elect Director Laurie A. Tucker | Management | For | Withhold |
| 1.11 | Elect Director Alfred J. Verrecchia | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: JEC
SECURITY ID: 469814107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John F. Coyne | Management | For | For |
| 2 | Elect Director Linda Fayne Levinson | Management | For | For |
| 3 | Elect Director Craig L. Martin | Management | For | For |
| 4 | Elect Director John P. Jumper | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| KANSAS CITY SOUTHERN
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: KSU
SECURITY ID: 485170302
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Henry R. Davis | Management | For | For |
| 1.2 | Elect Director Robert J. Druten | Management | For | For |
| 1.3 | Elect Director Rodney E. Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| KUEHNE & NAGEL INTERNATIONAL AG
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: KNIN
SECURITY ID: H4673L145
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Balance Sheet Profit and CHF 1.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4a | Reelect Juergen Fitschen as Director | Management | For | Did Not Vote |
| 4b | Reelect Karl Gernandt as Director | Management | For | Did Not Vote |
| 4c | Reelect Hans-Joerg Hager as Director | Management | For | Did Not Vote |
| 4d | Reelect Klaus-Michael Kuehne as Director | Management | For | Did Not Vote |
| 4e | Reelect Hans Lerch as Director | Management | For | Did Not Vote |
| 4f | Reelect Wolfgang Peiner as Director | Management | For | Did Not Vote |
| 4g | Reelect Thomas Staehelin as Director | Management | For | Did Not Vote |
| 4h | Reelect Joerg Wolle as Director | Management | For | Did Not Vote |
| 4i | Reelect Bernd Wrede as Director | Management | For | Did Not Vote |
| 4j | Elect Renato Fassbind as Director | Management | For | Did Not Vote |
| 5 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| LENNOX INTERNATIONAL INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: LII
SECURITY ID: 526107107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Janet K. Cooper | Management | For | For |
| 2 | Elect Director John W. Norris, Iii | Management | For | For |
| 3 | Elect Director Paul W. Schmidt | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MEGGITT PLC
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: MGGT
SECURITY ID: G59640105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Stephen Young as Director | Management | For | Against |
| 5 | Re-elect Philip Green as Director | Management | For | Against |
| 6 | Re-elect David Robins as Director | Management | For | Against |
| 7 | Elect Paul Heiden as Director | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 13 | Approve Increase in Directors' Fees | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 15 | Amend Equity Participation Plan 2005 | Management | For | For |
| MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: MILS3
SECURITY ID: P6799C108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Elect Director | Management | For | Against |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: MILS3
SECURITY ID: P6799C108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 3 Re: Company Offices | Management | For | For |
| 2 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 3 | Amend Article 30 | Management | For | For |
| 4 | Consolidate Bylaws | Management | For | For |
| MYR GROUP INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: MYRG
SECURITY ID: 55405W104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Henry W. Fayne | Management | For | For |
| 1.2 | Elect Director Gary R. Johnson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: NSC
SECURITY ID: 655844108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gerald L. Baliles | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Karen N. Horn | Management | For | For |
| 4 | Elect Director J. Paul Reason | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| OWENS CORNING
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: OC
SECURITY ID: 690742101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gaston Caperton | Management | For | For |
| 1.2 | Elect Director Ann Iverson | Management | For | For |
| 1.3 | Elect Director Joseph F. Neely | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PACCAR INC
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: PCAR
SECURITY ID: 693718108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John M. Fluke, Jr. | Management | For | For |
| 1.2 | Elect Director Kirk S. Hachigian | Management | For | For |
| 1.3 | Elect Director Stephen F. Page | Management | For | For |
| 1.4 | Elect Director Thomas E. Plimpton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| POLYPORE INTERNATIONAL, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: PPO
SECURITY ID: 73179V103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Graff | Management | For | For |
| 1.2 | Elect Director W. Nicholas Howley | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PRECISION CASTPARTS CORP.
MEETING DATE: AUG 10, 2010 |
||||
|
TICKER: PCP
SECURITY ID: 740189105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.2 | Elect Director Steven G. Rothmeier | Management | For | For |
| 1.3 | Elect Director Richard L. Wambold | Management | For | For |
| 1.4 | Elect Director Timothy A. Wicks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| PRYSMIAN S.P.A.
MEETING DATE: JAN 21, 2011 |
||||
|
TICKER: PRY
SECURITY ID: T7630L105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Directors | Management | For | For |
| 1 | Issue Shares in Connection with Acquisition of Draka Holding NV | Management | For | For |
| PRYSMIAN S.P.A.
MEETING DATE: APR 12, 2011 |
||||
|
TICKER: PRY
SECURITY ID: T7630L105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Elect Two Directors | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | For |
| 1 | Approve Capital Increase to Service Stock Option Plan | Management | For | For |
| 2 | Amend Articles Re: 9 (Shareholder Meetings) | Management | For | For |
| 3 | Amend Nomination Procedures for the Board | Management | For | For |
| 4 | Amend Articles (Compensation Related) | Management | For | For |
| QUANTA SERVICES, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: PWR
SECURITY ID: 74762E102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James R. Ball | Management | For | For |
| 2 | Elect Director John R. Colson | Management | For | For |
| 3 | Elect Director J. Michal Conaway | Management | For | For |
| 4 | Elect Director Ralph R. DiSibio | Management | For | For |
| 5 | Elect Director Bernard Fried | Management | For | For |
| 6 | Elect Director Louis C. Golm | Management | For | For |
| 7 | Elect Director Worthing F. Jackman | Management | For | For |
| 8 | Elect Director James F. O'Neil III | Management | For | For |
| 9 | Elect Director Bruce Ranck | Management | For | For |
| 10 | Elect Director Pat Wood, III | Management | For | For |
| 11 | Increase Authorized Common Stock | Management | For | For |
| 12 | Approve Conversion of Securities | Management | For | For |
| 13 | Eliminate Provision Stating Directors May Only Be Removed for Cause | Management | For | For |
| 14 | Amend Director/Officer Liability and Indemnification | Management | For | For |
| 15 | Amend Quorum Requirements | Management | For | Against |
| 16 | Approve Preferred Stock Amendment | Management | For | Against |
| 17 | Approve Omnibus Stock Plan | Management | For | Against |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| REGAL BELOIT CORPORATION
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: RBC
SECURITY ID: 758750103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephen M. Burt | Management | For | For |
| 2 | Elect Director Thomas J. Fischer | Management | For | For |
| 3 | Elect Director Rakesh Sachdev | Management | For | For |
| 4 | Elect Director Carol N. Skornicka | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| REPUBLIC SERVICES, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: RSG
SECURITY ID: 760759100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James W. Crownover | Management | For | For |
| 2 | Elect Director John W. Croghan | Management | For | For |
| 3 | Elect Director William J. Flynn | Management | For | Against |
| 4 | Elect Director Michael Larson | Management | For | Against |
| 5 | Elect Director Nolan Lehmann | Management | For | For |
| 6 | Elect Director W. Lee Nutter | Management | For | For |
| 7 | Elect Director Ramon A. Rodriguez | Management | For | For |
| 8 | Elect Director Donald W. Slager | Management | For | For |
| 9 | Elect Director Allan C. Sorensen | Management | For | Against |
| 10 | Elect Director John M. Trani | Management | For | For |
| 11 | Elect Director Michael W. Wickham | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| RUSH ENTERPRISES, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: RUSHA
SECURITY ID: 781846209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Marvin Rush | Management | For | For |
| 1.2 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
| 1.3 | Elect Director James C. Underwood | Management | For | For |
| 1.4 | Elect Director Harold D. Marshall | Management | For | For |
| 1.5 | Elect Director Thomas A. Akin | Management | For | For |
| 1.6 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SAIA, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: SAIA
SECURITY ID: 78709Y105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Linda J. French | Management | For | For |
| 2 | Elect Director William F. Martin, Jr. | Management | For | For |
| 3 | Elect Director Bjorn E. Olsson | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| SAUER-DANFOSS INC.
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: SHS
SECURITY ID: 804137107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Niels B. Christiansen | Management | For | For |
| 1.2 | Elect Director Jorgen M. Clausen | Management | For | For |
| 1.3 | Elect Director Kim Fausing | Management | For | For |
| 1.4 | Elect Director Richard J. Freeland | Management | For | For |
| 1.5 | Elect Director Per Have | Management | For | For |
| 1.6 | Elect Director William E. Hoover, Jr. | Management | For | For |
| 1.7 | Elect Director Johannes F. Kirchhoff | Management | For | For |
| 1.8 | Elect Director Sven Ruder | Management | For | For |
| 1.9 | Elect Director Anders Stahlschmidt | Management | For | For |
| 1.10 | Elect Director Steven H. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SENSATA TECHNOLOGIES HOLDING N.V.
MEETING DATE: MAR 09, 2011 |
||||
|
TICKER: 9ST
SECURITY ID: N7902X106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Thomas Wroe, Jr as Director | Management | For | For |
| 1.2 | Elect Ed Conard as Director | Management | For | For |
| 1.3 | Elect Paul Edgerley as Director | Management | For | For |
| 1.4 | Elect Michael J. Jacobson as Director | Management | For | For |
| 1.5 | Elect John Lewis as Director | Management | For | For |
| 1.6 | Elect Seth Meisel as Director | Management | For | For |
| 1.7 | Elect Charles W. Peffer as Director | Management | For | For |
| 1.8 | Elect Michael Ward as Director | Management | For | For |
| 1.9 | Elect Stephen Zide as Director | Management | For | For |
| 1.10 | Elect Kirk P. Pond as Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SPX CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: SPW
SECURITY ID: 784635104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director J. Kermit Campbell | Management | For | For |
| 2 | Elect Director Emerson U. Fullwood | Management | For | For |
| 3 | Elect Director Michael J. Mancuso | Management | For | For |
| 4 | Elect Director Terry S. Lisenby | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Ratify Auditors | Management | For | For |
| STANLEY BLACK & DECKER, INC.
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: SWK
SECURITY ID: 854502101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George W. Buckley | Management | For | Withhold |
| 1.2 | Elect Director Carlos M. Cardoso | Management | For | Withhold |
| 1.3 | Elect Director Robert B. Coutts | Management | For | Withhold |
| 1.4 | Elect Director Manuel A. Fernandez | Management | For | Withhold |
| 1.5 | Elect Director Marianne M. Parrs | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TEXTRON INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: TXT
SECURITY ID: 883203101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James T. Conway | Management | For | For |
| 2 | Elect Director Paul E. Gagne | Management | For | For |
| 3 | Elect Director Dain M. Hancock | Management | For | For |
| 4 | Elect Director Lloyd G. Trotter | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| THE BOEING COMPANY
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: BA
SECURITY ID: 097023105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John E. Bryson | Management | For | For |
| 2 | Elect Director David L. Calhoun | Management | For | For |
| 3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 4 | Elect Director Linda Z. Cook | Management | For | For |
| 5 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director John F. McDonnell | Management | For | For |
| 9 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 10 | Elect Director Susan C. Schwab | Management | For | For |
| 11 | Elect Director Ronald A. Williams | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| THE GEO GROUP, INC.
MEETING DATE: AUG 12, 2010 |
||||
|
TICKER: GEO
SECURITY ID: 36159R103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| THE GEO GROUP, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: GEO
SECURITY ID: 36159R103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clarence E. Anthony | Management | For | For |
| 1.2 | Elect Director Norman A. Carlson | Management | For | For |
| 1.3 | Elect Director Anne N. Foreman | Management | For | For |
| 1.4 | Elect Director Richard H. Glanton | Management | For | For |
| 1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
| 1.6 | Elect Director George C. Zoley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Other Business | Management | For | Against |
| THE SHAW GROUP INC.
MEETING DATE: JAN 17, 2011 |
||||
|
TICKER: SHAW
SECURITY ID: 820280105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J.M. Bernhard, Jr. | Management | For | For |
| 1.2 | Elect Director James F. Barker | Management | For | Withhold |
| 1.3 | Elect Director Thos. E. Capps | Management | For | For |
| 1.4 | Elect Director Daniel A. Hoffler | Management | For | Withhold |
| 1.5 | Elect Director David W. Hoyle | Management | For | For |
| 1.6 | Elect Director Michael J. Mancuso | Management | For | For |
| 1.7 | Elect Director Albert D. McAlister | Management | For | Withhold |
| 1.8 | Elect Director Stephen R. Tritch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| TOWERS WATSON & CO.
MEETING DATE: SEP 09, 2010 |
||||
|
TICKER: TW
SECURITY ID: 891894107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Certificate of Incorporation to Eliminate Five Percent Share Conversion Provision | Management | For | For |
| TOWERS WATSON & CO.
MEETING DATE: NOV 12, 2010 |
||||
|
TICKER: TW
SECURITY ID: 891894107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John J. Gabarro | Management | For | For |
| 2 | Elect Director Victor F. Ganzi | Management | For | For |
| 3 | Elect Director John J. Haley | Management | For | For |
| 4 | Elect Director Mark V. Mactas | Management | For | For |
| 5 | Elect Director Mark Maselli | Management | For | For |
| 6 | Elect Director Gail E. McKee | Management | For | For |
| 7 | Elect Director Brendan R. O'Neill | Management | For | For |
| 8 | Elect Director Linda D. Rabbitt | Management | For | For |
| 9 | Elect Director Gilbert T. Ray | Management | For | For |
| 10 | Elect Director Paul Thomas | Management | For | For |
| 11 | Elect Director Wilhelm Zeller | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| TRANSDIGM GROUP INCORPORATED
MEETING DATE: MAR 03, 2011 |
||||
|
TICKER: TDG
SECURITY ID: 893641100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sean P. Hennessy | Management | For | For |
| 1.2 | Elect Director Douglas W. Peacock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| UNION PACIFIC CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: UNP
SECURITY ID: 907818108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas J. Donohue | Management | For | For |
| 1.4 | Elect Director Archie W. Dunham | Management | For | For |
| 1.5 | Elect Director Judith Richards Hope | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Michael W. McConnell | Management | For | For |
| 1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 1.10 | Elect Director Steven R. Rogel | Management | For | For |
| 1.11 | Elect Director Jose H. Villarreal | Management | For | For |
| 1.12 | Elect Director James R. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: UTX
SECURITY ID: 913017109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Louis R. Chenevert | Management | For | For |
| 2 | Elect Director John V. Faraci | Management | For | For |
| 3 | Elect Director Jean-Pierre Garnier | Management | For | For |
| 4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director Ellen J. Kullman | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Richard D. McCormick | Management | For | For |
| 9 | Elect Director Harold McGraw III | Management | For | For |
| 10 | Elect Director Richard B. Myers | Management | For | For |
| 11 | Elect Director H. Patrick Swygert | Management | For | For |
| 12 | Elect Director Andre Villeneuve | Management | For | For |
| 13 | Elect Director Christine Todd Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| WEG S.A
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: WEGE3
SECURITY ID: P9832B129
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| 4 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
| 5 | Authorize Capitalization of Reserves without Issuance of New Shares | Management | For | For |
| 6 | Consolidate Bylaws | Management | For | For |
| 7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
| WEG SA
MEETING DATE: FEB 22, 2011 |
||||
|
TICKER: WEGE3
SECURITY ID: P9832B129
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 5 to Allow the Company to Issue 12.418 Million Shares in Connection with a New Stock Option Plan | Management | For | Against |
| 2 | Amend Article 22 to Allow the Board of Directors to Submit the Stock Option Plan to the General Meeting | Management | For | For |
| 3 | Consolidate Bylaws | Management | For | Against |
| 4 | Approve Stock Option Plan | Management | For | Against |
| WEICHAI POWER CO., LTD.
MEETING DATE: OCT 26, 2010 |
||||
|
TICKER: 02338
SECURITY ID: Y9531A109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Supplemental Agreement In Relation to the Provision of General Services and Labour Services by Weichai Hldgs. and its Associates to the Company and New Caps | Management | For | For |
| 2 | Approve Supplemental Agreement In Relation to the Supply and/or Connection of Utilities by Weichai Hldgs. and its Associates to the Company and New Caps | Management | For | For |
| 3 | Approve Supplemental Agreement In Relation to the Purchase of Diesel Engine parts and Components and Related Products and Processing Services by the Company from Weichai Hldgs. and its Associates and New Caps | Management | For | For |
| 4 | Approve Supplemental Agreement In Relation to the Sale of Diesel Engine parts and Components and Related Products and the Provision of Processing Services by the Company from Weichai Hldgs. and its Associates and New Caps | Management | For | For |
| 5 | Approve Supplemental Agreement In Relation to the Sale of Diesel Engines and Diesel Engine Parts by the Company to Fujian Longgong and Shanghai Longgong Machinery and Their Respective Associates and New Caps | Management | For | For |
| 6 | Approve Supplemental Agreement In Relation to the Sale of Semi-finished Diesel Engine Parts and Related Products by the Company to Weichai Deutz and New Caps | Management | For | For |
| 7 | Approve Supplemental Agreement In Relation to the Provision of Sales and Warranty Period Repair Services by the Company to Weichai Deutz and New Caps | Management | For | For |
| 8 | Approve Supplemental Agreement In Relation to the Purchase of Diesel Engine Parts and Components and Related Products by the Company to Weichai Deutz and New Caps | Management | For | For |
| 9 | Approve Supplemental Agreement In Relation to the Sale of Diesel Engine Parts and Related Products by the Company to Weichai Heavy Machinery and New Caps | Management | For | For |
| 10 | Approve Supplemental Agreement In Relation to the Purchase of Diesel Engines Parts and Components, Materials, Steel, Scrap Metal and Used Diesel Engines and Related Products by the Company from Weichai Heavy Machinery and New Caps | Management | For | For |
| 11 | Approve Supplemental Agreement In Relation to the Sale of Parts and Components of Transmissions and Related Products by SFGC from Fast Transmission and New Caps | Management | For | For |
| 12 | Approve Supplemental Agreement In Relation to the Purchase and Components of Transmissions and Related Products by SFGC from Fast Transmission and New Caps | Management | For | For |
| 13 | Approve Supplemental Agreement In Relation to the Sale of Vehicles, Parts and Components of Vehicles and Related Products and Provision of Relevant Services by Shaanxi Zhongqi to Shaanxi Automotive and its Associates and New Caps | Management | For | For |
| 14 | Approve Supplemental Agreement In Relation to the Purchase of Parts and Components of Vehicles and Related Products by Shaanxi Zhongqi to Shaanxi Automotive and New Caps | Management | For | For |
| 15 | Authorize Capitalization of Reserves for Bonus Issue and the Consequential Amendments to the Articles of Association of the Company as a Result of the Bonus Issue | Management | For | For |
| 16 | Amend Article 13 of the Articles of Association of the Company | Management | For | For |
| WEICHAI POWER CO., LTD.
MEETING DATE: OCT 26, 2010 |
||||
|
TICKER: 02338
SECURITY ID: Y9531A109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Capitalization of Reserves for Bonus Issue and the Consequential Amendments to the Articles of Association of the Company as a Result of the Bonus Issue | Management | For | For |
| WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: WCC
SECURITY ID: 95082P105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George L. Miles Jr. | Management | For | For |
| 1.2 | Elect Director John K. Morgan | Management | For | For |
| 1.3 | Elect Director James L. Singleton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ZUMTOBEL AG
MEETING DATE: JUL 23, 2010 |
||||
|
TICKER: ZAG
SECURITY ID: A989A1109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Management and Supervisory Board | Management | For | For |
| 4.1 | Elect Juerg Zumtobel as Supervisory Board Member | Management | For | For |
| 4.2 | Elect Fritz Zumtobel as Supervisory Board Member | Management | For | For |
| 4.3 | Elect Hans-Peter Metzler as Supervisory Board Member | Management | For | For |
| 4.4 | Elect Hero Brahms as Supervisory Board Member | Management | For | For |
| 4.5 | Elect Johannes Burtscher as Supervisory Board Member | Management | For | For |
| 4.6 | Elect Stephan Hutter as Supervisory Board Member | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT INSURANCE PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACE LIMITED
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: ACE
SECURITY ID: H0023R105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Evan G. Greenberg as Director | Management | For | For |
| 1.2 | Elect Leo F. Mullin as Director | Management | For | For |
| 1.3 | Elect Olivier Steimer as Director | Management | For | For |
| 1.4 | Elect Michael P. Connors as Director | Management | For | For |
| 1.5 | Elect Eugene B. Shanks, Jr as Director | Management | For | For |
| 1.6 | Elect John A. Krol as Director | Management | For | For |
| 2.1 | Approve Annual Report | Management | For | For |
| 2.2 | Accept Statutory Financial Statements | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Dividends | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | Management | For | For |
| 5.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 6 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| AFLAC INCORPORATED
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: AFL
SECURITY ID: 001055102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Daniel P. Amos | Management | For | For |
| 2 | Elect Director John Shelby Amos II | Management | For | For |
| 3 | Elect Director Paul S. Amos II | Management | For | For |
| 4 | Elect Director Michael H. Armacost | Management | For | For |
| 5 | Elect Director Kriss Cloninger III | Management | For | For |
| 6 | Elect Director Elizabeth J. Hudson | Management | For | For |
| 7 | Elect Director Douglas W. Johnson | Management | For | For |
| 8 | Elect Director Robert B. Johnson | Management | For | For |
| 9 | Elect Director Charles B. Knapp | Management | For | For |
| 10 | Elect Director E. Stephen Purdom | Management | For | For |
| 11 | Elect Director Barbara K. Rimer | Management | For | For |
| 12 | Elect Director Marvin R. Schuster | Management | For | For |
| 13 | Elect Director David Gary Thompson | Management | For | For |
| 14 | Elect Director Robert L. Wright | Management | For | For |
| 15 | Elect Director Takuro Yoshida | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Ratify Auditors | Management | For | For |
| ALLIED WORLD ASSURANCE COMPANY HOLDINGS, LTD.
MEETING DATE: NOV 18, 2010 |
||||
|
TICKER: AWH
SECURITY ID: G0219G203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| A. | Approve Scheme of Arrangement | Management | For | For |
| B. | Adjourn Meeting | Management | For | For |
| ALLIED WORLD ASSURANCE COMPANY HOLDINGS,AG.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: AWH
SECURITY ID: H01531104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Mark R. Patterson as Director | Management | For | For |
| 2 | Elect Samuel J. Weinhoff as Director | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Treatment of Net Loss | Management | For | For |
| 7 | Approve Reduction in Share Capital and Repayment of $1.50 per share | Management | For | For |
| 8 | Approve Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 9 | Appoint Deloitte & Touche as Independent Auditors and Deloitte AG as Statutory Auditors | Management | For | For |
| 10 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 11 | Approve Discharge of Board and Senior Management | Management | For | For |
| AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: AEL
SECURITY ID: 025676206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joyce A. Chapman | Management | For | For |
| 1.2 | Elect Director James M. Gerlach | Management | For | For |
| 1.3 | Elect Director Robert L. Howe | Management | For | For |
| 1.4 | Elect Director Debra J. Richardson | Management | For | For |
| 1.5 | Elect Director Gerard D. Neugent | Management | For | For |
| 1.6 | Elect Director David S. Mulcahy | Management | For | For |
| 2 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Conversion of Securities | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AMLIN PLC
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: AML
SECURITY ID: G0334Q177
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Simon Beale as Director | Management | For | For |
| 5 | Re-elect Roger Taylor as Director | Management | For | For |
| 6 | Re-elect Christine Bosse as Director | Management | For | Against |
| 7 | Re-elect Nigel Buchanan as Director | Management | For | For |
| 8 | Re-elect Brian Carpenter as Director | Management | For | For |
| 9 | Re-elect Richard Davey as Director | Management | For | For |
| 10 | Re-elect Marty Feinstein as Director | Management | For | For |
| 11 | Re-elect Richard Hextall as Director | Management | For | For |
| 12 | Re-elect Charles Philipps as Director | Management | For | For |
| 13 | Re-elect Sir Mark Wrightson as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| AON CORPORATION
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: AON
SECURITY ID: 037389103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lester B. Knight | Management | For | For |
| 2 | Elect Director Gregory C. Case | Management | For | For |
| 3 | Elect Director Fulvio Conti | Management | For | For |
| 4 | Elect Director Cheryl A. Francis | Management | For | For |
| 5 | Elect Director Judson C. Green | Management | For | For |
| 6 | Elect Director Edgar D. Jannotta | Management | For | For |
| 7 | Elect Director Jan Kalff | Management | For | For |
| 8 | Elect Director J. Michael Losh | Management | For | For |
| 9 | Elect Director R. Eden Martin | Management | For | For |
| 10 | Elect Director Andrew J. McKenna | Management | For | For |
| 11 | Elect Director Robert S. Morrison | Management | For | For |
| 12 | Elect Director Richard B. Myers | Management | For | For |
| 13 | Elect Director Richard C. Notebaert | Management | For | For |
| 14 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 15 | Elect Director Gloria Santona | Management | For | For |
| 16 | Elect Director Carolyn Y. Woo | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Approve Omnibus Stock Plan | Management | For | Against |
| 21 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ASSURANT, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: AIZ
SECURITY ID: 04621X108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Elaine D. Rosen | Management | For | For |
| 2 | Elect Director Howard L. Carver | Management | For | For |
| 3 | Elect Director Juan N. Cento | Management | For | For |
| 4 | Elect Director Lawrence V. Jackson | Management | For | For |
| 5 | Elect Director David B. Kelso | Management | For | For |
| 6 | Elect Director Charles J. Koch | Management | For | For |
| 7 | Elect Director H. Carroll Mackin | Management | For | For |
| 8 | Elect Director Robert B. Pollock | Management | For | For |
| 9 | Elect Director John A.C. Swainson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AXIS CAPITAL HOLDINGS LIMITED
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: AXS
SECURITY ID: G0692U109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert L. Friedman as Director | Management | For | For |
| 1.2 | Elect Donald J. Greene as Director | Management | For | For |
| 1.3 | Elect Cheryl-Ann Lister as Director | Management | For | For |
| 1.4 | Elect Thomas C. Ramey as Director | Management | For | For |
| 1.5 | Elect Wilhelm Zeller as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche Ltd as Auditors | Management | For | For |
| BEAZLEY PLC
MEETING DATE: MAR 23, 2011 |
||||
|
TICKER: BEZ
SECURITY ID: G1143Q101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Interim Dividend | Management | For | For |
| 4 | Elect Ken Sroka as Director | Management | For | For |
| 5 | Elect Rolf Tolle as Director | Management | For | For |
| 6 | Elect Adrian Cox as Director | Management | For | For |
| 7 | Re-elect Neil Maidment as Director | Management | For | For |
| 8 | Re-elect Nicholas Furlonge as Director | Management | For | For |
| 9 | Reappoint KPMG as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 15 | Adopt New Articles of Association | Management | For | For |
| BERKSHIRE HATHAWAY INC.
MEETING DATE: APR 30, 2011 |
||||
|
TICKER: BRK.B
SECURITY ID: 084670108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | Withhold |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| BERKSHIRE HATHAWAY INC.
MEETING DATE: APR 30, 2011 |
||||
|
TICKER: BRK.B
SECURITY ID: 084670702
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect Director Stephen B. Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | Withhold |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: FEB 09, 2011 |
||||
|
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Five and Amend Article 10 Accordingly | Management | For | Abstain |
| 2 | Dismiss and Elect Directors | Management | For | Abstain |
| BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: MAR 29, 2011 |
||||
|
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of 70 Percent Interest in Enesa Corretora de Seguros Ltda | Management | For | For |
| BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of 49.99 Percent of Classic Corretora de Seguros Ltda | Management | For | For |
| 2 | Approve Merger Agreement between the Company and Classic Master BI Participacoes Ltda | Management | For | For |
| BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of 49.98 Percent of Shares of Sebrasul Assessoria e Corretagem de Seguros Ltda. | Management | For | For |
| 2 | Approve Acquisition of D2X Participacoes Ltda. and Issuance of 1,320 New Shares in Connection with Acquisition | Management | For | For |
| BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Merger Agreement between the Company and Classic Master BI Participacoes Ltda Re: Amount of Shares Subject to Lock-up Provisions | Management | For | For |
| 2 | Re-ratify Remuneration to Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: JUN 06, 2011 |
||||
|
TICKER: BRIN3
SECURITY ID: P1830M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of 40.8 Percent of Previsao Empreendimentos e Corretagens de Seguros Ltda. | Management | For | For |
| 2 | Approve Acquisition Agreement between the Company and Previsao Representacoes Comerciais Ltda., and Issuance of 3,248 New Shares | Management | For | For |
| CHAUCER HOLDINGS PLC
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: CHU
SECURITY ID: G2071N102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Christopher Stooke as Director | Management | For | For |
| 5 | Elect Mark Wood as Director | Management | For | For |
| 6 | Re-elect Martin Gilbert as Director | Management | For | For |
| 7 | Re-elect Robert Stuchbery as Director | Management | For | For |
| 8 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Market Purchase | Management | For | For |
| 13 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 14 | Amend Articles of Association | Management | For | Against |
| CHAUCER HOLDINGS PLC
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: CHU
SECURITY ID: G2071N102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Chaucer Holdings plc by 440 Tessera Limited | Management | For | For |
| CHAUCER HOLDINGS PLC
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: CHU
SECURITY ID: G2071N102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| DONGBU INSURANCE CO.
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: 005830
SECURITY ID: Y2096K109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Appropriation of Income and Dividend of KRW 900 per Share | Management | For | For |
| 2 | Elect Three Outside Directors (Bundled) | Management | For | For |
| 3 | Elect Two Members of Audit Committee (Bundled) | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| FAIRFAX FINANCIAL HOLDINGS LIMITED
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: FFH
SECURITY ID: 303901102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony F. Griffiths | Management | For | For |
| 1.2 | Elect Director Robert J. Gunn | Management | For | For |
| 1.3 | Elect Director Alan D. Horn | Management | For | For |
| 1.4 | Elect Director Timothy R. Price | Management | For | For |
| 1.5 | Elect Director Brandon W. Sweitzer | Management | For | For |
| 1.6 | Elect Director V. Prem Watsa | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| FIRST MERCURY FINANCIAL CORPORATION
MEETING DATE: JAN 14, 2011 |
||||
|
TICKER: FMR
SECURITY ID: 320841109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Other Business | Management | For | Against |
| HILLTOP HOLDINGS INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: HTH
SECURITY ID: 432748101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rhodes R. Bobbitt | Management | For | For |
| 1.2 | Elect Director W. Joris Brinkerhoff | Management | For | For |
| 1.3 | Elect Director Charles R. Cummings | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director Jeremy B. Ford | Management | For | For |
| 1.6 | Elect Director J. Markham Green | Management | For | For |
| 1.7 | Elect Director Jess T. Hay | Management | For | For |
| 1.8 | Elect Director William T. Hill, Jr. | Management | For | For |
| 1.9 | Elect Director W. Robert Nichols, III | Management | For | For |
| 1.10 | Elect Director C. Clifton Robinson | Management | For | For |
| 1.11 | Elect Director Kenneth D. Russell | Management | For | For |
| 1.12 | Elect Director Carl B. Webb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HORACE MANN EDUCATORS CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: HMN
SECURITY ID: 440327104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mary H. Futrell | Management | For | For |
| 2 | Elect Director Stephen J. Hasenmiller | Management | For | For |
| 3 | Elect Director Peter H. Heckman | Management | For | For |
| 4 | Elect Director Ronald J. Helow | Management | For | For |
| 5 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 6 | Elect Director Roger J. Steinbecker | Management | For | For |
| 7 | Elect Director Robert Stricker | Management | For | For |
| 8 | Elect Director Charles R. Wright | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| JARDINE LLOYD THOMPSON GROUP PLC
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: JLT
SECURITY ID: G55440104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Geoffrey Howe as Director | Management | For | Against |
| 4 | Re-elect Lord Leach of Fairford as Director | Management | For | Against |
| 5 | Re-elect Dominic Burke as Director | Management | For | Against |
| 6 | Elect Mark Brady as Director | Management | For | Against |
| 7 | Re-elect Richard Harvey as Director | Management | For | Against |
| 8 | Re-elect Simon Keswick as Director | Management | For | Against |
| 9 | Re-elect Nick MacAndrew as Director | Management | For | Against |
| 10 | Elect Simon Mawson as Director | Management | For | Against |
| 11 | Re-elect John Paynter as Director | Management | For | Against |
| 12 | Re-elect VyVienne Wade as Director | Management | For | Against |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| LOEWS CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: L
SECURITY ID: 540424108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ann E. Berman | Management | For | For |
| 2 | Elect Director Joseph L. Bower | Management | For | For |
| 3 | Elect Director Charles M. Diker | Management | For | For |
| 4 | Elect Director Jacob A. Frenkel | Management | For | For |
| 5 | Elect Director Paul J. Fribourg | Management | For | For |
| 6 | Elect Director Walter L. Harris | Management | For | For |
| 7 | Elect Director Philip A. Laskawy | Management | For | For |
| 8 | Elect Director Ken Miller | Management | For | For |
| 9 | Elect Director Gloria R. Scott | Management | For | For |
| 10 | Elect Director Andrew H. Tisch | Management | For | For |
| 11 | Elect Director James S. Tisch | Management | For | For |
| 12 | Elect Director Jonathan M. Tisch | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| MAPFRE S.A.
MEETING DATE: MAR 05, 2011 |
||||
|
TICKER: MAP
SECURITY ID: E3449V125
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Individual and Consolidated Financial Statements and Allocation of Income for Fiscal Year 2010 | Management | For | For |
| 2 | Approve Discharge of Directors | Management | For | For |
| 3.1 | Reelect Jose Manuel Martinez Martinez as Director | Management | For | For |
| 3.2 | Reelect Alberto Manzano Martos as Director | Management | For | For |
| 3.3 | Reelect Francisco Ruiz Risueno as Director | Management | For | For |
| 3.4 | Reelect Luis Hernando de Larramendi Martinez as Director | Management | For | For |
| 3.5 | Reelect Manuel Jesus Lagares Calvo as Director | Management | For | For |
| 3.6 | Reelect Antonio Miguel-Romero de Olano as Director | Management | For | For |
| 3.7 | Reelect Alfonso Rebuelta Badias as Director | Management | For | For |
| 3.8 | Elect Antonio Nunez Tovar as Director | Management | For | For |
| 4 | Approve Dividend of EUR 0.15 per Share | Management | For | For |
| 5 | Authorize Increase in Capital in Accordance with Article 297 of Spanish Corporate Enterprises Act with the Exclusion of Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Accept Remuneration Report | Management | For | Against |
| 8 | Reelect Auditors | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 10 | Approve Minutes of Meeting | Management | For | For |
| METLIFE, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: MET
SECURITY ID: 59156R108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.2 | Elect Director Sylvia Mathews Burwell | Management | For | For |
| 1.3 | Elect Director Eduardo Castro-Wright | Management | For | For |
| 1.4 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.5 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MONTPELIER RE HOLDINGS LTD.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: MRH
SECURITY ID: G62185106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clement S. Dwyer, Jr. | Management | For | For |
| 1.2 | Elect Director Christopher L. Harris | Management | For | For |
| 1.3 | Elect Director J. Roderick Heller, III | Management | For | For |
| 1.4 | Elect Director Ian M. Winchester | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NATIONAL FINANCIAL PARTNERS CORP.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: NFP
SECURITY ID: 63607P208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephanie W. Abramson | Management | For | For |
| 2 | Elect Director Arthur S. Ainsberg | Management | For | For |
| 3 | Elect Director Jessica M. Bibliowicz | Management | For | For |
| 4 | Elect Director R. Bruce Callahan | Management | For | For |
| 5 | Elect Director John A. Elliott | Management | For | For |
| 6 | Elect Director J. Barry Griswell | Management | For | For |
| 7 | Elect Director Kenneth C. Mlekush | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Approve Issuance of Warrants/Convertible Debentures | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| PORTO SEGURO SA
MEETING DATE: MAR 30, 2011 |
||||
|
TICKER: PSSA3
SECURITY ID: P7905C107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Ratify Board of Director Deliberations Re: Interest-On-Capital-Stock Payments | Management | For | For |
| 4 | Approve Dividends | Management | For | For |
| 5 | Approve Date of and Dividend and Interest-On-Capital-Stock Payments | Management | For | For |
| 6 | Elect Director | Management | For | For |
| 7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| PORTO SEGURO SA
MEETING DATE: MAR 30, 2011 |
||||
|
TICKER: PSSA3
SECURITY ID: P7905C107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 18 Re: Size of Executive Committee | Management | For | For |
| 2 | Consolidate Bylaws | Management | For | For |
| PRUDENTIAL FINANCIAL, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: PRU
SECURITY ID: 744320102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 2 | Elect Director Gordon M. Bethune | Management | For | For |
| 3 | Elect Director Gaston Caperton | Management | For | For |
| 4 | Elect Director Gilbert F. Casellas | Management | For | For |
| 5 | Elect Director James G. Cullen | Management | For | For |
| 6 | Elect Director William H. Gray, III | Management | For | For |
| 7 | Elect Director Mark B. Grier | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director Martina Hund-Mejean | Management | For | For |
| 10 | Elect Director Karl J. Krapek | Management | For | For |
| 11 | Elect Director Christine A. Poon | Management | For | For |
| 12 | Elect Director John R. Strangfield | Management | For | For |
| 13 | Elect Director James A. Unruh | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
| 18 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
| QBE INSURANCE GROUP LTD.
MEETING DATE: APR 05, 2011 |
||||
|
TICKER: QBE
SECURITY ID: Q78063114
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 2 | Approve the Adoption of the Remuneration Report | Management | For | For |
| 3 | Approve the Grant of Up to 107,951 Conditional Rights Under the 2010 QBE Incentive Scheme and 2010 Long Term Incentive Plan to Frank O'Halloran, Chief Executive Officer of the Company | Management | For | Against |
| 4 | Approve the Giving of Termination Benefits Under the QBE Incentive Scheme and Long Term Incentive Plan Pursuant to the Corporations Act | Management | For | For |
| 5 | Elect Charles Irby as a Director | Management | For | For |
| STANCORP FINANCIAL GROUP, INC.
MEETING DATE: MAY 16, 2011 |
||||
|
TICKER: SFG
SECURITY ID: 852891100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Frederick W. Buckman | Management | For | For |
| 2 | Elect Director J. Greg Ness | Management | For | For |
| 3 | Elect Director Mary F. Sammons | Management | For | For |
| 4 | Elect Director Ronald E. Timpe | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Renew Shareholder Rights Plan (Poison Pill) | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| THE CHUBB CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: CB
SECURITY ID: 171232101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Zoe Baird | Management | For | For |
| 2 | Elect Director Sheila P. Burke | Management | For | For |
| 3 | Elect Director James I. Cash, Jr. | Management | For | For |
| 4 | Elect Director John D. Finnegan | Management | For | For |
| 5 | Elect Director Lawrence W. Kellner | Management | For | For |
| 6 | Elect Director Martin G. McGuinn | Management | For | For |
| 7 | Elect Director Lawrence M. Small | Management | For | For |
| 8 | Elect Director Jess Soderberg | Management | For | For |
| 9 | Elect Director Daniel E. Somers | Management | For | For |
| 10 | Elect Director James M. Zimmerman | Management | For | For |
| 11 | Elect Director Alfred W. Zollar | Management | For | For |
| 12 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| THE HARTFORD FINANCIAL SERVICES GROUP, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: HIG
SECURITY ID: 416515104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert B. Allardice, III | Management | For | For |
| 2 | Elect Director Trevor Fetter | Management | For | For |
| 3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 4 | Elect Director Liam E. McGee | Management | For | For |
| 5 | Elect Director Kathryn A. Mikells | Management | For | For |
| 6 | Elect Director Michael G. Morris | Management | For | For |
| 7 | Elect Director Thomas A. Renyi | Management | For | For |
| 8 | Elect Director Charles B. Strauss | Management | For | For |
| 9 | Elect Director H. Patrick Swygert | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THE PROGRESSIVE CORPORATION
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: PGR
SECURITY ID: 743315103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stuart B. Burgdoerfer | Management | For | For |
| 2 | Elect Director Charles A. Davis | Management | For | For |
| 3 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| THE TRAVELERS COMPANIES, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: TRV
SECURITY ID: 89417E109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alan L. Beller | Management | For | For |
| 2 | Elect Director John H. Dasburg | Management | For | For |
| 3 | Elect Director Janet M. Dolan | Management | For | For |
| 4 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 5 | Elect Director Jay S. Fishman | Management | For | For |
| 6 | Elect Director Lawrence G. Graev | Management | For | For |
| 7 | Elect Director Patricia L. Higgins | Management | For | For |
| 8 | Elect Director Thomas R. Hodgson | Management | For | For |
| 9 | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
| 10 | Elect Director Donald J. Shepard | Management | For | For |
| 11 | Elect Director Laurie J. Thomsen | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TOKIO MARINE HOLDINGS, INC.
MEETING DATE: JUN 27, 2011 |
||||
|
TICKER: 8766
SECURITY ID: J86298106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
| 2.1 | Elect Director Ishihara, Kunio | Management | For | For |
| 2.2 | Elect Director Sumi, Shuuzo | Management | For | For |
| 2.3 | Elect Director Amemiya, Hiroshi | Management | For | For |
| 2.4 | Elect Director Oba, Masashi | Management | For | For |
| 2.5 | Elect Director Miyajima, Hiroshi | Management | For | For |
| 2.6 | Elect Director Ito, Kunio | Management | For | For |
| 2.7 | Elect Director Mimura, Akio | Management | For | For |
| 2.8 | Elect Director Kitazawa, Toshifumi | Management | For | For |
| 2.9 | Elect Director Sasaki, Mikio | Management | For | For |
| 2.10 | Elect Director Tamai, Takaaki | Management | For | For |
| 2.11 | Elect Director Nagano, Tsuyoshi | Management | For | For |
| 3.1 | Appoint Statutory Auditor Horii, Akinari | Management | For | For |
| 3.2 | Appoint Statutory Auditor Ohashi, Toshiki | Management | For | For |
| 4 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
| TORCHMARK CORPORATION
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: TMK
SECURITY ID: 891027104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mark S. McAndrew | Management | For | For |
| 2 | Elect Director Sam R. Perry | Management | For | For |
| 3 | Elect Director Lamar C. Smith | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TRANSATLANTIC HOLDINGS, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: TRH
SECURITY ID: 893521104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen P. Bradley | Management | For | For |
| 1.2 | Elect Director Ian H. Chippendale | Management | For | For |
| 1.3 | Elect Director John G. Foos | Management | For | For |
| 1.4 | Elect Director John L. McCarthy | Management | For | For |
| 1.5 | Elect Director Robert F. Orlich | Management | For | For |
| 1.6 | Elect Director Richard S. Press | Management | For | For |
| 1.7 | Elect Director Thomas R. Tizzio | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VALIDUS HOLDINGS, LTD.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: VR
SECURITY ID: G9319H102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew J. Grayson | Management | For | For |
| 1.2 | Elect Director Jean-Marie Nessi | Management | For | For |
| 1.3 | Elect Director Mandakini Puri | Management | For | For |
| 2.4 | Elect Edward J. Noonan as Subsidiary Director | Management | For | For |
| 2.5 | Elect C.N. Rupert Atkin as Subsidiary Director | Management | For | For |
| 2.6 | Elect Patrick G. Barry as Subsidiary Director | Management | For | For |
| 2.7 | Elect Peter A. Bilsby as Subsidiary Director | Management | For | For |
| 2.8 | Elect Julian P. Bosworth as Subsidiary Director | Management | For | For |
| 2.9 | Elect Michael E.A. Carpenter as Subsidiary Director | Management | For | For |
| 2.10 | Elect Rodrigo Castro as Subsidiary Director | Management | For | For |
| 2.11 | Elect Jane S. Clouting as Subsidiary Director | Management | For | For |
| 2.12 | Elect Joseph E. (Jeff) Consolino as Subsidiary Director | Management | For | For |
| 2.13 | Elect C. Jerome Dill as Subsidiary Director | Management | For | For |
| 2.14 | Elect Andrew Downey as Subsidiary Director | Management | For | For |
| 2.15 | Elect Kerry A. Emanuel as Subsidiary Director | Management | For | For |
| 2.16 | Elect Jonathan D. Ewington as Subsidiary Director | Management | For | For |
| 2.17 | Elect Andrew M. Gibbs as Subsidiary Director | Management | For | For |
| 2.18 | Elect Michael Greene as Subsidiary Director | Management | For | For |
| 2.19 | Elect Nicholas J. Hales as Subsidiary Director | Management | For | For |
| 2.20 | Elect Mark S. Johnson as Subsidiary Director | Management | For | For |
| 2.21 | Elect Anthony J. Keys as Subsidiary Director | Management | For | For |
| 2.22 | Elect Robert F. Kuzloski as Subsidiary Director | Management | For | For |
| 2.23 | Elect Gillian S. Langford as Subsidiary Director | Management | For | For |
| 2.24 | Elect Stuart W. Mercer as Subsidiary Director | Management | For | For |
| 2.25 | Elect Paul J. Miller as Subsidiary Director | Management | For | For |
| 2.26 | Elect Jean-Marie Nessi as Subsidiary Director | Management | For | For |
| 2.27 | Elect Julian G. Ross as Subsidiary Director | Management | For | For |
| 2.28 | Elect Rafael Saer as Subsidiary Director | Management | For | For |
| 2.29 | Elect James E. Skinner as Subsidiary Director | Management | For | For |
| 2.30 | Elect Verner G. Southey as Subsidiary Director | Management | For | For |
| 2.31 | Elect Nigel D. Wachman as Subsidiary Director | Management | For | For |
| 2.32 | Elect Conan M. Ward as Subsidiary Director | Management | For | For |
| 2.33 | Elect Lixin Zeng as Subsidiary Director | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
| WILLIS GROUP HOLDINGS PUBLIC LIMITED COMPANY
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: WSH
SECURITY ID: G96666105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect William W. Bradley as Director | Management | For | For |
| 1.2 | Elect Joseph A. Califano as Director | Management | For | For |
| 1.3 | Elect Anna C. Catalano as Director | Management | For | For |
| 1.4 | Elect Sir Roy Gardner as Director | Management | For | For |
| 1.5 | Elect Sir Jeremy Hanley as Director | Management | For | For |
| 1.6 | Elect Robyn S. Kravit as Director | Management | For | For |
| 1.7 | Elect Jeffrey B. Lane as Director | Management | For | For |
| 1.8 | Elect Wendy E. Lane as Director | Management | For | For |
| 1.9 | Elect James F. McCann as Director | Management | For | For |
| 1.10 | Elect Joseph J. Plumeri as Director | Management | For | For |
| 1.11 | Elect Douglas B. Roberts as Director | Management | For | For |
| 1.12 | Elect Director Michael J. Somers | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Authorize Directed Share Repurchase Program | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| XL GROUP PLC
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: XL
SECURITY ID: G98290102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Herbert N. Haag as Director | Management | For | For |
| 2 | Elect Michael S. McGavick as Director | Management | For | For |
| 3 | Elect Ellen E. Thrower as Director | Management | For | For |
| 4 | Elect John M. Vereker as Director | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
VOTE SUMMARY REPORT
SELECT IT SERVICES PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACCENTURE PLC
MEETING DATE: FEB 03, 2011 |
||||
|
TICKER: CSA
SECURITY ID: G1151C101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Charles H. Giancarlo as a Director | Management | For | For |
| 3 | Reelect Dennis F. Hightower as a Director | Management | For | For |
| 4 | Reelect Blythe J. McGarvie as a Director | Management | For | For |
| 5 | Reelect Mark Moody-Stuart as a Director | Management | For | For |
| 6 | Reelect Pierre Nanterme as a Director | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Management | For | For |
| 11 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 12 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| ACXIOM CORPORATION
MEETING DATE: AUG 02, 2010 |
||||
|
TICKER: ACXM
SECURITY ID: 005125109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jerry D. Gramaglia | Management | For | For |
| 2 | Elect Director Clark M. Kokich | Management | For | For |
| 3 | Elect Director Kevin M. Twomey | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| ALLIANCE DATA SYSTEMS CORPORATION
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: ADS
SECURITY ID: 018581108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce K. Anderson | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| AMDOCS LIMITED
MEETING DATE: JAN 26, 2011 |
||||
|
TICKER: DOX
SECURITY ID: G02602103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Reelect Bruce Anderson as a Director | Management | For | For |
| 1.b | Reelect Adrian Gardner as a Director | Management | For | For |
| 1.c | Reelect Charles Foster as a Director | Management | For | For |
| 1.d | Reelect James Kahan as a Director | Management | For | For |
| 1.e | Reelect Zohar Zisapel as a Director | Management | For | For |
| 1.f | Reelect Julian Brodsky as a Director | Management | For | For |
| 1.g | Reelect Eli Gelman as a Director | Management | For | For |
| 1.h | Reelect Nehemia Lemelbaum as a Director | Management | For | For |
| 1.i | Reelect John McLennan as a Director | Management | For | For |
| 1.j | Reelect Robert Minicucci as a Director | Management | For | For |
| 1.k | Reelect Simon Olswang as a Director | Management | For | For |
| 1.l | Elect Richard Sarnoff as a Director | Management | For | For |
| 1.m | Reelect Giora Yaron as a Director | Management | For | Withhold |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ATOS ORIGIN
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: ATO
SECURITY ID: F06116101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 6 | Renew Appointment of Colette Neuville as Censor | Management | For | For |
| 7 | Ratify Change of Registered Office to River Ouest, 80, Quai Voltaire 95870 Bezons | Management | For | For |
| 8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AUTOMATIC DATA PROCESSING, INC.
MEETING DATE: NOV 09, 2010 |
||||
|
TICKER: ADP
SECURITY ID: 053015103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory D. Brenneman | Management | For | For |
| 1.2 | Elect Director Leslie A. Brun | Management | For | For |
| 1.3 | Elect Director Gary C. Butler | Management | For | For |
| 1.4 | Elect Director Leon G. Cooperman | Management | For | For |
| 1.5 | Elect Director Eric C. Fast | Management | For | For |
| 1.6 | Elect Director Linda R. Gooden | Management | For | For |
| 1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.8 | Elect Director John P. Jones | Management | For | For |
| 1.9 | Elect Director Sharon T. Rowlands | Management | For | For |
| 1.10 | Elect Director Enrique T. Salem | Management | For | For |
| 1.11 | Elect Director Gregory L. Summe | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| CASS INFORMATION SYSTEMS, INC.
MEETING DATE: APR 18, 2011 |
||||
|
TICKER: CASS
SECURITY ID: 14808P109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director K. Dane Brooksher | Management | For | For |
| 1.2 | Elect Director Eric H. Brunngraber | Management | For | For |
| 1.3 | Elect Director Bryan S. Chapell | Management | For | For |
| 1.4 | Elect Director Benjamin F. Edwards, IV | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| CHINA INFORMATION SECURITY TECHNOLOGY, INC.
MEETING DATE: AUG 23, 2010 |
||||
|
TICKER: CNIT
SECURITY ID: 16944F101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Company Name | Management | For | For |
| CHINA INFORMATION TECHNOLOGY, INC.
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: CNIT
SECURITY ID: 16950L109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jiang Huai Lin | Management | For | For |
| 1.2 | Elect Director Zhi Qiang Zhao | Management | For | For |
| 1.3 | Elect Director Qiang Lin | Management | For | For |
| 1.4 | Elect Director Yun Sen Huang | Management | For | For |
| 1.5 | Elect Director Remington Hu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| CIBER, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: CBR
SECURITY ID: 17163B102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen S. Kurtz | Management | For | For |
| 1.2 | Elect Director Kurt J. Lauk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: CTSH
SECURITY ID: 192446102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert W. Howe | Management | For | For |
| 2 | Elect Director Robert E. Weissman | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| COMPUTER SCIENCES CORPORATION
MEETING DATE: AUG 09, 2010 |
||||
|
TICKER: CSC
SECURITY ID: 205363104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irving W. Bailey, II | Management | For | For |
| 1.2 | Elect Director David J. Barram | Management | For | For |
| 1.3 | Elect Director Stephen L. Baum | Management | For | For |
| 1.4 | Elect Director Rodney F. Chase | Management | For | For |
| 1.5 | Elect Director Judith R. Haberkorn | Management | For | For |
| 1.6 | Elect Director Michael W. Laphen | Management | For | For |
| 1.7 | Elect Director F. Warren McFarlan | Management | For | For |
| 1.8 | Elect Director Chong Sup Park | Management | For | For |
| 1.9 | Elect Director Thomas H. Patrick | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Approve Non-Employee Director Restricted Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| CONSTANT CONTACT, INC.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: CTCT
SECURITY ID: 210313102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Anderson | Management | For | For |
| 1.2 | Elect Director Sharon T. Rowlands | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CONVERGYS CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: CVG
SECURITY ID: 212485106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Fox | Management | For | For |
| 1.2 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CONVIO, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: CNVO
SECURITY ID: 21257W105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. Scott Irwin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| CORELOGIC, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: CLGX
SECURITY ID: 21871D103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director J. David Chatham | Management | For | For |
| 2 | Elect Director Anand K. Nallathambi | Management | For | For |
| 3 | Elect Director Thomas C. O'Brien | Management | For | For |
| 4 | Elect Director D. Van Skilling | Management | For | For |
| 5 | Elect Director David F. Walker | Management | For | For |
| 6 | Elect Director Mary Lee Widener | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Ratify Auditors | Management | For | For |
| CSG SYSTEMS INTERNATIONAL, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: CSGS
SECURITY ID: 126349109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald H. Cooper | Management | For | For |
| 1.2 | Elect Director John L. M. Hugh | Management | For | For |
| 1.3 | Elect Director Bernard W. Reznicek | Management | For | For |
| 1.4 | Elect Director Donald V. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| DST SYSTEMS, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: DST
SECURITY ID: 233326107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George L. Argyros | Management | For | For |
| 1.2 | Elect Director Lawrence M. Higby | Management | For | For |
| 1.3 | Elect Director Thomas A. McDonnell | Management | For | For |
| 1.4 | Elect Director M. Jeannine Strandjord | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EURONET WORLDWIDE, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: EEFT
SECURITY ID: 298736109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrzej Olechowski | Management | For | For |
| 1.2 | Elect Director Eriberto R. Scocimara | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| EXLSERVICE HOLDINGS, INC.
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: EXLS
SECURITY ID: 302081104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David B. Kelso | Management | For | For |
| 1.2 | Elect Director Clyde W. Ostler | Management | For | For |
| 1.3 | Elect Director Vikram Talwar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: FIS
SECURITY ID: 31620M106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David K. Hunt | Management | For | For |
| 2 | Elect Director Richard N. Massey | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| FISERV, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: FISV
SECURITY ID: 337738108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald F. Dillon | Management | For | For |
| 1.2 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.3 | Elect Director Glenn M. Renwick | Management | For | For |
| 1.4 | Elect Director Carl W. Stern | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| FLEETCOR TECHNOLOGIES INC
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: FLT
SECURITY ID: 339041105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Carroll | Management | For | For |
| 1.2 | Elect Director Mark A. Johnson | Management | For | For |
| 1.3 | Elect Director Steven T. Stull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FORRESTER RESEARCH, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: FORR
SECURITY ID: 346563109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George F. Colony | Management | For | For |
| 1.2 | Elect Director Michael H. Welles | Management | For | For |
| 1.3 | Elect Director Charles B. Rutstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GARTNER, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: IT
SECURITY ID: 366651107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Bingle | Management | For | For |
| 1.2 | Elect Director Richard J. Bressler | Management | For | For |
| 1.3 | Elect Director Karen E. Dykstra | Management | For | For |
| 1.4 | Elect Director Russell P. Fradin | Management | For | For |
| 1.5 | Elect Director Anne Sutherland Fuchs | Management | For | For |
| 1.6 | Elect Director William O. Grabe | Management | For | For |
| 1.7 | Elect Director Eugene A. Hall | Management | For | For |
| 1.8 | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1.9 | Elect Director James C. Smith | Management | For | For |
| 1.10 | Elect Director Jeffrey W. Ubben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| GLOBAL CASH ACCESS HOLDINGS, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: GCA
SECURITY ID: 378967103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Fred C. Enlow | Management | For | For |
| 1.2 | Elect Director Patrick Olson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| GREEN DOT CORPORATION
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: GDOT
SECURITY ID: 39304D102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ross E. Kendell | Management | For | For |
| 1.2 | Elect Director William H. Ott, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HCL TECHNOLOGIES LTD
MEETING DATE: OCT 28, 2010 |
||||
|
TICKER: 532281
SECURITY ID: Y3121G147
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint S. Bhattacharya as Director | Management | For | For |
| 3 | Reappoint V. Nayar as Director | Management | For | For |
| 4 | Reappoint A. Ganguli as Director | Management | For | For |
| 5 | Approve S.R. Batliboi & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Final Dividend of INR 1.00 Per Share | Management | For | For |
| HCL TECHNOLOGIES LTD.
MEETING DATE: JAN 17, 2011 |
||||
|
TICKER: 532281
SECURITY ID: Y3121G147
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Appointment and Remuneration of V. Nayar as Vice Chairman, CEO, and Executive Director | Management | For | For |
| HEARTLAND PAYMENT SYSTEMS, INC.
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: HPY
SECURITY ID: 42235N108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert O. Carr | Management | For | For |
| 1.2 | Elect Director Marc J. Ostro | Management | For | For |
| 1.3 | Elect Director George F. Raymond | Management | For | For |
| 1.4 | Elect Director Mitchell L. Hollin | Management | For | For |
| 1.5 | Elect Director Jonathan J. Palmer | Management | For | For |
| 1.6 | Elect Director Richard W. Vague | Management | For | For |
| 1.7 | Elect Director Robert H. Niehaus | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 23, 2011 |
||||
|
TICKER: HPQ
SECURITY ID: 428236103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director M. L. Andreessen | Management | For | For |
| 2 | Elect Director L. Apotheker | Management | For | For |
| 3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
| 4 | Elect Director S.M. Baldauf | Management | For | For |
| 5 | Elect Director S. Banerji | Management | For | For |
| 6 | Elect Director R.L. Gupta | Management | For | For |
| 7 | Elect Director J.H. Hammergren | Management | For | For |
| 8 | Elect Director R.J. Lane | Management | For | For |
| 9 | Elect Director G.M. Reiner | Management | For | For |
| 10 | Elect Director P.F. Russo | Management | For | For |
| 11 | Elect Director D. Senequier | Management | For | For |
| 12 | Elect Director G.K. Thompson | Management | For | For |
| 13 | Elect Director M.C. Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 18 | Amend Executive Incentive Bonus Plan | Management | For | For |
| IGATE CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: IGTE
SECURITY ID: 45169U105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sunil Wadhwani | Management | For | For |
| 1.2 | Elect Director Goran Lindahl | Management | For | For |
| 2 | Amend Conversion of Securities | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Approve Increase in Size of Board | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| INFOSYS TECHNOLOGIES LTD.
MEETING DATE: JUN 11, 2011 |
||||
|
TICKER: 500209
SECURITY ID: 456788108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of INR 20 Per Share | Management | For | For |
| 3 | Reappoint S. Batni as Director | Management | For | For |
| 4 | Reappoint S.A. Iyengar as Director | Management | For | For |
| 5 | Reappoint D.M. Satwalekar as Director | Management | For | For |
| 6 | Reappoint O. Goswami as Director | Management | For | For |
| 7 | Approve Vacancy on the Board of Directors Resulting from Retirement of K. Dinesh | Management | For | For |
| 8 | Approve B.S.R. & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Appoint R. Seshasayee as Director | Management | For | For |
| 10 | Appoint R. Venkatesan as Director | Management | For | For |
| 11 | Approve Appointment and Remuneration of S. Gopalakrishnan as Executive Director | Management | For | For |
| 12 | Approve Appointment and Remuneration of S.D. Shibulal as CEO and Managing Director | Management | For | For |
| 13 | Change Company Name to Infosys Ltd. | Management | For | For |
| INTEGRAL SYSTEMS, INC.
MEETING DATE: FEB 16, 2011 |
||||
|
TICKER: ISYS
SECURITY ID: 45810H107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian R. Kahn | Management | For | For |
| 1.2 | Elect Director Melvin L. Keating | Management | For | For |
| 1.3 | Elect Director Thomas S. Moorman, Jr. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: IBM
SECURITY ID: 459200101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director A. J. P. Belda | Management | For | For |
| 2 | Elect Director W. R. Brody | Management | For | For |
| 3 | Elect Director K. I. Chenault | Management | For | For |
| 4 | Elect Director M. L. Eskew | Management | For | For |
| 5 | Elect Director S. A. Jackson | Management | For | For |
| 6 | Elect Director A. N. Liveris | Management | For | For |
| 7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
| 8 | Elect Director J. W. Owens | Management | For | For |
| 9 | Elect Director S. J. Palmisano | Management | For | For |
| 10 | Elect Director J. E. Spero | Management | For | For |
| 11 | Elect Director S. Taurel | Management | For | For |
| 12 | Elect Director L. H. Zambrano | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| INTUIT INC.
MEETING DATE: JAN 19, 2011 |
||||
|
TICKER: INTU
SECURITY ID: 461202103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David H. Batchelder | Management | For | For |
| 2 | Elect Director Christopher W. Brody | Management | For | For |
| 3 | Elect Director William V. Campbell | Management | For | For |
| 4 | Elect Director Scott D. Cook | Management | For | For |
| 5 | Elect Director Diane B. Greene | Management | For | For |
| 6 | Elect Director Michael R. Hallman | Management | For | For |
| 7 | Elect Director Edward A. Kangas | Management | For | For |
| 8 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 9 | Elect Director Dennis D. Powell | Management | For | For |
| 10 | Elect Director Brad D. Smith | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JDA SOFTWARE GROUP, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: JDAS
SECURITY ID: 46612K108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James D. Armstrong | Management | For | For |
| 2 | Elect Director Hamish N. Brewer | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| KENEXA CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: KNXA
SECURITY ID: 488879107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry M. Abelson | Management | For | For |
| 1.2 | Elect Director Nooruddin (Rudy) S. Karsan | Management | For | For |
| 1.3 | Elect Director John A. Nies | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| LIONBRIDGE TECHNOLOGIES, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: LIOX
SECURITY ID: 536252109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rory J. Cowan | Management | For | For |
| 1.2 | Elect Director Paul A. Kavanagh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| LONGTOP FINANCIAL TECHNOLOGIES LTD.
MEETING DATE: MAR 24, 2011 |
||||
|
TICKER: LFT
SECURITY ID: 54318P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Yinhua Chen as Director | Management | For | Withhold |
| 1b | Elect Yifeng Shen as Director | Management | For | For |
| 2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
| MANTECH INTERNATIONAL CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: MANT
SECURITY ID: 564563104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George J. Pedersen | Management | For | For |
| 1.2 | Elect Director Richard L. Armitage | Management | For | For |
| 1.3 | Elect Director Mary K. Bush | Management | For | For |
| 1.4 | Elect Director Barry G. Campbell | Management | For | For |
| 1.5 | Elect Director W.r. Fatzinger, Jr. | Management | For | For |
| 1.6 | Elect Director David E. Jeremiah | Management | For | For |
| 1.7 | Elect Director Richard J. Kerr | Management | For | For |
| 1.8 | Elect Director Kenneth A. Minihan | Management | For | For |
| 1.9 | Elect Director Stephen W. Porter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| MASTERCARD INCORPORATED
MEETING DATE: SEP 21, 2010 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Amend Board Qualifications | Management | For | For |
| 4 | Amend Stock Ownership Limitations | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6.1 | Elect Director Nancy J. Karch | Management | For | For |
| 6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 6.3 | Elect Director Edward Suning Tian | Management | For | For |
| 6.4 | Elect Director Silvio Barzi | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| MASTERCARD INCORPORATED
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Marc Olivie | Management | For | For |
| 2 | Elect Director Rima Qureshi | Management | For | For |
| 3 | Elect Director Mark Schwartz | Management | For | For |
| 4 | Elect Director Jackson P. Tai | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| MAXIMUS, INC.
MEETING DATE: MAR 18, 2011 |
||||
|
TICKER: MMS
SECURITY ID: 577933104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Russell A. Beliveau | Management | For | For |
| 1.2 | Elect Director John J. Haley | Management | For | Withhold |
| 1.3 | Elect Director Marilyn R. Seymann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| MICRO FOCUS INTERNATIONAL PLC
MEETING DATE: SEP 23, 2010 |
||||
|
TICKER: MCRO
SECURITY ID: G6117L103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect David Maloney as Director | Management | For | For |
| 5 | Re-elect Tom Skelton as Director | Management | For | For |
| 6 | Re-elect Paul Pester as Director | Management | For | For |
| 7 | Elect Nigel Clifford as Director | Management | For | For |
| 8 | Elect Karen Slatford as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 15 | Adopt New Articles of Association | Management | For | For |
| NCI, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: NCIT
SECURITY ID: 62886K104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles K. Narang | Management | For | For |
| 1.2 | Elect Director Terry W. Glasgow | Management | For | For |
| 1.3 | Elect Director James P. Allen | Management | For | For |
| 1.4 | Elect Director John E. Lawler | Management | For | For |
| 1.5 | Elect Director Paul V. Lombardi | Management | For | For |
| 1.6 | Elect Director J. Patrick McMahon | Management | For | For |
| 1.7 | Elect Director Phillip O. Nolan | Management | For | For |
| 1.8 | Elect Director Stephen L. Waechter | Management | For | For |
| 1.9 | Elect Director Daniel R. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| NETSUITE INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: N
SECURITY ID: 64118Q107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Zachary Nelson | Management | For | For |
| 1.2 | Elect Director Kevin Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| NEUSTAR, INC.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: NSR
SECURITY ID: 64126X201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James G. Cullen | Management | For | For |
| 1.2 | Elect Director Joel P. Friedman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: NUAN
SECURITY ID: 67020Y100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | Against |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | Against |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Elect Director Mark R. Laret | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| RADIANT SYSTEMS, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: RADS
SECURITY ID: 75025N102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Alexander M. Douglas, Jr. | Management | For | For |
| 1.2 | Elect Director Philip J. Hickey, Jr. | Management | For | For |
| 1.3 | Elect Director Michael Z. Kay | Management | For | Withhold |
| 1.4 | Elect Director Nick Shreiber | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| REALPAGE, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: RP
SECURITY ID: 75606N109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alfred R. Berkeley, III | Management | For | For |
| 1.2 | Elect Director Peter Gyenes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| RIGHTNOW TECHNOLOGIES, INC.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: RNOW
SECURITY ID: 76657R106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William J. Lansing | Management | For | For |
| 1.2 | Elect Director Allen E. Snyder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SAIC, INC.
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: SAI
SECURITY ID: 78390X101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director France A. Cordova | Management | For | For |
| 2 | Elect Director Jere A. Drummond | Management | For | For |
| 3 | Elect Director Thomas F. First, III | Management | For | For |
| 4 | Elect Director John J. Hamre | Management | For | For |
| 5 | Elect Director Walter P. Havenstein | Management | For | For |
| 6 | Elect Director Miriam E. John | Management | For | For |
| 7 | Elect Director Anita K. Jones | Management | For | For |
| 8 | Elect Director John P. Jumper | Management | For | For |
| 9 | Elect Director Harry M.J. Kraemer, Jr. | Management | For | For |
| 10 | Elect Director Lawrence C. Nussdorf | Management | For | For |
| 11 | Elect Director Edward J. Sanderson, Jr. | Management | For | For |
| 12 | Elect Director Louis A. Simpson | Management | For | For |
| 13 | Elect Director A. Thomas Young | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Ratify Auditors | Management | For | For |
| SAPIENT CORPORATION
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: SAPE
SECURITY ID: 803062108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James M. Benson | Management | For | For |
| 1.2 | Elect Director Hermann Buerger | Management | For | For |
| 1.3 | Elect Director Darius W. Gaskins, Jr. | Management | For | For |
| 1.4 | Elect Director Jerry A. Greenberg | Management | For | For |
| 1.5 | Elect Director Alan J. Herrick | Management | For | For |
| 1.6 | Elect Director J. Stuart Moore | Management | For | For |
| 1.7 | Elect Director Ashok Shah | Management | For | For |
| 1.8 | Elect Director Vijay Singal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| SRA INTERNATIONAL, INC.
MEETING DATE: OCT 28, 2010 |
||||
|
TICKER: SRX
SECURITY ID: 78464R105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Barter | Management | For | For |
| 1.2 | Elect Director Larry R. Ellis | Management | For | For |
| 1.3 | Elect Director Miles R. Gilburne | Management | For | For |
| 1.4 | Elect Director W. Robert Grafton | Management | For | For |
| 1.5 | Elect Director William T. Keevan | Management | For | For |
| 1.6 | Elect Director Michael R. Klein | Management | For | For |
| 1.7 | Elect Director David H. Langstaff | Management | For | For |
| 1.8 | Elect Director Stanton D. Sloane | Management | For | For |
| 1.9 | Elect Director Ernst Volgenau | Management | For | For |
| 1.10 | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| SYNTEL, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: SYNT
SECURITY ID: 87162H103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
| 1.2 | Elect Director Bharat Desai | Management | For | For |
| 1.3 | Elect Director Thomas Doke | Management | For | For |
| 1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
| 1.5 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.6 | Elect Director Prashant Ranade | Management | For | For |
| 1.7 | Elect Director Neerja Sethi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| TELETECH HOLDINGS, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: TTEC
SECURITY ID: 879939106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth D. Tuchman | Management | For | For |
| 1.2 | Elect Director James E. Barlett | Management | For | For |
| 1.3 | Elect Director William Linnenbringer | Management | For | For |
| 1.4 | Elect Director Ruth C. Lipper | Management | For | For |
| 1.5 | Elect Director Shrikant Mehta | Management | For | For |
| 1.6 | Elect Director Anjan Mukherjee | Management | For | For |
| 1.7 | Elect Director Robert M. Tarola | Management | For | For |
| 1.8 | Elect Director Shirley Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TERADATA CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: TDC
SECURITY ID: 88076W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Nancy E. Cooper | Management | For | For |
| 2 | Elect Director David E. Kepler | Management | For | For |
| 3 | Elect Director William S. Stavropoulos | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| THE DESCARTES SYSTEMS GROUP INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: DSG
SECURITY ID: 249906108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect David Anderson as Director | Management | For | For |
| 1.2 | Elect David Beatson as Director | Management | For | For |
| 1.3 | Elect Eric Demirian as Director | Management | For | For |
| 1.4 | Elect Christopher Hewat as Director | Management | For | For |
| 1.5 | Elect Arthur Mesher as Director | Management | For | For |
| 1.6 | Elect Stephen Watt as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| THE ULTIMATE SOFTWARE GROUP, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: ULTI
SECURITY ID: 90385D107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director LeRoy A. Vander Putten | Management | For | Withhold |
| 1.2 | Elect Director Robert A. Yanover | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THE WESTERN UNION COMPANY
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: WU
SECURITY ID: 959802109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Hikmet Ersek | Management | For | For |
| 2 | Elect Director Jack M. Greenberg | Management | For | For |
| 3 | Elect Director Linda Fayne Levinson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| THOMAS COOK GROUP PLC
MEETING DATE: FEB 11, 2011 |
||||
|
TICKER: TCG
SECURITY ID: G88471100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Michael Beckett as Director | Management | For | For |
| 5 | Re-elect Bo Lerenius as Director | Management | For | For |
| 6 | Elect Dawn Airey as Director | Management | For | For |
| 7 | Elect Peter Marks as Director | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| TNS, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: TNS
SECURITY ID: 872960109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John B. Benton | Management | For | For |
| 1.2 | Elect Director Henry H. Graham, Jr. | Management | For | For |
| 1.3 | Elect Director Stephen X. Graham | Management | For | For |
| 1.4 | Elect Director John V. Sponyoe | Management | For | Withhold |
| 1.5 | Elect Director Jay E. Ricks | Management | For | Withhold |
| 1.6 | Elect Director Thomas E. Wheeler | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| UNISYS CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: UIS
SECURITY ID: 909214306
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director J. Edward Coleman | Management | For | For |
| 2 | Elect Director James J. Duderstadt | Management | For | For |
| 3 | Elect Director Henry C. Duques | Management | For | For |
| 4 | Elect Director Matthew J. Espe | Management | For | For |
| 5 | Elect Director Denise K. Fletcher | Management | For | For |
| 6 | Elect Director Leslie F. Kenne | Management | For | For |
| 7 | Elect Director Charles B. McQuade | Management | For | For |
| 8 | Elect Director Paul E. Weaver | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Increase Authorized Common Stock | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VANCEINFO TECHNOLOGIES INC.
MEETING DATE: NOV 11, 2010 |
||||
|
TICKER: VIT
SECURITY ID: 921564100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Daniel Mingdong Wu as Director | Management | For | Against |
| 2 | Re-elect Samuelson S.M. Young as Director | Management | For | Against |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration for FY 2009 | Management | For | For |
| 4 | Approve Auditors and Authorize Board to Fix Their Remuneration for FY 2010 | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: PAY
SECURITY ID: 92342Y109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
| 1.3 | Elect Director Leslie G. Denend | Management | For | For |
| 1.4 | Elect Director Alex W. Hart | Management | For | For |
| 1.5 | Elect Director Robert B. Henske | Management | For | For |
| 1.6 | Elect Director Richard A. McGinn | Management | For | For |
| 1.7 | Elect Director Eitan Raff | Management | For | For |
| 1.8 | Elect Director Charles R. Rinehart | Management | For | For |
| 1.9 | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| VISA INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: V
SECURITY ID: 92826C839
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3.1 | Elect Director Gary P. Coughlan | Management | For | For |
| 3.2 | Elect Director Mary B. Cranston | Management | For | For |
| 3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 3.4 | Elect Director Robert W. Matschullat | Management | For | For |
| 3.5 | Elect Director Cathy E. Minehan | Management | For | For |
| 3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 3.7 | Elect Director David J. Pang | Management | For | For |
| 3.8 | Elect Director Joseph W. Saunders | Management | For | For |
| 3.9 | Elect Director William S. Shanahan | Management | For | For |
| 3.10 | Elect Director John A. Swainson | Management | For | For |
| 4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 4.2 | Elect Director Joseph W. Saunders | Management | For | For |
| 4.3 | Elect Director John A. Swainson | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| WNS HOLDINGS LTD.
MEETING DATE: OCT 20, 2010 |
||||
|
TICKER: WNS
SECURITY ID: 92932M101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Ratify Change of Auditors from Ernst & Young to Grant Thornton, India | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Sir Anthony Greener as a Director | Management | For | For |
| 5 | Reelect Richard Bernays as a Director | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| WRIGHT EXPRESS CORPORATION
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: WXS
SECURITY ID: 98233Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rowland T. Moriarty | Management | For | For |
| 1.2 | Elect Director Ronald T. Maheu | Management | For | For |
| 1.3 | Elect Director Michael E. Dubyak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| XEROX CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: XRX
SECURITY ID: 984121103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert J. Keegan | Management | For | For |
| 6 | Elect Director Robert A. McDonald | Management | For | For |
| 7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director Ann N. Reese | Management | For | For |
| 10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VOTE SUMMARY REPORT
SELECT LEISURE PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AJISEN (CHINA) HOLDINGS LTD.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: 00538
SECURITY ID: G0192S109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend and Special Dividend | Management | For | For |
| 3a1 | Reelect Poon Wai as Director | Management | For | For |
| 3a2 | Reelect Lo Peter as Director | Management | For | For |
| 3a3 | Reelect Wang Jincheng as Director | Management | For | For |
| 3b | Authorize Board to Fix Directors' Remuneration | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| ARISTOCRAT LEISURE LTD.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: ALL
SECURITY ID: Q0521T108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect DCP Banks as a Director | Management | For | For |
| 2 | Elect LG Flock as a Director | Management | For | For |
| 3 | Elect RA Davis as a Director | Management | For | For |
| 4 | Approve the Grant of 1.02 Million Performance Share Rights Under the Company's Long Term Incentive Program to JR Odell, Chief Executive Officer and Managing Director of the Company | Management | For | For |
| 5 | Approve the Adoption of Remuneration Report | Management | For | For |
| 6 | Approve the Adoption of New Constitution | Management | For | For |
| BALLY TECHNOLOGIES, INC.
MEETING DATE: DEC 07, 2010 |
||||
|
TICKER: BYI
SECURITY ID: 05874B107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jacques Andre | Management | For | For |
| 1.2 | Elect Director Richard Haddrill | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| BJ'S RESTAURANTS, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: BJRI
SECURITY ID: 09180C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
| 1.2 | Elect Director James A. Dal Pozzo | Management | For | For |
| 1.3 | Elect Director J. Roger King | Management | For | For |
| 1.4 | Elect Director Larry D. Bouts | Management | For | For |
| 1.5 | Elect Director John F. Grundhofer | Management | For | For |
| 1.6 | Elect Director Peter A. Bassi | Management | For | For |
| 1.7 | Elect Director William L. Hyde, Jr. | Management | For | For |
| 1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| BRAVO BRIO RESTAURANT GROUP, INC.
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: BBRG
SECURITY ID: 10567B109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Allen J. Bernstein | Management | For | For |
| 2 | Elect Director James S. Gulmi | Management | For | For |
| 3 | Elect Director Saed Mohseni | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BRINKER INTERNATIONAL, INC.
MEETING DATE: NOV 10, 2010 |
||||
|
TICKER: EAT
SECURITY ID: 109641100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Joseph M. Depinto | Management | For | For |
| 1.3 | Elect Director Harriet Edelman | Management | For | For |
| 1.4 | Elect Director Marvin J. Girouard | Management | For | For |
| 1.5 | Elect Director John W. Mims | Management | For | For |
| 1.6 | Elect Director George R. Mrkonic | Management | For | For |
| 1.7 | Elect Director Erle Nye | Management | For | For |
| 1.8 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.9 | Elect Director Cece Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Profit Sharing Plan | Management | For | For |
| CARNIVAL CORPORATION
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: CCL
SECURITY ID: 143658300
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 2 | Reelect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Management | For | For |
| 15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
| 16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
| 17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2010 | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 20 | Approve Remuneration of Executive and Non-Executive Directors | Management | For | For |
| 21 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Shares for Market Purchase | Management | For | For |
| 24 | Approve Omnibus Stock Plan | Management | For | Against |
| CARRIAGE SERVICES, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: CSV
SECURITY ID: 143905107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. DeCarlo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| CEC ENTERTAINMENT, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: CEC
SECURITY ID: 125137109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tommy Franks | Management | For | For |
| 1.2 | Elect Director Cynthia Pharr Lee | Management | For | For |
| 1.3 | Elect Director Raymond E. Wooldridge | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| CEDAR FAIR, L.P.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: FUN
SECURITY ID: 150185106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Partnership Agreement to Provide Right to Nominate Directors | Management | None | For |
| 2 | Amend Partnership Agreement to Provide Right to Nominate Directors | Management | None | For |
| CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: CMG
SECURITY ID: 169656105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John S. Charlesworth | Management | For | For |
| 1.2 | Elect Director Montgomery F. Moran | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| CHRISTIAN DIOR
MEETING DATE: MAR 31, 2011 |
||||
|
TICKER: CDI
SECURITY ID: F26334106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 2.11 per Share | Management | For | For |
| 5 | Elect Bernard Arnault as Director | Management | For | For |
| 6 | Elect Sidney Toledano as Director | Management | For | For |
| 7 | Elect Pierre Gode as Director | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 80 Million | Management | For | For |
| 13 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year, up to EUR 80 Million Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
| 14 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 12 and 13 | Management | For | For |
| 15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 11, 12 and 13 | Management | For | For |
| 16 | Authorize Capital Increase of Up to EUR 80 Million for Future Exchange Offers | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 18 | Approve Employee Stock Purchase Plan | Management | For | For |
| 19 | Set Total Limit for Capital Increase to Result from All Issuance Requests Above at EUR 80 Million | Management | For | For |
| 20 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| CLUB MEDITERRANEE
MEETING DATE: MAR 03, 2011 |
||||
|
TICKER: CU
SECURITY ID: F18690101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Approve Transaction with Rolaco | Management | For | For |
| 5 | Approve Transaction with Caisse de Depot et de Gestion | Management | For | For |
| 6 | Approve Transaction with Corporate Officers | Management | For | For |
| 7 | Receive Auditors' Special Report on Related-Party Transactions and Approve Ongoing Transactions | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 305,000 | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Ratify Appointment of Georges Pauget as Director | Management | For | For |
| 11 | Ratify Appointment of Jiannong Qian as Director | Management | For | For |
| 12 | Reelect Jiannong Qian as Director | Management | For | For |
| 13 | Reelect Anass Houir Alami as Director | Management | For | For |
| 14 | Reelect Saud Al Sulaiman as Director | Management | For | For |
| 15 | Reelect Thierry de la Tour d Artaise as Director | Management | For | For |
| 16 | Reelect Henri Giscard d Estaing as Director | Management | For | For |
| 17 | Reelect Pascal Lebard as Director | Management | For | For |
| 18 | Reelect Anne-Claire Taittinger as Director | Management | For | For |
| 19 | Elect Isabelle Seillier as Director | Management | For | For |
| 20 | Elect Christina Jeanbart as Director | Management | For | For |
| 21 | Elect Guangchang Guo as Director | Management | For | For |
| 22 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
| 23 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
| 24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 26 | Authorize up to 2 Percent per Year of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 27 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 28 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 29 | Amend Article 14.2 of Bylaws Re: Length of Terms for Directors | Management | For | For |
| 30 | Amend Article 28 of Bylaws Re: Electronic Vote and Attendance to General Meetings Through Videoconference and Telecommunication | Management | For | For |
| 31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| DARDEN RESTAURANTS, INC.
MEETING DATE: SEP 14, 2010 |
||||
|
TICKER: DRI
SECURITY ID: 237194105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard L. Berry | Management | For | For |
| 1.2 | Elect Director Odie C. Donald | Management | For | For |
| 1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
| 1.4 | Elect Director Victoria D. Harker | Management | For | For |
| 1.5 | Elect Director David H. Hughes | Management | For | For |
| 1.6 | Elect Director Charles A. Ledsinger Jr | Management | For | For |
| 1.7 | Elect Director William M. Lewis, Jr. | Management | For | For |
| 1.8 | Elect Director Senator Connie Mack, III | Management | For | For |
| 1.9 | Elect Director Andrew H. Madsen | Management | For | For |
| 1.10 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.11 | Elect Director Michael D. Rose | Management | For | For |
| 1.12 | Elect Director Maria A. Sastre | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| DENNY'S CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: DENN
SECURITY ID: 24869P104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gregg R. Dedrick | Management | For | For |
| 2 | Elect Director Brenda J. Lauderback | Management | For | For |
| 3 | Elect Director Robert E. Marks | Management | For | For |
| 4 | Elect Director John C. Miller | Management | For | For |
| 5 | Elect Director Louis P. Neeb | Management | For | For |
| 6 | Elect Director Donald C. Robinson | Management | For | For |
| 7 | Elect Director Donald R. Shepherd | Management | For | For |
| 8 | Elect Director Debra Smithart-Oglesby | Management | For | For |
| 9 | Elect Director Laysha Ward | Management | For | For |
| 10 | Elect Director F. Mark Wolfinger | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DEVRY INC.
MEETING DATE: NOV 10, 2010 |
||||
|
TICKER: DV
SECURITY ID: 251893103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Connie R. Curran | Management | For | For |
| 1.2 | Elect Director Daniel Hamburger | Management | For | For |
| 1.3 | Elect Director Harold T. Shapiro | Management | For | For |
| 1.4 | Elect Director Ronald L. Taylor | Management | For | For |
| 1.5 | Elect Director Gary Butler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adopt Policy Prohibiting Medically Unnecessary Veterinary Training Surgeries | Shareholder | Against | Abstain |
| DOMINO'S PIZZA ENTERPRISES LTD.
MEETING DATE: NOV 03, 2010 |
||||
|
TICKER: DMP
SECURITY ID: Q32503106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report for the Fisccal Year Ended July 4, 2010 | Management | For | For |
| 2 | Elect Barry James Alty as a Director | Management | For | For |
| 3 | Elect Paul Burgess Cave as a Director | Management | For | For |
| 4 | Renew Proportional Takeover Provisions | Management | For | For |
| G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: GIII
SECURITY ID: 36237H101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Carl Katz | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.9 | Elect Director Richard White | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| GRAND CANYON EDUCATION, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: LOPE
SECURITY ID: 38526M106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brent D. Richardson | Management | For | For |
| 1.2 | Elect Director Brian E. Mueller | Management | For | For |
| 1.3 | Elect Director Christopher C. Richardson | Management | For | For |
| 1.4 | Elect Director Chad N. Heath | Management | For | For |
| 1.5 | Elect Director D. Mark Dorman | Management | For | For |
| 1.6 | Elect Director David J. Johnson | Management | For | For |
| 1.7 | Elect Director Jack A. Henry | Management | For | For |
| 1.8 | Elect Director Gerald J. Colangelo | Management | For | For |
| 2 | Approve Employee Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| H&R BLOCK, INC.
MEETING DATE: SEP 30, 2010 |
||||
|
TICKER: HRB
SECURITY ID: 093671105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alan M. Bennett | Management | For | For |
| 2 | Elect Director Richard C. Breeden | Management | For | For |
| 3 | Elect Director William C. Cobb | Management | For | For |
| 4 | Elect Director Robert A. Gerard | Management | For | For |
| 5 | Elect Director Len J. Lauer | Management | For | Against |
| 6 | Elect Director David B. Lewis | Management | For | For |
| 7 | Elect Director Bruce C. Rohde | Management | For | For |
| 8 | Elect Director Tom D. Seip | Management | For | Against |
| 9 | Elect Director L. Edward Shaw, Jr. | Management | For | Against |
| 10 | Elect Director Christianna Wood | Management | For | Against |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 14 | Reduce Supermajority Vote Requirement | Shareholder | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement Relating to Amendments to Articles of Incorporation and Bylaws | Management | For | For |
| 18 | Reduce Supermajority Vote Requirement Regarding the Related Person Transaction Provision | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| INTUIT INC.
MEETING DATE: JAN 19, 2011 |
||||
|
TICKER: INTU
SECURITY ID: 461202103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David H. Batchelder | Management | For | For |
| 2 | Elect Director Christopher W. Brody | Management | For | For |
| 3 | Elect Director William V. Campbell | Management | For | For |
| 4 | Elect Director Scott D. Cook | Management | For | For |
| 5 | Elect Director Diane B. Greene | Management | For | For |
| 6 | Elect Director Michael R. Hallman | Management | For | For |
| 7 | Elect Director Edward A. Kangas | Management | For | For |
| 8 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 9 | Elect Director Dennis D. Powell | Management | For | For |
| 10 | Elect Director Brad D. Smith | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| K12 INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: LRN
SECURITY ID: 48273U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| LAS VEGAS SANDS CORP.
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: LVS
SECURITY ID: 517834107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles D. Forman | Management | For | For |
| 1.2 | Elect Director George P. Koo | Management | For | For |
| 1.3 | Elect Director Irwin A. Siegel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LITTLE SHEEP GROUP LTD
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: 00968
SECURITY ID: G55069101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.069 Per Share | Management | For | For |
| 3 | Reelect Lu Wenbing as Director | Management | For | Against |
| 4 | Reelect Li Baofang as Director | Management | For | Against |
| 5 | Reelect Wang Jianhai as Director | Management | For | Against |
| 6 | Reelect Xiang Bing as Director | Management | For | Against |
| 7 | Reelect Shin Yick, Fabian as Director | Management | For | Against |
| 8 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 9 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 12 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| MARINEMAX, INC.
MEETING DATE: JAN 19, 2011 |
||||
|
TICKER: HZO
SECURITY ID: 567908108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael H. McLamb | Management | For | For |
| 2 | Elect Director Russell J. Knittel | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| MARRIOTT INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: MAR
SECURITY ID: 571903202
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 2 | Elect Director John W. Marriott, III | Management | For | For |
| 3 | Elect Director Mary K. Bush | Management | For | For |
| 4 | Elect Director Lawrence W. Kellner | Management | For | For |
| 5 | Elect Director Debra L. Lee | Management | For | For |
| 6 | Elect Director George Munoz | Management | For | For |
| 7 | Elect Director Harry J. Pearce | Management | For | For |
| 8 | Elect Director Steven S Reinemund | Management | For | For |
| 9 | Elect Director Lawrence M. Small | Management | For | For |
| 10 | Elect Director Arne M. Sorenson | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MCDONALD'S CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: MCD
SECURITY ID: 580135101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director Richard H. Lenny | Management | For | For |
| 3 | Elect Director Cary D. McMillan | Management | For | For |
| 4 | Elect Director Sheila A. Penrose | Management | For | For |
| 5 | Elect Director James A. Skinner | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Management | For | For |
| 10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement for Shareholder Action | Management | For | For |
| 12 | Declassify the Board of Directors | Shareholder | Against | For |
| 13 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 14 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
| 15 | Report on Beverage Container Environmental Strategy | Shareholder | Against | Abstain |
| MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: MPEL
SECURITY ID: 585464100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Deloitte Touche Tohmatsu as Independent Auditors | Management | For | For |
| NAVITAS LTD.
MEETING DATE: NOV 23, 2010 |
||||
|
TICKER: NVT
SECURITY ID: Q6630H109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 2 | Elect Peter Campbell as a Director | Management | For | Against |
| 3 | Elect James King as a Director | Management | For | For |
| 4 | Approve the Increase in the Maximum Annual Aggregate Amount of the Non-Executive Directors' Remuneration to A$900,000 Per Annum | Management | For | For |
| NU SKIN ENTERPRISES, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: NUS
SECURITY ID: 67018T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nevin N. Andersen | Management | For | For |
| 1.2 | Elect Director M. Truman Hunt | Management | For | For |
| 1.3 | Elect Director Patricia A. Negron | Management | For | For |
| 1.4 | Elect Director Sandra N. Tillotson | Management | For | For |
| 1.5 | Elect Director Daniel W. Campbell | Management | For | For |
| 1.6 | Elect Director Andrew D. Lipman | Management | For | For |
| 1.7 | Elect Director Thomas R. Pisano | Management | For | For |
| 1.8 | Elect Director David D. Ussery | Management | For | For |
| 1.9 | Elect Director E.J. Garn | Management | For | For |
| 1.10 | Elect Director Steven J. Lund | Management | For | For |
| 1.11 | Elect Director Blake M. Roney | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PANERA BREAD COMPANY
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: PNRA
SECURITY ID: 69840W108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald M. Shaich | Management | For | For |
| 1.2 | Elect Director Fred K. Foulkes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: PENN
SECURITY ID: 707569109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
| 1.2 | Elect Director Harold Cramer | Management | For | Withhold |
| 1.3 | Elect Director Saul V. Reibstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: PVH
SECURITY ID: 718592108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Juan Figuereo | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| PINNACLE ENTERTAINMENT, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: PNK
SECURITY ID: 723456109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephen C. Comer | Management | For | For |
| 2 | Elect Director John V. Giovenco | Management | For | For |
| 3 | Elect Director Richard J. Goeglein | Management | For | For |
| 4 | Elect Director Bruce A. Leslie | Management | For | For |
| 5 | Elect Director James L. Martineau | Management | For | For |
| 6 | Elect Director Lynn P. Reitnouer | Management | For | For |
| 7 | Elect Director Anthony M. Sanfilippo | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Approve Repricing of Options | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ROYAL CARIBBEAN CRUISES LTD.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: RCL
SECURITY ID: V7780T103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Laura D.B. Laviada as Director | Management | For | For |
| 2 | Elect Eyal M. Ofer as Director | Management | For | For |
| 3 | Elect William K. Relly as Director | Management | For | For |
| 4 | Elect A. Alexander Wihelmsen as Director | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| RUTH'S HOSPITALITY GROUP, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: RUTH
SECURITY ID: 783332109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael P. O'Donnell | Management | For | For |
| 1.2 | Elect Director Robin P. Selati | Management | For | For |
| 1.3 | Elect Director Carla R. Cooper | Management | For | For |
| 1.4 | Elect Director Bannus B. Hudson | Management | For | For |
| 1.5 | Elect Director Robert S. Merritt | Management | For | For |
| 1.6 | Elect Director Alan Vituli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| SHOE CARNIVAL, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: SCVL
SECURITY ID: 824889109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Wayne Weaver | Management | For | Withhold |
| 1.2 | Elect Director Gerald W. Schoor | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| SPUR CORPORATION LTD
MEETING DATE: DEC 10, 2010 |
||||
|
TICKER: SUR
SECURITY ID: S80521107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Management | For | For |
| 2.1 | Re-elect Phillip Joffe as Director | Management | For | Against |
| 2.2 | Re-elect Pierre van Tonder as Director | Management | For | Against |
| 2.3 | Re-elect Ronel van Dijk as Director | Management | For | Against |
| 2.4 | Re-elect Dean Hyde as Director | Management | For | Against |
| 3 | Elect Mntungwa Morojele as Director | Management | For | Against |
| 4 | Reappoint KPMG Inc as Auditors and Ivan Engels as the Individual Designated Auditor; Authorise the Board to Determine Their Remuneration | Management | For | For |
| 5 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
| 6 | Appoint Keith Madders (Chairman), Dean Hyde, Muzi Kuzwayo and Mntungwa Morojele as the Company's Audit Committee | Management | For | For |
| 7 | Amend the Spur Management Share Trust and the Spur Management Incentive Share Scheme 2004 | Management | For | For |
| STARBUCKS CORPORATION
MEETING DATE: MAR 23, 2011 |
||||
|
TICKER: SBUX
SECURITY ID: 855244109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Howard Schultz | Management | For | For |
| 2 | Elect Director William W. Bradley | Management | For | For |
| 3 | Elect Director Mellody Hobson | Management | For | For |
| 4 | Elect Director Kevin R. Johnson | Management | For | For |
| 5 | Elect Director Olden Lee | Management | For | For |
| 6 | Elect Director Sheryl Sandberg | Management | For | For |
| 7 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 8 | Elect Director Javier G. Teruel | Management | For | For |
| 9 | Elect Director Myron E. Ullman, III | Management | For | For |
| 10 | Elect Director Craig E. Weatherup | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: HOT
SECURITY ID: 85590A401
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| STEINER LEISURE LTD.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: STNR
SECURITY ID: P8744Y102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Leonard I. Fluxman as Director | Management | For | For |
| 1.2 | Elect Michele Steiner Warshaw as Director | Management | For | For |
| 1.3 | Elect Steven J. Preston as Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| STEWART ENTERPRISES, INC.
MEETING DATE: APR 07, 2011 |
||||
|
TICKER: STEI
SECURITY ID: 860370105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John B. Elstrott | Management | For | For |
| 1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
| 1.3 | Elect Director Alden J. McDonald, Jr | Management | For | For |
| 1.4 | Elect Director Ronald H. Patron | Management | For | For |
| 1.5 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
| 1.6 | Elect Director John K. Saer, Jr. | Management | For | For |
| 1.7 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| SUMMER INFANT, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: SUMR
SECURITY ID: 865646103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Derial Sanders | Management | For | For |
| 1.2 | Elect Director Robert Stebenne | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| SYSCO CORPORATION
MEETING DATE: NOV 12, 2010 |
||||
|
TICKER: SYY
SECURITY ID: 871829107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John M. Cassaday | Management | For | For |
| 2 | Elect Director Manuel A. Fernandez | Management | For | For |
| 3 | Elect Director Hans-joachim Koerber | Management | For | For |
| 4 | Elect Director Jackie M. Ward | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| TEXAS ROADHOUSE, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: TXRH
SECURITY ID: 882681109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Ramsey | Management | For | For |
| 1.2 | Elect Director James R. Zarley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TIM HORTONS INC.
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: THI
SECURITY ID: 88706M103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. Shan Atkins | Management | For | For |
| 1.2 | Elect Director Michael J. Endres | Management | For | For |
| 1.3 | Elect Director Moya M. Greene | Management | For | For |
| 1.4 | Elect Director Paul D. House | Management | For | For |
| 1.5 | Elect Director Frank Iacobucci | Management | For | For |
| 1.6 | Elect Director John A. Lederer | Management | For | For |
| 1.7 | Elect Director David H. Lees | Management | For | For |
| 1.8 | Elect Director Ronald W. Osborne | Management | For | For |
| 1.9 | Elect Director Wayne C. Sales | Management | For | For |
| 1.10 | Elect Director Donald B. Schroeder | Management | For | For |
| 1.11 | Elect Director Catherine L. Williams | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Direct Share Purchase and Dividend Reinvestment Plan | Management | For | For |
| TUPPERWARE BRANDS CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: TUP
SECURITY ID: 899896104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Catherine A. Bertini | Management | For | For |
| 2 | Elect Director Rita Bornstein | Management | For | For |
| 3 | Elect Director Kriss Cloninger, III | Management | For | For |
| 4 | Elect Director E. V. Goings | Management | For | For |
| 5 | Elect Director Clifford J. Grum | Management | For | For |
| 6 | Elect Director Joe R. Lee | Management | For | For |
| 7 | Elect Director Bob Marbut | Management | For | For |
| 8 | Elect Director Angel R. Martinez | Management | For | For |
| 9 | Elect Director Antonio Monteiro de Castro | Management | For | For |
| 10 | Elect Director Robert J. Murray | Management | For | For |
| 11 | Elect Director David R. Parker | Management | For | For |
| 12 | Elect Director Joyce M. Roche | Management | For | For |
| 13 | Elect Director J. Patrick Spainhour | Management | For | For |
| 14 | Elect Director M. Anne Szostak | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| VAIL RESORTS, INC.
MEETING DATE: DEC 03, 2010 |
||||
|
TICKER: MTN
SECURITY ID: 91879Q109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roland A. Hernandez | Management | For | For |
| 1.2 | Elect Director Thomas D. Hyde | Management | For | For |
| 1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
| 1.4 | Elect Director Robert A. Katz | Management | For | For |
| 1.5 | Elect Director Richard D. Kincaid | Management | For | For |
| 1.6 | Elect Director John T. Redmond | Management | For | For |
| 1.7 | Elect Director Hilary A. Schneider | Management | For | For |
| 1.8 | Elect Director John F. Sorte | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| VIAD CORP
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: VVI
SECURITY ID: 92552R406
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Wayne G. Allcott | Management | For | For |
| 2 | Elect Director Paul B. Dykstra | Management | For | For |
| 3 | Elect Director Robert C. Krueger | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WMS INDUSTRIES INC.
MEETING DATE: DEC 09, 2010 |
||||
|
TICKER: WMS
SECURITY ID: 929297109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Bahash | Management | For | For |
| 1.2 | Elect Director Brian R. Gamache | Management | For | For |
| 1.3 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 1.4 | Elect Director Louis J. Nicastro | Management | For | For |
| 1.5 | Elect Director Neil D. Nicastro | Management | For | For |
| 1.6 | Elect Director Edward W. Rabin, Jr. | Management | For | For |
| 1.7 | Elect Director Ira S. Sheinfeld | Management | For | For |
| 1.8 | Elect Director Bobby L. Siller | Management | For | For |
| 1.9 | Elect Director William J. Vareschi, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| WOTIF.COM HOLDINGS LTD
MEETING DATE: OCT 25, 2010 |
||||
|
TICKER: WTF
SECURITY ID: Q9860E101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
| 2 | Elect Robert Andrew Creeth Brice as a Director | Management | For | Against |
| 3 | Approve the Grant of 800,000 Options to Robert Michael Sean Cooke, Managing Director, Under the Company's Executive Share Option Plan | Management | For | For |
| 4 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: WYN
SECURITY ID: 98310W108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James E. Buckman | Management | For | For |
| 1.2 | Elect Director George Herrera | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| WYNN RESORTS, LIMITED
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: WYNN
SECURITY ID: 983134107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Russell Goldsmith | Management | For | Withhold |
| 1.2 | Elect Director Robert J. Miller | Management | For | Withhold |
| 1.3 | Elect Director Kazuo Okada | Management | For | Withhold |
| 1.4 | Elect Director Allan Zeman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| YUM! BRANDS, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: YUM
SECURITY ID: 988498101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David W. Dorman | Management | For | For |
| 2 | Elect Director Massimo Ferragamo | Management | For | For |
| 3 | Elect Director J. David Grissom | Management | For | For |
| 4 | Elect Director Bonnie G. Hill | Management | For | For |
| 5 | Elect Director Robert Holland, Jr. | Management | For | For |
| 6 | Elect Director Kenneth G. Langone | Management | For | For |
| 7 | Elect Director Jonathan S. Linen | Management | For | For |
| 8 | Elect Director Thomas C. Nelson | Management | For | For |
| 9 | Elect Director David C. Novak | Management | For | For |
| 10 | Elect Director Thomas M. Ryan | Management | For | For |
| 11 | Elect Director Jing-Shyh S. Su | Management | For | For |
| 12 | Elect Director Robert D. Walter | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Call Special Meeting | Management | For | For |
VOTE SUMMARY REPORT
SELECT MATERIALS PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: APD
SECURITY ID: 009158106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chadwick C. Deaton | Management | For | For |
| 1.2 | Elect Director Michael J. Donahue | Management | For | For |
| 1.3 | Elect Director Ursula O. Fairbairn | Management | For | For |
| 1.4 | Elect Director Lawrence S. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ALBEMARLE CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: ALB
SECURITY ID: 012653101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director William H. Hernandez | Management | For | For |
| 1.3 | Elect Director R. William Ide III | Management | For | For |
| 1.4 | Elect Director Richard L. Morrill | Management | For | For |
| 1.5 | Elect Director Jim W. Nokes | Management | For | For |
| 1.6 | Elect Director Barry W. Perry | Management | For | For |
| 1.7 | Elect Director Mark C. Rohr | Management | For | For |
| 1.8 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ALCOA INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: AA
SECURITY ID: 013817101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Klaus Kleinfeld | Management | For | For |
| 1.2 | Elect Director James W. Owens | Management | For | For |
| 1.3 | Elect Director Ratan N. Tata | Management | For | For |
| 2 | Ratify Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 10 | Declassify the Board of Directors | Shareholder | Against | For |
| ALLEGHENY TECHNOLOGIES INCORPORATED
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: ATI
SECURITY ID: 01741R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James C. Diggs | Management | For | For |
| 1.2 | Elect Director J. Brett Harvey | Management | For | For |
| 1.3 | Elect Director Michael J. Joyce | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ANGLO AMERICAN PLC
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: AAL
SECURITY ID: G03764134
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Phuthuma Nhleko as Director | Management | For | For |
| 4 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 5 | Re-elect David Challen as Director | Management | For | For |
| 6 | Re-elect Sir CK Chow as Director | Management | For | For |
| 7 | Re-elect Sir Philip Hampton as Director | Management | For | For |
| 8 | Re-elect Rene Medori as Director | Management | For | For |
| 9 | Re-elect Ray O'Rourke as Director | Management | For | For |
| 10 | Re-elect Sir John Parker as Director | Management | For | For |
| 11 | Re-elect Mamphela Ramphele as Director | Management | For | For |
| 12 | Re-elect Jack Thompson as Director | Management | For | For |
| 13 | Re-elect Peter Woicke as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Approve Long-Term Incentive Plan | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ANGLOGOLD ASHANTI LTD
MEETING DATE: OCT 26, 2010 |
||||
|
TICKER: ANG
SECURITY ID: 035128206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: ANG
SECURITY ID: 035128206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Elect Tito Mboweni as Director and Chairman | Management | For | For |
| 4 | Elect Ferdinand Ohene-Kena as Director | Management | For | For |
| 5 | Elect Rhidwaan Gasant as Director | Management | For | For |
| 6 | Re-elect Bill Nairn as Director | Management | For | For |
| 7 | Re-elect Sipho Pityana as Director | Management | For | For |
| 8 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 9 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 10 | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 11 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 12 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
| 13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 14 | Approve Remuneration Policy | Management | For | For |
| 15 | Approve Increase in Non-executive Directors Fees | Management | For | For |
| 16 | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | Management | For | For |
| 17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 1 | Approve the Proposed Amendments to the BEE Transaction | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| 3 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 4 | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | Management | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: NOV 04, 2010 |
||||
|
TICKER: ADM
SECURITY ID: 039483102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director George W. Buckley | Management | For | For |
| 2 | Elect Director Mollie Hale Carter | Management | For | For |
| 3 | Elect Director Pierre Dufour | Management | For | For |
| 4 | Elect Director Donald E. Felsinger | Management | For | For |
| 5 | Elect Director Victoria F. Haynes | Management | For | For |
| 6 | Elect Director Antonio Maciel Neto | Management | For | For |
| 7 | Elect Director Patrick J. Moore | Management | For | For |
| 8 | Elect Director Thomas F. O'Neill | Management | For | For |
| 9 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 10 | Elect Director Patricia A. Woertz | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Adopt Policy to Prohibit Political Spending | Shareholder | Against | Abstain |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| ARKEMA
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: AKE
SECURITY ID: F0392W125
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Isabelle Kocher as Director | Management | For | For |
| 6 | Reelect Francois Enaud as Director | Management | For | For |
| 7 | Reelect Laurent Mignon as Director | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Amend Article 10.1.3 of Bylaws Re: Age Limit for Directors | Management | For | For |
| 11 | Amend Article 8.2 of Bylaws Re: Share Ownership Disclosure Thresholds | Management | For | For |
| 12 | Amend Article 16.5 of Bylaws Re: Attendance to General Meetings | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ASHLAND INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: ASH
SECURITY ID: 044209104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen Ligocki | Management | For | For |
| 1.2 | Elect Director James J. O'Brien | Management | For | For |
| 1.3 | Elect Director Barry W. Perry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| BALL CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: BLL
SECURITY ID: 058498106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Hayes | Management | For | For |
| 1.2 | Elect Director George M. Smart | Management | For | For |
| 1.3 | Elect Director Theodore M. Solso | Management | For | For |
| 1.4 | Elect Director Staurt A. Taylor II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| 6 | Reincorporate in Another State [Delaware] | Shareholder | Against | For |
| BASF SE
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: BAS
SECURITY ID: D06216317
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
| 6 | Elect Anke Schaeferkordt to the Supervisory Board | Management | For | For |
| 7 | Approve Remuneration of Audit Committee of the Supervisory Board | Management | For | For |
| 8 | Approve Affiliation Agreement with Subsidiary Styrolution GmbH | Management | For | For |
| 9 | Approve Affiliation Agreement with Subsidiary BASF US Verwaltung GmbH | Management | For | For |
| BHP BILLITON PLC
MEETING DATE: OCT 21, 2010 |
||||
|
TICKER: BLT
SECURITY ID: G10877101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Dr John Buchanan as Director | Management | For | For |
| 3 | Re-elect David Crawford as Director | Management | For | For |
| 4 | Re-elect Keith Rumble as Director | Management | For | For |
| 5 | Re-elect Dr John Schubert as Director | Management | For | For |
| 6 | Re-elect Jacques Nasser as Director | Management | For | For |
| 7 | Elect Malcolm Broomhead as Director | Management | For | For |
| 8 | Elect Carolyn Hewson as Director | Management | For | For |
| 9 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Market Purchase | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Amend Long Term Incentive Plan | Management | For | For |
| 15 | Approve Grant of Share Awards to Marius Kloppers | Management | For | For |
| 16 | Amend the Constitution of BHP Billiton Limited | Management | For | For |
| 17 | Amend Articles of Association of BHP Billiton plc | Management | For | For |
| CABOT CORPORATION
MEETING DATE: MAR 10, 2011 |
||||
|
TICKER: CBT
SECURITY ID: 127055101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Juan Enriquez-Cabot | Management | For | For |
| 1.2 | Elect Director Gautam S. Kaji | Management | For | For |
| 1.3 | Elect Director Henry F. McCance | Management | For | For |
| 1.4 | Elect Director Patrick M. Prevost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| CARPENTER TECHNOLOGY CORP.
MEETING DATE: OCT 11, 2010 |
||||
|
TICKER: CRS
SECURITY ID: 144285103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director I. Martin Inglis | Management | For | For |
| 1.2 | Elect Director Peter N. Stephans | Management | For | For |
| 1.3 | Elect Director Kathryn C. Turner | Management | For | For |
| 1.4 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| CELANESE CORPORATION
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: CE
SECURITY ID: 150870103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Martin G. McGuinn | Management | For | For |
| 2 | Elect Director Daniel S. Sanders | Management | For | For |
| 3 | Elect Director John K. Wulff | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: CF
SECURITY ID: 125269100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen R. Wilson | Management | For | For |
| 1.2 | Elect Director Wallace W. Creek | Management | For | For |
| 1.3 | Elect Director William Davisson | Management | For | For |
| 1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| COMMERCIAL METALS COMPANY
MEETING DATE: JAN 17, 2011 |
||||
|
TICKER: CMC
SECURITY ID: 201723103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Guido | Management | For | For |
| 1.2 | Elect Director Sarah E. Raiss | Management | For | For |
| 1.3 | Elect Director J. David Smith | Management | For | For |
| 1.4 | Elect Director Robert R. Womack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| COMPASS MINERALS INTERNATIONAL, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: CMP
SECURITY ID: 20451N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley J. Bell | Management | For | For |
| 1.2 | Elect Director Richard S. Grant | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| CROWN HOLDINGS, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: CCK
SECURITY ID: 228368106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jenne K. Britell | Management | For | For |
| 1.2 | Elect Director John W. Conway | Management | For | For |
| 1.3 | Elect Director Arnold W. Donald | Management | For | For |
| 1.4 | Elect Director William G. Little | Management | For | For |
| 1.5 | Elect Director Hans J. Loliger | Management | For | For |
| 1.6 | Elect Director James H. Miller | Management | For | For |
| 1.7 | Elect Director Josef M. Muller | Management | For | For |
| 1.8 | Elect Director Thomas A. Ralph | Management | For | For |
| 1.9 | Elect Director Hugues du Rouret | Management | For | For |
| 1.10 | Elect Director Jim L. Turner | Management | For | For |
| 1.11 | Elect Director William S. Urkiel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: DD
SECURITY ID: 263534109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard H. Brown | Management | For | For |
| 2 | Elect Director Robert A. Brown | Management | For | For |
| 3 | Elect Director Bertrand P. Collomb | Management | For | For |
| 4 | Elect Director Curtis J. Crawford | Management | For | For |
| 5 | Elect Director Alexander M. Cutler | Management | For | For |
| 6 | Elect Director Eleuthere I. du Pont | Management | For | For |
| 7 | Elect Director Marillyn A. Hewson | Management | For | For |
| 8 | Elect Director Lois D. Juliber | Management | For | For |
| 9 | Elect Director Ellen J. Kullman | Management | For | For |
| 10 | Elect Director William K. Reilly | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 16 | Report on Genetically Engineered Seed | Shareholder | Against | Abstain |
| 17 | Report on Pay Disparity | Shareholder | Against | Against |
| ECOLAB INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: ECL
SECURITY ID: 278865100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Barbara J. Beck | Management | For | For |
| 3 | Elect Director Jerry W. Levin | Management | For | For |
| 4 | Elect Director Robert L. Lumpkins | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 10 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| FMC CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: FMC
SECURITY ID: 302491303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Edward J. Mooney | Management | For | For |
| 2 | Elect Director Enrique J. Sosa | Management | For | For |
| 3 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: FCX
SECURITY ID: 35671D857
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Day | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.8 | Elect Director Jon C. Madonna | Management | For | For |
| 1.9 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.10 | Elect Director James R. Moffett | Management | For | For |
| 1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
| 1.12 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| HEIDELBERGCEMENT AG
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: HEI
SECURITY ID: D31709104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2010 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2010 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2010 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2010 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2010 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2010 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2010 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2010 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2010 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2010 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2010 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2010 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Herbert Luetkestratkoetter for Fiscal 2010 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2010 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2010 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Alan Murray for Fiscal 2010 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2010 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2010 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| HUDBAY MINERALS INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: HBM
SECURITY ID: 443628102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Bruce Barraclough | Management | For | For |
| 1.2 | Elect Director David Garofalo | Management | For | For |
| 1.3 | Elect Director Alan R. Hibben | Management | For | For |
| 1.4 | Elect Director W. Warren Holmes | Management | For | For |
| 1.5 | Elect Director John L. Knowles | Management | For | For |
| 1.6 | Elect Director Alan J. Lenczner | Management | For | For |
| 1.7 | Elect Director Kenneth G. Stowe | Management | For | For |
| 1.8 | Elect Director G. Wesley Voorheis | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| HUNTSMAN CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: HUN
SECURITY ID: 447011107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jon M. Huntsman | Management | For | For |
| 1.2 | Elect Director Patrick T. Harker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| INNOPHOS HOLDINGS, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: IPHS
SECURITY ID: 45774N108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary Cappeline | Management | For | For |
| 1.2 | Elect Director Amado Cavazos | Management | For | For |
| 1.3 | Elect Director Randolph Gress | Management | For | For |
| 1.4 | Elect Director Linda Myrick | Management | For | For |
| 1.5 | Elect Director Karen Osar | Management | For | For |
| 1.6 | Elect Director John Steitz | Management | For | For |
| 1.7 | Elect Director Stephen M. Zide | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| INTREPID POTASH, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: IPI
SECURITY ID: 46121Y102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert P. Jornayvaz III | Management | For | For |
| 1.2 | Elect Director Hugh E. Harvey, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ISRAEL CHEMICALS LTD.
MEETING DATE: OCT 04, 2010 |
||||
|
TICKER: ICL
SECURITY ID: M5920A109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Elect Directors and Approve Their Remuneration | Management | For | For |
| 4 | Elect Eran Sarig as Director | Management | For | For |
| 5 | Approve Director Indemnification Agreement | Management | For | For |
| IVANHOE MINES LTD.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: IVN
SECURITY ID: 46579N103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert M. Friedland as Director | Management | For | For |
| 1.2 | Elect Peter Meredith as Director | Management | For | For |
| 1.3 | Elect David Huberman as Director | Management | For | For |
| 1.4 | Elect R. Edward Flood as Director | Management | For | For |
| 1.5 | Elect Howard Balloch as Director | Management | For | For |
| 1.6 | Elect Markus Faber as Director | Management | For | For |
| 1.7 | Elect David Korbin as Director | Management | For | For |
| 1.8 | Elect Livia Mahler as Director | Management | For | For |
| 1.9 | Elect Tracy Stevenson as Director | Management | For | For |
| 1.10 | Elect Michael Gordon as Director | Management | For | For |
| 1.11 | Elect Dan Westbrook as Director | Management | For | For |
| 1.12 | Elect Robert Holland III as Director | Management | For | For |
| 1.13 | Elect Andrew Harding as Director | Management | For | For |
| 1.14 | Elect Kay Priestly as Director | Management | For | For |
| 2 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| JINDAL STEEL AND POWER LTD
MEETING DATE: SEP 28, 2010 |
||||
|
TICKER: 532286
SECURITY ID: Y4447P100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of INR 1.25 Per Share | Management | For | For |
| 3 | Reappoint N. Jindal as Director | Management | For | Against |
| 4 | Reappoint V. Gujral as Director | Management | For | Against |
| 5 | Reappoint R.V. Shahi as Director | Management | For | For |
| 6 | Reappoint A.K. Mukherji as Director | Management | For | Against |
| 7 | Approve S.S. Kothari Mehta & Co as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Appoint A. Kumar as Director | Management | For | For |
| 9 | Approve Increase in Borrowing Powers to INR 350 Billion | Management | For | For |
| 10 | Approve Pledging of Assets for Debt | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $750 Million | Management | For | For |
| 12 | Approve Reappointment and Remuneration of A. Goel as Joint Managing Director | Management | For | Against |
| 13 | Approve Revision of Remuneration of V. Gujral as Group Vice Chairman & Head Global Ventures | Management | For | For |
| 14 | Approve Revision of Remuneration of A.K. Mukherji as Executive Director | Management | For | For |
| 15 | Approve Increase in the Individual Variable Pay of V. Gujral, Vice Chairman & Head Global Ventures; A. Goel, Joint Managing Director; and A.K. Mukherji, Executive Director; and Increase Group Variable Pay of A. Goel | Management | For | For |
| 16 | Approve Revision of Remuneration of P. Goel, Relative of a Director, as Assistant General Manager - Sales and Marketing | Management | For | For |
| KRATON PERFORMANCE POLYMERS, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: KRA
SECURITY ID: 50077C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Brown | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| LANXESS AG
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: LXS
SECURITY ID: D5032B102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 16.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
| LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: LYB
SECURITY ID: N53745100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
| 5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
| 6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
| 12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
| 14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| MASSEY ENERGY COMPANY
MEETING DATE: OCT 06, 2010 |
||||
|
TICKER: MEE
SECURITY ID: 576206106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| MONGOLIAN MINING CORP
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: 00975
SECURITY ID: G6264V102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Consolidated Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 | Management | For | For |
| 2a | Reelect Odjargal Jambaljamts as an Executive Director | Management | For | For |
| 2b | Reelect Battsengel Gotov as an Executive Director | Management | For | For |
| 2c | Reelect Batsaikhan Purev as a Non-Executive Director | Management | For | For |
| 2d | Reelect Enkh-Amgalan Luvsantseren as a Non-Executive Director | Management | For | For |
| 2e | Reelect Gantumur Lingov as a Non-Executive Director | Management | For | For |
| 2f | Approve Remuneration of Directors | Management | For | For |
| 3 | Reappoint KPMG as Auditor and Authorize Board to Fix Its Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| MONSANTO COMPANY
MEETING DATE: JAN 25, 2011 |
||||
|
TICKER: MON
SECURITY ID: 61166W101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Laura K. Ipsen | Management | For | For |
| 2 | Elect Director William U. Parfet | Management | For | For |
| 3 | Elect Director George H. Poste | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| NEWCREST MINING LTD.
MEETING DATE: OCT 28, 2010 |
||||
|
TICKER: NCM
SECURITY ID: Q6651B114
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
| 2a | Elect Richard Lee as a Director | Management | For | For |
| 2b | Elect John Spark as a Director | Management | For | For |
| 2c | Elect Tim Poole as a Director | Management | For | For |
| 2d | Elect Greg Robinson as a Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 4 | Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum | Management | For | For |
| NEWMONT MINING CORPORATION
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: NEM
SECURITY ID: 651639106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glen A. Barton | Management | For | For |
| 1.2 | Elect Director Vincent A. Calarco | Management | For | For |
| 1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.4 | Elect Director Noreen Doyle | Management | For | For |
| 1.5 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.6 | Elect Director Michael S. Hamson | Management | For | For |
| 1.7 | Elect Director Richard T. O'Brien | Management | For | For |
| 1.8 | Elect Director John B. Prescott | Management | For | For |
| 1.9 | Elect Director Donald C. Roth | Management | For | For |
| 1.10 | Elect Director Simon Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Other Business | Management | For | Against |
| OMNOVA SOLUTIONS INC.
MEETING DATE: MAR 17, 2011 |
||||
|
TICKER: OMN
SECURITY ID: 682129101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Merriman | Management | For | For |
| 1.2 | Elect Director William R. Seelbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| PACTIV CORPORATION
MEETING DATE: NOV 15, 2010 |
||||
|
TICKER: PTV
SECURITY ID: 695257105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| PAN AMERICAN SILVER CORP.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: PAA
SECURITY ID: 697900108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ross J. Beaty as Director | Management | For | For |
| 1.2 | Elect Geoffrey A. Burns as Director | Management | For | For |
| 1.3 | Elect Robert P. Pirooz as Director | Management | For | For |
| 1.4 | Elect William Flecknestein as Director | Management | For | For |
| 1.5 | Elect Michael J.J. Maloney as Director | Management | For | For |
| 1.6 | Elect David C. Press as Director | Management | For | For |
| 1.7 | Elect Walter T. Segsworth as Director | Management | For | For |
| 1.8 | Elect Michael Carroll as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| POLYONE CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: POL
SECURITY ID: 73179P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Douglas Campbell | Management | For | For |
| 1.2 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.3 | Elect Director Richard H. Fearon | Management | For | For |
| 1.4 | Elect Director Gordon D. Harnett | Management | For | For |
| 1.5 | Elect Director Richard A. Lorraine | Management | For | For |
| 1.6 | Elect Director Edward J. Mooney | Management | For | For |
| 1.7 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.8 | Elect Director William H. Powell | Management | For | For |
| 1.9 | Elect Director Farah M. Walters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PRAXAIR, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: PX
SECURITY ID: 74005P104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Oscar Bernardes | Management | For | For |
| 1.3 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.4 | Elect Director Edward G. Galante | Management | For | For |
| 1.5 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.6 | Elect Director Ira D. Hall | Management | For | For |
| 1.7 | Elect Director Raymond W. LeBoeuf | Management | For | For |
| 1.8 | Elect Director Larry D. McVay | Management | For | For |
| 1.9 | Elect Director Wayne T. Smith | Management | For | For |
| 1.10 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| PT BUMI RESOURCES TBK
MEETING DATE: JUN 27, 2011 |
||||
|
TICKER: BUMI
SECURITY ID: Y7122M110
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report on the Duties and Responsibilities of Directors | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Appoint Auditors | Management | For | For |
| 1 | Approve Pledging of Assets for Debt | Management | For | Abstain |
| 2 | Amend Articles of Association | Management | For | Abstain |
| RANDGOLD RESOURCES LTD
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: RRS
SECURITY ID: 752344309
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Philippe Lietard as Director | Management | For | For |
| 5 | Re-elect Mark Bristow as Director | Management | For | For |
| 6 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 7 | Re-elect Norborne Cole Jr as Director | Management | For | For |
| 8 | Re-elect Christopher Coleman as Director | Management | For | For |
| 9 | Re-elect Kadri Dagdelen as Director | Management | For | For |
| 10 | Re-elect Robert Israel as Director | Management | For | For |
| 11 | Re-elect Karl Voltaire as Director | Management | For | For |
| 12 | Reappoint BDO LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Approve Fees Payable to Directors | Management | For | For |
| 15 | Approve Co-Investment Plan | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase | Management | For | For |
| 19 | Adopt New Articles of Association | Management | For | For |
| RELIANCE STEEL & ALUMINUM CO.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: RS
SECURITY ID: 759509102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John G. Figueroa | Management | For | For |
| 1.2 | Elect Director Thomas W. Gimbel | Management | For | For |
| 1.3 | Elect Director Douglas M. Hayes | Management | For | For |
| 1.4 | Elect Director Franklin R. Johnson | Management | For | For |
| 1.5 | Elect Director Leslie A. Waite | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Other Business | Management | For | Against |
| ROCK-TENN COMPANY
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: RKT
SECURITY ID: 772739207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ROCKWOOD HOLDINGS, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: ROC
SECURITY ID: 774415103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian F. Carroll | Management | For | For |
| 1.2 | Elect Director Todd A. Fisher | Management | For | For |
| 1.3 | Elect Director Douglas L. Maine | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SILGAN HOLDINGS INC.
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: SLGN
SECURITY ID: 827048109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director D. Greg Horrigan | Management | For | For |
| 1.2 | Elect Director John W. Alden | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SOLUTIA INC.
MEETING DATE: APR 18, 2011 |
||||
|
TICKER: SOA
SECURITY ID: 834376501
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William T. Monahan | Management | For | For |
| 1.2 | Elect Director Robert A. Peiser | Management | For | For |
| 1.3 | Elect Director Jeffry N. Quinn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| SWISHER HYGIENE INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: SWSH
SECURITY ID: 870808102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect H. Wayne Huizenga, Steven R. Berrard, David Braley, John Ellis Bush, Harris W. Hudson, William D. Pruitt, David Prussky, and Michael Serruya as Directors | Management | For | For |
| 1.1 | Elect Director H. Wayne Huizenga | Management | For | For |
| 1.2 | Elect Director Steven R. Berrard | Management | For | For |
| 1.3 | Elect Director David Braley | Management | For | For |
| 1.4 | Elect Director John Ellis Bush | Management | For | For |
| 1.5 | Elect Director Harris W. Hudson | Management | For | For |
| 1.6 | Elect Director William D. Pruitt | Management | For | For |
| 1.7 | Elect Director David Prussky | Management | For | For |
| 1.8 | Elect Director Michael Serruya | Management | For | For |
| 2 | Increase Authorized Common Stock to 600,000,000 Shares | Management | For | Against |
| 3 | Authorize New Class of Preferred Shares | Management | For | Against |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Approve Stock Incentive Plan | Management | For | Against |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SYMRISE AG
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: SY1
SECURITY ID: D827A1108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
| 6a | Elect Michael Becker to the Supervisory Board | Management | For | For |
| 6b | Elect Horst-Otto Gerberding to the Supervisory Board | Management | For | For |
| 6c | Elect Peter Grafoner to the Supervisory Board | Management | For | For |
| 6d | Elect Hans-Heinrich Guertler to the Supervisory Board | Management | For | For |
| 6e | Elect Andrea Pfeifer to the Supervisory Board | Management | For | For |
| 6f | Elect Thomas Rabe to the Supervisory Board | Management | For | For |
| 7 | Approve Creation of EUR 23 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| TECK RESOURCES LIMITED
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: TCK.B
SECURITY ID: 878742204
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect I. Abe as Director | Management | For | For |
| 1.2 | Elect M.M. Ashar as Director | Management | For | For |
| 1.3 | Elect J. B. Aune as Director | Management | For | For |
| 1.4 | Elect J. H. Bennett as Director | Management | For | For |
| 1.5 | Elect H. J. Bolton as Director | Management | For | For |
| 1.6 | Elect F. P. Chee as Director | Management | For | For |
| 1.7 | Elect J. L. Cockwell as Director | Management | For | For |
| 1.8 | Elect N. B. Keevil as Director | Management | For | For |
| 1.9 | Elect N. B. Keevil III as Director | Management | For | For |
| 1.10 | Elect T. Kuriyama as Director | Management | For | For |
| 1.11 | Elect D. R. Lindsay as Director | Management | For | For |
| 1.12 | Elect J. G. Rennie as Director | Management | For | For |
| 1.13 | Elect W.S.R. Seyffert as Director | Management | For | For |
| 1.14 | Elect C. M. Thompson as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TERNIUM S.A.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: TX
SECURITY ID: 880890108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Consolidated Financial Statements for FY 2010, 2009, and 2008 | Management | For | For |
| 2 | Accept Financial Statements for FY 2010 | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of USD 0.075 per Share | Management | For | For |
| 4 | Approve Discharge of Directors | Management | For | For |
| 5 | Re-elect Ubaldo Aguirre, Roberto Bonatti, Carlos Condorelli, Pedro Pablo Kuczynski, Adrian Lajous, Bruno Marchettini, Gianfelice Mario Rocca, Paolo Rocca, and Daniel Agustin Novegil as Directors (Bundled) | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve PricewaterhouseCoopers as Auditors and Approve Auditor's Remuneration | Management | For | For |
| 8 | Allow Board to Delegate Company's Day-to-Day Management to One or More of its Members | Management | For | For |
| 9 | Allow Board to Appoint One or More of its Members as Company's Attorney-in-Fact | Management | For | For |
| 1 | Amend Articles 1 and 2 Re: Termination of Holding Company Status | Management | For | For |
| 2 | Change Date of Annual Meeting and Amend Article 15 Accordingly | Management | For | For |
| THE DOW CHEMICAL COMPANY
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: DOW
SECURITY ID: 260543103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director Jennifer M. Granholm | Management | For | For |
| 7 | Elect Director John B. Hess | Management | For | For |
| 8 | Elect Director Andrew N. Liveris | Management | For | For |
| 9 | Elect Director Paul Polman | Management | For | For |
| 10 | Elect Director Dennis H. Reilley | Management | For | For |
| 11 | Elect Director James M. Ringler | Management | For | For |
| 12 | Elect Director Ruth G. Shaw | Management | For | For |
| 13 | Elect Director Paul G. Stern | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| THE MOSAIC COMPANY
MEETING DATE: OCT 07, 2010 |
||||
|
TICKER: MOS
SECURITY ID: 61945A107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William R. Graber | Management | For | For |
| 1.2 | Elect Director Emery N. Koenig | Management | For | For |
| 1.3 | Elect Director Sergio Rial | Management | For | For |
| 1.4 | Elect Director David T. Seaton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| THE MOSAIC COMPANY
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: MOS
SECURITY ID: 61945A107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| THE SHERWIN-WILLIAMS COMPANY
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: SHW
SECURITY ID: 824348106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A.F. Anton | Management | For | For |
| 1.2 | Elect Director J.C. Boland | Management | For | For |
| 1.3 | Elect Director C.M. Connor | Management | For | For |
| 1.4 | Elect Director D.F. Hodnik | Management | For | For |
| 1.5 | Elect Director T.G. Kadien | Management | For | For |
| 1.6 | Elect Director S.J. Kropf | Management | For | For |
| 1.7 | Elect Director G.E. McCullough | Management | For | For |
| 1.8 | Elect Director A.M. Mixon, III | Management | For | For |
| 1.9 | Elect Director C.E. Moll | Management | For | For |
| 1.10 | Elect Director R.K. Smucker | Management | For | For |
| 1.11 | Elect Director J.M. Stropki, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| THE VALSPAR CORPORATION
MEETING DATE: FEB 17, 2011 |
||||
|
TICKER: VAL
SECURITY ID: 920355104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ian R. Friendly | Management | For | For |
| 1.2 | Elect Director Janel S. Haugarth | Management | For | For |
| 1.3 | Elect Director William L. Mansfield | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| TPC GROUP INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: TPCG
SECURITY ID: 89236Y104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eugene R. Allspach | Management | For | For |
| 1.2 | Elect Director James A. Cacioppo | Management | For | For |
| 1.3 | Elect Director Michael E. Ducey | Management | For | For |
| 1.4 | Elect Director Richard B. Marchese | Management | For | For |
| 1.5 | Elect Director Michael T. McDonnell | Management | For | For |
| 1.6 | Elect Director Jeffrey M. Nodland | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Strong | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| UNITED STATES STEEL CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: X
SECURITY ID: 912909108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.2 | Elect Director Glenda G. McNeal | Management | For | For |
| 1.3 | Elect Director Graham B. Spanier | Management | For | For |
| 1.4 | Elect Director Patricia A. Tracey | Management | For | For |
| 1.5 | Elect Director John J. Engel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| URALKALI
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: URKA
SECURITY ID: 91688E206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Meeting Procedures | Management | For | For |
| 2 | Approve Annual Report | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income, Including Dividends of RUB 4.55 per Share | Management | For | For |
| 5.1 | Elect Natalya Zhuravlyeva as Member of Audit Commission | Management | For | For |
| 5.2 | Elect Valery Lepekhin as Member of Audit Commission | Management | For | For |
| 5.3 | Elect Aleksandra Orlova as Member of Audit Commission | Management | For | For |
| 5.4 | Elect Natalya Prokopova as Member of Audit Commission | Management | For | For |
| 5.5 | Elect Yelena Radayeva as Member of Audit Commission | Management | For | For |
| 6 | Ratify ZAO PricewaterhouseCoopers as Auditor of Company's Financial Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) | Management | For | For |
| 7 | Ratify OOO BAT-Audit as Auditor of Company's Financial Statements Prepared in Accordance with Russian Accounting Standards (RAS) | Management | For | For |
| 8 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| 9 | Approve New Edition of Regulations on Board of Directors | Management | For | For |
| 10 | Amend Regulations on Remuneration of Directors | Management | For | For |
| 11 | Approve Termination of Company's Membership in Non-Profit Organization: National Association of Privatized and Private Enterprises | Management | For | For |
| 12 | Approve Termination of Company's Membership in Non-Profit Organization: Association of Fertilizer Producers | Management | For | For |
| 13 | Approve Termination of Company's Membership in Non-Profit Organization: Union of Producers and Exporters of Potassium and Salt | Management | For | For |
| 14.1 | Approve Related-Party Transactions with OAO Ural Scientific Research Institute of Gallurgy Re: Services Agreements | Management | For | For |
| 14.2 | Approve Related-Party Transactions with ZAO Research Institute of Gallurgy Re: Services Agreements | Management | For | For |
| 14.3 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Services Agreements | Management | For | For |
| 14.4 | Approve Related-Party Transactions with ZAO Solikamsky Building Trust Re: Services Agreements | Management | For | For |
| 14.5 | Approve Related-Party Transactions with ZAO Novaya Nedvizhimost Re: Services Agreements | Management | For | For |
| 14.6 | Approve Related-Party Transactions with OAO Baltic Bulk Terminal Re: Services Agreements | Management | For | For |
| 14.7 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Services Agreements | Management | For | For |
| 14.8 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Services Agreements | Management | For | For |
| 14.9 | Approve Related-Party Transactions with ZAO Intrako Registrar Re: Services Agreements | Management | For | For |
| 14.10 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Services Agreements | Management | For | For |
| 14.11 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Services Agreements | Management | For | For |
| 14.12 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Services Agreements | Management | For | For |
| 14.13 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Services Agreements | Management | For | For |
| 14.14 | Approve Related-Party Transactions with OOO Satellit-Service Re: Services Agreements | Management | For | For |
| 14.15 | Approve Related-Party Transactions with OOO Satellit-Service Re: Services Agreements | Management | For | For |
| 14.16 | Approve Related-Party Transactions with OOO Media-Sfera Re: Services Agreements | Management | For | For |
| 14.17 | Approve Related-Party Transactions with OOO SP Kama Re: Services Agreements | Management | For | For |
| 14.18 | Approve Related-Party Transactions with OOO Vodocanal Re: Services Agreements | Management | For | For |
| 14.19 | Approve Related-Party Transactions with OOO Security Agency Sheriff-Berezniki Re: Services Agreements | Management | For | For |
| 14.20 | Approve Related-Party Transactions with OOO Solikamsk Magnesium Plant Re: Services Agreements | Management | For | For |
| 14.21 | Approve Related-Party Transactions with OOO Solikamskavto Re: Services Agreements | Management | For | For |
| 14.22 | Approve Related-Party Transactions with ZAO Solikamsk Construction Trust Re: Supply Agreements | Management | For | For |
| 14.23 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Supply Agreements | Management | For | For |
| 14.24 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Supply Agreements | Management | For | For |
| 14.25 | Approve Related-Party Transactions with ZAO Belorus Potassium Company Re: Supply Agreements | Management | For | For |
| 14.26 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Supply Agreements | Management | For | For |
| 14.27 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Supply Agreements | Management | For | For |
| 14.28 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Supply Agreements | Management | For | For |
| 14.29 | Approve Related-Party Transactions with OOO Satellit-Service Re: Supply Agreements | Management | For | For |
| 14.30 | Approve Related-Party Transactions with OOO Satellit-Service Re: Supply Agreements | Management | For | For |
| 14.31 | Approve Related-Party Transactions with OOO Media-Sfera Re: Supply Agreements | Management | For | For |
| 14.32 | Approve Related-Party Transactions with OOO Vodocanal Re: Supply Agreements | Management | For | For |
| 14.33 | Approve Related-Party Transactions with OOO Vodocanal Re: Supply Agreements | Management | For | For |
| 14.34 | Approve Related-Party Transaction with OOO Solikamsk Magnesium Plant Re: Supply Agreements | Management | For | For |
| 14.35 | Approve Related-Party Transactions with OAO Ural Scientific Research Institute of Gallurgy Re: Lease Agremements | Management | For | For |
| 14.36 | Approve Related-Party Transactions with OAO Ural Scientific Research Institute of Gallurgy Re: Lease Agremements | Management | For | For |
| 14.37 | Approve Related-Party Transactions with ZAO Solikamsky Building Trust Re: Lease Agreements | Management | For | For |
| 14.38 | Approve Related-Party Transaction with OOO Silvinit-Transport Re: Lease Agreements | Management | For | For |
| 14.39 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Lease Agreements | Management | For | For |
| 14.40 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Lease Agreements | Management | For | For |
| 14.41 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Lease Agreements | Management | For | For |
| 14.42 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Lease Agreements | Management | For | For |
| 14.43 | Approve Related-Party Transactions with OOO Satellit-Service Re: Lease Agreements | Management | For | For |
| 14.44 | Approve Related-Party Transactions with OOO SP Kama Re: Lease Agreements | Management | For | For |
| 14.45 | Approve Related-Party Transactions with OOO SP Kama Re: Lease Agreements | Management | For | For |
| 14.46 | Approve Related-Party Transactions with OOO Security Agency Sheriff-Berezniki Re: Lease Agreements | Management | For | For |
| 14.47 | Approve Related-Party Transactions with ZAO Novaya Nedvizhimost Re: Lease Agreements | Management | For | For |
| 14.48 | Approve Related-Party Transactions with OOO Vodocanal Re: Lease Agreements | Management | For | For |
| 14.49 | Approve Related-Party Transactions with OOO Investment Company Silvinit-Resurs Re: Lease Agreements | Management | For | For |
| 14.50 | Approve Related-Party Transactions with OAO Kamskaya Gornaya Kompaniya Re: Lease Agreements | Management | For | For |
| 14.51 | Approve Related-Party Transactions with OAO Solikamsk Magnesium Plant Re: Lease Agreements | Management | For | For |
| 14.52 | Approve Related-Party Transactions with OAO Solikamsk Magnesium Plant Re: Lease Agreements | Management | For | For |
| 14.53 | Approve Related-Party Transactions with OAO Kopeysky Machine-Building Plant Re: Lease Agreements | Management | For | For |
| 14.54 | Approve Related-Party Transactiosn with ZAO Solikamsk Building Trust Re: Loan Agreements | Management | For | For |
| 14.55 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy- Med Re: Loan Agreements | Management | For | For |
| 14.56 | Approve Related-Party Transactions with OOO SP Kama Re: Loan Agreements | Management | For | For |
| 14.57 | Approve Related-Party Transactions with OAO Kamskaya Gornaya Companiya Re: Loan Agreements | Management | For | For |
| 14.58 | Approve Related-Party Transactions with OAO Kamskaya Gornaya Companiya Re: Loan Gurantee Agreements | Management | For | For |
| 14.59 | Approve Related-Party Transactions with OOO Satellit-Service Re: Licensing Agreements | Management | For | For |
| 14.60 | Approve Related-Party Transactions Re: Assets Contribution | Management | For | For |
| 15.1 | Elect Vladislav Baumgertner as Director | Management | None | Against |
| 15.2 | Elect Aleksandr Voloshin as Director | Management | None | For |
| 15.3 | Elect Pavel Grachev as Director | Management | None | Against |
| 15.4 | Elect Anna Kolonchina as Director | Management | None | Against |
| 15.5 | Elect Aleksandr Malakh as Director | Management | None | Against |
| 15.6 | Elect Sir Robert John Margetts as Director | Management | None | For |
| 15.7 | Elect Aleksandr Mosionzhik as Director | Management | None | Against |
| 15.8 | Elect Aleksandr Nesis as Director | Management | None | Against |
| 15.9 | Elect Paul James Ostling as Director | Management | None | For |
| VALE S.A.
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: VALE5
SECURITY ID: 91912E105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends and the Capital Budget for Fiscal 2011 | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Elect Fiscal Council Members | Management | For | For |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Abstain |
| 1 | Authorize Capitalization of Reserves Without Share Issuance and Amend Article 5 | Management | For | For |
| WALTER ENERGY, INC.
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: WLT
SECURITY ID: 93317Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
| 1.2 | Elect Director Jerry W. Kolb | Management | For | For |
| 1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1.4 | Elect Director Joseph B. Leonard | Management | For | For |
| 1.5 | Elect Director Bernard G. Rethore | Management | For | For |
| 1.6 | Elect Director Michael T. Tokarz | Management | For | For |
| 1.7 | Elect Director A.J. Wagner | Management | For | For |
| 1.8 | Elect Director David R. Beatty | Management | For | For |
| 1.9 | Elect Director Keith Calder | Management | For | For |
| 1.10 | Elect Director Graham Mascall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| WEYERHAEUSER COMPANY
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: WY
SECURITY ID: 962166104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Wayne W. Murdy | Management | For | For |
| 2 | Elect Director John I. Kieckhefer | Management | For | For |
| 3 | Elect Director Charles R. Williamson | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| YAMANA GOLD INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: YRI
SECURITY ID: 98462Y100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Peter Marrone as Director | Management | For | For |
| 1.2 | Elect Patrick J. Mars as Director | Management | For | For |
| 1.3 | Elect John Begeman as Director | Management | For | For |
| 1.4 | Elect Alexander Davidson as Director | Management | For | For |
| 1.5 | Elect Richard Graff as Director | Management | For | For |
| 1.6 | Elect Robert Horn as Director | Management | For | For |
| 1.7 | Elect Nigel Lees as Director | Management | For | For |
| 1.8 | Elect Juvenal Mesquita Filho as Director | Management | For | For |
| 1.9 | Elect Carl Renzoni as Director | Management | For | For |
| 1.10 | Elect Antenor F. Silva, Jr. as Director | Management | For | For |
| 1.11 | Elect Dino Titaro as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| YARA INTERNATIONAL ASA
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: YAR
SECURITY ID: R9900C106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 5.50 per Share | Management | For | Did Not Vote |
| 3 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors in the Amount of NOK 445,000 for Chairman, and NOK 256,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 6 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 7 | Approve Guidelines for Nominating Committee; Amend Articles Accordingly | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Electronic Communication | Management | For | Did Not Vote |
| 9 | Approve NOK 2 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 10 | Authorize Repurchase of up to Five Percent of Issued Shares | Management | For | Did Not Vote |
VOTE SUMMARY REPORT
SELECT MEDICAL DELIVERY PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACCRETIVE HEALTH, INC.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: AH
SECURITY ID: 00438V103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary A. Tolan | Management | For | For |
| 1.2 | Elect Director J. Michael Cline | Management | For | For |
| 1.3 | Elect Director Denis J. Nayden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| AETNA INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: AET
SECURITY ID: 00817Y108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mark T. Bertolini | Management | For | For |
| 2 | Elect Director Frank M. Clark | Management | For | For |
| 3 | Elect Director Betsy Z. Cohen | Management | For | For |
| 4 | Elect Director Molly J. Coye | Management | For | For |
| 5 | Elect Director Roger N. Farah | Management | For | For |
| 6 | Elect Director Barbara Hackman Franklin | Management | For | For |
| 7 | Elect Director Jeffrey E. Garten | Management | For | For |
| 8 | Elect Director Gerald Greenwald | Management | For | For |
| 9 | Elect Director Ellen M. Hancock | Management | For | For |
| 10 | Elect Director Richard J. Harrington | Management | For | For |
| 11 | Elect Director Edward J. Ludwig | Management | For | For |
| 12 | Elect Director Joseph P. Newhouse | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 01, 2011 |
||||
|
TICKER: A
SECURITY ID: 00846U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Heidi Fields | Management | For | For |
| 2 | Elect Director David M. Lawrence | Management | For | For |
| 3 | Elect Director A. Barry Rand | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: NOV 04, 2010 |
||||
|
TICKER: MDRX
SECURITY ID: 01988P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Chookaszian | Management | For | For |
| 1.2 | Elect Director Eugene V. Fife | Management | For | For |
| 1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
| 1.4 | Elect Director Philip D. Green | Management | For | For |
| 1.5 | Elect Director Edward A. Kangas | Management | For | For |
| 1.6 | Elect Director John King | Management | For | For |
| 1.7 | Elect Director Michael J. Kluger | Management | For | For |
| 1.8 | Elect Director Philip M. Pead | Management | For | For |
| 1.9 | Elect Director Glen E. Tullman | Management | For | For |
| 1.10 | Elect Director Stephen Wilson | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: MDRX
SECURITY ID: 01988P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Chookaszian | Management | For | For |
| 1.2 | Elect Director Eugene V. Fife | Management | For | For |
| 1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
| 1.4 | Elect Director Philip D. Green | Management | For | For |
| 1.5 | Elect Director Edward A. Kangas | Management | For | For |
| 1.6 | Elect Director Michael J. Kluger | Management | For | For |
| 1.7 | Elect Director Philip M. Pead | Management | For | For |
| 1.8 | Elect Director Glen E. Tullman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: AUG 13, 2010 |
||||
|
TICKER: MDRX
SECURITY ID: 01988P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ALMOST FAMILY, INC.
MEETING DATE: MAY 09, 2011 |
||||
|
TICKER: AFAM
SECURITY ID: 020409108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William B. Yarmuth | Management | For | For |
| 1.2 | Elect Director Steven B. Bing | Management | For | For |
| 1.3 | Elect Director Donald G. McClinton | Management | For | For |
| 1.4 | Elect Director Tyree G. Wilburn | Management | For | For |
| 1.5 | Elect Director Jonathan D. Goldberg | Management | For | For |
| 1.6 | Elect Director W. Earl Reed, III | Management | For | For |
| 1.7 | Elect Director Henry M. Altman, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| AMEDISYS, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: AMED
SECURITY ID: 023436108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Borne | Management | For | For |
| 1.2 | Elect Director Ronald A. LaBorde | Management | For | Withhold |
| 1.3 | Elect Director Jake L. Netterville | Management | For | Withhold |
| 1.4 | Elect Director David R. Pitts | Management | For | Withhold |
| 1.5 | Elect Director Peter F. Ricchiuti | Management | For | Withhold |
| 1.6 | Elect Director Donald A. Washburn | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AMERISOURCEBERGEN CORPORATION
MEETING DATE: FEB 17, 2011 |
||||
|
TICKER: ABC
SECURITY ID: 03073E105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Charles H. Cotros | Management | For | For |
| 2 | Elect Director Jane E. Henney | Management | For | For |
| 3 | Elect Director R. David Yost | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| AMIL PARTICIPACOES S.A.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: AMIL3
SECURITY ID: P0R997100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | For |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Abstain |
| ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: ARIA
SECURITY ID: 04033A100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jay R. LaMarche | Management | For | For |
| 1.2 | Elect Director Norbert G. Riedel, Ph.D. | Management | For | For |
| 1.3 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: BKD
SECURITY ID: 112463104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
| 1.2 | Elect Director Frank M. Bumstead | Management | For | For |
| 1.3 | Elect Director W.E. Sheriff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CAPITAL SENIOR LIVING CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: CSU
SECURITY ID: 140475104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence A. Cohen | Management | For | For |
| 1.2 | Elect Director Craig F. Hartberg | Management | For | For |
| 1.3 | Elect Director E. Rodney Hornbake | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Other Business | Management | For | Against |
| CARDINAL HEALTH, INC.
MEETING DATE: NOV 03, 2010 |
||||
|
TICKER: CAH
SECURITY ID: 14149Y108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Colleen F. Arnold | Management | For | For |
| 2 | Elect Director George S. Barrett | Management | For | For |
| 3 | Elect Director Glenn A. Britt | Management | For | For |
| 4 | Elect Director Carrie S. Cox | Management | For | For |
| 5 | Elect Director Calvin Darden | Management | For | For |
| 6 | Elect Director Bruce L. Downey | Management | For | For |
| 7 | Elect Director John F. Finn | Management | For | For |
| 8 | Elect Director Gregory B. Kenny | Management | For | For |
| 9 | Elect Director James J. Mongan | Management | For | For |
| 10 | Elect Director Richard C. Notebaert | Management | For | For |
| 11 | Elect Director David W. Raisbeck | Management | For | For |
| 12 | Elect Director Jean G. Spaulding | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 15 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 16 | Require Independent Board Chairman | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| CAREFUSION CORPORATION
MEETING DATE: NOV 03, 2010 |
||||
|
TICKER: CFN
SECURITY ID: 14170T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David L. Schlotterbeck | Management | For | For |
| 2 | Elect Director J. Michael Losh | Management | For | For |
| 3 | Elect Director Edward D. Miller | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| CATALYST HEALTH SOLUTIONS, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: CHSI
SECURITY ID: 14888B103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David T. Blair | Management | For | For |
| 1.2 | Elect Director Daniel J. Houston | Management | For | For |
| 1.3 | Elect Director Kenneth A. Samet | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CENTENE CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: CNC
SECURITY ID: 15135B101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael F. Neidorff | Management | For | For |
| 1.2 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.3 | Elect Director John R. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Other Business | Management | None | None |
| CERNER CORPORATION
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: CERN
SECURITY ID: 156782104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Denis A. Cortese | Management | For | For |
| 2 | Elect Director John C. Danforth | Management | For | For |
| 3 | Elect Director Neal L. Patterson | Management | For | For |
| 4 | Elect Director William D. Zollars | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Approve Omnibus Stock Plan | Management | For | For |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 10 | Increase Authorized Common Stock | Management | For | For |
| 11 | Eliminate Class of Preferred Stock | Management | For | For |
| CIGNA CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: CI
SECURITY ID: 125509109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Roman Martinez IV | Management | For | For |
| 2 | Elect Director Carol Cox Wait | Management | For | For |
| 3 | Elect Director William D. Zollars | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| COMMUNITY HEALTH SYSTEMS, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: CYH
SECURITY ID: 203668108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director W. Larry Cash | Management | For | For |
| 2 | Elect Director James S. Ely III | Management | For | For |
| 3 | Elect Director John A. Fry | Management | For | For |
| 4 | Elect Director William Norris Jennings | Management | For | For |
| 5 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| CVS CAREMARK CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: CVS
SECURITY ID: 126650100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Anne M. Finucane | Management | For | For |
| 5 | Elect Director Kristen Gibney Williams | Management | For | For |
| 6 | Elect Director Marian L. Heard | Management | For | For |
| 7 | Elect Director Larry J. Merlo | Management | For | For |
| 8 | Elect Director Jean-Pierre Millon | Management | For | For |
| 9 | Elect Director Terrence Murray | Management | For | For |
| 10 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 11 | Elect Director Richard J. Swift | Management | For | For |
| 12 | Elect Director Tony L. White | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DAVITA INC.
MEETING DATE: JUN 06, 2011 |
||||
|
TICKER: DVA
SECURITY ID: 23918K108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Pamela M. Arway | Management | For | For |
| 2 | Elect Director Charles G. Berg | Management | For | For |
| 3 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
| 4 | Elect Director Carol Anthony Davidson | Management | For | For |
| 5 | Elect Director Paul J. Diaz | Management | For | For |
| 6 | Elect Director Peter T. Grauer | Management | For | For |
| 7 | Elect Director John M. Nehra | Management | For | For |
| 8 | Elect Director William L. Roper | Management | For | For |
| 9 | Elect Director Kent J. Thiry | Management | For | For |
| 10 | Elect Director Roger J. Valine | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DIAGNOSTICOS DA AMERICA SA
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: DASA3
SECURITY ID: P3589C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Capital Budget and Allocation of Income | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| DIAGNOSTICOS DA AMERICA SA
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: DASA3
SECURITY ID: P3589C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Cancellation of 2008 Stock Option Plan | Management | For | For |
| DROGASIL S.A
MEETING DATE: DEC 17, 2010 |
||||
|
TICKER: DROG3
SECURITY ID: P3587W107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 1:3 Stock Split | Management | For | For |
| 2 | Approve Increase in Authorized Capital to Reflect Stock Split | Management | For | For |
| 3 | Amend Article 4 of Company's Bylaws to Reflect Stock Split | Management | For | For |
| DROGASIL S.A
MEETING DATE: APR 11, 2011 |
||||
|
TICKER: DROG3
SECURITY ID: P3587W107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| ENDOCYTE, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: ECYT
SECURITY ID: 29269A102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Aplin, Ph.D. | Management | For | For |
| 1.2 | Elect Director Douglas G. Bailey | Management | For | For |
| 1.3 | Elect Director Philip S. Low, Ph.D. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: ESRX
SECURITY ID: 302182100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary G. Benanav | Management | For | For |
| 1.2 | Elect Director Maura C. Breen | Management | For | For |
| 1.3 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1.5 | Elect Director Frank Mergenthaler | Management | For | For |
| 1.6 | Elect Director Woodrow A. Myers Jr. | Management | For | For |
| 1.7 | Elect Director John O. Parker, Jr. | Management | For | For |
| 1.8 | Elect Director George Paz | Management | For | For |
| 1.9 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.10 | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| FLEURY S.A.
MEETING DATE: MAR 25, 2011 |
||||
|
TICKER: FLRY3
SECURITY ID: P418BW104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends and Approve Capital Budget | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| FRESENIUS MEDICAL CARE AG & CO. KGAA
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: FME
SECURITY ID: 358029106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010; Accept Financial Statements and Statutory Reports for Fiscal 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.65 per Common Share and EUR 0.67 per Preference Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members of Personally Liable Partner | Management | For | For |
| 6 | Ratify KPMG AG as Auditors for Fiscal 2011 | Management | For | For |
| 7a | Elect Gerd Krick to the Supervisory Board | Management | For | For |
| 7b | Elect Dieter Schenk to the Supervisory Board | Management | For | For |
| 7c | Elect Bernd Fahrholz to the Supervisory Board | Management | For | For |
| 7d | Elect Walter Weisman to the Supervisory Board and Joint Committee | Management | For | For |
| 7e | Elect William Johnston to the Supervisory Board and Joint Committee | Management | For | For |
| 7f | Elect Rolf Classon to the Supervisory Board | Management | For | For |
| 8 | Approve Remuneration of Supervisory Board | Management | For | For |
| 9a | Approve Cancellation of Conditional Capital Pools | Management | For | For |
| 9b | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 12 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 11 | Additional And/or Supplemental-proposals Presented At The Meeting | Shareholder | None | Against |
| GENTIVA HEALTH SERVICES, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: GTIV
SECURITY ID: 37247A102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert S. Forman, Jr. | Management | For | For |
| 1.2 | Elect Director Victor F. Ganzi | Management | For | For |
| 1.3 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
| 1.4 | Elect Director Ronald A. Malone | Management | For | For |
| 1.5 | Elect Director Stuart Olsten | Management | For | For |
| 1.6 | Elect Director Sheldon M. Retchin | Management | For | For |
| 1.7 | Elect Director Tony Strange | Management | For | For |
| 1.8 | Elect Director Raymond S. Troubh | Management | For | For |
| 1.9 | Elect Director Rodney D. Windley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| HANGER ORTHOPEDIC GROUP, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: HGR
SECURITY ID: 41043F208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas P. Cooper | Management | For | Withhold |
| 1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1.3 | Elect Director Eric A. Green | Management | For | Withhold |
| 1.4 | Elect Director Stephen E. Hare | Management | For | For |
| 1.5 | Elect Director Issac Kaufman | Management | For | For |
| 1.6 | Elect Director Thomas F. Kirk | Management | For | For |
| 1.7 | Elect Director Peter J. Nelf | Management | For | Withhold |
| 1.8 | Elect Director Bennett Rosenthal | Management | For | For |
| 1.9 | Elect Director Ivan R. Sabel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Eliminate Class of Common Stock | Management | For | For |
| 5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 6 | Amend Certificate of Incorporation to Remove Duplicative Provisions and Make Other Changes | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| HEALTH NET, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: HNT
SECURITY ID: 42222G108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1.3 | Elect Director Vicki B. Escarra | Management | For | For |
| 1.4 | Elect Director Gale S. Fitzgerald | Management | For | For |
| 1.5 | Elect Director Parick Foley | Management | For | For |
| 1.6 | Elect Director Jay M. Gellert | Management | For | For |
| 1.7 | Elect Director Roger F. Greaves | Management | For | For |
| 1.8 | Elect Director Bruce G. Willison | Management | For | For |
| 1.9 | Elect Director Frederick C. Yeager | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| HEALTHSPRING, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: HS
SECURITY ID: 42224N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John T. Fox | Management | For | For |
| 1.2 | Elect Director Robert Z. Hensley | Management | For | For |
| 1.3 | Elect Director Russell K. Mayerfeld | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HENRY SCHEIN, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: HSIC
SECURITY ID: 806407102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stanley M Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A Benjamin | Management | For | For |
| 1.3 | Elect Director James P Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J Kabat | Management | For | For |
| 1.9 | Elect Director Philip A Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S Matthews | Management | For | For |
| 1.12 | Elect Director Bradley T Sheares, Phd | Management | For | For |
| 1.13 | Elect Director Louis W Sullivan, Md | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| HUMANA INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: HUM
SECURITY ID: 444859102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Frank A. D'Amelio | Management | For | For |
| 2 | Elect Director W. Roy Dunbar | Management | For | For |
| 3 | Elect Director Kurt J. Hilzinger | Management | For | For |
| 4 | Elect Director David A. Jones, Jr. | Management | For | For |
| 5 | Elect Director Michael B. McCallister | Management | For | For |
| 6 | Elect Director William J. McDonald | Management | For | For |
| 7 | Elect Director William E. Mitchell | Management | For | For |
| 8 | Elect Director David B. Nash | Management | For | For |
| 9 | Elect Director James J. O'Brien | Management | For | For |
| 10 | Elect Director Marissa T. Peterson | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ILLUMINA, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ILMN
SECURITY ID: 452327109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.3 | Elect Director Gerald Moller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| KINDRED HEALTHCARE, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: KND
SECURITY ID: 494580103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Elect Director Edward L. Kuntz | Management | For | For |
| 3 | Elect Director Joel Ackerman | Management | For | For |
| 4 | Elect Director Ann C. Berzin | Management | For | For |
| 5 | Elect Director Jonathan D. Blum | Management | For | For |
| 6 | Elect Director Thomas P. Cooper | Management | For | For |
| 7 | Elect Director Paul J. Diaz | Management | For | For |
| 8 | Elect Director Isaac Kaufman | Management | For | For |
| 9 | Elect Director Frederick J. Kleisner | Management | For | For |
| 10 | Elect Director Eddy J. Rogers, Jr. | Management | For | For |
| 11 | Elect Director Phyllis R. Yale | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Adjourn Meeting | Management | For | Against |
| LABORATORY CORPORATION OF AMERICA HOLDINGS
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: LH
SECURITY ID: 50540R409
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David P. King | Management | For | For |
| 2 | Elect Director Kerrii B. Anderson | Management | For | For |
| 3 | Elect Director Jean-luc Belingard | Management | For | For |
| 4 | Elect Director N. Anthony Coles, Jr. | Management | For | For |
| 5 | Elect Director Wendy E. Lane | Management | For | For |
| 6 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 7 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 8 | Elect Director Arthur H. Rubenstein | Management | For | For |
| 9 | Elect Director M. Keith Weikel | Management | For | For |
| 10 | Elect Director R. Sanders Williams | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| LHC GROUP, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: LHCG
SECURITY ID: 50187A107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith G. Myers | Management | For | For |
| 1.2 | Elect Director Ted W. Hoyt | Management | For | For |
| 1.3 | Elect Director George A. Lewis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| LIFEPOINT HOSPITALS, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: LPNT
SECURITY ID: 53219L109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W.F. Carpenter III | Management | For | For |
| 1.2 | Elect Director Richard H. Evans | Management | For | For |
| 1.3 | Elect Director Michael P. Haley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LINCARE HOLDINGS INC.
MEETING DATE: MAY 09, 2011 |
||||
|
TICKER: LNCR
SECURITY ID: 532791100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J.P. Byrnes | Management | For | For |
| 1.2 | Elect Director S.H. Altman | Management | For | For |
| 1.3 | Elect Director C.B. Black | Management | For | For |
| 1.4 | Elect Director A.P. Bryant | Management | For | For |
| 1.5 | Elect Director F.D. Byrne | Management | For | For |
| 1.6 | Elect Director W.F. Miller, III | Management | For | For |
| 1.7 | Elect Director E.M. Zane | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MCKESSON CORPORATION
MEETING DATE: JUL 28, 2010 |
||||
|
TICKER: MCK
SECURITY ID: 58155Q103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Andy D. Bryant | Management | For | For |
| 2 | Elect Director Wayne A. Budd | Management | For | For |
| 3 | Elect Director John H. Hammergren | Management | For | For |
| 4 | Elect Director Alton F. Irby III | Management | For | For |
| 5 | Elect Director M. Christine Jacobs | Management | For | For |
| 6 | Elect Director Marie L. Knowles | Management | For | For |
| 7 | Elect Director David M. Lawrence | Management | For | For |
| 8 | Elect Director Edward A. Mueller | Management | For | For |
| 9 | Elect Director Jane E. Shaw | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 14 | Report on Pay Disparity | Shareholder | Against | Against |
| MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: MHS
SECURITY ID: 58405U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| METROPOLITAN HEALTH NETWORKS, INC.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: MDF
SECURITY ID: 592142103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael M. Earley | Management | For | For |
| 1.2 | Elect Director Arthur D. Kowaloff | Management | For | For |
| 1.3 | Elect Director Michael E. Cahr | Management | For | For |
| 1.4 | Elect Director Casey L. Gunnell | Management | For | For |
| 1.5 | Elect Director Richard A. Franco, Sr. | Management | For | For |
| 1.6 | Elect Director Mark D. Stolper | Management | For | For |
| 1.7 | Elect Director John S. Watts, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| NANOSPHERE, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: NSPH
SECURITY ID: 63009F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William P. Moffitt, III | Management | For | For |
| 1.2 | Elect Director Mark Slezak | Management | For | For |
| 1.3 | Elect Director Jeffrey R. Crisan | Management | For | For |
| 1.4 | Elect Director Andre de Bruin | Management | For | For |
| 1.5 | Elect Director Chad A. Mirkin, Ph.D. | Management | For | Withhold |
| 1.6 | Elect Director Lorin J. Randall | Management | For | For |
| 1.7 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| NXSTAGE MEDICAL, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: NXTM
SECURITY ID: 67072V103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
| 1.2 | Elect Director Philippe O. Chambon | Management | For | For |
| 1.3 | Elect Director Daniel A. Giannini | Management | For | For |
| 1.4 | Elect Director Nancy J. Ham | Management | For | For |
| 1.5 | Elect Director Earl R. Lewis | Management | For | For |
| 1.6 | Elect Director Craig W. Moore | Management | For | For |
| 1.7 | Elect Director Reid S. Perper | Management | For | For |
| 1.8 | Elect Director David S. Utterberg | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| OMNICARE, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: OCR
SECURITY ID: 681904108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John G. Figueroa | Management | For | For |
| 2 | Elect Director Steven J. Heyer | Management | For | For |
| 3 | Elect Director Andrea R. Lindell | Management | For | For |
| 4 | Elect Director James D. Shelton | Management | For | For |
| 5 | Elect Director Amy Wallman | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Ratify Auditors | Management | For | For |
| QIAGEN NV
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: QIA
SECURITY ID: N72482107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
| 8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
| 8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
| 8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
| 8e | Reelect Vera Kallmeyer to Supervisory Board | Management | For | For |
| 8f | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
| 8g | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
| 8h | Reelect Elizabeth E. Tallett to Supervisory Board | Management | For | For |
| 9a | Reelect Peer Schatz to Executive Board | Management | For | For |
| 9b | Reelect Roland Sackers to Executive Board | Management | For | For |
| 9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
| 9d | Reelect Bernd Uder to Executive Board | Management | For | For |
| 10 | Ratify Ernst and Young as Auditors | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Amend Articles Re: Legislative Changes | Management | For | For |
| 13 | Allow Questions | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: DGX
SECURITY ID: 74834L100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William F. Buehler | Management | For | For |
| 2 | Elect Director Daniel C. Stanzione | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| RAIA SA
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: RAIA3
SECURITY ID: P7991J107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| RAIA SA
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: RAIA3
SECURITY ID: P7991J107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Rectify Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2010 | Management | For | Abstain |
| 2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members for Fiscal 2011 | Management | For | For |
| RITE AID CORPORATION
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: RAD
SECURITY ID: 767754104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 2 | Elect Director Andre Belzile | Management | For | For |
| 3 | Elect Director Francois J. Coutu | Management | For | For |
| 4 | Elect Director Michel Coutu | Management | For | For |
| 5 | Elect Director James L. Donald | Management | For | For |
| 6 | Elect Director David R. Jessick | Management | For | For |
| 7 | Elect Director Michael N. Regan | Management | For | For |
| 8 | Elect Director Mary F. Sammons | Management | For | For |
| 9 | Elect Director John T. Standley | Management | For | For |
| 10 | Elect Director Marcy Syms | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| RTI BIOLOGICS, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: RTIX
SECURITY ID: 74975N105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter F. Gearen | Management | For | For |
| 1.2 | Elect Director Adrian J. R. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SEQUENOM, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: SQNM
SECURITY ID: 817337405
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ernst-Gunter Afting, Ph.D., M.D. | Management | For | For |
| 1.2 | Elect Director Kenneth F. Buechler, Ph.D. | Management | For | For |
| 1.3 | Elect Director John A. Fazio | Management | For | For |
| 1.4 | Elect Director Harry F. Hixson, Jr., Ph.D. | Management | For | For |
| 1.5 | Elect Director Richard A. Lerner, M.D. | Management | For | For |
| 1.6 | Elect Director Ronald M. Lindsay, Ph.D. | Management | For | For |
| 1.7 | Elect Director David Pendarvis | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| SUN HEALTHCARE GROUP, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: SUNH
SECURITY ID: 86677E100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gregory S. Anderson | Management | For | For |
| 2 | Elect Director Tony M. Astorga | Management | For | For |
| 3 | Elect Director Christian K. Bement | Management | For | For |
| 4 | Elect Director Michael J. Foster | Management | For | For |
| 5 | Elect Director Barbara B. Kennelly | Management | For | For |
| 6 | Elect Director William A. Mathies | Management | For | For |
| 7 | Elect Director Milton J. Walters | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SUNRISE SENIOR LIVING, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: SRZ
SECURITY ID: 86768K106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
| 1.2 | Elect Director Thomas J. Donohue | Management | For | For |
| 1.3 | Elect Director Stephen D. Harlan | Management | For | For |
| 1.4 | Elect Director Paul J. Klaassen | Management | For | For |
| 1.5 | Elect Director Lynn Krominga | Management | For | For |
| 1.6 | Elect Director William G. Little | Management | For | For |
| 1.7 | Elect Director Mark S. Ordan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SXC HEALTH SOLUTIONS CORP.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: SXC
SECURITY ID: 78505P100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Thierer | Management | For | For |
| 1.2 | Elect Director Steven D. Cosler | Management | For | For |
| 1.3 | Elect Director Terrence Burke | Management | For | For |
| 1.4 | Elect Director William J. Davis | Management | For | For |
| 1.5 | Elect Director Philip R. Reddon | Management | For | For |
| 1.6 | Elect Director Curtis J. Thorne | Management | For | For |
| 1.7 | Elect Director Anthony R. Masso | Management | For | For |
| 2 | Amend Quorum Requirements | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve KPMG US as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| TEAM HEALTH HOLDINGS, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: TMH
SECURITY ID: 87817A107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg Roth | Management | For | For |
| 1.2 | Elect Director James L. Bierman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TRIPLE-S MANAGEMENT CORPORATION
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: GTS
SECURITY ID: 896749108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Adamina Soto-Martinez | Management | For | For |
| 2 | Elect Director Jorge Fuentes-Benejam | Management | For | For |
| 3 | Elect Director Francisco Tonarely | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: UNH
SECURITY ID: 91324P102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Rodger A. Lawson | Management | For | For |
| 7 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 8 | Elect Director Glenn M. Renwick | Management | For | For |
| 9 | Elect Director Kenneth I. Shine | Management | For | For |
| 10 | Elect Director Gail R. Wilensky | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Approve Omnibus Stock Plan | Management | For | Against |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| UNIVERSAL HEALTH SERVICES, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: UHS
SECURITY ID: 913903100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence S. Gibbs | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Stock Option Plan | Management | For | For |
| WALGREEN CO.
MEETING DATE: JAN 12, 2011 |
||||
|
TICKER: WAG
SECURITY ID: 931422109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David J. Brailer | Management | For | For |
| 2 | Elect Director Steven A. Davis | Management | For | For |
| 3 | Elect Director William C. Foote | Management | For | For |
| 4 | Elect Director Mark P. Frissora | Management | For | For |
| 5 | Elect Director Ginger L. Graham | Management | For | For |
| 6 | Elect Director Alan G. McNally | Management | For | For |
| 7 | Elect Director Nancy M. Schlichting | Management | For | For |
| 8 | Elect Director David Y. Schwartz | Management | For | For |
| 9 | Elect Director Alejandro Silva | Management | For | For |
| 10 | Elect Director James A. Skinner | Management | For | For |
| 11 | Elect Director Gregory D. Wasson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Articles of Incorporation to Revise the Purpose Clause | Management | For | For |
| 14 | Reduce Supermajority Vote Requirement | Management | For | For |
| 15 | Rescind Fair Price Provision | Management | For | For |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Performance-Based Equity Awards | Shareholder | Against | Against |
| WEBMD HEALTH CORP.
MEETING DATE: OCT 21, 2010 |
||||
|
TICKER: WBMD
SECURITY ID: 94770V102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin M. Cameron | Management | For | For |
| 1.2 | Elect Director Wayne T. Gattinella | Management | For | For |
| 1.3 | Elect Director Abdool Rahim Moossa | Management | For | For |
| 1.4 | Elect Director Stanley S. Trotman, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| WELLCARE HEALTH PLANS, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: WCG
SECURITY ID: 94946T106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Charles G. Berg | Management | For | For |
| 2 | Elect Director Carol J. Burt | Management | For | For |
| 3 | Elect Director Alec Cunningham | Management | For | For |
| 4 | Elect Director David J. Gallitano | Management | For | For |
| 5 | Elect Director D. Robert Graham | Management | For | For |
| 6 | Elect Director Kevin F. Hickey | Management | For | For |
| 7 | Elect Director Christian P. Michalik | Management | For | For |
| 8 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
| 9 | Elect Director William L. Trubeck | Management | For | For |
| 10 | Elect Director Paul E. Weaver | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| WELLPOINT, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: WLP
SECURITY ID: 94973V107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Angela F. Braly | Management | For | For |
| 1.2 | Elect Director Warren Y. Jobe | Management | For | For |
| 1.3 | Elect Director William G. Mays | Management | For | For |
| 1.4 | Elect Director William J. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3a | Reduce Supermajority Vote Requirement Relating to Vote Requirement | Management | For | For |
| 3b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
| 3c | Opt Out of State's Control Share Acquisition Law | Management | For | For |
| 3d | Amend Articles of Incorporation to Remove Certain Obsolete Provisions | Management | For | For |
| 3e | Amend Articles of Incorporation to Remove Other Obsolete Provisions and Make Conforming Changes | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Feasibility Study for Converting to Nonprofit Status | Shareholder | Against | Against |
| 7 | Reincorporate in Another State [from Indiana to Delaware] | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
VOTE SUMMARY REPORT
SELECT MEDICAL EQUIPMENT AND SYSTEMS PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABIOMED, INC.
MEETING DATE: AUG 11, 2010 |
||||
|
TICKER: ABMD
SECURITY ID: 003654100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael R. Minogue | Management | For | For |
| 1.2 | Elect Director W. Gerald Austen | Management | For | For |
| 1.3 | Elect Director Martin P. Sutter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| ACCRETIVE HEALTH, INC.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: AH
SECURITY ID: 00438V103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary A. Tolan | Management | For | For |
| 1.2 | Elect Director J. Michael Cline | Management | For | For |
| 1.3 | Elect Director Denis J. Nayden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 01, 2011 |
||||
|
TICKER: A
SECURITY ID: 00846U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Heidi Fields | Management | For | For |
| 2 | Elect Director David M. Lawrence | Management | For | For |
| 3 | Elect Director A. Barry Rand | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: NOV 04, 2010 |
||||
|
TICKER: MDRX
SECURITY ID: 01988P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Chookaszian | Management | For | For |
| 1.2 | Elect Director Eugene V. Fife | Management | For | For |
| 1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
| 1.4 | Elect Director Philip D. Green | Management | For | For |
| 1.5 | Elect Director Edward A. Kangas | Management | For | For |
| 1.6 | Elect Director John King | Management | For | For |
| 1.7 | Elect Director Michael J. Kluger | Management | For | For |
| 1.8 | Elect Director Philip M. Pead | Management | For | For |
| 1.9 | Elect Director Glen E. Tullman | Management | For | For |
| 1.10 | Elect Director Stephen Wilson | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: MDRX
SECURITY ID: 01988P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Chookaszian | Management | For | For |
| 1.2 | Elect Director Eugene V. Fife | Management | For | For |
| 1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
| 1.4 | Elect Director Philip D. Green | Management | For | For |
| 1.5 | Elect Director Edward A. Kangas | Management | For | For |
| 1.6 | Elect Director Michael J. Kluger | Management | For | For |
| 1.7 | Elect Director Philip M. Pead | Management | For | For |
| 1.8 | Elect Director Glen E. Tullman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: AUG 13, 2010 |
||||
|
TICKER: MDRX
SECURITY ID: 01988P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: AMMD
SECURITY ID: 02744M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard B. Emmitt | Management | For | For |
| 1.2 | Elect Director Christopher H. Porter | Management | For | For |
| 1.3 | Elect Director D. Verne Sharma | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| AMERICAN MEDICAL SYSTEMS HOLDINGS, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: AMMD
SECURITY ID: 02744M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AMPLIFON S.P.A
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: AMP
SECURITY ID: T0388E118
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Elect Director | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| ANGIODYNAMICS, INC.
MEETING DATE: OCT 18, 2010 |
||||
|
TICKER: ANGO
SECURITY ID: 03475V101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey G. Gold | Management | For | For |
| 1.2 | Elect Director Kevin J. Gould | Management | For | For |
| 1.3 | Elect Director Dennis S. Meteny | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ARTHROCARE CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: ARTC
SECURITY ID: 043136100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christian P. Ahrens | Management | For | For |
| 1.2 | Elect Director Gregory A. Belinfanti | Management | For | For |
| 1.3 | Elect Director Barbara D. Boyan, Ph.D. | Management | For | For |
| 1.4 | Elect Director David Fitzgerald | Management | For | For |
| 1.5 | Elect Director James G. Foster | Management | For | For |
| 1.6 | Elect Director Terrence E. Geremski | Management | For | For |
| 1.7 | Elect Director Tord B. Lendau | Management | For | For |
| 1.8 | Elect Director Peter L. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ATRICURE, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: ATRC
SECURITY ID: 04963C209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Collar | Management | For | For |
| 1.2 | Elect Director David J. Drachman | Management | For | For |
| 1.3 | Elect Director Donald C. Harrison | Management | For | For |
| 1.4 | Elect Director Michael D. Hooven | Management | For | For |
| 1.5 | Elect Director Richard M. Johnston | Management | For | For |
| 1.6 | Elect Director Elizabeth D. Krell | Management | For | For |
| 1.7 | Elect Director Mark R. Lanning | Management | For | For |
| 1.8 | Elect Director Karen P. Robards | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| BAXTER INTERNATIONAL INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: BAX
SECURITY ID: 071813109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Wayne T. Hockmeyer | Management | For | For |
| 2 | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
| 3 | Elect Director Thomas T. Stallkamp | Management | For | For |
| 4 | Elect Director Albert P.L. Stroucken | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Management | For | For |
| BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: BSX
SECURITY ID: 101137107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katharine T. Bartlett | Management | For | For |
| 1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
| 1.3 | Elect Director Nelda J. Connors | Management | For | For |
| 1.4 | Elect Director J. Raymond Elliott | Management | For | For |
| 1.5 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.6 | Elect Director Ernest Mario | Management | For | For |
| 1.7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1.8 | Elect Director Pete M. Nicholas | Management | For | For |
| 1.9 | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1.10 | Elect Director John E. Sununu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| BRUKER CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: BRKR
SECURITY ID: 116794108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen W. Fesik | Management | For | For |
| 1.2 | Elect Director Dirk D. Laukien | Management | For | For |
| 1.3 | Elect Director Richard M. Stein | Management | For | For |
| 1.4 | Elect Director Charles F. Wagner, Jr. | Management | For | For |
| 1.5 | Elect Director Bernhard Wangler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| C. R. BARD, INC.
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: BCR
SECURITY ID: 067383109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Kelly | Management | For | For |
| 1.2 | Elect Director Gail K. Naughton | Management | For | For |
| 1.3 | Elect Director John H. Weiland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| CAREFUSION CORPORATION
MEETING DATE: NOV 03, 2010 |
||||
|
TICKER: CFN
SECURITY ID: 14170T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David L. Schlotterbeck | Management | For | For |
| 2 | Elect Director J. Michael Losh | Management | For | For |
| 3 | Elect Director Edward D. Miller | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| COMMUNITY HEALTH SYSTEMS, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: CYH
SECURITY ID: 203668108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director W. Larry Cash | Management | For | For |
| 2 | Elect Director James S. Ely III | Management | For | For |
| 3 | Elect Director John A. Fry | Management | For | For |
| 4 | Elect Director William Norris Jennings | Management | For | For |
| 5 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| COVANCE INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: CVD
SECURITY ID: 222816100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary E. Costley | Management | For | For |
| 1.2 | Elect Director Sandra L. Helton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Animal Welfare Act Violations | Shareholder | Against | Abstain |
| COVIDIEN PUBLIC LIMITED COMPANY
MEETING DATE: MAR 15, 2011 |
||||
|
TICKER: COV
SECURITY ID: G2554F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Craig Arnold | Management | For | For |
| 2 | Elect Director Robert H. Brust | Management | For | For |
| 3 | Elect Director John M. Connors, Jr. | Management | For | For |
| 4 | Elect Director Christopher J. Coughlin | Management | For | For |
| 5 | Elect Director Timothy M. Donahue | Management | For | For |
| 6 | Elect Director Kathy J. Herbert | Management | For | For |
| 7 | Elect Director Randall J. Hogan III | Management | For | For |
| 8 | Elect Director Richard J. Meelia | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Tadataka Yamada | Management | For | For |
| 11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| DENTSPLY INTERNATIONAL INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: XRAY
SECURITY ID: 249030107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael C. Alfano | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director William F. Hecht | Management | For | For |
| 1.4 | Elect Director Francis J. Lunger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: EW
SECURITY ID: 28176E108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John T. Cardis | Management | For | For |
| 2 | Elect Director David E.I. Pyott | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| EXACTECH, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: EXAC
SECURITY ID: 30064E109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Smith | Management | For | Withhold |
| 1.2 | Elect Director William Petty, M.D. | Management | For | Withhold |
| 1.3 | Elect Director R. Wynn Kearney, Jr., M.D. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| FISHER & PAYKEL HEALTHCARE CORP (FRMLY FISHER & PAYKEL )
MEETING DATE: AUG 27, 2010 |
||||
|
TICKER: FPH
SECURITY ID: Q38992105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Nigel Evans as a Director | Management | For | For |
| 2 | Elect Arthur Morris as a Director | Management | For | For |
| 3 | Authorize the Board to Fix the Fees and Expenses of PricewaterhouseCoopers as the Company's Auditor | Management | For | For |
| 4 | Approve the Grant of Up to 200,000 Options to Michael Daniell, Managing Director and CEO, Under the Fisher & Paykel Healthcare 2003 Share Option Plan | Management | For | For |
| GENMARK DIAGNOSTICS, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: GNMK
SECURITY ID: 372309104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daryl Faulkner | Management | For | Withhold |
| 1.2 | Elect Director James Fox, Ph.D. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| HANGER ORTHOPEDIC GROUP, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: HGR
SECURITY ID: 41043F208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas P. Cooper | Management | For | Withhold |
| 1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1.3 | Elect Director Eric A. Green | Management | For | Withhold |
| 1.4 | Elect Director Stephen E. Hare | Management | For | For |
| 1.5 | Elect Director Issac Kaufman | Management | For | For |
| 1.6 | Elect Director Thomas F. Kirk | Management | For | For |
| 1.7 | Elect Director Peter J. Nelf | Management | For | Withhold |
| 1.8 | Elect Director Bennett Rosenthal | Management | For | For |
| 1.9 | Elect Director Ivan R. Sabel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Eliminate Class of Common Stock | Management | For | For |
| 5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 6 | Amend Certificate of Incorporation to Remove Duplicative Provisions and Make Other Changes | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| HEARTWARE INTERNATIONAL, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: HTWR
SECURITY ID: 422368100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy Barberich | Management | For | For |
| 1.2 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1.3 | Elect Director Robert Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Stock Option Plan Grants to Douglas Godshall | Management | For | For |
| 6 | Approve Stock Option Plan Grants to Robert Thomas | Management | For | For |
| 7 | Approve Stock Option Plan Grants to Seth Harrison | Management | For | For |
| 8 | Approve Stock Option Plan Grants to Timothy Barberich | Management | For | For |
| 9 | Approve Stock Option Plan Grants to Christine Bennett | Management | For | For |
| 10 | Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. | Management | For | For |
| 11 | Approve Stock Option Plan Grants to Robert Stockman | Management | For | For |
| 12 | Approve Stock Option Plan Grants to Denis Wade | Management | For | For |
| 13 | Approve Issuance of Convertible Debentures | Management | For | For |
| 14 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 5-12 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | Management | None | For |
| HEARTWARE INTERNATIONAL, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: HTWR
SECURITY ID: U4229L107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy Barberich | Management | For | For |
| 1.2 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1.3 | Elect Director Robert Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Stock Option Plan Grants to Douglas Godshall | Management | For | For |
| 6 | Approve Stock Option Plan Grants to Robert Thomas | Management | For | For |
| 7 | Approve Stock Option Plan Grants to Seth Harrison | Management | For | For |
| 8 | Approve Stock Option Plan Grants to Timothy Barberich | Management | For | For |
| 9 | Approve Stock Option Plan Grants to Christine Bennett | Management | For | For |
| 10 | Approve Stock Option Plan Grants to Charles Raymond Larkin, Jr. | Management | For | For |
| 11 | Approve Stock Option Plan Grants to Robert Stockman | Management | For | For |
| 12 | Approve Stock Option Plan Grants to Denis Wade | Management | For | For |
| 13 | Approve Issuance of Convertible Debentures | Management | For | For |
| 14 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 5-12 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | Management | None | For |
| HILL-ROM HOLDINGS, INC.
MEETING DATE: MAR 08, 2011 |
||||
|
TICKER: HRC
SECURITY ID: 431475102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Golden | Management | For | For |
| 1.2 | Elect Director W August Hillenbrand | Management | For | For |
| 1.3 | Elect Director Joanne C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| HOLOGIC, INC.
MEETING DATE: MAR 02, 2011 |
||||
|
TICKER: HOLX
SECURITY ID: 436440101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Cumming | Management | For | For |
| 1.2 | Elect Director Robert A. Cascella | Management | For | For |
| 1.3 | Elect Director Glenn P. Muir | Management | For | For |
| 1.4 | Elect Director Sally W. Crawford | Management | For | For |
| 1.5 | Elect Director David R. Lavance, Jr. | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Lawrence M. Levy | Management | For | For |
| 1.8 | Elect Director Elaine S. Ullian | Management | For | For |
| 1.9 | Elect Director Wayne Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ILLUMINA, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ILMN
SECURITY ID: 452327109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.3 | Elect Director Gerald Moller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: IART
SECURITY ID: 457985208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 2 | Elect Director Keith Bradley | Management | For | For |
| 3 | Elect Director Richard E. Caruso | Management | For | For |
| 4 | Elect Director Stuart M. Essig | Management | For | For |
| 5 | Elect Director Neal Moszkowski | Management | For | For |
| 6 | Elect Director Raymond G. Murphy | Management | For | For |
| 7 | Elect Director Christian S. Schade | Management | For | For |
| 8 | Elect Director James M. Sullivan | Management | For | For |
| 9 | Elect Director Anne M. VanLent | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| INVERNESS MEDICAL INNOVATIONS, INC.
MEETING DATE: JUL 14, 2010 |
||||
|
TICKER: ALR
SECURITY ID: 46126P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert P. Khederian | Management | For | For |
| 1.2 | Elect Director David Scott | Management | For | For |
| 1.3 | Elect Director Peter Townsend | Management | For | For |
| 1.4 | Elect Director Eli Y. Adashi | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| ION BEAM APPLICATIONS SA IBA
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: IBAB
SECURITY ID: B5317W146
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles Re: Variable Remuneration | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Implementation Shareholder Rights Act | Management | For | Did Not Vote |
| 3 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| ION BEAM APPLICATIONS SA IBA
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: IBAB
SECURITY ID: B5317W146
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements, Allocation of Income, and Bruto Dividends of EUR 0.15 per Share | Management | For | Did Not Vote |
| 2 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 3 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 4 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 5a | Reelect SPRL Windi, Permanently Represented by Yves Winderix, as Independent Director | Management | For | Did Not Vote |
| 5b | Elect S.C.S. Consultance Marcel Miller as Independent Director | Management | For | Did Not Vote |
| 5c | Elect Innoste SA, Permanently Represented by Jean Stephenne, as Director | Management | For | Did Not Vote |
| 5d | Reelect Pierre Mottet as Director | Management | For | Did Not Vote |
| 5e | Reelect Bayrime SA Permanently Represented by Eric de Lamotte, as Director | Management | For | Did Not Vote |
| 6 | Transact Other Business | Management | None | None |
| 1 | Amend Articles Re: Variable Remuneration | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Implementation Shareholder Rights Act | Management | For | Did Not Vote |
| 3 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| KINETIC CONCEPTS, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: KCI
SECURITY ID: 49460W208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Leininger | Management | For | For |
| 1.2 | Elect Director Woodrin Grossman | Management | For | For |
| 1.3 | Elect Director Carl F. Kohrt | Management | For | For |
| 1.4 | Elect Director David J. Simpson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Other Business | Management | For | Against |
| LCA-VISION INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: LCAV
SECURITY ID: 501803308
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Bahl | Management | For | For |
| 1.2 | Elect Director John H. Gutfreund | Management | For | For |
| 1.3 | Elect Director John C. Hassan | Management | For | For |
| 1.4 | Elect Director Edgar F. Heizer, III | Management | For | For |
| 1.5 | Elect Director E. Anthony Woods | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MAKO SURGICAL CORP.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: MAKO
SECURITY ID: 560879108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director S. Morry Blumenfeld, Ph.D. | Management | For | For |
| 1.2 | Elect Director John G. Freund, M.D. | Management | For | For |
| 1.3 | Elect Director William D. Pruitt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| MASIMO CORPORATION
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: MASI
SECURITY ID: 574795100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven J. Barker | Management | For | For |
| 1.2 | Elect Director Sanford Fitch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: MHS
SECURITY ID: 58405U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| MEDTRONIC, INC.
MEETING DATE: AUG 25, 2010 |
||||
|
TICKER: MDT
SECURITY ID: 585055106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard H. Anderson | Management | For | For |
| 1.2 | Elect Director David L. Calhoun | Management | For | For |
| 1.3 | Elect Director Victor J. Dzau | Management | For | For |
| 1.4 | Elect Director William A. Hawkins | Management | For | For |
| 1.5 | Elect Director Shirley A. Jackson | Management | For | For |
| 1.6 | Elect Director James T. Lenehan | Management | For | For |
| 1.7 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.8 | Elect Director Kendall J. Powell | Management | For | For |
| 1.9 | Elect Director Robert C. Pozen | Management | For | For |
| 1.10 | Elect Director Jean-Pierre Rosso | Management | For | For |
| 1.11 | Elect Director Jack W. Schuler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| MERIDIAN BIOSCIENCE, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: VIVO
SECURITY ID: 589584101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James M. Anderson | Management | For | Against |
| 2 | Elect Director John A. Kraeutler | Management | For | For |
| 3 | Elect Director Gary P. Kreider | Management | For | For |
| 4 | Elect Director William J. Motto | Management | For | For |
| 5 | Elect Director David C. Phillips | Management | For | Against |
| 6 | Elect Director Robert J. Ready | Management | For | Against |
| 7 | Ratify Auditors | Management | For | For |
| ORASURE TECHNOLOGIES, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: OSUR
SECURITY ID: 68554V108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronny B. Lancaster | Management | For | For |
| 1.2 | Elect Director Roger L. Pringle | Management | For | For |
| 1.3 | Elect Director Ronald H. Spair | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| ORTHOVITA, INC.
MEETING DATE: JUL 26, 2010 |
||||
|
TICKER: VITA
SECURITY ID: 68750U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Scott Barry | Management | For | For |
| 1.2 | Elect Director Morris Cheston, Jr. | Management | For | For |
| 1.3 | Elect Director Antony Koblish | Management | For | For |
| 1.4 | Elect Director Mary E. Paetzold | Management | For | For |
| 1.5 | Elect Director Paul G. Thomas | Management | For | For |
| 1.6 | Elect Director William E. Tidmore, Jr. | Management | For | For |
| 1.7 | Elect Director Paul Touhey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| PAREXEL INTERNATIONAL CORPORATION
MEETING DATE: DEC 09, 2010 |
||||
|
TICKER: PRXL
SECURITY ID: 699462107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Dana Callow, Jr. | Management | For | For |
| 1.2 | Elect Director Christopher J. Lindop | Management | For | For |
| 1.3 | Elect Director Josef H. von Rickenbach | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| PSS WORLD MEDICAL, INC.
MEETING DATE: AUG 24, 2010 |
||||
|
TICKER: PSSI
SECURITY ID: 69366A100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary A. Corless | Management | For | For |
| 1.2 | Elect Director Melvin L. Hecktman | Management | For | For |
| 1.3 | Elect Director Delores M. Kesler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| QIAGEN NV
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: QIA
SECURITY ID: N72482107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
| 8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
| 8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
| 8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
| 8e | Reelect Vera Kallmeyer to Supervisory Board | Management | For | For |
| 8f | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
| 8g | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
| 8h | Reelect Elizabeth E. Tallett to Supervisory Board | Management | For | For |
| 9a | Reelect Peer Schatz to Executive Board | Management | For | For |
| 9b | Reelect Roland Sackers to Executive Board | Management | For | For |
| 9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
| 9d | Reelect Bernd Uder to Executive Board | Management | For | For |
| 10 | Ratify Ernst and Young as Auditors | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Amend Articles Re: Legislative Changes | Management | For | For |
| 13 | Allow Questions | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| RITE AID CORPORATION
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: RAD
SECURITY ID: 767754104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 2 | Elect Director Andre Belzile | Management | For | For |
| 3 | Elect Director Francois J. Coutu | Management | For | For |
| 4 | Elect Director Michel Coutu | Management | For | For |
| 5 | Elect Director James L. Donald | Management | For | For |
| 6 | Elect Director David R. Jessick | Management | For | For |
| 7 | Elect Director Michael N. Regan | Management | For | For |
| 8 | Elect Director Mary F. Sammons | Management | For | For |
| 9 | Elect Director John T. Standley | Management | For | For |
| 10 | Elect Director Marcy Syms | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| RTI BIOLOGICS, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: RTIX
SECURITY ID: 74975N105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter F. Gearen | Management | For | For |
| 1.2 | Elect Director Adrian J. R. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SENORX, INC.
MEETING DATE: JUL 01, 2010 |
||||
|
TICKER: SENO
SECURITY ID: 81724W104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| SEQUENOM, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: SQNM
SECURITY ID: 817337405
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ernst-Gunter Afting, Ph.D., M.D. | Management | For | For |
| 1.2 | Elect Director Kenneth F. Buechler, Ph.D. | Management | For | For |
| 1.3 | Elect Director John A. Fazio | Management | For | For |
| 1.4 | Elect Director Harry F. Hixson, Jr., Ph.D. | Management | For | For |
| 1.5 | Elect Director Richard A. Lerner, M.D. | Management | For | For |
| 1.6 | Elect Director Ronald M. Lindsay, Ph.D. | Management | For | For |
| 1.7 | Elect Director David Pendarvis | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bonus Issue | Management | For | For |
| 2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association of the Company | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bonus Issue | Management | For | For |
| 2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association of the Company | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Report of Board of Directors | Management | For | For |
| 3 | Approve Report of Supervisory Committee | Management | For | For |
| 4 | Approve Final Distribution Plan and Authorize Board for Distribution of Final Dividends for the Year Ended Dec. 31, 2010 | Management | For | For |
| 5 | Reappointment of Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Directors, Supervisors, and Senior Management | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Connected Transactions with a Related Party and Related Annual Caps | Management | For | For |
| 2 | Authorize Any One Director to Do All Such Things and Acts Necessary to Necessary to Implement the Continuing Connected Transactions | Management | For | For |
| ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: STJ
SECURITY ID: 790849103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard R. Devenuti | Management | For | For |
| 2 | Elect Director Thomas H. Garrett, III | Management | For | For |
| 3 | Elect Director Wendy L. Yarno | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Declassify the Board of Directors | Shareholder | None | For |
| 8 | Ratify Auditors | Management | For | For |
| THE COOPER COMPANIES, INC.
MEETING DATE: MAR 16, 2011 |
||||
|
TICKER: COO
SECURITY ID: 216648402
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director A. Thomas Bender | Management | For | For |
| 2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 3 | Elect Director Jody S. Lindell | Management | For | For |
| 4 | Elect Director Donald Press | Management | For | For |
| 5 | Elect Director Steven Rosenberg | Management | For | For |
| 6 | Elect Director Allan E. Rubenstein | Management | For | For |
| 7 | Elect Director Robert S. Weiss | Management | For | For |
| 8 | Elect Director Stanley Zinberg | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: TMO
SECURITY ID: 883556102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Thomas J. Lynch | Management | For | For |
| 2 | Elect Director William G. Parrett | Management | For | For |
| 3 | Elect Director Michael E. Porter | Management | For | For |
| 4 | Elect Director Scott M. Sperling | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| TORNIER NV
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: TRNX
SECURITY ID: N87237108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Pascal E.R. Girin as Director | Management | For | Did Not Vote |
| 1b | Elect Alain Tornier as Director | Management | For | Did Not Vote |
| 1c | Elect Elizabeth H. Weatherman as Director | Management | For | Did Not Vote |
| 2 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Approve Remuneration of Executives | Management | For | Did Not Vote |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | Did Not Vote |
| 5 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 6 | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
| 7 | Other Business (Non-Voting) | Management | None | None |
| VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: MAY 16, 2011 |
||||
|
TICKER: VRX
SECURITY ID: 91911K102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert A. Ingram as Director | Management | For | For |
| 1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
| 1.3 | Elect G. Mason Morfit as Director | Management | For | For |
| 1.4 | Elect Laurence E. Paul as Director | Management | For | For |
| 1.5 | Elect J. Michael Pearson as Director | Management | For | For |
| 1.6 | Elect Robert N. Power as Director | Management | For | For |
| 1.7 | Elect Norma A. Provencio as Director | Management | For | For |
| 1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
| 1.9 | Elect Katharine Stevenson as Director | Management | For | For |
| 1.10 | Elect Michael R. Van Every as Director | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VARIAN MEDICAL SYSTEMS, INC.
MEETING DATE: FEB 10, 2011 |
||||
|
TICKER: VAR
SECURITY ID: 92220P105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.2 | Elect Director Richard M. Levy | Management | For | For |
| 1.3 | Elect Director Venkatraman Thyagarajan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| VASCULAR SOLUTIONS, INC.
MEETING DATE: APR 22, 2011 |
||||
|
TICKER: VASC
SECURITY ID: 92231M109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Erb | Management | For | For |
| 1.2 | Elect Director Michael Kopp | Management | For | For |
| 1.3 | Elect Director Richard Nigon | Management | For | For |
| 1.4 | Elect Director Paul O'Connell | Management | For | For |
| 1.5 | Elect Director Howard Root | Management | For | For |
| 1.6 | Elect Director Jorge Saucedo | Management | For | For |
| 1.7 | Elect Director Martin Emerson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| VOLCANO CORPORATION
MEETING DATE: JUL 29, 2010 |
||||
|
TICKER: VOLC
SECURITY ID: 928645100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kieran T. Gallahue | Management | For | For |
| 1.2 | Elect Director Alexis V. Lukianov | Management | For | For |
| 1.3 | Elect Director John Onopchenko | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| WRIGHT MEDICAL GROUP, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: WMGI
SECURITY ID: 98235T107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary D. Blackford | Management | For | For |
| 1.2 | Elect Director Martin J. Emerson | Management | For | Withhold |
| 1.3 | Elect Director Lawrence W. Hamilton | Management | For | Withhold |
| 1.4 | Elect Director Ronald K. Labrum | Management | For | For |
| 1.5 | Elect Director John L. Miclot | Management | For | For |
| 1.6 | Elect Director Amy S. Paul | Management | For | For |
| 1.7 | Elect Director Robert J. Quillinan | Management | For | For |
| 1.8 | Elect Director David D. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ZIMMER HOLDINGS, INC.
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: ZMH
SECURITY ID: 98956P102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Betsy J. Bernard | Management | For | For |
| 2 | Elect Director Marc N. Casper | Management | For | For |
| 3 | Elect Director David C. Dvorak | Management | For | For |
| 4 | Elect Director Larry C. Glasscock | Management | For | For |
| 5 | Elect Director Robert A. Hagemann | Management | For | For |
| 6 | Elect Director Arthur J. Higgins | Management | For | For |
| 7 | Elect Director John L. McGoldrick | Management | For | For |
| 8 | Elect Director Cecil B. Pickett | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT MULTIMEDIA PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: AKAM
SECURITY ID: 00971T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director C. Kim Goodwin | Management | For | For |
| 2 | Elect Director David W. Kenny | Management | For | For |
| 3 | Elect Director Peter J. Kight | Management | For | For |
| 4 | Elect Director Frederic V. Salerno | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Ratify Auditors | Management | For | For |
| AOL INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: AOL
SECURITY ID: 00184X105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Tim Armstrong | Management | For | For |
| 2 | Elect Director Richard Dalzell | Management | For | For |
| 3 | Elect Director Karen Dykstra | Management | For | For |
| 4 | Elect Director Alberto Ibarguen | Management | For | For |
| 5 | Elect Director Susan Lyne | Management | For | For |
| 6 | Elect Director Patricia Mitchell | Management | For | For |
| 7 | Elect Director Fredric Reynolds | Management | For | For |
| 8 | Elect Director James Stengel | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ARBITRON INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: ARB
SECURITY ID: 03875Q108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director David W. Devonshire | Management | For | For |
| 1.3 | Elect Director John A. Dimling | Management | For | For |
| 1.4 | Elect Director Erica Farber | Management | For | For |
| 1.5 | Elect Director Philip Guarascio | Management | For | For |
| 1.6 | Elect Director William T. Kerr | Management | For | For |
| 1.7 | Elect Director Larry E. Kittelberger | Management | For | For |
| 1.8 | Elect Director Luis G. Nogales | Management | For | For |
| 1.9 | Elect Director Richard A. Post | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BELO CORP.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: BLC
SECURITY ID: 080555105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert W. Decherd | Management | For | For |
| 1.2 | Elect Director Dunia A. Shive | Management | For | For |
| 1.3 | Elect Director M. Anne Szostak | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CABLEVISION SYSTEMS CORPORATION
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: CVC
SECURITY ID: 12686C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Zachary W. Carter | Management | For | For |
| 1.2 | Elect Director Thomas V. Reifenheiser | Management | For | For |
| 1.3 | Elect Director John R. Ryan | Management | For | For |
| 1.4 | Elect Director Vincent Tese | Management | For | For |
| 1.5 | Elect Director Leonard Tow | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CINEMARK HOLDINGS, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: CNK
SECURITY ID: 17243V102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven P. Rosenberg | Management | For | For |
| 1.2 | Elect Director Enrique F. Senior | Management | For | For |
| 1.3 | Elect Director Donald G. Soderquist | Management | For | For |
| 1.4 | Elect Director Roger T. Staubach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CINEMAX INDIA LTD.
MEETING DATE: AUG 03, 2010 |
||||
|
TICKER: 532807
SECURITY ID: Y16365101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend on Preference Shares | Management | For | For |
| 3 | Approve Dividend on Equity Shares of INR 1.20 Per Share | Management | For | For |
| 4 | Reappoint K. Sinha as Director | Management | For | For |
| 5 | Approve Walker, Chandiok & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Revision in Remuneration of R.B. Kanakia, Executive Chairman | Management | For | For |
| 7 | Approve Revision in Remuneration of H.B. Kanakia, Managing Director | Management | For | For |
| COMCAST CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: CMCSA
SECURITY ID: 20030N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Joseph J. Collins | Management | For | For |
| 1.6 | Elect Director J. Michael Cook | Management | For | For |
| 1.7 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | Against |
| 5 | Amend Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| CYBERAGENT, INC.
MEETING DATE: DEC 17, 2010 |
||||
|
TICKER: 4751
SECURITY ID: J1046G108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 2200 | Management | For | For |
| 2.1 | Elect Director Susumu Fujita | Management | For | For |
| 2.2 | Elect Director Yuusuke Hidaka | Management | For | For |
| 2.3 | Elect Director Shinichi Saijou | Management | For | For |
| 2.4 | Elect Director Gou Nakayama | Management | For | For |
| 2.5 | Elect Director Yasuo Okamoto | Management | For | For |
| 2.6 | Elect Director Tetsuhito Soyama | Management | For | For |
| 2.7 | Elect Director Hiroyuki Ishii | Management | For | For |
| 2.8 | Elect Director Takahito Naitou | Management | For | For |
| 3.1 | Appoint Statutory Auditor Touko Shiotsuki | Management | For | For |
| 3.2 | Appoint Statutory Auditor Masao Horiuchi | Management | For | For |
| 4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| DEMAND MEDIA, INC.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: DMD
SECURITY ID: 24802N109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John A. Hawkins | Management | For | Against |
| 2 | Elect Director Victor E. Parker | Management | For | Against |
| 3 | Elect Director Joshua G. James | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| DENTSU INC.
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: 4324
SECURITY ID: J1207N108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Ishii, Tadashi | Management | For | For |
| 3.2 | Elect Director Takashima, Tatsuyoshi | Management | For | For |
| 3.3 | Elect Director Tachibana, Masuo | Management | For | For |
| 3.4 | Elect Director Nakamoto, Shoichi | Management | For | For |
| 3.5 | Elect Director Utsumi, Tomoki | Management | For | For |
| 3.6 | Elect Director Sugimoto, Akira | Management | For | For |
| 3.7 | Elect Director Shimura, Kaoru | Management | For | For |
| 3.8 | Elect Director Kato, Yuzuru | Management | For | For |
| 3.9 | Elect Director Akiyama, Ryuuhei | Management | For | For |
| 3.10 | Elect Director Ishikawa, Satoshi | Management | For | For |
| 3.11 | Elect Director Nakata, Masahiro | Management | For | For |
| 4 | Appoint Statutory Auditor Hasegawa, Toshiaki | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| DIRECTV
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: DTV
SECURITY ID: 25490A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David B. Dillon | Management | For | For |
| 1.2 | Elect Director Samuel A. DiPiazza, Jr. | Management | For | For |
| 1.3 | Elect Director Lorrie M. Norrington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Authorized Class B Shares, Eliminate Class C Common Stock and Deletion of Rights to Call Special Meetings to Certain Stockholders | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: DISCA
SECURITY ID: 25470F104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert R. Bennett | Management | For | For |
| 1.2 | Elect Director John C. Malone | Management | For | For |
| 1.3 | Elect Director David M. Zaslav | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| DISH NETWORK CORPORATION
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: DISH
SECURITY ID: 25470M109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Defranco | Management | For | For |
| 1.2 | Elect Director Cantey Ergen | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.5 | Elect Director Gary S. Howard | Management | For | For |
| 1.6 | Elect Director David K. Moskowitz | Management | For | For |
| 1.7 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.8 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Adopt a Recapitalization Plan | Shareholder | Against | For |
| 6 | Other Business | Management | For | Against |
| DREAMWORKS ANIMATION SKG, INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: DWA
SECURITY ID: 26153C103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey Katzenberg | Management | For | For |
| 1.2 | Elect Director Roger A. Enrico | Management | For | For |
| 1.3 | Elect Director Lewis Coleman | Management | For | For |
| 1.4 | Elect Director Harry Brittenham | Management | For | For |
| 1.5 | Elect Director Thomas Freston | Management | For | Withhold |
| 1.6 | Elect Director Judson C. Green | Management | For | For |
| 1.7 | Elect Director Mellody Hobson | Management | For | For |
| 1.8 | Elect Director Michael Montgomery | Management | For | For |
| 1.9 | Elect Director Nathan Myhrvold | Management | For | For |
| 1.10 | Elect Director Richard Sherman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EBAY INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: EBAY
SECURITY ID: 278642103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Fred D. Anderson | Management | For | For |
| 2 | Elect Director Edward W. Barnholt | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director John J. Donahoe | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| GANNETT CO., INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: GCI
SECURITY ID: 364730101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John E. Cody | Management | For | For |
| 1.2 | Elect Director Craig A. Dubow | Management | For | For |
| 1.3 | Elect Director Howard D. Elias | Management | For | For |
| 1.4 | Elect Director Arthur H. Harper | Management | For | For |
| 1.5 | Elect Director John Jeffry Louis | Management | For | For |
| 1.6 | Elect Director Marjorie Magner | Management | For | For |
| 1.7 | Elect Director Scott K. McCune | Management | For | For |
| 1.8 | Elect Director Duncan M. McFarland | Management | For | For |
| 1.9 | Elect Director Neal Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GOOGLE INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: GOOG
SECURITY ID: 38259P508
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
| GREE,INC.
MEETING DATE: SEP 28, 2010 |
||||
|
TICKER: 3632
SECURITY ID: J18807107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 25 | Management | For | For |
| 2 | Amend Articles To Increase Maximum Number of Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Yoshikazu Tanaka | Management | For | For |
| 3.2 | Elect Director Koutarou Yamagishi | Management | For | For |
| 3.3 | Elect Director Masaki Fujimoto | Management | For | For |
| 3.4 | Elect Director Naoki Aoyagi | Management | For | For |
| 3.5 | Elect Director Toshitake Amamiya | Management | For | For |
| 3.6 | Elect Director Takeshi Natsuno | Management | For | For |
| 4 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
| KABEL DEUTSCHLAND HOLDING AG
MEETING DATE: OCT 20, 2010 |
||||
|
TICKER: KD8
SECURITY ID: D6424C104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | For | For |
| 4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Participation in Supervisory Board Meetings | Management | For | For |
| LAMAR ADVERTISING COMPANY
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: LAMR
SECURITY ID: 512815101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Maxwell Hamilton | Management | For | For |
| 1.2 | Elect Director John E. Koerner, III | Management | For | For |
| 1.3 | Elect Director Stephen P. Mumblow | Management | For | For |
| 1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For |
| 1.5 | Elect Director Anna Reilly | Management | For | For |
| 1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | For |
| 1.7 | Elect Director Wendell Reilly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| LIBERTY MEDIA CORPORATION
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: LINTA
SECURITY ID: 53071M302
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Restructuring Plan of Liberty Capital Tracking Stock | Management | For | For |
| 2 | Approve Restructuring Plan of Liberty Starz Tracking Stock | Management | For | For |
| LIBERTY MEDIA CORPORATION
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: LINTA
SECURITY ID: 53071M708
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Restructuring Plan of Liberty Capital Tracking Stock | Management | For | For |
| 2 | Approve Restructuring Plan of Liberty Starz Tracking Stock | Management | For | For |
| LIONS GATE ENTERTAINMENT CORP.
MEETING DATE: DEC 14, 2010 |
||||
|
TICKER: LGF
SECURITY ID: 535919203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (Blue Card) | ||||
| 1.1 | Elect Director Norman Bacal | Management | For | For |
| 1.2 | Elect Director Michael Burns | Management | For | For |
| 1.3 | Elect Director Arthur Evrensel | Management | For | For |
| 1.4 | Elect Director Jon Feltheimer | Management | For | For |
| 1.5 | Elect Director Frank Giustra | Management | For | For |
| 1.6 | Elect Director Morley Koffman | Management | For | For |
| 1.7 | Elect Director Harald Ludwig | Management | For | For |
| 1.8 | Elect Director G. Scott Paterson | Management | For | For |
| 1.9 | Elect Director Mark H. Rachesky | Management | For | For |
| 1.10 | Elect Director Daryl Simm | Management | For | For |
| 1.11 | Elect Director Hardwick Simmons | Management | For | For |
| 1.12 | Elect Director Phyllis Yaffe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1.1 | Elect DirectorJay Firestone | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Michael Dornemann | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Christopher J. McGurk | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Daniel A. Ninivaggi | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director Harold T. Shapiro | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Norman Bacal | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Arthur Evrensel | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Jon Feltheimer | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - Frank Giustra | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee - Morley Koffman | Shareholder | For | Did Not Vote |
| 1.11 | Management Nominee - Daryl Simm | Shareholder | For | Did Not Vote |
| 1.12 | Management Nominee - Phyllis Yaffe | Shareholder | For | Did Not Vote |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
| LIVE NATION ENTERTAINMENT, INC.
MEETING DATE: DEC 02, 2010 |
||||
|
TICKER: LYV
SECURITY ID: 538034109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irving L. Azoff | Management | For | For |
| 1.2 | Elect Director Mark Carleton | Management | For | For |
| 1.3 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.4 | Elect Director Michael Rapino | Management | For | For |
| 1.5 | Elect Director Mark S. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| LIVE NATION ENTERTAINMENT, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: LYV
SECURITY ID: 538034109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Dolgen | Management | For | For |
| 1.2 | Elect Director Robert Ted Enloe, III | Management | For | For |
| 1.3 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1.4 | Elect Director James S. Kahan | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| MARTHA STEWART LIVING OMNIMEDIA, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: MSO
SECURITY ID: 573083102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charlotte Beers | Management | For | For |
| 1.2 | Elect Director Frederic Fekkai | Management | For | For |
| 1.3 | Elect Director Arlen Kantarian | Management | For | For |
| 1.4 | Elect Director Charles A. Koppelman | Management | For | For |
| 1.5 | Elect Director William A. Roskin | Management | For | For |
| 1.6 | Elect Director Claudia Slacik | Management | For | For |
| 1.7 | Elect Director Todd Slotkin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Each Share an Equal Vote | Shareholder | Against | For |
| MEDIACOM COMMUNICATIONS CORPORATION
MEETING DATE: MAR 04, 2011 |
||||
|
TICKER: MCCC
SECURITY ID: 58446K105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| MERCADOLIBRE, INC.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: MELI
SECURITY ID: 58733R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anton J. Levy | Management | For | Withhold |
| 1.2 | Elect Director Michael Spence | Management | For | Withhold |
| 1.3 | Elect Director Mario Eduardo Vazquez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| NATIONAL CINEMEDIA, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: NCMI
SECURITY ID: 635309107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kurt C. Hall | Management | For | For |
| 1.2 | Elect Director Lawrence A. Goodman | Management | For | For |
| 1.3 | Elect Director Scott N. Schneider | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| NEWS CORPORATION
MEETING DATE: OCT 15, 2010 |
||||
|
TICKER: NWS
SECURITY ID: 65248E203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jose Maria Aznar | Management | For | For |
| 1.2 | Elect Director Natalie Bancroft | Management | For | For |
| 1.3 | Elect Director Peter L. Barnes | Management | For | For |
| 1.4 | Elect Director Chase Carey | Management | For | For |
| 1.5 | Elect Director Kenneth E. Cowley | Management | For | For |
| 1.6 | Elect Director David F. DeVoe | Management | For | For |
| 1.7 | Elect Director Viet Dinh | Management | For | For |
| 1.8 | Elect Director Sir Roderick I. Eddington | Management | For | For |
| 1.9 | Elect Director Andrew S.B. Knight | Management | For | For |
| 1.10 | Elect Director James R. Murdoch | Management | For | For |
| 1.11 | Elect Director K. Rupert Murdoch | Management | For | For |
| 1.12 | Elect Director Lachlan K. Murdoch | Management | For | For |
| 1.13 | Elect Director Thomas J. Perkins | Management | For | For |
| 1.14 | Elect Director Arthur M. Siskind | Management | For | For |
| 1.15 | Elect Director John L. Thornton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Establish Human Rights Committee | Shareholder | Against | Abstain |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| NHN CORP.
MEETING DATE: MAR 25, 2011 |
||||
|
TICKER: 035420
SECURITY ID: Y6347M103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1.1 | Reelect Kim Sang-Heon as Inside Director | Management | For | Against |
| 3.1.2 | Reelect Lee Joon-Ho as Inside Director | Management | For | Against |
| 3.1.3 | Reelect Hwang In-Joon as Inside Director | Management | For | Against |
| 3.2 | Reelct Yoon Jae-Seung as Outside Director | Management | For | Against |
| 4 | Reelect Yoon Jae-Seung as Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| NII HOLDINGS, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: NIHD
SECURITY ID: 62913F201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Herington | Management | For | For |
| 1.2 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.3 | Elect Director John W. Risner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| OMNICOM GROUP INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: OMC
SECURITY ID: 681919106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John D. Wren | Management | For | For |
| 2 | Elect Director Bruce Crawford | Management | For | For |
| 3 | Elect Director Alan R. Batkin | Management | For | For |
| 4 | Elect Director Robert Charles Clark | Management | For | For |
| 5 | Elect Director Leonard S. Coleman, Jr. | Management | For | For |
| 6 | Elect Director Errol M. Cook | Management | For | For |
| 7 | Elect Director Susan S. Denison | Management | For | For |
| 8 | Elect Director Michael A. Henning | Management | For | For |
| 9 | Elect Director John R. Murphy | Management | For | For |
| 10 | Elect Director John R. Purcell | Management | For | For |
| 11 | Elect Director Linda Johnson Rice | Management | For | For |
| 12 | Elect Director Gary L. Roubos | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Management | For | Against |
| 15 | Reduce Supermajority Vote Requirement | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PRICELINE.COM INCORPORATED
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: PCLN
SECURITY ID: 741503403
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.2 | Elect Director Ralph M. Bahna | Management | For | For |
| 1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| REACHLOCAL, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: RLOC
SECURITY ID: 75525F104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Carlick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| REGAL ENTERTAINMENT GROUP
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: RGC
SECURITY ID: 758766109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen A. Kaplan | Management | For | For |
| 1.2 | Elect Director Jack Tyrrell | Management | For | For |
| 1.3 | Elect Director Nestor R. Weigand, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ROVI CORPORATION
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: ROVI
SECURITY ID: 779376102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
| 1.4 | Elect Director James E. Meyer | Management | For | For |
| 1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
| 1.6 | Elect Director Ruthann Quindlen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SCRIPPS NETWORKS INTERACTIVE, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: SNI
SECURITY ID: 811065101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Galloway | Management | For | Withhold |
| 1.2 | Elect Director Dale Pond | Management | For | Withhold |
| 1.3 | Elect Director Ronald W. Tysoe | Management | For | Withhold |
| SINCLAIR BROADCAST GROUP, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: SBGI
SECURITY ID: 829226109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David D. Smith | Management | For | For |
| 1.2 | Elect Director Frederick G. Smith | Management | For | For |
| 1.3 | Elect Director J. Duncan Smith | Management | For | For |
| 1.4 | Elect Director Robert E. Smith | Management | For | For |
| 1.5 | Elect Director Basil A. Thomas | Management | For | For |
| 1.6 | Elect Director Lawrence E. McCanna | Management | For | For |
| 1.7 | Elect Director Daniel C. Keith | Management | For | For |
| 1.8 | Elect Director Martin R. Leader | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SIRIUS XM RADIO INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: SIRI
SECURITY ID: 82967N108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Driector Joan L. Amble | Management | For | For |
| 2 | Elect Driector Leon D. Black | Management | For | Against |
| 3 | Elect Driector Lawrence F. Gilberti | Management | For | For |
| 4 | Elect Driector Eddy W. Hartenstein | Management | For | For |
| 5 | Elect Driector James P. Holden | Management | For | For |
| 6 | Elect Driector Mel Karmazin | Management | For | For |
| 7 | Elect Driector James F. Mooney | Management | For | For |
| 8 | Elect Driector Jack Shaw | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SUPPORT.COM, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: SPRT
SECURITY ID: 86858W101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shawn Farshchi | Management | For | For |
| 1.2 | Elect Director Mark Fries | Management | For | For |
| 1.3 | Elect Director Michael Linton | Management | For | For |
| 1.4 | Elect Director J. Martin O'Malley | Management | For | For |
| 1.5 | Elect Director Joshua Pickus | Management | For | For |
| 1.6 | Elect Director Toni Portmann | Management | For | For |
| 1.7 | Elect Director Jim Stephens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| THE INTERPUBLIC GROUP OF COMPANIES, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: IPG
SECURITY ID: 460690100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Reginald K. Brack | Management | For | For |
| 2 | Elect Director Jocelyn Carter-Miller | Management | For | For |
| 3 | Elect Director Jill M. Considine | Management | For | For |
| 4 | Elect Director Richard A. Goldstein | Management | For | For |
| 5 | Elect Director H. John Greeniaus | Management | For | For |
| 6 | Elect Director Mary J. Steele | Management | For | For |
| 7 | Elect Director William T. Kerr | Management | For | For |
| 8 | Elect Director Michael I. Roth | Management | For | For |
| 9 | Elect Director David M. Thomas | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| THE KNOT, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: KNOT
SECURITY ID: 499184109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Liu | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| THE MCGRAW-HILL COMPANIES, INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: MHP
SECURITY ID: 580645109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Pedro Aspe | Management | For | For |
| 2 | Elect Director Winfried Bischoff | Management | For | For |
| 3 | Elect Director Douglas N. Daft | Management | For | For |
| 4 | Elect Director William D. Green | Management | For | For |
| 5 | Elect Director Linda Koch Lorimer | Management | For | For |
| 6 | Elect Director Harold McGraw III | Management | For | For |
| 7 | Elect Director Robert P. McGraw | Management | For | For |
| 8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 9 | Elect Director Michael Rake | Management | For | For |
| 10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 11 | Elect Director Kurt L. Schmoke | Management | For | For |
| 12 | Elect Director Sidney Taurel | Management | For | For |
| 13 | Provide Right to Call Special Meeting | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| THE NEW YORK TIMES COMPANY
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: NYT
SECURITY ID: 650111107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul E. Cesan | Management | For | For |
| 1.2 | Elect Director Ellen R. Marram | Management | For | For |
| 1.3 | Elect Director Thomas Middelhoff | Management | For | For |
| 1.4 | Elect Director Doreen A. Toben | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| THE WALT DISNEY COMPANY
MEETING DATE: MAR 23, 2011 |
||||
|
TICKER: DIS
SECURITY ID: 254687106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Prohibit Retesting Performance Goals | Shareholder | Against | Against |
| THE WASHINGTON POST COMPANY
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: WPO
SECURITY ID: 939640108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher C. Davis | Management | For | For |
| 1.2 | Elect Director John L. Dotson Jr. | Management | For | For |
| 1.3 | Elect Director Anne M. Mulcahy | Management | For | For |
| TIME WARNER CABLE INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: TWC
SECURITY ID: 88732J207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Carole Black | Management | For | For |
| 2 | Elect Director Glenn A. Britt | Management | For | For |
| 3 | Elect Director Thomas H. Castro | Management | For | For |
| 4 | Elect Director David C. Chang | Management | For | For |
| 5 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 6 | Elect Director Peter R. Haje | Management | For | For |
| 7 | Elect Director Donna A. James | Management | For | For |
| 8 | Elect Director Don Logan | Management | For | For |
| 9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 10 | Elect Director Wayne H. Pace | Management | For | For |
| 11 | Elect Director Edward D. Shirley | Management | For | For |
| 12 | Elect Director John E. Sununu | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TIME WARNER INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: TWX
SECURITY ID: 887317303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director William P. Barr | Management | For | For |
| 3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Director Frank J. Caufield | Management | For | For |
| 6 | Elect Director Robert C. Clark | Management | For | For |
| 7 | Elect Director Mathias Dopfner | Management | For | For |
| 8 | Elect Director Jessica P. Einhorn | Management | For | For |
| 9 | Elect Director Fred Hassan | Management | For | For |
| 10 | Elect Director Michael A. Miles | Management | For | For |
| 11 | Elect Director Kenneth J. Novack | Management | For | For |
| 12 | Elect Director Paul D. Wachter | Management | For | For |
| 13 | Elect Director Deborah C. Wright | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| VALASSIS COMMUNICATIONS, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: VCI
SECURITY ID: 918866104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 2 | Elect Director Patrick F. Brennan | Management | For | For |
| 3 | Elect Director Kenneth V. Darish | Management | For | For |
| 4 | Elect Director Walter H. Ku | Management | For | For |
| 5 | Elect Director Robert L. Recchia | Management | For | For |
| 6 | Elect Director Thomas J. Reddin | Management | For | For |
| 7 | Elect Director Alan F. Schultz | Management | For | For |
| 8 | Elect Director Wallace S. Snyder | Management | For | For |
| 9 | Elect Director Faith Whittlesey | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Adjourn Meeting | Management | For | Against |
| VIRGIN MEDIA INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: VMED
SECURITY ID: 92769L101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Chiddix | Management | For | For |
| 1.2 | Elect Director William R. Huff | Management | For | For |
| 1.3 | Elect Director James F. Mooney | Management | For | For |
| 1.4 | Elect Director John N. Rigsby | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WARNER MUSIC GROUP CORP.
MEETING DATE: FEB 22, 2011 |
||||
|
TICKER: WMG
SECURITY ID: 934550104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edgar Bronfman, Jr. | Management | For | For |
| 1.2 | Elect Director Shelby W. Bonnie | Management | For | For |
| 1.3 | Elect Director Richard Bressler | Management | For | For |
| 1.4 | Elect Director John P. Connaughton | Management | For | For |
| 1.5 | Elect Director Phyllis E. Grann | Management | For | For |
| 1.6 | Elect Director Michele J. Hooper | Management | For | For |
| 1.7 | Elect Director Scott L. Jaeckel | Management | For | For |
| 1.8 | Elect Director Seth W. Lawry | Management | For | For |
| 1.9 | Elect Director Thomas H. Lee | Management | For | For |
| 1.10 | Elect Director Ian Loring | Management | For | For |
| 1.11 | Elect Director Mark E. Nunnelly | Management | For | For |
| 1.12 | Elect Director Scott M. Sperling | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| WPP PLC
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: WPP
SECURITY ID: G9787K108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve the Corporate Responsibility Report | Management | For | For |
| 4 | Amend Articles of Association Re: Annual Re-election of Directors | Management | For | For |
| 5 | Elect Ruigang Li as Director | Management | For | For |
| 6 | Elect Solomon Trujillo as Director | Management | For | For |
| 7 | Re-elect Colin Day as Director | Management | For | For |
| 8 | Re-elect Esther Dyson as Director | Management | For | For |
| 9 | Re-elect Orit Gadiesh as Director | Management | For | For |
| 10 | Re-elect Philip Lader as Director | Management | For | For |
| 11 | Re-elect Stanley Morten as Director | Management | For | For |
| 12 | Re-elect Koichiro Naganuma as Director | Management | For | Against |
| 13 | Re-elect Lubna Olayan as Director | Management | For | For |
| 14 | Re-elect John Quelch as Director | Management | For | For |
| 15 | Re-elect Mark Read as Director | Management | For | For |
| 16 | Re-elect Paul Richardson as Director | Management | For | For |
| 17 | Re-elect Jeffrey Rosen as Director | Management | For | For |
| 18 | Re-elect Timothy Shriver as Director | Management | For | For |
| 19 | Re-elect Sir Martin Sorrell as Director | Management | For | For |
| 20 | Re-elect Paul Spencer as Director | Management | For | For |
| 21 | Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 23 | Approve Increase in Maximum Annual Aggregate Fees of the Directors | Management | For | For |
| 24 | Approve Scrip Dividend | Management | For | For |
| 25 | Authorise Market Purchase | Management | For | For |
| 26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
VOTE SUMMARY REPORT
SELECT NATURAL GAS PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AFRICA OIL CORP.
MEETING DATE: MAY 30, 2011 |
||||
|
TICKER: AOI
SECURITY ID: 00829Q101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith C. Hill | Management | For | For |
| 1.2 | Elect Director J. Cameron Bailey | Management | For | For |
| 1.3 | Elect Director Gary S. Guidry | Management | For | For |
| 1.4 | Elect Director Bryan M. Benitz | Management | For | For |
| 1.5 | Elect Director John H. Craig | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| 4 | Authorize Proxyholder to Vote on Any Amendment to Previous Resolutions | Management | For | Against |
| AGL RESOURCES INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: AGL
SECURITY ID: 001204106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sandra N. Bane | Management | For | For |
| 1.2 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1.3 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.4 | Elect Director Dean R. O'Hare | Management | For | For |
| 1.5 | Elect Director James A. Rubright | Management | For | For |
| 1.6 | Elect Director John W. Somerhalder II | Management | For | For |
| 1.7 | Elect Director Bettina M. Whyte | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AGL RESOURCES INC.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: AGL
SECURITY ID: 001204106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Increase in Size of Board | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| AKER DRILLING ASA
MEETING DATE: APR 05, 2011 |
||||
|
TICKER: AKD
SECURITY ID: R01667105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2.1 | Receive Financial Statements and Statutory Reports; Questions for Management | Management | None | None |
| 2.2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2.3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 2.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 2.5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 3 | Instructions for the Nominating Committee | Management | For | Did Not Vote |
| ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: APC
SECURITY ID: 032511107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John R. Butler, Jr. | Management | For | For |
| 2 | Elect Director Kevin P. Chilton | Management | For | For |
| 3 | Elect Director Luke R. Corbett | Management | For | For |
| 4 | Elect Director H. Paulett Eberhart | Management | For | For |
| 5 | Elect Director Preston M. Geren, III | Management | For | For |
| 6 | Elect Director John R. Gordon | Management | For | For |
| 7 | Elect Director James T. Hackett | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| 12 | Require Independent Board Chairman | Shareholder | Against | Against |
| 13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| APACHE CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: APA
SECURITY ID: 037411105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director G. Steven Farris | Management | For | For |
| 2 | Elect Director Randolph M. Ferlic | Management | For | For |
| 3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
| 4 | Elect Director John A. Kocur | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Increase Authorized Common Stock | Management | For | For |
| 9 | Increase Authorized Preferred Stock | Management | For | Against |
| 10 | Approve Omnibus Stock Plan | Management | For | Against |
| ATMOS ENERGY CORPORATION
MEETING DATE: FEB 09, 2011 |
||||
|
TICKER: ATO
SECURITY ID: 049560105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Kim R. Cocklin | Management | For | For |
| 2 | Elect Director Richard W. Douglas | Management | For | For |
| 3 | Elect Director Ruben E. Esquivel | Management | For | For |
| 4 | Elect Director Richard K. Gordon | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BAKER HUGHES INCORPORATED
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: BHI
SECURITY ID: 057224107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.5 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.6 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.7 | Elect Director James A. Lash | Management | For | For |
| 1.8 | Elect Director J. Larry Nichols | Management | For | For |
| 1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.10 | Elect Director J. W. Stewart | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| BG GROUP PLC
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: BG.
SECURITY ID: G1245Z108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Fabio Barbosa as Director | Management | For | For |
| 5 | Elect Caio Koch-Weser as Director | Management | For | For |
| 6 | Elect Patrick Thomas as Director | Management | For | For |
| 7 | Re-elect Peter Backhouse as Director | Management | For | For |
| 8 | Re-elect Frank Chapman as Director | Management | For | For |
| 9 | Re-elect Baroness Hogg as Director | Management | For | For |
| 10 | Re-elect Dr John Hood as Director | Management | For | For |
| 11 | Re-elect Martin Houston as Director | Management | For | For |
| 12 | Re-elect Sir David Manning as Director | Management | For | For |
| 13 | Re-elect Mark Seligman as Director | Management | For | For |
| 14 | Re-elect Philippe Varin as Director | Management | For | For |
| 15 | Re-elect Sir Robert Wilson as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| BP PLC
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: BP.
SECURITY ID: 055622104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Paul Anderson as Director | Management | For | For |
| 4 | Re-elect Antony Burgmans as Director | Management | For | For |
| 5 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 6 | Re-elect Sir William Castell as Director | Management | For | Against |
| 7 | Re-elect Iain Conn as Director | Management | For | For |
| 8 | Re-elect George David as Director | Management | For | For |
| 9 | Re-elect Ian Davis as Director | Management | For | For |
| 10 | Re-elect Robert Dudley as Director | Management | For | For |
| 11 | Re-elect Dr Byron Grote as Director | Management | For | For |
| 12 | Elect Frank Bowman as Director | Management | For | For |
| 13 | Elect Brendan Nelson as Director | Management | For | For |
| 14 | Elect Phuthuma Nhleko as Director | Management | For | For |
| 15 | Re-elect Carl-Henric Svanberg as Director | Management | For | Against |
| 16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 17 | Authorise Market Purchase | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Amend ShareMatch Plan | Management | For | Against |
| 23 | Amend Sharesave UK Plan 2001 | Management | For | For |
| CANADIAN NATURAL RESOURCES LIMITED
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: CNQ
SECURITY ID: 136385101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect C.M. Best, S.W. Laut, N.M. Edwards, Keith A.J. MacPhail, T.W. Faithfull, A.P. Markin, G.A. Filmon, F.J. McKenna, C.L. Fong, J.S. Palmer, G.D. Giffin, E.R. Smith, W.A. Gobert, and D.A. Tuer as Directors | Management | For | For |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Gary A. Filmon | Management | For | For |
| 1.5 | Elect Director Christopher L. Fong | Management | For | For |
| 1.6 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.8 | Elect Director Steve W. Laut | Management | For | For |
| 1.9 | Elect Director Keith A.J. MacPhail | Management | For | For |
| 1.10 | Elect Director Allan P. Markin | Management | For | For |
| 1.11 | Elect Director Frank J. McKenna | Management | For | For |
| 1.12 | Elect Director James S. Palmer | Management | For | For |
| 1.13 | Elect Director Eldon R. Smith | Management | For | For |
| 1.14 | Elect Director David A. Tuer | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CGX ENERGY INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: OYL
SECURITY ID: 125405100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Kerry Sully, Denis Clement, John Cullen, Stephen Hermeston, Adrian Jackson, and Oliver Lennox-King as Directors | Management | For | Withhold |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| 4 | Approve Shareholder Rights Plan | Management | For | For |
| CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: CHK
SECURITY ID: 165167107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aubrey K. McClendon | Management | For | For |
| 1.2 | Elect Director Don Nickles | Management | For | For |
| 1.3 | Elect Director Kathleen M. Eisbrenner | Management | For | For |
| 1.4 | Elect Director Louis A. Simpson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
| CHIYODA CORP.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: 6366
SECURITY ID: J06237101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
| 2.1 | Elect Director Kubota, Takashi | Management | For | For |
| 2.2 | Elect Director Kanno, Yoichi | Management | For | For |
| 2.3 | Elect Director Ogawa, Hiroshi | Management | For | For |
| 2.4 | Elect Director Yokoi, Satoru | Management | For | For |
| 2.5 | Elect Director Obokata, Kazuo | Management | For | For |
| 2.6 | Elect Director Koshizuka, Hiromi | Management | For | For |
| 2.7 | Elect Director Okawa, Kazushi | Management | For | For |
| 2.8 | Elect Director Kawashima, Masahito | Management | For | For |
| 2.9 | Elect Director Shibuya, Shogo | Management | For | For |
| DENBURY RESOURCES INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: DNR
SECURITY ID: 247916208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wieland F. Wettstein | Management | For | For |
| 1.2 | Elect Director Michael L. Beatty | Management | For | For |
| 1.3 | Elect Director Michael B. Decker | Management | For | For |
| 1.4 | Elect Director Ronald G. Greene | Management | For | For |
| 1.5 | Elect Director David I. Heather | Management | For | For |
| 1.6 | Elect Director Gregory L. McMichael | Management | For | For |
| 1.7 | Elect Director Gareth Roberts | Management | For | For |
| 1.8 | Elect Director Phil Rykhoek | Management | For | For |
| 1.9 | Elect Director Randy Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| DEVON ENERGY CORPORATION
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: DVN
SECURITY ID: 25179M103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert H. Henry | Management | For | For |
| 1.2 | Elect Director John A. Hill | Management | For | For |
| 1.3 | Elect Director Michael M. Kanovsky | Management | For | For |
| 1.4 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
| 1.5 | Elect Director J. Larry Nichols | Management | For | For |
| 1.6 | Elect Director Duane C. Radtke | Management | For | For |
| 1.7 | Elect Director Mary P. Ricciardello | Management | For | For |
| 1.8 | Elect Director John Richels | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Amend Certificate of Incorporation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| DOMINION RESOURCES, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: D
SECURITY ID: 25746U109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William P. Barr | Management | For | For |
| 2 | Elect Director Peter W. Brown | Management | For | For |
| 3 | Elect Director George A. Davidson, Jr. | Management | For | For |
| 4 | Elect Director Helen E. Dragas | Management | For | For |
| 5 | Elect Director Thomas F. Farrell II | Management | For | For |
| 6 | Elect Director John W. Harris | Management | For | For |
| 7 | Elect Director Robert S. Jepson, Jr. | Management | For | For |
| 8 | Elect Director Mark J. Kington | Management | For | For |
| 9 | Elect Director Margaret A. McKenna | Management | For | For |
| 10 | Elect Director Frank S. Royal | Management | For | For |
| 11 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 12 | Elect Director David A. Wollard | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Report on Coal Use from Mountaintop Removal Mining | Shareholder | Against | Abstain |
| 17 | Adopt Renewable Energy Production Goal | Shareholder | Against | Abstain |
| 18 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
| 19 | Invest in Renewable Energy and Stop Construction of Nuclear Reactor | Shareholder | Against | Abstain |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 22 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| DOUBLE EAGLE PETROLEUM CO.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: DBLE
SECURITY ID: 258570209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sigmund Balaban | Management | For | For |
| 2 | Elect Director David Wilson | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| DUKE ENERGY CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: DUK
SECURITY ID: 26441C105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Barnet, III | Management | For | For |
| 1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
| 1.3 | Elect Director Michael G. Browning | Management | For | For |
| 1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.5 | Elect Director John H. Forsgren | Management | For | For |
| 1.6 | Elect Director Ann Maynard Gray | Management | For | For |
| 1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.8 | Elect Director E. James Reinsch | Management | For | For |
| 1.9 | Elect Director James T. Rhodes | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Philip R. Sharp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Global Warming Lobbying Activities | Shareholder | Against | Abstain |
| 6 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| EL PASO CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: EP
SECURITY ID: 28336L109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Juan Carlos Braniff | Management | For | For |
| 2 | Elect Director David W. Crane | Management | For | For |
| 3 | Elect Director Douglas L. Foshee | Management | For | For |
| 4 | Elect Director Robert W. Goldman | Management | For | For |
| 5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 6 | Elect Director Thomas R. Hix | Management | For | For |
| 7 | Elect Director Ferrell P. McClean | Management | For | For |
| 8 | Elect Director Timothy J. Probert | Management | For | For |
| 9 | Elect Director Steven J. Shapiro | Management | For | For |
| 10 | Elect Director J. Michael Talbert | Management | For | For |
| 11 | Elect Director Robert F. Vagt | Management | For | For |
| 12 | Elect Director John L. Whitmire | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Ratify Auditors | Management | For | For |
| EOG RESOURCES, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: EOG
SECURITY ID: 26875P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director George A. Alcorn | Management | For | Against |
| 2 | Elect Director Charles R. Crisp | Management | For | Against |
| 3 | Elect Director James C. Day | Management | For | Against |
| 4 | Elect Director Mark G. Papa | Management | For | For |
| 5 | Elect Director H. Leighton Steward | Management | For | Against |
| 6 | Elect Director Donald F. Textor | Management | For | Against |
| 7 | Elect Director Frank G. Wisner | Management | For | Against |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Pro-Rata Vesting on Equity Plans | Shareholder | Against | Against |
| 12 | Report on Political Contributions | Shareholder | Against | Abstain |
| EVERGREEN ENERGY INC.
MEETING DATE: JUL 13, 2010 |
||||
|
TICKER: EEE
SECURITY ID: 30024B104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Guido Bartels | Management | For | For |
| 1.2 | Elect Director William G. Gibson | Management | For | For |
| 1.3 | Elect Director Manual H. Johnson | Management | For | For |
| 1.4 | Elect Director Robert S. Kaplan | Management | For | For |
| 1.5 | Elect Director Richard B. Perl | Management | For | For |
| 1.6 | Elect Director Chester N. Winter | Management | For | For |
| 1.7 | Elect Director Thomas H. Stoner, Jr. | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| FX ENERGY, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: FXEN
SECURITY ID: 302695101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David N. Pierce | Management | For | For |
| 1.2 | Elect Director Dennis B. Goldstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| INTEROIL CORPORATION
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: IOC
SECURITY ID: 460951106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Phil E. Mulacek, Christian M. Vinson, Roger N. Grundy, Gaylen J. Byker, Roger Lewis, and Ford Nicholson as Directors | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MADALENA VENTURES INC
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: MVN
SECURITY ID: 556232106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2 | Elect Barry Larson, Mike Lock, Keith Macdonald, Anthony Potter, Jay Reid, Ray Smith, Dwayne Warkentin, and Ving Woo as Directors | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| MARINER ENERGY, INC.
MEETING DATE: NOV 10, 2010 |
||||
|
TICKER: M7A
SECURITY ID: 56845T305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| NEWFIELD EXPLORATION COMPANY
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: NFX
SECURITY ID: 651290108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lee K. Boothby | Management | For | For |
| 2 | Elect Director Philip J. Burguieres | Management | For | For |
| 3 | Elect Director Pamela J. Gardner | Management | For | For |
| 4 | Elect Director John Randolph Kemp, lll | Management | For | For |
| 5 | Elect Director J. Michael Lacey | Management | For | For |
| 6 | Elect Director Joseph H. Netherland | Management | For | For |
| 7 | Elect Director Howard H. Newman | Management | For | For |
| 8 | Elect Director Thomas G. Ricks | Management | For | For |
| 9 | Elect Director Juanita F. Romans | Management | For | For |
| 10 | Elect Director C. E. (Chuck) Shultz | Management | For | For |
| 11 | Elect Director J. Terry Strange | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NIKO RESOURCES LTD.
MEETING DATE: SEP 09, 2010 |
||||
|
TICKER: NKO
SECURITY ID: 653905109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2 | Elect Edward S. Sampson, C. J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol, and Wendell W. Robinson as Directors | Management | For | Withhold |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | For |
| 5 | Approve Stock Option Plan Grants | Management | For | For |
| NISOURCE INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: NI
SECURITY ID: 65473P105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard A. Abdoo | Management | For | For |
| 2 | Elect Director Steven C. Beering | Management | For | For |
| 3 | Elect Director Michael E. Jesanis | Management | For | For |
| 4 | Elect Director Marty R. Kittrell | Management | For | For |
| 5 | Elect Director W. Lee Nutter | Management | For | For |
| 6 | Elect Director Deborah S. Parker | Management | For | For |
| 7 | Elect Director Ian M. Rolland | Management | For | For |
| 8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
| 9 | Elect Director Richard L. Thompson | Management | For | For |
| 10 | Elect Director Carolyn Y. Woo | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| NOBLE ENERGY, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: NBL
SECURITY ID: 655044105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jeffrey L. Berenson | Management | For | For |
| 2 | Elect Director Michael A. Cawley | Management | For | For |
| 3 | Elect Director Edward F. Cox | Management | For | For |
| 4 | Elect Director Charles D. Davidson | Management | For | For |
| 5 | Elect Director Thomas J. Edelman | Management | For | For |
| 6 | Elect Director Eric P. Grubman | Management | For | For |
| 7 | Elect Director Kirby L. Hedrick | Management | For | For |
| 8 | Elect Director Scott D. Urban | Management | For | For |
| 9 | Elect Director William T. Van Kleef | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| NORTHERN OIL AND GAS, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: NOG
SECURITY ID: 665531109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael L. Reger | Management | For | For |
| 1.2 | Elect Director Ryan R. Gilbertson | Management | For | For |
| 1.3 | Elect Director Robert Grabb | Management | For | For |
| 1.4 | Elect Director Jack King | Management | For | For |
| 1.5 | Elect Director Lisa Bromiley Meier | Management | For | For |
| 1.6 | Elect Director Loren J. O'Toole | Management | For | For |
| 1.7 | Elect Director Carter Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NRG ENERGY, INC.
MEETING DATE: JUL 28, 2010 |
||||
|
TICKER: NRG
SECURITY ID: 629377508
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
| 2 | Elect Director David Crane | Management | For | For |
| 3 | Elect Director Stephen L. Cropper | Management | For | For |
| 4 | Elect Director Kathleen A. McGinty | Management | For | For |
| 5 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: OXY
SECURITY ID: 674599105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Spencer Abraham | Management | For | For |
| 2 | Elect Director Howard I. Atkins | Management | For | For |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Margaret M. Foran | Management | For | For |
| 7 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 8 | Elect Director Ray R. Irani | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | For |
| 10 | Elect Director Rodolfo Segovia | Management | For | For |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | For |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
| 18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| OCEAN RIG UDW INC
MEETING DATE: APR 15, 2011 |
||||
|
TICKER:
SECURITY ID: Y64354106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Second Amended and Restated Articles of Incorporation | Management | For | Did Not Vote |
| 2 | Classify the Board of Directors | Management | For | Did Not Vote |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| ONEOK, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: OKE
SECURITY ID: 682680103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James C. Day | Management | For | For |
| 2 | Elect Director Julie H. Edwards | Management | For | For |
| 3 | Elect Director William L. Ford | Management | For | For |
| 4 | Elect Director John W. Gibson | Management | For | For |
| 5 | Elect Director Bert H. Mackie | Management | For | For |
| 6 | Elect Director Jim W. Mogg | Management | For | For |
| 7 | Elect Director Pattye L. Moore | Management | For | For |
| 8 | Elect Director Gary D. Parker | Management | For | For |
| 9 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 10 | Elect Director Gerald B. Smith | Management | For | For |
| 11 | Elect Director David J. Tippeconnic | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PAINTED PONY PETROLEUM LTD.
MEETING DATE: JUN 06, 2011 |
||||
|
TICKER: PPY.A
SECURITY ID: 695781104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Patrick R. Ward | Management | For | For |
| 2.2 | Elect Director Glenn R. Carley | Management | For | For |
| 2.3 | Elect Director Allan K. Ashton | Management | For | For |
| 2.4 | Elect Director Ronald R. Talbot | Management | For | For |
| 2.5 | Elect Director Kevin Angus | Management | For | For |
| 2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| PETROBANK ENERGY & RESOURCES LTD.
MEETING DATE: DEC 17, 2010 |
||||
|
TICKER: PBG
SECURITY ID: 71645P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reorganization Plan | Management | For | For |
| PETROBANK ENERGY & RESOURCES LTD.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: PBG
SECURITY ID: 71645P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chris J. Bloomer | Management | For | For |
| 1.2 | Elect Director Ian S. Brown | Management | For | For |
| 1.3 | Elect Director Louis L. Frank | Management | For | For |
| 1.4 | Elect Director M. Neil McCrank | Management | For | For |
| 1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
| 1.6 | Elect Director Jerald L. Oaks | Management | For | For |
| 1.7 | Elect Director Harrie Vredenburg | Management | For | For |
| 1.8 | Elect Director John D. Wright | Management | For | For |
| 1.9 | Elect Director Corey C. Ruttan | Management | For | For |
| 1.10 | Elect Director R. Gregg Smith | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PETROLEUM DEVELOPMENT CORPORATION
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: PETD
SECURITY ID: 716578109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph E. Casabona | Management | For | For |
| 1.2 | Elect Director David C. Parke | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PETROMINERALES LTD.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: PMG
SECURITY ID: 71673R107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Alastair Macdonald as Director | Management | For | For |
| 1.2 | Elect Kenneth R. McKinnon as Director | Management | For | For |
| 1.3 | Elect Jerald L. Oaks as Director | Management | For | For |
| 1.4 | Elect Ernesto Sarpi as Director | Management | For | For |
| 1.5 | Elect Enrique Umana-Valenzuela as Director | Management | For | For |
| 1.6 | Elect John D. Wright as Director | Management | For | For |
| 1.7 | Elect Geir Ytreland as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PG&E CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: PCG
SECURITY ID: 69331C108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David R. Andrews | Management | For | For |
| 2 | Elect Director Lewis Chew | Management | For | For |
| 3 | Elect Director C. Lee Cox | Management | For | For |
| 4 | Elect Director Peter A. Darbee | Management | For | For |
| 5 | Elect Director Maryellen C. Herringer | Management | For | For |
| 6 | Elect Director Roger H. Kimmel | Management | For | For |
| 7 | Elect Director Richard A. Meserve | Management | For | For |
| 8 | Elect Director Forrest E. Miller | Management | For | For |
| 9 | Elect Director Rosendo G. Parra | Management | For | For |
| 10 | Elect Director Barbara L. Rambo | Management | For | For |
| 11 | Elect Director Barry Lawson Williams | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
| PINECREST ENERGY INC
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: PRY
SECURITY ID: 723033106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2 | Elect Wade Becker, John Brussa, David Fitzpatrick, David Johnson, Robert Zakresky and Korby Zimmerman as Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Approve Stock Consolidation | Management | For | For |
| PINECREST ENERGY INC
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: PRY
SECURITY ID: ADPC00983
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2 | Elect Wade Becker, John Brussa, David Fitzpatrick, David Johnson, Robert Zakresky and Korby Zimmerman as Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Approve Stock Consolidation | Management | For | For |
| RESOLUTE ENERGY CORPORATION
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: REN
SECURITY ID: 76116A108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard L. Covington | Management | For | For |
| 1.2 | Elect Director James M. Piccone | Management | For | For |
| 1.3 | Elect Director Robert M. Swartz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| RODINIA OIL CORP.
MEETING DATE: DEC 09, 2010 |
||||
|
TICKER: ROZ
SECURITY ID: 77487N109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2 | Elect Paul J. Bennett, Robert J. Iverach, James W. Buckee, C. Kent Jespersen, Martin P. McGoldrick and Peter A. Philipchuk as Directors | Management | For | Withhold |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Stock Option Plan | Management | For | Against |
| ROWAN COMPANIES, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: RDC
SECURITY ID: 779382100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director R. G. Croyle | Management | For | For |
| 2 | Elect Director Lord Moynihan | Management | For | For |
| 3 | Elect Director W. Matt Ralls | Management | For | For |
| 4 | Elect Director John J. Quicke | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SEMPRA ENERGY
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: SRE
SECURITY ID: 816851109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 2 | Elect Director James G. Brocksmith Jr. | Management | For | For |
| 3 | Elect Director Donald E. Felsinger | Management | For | For |
| 4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
| 5 | Elect Director William D. Jones | Management | For | For |
| 6 | Elect Director William G. Ouchi | Management | For | For |
| 7 | Elect Director Carlos Ruiz | Management | For | For |
| 8 | Elect Director William C. Rusnack | Management | For | For |
| 9 | Elect Director William P. Rutledge | Management | For | For |
| 10 | Elect Director Lynn Schenk | Management | For | For |
| 11 | Elect Director Neal E. Schmale | Management | For | For |
| 12 | Elect Director Luis M. Tellez | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 18 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: SWN
SECURITY ID: 845467109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 2 | Elect Director Robert L. Howard | Management | For | For |
| 3 | Elect Director Greg D. Kerley | Management | For | For |
| 4 | Elect Director Harold M. Korell | Management | For | For |
| 5 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 6 | Elect Director Kenneth R. Mourton | Management | For | For |
| 7 | Elect Director Steven L. Mueller | Management | For | For |
| 8 | Elect Director Charles E. Scharlau | Management | For | For |
| 9 | Elect Director Alan H. Stevens | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Provide Right to Call Special Meeting | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| SUNCOR ENERGY INC
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: SU
SECURITY ID: 867224107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.3 | Elect Director John T. Ferguson | Management | For | For |
| 1.4 | Elect Director W. Douglas Ford | Management | For | For |
| 1.5 | Elect Director Richard L. George | Management | For | For |
| 1.6 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.7 | Elect Director John R. Huff | Management | For | For |
| 1.8 | Elect Director Jacques Lamarre | Management | For | For |
| 1.9 | Elect Director Brian F. MacNeill | Management | For | For |
| 1.10 | Elect Director Maureen McCaw | Management | For | For |
| 1.11 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.12 | Elect Director James W. Simpson | Management | For | For |
| 1.13 | Elect Director Eira Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TALISMAN ENERGY INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: TLM
SECURITY ID: 87425E103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christiane Bergevin | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director William R.P. Dalton | Management | For | For |
| 1.4 | Elect Director Kevin S. Dunne | Management | For | For |
| 1.5 | Elect Director Harold N. Kvisle | Management | For | For |
| 1.6 | Elect Director John A. Manzoni | Management | For | For |
| 1.7 | Elect Director Lisa A. Stewart | Management | For | For |
| 1.8 | Elect Director Peter W. Tomsett | Management | For | For |
| 1.9 | Elect Director Charles R. Williamson | Management | For | For |
| 1.10 | Elect Director Charles M. Winograd | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| THE WILLIAMS COMPANIES, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: WMB
SECURITY ID: 969457100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alan S. Armstrong | Management | For | For |
| 2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 3 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 4 | Elect Director Frank T. MacInnis | Management | For | For |
| 5 | Elect Director Janice D. Stoney | Management | For | For |
| 6 | Elect Director Laura A. Sugg | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TOKYO ELECTRIC POWER CO. LTD.
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: 9501
SECURITY ID: J86914108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aizawa, Zengo | Management | For | For |
| 1.2 | Elect Director Aoyama, Yasushi | Management | For | For |
| 1.3 | Elect Director Arai, Takao | Management | For | For |
| 1.4 | Elect Director Katsumata, Tsunehisa | Management | For | For |
| 1.5 | Elect Director Kimura, Shigeru | Management | For | For |
| 1.6 | Elect Director Komori, Akio | Management | For | For |
| 1.7 | Elect Director Sano, Toshihiro | Management | For | For |
| 1.8 | Elect Director Takatsu, Hiroaki | Management | For | For |
| 1.9 | Elect Director Takei, Masaru | Management | For | For |
| 1.10 | Elect Director Tsuzumi, Norio | Management | For | For |
| 1.11 | Elect Director Naito, Yoshihiro | Management | For | For |
| 1.12 | Elect Director Nishizawa, Toshio | Management | For | For |
| 1.13 | Elect Director Hirose, Naomi | Management | For | For |
| 1.14 | Elect Director Fujimoto, Takashi | Management | For | For |
| 1.15 | Elect Director Miyamoto, Fumiaki | Management | For | For |
| 1.16 | Elect Director Yamaguchi, Hiroshi | Management | For | For |
| 1.17 | Elect Director Yamazaki, Masao | Management | For | For |
| 2.1 | Appoint Statutory Auditor Fujiwara, Makio | Management | For | For |
| 2.2 | Appoint Statutory Auditor Matsumoto, Yoshihiko | Management | For | For |
| 3 | Shut Down and Retire Nuclear Plants Starting with Oldest and Cancel All Nuclear Construction Plans | Shareholder | Against | Abstain |
| TOURMALINE OIL CORP
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: TOU
SECURITY ID: 89156V106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2 | Elect Michael L. Rose, William D. Armstrong, Lee A. Baker, Robert W. Blakely, Kevin J. Keenan, Phillip A. Lamoreaux, Andrew B. MacDonald, Clayton H. Riddell, Brian G. Robinson, and Robert N. Yurkovich as Directors | Management | For | Withhold |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| TRANSOCEAN LTD.
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: RIGN
SECURITY ID: H8817H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Against |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
| 6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
| 7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Decrease in Size of Board | Management | For | For |
| 9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
| 9b | Reelect Steve Lucas as Director | Management | For | For |
| 9c | Reelect Tan Ek Kia as Director | Management | For | For |
| 9d | Reelect Martin B. McNamara as Director | Management | For | For |
| 9e | Reelect Ian C. Strachan as Director | Management | For | For |
| 10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TRINIDAD DRILLING LTD.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: TDG
SECURITY ID: 896356102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Michael E. Heier | Management | For | For |
| 2.2 | Elect Director Brian Bentz | Management | For | For |
| 2.3 | Elect Director Jim Brown | Management | For | For |
| 2.4 | Elect Director Brock W. Gibson | Management | For | For |
| 2.5 | Elect Director Lewis W. Powers | Management | For | For |
| 2.6 | Elect Director Kenneth Stickland | Management | For | For |
| 2.7 | Elect Director Lyle C. Whitmarsh | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| 5 | Amend Stock Option Plan | Management | For | For |
| 6 | Approve Stock Option Plan Grants | Management | For | For |
| 7 | Approve Shareholder Rights Plan | Management | For | For |
| UGI CORPORATION
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: UGI
SECURITY ID: 902681105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director S.D. Ban | Management | For | For |
| 1.2 | Elect Director L.R. Greenberg | Management | For | For |
| 1.3 | Elect Director M.O. Schlanger | Management | For | For |
| 1.4 | Elect Director A. Pol | Management | For | For |
| 1.5 | Elect Director E.E. Jones | Management | For | For |
| 1.6 | Elect Director J.L. Walsh | Management | For | For |
| 1.7 | Elect Director R.B. Vincent | Management | For | For |
| 1.8 | Elect Director M.S. Puccio | Management | For | For |
| 1.9 | Elect Director R.W. Gochnauer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| VOYAGER OIL & GAS, INC.
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: VOG
SECURITY ID: 92911K944
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lyle Berman | Management | For | For |
| 1.2 | Elect Director Terry Harris | Management | For | For |
| 1.3 | Elect Director Joseph Lahti | Management | For | For |
| 1.4 | Elect Director Steven Lipscomb | Management | For | For |
| 1.5 | Elect Director Myrna Patterson McLeroy | Management | For | For |
| 1.6 | Elect Director James Russell (J.R.) Reger | Management | For | For |
| 1.7 | Elect Director Loren J. O'Toole, II | Management | For | For |
| 1.8 | Elect Director Mitchell R. Thompson | Management | For | For |
| 1.9 | Elect Director Josh Sherman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Change State of Incorporation From Delaware To Montana | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
VOTE SUMMARY REPORT
SELECT NATURAL RESOURCES PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AKER DRILLING ASA
MEETING DATE: APR 05, 2011 |
||||
|
TICKER: AKD
SECURITY ID: R01667105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2.1 | Receive Financial Statements and Statutory Reports; Questions for Management | Management | None | None |
| 2.2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2.3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 2.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 2.5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 3 | Instructions for the Nominating Committee | Management | For | Did Not Vote |
| AKER DRILLING ASA
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: AKD
SECURITY ID: R01667105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Creation of Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: APC
SECURITY ID: 032511107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John R. Butler, Jr. | Management | For | For |
| 2 | Elect Director Kevin P. Chilton | Management | For | For |
| 3 | Elect Director Luke R. Corbett | Management | For | For |
| 4 | Elect Director H. Paulett Eberhart | Management | For | For |
| 5 | Elect Director Preston M. Geren, III | Management | For | For |
| 6 | Elect Director John R. Gordon | Management | For | For |
| 7 | Elect Director James T. Hackett | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
| 12 | Require Independent Board Chairman | Shareholder | Against | Against |
| 13 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| ANGLO AMERICAN PLC
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: AAL
SECURITY ID: G03764134
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Phuthuma Nhleko as Director | Management | For | For |
| 4 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 5 | Re-elect David Challen as Director | Management | For | For |
| 6 | Re-elect Sir CK Chow as Director | Management | For | For |
| 7 | Re-elect Sir Philip Hampton as Director | Management | For | For |
| 8 | Re-elect Rene Medori as Director | Management | For | For |
| 9 | Re-elect Ray O'Rourke as Director | Management | For | For |
| 10 | Re-elect Sir John Parker as Director | Management | For | For |
| 11 | Re-elect Mamphela Ramphele as Director | Management | For | For |
| 12 | Re-elect Jack Thompson as Director | Management | For | For |
| 13 | Re-elect Peter Woicke as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Approve Long-Term Incentive Plan | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ANGLOGOLD ASHANTI LTD
MEETING DATE: OCT 26, 2010 |
||||
|
TICKER: ANG
SECURITY ID: 035128206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: ANG
SECURITY ID: 035128206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Elect Tito Mboweni as Director and Chairman | Management | For | For |
| 4 | Elect Ferdinand Ohene-Kena as Director | Management | For | For |
| 5 | Elect Rhidwaan Gasant as Director | Management | For | For |
| 6 | Re-elect Bill Nairn as Director | Management | For | For |
| 7 | Re-elect Sipho Pityana as Director | Management | For | For |
| 8 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 9 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 10 | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 11 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 12 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
| 13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 14 | Approve Remuneration Policy | Management | For | For |
| 15 | Approve Increase in Non-executive Directors Fees | Management | For | For |
| 16 | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | Management | For | For |
| 17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 1 | Approve the Proposed Amendments to the BEE Transaction | Management | For | For |
| 2 | Amend Articles of Association | Management | For | For |
| 3 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 4 | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | Management | For | For |
| APACHE CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: APA
SECURITY ID: 037411105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director G. Steven Farris | Management | For | For |
| 2 | Elect Director Randolph M. Ferlic | Management | For | For |
| 3 | Elect Director A.D. Frazier, Jr. | Management | For | For |
| 4 | Elect Director John A. Kocur | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Increase Authorized Common Stock | Management | For | For |
| 9 | Increase Authorized Preferred Stock | Management | For | Against |
| 10 | Approve Omnibus Stock Plan | Management | For | Against |
| BAKER HUGHES INCORPORATED
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: BHI
SECURITY ID: 057224107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.5 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.6 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.7 | Elect Director James A. Lash | Management | For | For |
| 1.8 | Elect Director J. Larry Nichols | Management | For | For |
| 1.9 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.10 | Elect Director J. W. Stewart | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| BALL CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: BLL
SECURITY ID: 058498106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Hayes | Management | For | For |
| 1.2 | Elect Director George M. Smart | Management | For | For |
| 1.3 | Elect Director Theodore M. Solso | Management | For | For |
| 1.4 | Elect Director Staurt A. Taylor II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| 6 | Reincorporate in Another State [Delaware] | Shareholder | Against | For |
| BANKERS PETROLEUM LTD.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: BNK
SECURITY ID: 066286303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Abdel F. (Abby) Badwi | Management | For | For |
| 2.2 | Elect Director Eric Brown | Management | For | For |
| 2.3 | Elect Director General Wesley Clark | Management | For | For |
| 2.4 | Elect Director Robert Cross | Management | For | For |
| 2.5 | Elect Director Jonathan Harris | Management | For | For |
| 2.6 | Elect Director Phillip Knoll | Management | For | For |
| 2.7 | Elect Director Ian B. McMurtrie | Management | For | For |
| 2.8 | Elect Director John B. Zaozirny | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| BARRICK GOLD CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: ABX
SECURITY ID: 067901108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect H. L. Beck as Director | Management | For | For |
| 1.2 | Elect C. W. D. Birchall as Director | Management | For | For |
| 1.3 | Elect D. J. Carty as Director | Management | For | For |
| 1.4 | Elect G. Cisneros as Director | Management | For | For |
| 1.5 | Elect P.A. Crossgrove as Director | Management | For | For |
| 1.6 | Elect R. M. Franklin as Director | Management | For | For |
| 1.7 | Elect J. B. Harvey as Director | Management | For | For |
| 1.8 | Elect D. Moyo as Director | Management | For | For |
| 1.9 | Elect B. Mulroney as Director | Management | For | For |
| 1.10 | Elect A. Munk as Director | Management | For | For |
| 1.11 | Elect P. Munk as Director | Management | For | For |
| 1.12 | Elect A. W. Regent as Director | Management | For | For |
| 1.13 | Elect N.P. Rothschild as Director | Management | For | For |
| 1.14 | Elect S. J. Shapiro as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BG GROUP PLC
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: BG.
SECURITY ID: G1245Z108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Fabio Barbosa as Director | Management | For | For |
| 5 | Elect Caio Koch-Weser as Director | Management | For | For |
| 6 | Elect Patrick Thomas as Director | Management | For | For |
| 7 | Re-elect Peter Backhouse as Director | Management | For | For |
| 8 | Re-elect Frank Chapman as Director | Management | For | For |
| 9 | Re-elect Baroness Hogg as Director | Management | For | For |
| 10 | Re-elect Dr John Hood as Director | Management | For | For |
| 11 | Re-elect Martin Houston as Director | Management | For | For |
| 12 | Re-elect Sir David Manning as Director | Management | For | For |
| 13 | Re-elect Mark Seligman as Director | Management | For | For |
| 14 | Re-elect Philippe Varin as Director | Management | For | For |
| 15 | Re-elect Sir Robert Wilson as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: CF
SECURITY ID: 125269100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen R. Wilson | Management | For | For |
| 1.2 | Elect Director Wallace W. Creek | Management | For | For |
| 1.3 | Elect Director William Davisson | Management | For | For |
| 1.4 | Elect Director Robert G. Kuhbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| CHEVRON CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: CVX
SECURITY ID: 166764100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director L.F. Deily | Management | For | For |
| 2 | Elect Director R.E. Denham | Management | For | For |
| 3 | Elect Director R.J. Eaton | Management | For | For |
| 4 | Elect Director C. Hagel | Management | For | For |
| 5 | Elect Director E. Hernandez | Management | For | For |
| 6 | Elect Director G.L. Kirkland | Management | For | For |
| 7 | Elect Director D.B. Rice | Management | For | For |
| 8 | Elect Director K.W. Sharer | Management | For | For |
| 9 | Elect Director C.R. Shoemate | Management | For | For |
| 10 | Elect Director J.G. Stumpf | Management | For | For |
| 11 | Elect Director R.D. Sugar | Management | For | For |
| 12 | Elect Director C. Ware | Management | For | For |
| 13 | Elect Director J.S. Watson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 18 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| 19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 20 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| 21 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 22 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
| CHINA GAS HOLDINGS LTD.
MEETING DATE: AUG 19, 2010 |
||||
|
TICKER: 00384
SECURITY ID: G2109G103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.017 Per Share | Management | For | For |
| 3a1 | Reelect Li Xiao Yun as Director | Management | For | Against |
| 3a2 | Reelect Xu Ying as Director | Management | For | Against |
| 3a3 | Reelect Feng Zhuo Zhi as Director | Management | For | Against |
| 3a4 | Reelect Wong Sin Yue, Cynthia as Director | Management | For | Against |
| 3a5 | Reelect Moon Duk Kyu as Director | Management | For | Against |
| 3a6 | Reelect Mulham Al Jarf as Director | Management | For | Against |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| CIMAREX ENERGY CO.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: XEC
SECURITY ID: 171798101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David A. Hentschel | Management | For | For |
| 2 | Elect Director F.H. Merelli | Management | For | For |
| 3 | Elect Director L. Paul Teague | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| CLOUD PEAK ENERGY INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: CLD
SECURITY ID: 18911Q102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William Fox, III | Management | For | For |
| 2 | Elect Director James Voorhees | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| CONCHO RESOURCES INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: CXO
SECURITY ID: 20605P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy A. Leach | Management | For | For |
| 1.2 | Elect Director William H. Easter III | Management | For | For |
| 1.3 | Elect Director W. Howard Keenan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CROWN HOLDINGS, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: CCK
SECURITY ID: 228368106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jenne K. Britell | Management | For | For |
| 1.2 | Elect Director John W. Conway | Management | For | For |
| 1.3 | Elect Director Arnold W. Donald | Management | For | For |
| 1.4 | Elect Director William G. Little | Management | For | For |
| 1.5 | Elect Director Hans J. Loliger | Management | For | For |
| 1.6 | Elect Director James H. Miller | Management | For | For |
| 1.7 | Elect Director Josef M. Muller | Management | For | For |
| 1.8 | Elect Director Thomas A. Ralph | Management | For | For |
| 1.9 | Elect Director Hugues du Rouret | Management | For | For |
| 1.10 | Elect Director Jim L. Turner | Management | For | For |
| 1.11 | Elect Director William S. Urkiel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CVR ENERGY, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: CVI
SECURITY ID: 12662P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John J. Lipinski | Management | For | For |
| 1.2 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.3 | Elect Director William J. Finnerty | Management | For | For |
| 1.4 | Elect Director C. Scott Hobbs | Management | For | For |
| 1.5 | Elect Director George E. Matelich | Management | For | For |
| 1.6 | Elect Director Steve A. Nordaker | Management | For | For |
| 1.7 | Elect Director Robert T. Smith | Management | For | For |
| 1.8 | Elect Director Joseph E. Sparano | Management | For | For |
| 1.9 | Elect Director Mark E. Tomkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| DOMTAR CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: UFS
SECURITY ID: 257559203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jack C. Bingleman | Management | For | For |
| 1.2 | Elect Director Louis P. Gignac | Management | For | For |
| 1.3 | Elect Director Brian M. Levitt | Management | For | For |
| 1.4 | Elect Director Harold H. MacKay | Management | For | For |
| 1.5 | Elect Director David G. Maffucci | Management | For | For |
| 1.6 | Elect Director W. Henson Moore | Management | For | For |
| 1.7 | Elect Director Michael R. Onustock | Management | For | For |
| 1.8 | Elect Director Robert J. Steacy | Management | For | For |
| 1.9 | Elect Director Pamela B. Strobel | Management | For | For |
| 1.10 | Elect Director Richard Tan | Management | For | For |
| 1.11 | Elect Director Denis Turcotte | Management | For | For |
| 1.12 | Elect Director John D. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| DRESSER-RAND GROUP INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: DRC
SECURITY ID: 261608103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William E. Macaulary | Management | For | For |
| 1.2 | Elect Director Vincent R. Volpe, Jr | Management | For | For |
| 1.3 | Elect Director Rita V. Foley | Management | For | For |
| 1.4 | Elect Director Louis A. Raspino | Management | For | For |
| 1.5 | Elect Director Philip R. Roth | Management | For | For |
| 1.6 | Elect Director Stephen A. Snider | Management | For | For |
| 1.7 | Elect Director Michael L. Underwood | Management | For | For |
| 1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ENSCO PLC
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: ESV
SECURITY ID: 29358Q109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect J. Roderick Clark as Director | Management | For | For |
| 2 | Re-elect Daniel W. Rabun as Director | Management | For | For |
| 3 | Re-elect Keith O. Rattie as Director | Management | For | For |
| 4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Management | For | For |
| 5 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Approve Special Dividends | Management | For | For |
| 8 | Authorize Associated Deed of Release for Historic Dividends | Management | For | For |
| 9 | Authorize Release All Claims Against Directors for Historic Dividends | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ENSCO PLC
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: ESV
SECURITY ID: 29358Q109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| EXXON MOBIL CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: XOM
SECURITY ID: 30231G102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.S. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| FOSTER WHEELER AG
MEETING DATE: FEB 24, 2011 |
||||
|
TICKER: FWLT
SECURITY ID: H27178104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Umberto della Sala as Director | Management | For | For |
| 2 | Authorize Repurchase of Issued Share Capital | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| FOSTER WHEELER AG
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: FWLT
SECURITY ID: H27178104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Clayton C. Daley, Jr. as Director | Management | For | For |
| 1.2 | Elect Edward G. Galante as Director | Management | For | For |
| 1.3 | Elect Raymond J. Milchovich as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 4 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Management | For | Abstain |
| FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: FCX
SECURITY ID: 35671D857
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Day | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.8 | Elect Director Jon C. Madonna | Management | For | For |
| 1.9 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.10 | Elect Director James R. Moffett | Management | For | For |
| 1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
| 1.12 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| FRONTIER OIL CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: FTO
SECURITY ID: 35914P105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Michael C. Jennings | Management | For | For |
| 1.3 | Elect Director Robert J. Kostelnik | Management | For | For |
| 1.4 | Elect Director James H. Lee | Management | For | For |
| 1.5 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
| 1.6 | Elect Director Franklin Myers | Management | For | For |
| 1.7 | Elect Director Michael E. Rose | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FRONTIER OIL CORPORATION
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: FTO
SECURITY ID: 35914P105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| GAZPROM OAO
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: OGZRY
SECURITY ID: 368287207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Dividends of RUB 3.85 per Share | Management | For | For |
| 5 | Ratify ZAO PricewaterhouseCoopers as Auditor | Management | For | For |
| 6 | Amend Charter | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | Abstain |
| 8 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 9.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Management | For | For |
| 9.2 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | Management | For | For |
| 9.3 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Management | For | For |
| 9.4 | Approve Related-Party Transaction with State Corporation 'Bank for Development and Foreign Economic Affairs (Vnesheconombank)' Re: Loan Agreements | Management | For | For |
| 9.5 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Management | For | For |
| 9.6 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Management | For | For |
| 9.7 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Management | For | For |
| 9.8 | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | Management | For | For |
| 9.9 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | Management | For | For |
| 9.10 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | Management | For | For |
| 9.11 | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | Management | For | For |
| 9.12 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 9.13 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
| 9.14 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
| 9.15 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Management | For | For |
| 9.16 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | Management | For | For |
| 9.17 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | Management | For | For |
| 9.18 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | Management | For | For |
| 9.19 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | Management | For | For |
| 9.20 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | Management | For | For |
| 9.21 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | Management | For | For |
| 9.22 | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | Management | For | For |
| 9.23 | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
| 9.24 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
| 9.25 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Management | For | For |
| 9.26 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 9.27 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 9.28 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Management | For | For |
| 9.29 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 9.30 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 9.31 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Management | For | For |
| 9.32 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | Management | For | For |
| 9.33 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | Management | For | For |
| 9.34 | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | Management | For | For |
| 9.35 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | Management | For | For |
| 9.36 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | Management | For | For |
| 9.37 | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | Management | For | For |
| 9.38 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | Management | For | For |
| 9.39 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
| 9.40 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Management | For | For |
| 9.41 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | Management | For | For |
| 9.42 | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | Management | For | For |
| 9.43 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | Management | For | For |
| 9.44 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | Management | For | For |
| 9.45 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | Management | For | For |
| 9.46 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | Management | For | For |
| 9.47 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | Management | For | For |
| 9.48 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | Management | For | For |
| 9.49 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | Management | For | For |
| 9.50 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | Management | For | For |
| 9.51 | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | Management | For | For |
| 9.52 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | Management | For | For |
| 9.53 | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | Management | For | For |
| 9.54 | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | Management | For | For |
| 9.55 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | Management | For | For |
| 9.56 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | Management | For | For |
| 9.57 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 9.58 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 9.59 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 9.60 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | Management | For | For |
| 9.61 | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom's Specialized Subsidiaries | Management | For | For |
| 9.62 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | Management | For | For |
| 9.63 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | Management | For | For |
| 9.64 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | Management | For | For |
| 9.65 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | Management | For | For |
| 9.66 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | Management | For | For |
| 9.67 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | Management | For | For |
| 9.68 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | Management | For | For |
| 9.69 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | Management | For | For |
| 9.70 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | Management | For | For |
| 9.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
| 9.72 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom's Employees | Management | For | For |
| 9.73 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Management | For | For |
| 9.74 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | Management | For | For |
| 9.75 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | Management | For | For |
| 9.76 | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | Management | For | For |
| 9.77 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.78 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | Management | For | For |
| 9.79 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | Management | For | For |
| 9.80 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.81 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.82 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.83 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.84 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.85 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.86 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | Management | For | For |
| 9.87 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.88 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | Management | For | For |
| 9.89 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.90 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | Management | For | For |
| 9.91 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.92 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.93 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.94 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.95 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.96 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.97 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.98 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.99 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.100 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.101 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.102 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.103 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.104 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.105 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.106 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.107 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.108 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Management | For | For |
| 9.109 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | Management | For | For |
| 9.110 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation's Regions to Use of Gas | Management | For | For |
| 9.111 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | Management | For | For |
| 9.112 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | Management | For | For |
| 9.113 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | Management | For | For |
| 9.114 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | Management | For | For |
| 9.115 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | Management | For | For |
| 9.116 | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 9.117 | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 9.118 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 9.119 | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom's Trademarks | Management | For | For |
| 9.120 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | Management | For | For |
| 9.121 | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | Management | For | For |
| 9.122 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | Management | For | For |
| 9.123 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | Management | For | For |
| 10.1 | Elect Andrey Akimov as Director | Management | None | For |
| 10.2 | Elect Alexandr Ananenkov as Director | Management | For | For |
| 10.3 | Elect Farit Gazizullin as Director | Management | None | For |
| 10.4 | Elect Viktor Zubkov as Director | Management | None | For |
| 10.5 | Elect Elena Karpel as Director | Management | For | For |
| 10.6 | Elect Aleksey Miller as Director | Management | For | For |
| 10.7 | Elect Valery Musin as Director | Management | None | For |
| 10.8 | Elect Elvira Nabiullina as Director | Management | None | For |
| 10.9 | Elect Mikhail Sereda as Director | Management | For | For |
| 10.10 | Elect Sergey Shmatko as Director | Management | None | For |
| 10.11 | Elect Igor Yusufov as Director | Management | None | For |
| 11.1 | Elect Dmitry Arkhipov as Member of Audit Commission | Management | None | For |
| 11.2 | Elect Andrey Belobrov as Member of Audit Commission | Management | None | Against |
| 11.3 | Elect Vadim Bikulov as Member of Audit Commission | Management | None | For |
| 11.4 | Elect Aleksey Mironov as Member of Audit Commission | Management | None | Against |
| 11.5 | Elect Lidiya Morozova as Member of Audit Commission | Management | None | Against |
| 11.6 | Elect Anna Nesterova as Member of Audit Commission | Management | None | Against |
| 11.7 | Elect Yury Nosov as Member of Audit Commission | Management | None | For |
| 11.8 | Elect Karen Oganyan as Member of Audit Commission | Management | None | Against |
| 11.9 | Elect Konstantin Pesotsky as Member of Audit Commission | Management | None | For |
| 11.10 | Elect Maria Tikhonova as Member of Audit Commission | Management | None | For |
| 11.11 | Elect Aleksandr Yugov as Member of Audit Commission | Management | None | For |
| GAZPROM OAO
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: OGZRY
SECURITY ID: 368287207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
| 2.1 | Elect Andrey Akimov as Director | Management | None | For |
| 2.2 | Elect Aleksandr Ananenkov as Director | Management | For | For |
| 2.3 | Elect Farit Gazizullin as Director | Management | None | For |
| 2.4 | Elect Elena Karpel as Director | Management | For | For |
| 2.5 | Elect Timur Kulibayev as Director | Management | None | For |
| 2.6 | Elect Viktor Martynov as Director | Management | None | For |
| 2.7 | Elect Vladimir Mau as Director | Management | None | For |
| 2.8 | Elect Aleksey Miller as Director | Management | For | For |
| 2.9 | Elect Valery Musin as Director | Management | None | For |
| 2.10 | Elect Mikhail Sereda as Director | Management | For | For |
| 2.11 | Elect Igor Yusufov as Director | Management | None | For |
| 2.12 | Elect Viktor Zubkov as Director | Management | None | For |
| GOLDCORP INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: G
SECURITY ID: 380956409
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ian W. Telfer as Director | Management | For | For |
| 1.2 | Elect Douglas M. Holtby as Director | Management | For | For |
| 1.3 | Elect Charles A. Jeannes as Director | Management | For | For |
| 1.4 | Elect John P. Bell as Director | Management | For | For |
| 1.5 | Elect Lawrence I. Bell as Director | Management | For | For |
| 1.6 | Elect Beverley A. Briscoe as Director | Management | For | For |
| 1.7 | Elect Peter J. Dey as Director | Management | For | For |
| 1.8 | Elect P. Randy Reifel as Director | Management | For | For |
| 1.9 | Elect A. Dan Rovig as Director | Management | For | For |
| 1.10 | Elect Kenneth F. Williamson as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Approve Increase in Size of Board from 10 to 12 | Management | For | For |
| 5 | Improve Human Rights Standards or Policies | Shareholder | Against | Against |
| GRAN TIERRA ENERGY INC.
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: GTE
SECURITY ID: 38500T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dana Coffield | Management | For | For |
| 1.2 | Elect Director Jeffrey J. Scott | Management | For | For |
| 1.3 | Elect Director Verne Johnson | Management | For | For |
| 1.4 | Elect Director Nicholas G. Kirton | Management | For | For |
| 1.5 | Elect Director Ray Antony | Management | For | For |
| 1.6 | Elect Director J. Scott Price | Management | For | For |
| 1.7 | Elect Director Gerald Macey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: HAL
SECURITY ID: 406216101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alan M. Bennett | Management | For | For |
| 2 | Elect Director James R. Boyd | Management | For | For |
| 3 | Elect Director Milton Carroll | Management | For | For |
| 4 | Elect Director Nance K. Dicciani | Management | For | For |
| 5 | Elect Director S. Malcolm Gillis | Management | For | For |
| 6 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 7 | Elect Director David J. Lesar | Management | For | For |
| 8 | Elect Director Robert A. Malone | Management | For | For |
| 9 | Elect Director J Landis Martin | Management | For | For |
| 10 | Elect Director Debra L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Report on Political Contributions | Shareholder | Against | Abstain |
| HARMONY GOLD MINING COMPANY LTD
MEETING DATE: DEC 01, 2010 |
||||
|
TICKER: HAR
SECURITY ID: 413216300
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Management | For | For |
| 2 | Re-elect Patrice Motsepe as Director | Management | For | Against |
| 3 | Elect Harry Mashego as Director | Management | For | Against |
| 4 | Re-elect Joaquim Chissano as Director | Management | For | Against |
| 5 | Re-elect Cathie Markus as Director | Management | For | For |
| 6 | Re-elect Andre Wilkens as Director | Management | For | Against |
| 7 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and FJ Lombard as the Designated Partner | Management | For | For |
| 8 | Approve Increase in Non-executive Directors Fees | Management | For | For |
| 9 | Authorise Directors to Allot and Issue Ordinary Shares in Accordance with the Harmony 2001 Share Option Scheme, Harmony 2003 Share Option Scheme and the Harmony 2006 Share Plan and up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
| 10 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Broad-based Employee Share Ownership Plan (ESOP) | Management | For | For |
| 12 | Authorise Directors to Allot and Issue Ordinary Shares for the Purposes of the ESOP | Management | For | For |
| 13 | Amend Harmony 2006 Share Plan | Management | For | For |
| HERCULES OFFSHORE, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: HERO
SECURITY ID: 427093109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas N. Amonett | Management | For | Withhold |
| 1.2 | Elect Director Thomas J. Madonna | Management | For | Withhold |
| 1.3 | Elect Director F. Gardner Parker | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| HESS CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: HES
SECURITY ID: 42809H107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director E.E. Holiday | Management | For | For |
| 2 | Elect Director J.H. Mullin | Management | For | For |
| 3 | Elect Director F.B. Walker | Management | For | For |
| 4 | Elect Director R.N. Wilson | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Amend Executive Incentive Bonus Plan | Management | For | For |
| HOLLY CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: HOC
SECURITY ID: 435758305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Buford P. Berry | Management | For | For |
| 1.2 | Elect Director Matthew P. Clifton | Management | For | For |
| 1.3 | Elect Director Leldon E. Echols | Management | For | For |
| 1.4 | Elect Director R. Kevin Hardage | Management | For | For |
| 1.5 | Elect Director Robert G. McKenzie | Management | For | For |
| 1.6 | Elect Director Jack P. Reid | Management | For | For |
| 1.7 | Elect Director Tommy A. Valenta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| HOLLY CORPORATION
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: HOC
SECURITY ID: 435758305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate of Incorporation to Increase Authorized Common and Preferred Stock and Change Company Name | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| IAMGOLD CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: IMG
SECURITY ID: 450913108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Derek Bullock | Management | For | For |
| 1.2 | Elect Director John E. Caldwell | Management | For | For |
| 1.3 | Elect Director Donald K. Charter | Management | For | For |
| 1.4 | Elect Director W. Robert Dengler | Management | For | For |
| 1.5 | Elect Director Guy G. Dufresne | Management | For | For |
| 1.6 | Elect Director Stephen J. J. Letwin | Management | For | For |
| 1.7 | Elect Director Mahendra Naik | Management | For | For |
| 1.8 | Elect Director William D. Pugliese | Management | For | For |
| 1.9 | Elect Director John T. Shaw | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ION GEOPHYSICAL CORPORATION
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: IO
SECURITY ID: 462044108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael C. Jennings | Management | For | For |
| 1.2 | Elect Director Robert P. Peebler | Management | For | Withhold |
| 1.3 | Elect Director John N. Seitz | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: JEC
SECURITY ID: 469814107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John F. Coyne | Management | For | For |
| 2 | Elect Director Linda Fayne Levinson | Management | For | For |
| 3 | Elect Director Craig L. Martin | Management | For | For |
| 4 | Elect Director John P. Jumper | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| KBR, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: KBR
SECURITY ID: 48242W106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Huff | Management | For | For |
| 1.2 | Elect Director Lester L. Lyles | Management | For | For |
| 1.3 | Elect Director Richard J. Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| KEYERA CORP.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: KEY
SECURITY ID: 493271100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James V. Bertram | Management | For | For |
| 1.2 | Elect Director Robert B. Catell | Management | For | For |
| 1.3 | Elect Director Michael B.C. Davies | Management | For | For |
| 1.4 | Elect Director Nancy M. Laird | Management | For | For |
| 1.5 | Elect Director E. Peter Lougheed | Management | For | For |
| 1.6 | Elect Director Donald J. Nelson | Management | For | For |
| 1.7 | Elect Director H. Neil Nichols | Management | For | For |
| 1.8 | Elect Director William R. Stedman | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| KINROSS GOLD CORPORATION
MEETING DATE: SEP 15, 2010 |
||||
|
TICKER: K
SECURITY ID: 496902404
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares and Warrants in Connection with Acquisition | Management | For | For |
| KINROSS GOLD CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: K
SECURITY ID: 496902404
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John A. Brough as Director | Management | For | For |
| 1.2 | Elect Tye W. Burt as Director | Management | For | For |
| 1.3 | Elect John K. Carrington as Director | Management | For | For |
| 1.4 | Elect Richard P. Clark as Director | Management | For | For |
| 1.5 | Elect John M.H. Huxley as Director | Management | For | For |
| 1.6 | Elect John A. Keyes as Director | Management | For | For |
| 1.7 | Elect Catherine McLeod-Seltzer as Director | Management | For | For |
| 1.8 | Elect George F. Michals as Director | Management | For | For |
| 1.9 | Elect John E. Oliver as Director | Management | For | For |
| 1.10 | Elect Terence C.W. Reid as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Share Incentive Plan | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| LIHIR GOLD LTD.
MEETING DATE: AUG 23, 2010 |
||||
|
TICKER: LGL
SECURITY ID: Y5285N149
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Scheme of Arrangement between Lihir Gold Limited and the Scheme Participants | Management | For | For |
| LYONDELLBASELL INDUSTRIES NV
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: LYB
SECURITY ID: N53745100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | Management | For | Did Not Vote |
| 4 | Elect R. Buchanan as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
| 5 | Elect J. Aigrain as Class III Director to the Supervisory Board | Management | For | Did Not Vote |
| 6 | Adopt Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | Management | For | Did Not Vote |
| 12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 13 | Approve Dividends of USD 0.10 Per Share | Management | For | Did Not Vote |
| 14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 16 | Elect G. Gwin as Class II Director to the Supervisory Board | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| MARATHON OIL CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: MRO
SECURITY ID: 565849106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Pierre Brondeau | Management | For | For |
| 3 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 4 | Elect Director David A. Daberko | Management | For | For |
| 5 | Elect Director William L. Davis | Management | For | For |
| 6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 7 | Elect Director Philip Lader | Management | For | For |
| 8 | Elect Director Charles R. Lee | Management | For | For |
| 9 | Elect Director Michael E. J. Phelps | Management | For | For |
| 10 | Elect Director Dennis H. Reilley | Management | For | For |
| 11 | Elect Director Seth E. Schofield | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director Thomas J. Usher | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| MASSEY ENERGY COMPANY
MEETING DATE: OCT 06, 2010 |
||||
|
TICKER: MEE
SECURITY ID: 576206106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| MASSEY ENERGY COMPANY
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: MEE
SECURITY ID: 576206106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| NABORS INDUSTRIES LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: NBR
SECURITY ID: G6359F103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Anthony G. Petrello as Director | Management | For | For |
| 1.2 | Elect Myron M. Sheinfeld as Director | Management | For | For |
| 2 | Approve Pricewaterhouse Coopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: NOV
SECURITY ID: 637071101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert E. Beauchamp | Management | For | For |
| 2 | Elect Director Jeffery A. Smisek | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Increase Authorized Common Stock | Management | For | For |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| NEWCREST MINING LTD.
MEETING DATE: OCT 28, 2010 |
||||
|
TICKER: NCM
SECURITY ID: Q6651B114
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
| 2a | Elect Richard Lee as a Director | Management | For | For |
| 2b | Elect John Spark as a Director | Management | For | For |
| 2c | Elect Tim Poole as a Director | Management | For | For |
| 2d | Elect Greg Robinson as a Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
| 4 | Approve the Increase in Non-Executive Directors' Maximum Aggregate Remuneration to A$2.7 Million Per Annum | Management | For | For |
| NEWFIELD EXPLORATION COMPANY
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: NFX
SECURITY ID: 651290108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lee K. Boothby | Management | For | For |
| 2 | Elect Director Philip J. Burguieres | Management | For | For |
| 3 | Elect Director Pamela J. Gardner | Management | For | For |
| 4 | Elect Director John Randolph Kemp, lll | Management | For | For |
| 5 | Elect Director J. Michael Lacey | Management | For | For |
| 6 | Elect Director Joseph H. Netherland | Management | For | For |
| 7 | Elect Director Howard H. Newman | Management | For | For |
| 8 | Elect Director Thomas G. Ricks | Management | For | For |
| 9 | Elect Director Juanita F. Romans | Management | For | For |
| 10 | Elect Director C. E. (Chuck) Shultz | Management | For | For |
| 11 | Elect Director J. Terry Strange | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NEWMONT MINING CORPORATION
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: NEM
SECURITY ID: 651639106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glen A. Barton | Management | For | For |
| 1.2 | Elect Director Vincent A. Calarco | Management | For | For |
| 1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.4 | Elect Director Noreen Doyle | Management | For | For |
| 1.5 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.6 | Elect Director Michael S. Hamson | Management | For | For |
| 1.7 | Elect Director Richard T. O'Brien | Management | For | For |
| 1.8 | Elect Director John B. Prescott | Management | For | For |
| 1.9 | Elect Director Donald C. Roth | Management | For | For |
| 1.10 | Elect Director Simon Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Other Business | Management | For | Against |
| NIKO RESOURCES LTD.
MEETING DATE: SEP 09, 2010 |
||||
|
TICKER: NKO
SECURITY ID: 653905109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2 | Elect Edward S. Sampson, C. J. (Jim) Cummings, Walter DeBoni, William T. Hornaday, Conrad P. Kathol, and Wendell W. Robinson as Directors | Management | For | Withhold |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | For |
| 5 | Approve Stock Option Plan Grants | Management | For | For |
| NOBLE CORPORATION
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: N0L
SECURITY ID: H5833N103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence J. Chazen | Management | For | For |
| 1.2 | Elect Director Jon A. Marshall | Management | For | For |
| 1.3 | Elect Director Mary P. Ricciardello | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Management | For | For |
| 4 | Approve CHF 38.4 Million Reduction in Share Capital | Management | For | For |
| 5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 8 | Approve Discharge of Board and Senior Management | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NOBLE ENERGY, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: NBL
SECURITY ID: 655044105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jeffrey L. Berenson | Management | For | For |
| 2 | Elect Director Michael A. Cawley | Management | For | For |
| 3 | Elect Director Edward F. Cox | Management | For | For |
| 4 | Elect Director Charles D. Davidson | Management | For | For |
| 5 | Elect Director Thomas J. Edelman | Management | For | For |
| 6 | Elect Director Eric P. Grubman | Management | For | For |
| 7 | Elect Director Kirby L. Hedrick | Management | For | For |
| 8 | Elect Director Scott D. Urban | Management | For | For |
| 9 | Elect Director William T. Van Kleef | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| NORTHERN OFFSHORE LTD
MEETING DATE: SEP 21, 2010 |
||||
|
TICKER: NOF
SECURITY ID: G6635W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | None | None |
| 4 | Receive President's Report | Management | None | None |
| 5 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 6 | Approve PricewaterhouseCoopers, Houston as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7i | Fix Number of Directors at 5 | Management | For | For |
| 7ii.1 | Elect Cecilie Fredriksen as a Director | Management | For | For |
| 7ii.2 | Elect Hillel Y. Goldstein as a Director | Management | For | For |
| 7ii.3 | Elect Stephen Knudtzon as a Director | Management | For | Against |
| 7ii.4 | Elect Jim LaChance as a Director | Management | For | Against |
| 7iii | Authorize Board to Fill Vacancies | Management | For | Against |
| 8 | Approve Remuneration of $96,144 for Stephen Knudtzon | Management | For | For |
| 9 | Approve Amended and Restated 2008 Stock Incentive Plan | Management | For | Against |
| 10 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
| NORTHERN OIL AND GAS, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: NOG
SECURITY ID: 665531109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael L. Reger | Management | For | For |
| 1.2 | Elect Director Ryan R. Gilbertson | Management | For | For |
| 1.3 | Elect Director Robert Grabb | Management | For | For |
| 1.4 | Elect Director Jack King | Management | For | For |
| 1.5 | Elect Director Lisa Bromiley Meier | Management | For | For |
| 1.6 | Elect Director Loren J. O'Toole | Management | For | For |
| 1.7 | Elect Director Carter Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NRG ENERGY, INC.
MEETING DATE: JUL 28, 2010 |
||||
|
TICKER: NRG
SECURITY ID: 629377508
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
| 2 | Elect Director David Crane | Management | For | For |
| 3 | Elect Director Stephen L. Cropper | Management | For | For |
| 4 | Elect Director Kathleen A. McGinty | Management | For | For |
| 5 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: OXY
SECURITY ID: 674599105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Spencer Abraham | Management | For | For |
| 2 | Elect Director Howard I. Atkins | Management | For | For |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Margaret M. Foran | Management | For | For |
| 7 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 8 | Elect Director Ray R. Irani | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | For |
| 10 | Elect Director Rodolfo Segovia | Management | For | For |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | For |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 17 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
| 18 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| OCEAN RIG UDW INC
MEETING DATE: APR 15, 2011 |
||||
|
TICKER:
SECURITY ID: Y64354106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Second Amended and Restated Articles of Incorporation | Management | For | Did Not Vote |
| 2 | Classify the Board of Directors | Management | For | Did Not Vote |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: OII
SECURITY ID: 675232102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director T. Jay Collins | Management | For | For |
| 1.2 | Elect Director D. Michael Hughes | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: OIS
SECURITY ID: 678026105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher T. Seaver | Management | For | For |
| 1.2 | Elect Director Douglas E. Swanson | Management | For | For |
| 1.3 | Elect Director Cindy B. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| OWENS-ILLINOIS, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: OI
SECURITY ID: 690768403
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter S. Hellman | Management | For | For |
| 1.2 | Elect Director Anastasia D. Kelly | Management | For | For |
| 1.3 | Elect Director John J. Mcmackin, Jr. | Management | For | For |
| 1.4 | Elect Director Hugh H. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| PACIFIC RUBIALES ENERGY CORP.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: PRE
SECURITY ID: 69480U206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Twelve | Management | For | For |
| 2.1 | Elect Director Serafino Iacono | Management | For | For |
| 2.2 | Elect Director Miguel de la Campa | Management | For | For |
| 2.3 | Elect Director Ronald Pantin | Management | For | For |
| 2.4 | Elect Director Jose Francisco Arata | Management | For | For |
| 2.5 | Elect Director German Efromovich | Management | For | For |
| 2.6 | Elect Director Neil Woodyer | Management | For | For |
| 2.7 | Elect Director Augusto Lopez | Management | For | For |
| 2.8 | Elect Director Miguel Rodriguez | Management | For | For |
| 2.9 | Elect Director Donald Ford | Management | For | For |
| 2.10 | Elect Director John Zaozirny | Management | For | For |
| 2.11 | Elect Director Victor Rivera | Management | For | For |
| 2.12 | Elect Director Hernan Martinez | Management | For | For |
| 3 | Approve Ernst and Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| PACTIV CORPORATION
MEETING DATE: NOV 15, 2010 |
||||
|
TICKER: PTV
SECURITY ID: 695257105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| PAINTED PONY PETROLEUM LTD.
MEETING DATE: JUN 06, 2011 |
||||
|
TICKER: PPY.A
SECURITY ID: 695781104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Patrick R. Ward | Management | For | For |
| 2.2 | Elect Director Glenn R. Carley | Management | For | For |
| 2.3 | Elect Director Allan K. Ashton | Management | For | For |
| 2.4 | Elect Director Ronald R. Talbot | Management | For | For |
| 2.5 | Elect Director Kevin Angus | Management | For | For |
| 2.6 | Elect Director Arthur J.G. Madden | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| PAN AMERICAN SILVER CORP.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: PAA
SECURITY ID: 697900108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ross J. Beaty as Director | Management | For | For |
| 1.2 | Elect Geoffrey A. Burns as Director | Management | For | For |
| 1.3 | Elect Robert P. Pirooz as Director | Management | For | For |
| 1.4 | Elect William Flecknestein as Director | Management | For | For |
| 1.5 | Elect Michael J.J. Maloney as Director | Management | For | For |
| 1.6 | Elect David C. Press as Director | Management | For | For |
| 1.7 | Elect Walter T. Segsworth as Director | Management | For | For |
| 1.8 | Elect Michael Carroll as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| PEABODY ENERGY CORPORATION
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: BTU
SECURITY ID: 704549104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
| 1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| PETROBANK ENERGY & RESOURCES LTD.
MEETING DATE: DEC 17, 2010 |
||||
|
TICKER: PBG
SECURITY ID: 71645P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reorganization Plan | Management | For | For |
| PETROBANK ENERGY & RESOURCES LTD.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: PBG
SECURITY ID: 71645P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Chris J. Bloomer | Management | For | For |
| 1.2 | Elect Director Ian S. Brown | Management | For | For |
| 1.3 | Elect Director Louis L. Frank | Management | For | For |
| 1.4 | Elect Director M. Neil McCrank | Management | For | For |
| 1.5 | Elect Director Kenneth R. McKinnon | Management | For | For |
| 1.6 | Elect Director Jerald L. Oaks | Management | For | For |
| 1.7 | Elect Director Harrie Vredenburg | Management | For | For |
| 1.8 | Elect Director John D. Wright | Management | For | For |
| 1.9 | Elect Director Corey C. Ruttan | Management | For | For |
| 1.10 | Elect Director R. Gregg Smith | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PETROLEUM DEVELOPMENT CORPORATION
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: PETD
SECURITY ID: 716578109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph E. Casabona | Management | For | For |
| 1.2 | Elect Director David C. Parke | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PETROMINERALES LTD
MEETING DATE: DEC 17, 2010 |
||||
|
TICKER: PMG
SECURITY ID: P7914K108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reorganization | Management | For | For |
| PETROMINERALES LTD
MEETING DATE: DEC 17, 2010 |
||||
|
TICKER: PMG
SECURITY ID: P7914K108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| PETROMINERALES LTD.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: PMG
SECURITY ID: 71673R107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Alastair Macdonald as Director | Management | For | For |
| 1.2 | Elect Kenneth R. McKinnon as Director | Management | For | For |
| 1.3 | Elect Jerald L. Oaks as Director | Management | For | For |
| 1.4 | Elect Ernesto Sarpi as Director | Management | For | For |
| 1.5 | Elect Enrique Umana-Valenzuela as Director | Management | For | For |
| 1.6 | Elect John D. Wright as Director | Management | For | For |
| 1.7 | Elect Geir Ytreland as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| PETROPLUS HOLDINGS AG
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: PPHN
SECURITY ID: H6212L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Accounting Transfers | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Reelect Walter Gruebler, Maria Cattaui, and Patrick Power as Directors | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve CHF 22.4 Million Increase in Existing Pool of Conditional Capital without Preemptive Rights | Management | For | Did Not Vote |
| PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: PXD
SECURITY ID: 723787107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.2 | Elect Director R. Hartwell Gardner | Management | For | For |
| 1.3 | Elect Director Jim A. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| RELIANCE STEEL & ALUMINUM CO.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: RS
SECURITY ID: 759509102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John G. Figueroa | Management | For | For |
| 1.2 | Elect Director Thomas W. Gimbel | Management | For | For |
| 1.3 | Elect Director Douglas M. Hayes | Management | For | For |
| 1.4 | Elect Director Franklin R. Johnson | Management | For | For |
| 1.5 | Elect Director Leslie A. Waite | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Other Business | Management | For | Against |
| ROWAN COMPANIES, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: RDC
SECURITY ID: 779382100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director R. G. Croyle | Management | For | For |
| 2 | Elect Director Lord Moynihan | Management | For | For |
| 3 | Elect Director W. Matt Ralls | Management | For | For |
| 4 | Elect Director John J. Quicke | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SAIPEM
MEETING DATE: APR 30, 2011 |
||||
|
TICKER: SPM
SECURITY ID: T82000117
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3.1 | Slate Submitted by ENI | Management | None | For |
| 3.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Did Not Vote |
| 4.1 | Slate Submitted by ENI | Management | None | For |
| 4.2 | Slate Submitted by Institutional Investors (Assogestioni) | Management | None | Against |
| 1 | Amend Company Bylaws | Management | For | For |
| SCHLUMBERGER LIMITED
MEETING DATE: APR 06, 2011 |
||||
|
TICKER: SLB
SECURITY ID: 806857108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Philippe Camus | Management | For | For |
| 1.2 | Elect Director Peter L.S. Currie | Management | For | For |
| 1.3 | Elect Director Andrew Gould | Management | For | For |
| 1.4 | Elect Director Tony Isaac | Management | For | For |
| 1.5 | Elect Director K. Vaman Kamath | Management | For | For |
| 1.6 | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1.7 | Elect Director Adrian Lajous | Management | For | For |
| 1.8 | Elect Director Michael E. Marks | Management | For | For |
| 1.9 | Elect Director Elizabeth Moler | Management | For | For |
| 1.10 | Elect Director Leo Rafael Reif | Management | For | For |
| 1.11 | Elect Director Tore I. Sandvold | Management | For | For |
| 1.12 | Elect Director Henri Seydoux | Management | For | For |
| 1.13 | Elect Director Paal Kibsgaard | Management | For | For |
| 1.14 | Elect Director Lubna S. Olayan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Adopt Plurality Voting for Contested Election of Directors | Management | For | For |
| 6 | Adopt and Approve Financials and Dividends | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: SBO
SECURITY ID: A7362J104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Supervisory Board Members | Management | For | Did Not Vote |
| 6 | Ratify Auditors | Management | For | Did Not Vote |
| SILVER WHEATON CORP.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: SLW
SECURITY ID: 828336107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Peter D. Barnes as Director | Management | For | For |
| 1.2 | Elect Lawrence I. Bell as Director | Management | For | For |
| 1.3 | Elect George L. Brack as Director | Management | For | For |
| 1.4 | Elect John A. Brough as Director | Management | For | For |
| 1.5 | Elect R. Peter Gillin as Director | Management | For | For |
| 1.6 | Elect Douglas M. Holtby as Director | Management | For | For |
| 1.7 | Elect Eduardo Luna as Director | Management | For | Withhold |
| 1.8 | Elect Wade D. Nesmith as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| SMITH INTERNATIONAL, INC.
MEETING DATE: AUG 24, 2010 |
||||
|
TICKER: SII
SECURITY ID: 832110100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2.1 | Elect Director James R. Gibbs | Management | For | For |
| 2.2 | Elect Director Duane C. Radtke | Management | For | For |
| 2.3 | Elect Director John Yearwood | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| SUNCOR ENERGY INC
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: SU
SECURITY ID: 867224107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.3 | Elect Director John T. Ferguson | Management | For | For |
| 1.4 | Elect Director W. Douglas Ford | Management | For | For |
| 1.5 | Elect Director Richard L. George | Management | For | For |
| 1.6 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.7 | Elect Director John R. Huff | Management | For | For |
| 1.8 | Elect Director Jacques Lamarre | Management | For | For |
| 1.9 | Elect Director Brian F. MacNeill | Management | For | For |
| 1.10 | Elect Director Maureen McCaw | Management | For | For |
| 1.11 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.12 | Elect Director James W. Simpson | Management | For | For |
| 1.13 | Elect Director Eira Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TALISMAN ENERGY INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: TLM
SECURITY ID: 87425E103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christiane Bergevin | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director William R.P. Dalton | Management | For | For |
| 1.4 | Elect Director Kevin S. Dunne | Management | For | For |
| 1.5 | Elect Director Harold N. Kvisle | Management | For | For |
| 1.6 | Elect Director John A. Manzoni | Management | For | For |
| 1.7 | Elect Director Lisa A. Stewart | Management | For | For |
| 1.8 | Elect Director Peter W. Tomsett | Management | For | For |
| 1.9 | Elect Director Charles R. Williamson | Management | For | For |
| 1.10 | Elect Director Charles M. Winograd | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TECK RESOURCES LIMITED
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: TCK.B
SECURITY ID: 878742204
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect I. Abe as Director | Management | For | For |
| 1.2 | Elect M.M. Ashar as Director | Management | For | For |
| 1.3 | Elect J. B. Aune as Director | Management | For | For |
| 1.4 | Elect J. H. Bennett as Director | Management | For | For |
| 1.5 | Elect H. J. Bolton as Director | Management | For | For |
| 1.6 | Elect F. P. Chee as Director | Management | For | For |
| 1.7 | Elect J. L. Cockwell as Director | Management | For | For |
| 1.8 | Elect N. B. Keevil as Director | Management | For | For |
| 1.9 | Elect N. B. Keevil III as Director | Management | For | For |
| 1.10 | Elect T. Kuriyama as Director | Management | For | For |
| 1.11 | Elect D. R. Lindsay as Director | Management | For | For |
| 1.12 | Elect J. G. Rennie as Director | Management | For | For |
| 1.13 | Elect W.S.R. Seyffert as Director | Management | For | For |
| 1.14 | Elect C. M. Thompson as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| TEMPLE-INLAND INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: TIN
SECURITY ID: 879868107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Larry R. Faulkner | Management | For | For |
| 2 | Elect Director Jeffrey M. Heller | Management | For | For |
| 3 | Elect Director Doyle R. Simons | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| TESORO CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: TSO
SECURITY ID: 881609101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Rodney F. Chase | Management | For | For |
| 2 | Elect Director Gregory J. Goff | Management | For | For |
| 3 | Elect Director Robert W. Goldman | Management | For | For |
| 4 | Elect Director Steven H. Grapstein | Management | For | For |
| 5 | Elect Director J.w. Nokes | Management | For | For |
| 6 | Elect Director Susan Tomasky | Management | For | For |
| 7 | Elect Director Michael E. Wiley | Management | For | For |
| 8 | Elect Director Patrick Y. Yang | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| THOMPSON CREEK METALS COMPANY INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: TCM
SECURITY ID: 884768102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Denis C. Arsenault as Director | Management | For | For |
| 1.2 | Elect Carol T. Banducci as Director | Management | For | For |
| 1.3 | Elect James L. Freer as Director | Management | For | For |
| 1.4 | Elect James P. Geyer as Director | Management | For | For |
| 1.5 | Elect Timothy J. Haddon as Director | Management | For | For |
| 1.6 | Elect Kevin Loughrey as Director | Management | For | For |
| 1.7 | Elect Thomas J. O'Neil as Director | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TRANSOCEAN LTD.
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: RIGN
SECURITY ID: H8817H100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Against |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Management | For | For |
| 5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Management | For | For |
| 6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Management | For | For |
| 7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Decrease in Size of Board | Management | For | For |
| 9a | Reelect Jagjeet S. Bindra as Director | Management | For | For |
| 9b | Reelect Steve Lucas as Director | Management | For | For |
| 9c | Reelect Tan Ek Kia as Director | Management | For | For |
| 9d | Reelect Martin B. McNamara as Director | Management | For | For |
| 9e | Reelect Ian C. Strachan as Director | Management | For | For |
| 10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TSC OFFSHORE GROUP LTD.
MEETING DATE: MAR 04, 2011 |
||||
|
TICKER: 00206
SECURITY ID: G9112E108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Change Company Name from TSC Offshore Group Limited to TSC Group Holdings Limited and Adopt New Chinese Name | Management | For | For |
| TUSCANY INTERNATIONAL DRILLING INC
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: TID
SECURITY ID: 90069C102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2 | Elect Walter A. Dawson, Reginald J. Greenslade, Jeffrey J. Scott, Donald A. Wright, William Dorson and Herb Snowdon as Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| UNITED STATES STEEL CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: X
SECURITY ID: 912909108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.2 | Elect Director Glenda G. McNeal | Management | For | For |
| 1.3 | Elect Director Graham B. Spanier | Management | For | For |
| 1.4 | Elect Director Patricia A. Tracey | Management | For | For |
| 1.5 | Elect Director John J. Engel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VALERO ENERGY CORPORATION
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: VLO
SECURITY ID: 91913Y100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Ronald K. Calgaard | Management | For | For |
| 2 | Elect Director Stephen M. Waters | Management | For | For |
| 3 | Elect Director Randall J. Weisenburger | Management | For | For |
| 4 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Report on Political Contributions | Shareholder | Against | Abstain |
| 11 | Review Political Expenditures and Processes | Shareholder | Against | Abstain |
| 12 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
| VERMILION ENERGY INC
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: VET
SECURITY ID: 923725105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry J. Macdonald | Management | For | For |
| 1.2 | Elect Director W. Kenneth Davidson | Management | For | For |
| 1.3 | Elect Director Lorenzo Donadeo | Management | For | For |
| 1.4 | Elect Director Claudio A. Ghersinich | Management | For | For |
| 1.5 | Elect Director Joseph F. Killi | Management | For | For |
| 1.6 | Elect Director William F. Madison | Management | For | For |
| 1.7 | Elect Director Timothy R. Marchant | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| WALTER ENERGY, INC.
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: WLT
SECURITY ID: 93317Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard L. Clark, Jr. | Management | For | For |
| 1.2 | Elect Director Jerry W. Kolb | Management | For | For |
| 1.3 | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1.4 | Elect Director Joseph B. Leonard | Management | For | For |
| 1.5 | Elect Director Bernard G. Rethore | Management | For | For |
| 1.6 | Elect Director Michael T. Tokarz | Management | For | For |
| 1.7 | Elect Director A.J. Wagner | Management | For | For |
| 1.8 | Elect Director David R. Beatty | Management | For | For |
| 1.9 | Elect Director Keith Calder | Management | For | For |
| 1.10 | Elect Director Graham Mascall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| WEATHERFORD INTERNATIONAL LTD.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: WFT
SECURITY ID: H27013103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Reelect Samuel Bodman, III as Director | Management | For | Against |
| 3.3 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.4 | Reelect David Butters as Director | Management | For | For |
| 3.5 | Reelect William Macaulay as Director | Management | For | Against |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses, Jr. as Director | Management | For | Against |
| 3.8 | Reelect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Reelect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WESTERN REFINING, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: WNR
SECURITY ID: 959319104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carin M. Barth | Management | For | For |
| 1.2 | Elect Director Paul L. Foster | Management | For | For |
| 1.3 | Elect Director L. Frederick Francis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: WLL
SECURITY ID: 966387102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director D. Sherwin Artus | Management | For | For |
| 1.2 | Elect Director Phillip E. Doty | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| WILLBROS GROUP, INC.
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: WG
SECURITY ID: 969203108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William B. Berry | Management | For | For |
| 1.2 | Elect Director Arlo B. DeKraai | Management | For | For |
| 1.3 | Elect Director Daniel E. Lonergan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| YAMANA GOLD INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: YRI
SECURITY ID: 98462Y100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Peter Marrone as Director | Management | For | For |
| 1.2 | Elect Patrick J. Mars as Director | Management | For | For |
| 1.3 | Elect John Begeman as Director | Management | For | For |
| 1.4 | Elect Alexander Davidson as Director | Management | For | For |
| 1.5 | Elect Richard Graff as Director | Management | For | For |
| 1.6 | Elect Robert Horn as Director | Management | For | For |
| 1.7 | Elect Nigel Lees as Director | Management | For | For |
| 1.8 | Elect Juvenal Mesquita Filho as Director | Management | For | For |
| 1.9 | Elect Carl Renzoni as Director | Management | For | For |
| 1.10 | Elect Antenor F. Silva, Jr. as Director | Management | For | For |
| 1.11 | Elect Dino Titaro as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT PHARMACEUTICALS PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABBOTT LABORATORIES
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: ABT
SECURITY ID: 002824100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director H. Laurance Fuller | Management | For | For |
| 1.5 | Elect Director Edward M. Liddy | Management | For | For |
| 1.6 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.7 | Elect Director William A. Osborn | Management | For | For |
| 1.8 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.9 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.10 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Policy on Pharmaceutical Price Restraint | Shareholder | Against | Against |
| ACCRETIVE HEALTH, INC.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: AH
SECURITY ID: 00438V103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary A. Tolan | Management | For | For |
| 1.2 | Elect Director J. Michael Cline | Management | For | For |
| 1.3 | Elect Director Denis J. Nayden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ADCOCK INGRAM HOLDINGS LTD
MEETING DATE: AUG 12, 2010 |
||||
|
TICKER: AIP
SECURITY ID: S00358101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Increase in Non-executive Director Fees Payable from 1 October 2009 | Management | For | For |
| AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 01, 2011 |
||||
|
TICKER: A
SECURITY ID: 00846U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Heidi Fields | Management | For | For |
| 2 | Elect Director David M. Lawrence | Management | For | For |
| 3 | Elect Director A. Barry Rand | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AKORN, INC.
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: AKRX
SECURITY ID: 009728106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John N. Kapoor | Management | For | For |
| 1.2 | Elect Director Kenneth S. Abramowitz | Management | For | For |
| 1.3 | Elect Director Ronald M. Johnson | Management | For | For |
| 1.4 | Elect Director Steven J. Meyer | Management | For | For |
| 1.5 | Elect Director Brian Tambi | Management | For | For |
| 1.6 | Elect Director Alan Weinstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: ALXN
SECURITY ID: 015351109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 1.9 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ALLERGAN, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: AGN
SECURITY ID: 018490102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Deborah Dunsire | Management | For | For |
| 2 | Elect Director Trevor M. Jones | Management | For | For |
| 3 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Approve Omnibus Stock Plan | Management | For | For |
| 9 | Declassify the Board of Directors | Management | For | For |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: NOV 04, 2010 |
||||
|
TICKER: MDRX
SECURITY ID: 01988P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Chookaszian | Management | For | For |
| 1.2 | Elect Director Eugene V. Fife | Management | For | For |
| 1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
| 1.4 | Elect Director Philip D. Green | Management | For | For |
| 1.5 | Elect Director Edward A. Kangas | Management | For | For |
| 1.6 | Elect Director John King | Management | For | For |
| 1.7 | Elect Director Michael J. Kluger | Management | For | For |
| 1.8 | Elect Director Philip M. Pead | Management | For | For |
| 1.9 | Elect Director Glen E. Tullman | Management | For | For |
| 1.10 | Elect Director Stephen Wilson | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: MDRX
SECURITY ID: 01988P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Chookaszian | Management | For | For |
| 1.2 | Elect Director Eugene V. Fife | Management | For | For |
| 1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
| 1.4 | Elect Director Philip D. Green | Management | For | For |
| 1.5 | Elect Director Edward A. Kangas | Management | For | For |
| 1.6 | Elect Director Michael J. Kluger | Management | For | For |
| 1.7 | Elect Director Philip M. Pead | Management | For | For |
| 1.8 | Elect Director Glen E. Tullman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: AUG 13, 2010 |
||||
|
TICKER: MDRX
SECURITY ID: 01988P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AMYLIN PHARMACEUTICALS, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: AMLN
SECURITY ID: 032346108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adrian Adams | Management | For | For |
| 1.2 | Elect Director Teresa Beck | Management | For | For |
| 1.3 | Elect Director M. Kathleen Behrens | Management | For | For |
| 1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.5 | Elect Director Paul N. Clark | Management | For | For |
| 1.6 | Elect Director Paulo F. Costa | Management | For | For |
| 1.7 | Elect Director Alexander Denner | Management | For | For |
| 1.8 | Elect Director Karin Eastham | Management | For | For |
| 1.9 | Elect Director James R. Gavin III | Management | For | For |
| 1.10 | Elect Director Jay S. Skyler | Management | For | For |
| 1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: RDEA
SECURITY ID: 03969P107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Felix J. Baker, Ph.D. | Management | For | For |
| 1.2 | Elect Director Wendy L. Dixon, Ph.D. | Management | For | For |
| 1.3 | Elect Director Henry J. Fuchs, M.D. | Management | For | For |
| 1.4 | Elect Director Craig A. Johnson | Management | For | For |
| 1.5 | Elect Director John W. Poyhonen | Management | For | For |
| 1.6 | Elect Director Barry D. Quart | Management | For | For |
| 1.7 | Elect Director Kevin C. Tang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: ARIA
SECURITY ID: 04033A100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jay R. LaMarche | Management | For | For |
| 1.2 | Elect Director Norbert G. Riedel, Ph.D. | Management | For | For |
| 1.3 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ASPEN PHARMACARE HOLDINGS LTD
MEETING DATE: NOV 26, 2010 |
||||
|
TICKER: APN
SECURITY ID: S0754A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2010 | Management | For | For |
| 2a | Re-elect Judy Dlamini as Director | Management | For | Against |
| 2b | Re-elect John Buchanan as Director | Management | For | Against |
| 2c | Re-elect Rafique Bagus as Director | Management | For | Against |
| 2d | Elect Abbas Hussain as Director | Management | For | Against |
| 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Eric MacKeown as the Audit Partner | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of the Auditors | Management | For | For |
| 5 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 6 | Approve Cash Distribution to Shareholders by Way of Reduction of Share Premium Account | Management | For | For |
| 7 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 8 | Approve the Restated Deeds of the Aspen Share Incentive Scheme, the Aspen Share Appreciation Plan and the Aspen South African Workers' Share Plan | Management | For | For |
| 9 | Place Authorised but Unissued Shares under Control of Directors for the Purpose of the Share Schemes | Management | For | For |
| 10 | Authorise an Executive Director to Ratify and Execute Approved Resolutions | Management | For | Against |
| 1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| AUXILIUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: AUXL
SECURITY ID: 05334D107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rolf A. Classon | Management | For | For |
| 1.2 | Elect Director Al Altomari | Management | For | For |
| 1.3 | Elect Director Armando Anido | Management | For | For |
| 1.4 | Elect Director Peter C. Brandt | Management | For | For |
| 1.5 | Elect Director Oliver S. Fetzer | Management | For | For |
| 1.6 | Elect Director Paul A. Friedman | Management | For | For |
| 1.7 | Elect Director Renato Fuchs | Management | For | For |
| 1.8 | Elect Director Nancy S. Lurker | Management | For | For |
| 1.9 | Elect Director William T. McKee | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AVANIR PHARMACEUTICALS, INC.
MEETING DATE: FEB 08, 2011 |
||||
|
TICKER: AVNR
SECURITY ID: 05348P401
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen G. Austin | Management | For | For |
| 1.2 | Elect Director Dennis G. Podlesak | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| BASILEA PHARMACEUTICA AG
MEETING DATE: APR 06, 2011 |
||||
|
TICKER: BSLN
SECURITY ID: H05131109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2a | Approve Carrying Forward of Net Loss | Management | For | Did Not Vote |
| 2b | Transfer of CHF 321.5 Million from Free Reserves to Capital Reserves | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4a | Reelect Steven Skolsky as Director | Management | For | Did Not Vote |
| 4b | Reelect Anthony Man as Director | Management | For | Did Not Vote |
| 4c | Reelect Ronald Scott as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve Extension of CHF 2 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| BAXTER INTERNATIONAL INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: BAX
SECURITY ID: 071813109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Wayne T. Hockmeyer | Management | For | For |
| 2 | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
| 3 | Elect Director Thomas T. Stallkamp | Management | For | For |
| 4 | Elect Director Albert P.L. Stroucken | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Management | For | For |
| BIOGEN IDEC INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: BIIB
SECURITY ID: 09062X103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 3 | Elect Director George A. Scangos | Management | For | For |
| 4 | Elect Director Lynn Schenk | Management | For | For |
| 5 | Elect Director Alexander J. Denner | Management | For | For |
| 6 | Elect Director Nancy L. Leaming | Management | For | For |
| 7 | Elect Director Richard C. Mulligan | Management | For | For |
| 8 | Elect Director Robert W. Pangia | Management | For | For |
| 9 | Elect Director Brian S. Posner | Management | For | For |
| 10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 12 | Elect Director William D. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Declassify the Board of Directors | Management | For | For |
| BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: BMRN
SECURITY ID: 09061G101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BIOMIMETIC THERAPEUTICS, INC.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: BMTI
SECURITY ID: 09064X101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Samuel E. Lynch | Management | For | For |
| 1.2 | Elect Director Larry W. Papasan | Management | For | For |
| 1.3 | Elect Director James G. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Bundled Say on Pay/Golden Parachute Advisory Vote | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BMP SUNSTONE CORPORATION
MEETING DATE: FEB 24, 2011 |
||||
|
TICKER: BJGP
SECURITY ID: 05569C105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: BSX
SECURITY ID: 101137107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katharine T. Bartlett | Management | For | For |
| 1.2 | Elect Director Bruce L. Byrnes | Management | For | For |
| 1.3 | Elect Director Nelda J. Connors | Management | For | For |
| 1.4 | Elect Director J. Raymond Elliott | Management | For | For |
| 1.5 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.6 | Elect Director Ernest Mario | Management | For | For |
| 1.7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1.8 | Elect Director Pete M. Nicholas | Management | For | For |
| 1.9 | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1.10 | Elect Director John E. Sununu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: BMY
SECURITY ID: 110122108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director L. Andreotti | Management | For | For |
| 2 | Elect Director L.B. Campbell | Management | For | For |
| 3 | Elect Director J.M. Cornelius | Management | For | For |
| 4 | Elect Director L.J. Freeh | Management | For | For |
| 5 | Elect Director L.H. Glimcher | Management | For | For |
| 6 | Elect Director M. Grobstein | Management | For | For |
| 7 | Elect Director L. Johansson | Management | For | For |
| 8 | Elect Director A.J. Lacy | Management | For | For |
| 9 | Elect Director V.L. Sato | Management | For | For |
| 10 | Elect Director E. Sigal | Management | For | For |
| 11 | Elect Director T.D. West, Jr. | Management | For | For |
| 12 | Elect Director R.S. Williams | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 16 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 18 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
| C. R. BARD, INC.
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: BCR
SECURITY ID: 067383109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Kelly | Management | For | For |
| 1.2 | Elect Director Gail K. Naughton | Management | For | For |
| 1.3 | Elect Director John H. Weiland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| CADENCE PHARMACEUTICALS, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: CADX
SECURITY ID: 12738T100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James C. Blair | Management | For | For |
| 1.2 | Elect Director Alan D. Frazier | Management | For | For |
| 1.3 | Elect Director Christopher J. Twomey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| CARDIOME PHARMA CORP.
MEETING DATE: JUN 06, 2011 |
||||
|
TICKER: COM
SECURITY ID: 14159U202
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert W. Rieder as Director | Management | For | For |
| 1.2 | Elect Jackie M. Clegg as Director | Management | For | For |
| 1.3 | Elect Peter W. Roberts as Director | Management | For | For |
| 1.4 | Elect Harold H. Shlevin as Director | Management | For | For |
| 1.5 | Elect Richard M. Glickman as Director | Management | For | For |
| 1.6 | Elect Douglass J. Janzen as Director | Management | For | For |
| 1.7 | Elect William L. Hunter as Director | Management | For | For |
| 2 | Approve KPMG, LLC as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CATALYST HEALTH SOLUTIONS, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: CHSI
SECURITY ID: 14888B103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David T. Blair | Management | For | For |
| 1.2 | Elect Director Daniel J. Houston | Management | For | For |
| 1.3 | Elect Director Kenneth A. Samet | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CIPLA LIMITED
MEETING DATE: AUG 25, 2010 |
||||
|
TICKER: 500087
SECURITY ID: Y1633P142
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
| 3 | Reappoint H.R. Manchanda as Director | Management | For | For |
| 4 | Reappoint R. Shroff as Director | Management | For | For |
| 5 | Approve R.G.N. Price & Co. and V. Sankar Aiyar & Co. as Joint Statutory Auditors and Appoint Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Appointment and Remuneration of K. Hamied, Relative of a Director, as a Member of the Management Team | Management | For | For |
| COVIDIEN PUBLIC LIMITED COMPANY
MEETING DATE: MAR 15, 2011 |
||||
|
TICKER: COV
SECURITY ID: G2554F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Craig Arnold | Management | For | For |
| 2 | Elect Director Robert H. Brust | Management | For | For |
| 3 | Elect Director John M. Connors, Jr. | Management | For | For |
| 4 | Elect Director Christopher J. Coughlin | Management | For | For |
| 5 | Elect Director Timothy M. Donahue | Management | For | For |
| 6 | Elect Director Kathy J. Herbert | Management | For | For |
| 7 | Elect Director Randall J. Hogan III | Management | For | For |
| 8 | Elect Director Richard J. Meelia | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Tadataka Yamada | Management | For | For |
| 11 | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| DENDREON CORPORATION
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: DNDN
SECURITY ID: 24823Q107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard B. Brewer | Management | For | For |
| 1.2 | Elect Director Mitchell H. Gold | Management | For | For |
| 1.3 | Elect Director Pedro Granadillo | Management | For | For |
| 1.4 | Elect Director David C. Stump | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DEPOMED, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: DEPO
SECURITY ID: 249908104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter D. Staple | Management | For | For |
| 1.2 | Elect Director G. Steven Burrill | Management | For | For |
| 1.3 | Elect Director Karen A. Dawes | Management | For | For |
| 1.4 | Elect Director James A. Schoeneck | Management | For | For |
| 1.5 | Elect Director Craig R. Smith | Management | For | For |
| 1.6 | Elect Director Julian N. Stern | Management | For | For |
| 1.7 | Elect Director David B. Zenoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DR. REDDY'S LABORATORIES
MEETING DATE: JUL 23, 2010 |
||||
|
TICKER: 500124
SECURITY ID: 256135203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 11.25 Per Share | Management | For | For |
| 3 | Reappoint J.P. Moreau as Director | Management | For | For |
| 4 | Reappoint K. Morparia as Director | Management | For | For |
| 5 | Approve B.S.R. & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Appoint A.S. Ganguly as Director | Management | For | For |
| DURECT CORPORATION
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: DRRX
SECURITY ID: 266605104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David R. Hoffmann | Management | For | For |
| 1.2 | Elect Director Jon S. Saxe | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| ELAN CORPORATION PLC
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: DRX
SECURITY ID: 284131208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Robert Ingram as Director | Management | For | For |
| 3 | Reelect Giles Kerr as Director | Management | For | For |
| 4 | Reelect Kieran McGowan as Director | Management | For | For |
| 5 | Reelect Kyran McLaughlin as Director | Management | For | For |
| 6 | Reelect Dennis Selkoe as Director | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 10 | Authorize Share Repurchase Program | Management | For | For |
| 11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 12 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ELI LILLY AND COMPANY
MEETING DATE: APR 18, 2011 |
||||
|
TICKER: LLY
SECURITY ID: 532457108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director M.L. Eskew | Management | For | For |
| 2 | Elect Director A.G. Gilman | Management | For | For |
| 3 | Elect Director K.N. Horn | Management | For | For |
| 4 | Elect Director J.C. Lechleiter | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Declassify the Board of Directors | Management | For | For |
| 9 | Reduce Supermajority Vote Requirement | Management | For | For |
| 10 | Approve Executive Incentive Bonus Plan | Management | For | For |
| ENDO PHARMACEUTICALS HOLDINGS INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: ENDP
SECURITY ID: 29264F205
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John J. Delucca | Management | For | For |
| 1.2 | Elect Director David P. Holveck | Management | For | For |
| 1.3 | Elect Director Nancy J. Hutson | Management | For | For |
| 1.4 | Elect Director Michael Hyatt | Management | For | For |
| 1.5 | Elect Director Roger H. Kimmel | Management | For | For |
| 1.6 | Elect Director William P. Montague | Management | For | For |
| 1.7 | Elect Director David B. Nash | Management | For | For |
| 1.8 | Elect Director Joseph C. Scodari | Management | For | For |
| 1.9 | Elect Director William F. Spengler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ESSILOR INTERNATIONAL
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: EI
SECURITY ID: F31668100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.83 per Share | Management | For | For |
| 4 | Approve Severance Payment Agreement with Hubert Sagnieres | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 6 | Reelect Hubert Sagnieres as Director | Management | For | For |
| 7 | Reelect Philippe Alfroid as Director | Management | For | For |
| 8 | Reelect Yi He as Director | Management | For | For |
| 9 | Reelect Maurice Marchand-Tonel as Director | Management | For | For |
| 10 | Reelect Aicha Mokdahi as Director | Management | For | For |
| 11 | Reelect Michel Rose as Director | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Employee Stock Purchase Plan | Management | For | For |
| 14 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| FOREST LABORATORIES, INC.
MEETING DATE: AUG 09, 2010 |
||||
|
TICKER: FRX
SECURITY ID: 345838106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard Solomon | Management | For | For |
| 1.2 | Elect Director Lawrence S. Olanoff | Management | For | For |
| 1.3 | Elect Director Nesli Basgoz | Management | For | For |
| 1.4 | Elect Director William J. Candee | Management | For | For |
| 1.5 | Elect Director George S. Cohan | Management | For | For |
| 1.6 | Elect Director Dan L. Goldwasser | Management | For | For |
| 1.7 | Elect Director Kenneth E. Goodman | Management | For | For |
| 1.8 | Elect Director Lester B. Salans | Management | For | For |
| 1.9 | Elect Director Peter J. Zimetbaum | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| GILEAD SCIENCES, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: GILD
SECURITY ID: 375558103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Cogan | Management | For | For |
| 1.2 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.3 | Elect Director James M. Denny | Management | For | For |
| 1.4 | Elect Director Carla A. Hills | Management | For | For |
| 1.5 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.6 | Elect Director John W. Madigan | Management | For | For |
| 1.7 | Elect Director John C. Martin | Management | For | For |
| 1.8 | Elect Director Gordon E. Moore | Management | For | For |
| 1.9 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.10 | Elect Director Richard J. Whitley | Management | For | For |
| 1.11 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.12 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GLAXOSMITHKLINE PLC
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: GSK
SECURITY ID: 37733W105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Simon Dingemans as Director | Management | For | For |
| 4 | Elect Stacey Cartwright as Director | Management | For | For |
| 5 | Elect Judy Lewent as Director | Management | For | For |
| 6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
| 7 | Re-elect Andrew Witty as Director | Management | For | For |
| 8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
| 9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
| 10 | Re-elect Larry Culp as Director | Management | For | For |
| 11 | Re-elect Sir Crispin Davis as Director | Management | For | For |
| 12 | Re-elect Sir Deryck Maughan as Director | Management | For | Against |
| 13 | Re-elect James Murdoch as Director | Management | For | For |
| 14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
| 15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
| 16 | Re-elect Tom de Swaan as Director | Management | For | For |
| 17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase | Management | For | For |
| 24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| GUANGZHOU PHARMACEUTICAL COMPANY LTD.
MEETING DATE: DEC 30, 2010 |
||||
|
TICKER: 00874
SECURITY ID: Y2932P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Provision of Guarantees by Guangzhou Bai Di Bio-technology Co. Ltd. to Secure Bank Loans for Guangzhou Nuo Cheng Bio-technology Co. Ltd. | Management | For | For |
| 2 | Approve Purchase and Sale Agreement with Guangzhou Pharmaceutical Holdings Limited | Management | For | For |
| 3 | Approve Purchase and Sale Agreement with Guangzhou Pharmaceutical Corporation and Guangzhou Wang Lao Ji Pharmaceutical Company Limited | Management | For | For |
| 4 | Amend Rules of Procedures Re: Board of Directors | Management | For | For |
| 1 | Amend Articles of Association | Management | For | For |
| GUANGZHOU PHARMACEUTICAL COMPANY LTD.
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: 00874
SECURITY ID: Y2932P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of Supervisory Committee | Management | For | For |
| 3 | Approve Financial Reports | Management | For | For |
| 4 | Approve Auditors' Reports | Management | For | For |
| 5 | Approve Profit Distribution Proposal and Dividend Payment | Management | For | For |
| 6 | Approve Financial Budget Report for the Year 2011 | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Approve Remuneration of Supervisors | Management | For | For |
| 9 | Approve Provision of Guarantees by the Company to Secure Bank Loan for its Subsidiaries | Management | For | Abstain |
| 10 | Approve Provision of Guarantees by Guangzhou Bai Di Bio-technology Co., Ltd.to Secure Bank Loans for Guangzhou Nuo Cheng Bio-technology Co., Ltd. | Management | For | Abstain |
| 11 | Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditor and Authorize Board to Fix Its Remuneration | Management | For | For |
| 12 | Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited as Internal Control Auditor and Authorize Board to Fix Its Remuneration | Management | For | For |
| 13 | Amend Rules of Procedures for the Supervisory Committee | Management | For | For |
| 14 | Amend Articles of Association | Management | For | For |
| HI-TECH PHARMACAL CO., INC.
MEETING DATE: NOV 10, 2010 |
||||
|
TICKER: HITK
SECURITY ID: 42840B101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David S. Seltzer | Management | For | For |
| 1.2 | Elect Director Reuben Seltzer | Management | For | For |
| 1.3 | Elect Director Martin M. Goldwyn | Management | For | For |
| 1.4 | Elect Director Yashar Hirshaut | Management | For | Withhold |
| 1.5 | Elect Director Jack van Hulst | Management | For | Withhold |
| 1.6 | Elect Director Anthony J. Puglisi | Management | For | For |
| 1.7 | Elect Director Bruce W. Simpson | Management | For | Withhold |
| 2 | Amend Stock Option Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| HIKMA PHARMACEUTICALS PLC
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: HIK
SECURITY ID: G4576K104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Said Darwazah as Director | Management | For | For |
| 4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase | Management | For | For |
| 10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 11 | Approve Waiver on Tender-Bid Requirement Relating to the Buy Back of Shares | Management | For | For |
| 12 | Approve Waiver on Tender-Bid Requirement Relating to the Granting of LTIPs and MIPs to the Concert Party | Management | For | For |
| HILL-ROM HOLDINGS, INC.
MEETING DATE: MAR 08, 2011 |
||||
|
TICKER: HRC
SECURITY ID: 431475102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles E. Golden | Management | For | For |
| 1.2 | Elect Director W August Hillenbrand | Management | For | For |
| 1.3 | Elect Director Joanne C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| HOLOGIC, INC.
MEETING DATE: MAR 02, 2011 |
||||
|
TICKER: HOLX
SECURITY ID: 436440101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Cumming | Management | For | For |
| 1.2 | Elect Director Robert A. Cascella | Management | For | For |
| 1.3 | Elect Director Glenn P. Muir | Management | For | For |
| 1.4 | Elect Director Sally W. Crawford | Management | For | For |
| 1.5 | Elect Director David R. Lavance, Jr. | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Lawrence M. Levy | Management | For | For |
| 1.8 | Elect Director Elaine S. Ullian | Management | For | For |
| 1.9 | Elect Director Wayne Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HOSPIRA, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: HSP
SECURITY ID: 441060100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Irving W. Bailey, II | Management | For | For |
| 2 | Elect Director F. Michael Ball | Management | For | For |
| 3 | Elect Director Jacque J. Sokolov | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement to Remove Directors for Cause | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement for By-law Amendments | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement for Certificate of Incorporation Amendments | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Ratify Auditors | Management | For | For |
| HUA HAN BIO-PHARMACEUTICAL HOLDINGS LTD
MEETING DATE: SEP 06, 2010 |
||||
|
TICKER: 00587
SECURITY ID: G4638Y100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Spin-Off Agreement of Magic Holdings International Limited | Management | For | For |
| 2 | Approve and Adopt the Rules of the Share Option Scheme of Magic Holdings International Limited | Management | For | For |
| HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: HGSI
SECURITY ID: 444903108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Colin Goddard | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director George J. Morrow | Management | For | For |
| 1.9 | Elect Director Gregory Norden | Management | For | For |
| 1.10 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.11 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ILLUMINA, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ILMN
SECURITY ID: 452327109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.3 | Elect Director Gerald Moller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| IMMUNOGEN, INC.
MEETING DATE: NOV 16, 2010 |
||||
|
TICKER: IMGN
SECURITY ID: 45253H101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Mitchel Sayare | Management | For | For |
| 2.2 | Elect Director David W. Carter | Management | For | For |
| 2.3 | Elect Director Mark Skaletsky | Management | For | For |
| 2.4 | Elect Director J.j. Villafranca | Management | For | For |
| 2.5 | Elect Director Nicole Onetto | Management | For | For |
| 2.6 | Elect Director Stephen C. McCluski | Management | For | For |
| 2.7 | Elect Director Richard J. Wallace | Management | For | For |
| 2.8 | Elect Director Daniel M. Junius | Management | For | For |
| 2.9 | Elect Director Howard H. Pien | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| IMPAX LABORATORIES, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: IPXL
SECURITY ID: 45256B101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leslie Z. Benet | Management | For | For |
| 1.2 | Elect Director Robert L. Burr | Management | For | For |
| 1.3 | Elect Director Allen Chao | Management | For | For |
| 1.4 | Elect Director Nigel Ten Fleming | Management | For | For |
| 1.5 | Elect Director Larry Hsu | Management | For | For |
| 1.6 | Elect Director Michael Markbreiter | Management | For | For |
| 1.7 | Elect Director Peter R. Terreri | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INCYTE CORPORATION
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: INCY
SECURITY ID: 45337C102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard U. De Schutter | Management | For | For |
| 1.2 | Elect Director Barry M. Ariko | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Paul A. Brooke | Management | For | For |
| 1.5 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.6 | Elect Director Paul A. Friedman | Management | For | For |
| 1.7 | Elect Director John F. Niblack | Management | For | For |
| 1.8 | Elect Director Roy A. Whitfield | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| INSPIRE PHARMACEUTICALS, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: ISPH
SECURITY ID: 457733103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kip A. Frey | Management | For | Withhold |
| 1.2 | Elect Director Kenneth B. Lee, Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INTERMUNE, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ITMN
SECURITY ID: 45884X103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Louis Drapeau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| JAZZ PHARMACEUTICALS, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: JAZZ
SECURITY ID: 472147107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul L. Berns | Management | For | For |
| 1.2 | Elect Director Bryan C. Cressey | Management | For | For |
| 1.3 | Elect Director Patrick G. Enright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| JOHNSON & JOHNSON
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: JNJ
SECURITY ID: 478160104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Elect Director Ian E.L. Davis | Management | For | For |
| 4 | Elect Director Michael M.e. Johns | Management | For | For |
| 5 | Elect Director Susan L. Lindquist | Management | For | For |
| 6 | Elect Director Anne M. Mulcahy | Management | For | For |
| 7 | Elect Director Leo F. Mullin | Management | For | For |
| 8 | Elect Director William D. Perez | Management | For | For |
| 9 | Elect Director Charles Prince | Management | For | For |
| 10 | Elect Director David Satcher | Management | For | For |
| 11 | Elect Director William C. Weldon | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
| 16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Shareholder | Against | Abstain |
| 17 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
| LUPIN LTD.
MEETING DATE: DEC 20, 2010 |
||||
|
TICKER: 500257
SECURITY ID: Y5362X101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reappointment and Remuneration of D.B. Gupta as Executive Chairman | Management | For | For |
| 2 | Approve Reappointment and Remuneration of M.D. Gupta as Executive Director | Management | For | For |
| 3 | Approve Commission Remuneration for Non-Executive Directors | Management | For | For |
| LUPIN LTD. ( FRMRLY. LUPIN LABORATORIES)
MEETING DATE: JUL 28, 2010 |
||||
|
TICKER: 500257
SECURITY ID: Y5360Z140
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 13.50 Per Share | Management | For | For |
| 3 | Reappoint K.K. Sharma as Director | Management | For | For |
| 4 | Reappoint D.K. Contractor as Director | Management | For | For |
| 5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Appoint K.V. Kamath as Director | Management | For | For |
| 7 | Appoint V. Kelkar as Director | Management | For | For |
| 8 | Appoint R. Zahn as Director | Management | For | For |
| 9 | Approve Five-for-One Stock Split | Management | For | For |
| MAP PHARMACEUTICALS, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: MAPP
SECURITY ID: 56509R108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John G. Freund | Management | For | For |
| 1.2 | Elect Director H. Ward Wolff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| MASIMO CORPORATION
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: MASI
SECURITY ID: 574795100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven J. Barker | Management | For | For |
| 1.2 | Elect Director Sanford Fitch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| MEDA AB
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER:
SECURITY ID: W5612K109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8 | Receive President's Report | Management | None | None |
| 9 | Allow Questions | Management | None | None |
| 10a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10b | Approve Allocation of Income and Dividends of SEK 2 per Share | Management | For | Did Not Vote |
| 10c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 700,000 for Chairman and SEK 300,000 for Other Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Peter Claesson, Bert-Ake Eriksson, Marianne Hamilton, Tuve Johannesson, Anders Lonner, and Anders Waldenstrom as Directors; Elect Maria Carell and Peter von Ehrenheim as New Directors | Management | For | Did Not Vote |
| 14 | Reelect Bert-Ake Eriksson as Chairman of the Board | Management | For | Did Not Vote |
| 15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 17 | Approve Issuance of 30.2 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 18 | Approve Issuance of Convertible Bonds without Preemptive Rights | Management | For | Did Not Vote |
| 19 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 20 | Amend Articles Re: Editorial Changes | Management | For | Did Not Vote |
| 21 | Other Business | Management | None | None |
| 22 | Close Meeting | Management | None | None |
| MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: MHS
SECURITY ID: 58405U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| MEDICIS PHARMACEUTICAL CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: MRX
SECURITY ID: 584690309
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Spencer Davidson | Management | For | For |
| 2 | Elect Director Stuart Diamond | Management | For | For |
| 3 | Elect Director Peter S. Knight | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| MERCK & CO., INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: MRK
SECURITY ID: 58933Y105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Kenneth C. Frazier | Management | For | For |
| 5 | Elect Director Thomas H. Glocer | Management | For | For |
| 6 | Elect Director Steven F. Goldstone | Management | For | For |
| 7 | Elect Director William B. Harrison. Jr. | Management | For | For |
| 8 | Elect Director Harry R. Jacobson | Management | For | For |
| 9 | Elect Director William N. Kelley | Management | For | For |
| 10 | Elect Director C. Robert Kidder | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | Against |
| 12 | Elect Director Carlos E. Represas | Management | For | For |
| 13 | Elect Director Patricia F. Russo | Management | For | For |
| 14 | Elect Director Thomas E. Shenk | Management | For | For |
| 15 | Elect Director Anne M. Tatlock | Management | For | For |
| 16 | Elect Director Craig B. Thompson | Management | For | For |
| 17 | Elect Director Wendell P. Weeks | Management | For | For |
| 18 | Elect Director Peter C. Wendell | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 21 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| MYLAN INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: MYL
SECURITY ID: 628530107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Coury | Management | For | For |
| 1.2 | Elect Director Rodney L. Piatt | Management | For | Withhold |
| 1.3 | Elect Director Heather Bresch | Management | For | For |
| 1.4 | Elect Director Wendy Cameron | Management | For | Withhold |
| 1.5 | Elect Director Robert J. Cindrich | Management | For | For |
| 1.6 | Elect Director Neil Dimick | Management | For | For |
| 1.7 | Elect Director Douglas J. Leech | Management | For | For |
| 1.8 | Elect Director Joseph C. Maroon | Management | For | Withhold |
| 1.9 | Elect Director Mark W. Parrish | Management | For | For |
| 1.10 | Elect Director C.B. Todd | Management | For | For |
| 1.11 | Elect Director Randall L. Vanderveen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NAKANISHI INC.
MEETING DATE: MAR 30, 2011 |
||||
|
TICKER: 7716
SECURITY ID: J4800J102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | Management | For | For |
| NEKTAR THERAPEUTICS
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: NKTR
SECURITY ID: 640268108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph J. Krivulka | Management | For | For |
| 1.2 | Elect Director Howard W. Robin | Management | For | For |
| 1.3 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: NBIX
SECURITY ID: 64125C109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 1.3 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| 6 | Ratify Auditors | Management | For | For |
| NICHI-IKO PHARMACEUTICAL CO. LTD.
MEETING DATE: FEB 25, 2011 |
||||
|
TICKER: 4541
SECURITY ID: J49614100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 17 | Management | For | For |
| 2 | Amend Articles To Decrease Maximum Board Size | Management | For | Against |
| 3.1 | Elect Director Yuuichi Tamura | Management | For | For |
| 3.2 | Elect Director Toshinori Kongouji | Management | For | For |
| 3.3 | Elect Director Shuukou Urayama | Management | For | For |
| 3.4 | Elect Director Kenji Akane | Management | For | For |
| 3.5 | Elect Director Taizan Kawakami | Management | For | For |
| 3.6 | Elect Director Eiichi Machida | Management | For | For |
| 3.7 | Elect Director Shigeo Takagi | Management | For | For |
| 4.1 | Appoint Statutory Auditor Shigekatsu Kumada | Management | For | For |
| 4.2 | Appoint Statutory Auditor Hajime Imamura | Management | For | For |
| 4.3 | Appoint Statutory Auditor Shinichirou Handa | Management | For | For |
| 5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| NOVARTIS AG
MEETING DATE: FEB 22, 2011 |
||||
|
TICKER: NOVN
SECURITY ID: 66987V109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.20 per Share | Management | For | Did Not Vote |
| 4 | Approve Remuneration System | Management | For | Did Not Vote |
| 5a | Reelect Ann Fudge as Director | Management | For | Did Not Vote |
| 5b | Reelect Pierre Landolt as Director | Management | For | Did Not Vote |
| 5c | Reelect Ulrich Lehner as Director | Management | For | Did Not Vote |
| 5d | Elect Enrico Vanni as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 7 | Additional And/or Counter-proposals Presented At The Meeting | Management | For | Did Not Vote |
| NOVARTIS AG
MEETING DATE: APR 08, 2011 |
||||
|
TICKER: NOVN
SECURITY ID: 66987V109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve Merger Agreement with Alcon Inc. | Management | For | For |
| 1.2 | Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. | Management | For | For |
| 2 | Additional And/or Counter-proposals Presented At The Meeting | Management | For | Against |
| NPS PHARMACEUTICALS, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: NPSP
SECURITY ID: 62936P103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael W. Bonney | Management | For | For |
| 1.2 | Elect Director Colin Broom | Management | For | For |
| 1.3 | Elect Director Pedro Granadillo | Management | For | For |
| 1.4 | Elect Director James G. Groninger | Management | For | For |
| 1.5 | Elect Director Donald E. Kuhla | Management | For | For |
| 1.6 | Elect Director Francois Nader | Management | For | For |
| 1.7 | Elect Director Rachel R. Selisker | Management | For | For |
| 1.8 | Elect Director Peter G. Tombros | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| OBAGI MEDICAL PRODUCTS, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: OMPI
SECURITY ID: 67423R108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert F. Hummel | Management | For | For |
| 1.2 | Elect Director Albert J. Fitzgibbons III | Management | For | For |
| 1.3 | Elect Director Ronald P. Badie | Management | For | For |
| 1.4 | Elect Director John A. Bartholdson | Management | For | For |
| 1.5 | Elect Director John H. Duerden | Management | For | For |
| 1.6 | Elect Director Edward A. Grant | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ODONTOPREV S.A.
MEETING DATE: JUL 01, 2010 |
||||
|
TICKER: ODPV3
SECURITY ID: P7344M104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement between the Company and Bradesco Dental SA | Management | For | For |
| 1a | Approve Merger Agreement between the Company and Bradesco Dental SA | Management | For | For |
| 1b | Ratify Independent Firm to Appraise Proposed Merger | Management | For | For |
| 1c | Approve Appraisal of the Proposed Merger | Management | For | For |
| 1d | Approve Acquisition of Bradesco Dental Shares by the Company | Management | For | For |
| 1e | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 2 | Approve Stock Split (1:4) | Management | For | For |
| 3 | Authorize Capitalization of Reserves and Amend Article 5 | Management | For | For |
| 4 | Amend Article 6 to Include the Criteria for the Calculatation of Share Value in case of Shareholder Withdrawal | Management | For | For |
| 5 | Elect Vice-Chairman | Management | For | For |
| 6 | Elect Alternate Director | Management | For | For |
| ONYX PHARMACEUTICALS, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: ONXX
SECURITY ID: 683399109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director N. Anthony Coles | Management | For | For |
| 1.2 | Elect Director Magnus Lundberg | Management | For | For |
| 1.3 | Elect Director William R. Ringo | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| OPTIMER PHARMACEUTICALS, INC.
MEETING DATE: APR 25, 2011 |
||||
|
TICKER: OPTR
SECURITY ID: 68401H104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony E. Altig | Management | For | For |
| 1.2 | Elect Director Michael N. Chang | Management | For | For |
| 1.3 | Elect Director Robert L. Zerbe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ORTHOVITA, INC.
MEETING DATE: JUL 26, 2010 |
||||
|
TICKER: VITA
SECURITY ID: 68750U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Scott Barry | Management | For | For |
| 1.2 | Elect Director Morris Cheston, Jr. | Management | For | For |
| 1.3 | Elect Director Antony Koblish | Management | For | For |
| 1.4 | Elect Director Mary E. Paetzold | Management | For | For |
| 1.5 | Elect Director Paul G. Thomas | Management | For | For |
| 1.6 | Elect Director William E. Tidmore, Jr. | Management | For | For |
| 1.7 | Elect Director Paul Touhey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| PAIN THERAPEUTICS, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: PTIE
SECURITY ID: 69562K100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert Z. Gussin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| PALADIN LABS INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: PLB
SECURITY ID: 695942102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Beaudet | Management | For | For |
| 1.2 | Elect Director James C. Gale | Management | For | For |
| 1.3 | Elect Director Jonathan Ross Goodman | Management | For | For |
| 1.4 | Elect Director Robert N. Lande | Management | For | For |
| 1.5 | Elect Director Gerald McDole | Management | For | For |
| 1.6 | Elect Director Joel H. Raby | Management | For | For |
| 1.7 | Elect Director Ted S. Wise | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | Against |
| 5 | Amend Employee Share Purchase Plan | Management | For | For |
| PAR PHARMACEUTICAL COMPANIES, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: PRX
SECURITY ID: 69888P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick G. LePore | Management | For | For |
| 1.2 | Elect Director Ronald M. Nordmann | Management | For | For |
| 1.3 | Elect Director Joseph E. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| PERKINELMER, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: PKI
SECURITY ID: 714046109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert F. Friel | Management | For | For |
| 2 | Elect Director Nicholas A. Lopardo | Management | For | For |
| 3 | Elect Director Alexis P. Michas | Management | For | For |
| 4 | Elect Director James C. Mullen | Management | For | For |
| 5 | Elect Director Dr. Vicki L. Sato | Management | For | For |
| 6 | Elect Director Gabriel Schmergel | Management | For | For |
| 7 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 8 | Elect Director Patrick J. Sullivan | Management | For | For |
| 9 | Elect Director G. Robert Tod | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| PERRIGO COMPANY
MEETING DATE: OCT 27, 2010 |
||||
|
TICKER: PRGO
SECURITY ID: 714290103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurie Brlas | Management | For | For |
| 1.2 | Elect Director Michael J. Jandernoa | Management | For | For |
| 1.3 | Elect Director Joseph C. Papa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| PFIZER INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: PFE
SECURITY ID: 717081103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director W. Don Cornwell | Management | For | For |
| 5 | Elect Director Frances D. Fergusson | Management | For | For |
| 6 | Elect Director William H. Gray III | Management | For | For |
| 7 | Elect Director Constance J. Horner | Management | For | For |
| 8 | Elect Director James M. Kilts | Management | For | For |
| 9 | Elect Director George A. Lorch | Management | For | For |
| 10 | Elect Director John P. Mascotte | Management | For | For |
| 11 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 12 | Elect Director Ian C. Read | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 17 | Publish Political Contributions | Shareholder | Against | Abstain |
| 18 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
| 19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Shareholder | Against | Against |
| 20 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 22 | Report on Animal Testing and Plans for Reduction | Shareholder | Against | Abstain |
| PIRAMAL HEALTHCARE LIMITED
MEETING DATE: JUL 09, 2010 |
||||
|
TICKER: 500302
SECURITY ID: Y6941N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 5.40 Per Share | Management | For | For |
| 3 | Reappoint R.A. Shah as Director | Management | For | For |
| 4 | Reappoint N. Vaghul as Director | Management | For | For |
| 5 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Commission Remuneration of Non-Executive Directors | Management | For | For |
| 7 | Approve Reappointment and Remuneration of N. Santhanam as Executive Director and COO | Management | For | For |
| 8 | Approve Transfer of Register of Members, Documents and Certificates to Share Transfer Agents | Management | For | For |
| PIRAMAL HEALTHCARE LIMITED
MEETING DATE: DEC 01, 2010 |
||||
|
TICKER: 500302
SECURITY ID: Y6941N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Repurchase of up to 41.8 Million Equity Shares at a Price of INR 600 Per Share | Management | For | For |
| 2 | Approve Charitable Donations up to INR 2 Billion | Management | For | For |
| POZEN INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: POZN
SECURITY ID: 73941U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arthur S. Kirsch | Management | For | For |
| 1.2 | Elect Director Kenneth B. Lee, Jr. | Management | For | For |
| 1.3 | Elect Director Martin Nicklasson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PRESTIGE BRANDS HOLDINGS, INC.
MEETING DATE: AUG 03, 2010 |
||||
|
TICKER: PBH
SECURITY ID: 74112D101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew M. Mannelly | Management | For | For |
| 1.2 | Elect Director John E. Byom | Management | For | Withhold |
| 1.3 | Elect Director Gary E. Costley | Management | For | Withhold |
| 1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
| 1.5 | Elect Director Patrick Lonergan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| QIAGEN NV
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: QIA
SECURITY ID: N72482107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8a | Reelect Detlev Riesner to Supervisory Board | Management | For | For |
| 8b | Reelect Werner Brandt to Supervisory Board | Management | For | For |
| 8c | Reelect Metin Colpan to Supervisory Board | Management | For | For |
| 8d | Reelect Erik Hornnaess to Supervisory Board | Management | For | For |
| 8e | Reelect Vera Kallmeyer to Supervisory Board | Management | For | For |
| 8f | Reelect Manfred Karobath to Supervisory Board | Management | For | For |
| 8g | Reelect Heino von Prondzynski to Supervisory Board | Management | For | For |
| 8h | Reelect Elizabeth E. Tallett to Supervisory Board | Management | For | For |
| 9a | Reelect Peer Schatz to Executive Board | Management | For | For |
| 9b | Reelect Roland Sackers to Executive Board | Management | For | For |
| 9c | Reelect Joachim Schorr to Executive Board | Management | For | For |
| 9d | Reelect Bernd Uder to Executive Board | Management | For | For |
| 10 | Ratify Ernst and Young as Auditors | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Amend Articles Re: Legislative Changes | Management | For | For |
| 13 | Allow Questions | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| QLT INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: QLT
SECURITY ID: 746927102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Butchofsky | Management | For | For |
| 1.2 | Elect Director Bruce L.A. Carter | Management | For | For |
| 1.3 | Elect Director C. Boyd Clarke | Management | For | For |
| 1.4 | Elect Director Peter A. Crossgrove | Management | For | For |
| 1.5 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.6 | Elect Director Ian J. Massey | Management | For | For |
| 1.7 | Elect Director Joseph L. Turner | Management | For | For |
| 1.8 | Elect Director L. Jack Wood | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| QUESTCOR PHARMACEUTICALS, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: QCOR
SECURITY ID: 74835Y101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Don M. Bailey | Management | For | For |
| 1.2 | Elect Director Mitchell J. Blutt | Management | For | For |
| 1.3 | Elect Director Neal C. Bradsher | Management | For | For |
| 1.4 | Elect Director Stephen C. Farrell | Management | For | For |
| 1.5 | Elect Director Louis Silverman | Management | For | For |
| 1.6 | Elect Director Virgil D. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| RTI BIOLOGICS, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: RTIX
SECURITY ID: 74975N105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter F. Gearen | Management | For | For |
| 1.2 | Elect Director Adrian J. R. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SALIX PHARMACEUTICALS, LTD.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: SLXP
SECURITY ID: 795435106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Chappell | Management | For | For |
| 1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
| 1.3 | Elect Director Richard A. Franco, Sr. | Management | For | For |
| 1.4 | Elect Director William P. Keane | Management | For | For |
| 1.5 | Elect Director Carolyn J. Logan | Management | For | For |
| 1.6 | Elect Director Mark A. Sirgo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SANOFI AVENTIS
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: SAN
SECURITY ID: 80105N105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.5 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Management | For | For |
| 6 | Ratify Appointment of Carole Piwnica as Director | Management | For | For |
| 7 | Elect Suet Fern Lee as Director | Management | For | For |
| 8 | Reelect Thierry Desmarest as Director | Management | For | For |
| 9 | Reelect Igor Landau as Director | Management | For | For |
| 10 | Reelect Gerard Van Kemmel as Director | Management | For | For |
| 11 | Reelect Serge Weinberg as Director | Management | For | For |
| 12 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 13 | Appoint Yves Nicolas as Alternate Auditor | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Management | For | For |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 20 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 21 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Amend Article 11 of Bylaws Re: Board Size | Management | For | For |
| 24 | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | Management | For | For |
| 25 | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | Management | For | For |
| 26 | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | Management | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| SANTARUS, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: SNTS
SECURITY ID: 802817304
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael E. Herman | Management | For | For |
| 1.2 | Elect Director Kent Snyder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: OCT 08, 2010 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue | Management | For | For |
| 2 | Approve Issuance of Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: OCT 08, 2010 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue | Management | For | For |
| 2 | Approve Issuance of Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bonus Issue | Management | For | For |
| 2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association of the Company | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bonus Issue | Management | For | For |
| 2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association of the Company | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Report of Board of Directors | Management | For | For |
| 3 | Approve Report of Supervisory Committee | Management | For | For |
| 4 | Approve Final Distribution Plan and Authorize Board for Distribution of Final Dividends for the Year Ended Dec. 31, 2010 | Management | For | For |
| 5 | Reappointment of Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Directors, Supervisors, and Senior Management | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Connected Transactions with a Related Party and Related Annual Caps | Management | For | For |
| 2 | Authorize Any One Director to Do All Such Things and Acts Necessary to Necessary to Implement the Continuing Connected Transactions | Management | For | For |
| SHIRE PLC
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: SHP
SECURITY ID: 82481R106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Matthew Emmens as Director | Management | For | For |
| 4 | Re-elect Angus Russell as Director | Management | For | For |
| 5 | Re-elect Graham Hetherington as Director | Management | For | For |
| 6 | Re-elect David Kappler as Director | Management | For | For |
| 7 | Re-elect Patrick Langlois as Director | Management | For | For |
| 8 | Re-elect Dr Jeffrey Leiden as Director | Management | For | For |
| 9 | Elect Dr David Ginsburg as Director | Management | For | For |
| 10 | Elect Anne Minto as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 12 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: 00460
SECURITY ID: G8162K113
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2a1 | Reelect Che Fengsheng as Director | Management | For | For |
| 2a2 | Reelect Guo Weicheng as Director | Management | For | For |
| 2a3 | Reelect Meng Xianhui as Director | Management | For | For |
| 2a4 | Reelect Zhang Jionglong as Director | Management | For | For |
| 2a5 | Reelect Patrick Sun as Director | Management | For | For |
| 2a6 | Reelect Bai Huiliang as Director | Management | For | For |
| 2a7 | Reelect Xu Kangsen as Director | Management | For | For |
| 2b | Approve Remuneration of Directors | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| SINO BIOPHARMACEUTICAL LTD.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: 01177
SECURITY ID: G8167W138
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Reelect Zhang Baowen as Director | Management | For | Against |
| 3a2 | Reelect Tao Huiqi as Director | Management | For | Against |
| 3a3 | Reelect He Huiyu as Director | Management | For | Against |
| 3a4 | Reelect Lu Zhengfei as Director | Management | For | For |
| 3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| STRIDES ARCOLAB LTD.
MEETING DATE: JUL 23, 2010 |
||||
|
TICKER: 532531
SECURITY ID: Y8175G117
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Increase in Borrowing Powers to INR 25 Billion | Management | For | For |
| 2 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $100 Million | Management | For | For |
| STRIDES ARCOLAB LTD.
MEETING DATE: DEC 20, 2010 |
||||
|
TICKER: 532531
SECURITY ID: Y8175G117
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt New Set of Articles of Association | Management | For | For |
| SUPERGEN, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: SUPG
SECURITY ID: 868059106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with an Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Charles J. Casamento | Management | For | For |
| 3.2 | Elect Director Thomas V. Girardi | Management | For | For |
| 3.3 | Elect Director Allan R. Goldberg | Management | For | For |
| 3.4 | Elect Director Walter J. Lack | Management | For | For |
| 3.5 | Elect Director James S.J. Manuso | Management | For | For |
| 3.6 | Elect Director Michael D. Young | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TELIK, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: TELK
SECURITY ID: 87959M109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward W. Cantrall, Ph.D. | Management | For | For |
| 1.2 | Elect Director Steven R. Goldring, M.D. | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| THE MEDICINES COMPANY
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: MDCO
SECURITY ID: 584688105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Clive A. Meanwell | Management | For | For |
| 1.3 | Elect Director Elizabeth H.S. Wyatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| THERAVANCE, INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: THRX
SECURITY ID: 88338T104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Drazan | Management | For | For |
| 1.3 | Elect Director Henrietta Holsman Fore | Management | For | For |
| 1.4 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.5 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.6 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
| 1.7 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
| 1.8 | Elect Director William H. Waltrip | Management | For | For |
| 1.9 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
| 1.10 | Elect Director William D. Young | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: UTHR
SECURITY ID: 91307C102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raymond Dwek | Management | For | For |
| 1.2 | Elect Director Roger Jeffs | Management | For | For |
| 1.3 | Elect Director Christopher Patusky | Management | For | For |
| 1.4 | Elect Director Tommy Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| VALEANT PHARMACEUTICALS INTERNATIONAL
MEETING DATE: SEP 27, 2010 |
||||
|
TICKER: VRX
SECURITY ID: 91911X104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: SEP 27, 2010 |
||||
|
TICKER: VRX
SECURITY ID: 09067J109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | If Item #1 is approved: Change Company Name to Valeant Pharmaceuticals International, Inc. | Management | For | For |
| VALEANT PHARMACEUTICALS INTERNATIONAL INC
MEETING DATE: MAY 16, 2011 |
||||
|
TICKER: VRX
SECURITY ID: 91911K102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Robert A. Ingram as Director | Management | For | For |
| 1.2 | Elect Theo Melas-Kyriazi as Director | Management | For | For |
| 1.3 | Elect G. Mason Morfit as Director | Management | For | For |
| 1.4 | Elect Laurence E. Paul as Director | Management | For | For |
| 1.5 | Elect J. Michael Pearson as Director | Management | For | For |
| 1.6 | Elect Robert N. Power as Director | Management | For | For |
| 1.7 | Elect Norma A. Provencio as Director | Management | For | For |
| 1.8 | Elect Lloyd M. Segal as Director | Management | For | For |
| 1.9 | Elect Katharine Stevenson as Director | Management | For | For |
| 1.10 | Elect Michael R. Van Every as Director | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| VIRBAC
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: VIRP
SECURITY ID: F97900116
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Management Board Members | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
| 4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Elect Olivier Bohuon as Supervisory Board Member | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 110,000 | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| VIROPHARMA INCORPORATED
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: VPHM
SECURITY ID: 928241108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Leone | Management | For | For |
| 1.2 | Elect Director Vincent J. Milano | Management | For | For |
| 1.3 | Elect Director Howard H. Pien | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| VIVUS, INC.
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: VVUS
SECURITY ID: 928551100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leland F. Wilson | Management | For | For |
| 1.2 | Elect Director Peter Y. Tam | Management | For | For |
| 1.3 | Elect Director Mark B. Logan | Management | For | For |
| 1.4 | Elect Director Charles J. Casamento | Management | For | For |
| 1.5 | Elect Director Linda M. Dairiki Shortliffe, M.D. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| WATSON PHARMACEUTICALS, INC.
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: WPI
SECURITY ID: 942683103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael J. Fedida | Management | For | For |
| 2 | Elect Director Albert F. Hummel | Management | For | For |
| 3 | Elect Director Catherine M. Klema | Management | For | For |
| 4 | Elect Director Anthony Selwyn Tabatznik | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Ratify Auditors | Management | For | For |
| XENOPORT, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: XNPT
SECURITY ID: 98411C100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald W. Barrett, Ph.D. | Management | For | For |
| 1.2 | Elect Director Jeryl L. Hilleman | Management | For | For |
| 1.3 | Elect Director Wendell Wierenga, Ph.D. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
SELECT RETAILING PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADVANCE AUTO PARTS, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: AAP
SECURITY ID: 00751Y106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director John C. Brouillard | Management | For | For |
| 1.3 | Elect Director Fiona P. Dias | Management | For | For |
| 1.4 | Elect Director Frances X. Frei | Management | For | For |
| 1.5 | Elect Director Darren R. Jackson | Management | For | For |
| 1.6 | Elect Director William S. Oglesby | Management | For | For |
| 1.7 | Elect Director J. Paul Raines | Management | For | For |
| 1.8 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| AMAZON.COM, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: AMZN
SECURITY ID: 023135106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Alain Monie | Management | For | For |
| 6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 7 | Elect Director Thomas O. Ryder | Management | For | For |
| 8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 13 | Report on Climate Change | Shareholder | Against | Abstain |
| AREZZO INDUSTRIA E COMERCIO SA
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: ARZZ3
SECURITY ID: P04508100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| 5 | Elect Artur Noemio Grynbaum as Independent Director | Management | For | For |
| AUTOZONE, INC.
MEETING DATE: DEC 15, 2010 |
||||
|
TICKER: AZO
SECURITY ID: 053332102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William C. Crowley | Management | For | For |
| 1.2 | Elect Director Sue E. Gove | Management | For | For |
| 1.3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.4 | Elect Director Robert R. Grusky | Management | For | For |
| 1.5 | Elect Director . R. Hyde, III | Management | For | For |
| 1.6 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.7 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.8 | Elect Director Luis P. Nieto | Management | For | For |
| 1.9 | Elect Director William C. Rhodes, III | Management | For | For |
| 1.10 | Elect Director Theodore W. Ullyot | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| BED BATH & BEYOND INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: BBBY
SECURITY ID: 075896100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Warren Eisenberg | Management | For | For |
| 2 | Elect Director Leonard Feinstein | Management | For | For |
| 3 | Elect Director Steven H. Temares | Management | For | For |
| 4 | Elect Director Dean S. Adler | Management | For | Against |
| 5 | Elect Director Stanley F. Barshay | Management | For | For |
| 6 | Elect Director Klaus Eppler | Management | For | Against |
| 7 | Elect Director Patrick R. Gaston | Management | For | For |
| 8 | Elect Director Jordan Heller | Management | For | For |
| 9 | Elect Director Victoria A. Morrison | Management | For | Against |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BEST BUY CO., INC.
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: BBY
SECURITY ID: 086516101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald James | Management | For | For |
| 1.2 | Elect Director Sanjay Khosla | Management | For | For |
| 1.3 | Elect Director George L. Mikan III | Management | For | For |
| 1.4 | Elect Director Matthew H. Paull | Management | For | For |
| 1.5 | Elect Director Richard M. Schulze | Management | For | For |
| 1.6 | Elect Director Hatim A. Tyabji | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change Range for Size of the Board | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| BLUE NILE, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: NILE
SECURITY ID: 09578R103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eric Carlborg | Management | For | For |
| 1.2 | Elect Director Mark Vadon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| CHICO'S FAS, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: CHS
SECURITY ID: 168615102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John J. Mahoney | Management | For | For |
| 2 | Elect Director David F. Walker | Management | For | For |
| 3 | Elect Director Stephen E. Watson | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CHRISTOPHER & BANKS CORPORATION
MEETING DATE: JUL 27, 2010 |
||||
|
TICKER: CBK
SECURITY ID: 171046105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Robert Ezrilov | Management | For | For |
| 2.2 | Elect Director Anne L. Jones | Management | For | For |
| 2.3 | Elect Director Paul L. Snyder | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| CITI TRENDS, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: CTRN
SECURITY ID: 17306X102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. Edward Anderson | Management | For | For |
| 1.2 | Elect Director Lawrence E. Hyatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| COINSTAR, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: CSTR
SECURITY ID: 19259P300
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Deborah L. Bevier | Management | For | For |
| 2 | Elect Director David M. Eskenazy | Management | For | For |
| 3 | Elect Director Robert D. Sznewajs | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| DOLLAR TREE, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: DLTR
SECURITY ID: 256746108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Macon F. Brock, Jr. | Management | For | For |
| 1.2 | Elect Director Mary Anne Citrino | Management | For | For |
| 1.3 | Elect Director Thomas E. Whiddon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| DSW INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: DSW
SECURITY ID: 23334L102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolee Friedlander | Management | For | For |
| 1.2 | Elect Director Harvey L. Sonnenberg | Management | For | For |
| 1.3 | Elect Director Allan J. Tanenbaum | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DSW INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: DSW
SECURITY ID: 23334L102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Articles of Incorporation to Approve Conversion of Shares and Delete References to Retail Ventures | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| EBAY INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: EBAY
SECURITY ID: 278642103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Fred D. Anderson | Management | For | For |
| 2 | Elect Director Edward W. Barnholt | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director John J. Donahoe | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| EXPRESS, INC.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: EXPR
SECURITY ID: 30219E103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David C. Dominik | Management | For | Withhold |
| 1.2 | Elect Director Sam K. Duncan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FOOT LOCKER, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: FL
SECURITY ID: 344849104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas DiPaolo | Management | For | For |
| 1.2 | Elect Director Matthew M. McKenna | Management | For | For |
| 1.3 | Elect Director Allen Questrom | Management | For | For |
| 1.4 | Elect Director Cheryl Nido Turpin | Management | For | For |
| 1.5 | Elect Director Guillermo Marmol | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FOSSIL, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: FOSL
SECURITY ID: 349882100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elaine Agather | Management | For | For |
| 1.2 | Elect Director Jeffrey N. Boyer | Management | For | For |
| 1.3 | Elect Director Kosta N. Kartsotis | Management | For | For |
| 1.4 | Elect Director Elysia Holt Ragusa | Management | For | For |
| 1.5 | Elect Director Jal S. Shroff | Management | For | For |
| 1.6 | Elect Director James E. Skinner | Management | For | For |
| 1.7 | Elect Director Michael Steinberg | Management | For | For |
| 1.8 | Elect Director Donald J. Stone | Management | For | For |
| 1.9 | Elect Director James M. Zimmerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: GIII
SECURITY ID: 36237H101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Carl Katz | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.9 | Elect Director Richard White | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| GAMESTOP CORP.
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: GME
SECURITY ID: 36467W109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stanley (Mickey) Steinberg | Management | For | For |
| 1.2 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 1.3 | Elect Director Lawrence S. Zilavy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| H & M HENNES & MAURITZ
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: HMB
SECURITY ID: W41422101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Sven Unger as Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Receive President's Report; Allow Questions | Management | None | None |
| 4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 7 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 8a | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
| 8b | Receive Auditor's and Auditing Committee's Reports | Management | None | None |
| 8c | Receive Chairman's Report About Board Work | Management | None | None |
| 8d | Receive Report of the Chairman of the Nominating Committee | Management | None | None |
| 9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9b | Approve Allocation of Income and Dividends of SEK 9.50 per Share | Management | For | Did Not Vote |
| 9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million for Chairman, and SEK 450,000 for Other Members; Approve Remuneration for Committe Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Mia Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson (Chairman), Melker Schorling, and Christian Sievert as Directors | Management | For | Did Not Vote |
| 13 | Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson as Members of Nominating Committee | Management | For | Did Not Vote |
| 14 | Amend Articles of Association to Comply with the New Swedish Companies Act | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| HHGREGG, INC.
MEETING DATE: AUG 03, 2010 |
||||
|
TICKER: HGG
SECURITY ID: 42833L108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lawrence P. Castellani | Management | For | For |
| 1.2 | Elect Director Benjamin D. Geiger | Management | For | For |
| 1.3 | Elect Director Catherine A. Langham | Management | For | For |
| 1.4 | Elect Director Dennis L. May | Management | For | For |
| 1.5 | Elect Director John M. Roth | Management | For | For |
| 1.6 | Elect Director Charles P. Rullman | Management | For | For |
| 1.7 | Elect Director Michael L. Smith | Management | For | For |
| 1.8 | Elect Director Peter M. Starrett | Management | For | For |
| 1.9 | Elect Director Jerry W. Throgmartin | Management | For | For |
| 1.10 | Elect Director Kathleen C. Tierney | Management | For | For |
| 1.11 | Elect Director Darell E. Zink | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| INDIGO BOOKS & MUSIC INC.
MEETING DATE: JUL 06, 2010 |
||||
|
TICKER: IDG
SECURITY ID: 45567S108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Heather Reisman, Bonnie Brooks, Frank Clegg, Jonathan Deitcher, Mitchell Goldhar, James Hall, Michael Kirby, Bruce Mau, Anne Marie O'Donovan, and Gerald Schwartz as Directors | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Deferred Share Unit Plan | Management | For | Against |
| 4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | Against |
| KOHL'S CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: KSS
SECURITY ID: 500255104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter Boneparth | Management | For | For |
| 2 | Elect Director Steven A. Burd | Management | For | For |
| 3 | Elect Director John F. Herma | Management | For | For |
| 4 | Elect Director Dale E. Jones | Management | For | For |
| 5 | Elect Director William S. Kellogg | Management | For | For |
| 6 | Elect Director Kevin Mansell | Management | For | For |
| 7 | Elect Director Frank V. Sica | Management | For | For |
| 8 | Elect Director Peter M. Sommerhauser | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director Nina G. Vaca | Management | For | For |
| 11 | Elect Director Stephen E. Watson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Reduce Supermajority Vote Requirement Relating to Director Elections | Management | For | For |
| 14 | Reduce Supermajority Vote Requirement | Management | For | For |
| 15 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| LIMITED BRANDS, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: LTD
SECURITY ID: 532716107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Donna A. James | Management | For | For |
| 2 | Elect Director Jeffrey H. Miro | Management | For | For |
| 3 | Elect Director Raymond Zimmerman | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| LOWE'S COMPANIES, INC.
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: LOW
SECURITY ID: 548661107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Peter C. Browning | Management | For | For |
| 1.5 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.6 | Elect Director Robert L. Johnson | Management | For | Withhold |
| 1.7 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.8 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.9 | Elect Director Robert A. Niblock | Management | For | For |
| 1.10 | Elect Director Stephen F. Page | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| LUMBER LIQUIDATORS HOLDINGS, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: LL
SECURITY ID: 55003T107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey W. Griffiths | Management | For | For |
| 1.2 | Elect Director Peter B. Robinson | Management | For | For |
| 1.3 | Elect Director Martin F. Roper | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MACY'S, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: M
SECURITY ID: 55616P104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
| 1.3 | Elect Director Meyer Feldberg | Management | For | For |
| 1.4 | Elect Director Sara Levinson | Management | For | For |
| 1.5 | Elect Director Terry J. Lundgren | Management | For | For |
| 1.6 | Elect Director Joseph Neubauer | Management | For | For |
| 1.7 | Elect Director Joseph A. Pichler | Management | For | For |
| 1.8 | Elect Director Joyce M. Roche | Management | For | For |
| 1.9 | Elect Director Craig E. Weatherup | Management | For | For |
| 1.10 | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MARISA LOJAS SA
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: AMAR3
SECURITY ID: P6462B106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| NETFLIX, INC.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: NFLX
SECURITY ID: 64110L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Reed Hastings | Management | For | For |
| 1.2 | Elect Director Jay C. Hoag | Management | For | For |
| 1.3 | Elect Director A. George (Skip) Battle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: ORLY
SECURITY ID: 67103H107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David E. O?Reilly | Management | For | For |
| 2 | Elect Director Jay D. Burchfield | Management | For | For |
| 3 | Elect Director Paul R. Lederer | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| OCADO GROUP PLC
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: OCDO
SECURITY ID: G6718L106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Lord Grade of Yarmouth as Director | Management | For | For |
| 4 | Elect David Grigson as Director | Management | For | For |
| 5 | Elect Tim Steiner as Director | Management | For | For |
| 6 | Elect Neill Abrams as Director | Management | For | For |
| 7 | Elect Andrew Bracey as Director | Management | For | For |
| 8 | Elect Jason Gissing as Director | Management | For | For |
| 9 | Elect Ruth Anderson as Director | Management | For | For |
| 10 | Elect Robert Gorrie as Director | Management | For | For |
| 11 | Elect Jorn Rausing as Director | Management | For | For |
| 12 | Elect David Young as Director | Management | For | For |
| 13 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Amend Joint Share Ownership Scheme | Management | For | For |
| 18 | Approve Share Incentive Plan | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| OFFICE DEPOT, INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: ODP
SECURITY ID: 676220106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Neil R. Austrian | Management | For | For |
| 2 | Elect Director Justin Bateman | Management | For | For |
| 3 | Elect Director Thomas J. Colligan | Management | For | For |
| 4 | Elect Director Marsha J. Evans | Management | For | For |
| 5 | Elect Director David I. Fuente | Management | For | For |
| 6 | Elect Director Brenda J. Gaines | Management | For | For |
| 7 | Elect Director Myra M. Hart | Management | For | For |
| 8 | Elect Director W. Scott Hedrick | Management | For | For |
| 9 | Elect Director Kathleen Mason | Management | For | For |
| 10 | Elect Director James S. Rubin | Management | For | For |
| 11 | Elect Director Raymond Svider | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| OFFICEMAX INCORPORATED
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: OMX
SECURITY ID: 67622P101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Warren F. Bryant | Management | For | For |
| 2 | Elect Director Joseph M. DePinto | Management | For | For |
| 3 | Elect Director Rakesh Gangwal | Management | For | For |
| 4 | Elect Director William J. Montgoris | Management | For | For |
| 5 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 6 | Elect Director Ravichandra K. Saligram | Management | For | For |
| 7 | Elect Director David M. Szymanski | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| PENSKE AUTOMOTIVE GROUP, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: PAG
SECURITY ID: 70959W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Barr | Management | For | For |
| 1.2 | Elect Director Michael R. Eisenson | Management | For | For |
| 1.3 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
| 1.4 | Elect Director William J. Lovejoy | Management | For | For |
| 1.5 | Elect Director Kimberly J. McWaters | Management | For | For |
| 1.6 | Elect Director Yoshimi Namba | Management | For | For |
| 1.7 | Elect Director Lucio A. Noto | Management | For | For |
| 1.8 | Elect Director Roger S. Penske | Management | For | For |
| 1.9 | Elect Director Richard J. Peters | Management | For | For |
| 1.10 | Elect Director Ronald G. Steinhart | Management | For | For |
| 1.11 | Elect Director H. Brian Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Other Business | Management | For | Against |
| PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: PVH
SECURITY ID: 718592108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Juan Figuereo | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| PRICELINE.COM INCORPORATED
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: PCLN
SECURITY ID: 741503403
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.2 | Elect Director Ralph M. Bahna | Management | For | For |
| 1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| ROSS STORES, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: ROST
SECURITY ID: 778296103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George P. Orban | Management | For | For |
| 1.2 | Elect Director Donald H. Seiler | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| RUE21, INC.
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: RUE
SECURITY ID: 781295100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alex Pellegrini | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| SIGNET JEWELERS LTD.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: SIG
SECURITY ID: G81276100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Sir Malcolm Williamson as Director | Management | For | For |
| 2b | Elect Michael W. Barnes as Director | Management | For | For |
| 2c | Elect Robert Blanchard as Director | Management | For | For |
| 2d | Elect Dale Hilpert as Director | Management | For | For |
| 2e | Elect Russell Walls as Director | Management | For | For |
| 2f | Elect Marianne Parrs as Director | Management | For | For |
| 2g | Elect Thomas Plaskett as Director | Management | For | For |
| 3a | Elect Sir Malcolm Williamson as Director | Management | For | For |
| 3b | Elect Michael W. Barnes as Director | Management | For | For |
| 3c | Elect Robert Blanchard as Director | Management | For | For |
| 3d | Elect Dale Hilpert as Director | Management | For | For |
| 3e | Elect Russell Walls as Director | Management | For | For |
| 3f | Elect Marianne Parrs as Director | Management | For | For |
| 3g | Elect Thomas Plaskett as Director | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| STAPLES, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: SPLS
SECURITY ID: 855030102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| STEINER LEISURE LTD.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: STNR
SECURITY ID: P8744Y102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Leonard I. Fluxman as Director | Management | For | For |
| 1.2 | Elect Michele Steiner Warshaw as Director | Management | For | For |
| 1.3 | Elect Steven J. Preston as Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SYSCO CORPORATION
MEETING DATE: NOV 12, 2010 |
||||
|
TICKER: SYY
SECURITY ID: 871829107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John M. Cassaday | Management | For | For |
| 2 | Elect Director Manuel A. Fernandez | Management | For | For |
| 3 | Elect Director Hans-joachim Koerber | Management | For | For |
| 4 | Elect Director Jackie M. Ward | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| TARGET CORPORATION
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: TGT
SECURITY ID: 87612E106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Roxanne S. Austin | Management | For | For |
| 2 | Elect Director Calvin Darden | Management | For | For |
| 3 | Elect Director Mary N. Dillon | Management | For | For |
| 4 | Elect Director James A. Johnson | Management | For | For |
| 5 | Elect Director Mary E. Minnick | Management | For | For |
| 6 | Elect Director Anne M. Mulcahy | Management | For | For |
| 7 | Elect Director Derica W. Rice | Management | For | For |
| 8 | Elect Director Stephen W. Sanger | Management | For | For |
| 9 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 10 | Elect Director John G. Stumpf | Management | For | For |
| 11 | Elect Director Solomon D. Trujillo | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Adopt Compensation Benchmarking Policy | Shareholder | Against | Against |
| 17 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
| THE HOME DEPOT, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: HD
SECURITY ID: 437076102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director Francis S. Blake | Management | For | For |
| 3 | Elect Director Ari Bousbib | Management | For | For |
| 4 | Elect Director Gregory D. Brenneman | Management | For | For |
| 5 | Elect Director J. Frank Brown | Management | For | For |
| 6 | Elect Director Albert P. Carey | Management | For | For |
| 7 | Elect Director Armando Codina | Management | For | For |
| 8 | Elect Director Bonnie G. Hill | Management | For | For |
| 9 | Elect Director Karen L. Katen | Management | For | For |
| 10 | Elect Director Ronald L. Sargent | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Provide Right to Act by Written Consent | Management | For | For |
| 15 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
| THE TJX COMPANIES, INC.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: TJX
SECURITY ID: 872540109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jose B. Alvarez | Management | For | For |
| 2 | Elect Director Alan M. Bennett | Management | For | For |
| 3 | Elect Director Bernard Cammarata | Management | For | For |
| 4 | Elect Director David T. Ching | Management | For | For |
| 5 | Elect Director Michael F. Hines | Management | For | For |
| 6 | Elect Director Amy B. Lane | Management | For | For |
| 7 | Elect Director Carol Meyrowitz | Management | For | For |
| 8 | Elect Director John F. O'Brien | Management | For | For |
| 9 | Elect Director Willow B. Shire | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TIFFANY & CO.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: TIF
SECURITY ID: 886547108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael J. Kowalski | Management | For | For |
| 2 | Elect Director Rose Marie Bravo | Management | For | For |
| 3 | Elect Director Gary E. Costley | Management | For | For |
| 4 | Elect Director Lawrence K. Fish | Management | For | For |
| 5 | Elect Director Abby F. Kohnstamm | Management | For | For |
| 6 | Elect Director Charles K. Marquis | Management | For | For |
| 7 | Elect Director Peter W. May | Management | For | For |
| 8 | Elect Director J. Thomas Presby | Management | For | For |
| 9 | Elect Director William A. Shutzer | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TRACTOR SUPPLY COMPANY
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: TSCO
SECURITY ID: 892356106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James F. Wright | Management | For | For |
| 1.2 | Elect Director Johnston C. Adams | Management | For | For |
| 1.3 | Elect Director William Bass | Management | For | For |
| 1.4 | Elect Director Peter D. Bewley | Management | For | For |
| 1.5 | Elect Director Jack C. Bingleman | Management | For | For |
| 1.6 | Elect Director Richard W. Frost | Management | For | For |
| 1.7 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.8 | Elect Director George MacKenzie | Management | For | For |
| 1.9 | Elect Director Edna K. Morris | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: ULTA
SECURITY ID: 90384S303
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis K. Eck | Management | For | For |
| 1.2 | Elect Director Charles J. Philippin | Management | For | For |
| 1.3 | Elect Director Kenneth T. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| URBAN OUTFITTERS, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: URBN
SECURITY ID: 917047102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward N. Antoian | Management | For | For |
| 1.2 | Elect Director Joel S. Lawson III | Management | For | For |
| 1.3 | Elect Director Glen T. Senk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| VAIL RESORTS, INC.
MEETING DATE: DEC 03, 2010 |
||||
|
TICKER: MTN
SECURITY ID: 91879Q109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roland A. Hernandez | Management | For | For |
| 1.2 | Elect Director Thomas D. Hyde | Management | For | For |
| 1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
| 1.4 | Elect Director Robert A. Katz | Management | For | For |
| 1.5 | Elect Director Richard D. Kincaid | Management | For | For |
| 1.6 | Elect Director John T. Redmond | Management | For | For |
| 1.7 | Elect Director Hilary A. Schneider | Management | For | For |
| 1.8 | Elect Director John F. Sorte | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| WOTIF.COM HOLDINGS LTD
MEETING DATE: OCT 25, 2010 |
||||
|
TICKER: WTF
SECURITY ID: Q9860E101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Management | None | None |
| 2 | Elect Robert Andrew Creeth Brice as a Director | Management | For | Against |
| 3 | Approve the Grant of 800,000 Options to Robert Michael Sean Cooke, Managing Director, Under the Company's Executive Share Option Plan | Management | For | For |
| 4 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | For | For |
VOTE SUMMARY REPORT
SELECT SOFTWARE AND COMPUTER SERVICES PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 3PAR INC.
MEETING DATE: SEP 09, 2010 |
||||
|
TICKER: PAR
SECURITY ID: 88580F109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Jung | Management | For | For |
| 1.2 | Elect Director David C. Scott | Management | For | For |
| 1.3 | Elect Director Michael J. Sheridan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ACCENTURE PLC
MEETING DATE: FEB 03, 2011 |
||||
|
TICKER: CSA
SECURITY ID: G1151C101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Charles H. Giancarlo as a Director | Management | For | For |
| 3 | Reelect Dennis F. Hightower as a Director | Management | For | For |
| 4 | Reelect Blythe J. McGarvie as a Director | Management | For | For |
| 5 | Reelect Mark Moody-Stuart as a Director | Management | For | For |
| 6 | Reelect Pierre Nanterme as a Director | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Management | For | For |
| 11 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 12 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| ACTUATE CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: BIRT
SECURITY ID: 00508B102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter I. Cittadini | Management | For | For |
| 1.2 | Elect Director Kenneth E. Marshall | Management | For | For |
| 1.3 | Elect Director Nicolas C. Nierenberg | Management | For | For |
| 1.4 | Elect Director Arthur C. Patterson | Management | For | For |
| 1.5 | Elect Director Steven D. Whiteman | Management | For | For |
| 1.6 | Elect Director Raymond L. Ocampo, Jr. | Management | For | For |
| 1.7 | Elect Director Timothy B. Yeaton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: ADBE
SECURITY ID: 00724F101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert K. Burgess | Management | For | For |
| 2 | Elect Director Daniel Rosensweig | Management | For | For |
| 3 | Elect Director Robert Sedgewick | Management | For | For |
| 4 | Elect Director John E. Warnock | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Declassify the Board of Directors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: AKAM
SECURITY ID: 00971T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director C. Kim Goodwin | Management | For | For |
| 2 | Elect Director David W. Kenny | Management | For | For |
| 3 | Elect Director Peter J. Kight | Management | For | For |
| 4 | Elect Director Frederic V. Salerno | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Ratify Auditors | Management | For | For |
| ALLIANCE DATA SYSTEMS CORPORATION
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: ADS
SECURITY ID: 018581108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce K. Anderson | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: NOV 04, 2010 |
||||
|
TICKER: MDRX
SECURITY ID: 01988P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Chookaszian | Management | For | For |
| 1.2 | Elect Director Eugene V. Fife | Management | For | For |
| 1.3 | Elect Director Marcel L. "Gus" Gamache | Management | For | For |
| 1.4 | Elect Director Philip D. Green | Management | For | For |
| 1.5 | Elect Director Edward A. Kangas | Management | For | For |
| 1.6 | Elect Director John King | Management | For | For |
| 1.7 | Elect Director Michael J. Kluger | Management | For | For |
| 1.8 | Elect Director Philip M. Pead | Management | For | For |
| 1.9 | Elect Director Glen E. Tullman | Management | For | For |
| 1.10 | Elect Director Stephen Wilson | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ALLSCRIPTS-MISYS HEALTHCARE SOLUTIONS, INC.
MEETING DATE: AUG 13, 2010 |
||||
|
TICKER: MDRX
SECURITY ID: 01988P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AOL INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: AOL
SECURITY ID: 00184X105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Tim Armstrong | Management | For | For |
| 2 | Elect Director Richard Dalzell | Management | For | For |
| 3 | Elect Director Karen Dykstra | Management | For | For |
| 4 | Elect Director Alberto Ibarguen | Management | For | For |
| 5 | Elect Director Susan Lyne | Management | For | For |
| 6 | Elect Director Patricia Mitchell | Management | For | For |
| 7 | Elect Director Fredric Reynolds | Management | For | For |
| 8 | Elect Director James Stengel | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| APPLE INC.
MEETING DATE: FEB 23, 2011 |
||||
|
TICKER: AAPL
SECURITY ID: 037833100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ART TECHNOLOGY GROUP, INC.
MEETING DATE: JAN 04, 2011 |
||||
|
TICKER: ARTG
SECURITY ID: 04289L107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ASIAINFO-LINKAGE, INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: ASIA
SECURITY ID: 04518A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward Tian | Management | For | For |
| 1.2 | Elect Director Davin A. Mackenzie | Management | For | For |
| 1.3 | Elect Director Xiwei Huang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ATOS ORIGIN
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: ATO
SECURITY ID: F06116101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 6 | Renew Appointment of Colette Neuville as Censor | Management | For | For |
| 7 | Ratify Change of Registered Office to River Ouest, 80, Quai Voltaire 95870 Bezons | Management | For | For |
| 8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AUTODESK, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: ADSK
SECURITY ID: 052769106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Carl Bass | Management | For | For |
| 2 | Elect Director Crawford W. Beveridge | Management | For | For |
| 3 | Elect Director J. Hallam Dawson | Management | For | For |
| 4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 5 | Elect Director Sean M. Maloney | Management | For | For |
| 6 | Elect Director Mary T. McDowell | Management | For | For |
| 7 | Elect Director Lorrie M. Norrington | Management | For | For |
| 8 | Elect Director Charles J. Robel | Management | For | For |
| 9 | Elect Director Steven M. West | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AUTONOMY CORPORATION PLC
MEETING DATE: MAR 24, 2011 |
||||
|
TICKER: AU.
SECURITY ID: G0669T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Robert Webb as Director | Management | For | For |
| 4 | Elect Jonathan Bloomer as Director | Management | For | For |
| 5 | Re-elect Richard Gaunt as Director | Management | For | For |
| 6 | Re-elect Sushovan Hussain as Director | Management | For | For |
| 7 | Elect Frank Kelly as Director | Management | For | For |
| 8 | Re-elect Michael Lynch as Director | Management | For | For |
| 9 | Re-elect John McMonigall as Director | Management | For | For |
| 10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| BLACKBOARD INC.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: BBBB
SECURITY ID: 091935502
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. Rogers Novak Jr. | Management | For | For |
| 1.2 | Elect Director Joseph L. Cowan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BMC SOFTWARE, INC.
MEETING DATE: JUL 21, 2010 |
||||
|
TICKER: BMC
SECURITY ID: 055921100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert E. Beauchamp | Management | For | For |
| 2 | Elect Director Jon E. Barfield | Management | For | For |
| 3 | Elect Director Gary L. Bloom | Management | For | For |
| 4 | Elect Director Meldon K. Gafner | Management | For | For |
| 5 | Elect Director Mark J. Hawkins | Management | For | For |
| 6 | Elect Director Stephan A. James | Management | For | For |
| 7 | Elect Director P. Thomas Jenkins | Management | For | For |
| 8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 9 | Elect Director Kathleen A. O'Neil | Management | For | For |
| 10 | Elect Director Tom C. Tinsley | Management | For | For |
| 11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| CA, INC.
MEETING DATE: JUL 27, 2010 |
||||
|
TICKER: CA
SECURITY ID: 12673P105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Raymond J. Bromark | Management | For | For |
| 2 | Elect Director Gary J. Fernandes | Management | For | For |
| 3 | Elect Director Kay Koplovitz | Management | For | For |
| 4 | Elect Director Christopher B. Lofgren | Management | For | For |
| 5 | Elect Director William E. McCracken | Management | For | For |
| 6 | Elect Director Richard Sulpizio | Management | For | For |
| 7 | Elect Director Laura S. Unger | Management | For | For |
| 8 | Elect Director Arthur F. Weinbach | Management | For | For |
| 9 | Elect Director Renato (Ron) Zambonini | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| 12 | Adopt Policy on Bonus Banking | Shareholder | Against | For |
| CALIX, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: CALX
SECURITY ID: 13100M509
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Matthews | Management | For | For |
| 1.2 | Elect Director Thomas Pardun | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| CALLIDUS SOFTWARE INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: CALD
SECURITY ID: 13123E500
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William B. Binch | Management | For | For |
| 1.2 | Elect Director Michele Vion | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CHANGYOU.COM LTD
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: CYOU
SECURITY ID: 15911M107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Charles Zhang as Director | Management | For | For |
| 1b | Elect Tao Wang as Director | Management | For | For |
| 1c | Elect Dave De Yang as Director | Management | For | For |
| 1d | Elect John Zhuang Yang as Director | Management | For | For |
| 1e | Elect Baoquan Zhang as Director | Management | For | For |
| 2 | Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: CPW
SECURITY ID: M22465104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Gil Shwed as Director | Management | For | For |
| 1.2 | Elect Marius Nacht as Director | Management | For | For |
| 1.3 | Elect Jerry Ungerman as Director | Management | For | For |
| 1.4 | Elect Dan Propper as Director | Management | For | For |
| 1.5 | Elect David Rubner as Director | Management | For | For |
| 1.6 | Elect Tal Shavit as Director | Management | For | For |
| 2.1 | Elect Ray Rothrock as External Director | Management | For | For |
| 2.2 | Elect Irwin Federman as External Director | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Compensation of Directors | Management | For | For |
| 5 | Approve Grant of Options to Executive Director | Management | For | For |
| CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: CTXS
SECURITY ID: 177376100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Murray J. Demo | Management | For | For |
| 2 | Elect Director Asiff S. Hirji | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: CTSH
SECURITY ID: 192446102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert W. Howe | Management | For | For |
| 2 | Elect Director Robert E. Weissman | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| CONCUR TECHNOLOGIES, INC.
MEETING DATE: MAR 15, 2011 |
||||
|
TICKER: CNQR
SECURITY ID: 206708109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey T. McCabe | Management | For | For |
| 1.2 | Elect Director Edward P. Gilligan | Management | For | For |
| 1.3 | Elect Director Rajeev Singh | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CONSTANT CONTACT, INC.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: CTCT
SECURITY ID: 210313102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Anderson | Management | For | For |
| 1.2 | Elect Director Sharon T. Rowlands | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CONVIO, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: CNVO
SECURITY ID: 21257W105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director M. Scott Irwin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| DATALINK CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: DTLK
SECURITY ID: 237934104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brent G. Blackey | Management | For | For |
| 1.2 | Elect Director Paul F. Lidsky | Management | For | For |
| 1.3 | Elect Director Margaret A. Loftus | Management | For | For |
| 1.4 | Elect Director Greg R. Meland | Management | For | For |
| 1.5 | Elect Director J. Patrick O'Halloran | Management | For | For |
| 1.6 | Elect Director James E. Ousley | Management | For | For |
| 1.7 | Elect Director Robert M. Price | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| DEALERTRACK HOLDINGS, INC.
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: TRAK
SECURITY ID: 242309102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark F. O'Neil | Management | For | For |
| 1.2 | Elect Director Mary Cirillo-Goldberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| DIVX, INC.
MEETING DATE: OCT 07, 2010 |
||||
|
TICKER: DIVX
SECURITY ID: 255413106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| EBAY INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: EBAY
SECURITY ID: 278642103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Fred D. Anderson | Management | For | For |
| 2 | Elect Director Edward W. Barnholt | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director John J. Donahoe | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| EBIX, INC.
MEETING DATE: NOV 17, 2010 |
||||
|
TICKER: EBIX
SECURITY ID: 278715206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hans U. Benz | Management | For | For |
| 1.2 | Elect Director Pavan Bhalla | Management | For | For |
| 1.3 | Elect Director Neil D. Eckert | Management | For | For |
| 1.4 | Elect Director Rolf Herter | Management | For | For |
| 1.5 | Elect Director Hans Ueli Keller | Management | For | For |
| 1.6 | Elect Director Robin Raina | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| ELECTRONIC ARTS INC.
MEETING DATE: AUG 05, 2010 |
||||
|
TICKER: ERTS
SECURITY ID: 285512109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| EMC CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: EMC
SECURITY ID: 268648102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael W. Brown | Management | For | For |
| 2 | Elect Director Randolph L. Cowen | Management | For | For |
| 3 | Elect Director Michael J. Cronin | Management | For | For |
| 4 | Elect Director Gail Deegan | Management | For | For |
| 5 | Elect Director James S. DiStasio | Management | For | For |
| 6 | Elect Director John R. Egan | Management | For | For |
| 7 | Elect Director Edmund F. Kelly | Management | For | For |
| 8 | Elect Director Windle B. Priem | Management | For | For |
| 9 | Elect Director Paul Sagan | Management | For | For |
| 10 | Elect Director David N. Strohm | Management | For | For |
| 11 | Elect Director Joseph M. Tucci | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EPIQ SYSTEMS, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: EPIQ
SECURITY ID: 26882D109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tom W. Olofson | Management | For | For |
| 1.2 | Elect Director Christopher E. Olofson | Management | For | For |
| 1.3 | Elect Director W. Bryan Satterlee | Management | For | For |
| 1.4 | Elect Director Edward M. Connolly | Management | For | For |
| 1.5 | Elect Director James A. Byrnes | Management | For | For |
| 1.6 | Elect Director Joel Pelofsky | Management | For | For |
| 1.7 | Elect Director Terry C. Matlack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| EQUINIX, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: EQIX
SECURITY ID: 29444U502
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven T. Clontz | Management | For | For |
| 1.2 | Elect Director Gary F. Hromadko | Management | For | For |
| 1.3 | Elect Director Scott G. Kriens | Management | For | For |
| 1.4 | Elect Director William K. Luby | Management | For | For |
| 1.5 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.6 | Elect Director Christopher B. Paisley | Management | For | For |
| 1.7 | Elect Director Stephen M. Smith | Management | For | For |
| 1.8 | Elect Director Peter F. Van Camp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Reduce Supermajority Vote Requirement for Amendments to the Certificate of Incorporation | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement for Amendments to the By-laws | Management | For | For |
| FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: FIS
SECURITY ID: 31620M106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David K. Hunt | Management | For | For |
| 2 | Elect Director Richard N. Massey | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| FIDESSA GROUP PLC
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: FDSA
SECURITY ID: G3469C104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Special Dividend | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Re-elect John Hamer as Director | Management | For | For |
| 6 | Re-elect Chris Aspinwall as Director | Management | For | For |
| 7 | Re-elect Andy Malpass as Director | Management | For | For |
| 8 | Re-elect Ron Mackintosh as Director | Management | For | For |
| 9 | Re-elect Philip Hardaker as Director | Management | For | For |
| 10 | Re-elect Elizabeth Lake as Director | Management | For | For |
| 11 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 17 | Approve Performance Share Plan | Management | For | For |
| 18 | Approve Deferred Annual Bonus Plan | Management | For | For |
| 19 | Approve Monthly Share Purchase Plan | Management | For | For |
| FLEETCOR TECHNOLOGIES INC
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: FLT
SECURITY ID: 339041105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Carroll | Management | For | For |
| 1.2 | Elect Director Mark A. Johnson | Management | For | For |
| 1.3 | Elect Director Steven T. Stull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FORTINET, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: FTNT
SECURITY ID: 34959E109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Walecka | Management | For | For |
| 1.2 | Elect Director Michael Xie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GOOGLE INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: GOOG
SECURITY ID: 38259P508
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
| GUIDANCE SOFTWARE, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: GUID
SECURITY ID: 401692108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shawn McCreight | Management | For | For |
| 1.2 | Elect Director Victor Limongelli | Management | For | For |
| 1.3 | Elect Director Marshall Geller | Management | For | For |
| 1.4 | Elect Director Jeff Lawrence | Management | For | For |
| 1.5 | Elect Director Kathleen O'Neil | Management | For | For |
| 1.6 | Elect Director Stephen Richards | Management | For | For |
| 1.7 | Elect Director Robert G. van Schoonenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| IGATE CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: IGTE
SECURITY ID: 45169U105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sunil Wadhwani | Management | For | For |
| 1.2 | Elect Director Goran Lindahl | Management | For | For |
| 2 | Amend Conversion of Securities | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Approve Increase in Size of Board | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| INCONTACT, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: SAAS
SECURITY ID: 45336E109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Theodore Stern | Management | For | For |
| 1.2 | Elect Director Paul Jarman | Management | For | For |
| 1.3 | Elect Director Steve Barnett | Management | For | For |
| 1.4 | Elect Director Mark J. Emkjer | Management | For | For |
| 1.5 | Elect Director Blake O. Fisher, Jr. | Management | For | For |
| 1.6 | Elect Director Paul F. Koeppe | Management | For | For |
| 2 | Classify the Board of Directors and Provide for Staggered Three-Year Terms of Directors | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| INFORMATICA CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: INFA
SECURITY ID: 45666Q102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mark A. Bertelsen | Management | For | For |
| 2 | Elect Director A. Brooke Seawell | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INTERACTIVE INTELLIGENCE, INC.
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: ININ
SECURITY ID: 45839M103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald E. Brown | Management | For | For |
| 1.2 | Elect Director Richard A. Reck | Management | For | For |
| 2 | Approve Reorganization Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: IBM
SECURITY ID: 459200101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director A. J. P. Belda | Management | For | For |
| 2 | Elect Director W. R. Brody | Management | For | For |
| 3 | Elect Director K. I. Chenault | Management | For | For |
| 4 | Elect Director M. L. Eskew | Management | For | For |
| 5 | Elect Director S. A. Jackson | Management | For | For |
| 6 | Elect Director A. N. Liveris | Management | For | For |
| 7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
| 8 | Elect Director J. W. Owens | Management | For | For |
| 9 | Elect Director S. J. Palmisano | Management | For | For |
| 10 | Elect Director J. E. Spero | Management | For | For |
| 11 | Elect Director S. Taurel | Management | For | For |
| 12 | Elect Director L. H. Zambrano | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| INTERNET CAPITAL GROUP, INC.
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: ICGE
SECURITY ID: 46059C205
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Adelman | Management | For | For |
| 1.2 | Elect Director Walter W. Buckley, III | Management | For | For |
| 1.3 | Elect Director Michael J. Hagan | Management | For | For |
| 1.4 | Elect Director Philip J. Ringo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Change Company Name | Management | For | For |
| INTERXION HOLDING NV
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: INXN
SECURITY ID: N47279109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Euro as Official Currency for the Dutch Statutory Annual Accounts | Management | For | Did Not Vote |
| 2 | Approve Financial Statements | Management | For | Did Not Vote |
| 3 | Approve Discharge of Supervisory Board and Management Board | Management | For | Did Not Vote |
| 4a | Elect Paul Schroder as Non-Executive Director | Management | For | Did Not Vote |
| 4b | Elect David Lister as Non-Executive Director | Management | For | Did Not Vote |
| 5 | Approve Stock Option Grant | Management | For | Did Not Vote |
| 6 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 7 | Adopt English as Official Language for the Statutory Accounts for 2011 and Onwards | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 9 | Other Business (Non-Voting) | Management | None | None |
| INTUIT INC.
MEETING DATE: JAN 19, 2011 |
||||
|
TICKER: INTU
SECURITY ID: 461202103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David H. Batchelder | Management | For | For |
| 2 | Elect Director Christopher W. Brody | Management | For | For |
| 3 | Elect Director William V. Campbell | Management | For | For |
| 4 | Elect Director Scott D. Cook | Management | For | For |
| 5 | Elect Director Diane B. Greene | Management | For | For |
| 6 | Elect Director Michael R. Hallman | Management | For | For |
| 7 | Elect Director Edward A. Kangas | Management | For | For |
| 8 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 9 | Elect Director Dennis D. Powell | Management | For | For |
| 10 | Elect Director Brad D. Smith | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| JDA SOFTWARE GROUP, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: JDAS
SECURITY ID: 46612K108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James D. Armstrong | Management | For | For |
| 2 | Elect Director Hamish N. Brewer | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| KENEXA CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: KNXA
SECURITY ID: 488879107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry M. Abelson | Management | For | For |
| 1.2 | Elect Director Nooruddin (Rudy) S. Karsan | Management | For | For |
| 1.3 | Elect Director John A. Nies | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD.
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: 00268
SECURITY ID: G52568147
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Feng Guo Hua as Director | Management | For | For |
| 3b | Reelect Gary Clark Biddle as Director | Management | For | For |
| 3c | Reelect James Ming King as Director | Management | For | For |
| 3d | Reelect Wu Cheng as Director | Management | For | For |
| 4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Bonus Issue on the Basis of Two Bonus Shares for Every Ten Existing Shares of HK$0.025 Each in the Share Capital | Management | For | For |
| 7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| LENDER PROCESSING SERVICES, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: LPS
SECURITY ID: 52602E102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lee A. Kennedy | Management | For | For |
| 1.2 | Elect Director Philip G. Heasley | Management | For | For |
| 1.3 | Elect Director Susan E. Lester | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| LIONBRIDGE TECHNOLOGIES, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: LIOX
SECURITY ID: 536252109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rory J. Cowan | Management | For | For |
| 1.2 | Elect Director Paul A. Kavanagh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| LOGMEIN, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: LOGM
SECURITY ID: 54142L109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven J. Benson | Management | For | For |
| 1.2 | Elect Director Michael J. Christenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LONGTOP FINANCIAL TECHNOLOGIES LTD.
MEETING DATE: MAR 24, 2011 |
||||
|
TICKER: LFT
SECURITY ID: 54318P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Yinhua Chen as Director | Management | For | Withhold |
| 1b | Elect Yifeng Shen as Director | Management | For | For |
| 2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
| MAGMA DESIGN AUTOMATION, INC
MEETING DATE: SEP 23, 2010 |
||||
|
TICKER: LAVA
SECURITY ID: 559181102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Rajeev Madhavan | Management | For | For |
| 1.2 | Elect Director Kevin C. Eichler | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| MASTERCARD INCORPORATED
MEETING DATE: SEP 21, 2010 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Amend Board Qualifications | Management | For | For |
| 4 | Amend Stock Ownership Limitations | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6.1 | Elect Director Nancy J. Karch | Management | For | For |
| 6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 6.3 | Elect Director Edward Suning Tian | Management | For | For |
| 6.4 | Elect Director Silvio Barzi | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| MASTERCARD INCORPORATED
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Marc Olivie | Management | For | For |
| 2 | Elect Director Rima Qureshi | Management | For | For |
| 3 | Elect Director Mark Schwartz | Management | For | For |
| 4 | Elect Director Jackson P. Tai | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| MDC PARTNERS INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: MDZ.A
SECURITY ID: 552697104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Miles S. Nadal | Management | For | For |
| 1.2 | Elect Director Robert J. Kamerschen | Management | For | For |
| 1.3 | Elect Director Clare Copeland | Management | For | For |
| 1.4 | Elect Director Thomas N. Davidson | Management | For | For |
| 1.5 | Elect Director Scott L. Kauffman | Management | For | For |
| 1.6 | Elect Director Micheal J.L. Kirby | Management | For | For |
| 1.7 | Elect Director Stephen M. Pustil | Management | For | For |
| 2 | Approve BDO USA LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Stock Incentive Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MENTOR GRAPHICS CORPORATION
MEETING DATE: JUL 01, 2010 |
||||
|
TICKER: MENT
SECURITY ID: 587200106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter L. Bonfield | Management | For | For |
| 1.2 | Elect Director Marsha B. Congdon | Management | For | For |
| 1.3 | Elect Director James R. Fiebiger | Management | For | For |
| 1.4 | Elect Director Gregory K. Hinckley | Management | For | For |
| 1.5 | Elect Director Kevin C. McDonough | Management | For | For |
| 1.6 | Elect Director Patrick B. McManus | Management | For | For |
| 1.7 | Elect Director Walden C. Rhines | Management | For | For |
| 1.8 | Elect Director Fontaine K. Richardson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| MENTOR GRAPHICS CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: MENT
SECURITY ID: 587200106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Card) | ||||
| 1.1 | Elect Director Peter L. Bonfield | Management | For | For |
| 1.2 | Elect Director James R. Fiebiger | Management | For | For |
| 1.3 | Elect Director Kevin C. McDonough | Management | For | For |
| 1.4 | Elect Director Walden C. Rhines | Management | For | For |
| 1.5 | Elect Director Marsha B. Congdon | Management | For | For |
| 1.6 | Elect Director Gregory K. Hinckley | Management | For | For |
| 1.7 | Elect Director Patrick B. McManus | Management | For | For |
| 1.8 | Elect Director Fontaine K. Richardson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Articles/Bylaws/Charter to Remove Antitakeover Provision | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Card) | ||||
| 1.1 | Elect Director Jose Maria Alapont | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Gary Meyers | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director David Schechter | Shareholder | For | Did Not Vote |
| 1.4 | Management Nominee - Peter L. Bonfield | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Kevin C. McDonough | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Walden C. Rhines | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Gregory K. Hinckley | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Patrick B. McManus | Shareholder | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | Against | Did Not Vote |
| 5 | Ratify Auditors | Management | For | Did Not Vote |
| 6 | Amend Articles/Bylaws/Charter to Remove Antitakeover Provision | Management | For | Did Not Vote |
| MERCADOLIBRE, INC.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: MELI
SECURITY ID: 58733R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anton J. Levy | Management | For | Withhold |
| 1.2 | Elect Director Michael Spence | Management | For | Withhold |
| 1.3 | Elect Director Mario Eduardo Vazquez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| MICROSOFT CORPORATION
MEETING DATE: NOV 16, 2010 |
||||
|
TICKER: MSFT
SECURITY ID: 594918104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates III | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria M. Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| MICROSTRATEGY INCORPORATED
MEETING DATE: MAY 09, 2011 |
||||
|
TICKER: MSTR
SECURITY ID: 594972408
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Saylor | Management | For | For |
| 1.2 | Elect Director Sanju K. Bansal | Management | For | For |
| 1.3 | Elect Director Matthew W. Calkins | Management | For | For |
| 1.4 | Elect Director Robert H. Epstein | Management | For | For |
| 1.5 | Elect Director David W. LaRue | Management | For | For |
| 1.6 | Elect Director Jarrod M. Patten | Management | For | For |
| 1.7 | Elect Director Carl J. Rickertsen | Management | For | For |
| 1.8 | Elect Director Thomas P. Spahr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| MISYS PLC
MEETING DATE: FEB 11, 2011 |
||||
|
TICKER: MSY
SECURITY ID: G61572148
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition of Sophis Group | Management | For | For |
| 2 | Approve Disposal by the Company of its Remaining Shareholding in Allscripts Healthcare Solutions Inc | Management | For | For |
| MISYS PLC
MEETING DATE: FEB 11, 2011 |
||||
|
TICKER: MSY
SECURITY ID: G61572148
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Return of Cash to Shareholders | Management | For | For |
| 2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 4 | Authorise Market Purchase | Management | For | For |
| NETAPP, INC.
MEETING DATE: AUG 31, 2010 |
||||
|
TICKER: NTAP
SECURITY ID: 64110D104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffry R. Allen | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Thomas Georgens | Management | For | For |
| 1.4 | Elect Director Gerald Held | Management | For | For |
| 1.5 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.6 | Elect Director T. Michael Nevens | Management | For | For |
| 1.7 | Elect Director George T. Shaheen | Management | For | For |
| 1.8 | Elect Director Robert T. Wall | Management | For | For |
| 1.9 | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| NETEASE.COM, INC.
MEETING DATE: SEP 02, 2010 |
||||
|
TICKER: NTES
SECURITY ID: 64110W102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect William Ding as Director | Management | For | For |
| 1b | Reelect Alice Cheng as Director | Management | For | For |
| 1c | Reelect Denny Lee as Director | Management | For | For |
| 1d | Reelect Joseph Tong as Director | Management | For | For |
| 1e | Reelect Lun Feng as Director | Management | For | For |
| 1f | Reelect Michael Leung as Director | Management | For | For |
| 1g | Reelect Michael Tong as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
| NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: NUAN
SECURITY ID: 67020Y100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | Against |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | Against |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Elect Director Mark R. Laret | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| ORACLE CORPORATION
MEETING DATE: OCT 06, 2010 |
||||
|
TICKER: ORCL
SECURITY ID: 68389X105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Donald L. Lucas | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| PARAMETRIC TECHNOLOGY CORPORATION
MEETING DATE: MAR 09, 2011 |
||||
|
TICKER: PMTC
SECURITY ID: 699173209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Richard Harrison | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| PHOENIX TECHNOLOGIES LTD.
MEETING DATE: NOV 19, 2010 |
||||
|
TICKER: PTEC
SECURITY ID: 719153108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| PROS HOLDINGS, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: PRO
SECURITY ID: 74346Y103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg B. Petersen | Management | For | For |
| 1.2 | Elect Director Timothy V. Williams | Management | For | For |
| 1.3 | Elect Director Mariette M. Woestemeyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| QAD INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: QADB
SECURITY ID: 74727D207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karl F. Lopker | Management | For | For |
| 1.2 | Elect Director Pamela M. Lopker | Management | For | For |
| 1.3 | Elect Director Scott J. Adelson | Management | For | For |
| 1.4 | Elect Director Thomas J. O'Malia | Management | For | For |
| 1.5 | Elect Director Lee D. Roberts | Management | For | For |
| 1.6 | Elect Director Peter R. Van Cuylenburg | Management | For | For |
| QAD INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: QADB
SECURITY ID: 74727D306
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Karl F. Lopker | Management | For | For |
| 1.2 | Elect Director Pamela M. Lopker | Management | For | For |
| 1.3 | Elect Director Scott J. Adelson | Management | For | For |
| 1.4 | Elect Director Thomas J. O'Malia | Management | For | For |
| 1.5 | Elect Director Lee D. Roberts | Management | For | For |
| 1.6 | Elect Director Peter R. Van Cuylenburg | Management | For | For |
| QLIK TECHNOLOGIES INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: QLIK
SECURITY ID: 74733T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lars Bjork | Management | For | For |
| 1.2 | Elect Director Bruce Golden | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| RACKSPACE HOSTING, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: RAX
SECURITY ID: 750086100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Graham Weston | Management | For | For |
| 1.2 | Elect Director Palmer Moe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| RADIANT SYSTEMS, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: RADS
SECURITY ID: 75025N102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Alexander M. Douglas, Jr. | Management | For | For |
| 1.2 | Elect Director Philip J. Hickey, Jr. | Management | For | For |
| 1.3 | Elect Director Michael Z. Kay | Management | For | Withhold |
| 1.4 | Elect Director Nick Shreiber | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| REACHLOCAL, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: RLOC
SECURITY ID: 75525F104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Carlick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| REALPAGE, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: RP
SECURITY ID: 75606N109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alfred R. Berkeley, III | Management | For | For |
| 1.2 | Elect Director Peter Gyenes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| RED HAT, INC.
MEETING DATE: AUG 12, 2010 |
||||
|
TICKER: RHT
SECURITY ID: 756577102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jeffrey J. Clarke | Management | For | For |
| 2 | Elect Director H. Hugh Shelton | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| RIGHTNOW TECHNOLOGIES, INC.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: RNOW
SECURITY ID: 76657R106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William J. Lansing | Management | For | For |
| 1.2 | Elect Director Allen E. Snyder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ROVI CORPORATION
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: ROVI
SECURITY ID: 779376102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
| 1.4 | Elect Director James E. Meyer | Management | For | For |
| 1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
| 1.6 | Elect Director Ruthann Quindlen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SABA SOFTWARE, INC.
MEETING DATE: NOV 17, 2010 |
||||
|
TICKER: SABA
SECURITY ID: 784932600
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joe E. Kiani | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| SABA SOFTWARE, INC.
MEETING DATE: MAR 18, 2011 |
||||
|
TICKER: SABA
SECURITY ID: 784932600
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| SALESFORCE.COM, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: CRM
SECURITY ID: 79466L302
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Marc Benioff | Management | For | For |
| 2 | Elect Director Craig Conway | Management | For | For |
| 3 | Elect Director Alan Hassenfeld | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| SANDVINE CORPORATION
MEETING DATE: APR 06, 2011 |
||||
|
TICKER: SVC
SECURITY ID: 800213100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger Maggs | Management | For | For |
| 1.2 | Elect Director Mark Guibert | Management | For | For |
| 1.3 | Elect Director John Keating | Management | For | For |
| 1.4 | Elect Director Ken Taylor | Management | For | For |
| 1.5 | Elect Director David Caputo | Management | For | For |
| 1.6 | Elect Director Steven McCartney | Management | For | For |
| 1.7 | Elect Director Scott Hamilton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| SAPIENT CORPORATION
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: SAPE
SECURITY ID: 803062108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James M. Benson | Management | For | For |
| 1.2 | Elect Director Hermann Buerger | Management | For | For |
| 1.3 | Elect Director Darius W. Gaskins, Jr. | Management | For | For |
| 1.4 | Elect Director Jerry A. Greenberg | Management | For | For |
| 1.5 | Elect Director Alan J. Herrick | Management | For | For |
| 1.6 | Elect Director J. Stuart Moore | Management | For | For |
| 1.7 | Elect Director Ashok Shah | Management | For | For |
| 1.8 | Elect Director Vijay Singal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| SAVVIS, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: SVVS
SECURITY ID: 805423308
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randy E. Dobbs | Management | For | For |
| 1.2 | Elect Director Clyde A. Heintzelman | Management | For | For |
| 1.3 | Elect Director Thomas E. McInerney | Management | For | Withhold |
| 1.4 | Elect Director James E. Ousley | Management | For | For |
| 1.5 | Elect Director James P. Pellow | Management | For | For |
| 1.6 | Elect Director David C. Peterschmidt | Management | For | Withhold |
| 1.7 | Elect Director Mercedes A. Walton | Management | For | For |
| 1.8 | Elect Director Patrick J. Welsh | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| SOFTWARE AG
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: SOW
SECURITY ID: D7045M133
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 5 | Ratify BDO AG as Auditors for Fiscal 2011 | Management | For | For |
| 6 | Approve Cancellation of Capital Authorization | Management | For | For |
| 7 | Approve 1:3 Stock Split | Management | For | For |
| 8 | Approve Creation of EUR 43.1 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 9 | Approve Spin-Off and Takeover Agreement with IDS Scheer Consulting GmbH | Management | For | For |
| SOLARWINDS, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: SWI
SECURITY ID: 83416B109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Bonham | Management | For | For |
| 1.2 | Elect Director Steven M. Cakebread | Management | For | For |
| 1.3 | Elect Director Roger J. Sippl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SONUS NETWORKS, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: SONS
SECURITY ID: 835916107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James K. Brewington | Management | For | For |
| 1.2 | Elect Director John P. Cunningham | Management | For | For |
| 1.3 | Elect Director Raymond P. Dolan | Management | For | For |
| 1.4 | Elect Director Beatriz V. Infante | Management | For | For |
| 1.5 | Elect Director Howard E. Janzen | Management | For | For |
| 1.6 | Elect Director John A. Schofield | Management | For | For |
| 1.7 | Elect Director Scott E. Schubert | Management | For | For |
| 1.8 | Elect Director H. Brian Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SOURCEFIRE, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: FIRE
SECURITY ID: 83616T108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Burris | Management | For | For |
| 1.2 | Elect Director Tim A. Guleri | Management | For | For |
| 1.3 | Elect Director Martin F. Roesch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| SPS COMMERCE, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: SPSC
SECURITY ID: 78463M107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael B. Gorman | Management | For | For |
| 1.2 | Elect Director Philip E. Soran | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| SUCCESSFACTORS, INC.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: SFSF
SECURITY ID: 864596101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William H. Harris, Jr. | Management | For | For |
| 2 | Elect Director William E. McGlashan, Jr. | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| SUPPORT.COM, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: SPRT
SECURITY ID: 86858W101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shawn Farshchi | Management | For | For |
| 1.2 | Elect Director Mark Fries | Management | For | For |
| 1.3 | Elect Director Michael Linton | Management | For | For |
| 1.4 | Elect Director J. Martin O'Malley | Management | For | For |
| 1.5 | Elect Director Joshua Pickus | Management | For | For |
| 1.6 | Elect Director Toni Portmann | Management | For | For |
| 1.7 | Elect Director Jim Stephens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| SYMANTEC CORPORATION
MEETING DATE: SEP 20, 2010 |
||||
|
TICKER: SYMC
SECURITY ID: 871503108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephen M. Bennett | Management | For | For |
| 2 | Elect Director Michael A. Brown | Management | For | For |
| 3 | Elect Director William T. Coleman, III | Management | For | For |
| 4 | Elect Director Frank E. Dangeard | Management | For | For |
| 5 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 6 | Elect Director David L. Mahoney | Management | For | For |
| 7 | Elect Director Robert S. Miller | Management | For | For |
| 8 | Elect Director Enrique Salem | Management | For | For |
| 9 | Elect Director Daniel H. Schulman | Management | For | For |
| 10 | Elect Director John W. Thompson | Management | For | For |
| 11 | Elect Director V. Paul Unruh | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: SNCR
SECURITY ID: 87157B103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Hopkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SYNTEL, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: SYNT
SECURITY ID: 87162H103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
| 1.2 | Elect Director Bharat Desai | Management | For | For |
| 1.3 | Elect Director Thomas Doke | Management | For | For |
| 1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
| 1.5 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.6 | Elect Director Prashant Ranade | Management | For | For |
| 1.7 | Elect Director Neerja Sethi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| TALEO CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: TLEO
SECURITY ID: 87424N104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick Gross | Management | For | For |
| 1.2 | Elect Director Jeffrey Schwartz | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| TERREMARK WORLDWIDE, INC.
MEETING DATE: JUL 16, 2010 |
||||
|
TICKER: TMRK
SECURITY ID: 881448203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Manuel D. Medina | Management | For | For |
| 1.2 | Elect Director Joseph R. Wright, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Guillermo Amore | Management | For | For |
| 1.4 | Elect Director Frank Botman | Management | For | Withhold |
| 1.5 | Elect Director Antonio S. Fernandez | Management | For | For |
| 1.6 | Elect Director Arthur L. Money | Management | For | Withhold |
| 1.7 | Elect Director Marvin S. Rosen | Management | For | For |
| 1.8 | Elect Director Rodolfo A. Ruiz | Management | For | For |
| 1.9 | Elect Director Timothy Elwes | Management | For | For |
| 1.10 | Elect Director Melissa Hathaway | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| THE DESCARTES SYSTEMS GROUP INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: DSG
SECURITY ID: 249906108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect David Anderson as Director | Management | For | For |
| 1.2 | Elect David Beatson as Director | Management | For | For |
| 1.3 | Elect Eric Demirian as Director | Management | For | For |
| 1.4 | Elect Christopher Hewat as Director | Management | For | For |
| 1.5 | Elect Arthur Mesher as Director | Management | For | For |
| 1.6 | Elect Stephen Watt as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| THE KNOT, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: KNOT
SECURITY ID: 499184109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Liu | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| THE SAGE GROUP PLC
MEETING DATE: MAR 02, 2011 |
||||
|
TICKER: SGE
SECURITY ID: G7771K134
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Guy Berruyer as Director | Management | For | For |
| 4 | Re-elect David Clayton as Director | Management | For | For |
| 5 | Re-elect Paul Harrison as Director | Management | For | For |
| 6 | Re-elect Anthony Hobson as Director | Management | For | For |
| 7 | Re-elect Tamara Ingram as Director | Management | For | For |
| 8 | Re-elect Ruth Markland as Director | Management | For | For |
| 9 | Re-elect Ian Mason as Director | Management | For | For |
| 10 | Re-elect Mark Rolfe as Director | Management | For | For |
| 11 | Re-elect Paul Stobart as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase | Management | For | For |
| 17 | Adopt New Articles of Association | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 19 | Authorise Director to Continue to Grant Awards Over Ordinary Shares under the French Appendix to the Sage Group Performance Share Plan | Management | For | For |
| TIBCO SOFTWARE INC.
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: TIBX
SECURITY ID: 88632Q103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
| 1.2 | Elect Director Nanci E.Caldwell | Management | For | For |
| 1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
| 1.4 | Elect Director Narendra K. Gupta | Management | For | For |
| 1.5 | Elect Director Peter J. Job | Management | For | For |
| 1.6 | Elect Director Philip K. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| TOTAL SYSTEM SERVICES, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: TSS
SECURITY ID: 891906109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Kriss Cloninger III | Management | For | For |
| 2 | Elect Director Sidney E. Harris | Management | For | For |
| 3 | Elect Director Mason H. Lampton | Management | For | For |
| 4 | Elect Director H. Lynn Page | Management | For | For |
| 5 | Elect Director Philip W. Tomlinson | Management | For | For |
| 6 | Elect Director John T. Turner | Management | For | For |
| 7 | Elect Director Richard W. Ussery | Management | For | For |
| 8 | Elect Director M. Troy Woods | Management | For | For |
| 9 | Elect Director James D. Yancey | Management | For | For |
| 10 | Elect Director Rebecca K. Yarbrough | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TOTVS SA
MEETING DATE: MAR 10, 2011 |
||||
|
TICKER: TOTS3
SECURITY ID: P92184103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 3 | Elect Rogerio Marcos Martins de Oliveira as Director | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Did Not Vote |
| TOTVS SA
MEETING DATE: MAR 10, 2011 |
||||
|
TICKER: TOTS3
SECURITY ID: P92184103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify the Acquisition of SRC Servicos de Informatica Ltda, Hery Software Ltda, and Mafipa Servicos e Informatica Ltda, and the Acquisition of 70 Percent of TotalBanco Consultoria e Sistemas Ltda | Management | For | Did Not Vote |
| UNISYS CORPORATION
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: UIS
SECURITY ID: 909214306
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director J. Edward Coleman | Management | For | For |
| 2 | Elect Director James J. Duderstadt | Management | For | For |
| 3 | Elect Director Henry C. Duques | Management | For | For |
| 4 | Elect Director Matthew J. Espe | Management | For | For |
| 5 | Elect Director Denise K. Fletcher | Management | For | For |
| 6 | Elect Director Leslie F. Kenne | Management | For | For |
| 7 | Elect Director Charles B. McQuade | Management | For | For |
| 8 | Elect Director Paul E. Weaver | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Increase Authorized Common Stock | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: PAY
SECURITY ID: 92342Y109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
| 1.3 | Elect Director Leslie G. Denend | Management | For | For |
| 1.4 | Elect Director Alex W. Hart | Management | For | For |
| 1.5 | Elect Director Robert B. Henske | Management | For | For |
| 1.6 | Elect Director Richard A. McGinn | Management | For | For |
| 1.7 | Elect Director Eitan Raff | Management | For | For |
| 1.8 | Elect Director Charles R. Rinehart | Management | For | For |
| 1.9 | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| VERISIGN, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: VRSN
SECURITY ID: 92343E102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director D. James Bidzos | Management | For | For |
| 2 | Elect Director William L. Chenevich | Management | For | For |
| 3 | Elect Director Kathleen A. Cote | Management | For | For |
| 4 | Elect Director Mark D. Mclaughlin | Management | For | For |
| 5 | Elect Director Roger H. Moore | Management | For | For |
| 6 | Elect Director John D. Roach | Management | For | For |
| 7 | Elect Director Louis A. Simpson | Management | For | For |
| 8 | Elect Director Timothy Tomlinson | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| VISA INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: V
SECURITY ID: 92826C839
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3.1 | Elect Director Gary P. Coughlan | Management | For | For |
| 3.2 | Elect Director Mary B. Cranston | Management | For | For |
| 3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 3.4 | Elect Director Robert W. Matschullat | Management | For | For |
| 3.5 | Elect Director Cathy E. Minehan | Management | For | For |
| 3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 3.7 | Elect Director David J. Pang | Management | For | For |
| 3.8 | Elect Director Joseph W. Saunders | Management | For | For |
| 3.9 | Elect Director William S. Shanahan | Management | For | For |
| 3.10 | Elect Director John A. Swainson | Management | For | For |
| 4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 4.2 | Elect Director Joseph W. Saunders | Management | For | For |
| 4.3 | Elect Director John A. Swainson | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| VISTAPRINT NV
MEETING DATE: NOV 04, 2010 |
||||
|
TICKER: VPRT
SECURITY ID: N93540107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Louis R. Page to Supervisory Board | Management | For | For |
| 2 | Elect Richard T. Riley to Supervisory Board | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
| 7 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 8 | Other Business (Non-Voting) | Management | None | None |
| VISTAPRINT NV
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: VPRT
SECURITY ID: N93540107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| 2 | Elect Katryn Blake as Director | Management | For | For |
| 3 | Elect Donald Nelson as Director | Management | For | For |
| 4 | Elect Nicholas Ruotolo as Director | Management | For | For |
| 5 | Elect Ernst Teunissen as Director | Management | For | For |
| VMWARE, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: VMW
SECURITY ID: 928563402
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Renee J. James | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| WNS HOLDINGS LTD.
MEETING DATE: OCT 20, 2010 |
||||
|
TICKER: WNS
SECURITY ID: 92932M101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Ratify Change of Auditors from Ernst & Young to Grant Thornton, India | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Sir Anthony Greener as a Director | Management | For | For |
| 5 | Reelect Richard Bernays as a Director | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| XEROX CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: XRX
SECURITY ID: 984121103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert J. Keegan | Management | For | For |
| 6 | Elect Director Robert A. McDonald | Management | For | For |
| 7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director Ann N. Reese | Management | For | For |
| 10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| YAHOO! INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: YHOO
SECURITY ID: 984332106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Carol Bartz | Management | For | For |
| 2 | Elect Director Roy J. Bostock | Management | For | For |
| 3 | Elect Director Patti S. Hart | Management | For | For |
| 4 | Elect Director Susan M. James | Management | For | For |
| 5 | Elect Director Vyomesh Joshi | Management | For | For |
| 6 | Elect Director David W. Kenny | Management | For | For |
| 7 | Elect Director Arthur H. Kern | Management | For | For |
| 8 | Elect Director Brad D. Smith | Management | For | For |
| 9 | Elect Director Gary L. Wilson | Management | For | For |
| 10 | Elect Director Jerry Yang | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Adopt Human Rights Policies Regarding the Sale of Technology and Technical Assistance | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT TECHNOLOGY PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| 3PAR INC.
MEETING DATE: SEP 09, 2010 |
||||
|
TICKER: PAR
SECURITY ID: 88580F109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Jung | Management | For | For |
| 1.2 | Elect Director David C. Scott | Management | For | For |
| 1.3 | Elect Director Michael J. Sheridan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| A123 SYSTEMS, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: AONE
SECURITY ID: 03739T108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gururaj Deshpande | Management | For | For |
| 1.2 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.3 | Elect Director Mark M. Little | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ACCENTURE PLC
MEETING DATE: FEB 03, 2011 |
||||
|
TICKER: CSA
SECURITY ID: G1151C101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Charles H. Giancarlo as a Director | Management | For | For |
| 3 | Reelect Dennis F. Hightower as a Director | Management | For | For |
| 4 | Reelect Blythe J. McGarvie as a Director | Management | For | For |
| 5 | Reelect Mark Moody-Stuart as a Director | Management | For | For |
| 6 | Reelect Pierre Nanterme as a Director | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Management | For | For |
| 11 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 12 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| ACME PACKET, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: APKT
SECURITY ID: 004764106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary J. Bowen | Management | For | For |
| 1.2 | Elect Director Robert C. Hower | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: ATVI
SECURITY ID: 00507V109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Philippe G.H. Capron | Management | For | For |
| 2 | Elect Director Robert J. Corti | Management | For | For |
| 3 | Elect Director Frederic R. Crepin | Management | For | For |
| 4 | Elect Director Lucian Grainge | Management | For | For |
| 5 | Elect Director Brian G. Kelly | Management | For | For |
| 6 | Elect Director Robert A. Kotick | Management | For | For |
| 7 | Elect Director Jean-Bernard Levy | Management | For | For |
| 8 | Elect Director Robert J. Morgado | Management | For | For |
| 9 | Elect Director Stephane Roussel | Management | For | For |
| 10 | Elect Director Richard Sarnoff | Management | For | For |
| 11 | Elect Director Regis Turrini | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ACUITY BRANDS, INC.
MEETING DATE: JAN 07, 2011 |
||||
|
TICKER: AYI
SECURITY ID: 00508Y102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gordon D. Harnett | Management | For | For |
| 1.2 | Elect Director Robert F. McCullough | Management | For | For |
| 1.3 | Elect Director Neil Williams | Management | For | For |
| 1.4 | Elect Director Norman H. Wesley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: ADBE
SECURITY ID: 00724F101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert K. Burgess | Management | For | For |
| 2 | Elect Director Daniel Rosensweig | Management | For | For |
| 3 | Elect Director Robert Sedgewick | Management | For | For |
| 4 | Elect Director John E. Warnock | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Declassify the Board of Directors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ADTRAN, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: ADTN
SECURITY ID: 00738A106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director Ross K. Ireland | Management | For | For |
| 1.4 | Elect Director William L. Marks | Management | For | For |
| 1.5 | Elect Director James E. Matthews | Management | For | For |
| 1.6 | Elect Director Balan Nair | Management | For | For |
| 1.7 | Elect Director Roy J. Nichols | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| ADVANCED ENERGY INDUSTRIES, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: AEIS
SECURITY ID: 007973100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas S. Schatz | Management | For | For |
| 1.2 | Elect Director Frederick A. Ball | Management | For | For |
| 1.3 | Elect Director Richard P. Beck | Management | For | For |
| 1.4 | Elect Director Hans Georg Betz | Management | For | For |
| 1.5 | Elect Director Trung T. Doan | Management | For | For |
| 1.6 | Elect Director Edward C. Grady | Management | For | For |
| 1.7 | Elect Director Terry Hudgens | Management | For | For |
| 1.8 | Elect Director Thomas M. Rohrs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ADVANCED MICRO DEVICES, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: AMD
SECURITY ID: 007903107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Bruce L. Claflin | Management | For | For |
| 2 | Elect Director W. Michael Barnes | Management | For | For |
| 3 | Elect Director John E. Caldwell | Management | For | For |
| 4 | Elect Director Henry W.K. Chow | Management | For | For |
| 5 | Elect Director Craig A. Conway | Management | For | For |
| 6 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 7 | Elect Director H. Paulett Eberhart | Management | For | For |
| 8 | Elect Director Waleed Al Muhairi | Management | For | For |
| 9 | Elect Director Robert B. Palmer | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 01, 2011 |
||||
|
TICKER: A
SECURITY ID: 00846U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Heidi Fields | Management | For | For |
| 2 | Elect Director David M. Lawrence | Management | For | For |
| 3 | Elect Director A. Barry Rand | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: AKAM
SECURITY ID: 00971T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director C. Kim Goodwin | Management | For | For |
| 2 | Elect Director David W. Kenny | Management | For | For |
| 3 | Elect Director Peter J. Kight | Management | For | For |
| 4 | Elect Director Frederic V. Salerno | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Ratify Auditors | Management | For | For |
| ALCATEL LUCENT
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: ALU
SECURITY ID: 013904305
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 4 | Reelect Daniel Bernard as Director | Management | For | For |
| 5 | Reelect W. Frank Blount as Director | Management | For | For |
| 6 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and Shareholders Identification | Management | For | For |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| ALIBABA.COM LTD.
MEETING DATE: DEC 10, 2010 |
||||
|
TICKER: 01688
SECURITY ID: G01717100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Share Option Scheme | Management | For | For |
| 2 | Amend Restricted Share Unit Scheme | Management | For | For |
| 3 | Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme or the Restricted Share Unit Scheme to 156 Million Shares | Management | For | For |
| 4 | Approve Replacement of Scheme Mandate to Allot, Issue, and Deal Shares Under the Restricted Share Unit Scheme to 156 Million Shares | Management | For | For |
| ALIBABA.COM LTD.
MEETING DATE: MAY 14, 2011 |
||||
|
TICKER: 01688
SECURITY ID: G01717100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Reelect Lu Zhaoxi, Jonathan as Director | Management | For | For |
| 3 | Reelect Wu Wei, Maggie as Director | Management | For | For |
| 4 | Reelect Shao Xiaofeng as Director | Management | For | For |
| 5 | Reelect Peng Yi Jie, Sabrina as Director | Management | For | For |
| 6 | Reelect Kwauk Teh Ming, Walter as Director | Management | For | For |
| 7 | Reelect Tsuei, Andrew Tian Yuan as Director | Management | For | For |
| 8 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 9 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 13 | Approve Issuance of Shares Pursuant to the Restricted Share Unit Scheme | Management | For | For |
| ALPHA AND OMEGA SEMICONDUCTOR LIMITED
MEETING DATE: NOV 18, 2010 |
||||
|
TICKER: AOSL
SECURITY ID: G6331P104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Mike F. Chang as Director | Management | For | For |
| 1.2 | Elect Yueh-Se Ho as Director | Management | For | For |
| 1.3 | Elect Chung Te Chang as Director | Management | For | For |
| 1.4 | Elect Mark A. Stevens as Director | Management | For | For |
| 1.5 | Elect Howard M. Bailey as Director | Management | For | For |
| 1.6 | Elect Thomas W. Steipp as Director | Management | For | For |
| 1.7 | Elect Richard W. Sevcik as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ALTERA CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ALTR
SECURITY ID: 021441100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John P. Daane | Management | For | For |
| 2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 3 | Elect Director Kevin McGarity | Management | For | For |
| 4 | Elect Director T. Michael Nevens | Management | For | For |
| 5 | Elect Director Krish A. Prabhu | Management | For | For |
| 6 | Elect Director John Shoemaker | Management | For | For |
| 7 | Elect Director Susan Wang | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 10 | Reduce Supermajority Vote Requirement | Management | For | For |
| 11 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 12 | Provide Right to Call Special Meeting | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Ratify Auditors | Management | For | For |
| AMAZON.COM, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: AMZN
SECURITY ID: 023135106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Alain Monie | Management | For | For |
| 6 | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 7 | Elect Director Thomas O. Ryder | Management | For | For |
| 8 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 12 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 13 | Report on Climate Change | Shareholder | Against | Abstain |
| AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: AMT
SECURITY ID: 029912201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Raymond P. Dolan | Management | For | For |
| 2 | Elect Director Ronald M. Dykes | Management | For | For |
| 3 | Elect Director Carolyn F. Katz | Management | For | For |
| 4 | Elect Director Gustavo Lara Cantu | Management | For | For |
| 5 | Elect Director Joann A. Reed | Management | For | For |
| 6 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 7 | Elect Director David E. Sharbutt | Management | For | For |
| 8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 9 | Elect Director Samme L. Thompson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: AMKR
SECURITY ID: 031652100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Kenneth T. Joyce | Management | For | For |
| 1.3 | Elect Director Roger A. Carolin | Management | For | For |
| 1.4 | Elect Director Winston J. Churchill | Management | For | For |
| 1.5 | Elect Director John T. Kim | Management | For | For |
| 1.6 | Elect Director John F. Osborne | Management | For | For |
| 1.7 | Elect Director Dong Hyun Park | Management | For | For |
| 1.8 | Elect Director James W. Zug | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| AMPHENOL CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: APH
SECURITY ID: 032095101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald P. Badie | Management | For | For |
| 1.2 | Elect Director R. Adam Norwitt | Management | For | For |
| 1.3 | Elect Director Dean H. Secord | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ANADIGICS, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: ANAD
SECURITY ID: 032515108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Harry T. Rein | Management | For | For |
| 2 | Elect Director Dennis F. Strigl | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ANIXTER INTERNATIONAL INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: AXE
SECURITY ID: 035290105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lord James Blyth | Management | For | For |
| 1.2 | Elect Director Frederic F. Brace | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Robert J. Eck | Management | For | For |
| 1.5 | Elect Director Robert W. Grubbs | Management | For | For |
| 1.6 | Elect Director F. Philip Handy | Management | For | For |
| 1.7 | Elect Director Melvyn N. Klein | Management | For | For |
| 1.8 | Elect Director George Munoz | Management | For | For |
| 1.9 | Elect Director Stuart M. Sloan | Management | For | For |
| 1.10 | Elect Director Matthew Zell | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ANSYS, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: ANSS
SECURITY ID: 03662Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James E. Cashman III | Management | For | For |
| 1.2 | Elect Director William R. McDermott | Management | For | For |
| 1.3 | Elect Director Ajei S. Gopal | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| APPLE INC.
MEETING DATE: FEB 23, 2011 |
||||
|
TICKER: AAPL
SECURITY ID: 037833100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| APPLIED MATERIALS, INC.
MEETING DATE: MAR 08, 2011 |
||||
|
TICKER: AMAT
SECURITY ID: 038222105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aart J. De Geus | Management | For | For |
| 1.2 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.3 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.4 | Elect Director Susan M. James | Management | For | For |
| 1.5 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.6 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.7 | Elect Director Dennis D. Powell | Management | For | For |
| 1.8 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.9 | Elect Director James E. Rogers | Management | For | For |
| 1.10 | Elect Director Michael R. Splinter | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 17, 2010 |
||||
|
TICKER: AMCC
SECURITY ID: 03822W406
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Cesar Cesaratto | Management | For | For |
| 2 | Elect Director Donald Colvin | Management | For | For |
| 3 | Elect Director Paramesh Gopi | Management | For | For |
| 4 | Elect Director Paul R. Gray | Management | For | For |
| 5 | Elect Director Fred Shlapak | Management | For | For |
| 6 | Elect Director Arthur B. Stabenow | Management | For | For |
| 7 | Elect Director Julie H. Sullivan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| ARIBA, INC.
MEETING DATE: JAN 18, 2011 |
||||
|
TICKER: ARBA
SECURITY ID: 04033V203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.2 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ARM HOLDINGS PLC
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: ARM
SECURITY ID: 042068106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Larry Hirst as Director | Management | For | For |
| 5 | Elect Janice Roberts as Director | Management | For | For |
| 6 | Elect Andy Green as Director | Management | For | For |
| 7 | Re-elect Doug Dunn as Director | Management | For | For |
| 8 | Re-elect Warren East as Director | Management | For | For |
| 9 | Re-elect Tudor Brown as Director | Management | For | For |
| 10 | Re-elect Mike Inglis as Director | Management | For | For |
| 11 | Re-elect Mike Muller as Director | Management | For | For |
| 12 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
| 13 | Re-elect Philip Rowley as Director | Management | For | For |
| 14 | Re-elect Tim Score as Director | Management | For | For |
| 15 | Re-elect Simon Segars as Director | Management | For | For |
| 16 | Re-elect Young Sohn as Director | Management | For | For |
| 17 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| ASAHI GLASS CO. LTD.
MEETING DATE: MAR 30, 2011 |
||||
|
TICKER: 5201
SECURITY ID: J02394120
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
| 2.1 | Elect Director Ishimura, Kazuhiko | Management | For | For |
| 2.2 | Elect Director Nishimi, Yuji | Management | For | For |
| 2.3 | Elect Director Kato, Katsuhisa | Management | For | For |
| 2.4 | Elect Director Fujino, Takashi | Management | For | For |
| 2.5 | Elect Director Matsuo, Kunihiro | Management | For | For |
| 2.6 | Elect Director Sawabe, Hajime | Management | For | For |
| 2.7 | Elect Director Sakane, Masahiro | Management | For | For |
| 3 | Appoint Statutory Auditor Haga, Kenji | Management | For | For |
| 4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
| 5 | Approve Stock Option Plan | Management | For | For |
| ASIAINFO-LINKAGE, INC.
MEETING DATE: SEP 29, 2010 |
||||
|
TICKER: ASIA
SECURITY ID: 04518A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steve Zhang | Management | For | For |
| 1.2 | Elect Director Thomas Manning | Management | For | For |
| 1.3 | Elect Director Sean Shao | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ASIAINFO-LINKAGE, INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: ASIA
SECURITY ID: 04518A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward Tian | Management | For | For |
| 1.2 | Elect Director Davin A. Mackenzie | Management | For | For |
| 1.3 | Elect Director Xiwei Huang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ASM INTERNATIONAL NV
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: ASMI
SECURITY ID: N07045102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Annual Report 2010 | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Ratify Deloitte Accountants as Auditors | Management | For | Did Not Vote |
| 7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 8 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 10b | Grant Board Authority to Issue Shares in Connection with Remuneration Policy | Management | For | Did Not Vote |
| 10c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7a and Item 7b | Management | For | Did Not Vote |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| ASM PACIFIC TECHNOLOGY LTD.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: 00522
SECURITY ID: G0535Q133
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$2.1 per Share and Special Dividend of HK$1.1 per Share | Management | For | For |
| 3a | Reelect Arthur H. Del Prado as Director | Management | For | For |
| 3b | Reelect Lee Wai Kwong as Director | Management | For | For |
| 3c | Reelect Chow Chuen, James as Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Elect Robin Gerard Ng Cher Tat as Executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| 7 | Ratify Issue of Shares to Lee Wai Kwong, Lo Tsan Yin, Peter, and Chow Chuen, James Pursuant to the Employee Share Incentive Scheme on Dec. 15, 2010 | Management | For | Against |
| ASML HOLDING NV
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: ASML
SECURITY ID: N07059186
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | None |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 0.40 Per Share | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Legislative Changes | Management | For | Did Not Vote |
| 9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 10a | Reelect W.T. Siegle to Supervisory Board | Management | For | Did Not Vote |
| 10b | Reelect J.W.B. Westerburgen to Supervisory Board | Management | For | Did Not Vote |
| 11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | Management | None | None |
| 12 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | Management | For | Did Not Vote |
| 13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | Management | For | Did Not Vote |
| 13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | Management | For | Did Not Vote |
| 14 | Authorize Repurchase Shares | Management | For | Did Not Vote |
| 15 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 16 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Other Business | Management | None | None |
| 18 | Close Meeting | Management | None | None |
| ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 16, 2010 |
||||
|
TICKER: AZPN
SECURITY ID: 045327103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald P. Casey | Management | For | For |
| 1.2 | Elect Director Stephen M. Jennings | Management | For | For |
| 1.3 | Elect Director Michael Pehl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ATHENAHEALTH, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: ATHN
SECURITY ID: 04685W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Bush | Management | For | For |
| 1.2 | Elect Director Brandon H. Hull | Management | For | For |
| 1.3 | Elect Director William Winkenwerder, Jr | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ATMEL CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: ATML
SECURITY ID: 049513104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Steven Laub | Management | For | For |
| 2 | Elect Director Tsung-Ching Wu | Management | For | For |
| 3 | Elect Director David Sugishita | Management | For | For |
| 4 | Elect Director Papken Der Torossian | Management | For | For |
| 5 | Elect Director Jack L. Saltich | Management | For | For |
| 6 | Elect Director Charles Carinalli | Management | For | For |
| 7 | Elect Director Edward Ross | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ATMI, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: ATMI
SECURITY ID: 00207R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark A. Adley | Management | For | For |
| 1.2 | Elect Director Eugene G. Banucci | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ATOS ORIGIN
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: ATO
SECURITY ID: F06116101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 4 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 6 | Renew Appointment of Colette Neuville as Censor | Management | For | For |
| 7 | Ratify Change of Registered Office to River Ouest, 80, Quai Voltaire 95870 Bezons | Management | For | For |
| 8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| AU OPTRONICS CORP
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: 2409
SECURITY ID: 002255107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 5 | Transact Other Business | Management | None | None |
| AUTODESK, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: ADSK
SECURITY ID: 052769106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Carl Bass | Management | For | For |
| 2 | Elect Director Crawford W. Beveridge | Management | For | For |
| 3 | Elect Director J. Hallam Dawson | Management | For | For |
| 4 | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 5 | Elect Director Sean M. Maloney | Management | For | For |
| 6 | Elect Director Mary T. McDowell | Management | For | For |
| 7 | Elect Director Lorrie M. Norrington | Management | For | For |
| 8 | Elect Director Charles J. Robel | Management | For | For |
| 9 | Elect Director Steven M. West | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AUTONOMY CORPORATION PLC
MEETING DATE: MAR 24, 2011 |
||||
|
TICKER: AU.
SECURITY ID: G0669T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Robert Webb as Director | Management | For | For |
| 4 | Elect Jonathan Bloomer as Director | Management | For | For |
| 5 | Re-elect Richard Gaunt as Director | Management | For | For |
| 6 | Re-elect Sushovan Hussain as Director | Management | For | For |
| 7 | Elect Frank Kelly as Director | Management | For | For |
| 8 | Re-elect Michael Lynch as Director | Management | For | For |
| 9 | Re-elect John McMonigall as Director | Management | For | For |
| 10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| AVAGO TECHNOLOGIES LIMITED
MEETING DATE: MAR 30, 2011 |
||||
|
TICKER: AVGO
SECURITY ID: Y0486S104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Hock E. Tan as Director | Management | For | For |
| 1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
| 1.3 | Reelect James A. Davidson as Director | Management | For | For |
| 1.4 | Reelect James V. Diller as Director | Management | For | For |
| 1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1.6 | Reelect John M. Hsuan as Director | Management | For | For |
| 1.7 | Reelect David Kerko as Director | Management | For | For |
| 1.8 | Reelect Justine F. Lien as Director | Management | For | For |
| 1.9 | Reelect Donald Macleod as Director | Management | For | For |
| 1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| AVNET, INC.
MEETING DATE: NOV 05, 2010 |
||||
|
TICKER: AVT
SECURITY ID: 053807103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Ehud Houminer | Management | For | For |
| 1.4 | Elect Director Frank R. Noonan | Management | For | For |
| 1.5 | Elect Director Ray M. Robinson | Management | For | For |
| 1.6 | Elect Director William H. Schumann III | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| BALDA AG
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: BAF
SECURITY ID: D05355108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2.1 | Approve Discharge of Management Board Member Rainer Mohr for Fiscal 2010 | Management | For | For |
| 2.2 | Approve Discharge of Management Board Member Michael Sienkiewicz for Fiscal 2010 | Management | For | For |
| 3.1 | Approve Discharge of Supervisory Board Member Alen Chen for Fiscal 2010 | Management | For | Against |
| 3.2 | Approve Discharge of Supervisory Board Member Kevin Kai for Fiscal 2010 | Management | For | Against |
| 3.3 | Approve Discharge of Supervisory Board Member Michael Naschke for Fiscal 2010 | Management | For | Against |
| 3.4 | Approve Discharge of Supervisory Board Member Dino Kitzinger for Fiscal 2010 | Management | For | Against |
| 3.5 | Approve Discharge of Supervisory Board Member Thomas Leonard for Fiscal 2010 | Management | For | Against |
| 3.6 | Approve Discharge of Supervisory Board Member Mark Littlefield for Fiscal 2010 | Management | For | Against |
| 4 | Ratify Deloitte & Touche as Auditors for Fiscal 2011 | Management | For | For |
| 5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 6 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 20.6 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 7 | Approve Creation of EUR 29.4 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
| 9 | Approve Decrease in Size of Supervisory Board to Three Members | Management | For | Against |
| 10 | Amend Articles Re: Audio and Visual Broadcast of Annual Meeting | Management | For | For |
| 11 | Approve Remuneration System for Management Board Members | Management | For | Against |
| BENCHMARK ELECTRONICS, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: BHE
SECURITY ID: 08160H101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cary T. Fu | Management | For | For |
| 1.2 | Elect Director Michael R. Dawson | Management | For | For |
| 1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
| 1.4 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.5 | Elect Director Bernee D.l. Strom | Management | For | For |
| 1.6 | Elect Director Clay C. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BIOSENSORS INTERNATIONAL GROUP LTD.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: B20
SECURITY ID: G11325100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Biosensors Employee Share Option Scheme 2004 | Management | For | Against |
| 2 | Approve Extension of the Duration of the Biosensors Employee Share Option Scheme 2004 | Management | For | Against |
| 3 | Approve Grant of Options at a Maximum of 20 Percent Discount under the Biosensors Employee Share Option Scheme 2004 | Management | For | Against |
| 4 | Approve Participation of John Zhao in the Biosensors Employee Share Option Scheme 2004 | Management | For | For |
| 5 | Approve Grant of Options for 100,000 Shares to John Zhao under the Biosensors Employee Share Option Scheme 2004 | Management | For | For |
| BLACKBOARD INC.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: BBBB
SECURITY ID: 091935502
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. Rogers Novak Jr. | Management | For | For |
| 1.2 | Elect Director Joseph L. Cowan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BLINKX PLC
MEETING DATE: SEP 17, 2010 |
||||
|
TICKER: BLNX
SECURITY ID: G13235109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Michael Lynch as Director | Management | For | Against |
| 3 | Re-elect Suranga Chandratillake as Director | Management | For | Against |
| 4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Authorise Shares for Market Purchase | Management | For | For |
| 9 | Adopt New Articles of Association | Management | For | For |
| BMC SOFTWARE, INC.
MEETING DATE: JUL 21, 2010 |
||||
|
TICKER: BMC
SECURITY ID: 055921100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert E. Beauchamp | Management | For | For |
| 2 | Elect Director Jon E. Barfield | Management | For | For |
| 3 | Elect Director Gary L. Bloom | Management | For | For |
| 4 | Elect Director Meldon K. Gafner | Management | For | For |
| 5 | Elect Director Mark J. Hawkins | Management | For | For |
| 6 | Elect Director Stephan A. James | Management | For | For |
| 7 | Elect Director P. Thomas Jenkins | Management | For | For |
| 8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 9 | Elect Director Kathleen A. O'Neil | Management | For | For |
| 10 | Elect Director Tom C. Tinsley | Management | For | For |
| 11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| BROADCOM CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: BRCM
SECURITY ID: 111320107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nancy H. Handel | Management | For | For |
| 1.2 | Elect Director Eddy W. Hartenstein | Management | For | Withhold |
| 1.3 | Elect Director Maria Klawe | Management | For | For |
| 1.4 | Elect Director John E. Major | Management | For | Withhold |
| 1.5 | Elect Director Scott A. McGregor | Management | For | For |
| 1.6 | Elect Director William T. Morrow | Management | For | Withhold |
| 1.7 | Elect Director Henry Samueli | Management | For | For |
| 1.8 | Elect Director John A.C. Swainson | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| BROADSOFT, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: BSFT
SECURITY ID: 11133B409
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Markley, Jr. | Management | For | For |
| 1.2 | Elect Director David Bernardi | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| BYD COMPANY LTD.
MEETING DATE: AUG 30, 2010 |
||||
|
TICKER: 01211
SECURITY ID: Y1023R104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 12-month Extension Validity Period of the A Share Issue | Management | For | For |
| 2 | Authorized Board to Ratify and Execute Approved Resolutions | Management | For | For |
| BYD COMPANY LTD.
MEETING DATE: AUG 30, 2010 |
||||
|
TICKER: 01211
SECURITY ID: Y1023R104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 12-month Extension Validity Period of the A Share Issue | Management | For | For |
| 2 | Authorized Board to Ratify and Execute Approved Resolutions | Management | For | For |
| CADENCE DESIGN SYSTEMS, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: CDNS
SECURITY ID: 127387108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Susan L. Bostrom | Management | For | For |
| 2 | Elect Director Donald L. Lucas | Management | For | For |
| 3 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For |
| 4 | Elect Director George M. Scalise | Management | For | For |
| 5 | Elect Director John B. Shoven | Management | For | For |
| 6 | Elect Director Roger S. Siboni | Management | For | For |
| 7 | Elect Director John A.C. Swainson | Management | For | For |
| 8 | Elect Director Lip-Bu Tan | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Ratify Auditors | Management | For | For |
| CANADIAN SOLAR INC.
MEETING DATE: SEP 20, 2010 |
||||
|
TICKER: CSIQ
SECURITY ID: 136635109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Shawn (Xiaohua) Qu as Director | Management | For | For |
| 1.2 | Elect Arthur Chien as Director | Management | For | For |
| 1.3 | Elect Robert McDermott as Director | Management | For | For |
| 1.4 | Elect Lars-Eric Johansson as Director | Management | For | For |
| 1.5 | Elect Michael G. Potter as Director | Management | For | For |
| 2 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| CANADIAN SOLAR INC.
MEETING DATE: JUN 27, 2011 |
||||
|
TICKER: CSIQ
SECURITY ID: 136635109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Shawn Qu as Director | Management | For | For |
| 1.2 | Elect Robert McDermott as Director | Management | For | For |
| 1.3 | Elect Lars-Eric Johansson as Director | Management | For | For |
| 1.4 | Elect Michael G. Potter as Director | Management | For | For |
| 2 | Approve Deloitte Touche Tohmatsu CPA, Ltd as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| CANDO CORP.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: 8056
SECURITY ID: Y1082H104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Statement of Profit and Loss Appropriation | Management | For | For |
| 3 | Approve Appropriation for Offsetting Deficit from Capital Reserves | Management | For | For |
| 4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Approve Option of Tax Benefit in Connection with 2009 Right Issue | Management | For | For |
| 6 | Approve Proposal of Asking Original Shareholders to Give Up the Subscription Rights When Listed by Public Underlying | Management | For | For |
| 7 | Approve By-Election of an Independent Director | Management | For | For |
| 8 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
| CAVIUM NETWORKS, INC.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: CAVM
SECURITY ID: 14965A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony J. Pantuso | Management | For | For |
| 1.2 | Elect Director C.N. Reddy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: CPW
SECURITY ID: M22465104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Gil Shwed as Director | Management | For | For |
| 1.2 | Elect Marius Nacht as Director | Management | For | For |
| 1.3 | Elect Jerry Ungerman as Director | Management | For | For |
| 1.4 | Elect Dan Propper as Director | Management | For | For |
| 1.5 | Elect David Rubner as Director | Management | For | For |
| 1.6 | Elect Tal Shavit as Director | Management | For | For |
| 2.1 | Elect Ray Rothrock as External Director | Management | For | For |
| 2.2 | Elect Irwin Federman as External Director | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Compensation of Directors | Management | For | For |
| 5 | Approve Grant of Options to Executive Director | Management | For | For |
| CHIMEI INNOLUX CORP
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: 3481
SECURITY ID: Y4083P109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Statement of Loss Appropriation | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
| 5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 6 | Approve Domestic Increase of Cash Capital, Increase of Cash Capital and Issuance of New Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| CHINA FINANCE ONLINE CO., LTD.
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: JRJC
SECURITY ID: 169379104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Approve to Re-Elect Hugo Shong as Director | Management | For | For |
| 1.2 | Approve to Re-Elect Ling Wang as Director | Management | For | For |
| 2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Independent Auditors and to Authorize the Board to Determine Their Remuneration | Management | For | For |
| 3 | Approve Audited Consolidated Financial Statements for the Fiscal Year Ending on December 31, 2010 Together with the Reports of the Directors and the Auditors | Management | For | For |
| 4 | Authorize the Board of Directors during the Next Year to Issue Ordinary Shares or Preferred Shares | Management | For | Abstain |
| CHINA WIRELESS TECHNOLOGIES LTD.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: 02369
SECURITY ID: G21165108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Reelect Yang Xianzu as Independent Non-Executive Director | Management | For | For |
| 3a2 | Reelect Huang Dazhan as Independent Non-Executive Director | Management | For | For |
| 3a3 | Reelect Xie Weixin as Independent Non-Executive Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | Management | For | For |
| CHROMA ATE INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: 2360
SECURITY ID: Y1604M102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of Income and Dividends and Issuance of New Shares | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5.1 | Elect Leo Huang with ID Number 1 as Director | Management | For | Against |
| 5.2 | Elect Ming Chang with ID Number 3 as Director | Management | For | Against |
| 5.3 | Elect Terry Cheng from Fer Mo Investment Co., Ltd. with ID Number 12723 as Director | Management | For | Against |
| 5.4 | Elect Tsung-Ming Chung with ID Number J102535596 as Independent Director | Management | For | For |
| 5.5 | Elect Quincy Lin with ID Number D100511842 as Independent Director | Management | For | For |
| 5.6 | Elect Chi-Jen Chou with ID Number T100113241 as Supervisor | Management | For | For |
| 5.7 | Elect Tsun I Wang from Case Investment Co., Ltd. with ID Number 319 as Supervisor | Management | For | For |
| 6 | Approve Release of Restrictions of Competitive Activities of New Directors and Their Representatives | Management | For | For |
| CIENA CORPORATION
MEETING DATE: MAR 23, 2011 |
||||
|
TICKER: CIEN
SECURITY ID: 171779309
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Harvey B. Cash | Management | For | For |
| 2 | Elect Director Judith M. O'Brien | Management | For | For |
| 3 | Elect Director Gary B. Smith | Management | For | For |
| 4 | Approve Conversion of Securities | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CISCO SYSTEMS, INC.
MEETING DATE: NOV 18, 2010 |
||||
|
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. Mcgeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| 18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
| CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: CTXS
SECURITY ID: 177376100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Murray J. Demo | Management | For | For |
| 2 | Elect Director Asiff S. Hirji | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CME GROUP INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: CME
SECURITY ID: 12572Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig S. Donohue | Management | For | For |
| 1.2 | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1.3 | Elect Director Jackie M. Clegg | Management | For | For |
| 1.4 | Elect Director James A. Donaldson | Management | For | For |
| 1.5 | Elect Director J. Dennis Hastert | Management | For | For |
| 1.6 | Elect Director William P. Miller II | Management | For | For |
| 1.7 | Elect Director Terry L. Savage | Management | For | For |
| 1.8 | Elect Director Christopher Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: CTSH
SECURITY ID: 192446102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert W. Howe | Management | For | For |
| 2 | Elect Director Robert E. Weissman | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| COMMVAULT SYSTEMS, INC.
MEETING DATE: AUG 25, 2010 |
||||
|
TICKER: CVLT
SECURITY ID: 204166102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Armando Geday | Management | For | For |
| 1.2 | Elect Director F. Robert Kurimsky | Management | For | For |
| 1.3 | Elect Director David F. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| CONCUR TECHNOLOGIES, INC.
MEETING DATE: MAR 15, 2011 |
||||
|
TICKER: CNQR
SECURITY ID: 206708109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey T. McCabe | Management | For | For |
| 1.2 | Elect Director Edward P. Gilligan | Management | For | For |
| 1.3 | Elect Director Rajeev Singh | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| CORNING INCORPORATED
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: GLW
SECURITY ID: 219350105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John Seely Brown | Management | For | For |
| 2 | Elect Director John A. Canning, Jr. | Management | For | For |
| 3 | Elect Director Gordon Gund | Management | For | For |
| 4 | Elect Director Kurt M. Landgraf | Management | For | For |
| 5 | Elect Director H. Onno Ruding | Management | For | For |
| 6 | Elect Director Glenn F. Tilton | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| CREE, INC.
MEETING DATE: OCT 26, 2010 |
||||
|
TICKER: CREE
SECURITY ID: 225447101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director Dolph W. Von Arx | Management | For | For |
| 1.3 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.4 | Elect Director Robert A. Ingram | Management | For | For |
| 1.5 | Elect Director Franco Plastina | Management | For | For |
| 1.6 | Elect Director Robert L. Tillman | Management | For | For |
| 1.7 | Elect Director Harvey A. Wagner | Management | For | For |
| 1.8 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Establish Range For Board Size | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: CCI
SECURITY ID: 228227104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale N. Hatfield | Management | For | For |
| 1.2 | Elect Director Lee W. Hogan | Management | For | For |
| 1.3 | Elect Director Robert F. Mckenzie | Management | For | For |
| 1.4 | Elect Director David C. Abrams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CSR PLC
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: CSR
SECURITY ID: G1790J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Joep van Beurden as Director | Management | For | Against |
| 4 | Re-elect Kanwar Chadha as Director | Management | For | Against |
| 5 | Re-elect Will Gardiner as Director | Management | For | Against |
| 6 | Re-elect Chris Ladas as Director | Management | For | Against |
| 7 | Re-elect Andrew Allner as Director | Management | For | Against |
| 8 | Re-elect Anthony Carlisle as Director | Management | For | Against |
| 9 | Re-elect James Collier as Director | Management | For | Against |
| 10 | Re-elect Sergio Giacoletto-Roggio as Director | Management | For | Against |
| 11 | Re-elect Ron Mackintosh as Director | Management | For | Against |
| 12 | Elect Teresa Vega as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| CYMER, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: CYMI
SECURITY ID: 232572107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles J. Abbe | Management | For | For |
| 1.2 | Elect Director Robert P. Akins | Management | For | For |
| 1.3 | Elect Director Edward H. Braun | Management | For | For |
| 1.4 | Elect Director Michael R. Gaulke | Management | For | For |
| 1.5 | Elect Director William G. Oldham | Management | For | For |
| 1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
| 1.7 | Elect Director Peter J. Simone | Management | For | For |
| 1.8 | Elect Director Young K. Sohn | Management | For | For |
| 1.9 | Elect Director Jon D. Tompkins | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: CY
SECURITY ID: 232806109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director Lloyd Carney | Management | For | For |
| 1.5 | Elect Director James R. Long | Management | For | For |
| 1.6 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.7 | Elect Director J. Donald Sherman | Management | For | For |
| 1.8 | Elect Director Wilbert Van Den Hoek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DEALERTRACK HOLDINGS, INC.
MEETING DATE: MAY 23, 2011 |
||||
|
TICKER: TRAK
SECURITY ID: 242309102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark F. O'Neil | Management | For | For |
| 1.2 | Elect Director Mary Cirillo-Goldberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| DIGITAL CHINA HOLDINGS LIMITED
MEETING DATE: SEP 29, 2010 |
||||
|
TICKER: 00861
SECURITY ID: G2759B107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Lin Yang as Director | Management | For | Against |
| 3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint Ernst and Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| DIGITAL RIVER, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: DRIV
SECURITY ID: 25388B104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas F. Madison | Management | For | For |
| 1.2 | Elect Director Cheryl F. Rosner | Management | For | For |
| 1.3 | Elect Director Alfred F. Castino | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| DIGITECH SYSTEMS CO.
MEETING DATE: MAR 31, 2011 |
||||
|
TICKER: 091690
SECURITY ID: Y2073R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | Against |
| 3.1 | Reelect Lee Jin-Cheol as Inside Director | Management | For | Against |
| 3.2 | Elect Bae Jin-Soo as Inside Director | Management | For | Against |
| 4 | Reappoint Ko Young-Ha as Internal Auditor | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Director | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Internal Auditors | Management | For | For |
| DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 07, 2011 |
||||
|
TICKER: DFS
SECURITY ID: 254709108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| DST SYSTEMS, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: DST
SECURITY ID: 233326107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George L. Argyros | Management | For | For |
| 1.2 | Elect Director Lawrence M. Higby | Management | For | For |
| 1.3 | Elect Director Thomas A. McDonnell | Management | For | For |
| 1.4 | Elect Director M. Jeannine Strandjord | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DTS, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: DTSI
SECURITY ID: 23335C101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joerg D. Agin | Management | For | For |
| 1.2 | Elect Director Jon E. Kirchner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| DUKSAN HI METAL CO.
MEETING DATE: MAR 25, 2011 |
||||
|
TICKER: 077360
SECURITY ID: Y2113Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Approve Stock Option Grants | Management | For | For |
| 4 | Elect Kwon Soon-Gi as Outside Director | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | Against |
| 6 | Authorize Board to Fix Remuneration of Internal Auditor | Management | For | For |
| E INK HOLDINGS INC.
MEETING DATE: JUN 24, 2011 |
||||
|
TICKER: 8069
SECURITY ID: 26854W101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | Did Not Vote |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | Did Not Vote |
| 3 | Amend Articles of Association | Management | For | Did Not Vote |
| 4.1 | Elect Su-Cheng Liu, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Did Not Vote |
| 4.2 | Elect Show-Chung Ho, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Did Not Vote |
| 4.3 | Elect Ho Yi-Da, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Did Not Vote |
| 4.4 | Elect Cheng-Hao Lee, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Did Not Vote |
| 4.5 | Elect Chuang-Chuang Tsai, a Representative of Yuen Foong Yu Paper Manufacturing Co., Ltd., with Shareholder Number 1 as Director | Management | For | Did Not Vote |
| 4.6 | Elect Chun-Chieh Huang, a Representative of Yuen Foong Yu Paper Manufacturing Co., Ltd., with Shareholder Number 1 as Director | Management | For | Did Not Vote |
| 4.7 | Elect Chen, Ten-Chung with ID Number A102064307 as Independent Director | Management | For | Did Not Vote |
| 4.8 | Elect Chen, Yung-Cheng with ID Number A121232601 as Independent Director | Management | For | Did Not Vote |
| 4.9 | Elect Ching-Yuan Chang, a Representative of Yuen Foong Paper Co., Ltd., with Shareholder Number 1254 as Supervisor | Management | For | Did Not Vote |
| 4.10 | Elect Li-Chun Hsiao, a Representative of Yuen Foong Paper Co., Ltd., with Shareholder Number 1254 as Supervisor | Management | For | Did Not Vote |
| 5 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | Did Not Vote |
| EASTMAN KODAK COMPANY
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: EK
SECURITY ID: 277461109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard S. Braddock | Management | For | For |
| 2 | Elect Director Herald Y. Chen | Management | For | For |
| 3 | Elect Director Adam H. Clammer | Management | For | For |
| 4 | Elect Director Timothy M. Donahue | Management | For | For |
| 5 | Elect Director Michael J. Hawley | Management | For | For |
| 6 | Elect Director William H. Hernandez | Management | For | For |
| 7 | Elect Director Douglas R. Lebda | Management | For | For |
| 8 | Elect Director Kyle P. Legg | Management | For | For |
| 9 | Elect Director Delano E. Lewis | Management | For | For |
| 10 | Elect Director William G. Parrett | Management | For | For |
| 11 | Elect Director Antonio M. Perez | Management | For | For |
| 12 | Elect Director Joel Seligman | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| EBAY INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: EBAY
SECURITY ID: 278642103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Fred D. Anderson | Management | For | For |
| 2 | Elect Director Edward W. Barnholt | Management | For | For |
| 3 | Elect Director Scott D. Cook | Management | For | For |
| 4 | Elect Director John J. Donahoe | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| EDUCOMP SOLUTIONS LTD.
MEETING DATE: APR 11, 2011 |
||||
|
TICKER: 532696
SECURITY ID: Y22514114
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Transfer of the Studyplaces.Com Business to Educomp Software Ltd., a Wholly-Owned Subsidiary | Management | For | For |
| 2 | Approve Increase in Investment of up to INR 25 Billion in Educomp Infrastructure & School Management Ltd., a Subsidiary of the Company | Management | For | For |
| 3 | Approve Issuance of Equity Shares up to an Aggregate Amount of INR 20 Million to the Shareholders of Gateforum Educational Services Pvt. Ltd. (Gateforum) as Part Consideration for the Acquisition of a Majority Stake in Gateforum | Management | For | For |
| ELONG, INC.
MEETING DATE: DEC 29, 2010 |
||||
|
TICKER: LONG
SECURITY ID: 290138205
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Fernando Gil de Bernabe as Director | Management | For | For |
| 1.2 | Elect Lily Cheng as Director | Management | For | For |
| 1.3 | Elect Thomas Gurnee as Director | Management | For | For |
| 1.4 | Elect Henrik Kjellberg as Director | Management | For | For |
| 1.5 | Elect Jens Parkitny as Director | Management | For | For |
| 1.6 | Elect Cyril Ranque as Director | Management | For | For |
| 1.7 | Elect Michael Scown as Director | Management | For | For |
| 1.8 | Elect Johan Svanstrom as Director | Management | For | For |
| 1.9 | Elect Justin Tang as Director | Management | For | For |
| 2 | Amend and Restate Memorandum and Articles of Association Re: Editorial Changes | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| EMC CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: EMC
SECURITY ID: 268648102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael W. Brown | Management | For | For |
| 2 | Elect Director Randolph L. Cowen | Management | For | For |
| 3 | Elect Director Michael J. Cronin | Management | For | For |
| 4 | Elect Director Gail Deegan | Management | For | For |
| 5 | Elect Director James S. DiStasio | Management | For | For |
| 6 | Elect Director John R. Egan | Management | For | For |
| 7 | Elect Director Edmund F. Kelly | Management | For | For |
| 8 | Elect Director Windle B. Priem | Management | For | For |
| 9 | Elect Director Paul Sagan | Management | For | For |
| 10 | Elect Director David N. Strohm | Management | For | For |
| 11 | Elect Director Joseph M. Tucci | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ENERGY CONVERSION DEVICES, INC.
MEETING DATE: DEC 14, 2010 |
||||
|
TICKER: ENER
SECURITY ID: 292659109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph A. Avila | Management | For | For |
| 1.2 | Elect Director Alan E. Barton | Management | For | For |
| 1.3 | Elect Director Robert I. Frey | Management | For | For |
| 1.4 | Elect Director William J. Ketelhut | Management | For | For |
| 1.5 | Elect Director Mark D. Morelli | Management | For | For |
| 1.6 | Elect Director Stephen Rabinowitz | Management | For | For |
| 1.7 | Elect Director George A. Schreiber Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | For |
| ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: ERICB
SECURITY ID: 294821608
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael Treschow as Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
| 7 | Receive President's Report; Allow Questions | Management | None | None |
| 8.1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 8.2 | Approve Discharge of Board and President | Management | For | For |
| 8.3 | Approve Allocation of Income and Dividends of SEK 2.25 per Share; Set Record Date for Dividend as April 18, 2011 | Management | For | For |
| 9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | For |
| 9.2 | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 825,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | For |
| 9.3 | Reelect R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, C. Svanberg, H. Vestberg, and M. Volpi as Directors; Elect L. Johansson (Chair) and J. Wallenberg as New Directors | Management | For | Against |
| 9.4 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 9.5 | Approve Omission of Remuneration of Members of the Nomination Committee | Management | For | For |
| 9.6 | Approve Remuneration of Auditors | Management | For | For |
| 9.7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 11.1 | Approve 2011 Share Matching Plan for All Employees | Management | For | For |
| 11.2 | Authorize Reissuance of 11.7 Million Repurchased Class B Shares for 2011 Share Matching Plan for All Employees | Management | For | For |
| 11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | For |
| 11.4 | Approve 2011 Share Matching Plan for Key Contributors | Management | For | For |
| 11.5 | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2011 Share Matching Plan for Key Contributors | Management | For | For |
| 11.6 | Approve Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | For |
| 11.7 | Approve 2011 Restricted Stock Plan for Executives | Management | For | For |
| 11.8 | Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2011 Restricted Stock Plan for Executives | Management | For | For |
| 11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | For |
| 12 | Authorize Reissuance of up to 13.8 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2007, 2008, 2009, and 2010 Long-Term Variable Compensation Plans | Management | For | For |
| 13 | Amend Corporate Purpose | Management | For | For |
| 14 | General Meeting Shall Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | None | For |
| 15 | Close Meeting | Management | None | None |
| F5 NETWORKS, INC.
MEETING DATE: MAR 14, 2011 |
||||
|
TICKER: FFIV
SECURITY ID: 315616102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John Chapple | Management | For | For |
| 2 | Elect Director A. Gary Ames | Management | For | For |
| 3 | Elect Director Scott Thompson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: FCS
SECURITY ID: 303726103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Charles P. Carinalli | Management | For | For |
| 2 | Elect Director Randy W. Carson | Management | For | For |
| 3 | Elect Director Anthony Lear | Management | For | For |
| 4 | Elect Director Thomas L. Magnanti | Management | For | For |
| 5 | Elect Director Kevin J. McGarity | Management | For | For |
| 6 | Elect Director Bryan R. Roub | Management | For | For |
| 7 | Elect Director Ronald W. Shelly | Management | For | For |
| 8 | Elect Director Mark S. Thompson | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| FANUC LTD.
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: 6954
SECURITY ID: J13440102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 98.59 | Management | For | For |
| 2 | Amend Articles To Change Company Name - Increase Maximum Board Size | Management | For | For |
| 3.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
| 3.2 | Elect Director Kojima, Hideo | Management | For | For |
| 3.3 | Elect Director Yamaguchi, Kenji | Management | For | For |
| 3.4 | Elect Director Gonda, Yoshihiro | Management | For | For |
| 3.5 | Elect Director Ito, Takayuki | Management | For | For |
| 3.6 | Elect Director Kurakake, Mitsuo | Management | For | For |
| 3.7 | Elect Director Kishi, Hajimu | Management | For | For |
| 3.8 | Elect Director Uchida, Hiroyuki | Management | For | For |
| 3.9 | Elect Director Matsubara, Shunsuke | Management | For | For |
| 3.10 | Elect Director Miyajima, Hidehiro | Management | For | For |
| 3.11 | Elect Director Noda, Hiroshi | Management | For | For |
| 3.12 | Elect Director Araki, Hiroshi | Management | For | For |
| 3.13 | Elect Director Kohari, Katsuo | Management | For | For |
| 3.14 | Elect Director Yamasaki, Mineko | Management | For | For |
| 3.15 | Elect Director Richard E Schneider | Management | For | For |
| 3.16 | Elect Director Olaf C Gehrels | Management | For | For |
| 4.1 | Appoint Statutory Auditor Kimura, Shunsuke | Management | For | For |
| 4.2 | Appoint Statutory Auditor Shimizu, Naoki | Management | For | For |
| 4.3 | Appoint Statutory Auditor Nakagawa, Takeo | Management | For | For |
| FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: FIS
SECURITY ID: 31620M106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David K. Hunt | Management | For | For |
| 2 | Elect Director Richard N. Massey | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| FINISAR CORPORATION
MEETING DATE: OCT 28, 2010 |
||||
|
TICKER: FNSR
SECURITY ID: 31787A507
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry S. Rawls | Management | For | For |
| 1.2 | Elect Director Robert N. Stephens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| FIRST SOLAR, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: FSLR
SECURITY ID: 336433107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Robert J. Gillette | Management | For | For |
| 1.3 | Elect Director Craig Kennedy | Management | For | For |
| 1.4 | Elect Director James F. Nolan | Management | For | For |
| 1.5 | Elect Director William J. Post | Management | For | For |
| 1.6 | Elect Director J. Thomas Presby | Management | For | For |
| 1.7 | Elect Director Paul H. Stebbins | Management | For | For |
| 1.8 | Elect Director Michael Sweeney | Management | For | For |
| 1.9 | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Potential Risks Related to Arizona Immigration Legislation and Public Reaction | Shareholder | Against | Abstain |
| FISERV, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: FISV
SECURITY ID: 337738108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald F. Dillon | Management | For | For |
| 1.2 | Elect Director Denis J. O'Leary | Management | For | For |
| 1.3 | Elect Director Glenn M. Renwick | Management | For | For |
| 1.4 | Elect Director Carl W. Stern | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 23, 2010 |
||||
|
TICKER: FLEX
SECURITY ID: Y2573F102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect H. Raymond Bingham as a Director | Management | For | For |
| 2 | Reelect Willy C. Shih as a Director | Management | For | For |
| 3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| FORTINET, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: FTNT
SECURITY ID: 34959E109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Walecka | Management | For | For |
| 1.2 | Elect Director Michael Xie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GCL-POLY ENERGY HOLDINGS LTD.
MEETING DATE: JAN 05, 2011 |
||||
|
TICKER: 03800
SECURITY ID: G3774X108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Renewed Jinshanqiao Steam Supply Agreement, Renewed Xuzhou Steam Supply Agreement, Jiangsu GCL Steam Supply Agreement, Connection Agreement, and Related Annual Caps | Management | For | For |
| GCL-POLY ENERGY HOLDINGS LTD.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: 03800
SECURITY ID: G3774X108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Refreshment of Scheme Mandate Limit under the Share Option Scheme | Management | For | For |
| GCL-POLY ENERGY HOLDINGS LTD.
MEETING DATE: MAY 16, 2011 |
||||
|
TICKER: 03800
SECURITY ID: G3774X108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Zhu Gong Shan as Executive Director | Management | For | Against |
| 3b | Reelect Sha Hong Qiu as Executive Director | Management | For | Against |
| 3c | Reelect Ji Jun as Executive Director | Management | For | Against |
| 3d | Reelect Yu Bao Dong as Executive Director | Management | For | Against |
| 3e | Reelect Tong Yee Ming as Executive Director | Management | For | Against |
| 3f | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| GEMALTO
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: GTO
SECURITY ID: N3465M108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board | Management | None | None |
| 3 | Adopt Financial Statements | Management | For | Did Not Vote |
| 4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4b | Approve Dividends of EUR 0.28 Per Share | Management | For | Did Not Vote |
| 5a | Approve Discharge of CEO | Management | For | Did Not Vote |
| 5b | Approve Discharge of Non-Excecutive Directors | Management | For | Did Not Vote |
| 6a | Reelect A.Mandl to Board of Directors | Management | For | Did Not Vote |
| 6b | Reelect M. Soublin to Board of Directors | Management | For | Did Not Vote |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | Did Not Vote |
| 9 | Allow Questions | Management | None | None |
| 10 | Close Meeting | Management | None | None |
| GIANT INTERACTIVE GROUP INC.
MEETING DATE: SEP 16, 2010 |
||||
|
TICKER: GA
SECURITY ID: 374511103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Wei Liu as Director | Management | For | For |
| 2 | Reelect Lv Zhang as Director | Management | For | For |
| 3 | Increase Number of Shares Reserved Under 2007 Performance Incentive Plan to 10,700,000 Ordinary Shares | Management | For | Against |
| 4 | Approve Repricing of Options | Management | For | Against |
| 5 | Ratify Ernst & Young Hua Ming as Auditors | Management | For | For |
| GLOBE SPECIALTY METALS, INC.
MEETING DATE: DEC 06, 2010 |
||||
|
TICKER: GSM
SECURITY ID: 37954N206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald G. Barger, Jr. | Management | For | For |
| 1.2 | Elect Director Thomas A. Danjczek | Management | For | For |
| 1.3 | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1.4 | Elect Director Alan Kestenbaum | Management | For | For |
| 1.5 | Elect Director Franklin L. Lavin | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| GOOGLE INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: GOOG
SECURITY ID: 38259P508
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
| GREE,INC.
MEETING DATE: SEP 28, 2010 |
||||
|
TICKER: 3632
SECURITY ID: J18807107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 25 | Management | For | For |
| 2 | Amend Articles To Increase Maximum Number of Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Yoshikazu Tanaka | Management | For | For |
| 3.2 | Elect Director Koutarou Yamagishi | Management | For | For |
| 3.3 | Elect Director Masaki Fujimoto | Management | For | For |
| 3.4 | Elect Director Naoki Aoyagi | Management | For | For |
| 3.5 | Elect Director Toshitake Amamiya | Management | For | For |
| 3.6 | Elect Director Takeshi Natsuno | Management | For | For |
| 4 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
| GT SOLAR INTERNATIONAL, INC.
MEETING DATE: AUG 11, 2010 |
||||
|
TICKER: SOLR
SECURITY ID: 3623E0209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Bradford Forth | Management | For | For |
| 1.2 | Elect Director Fusen E. Chen | Management | For | For |
| 1.3 | Elect Director J. Michal Conaway | Management | For | For |
| 1.4 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.5 | Elect Director Thomas Gutierrez | Management | For | For |
| 1.6 | Elect Director Mathew E. Massengill | Management | For | For |
| 1.7 | Elect Director R. Chad Van Sweden | Management | For | For |
| 1.8 | Elect Director Noel G. Watson | Management | For | For |
| HAIER ELECTRONICS GROUP CO LTD
MEETING DATE: SEP 30, 2010 |
||||
|
TICKER: 01169
SECURITY ID: G42313125
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition by Qingdao New Goodaymart Logistics Company of the Entire Equity Interest in Qingdao Haier Logistics Company Ltd. from Haier Group Corporation | Management | For | For |
| 2 | Approve Logistics Services Agreement, Logistics Services Cap, and Related Transactions | Management | For | For |
| 3 | Approve Production and Experimental Equipment Agreement, Procurement Cap, and Related Transactions | Management | For | For |
| 4a | Approve Services Agreement, General Services Cap, and Related Transactions | Management | For | For |
| 4b | Approve Financial Services Cap under the Services Agreement, and Related Transactions | Management | For | For |
| 5 | Approve Export Agreement, Export Cap, and Related Transactions | Management | For | For |
| 6 | Approve Materials Procurement Agreement, Material Procurement Cap, and Related Transactions | Management | For | For |
| 7 | Approve Promotion Agreement, Promotion Cap, and Related Transactions | Management | For | For |
| 8 | Approve CB Subscription Agreement with Haier Shareholding (Hong Kong) Limited, in Relation to the Issuance of Convertible Bonds with a Principal Amount of HK$786.6 Million | Management | For | For |
| 9 | Approve Specific Mandate to Issue New Shares Upon Exercise of the Conversion Rights Attached to the Convertible Bonds | Management | For | For |
| 10 | Authorize any One Director, or any Two Directors, or One Directory and the Company Secretary to Do All Such Acts Necessary to Implement the Aforesaid Agreements and Related Transactions | Management | For | For |
| HAIER ELECTRONICS GROUP CO LTD
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: 01169
SECURITY ID: G42313125
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Connected Transaction with a Related Party and Related Annual Caps | Management | For | For |
| HAIER ELECTRONICS GROUP CO LTD
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: 01169
SECURITY ID: G42313125
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a1 | Reelect Wu Ke Song as Non-Executive Director | Management | For | Against |
| 2a2 | Reelect Liang Hai Shan as Non-Executive Director | Management | For | Against |
| 2a3 | Reelect Liu Xiao Feng as Independent Non-Executive Director | Management | For | Against |
| 2b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Adoption of New Share Option Scheme | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 23, 2011 |
||||
|
TICKER: HPQ
SECURITY ID: 428236103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director M. L. Andreessen | Management | For | For |
| 2 | Elect Director L. Apotheker | Management | For | For |
| 3 | Elect Director L.T. Babbio, Jr. | Management | For | For |
| 4 | Elect Director S.M. Baldauf | Management | For | For |
| 5 | Elect Director S. Banerji | Management | For | For |
| 6 | Elect Director R.L. Gupta | Management | For | For |
| 7 | Elect Director J.H. Hammergren | Management | For | For |
| 8 | Elect Director R.J. Lane | Management | For | For |
| 9 | Elect Director G.M. Reiner | Management | For | For |
| 10 | Elect Director P.F. Russo | Management | For | For |
| 11 | Elect Director D. Senequier | Management | For | For |
| 12 | Elect Director G.K. Thompson | Management | For | For |
| 13 | Elect Director M.C. Whitman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 17 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 18 | Amend Executive Incentive Bonus Plan | Management | For | For |
| HI SUN TECHNOLOGY (CHINA) LTD (FORMERLY HI SUN GROUP LTD)
MEETING DATE: NOV 24, 2010 |
||||
|
TICKER: 00818
SECURITY ID: G4512G126
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Proposed Spin-Off of PAX Global Technology Limited and its Subsidiaries | Management | For | For |
| 2 | Adopt PAX Share Option Scheme | Management | For | For |
| HI SUN TECHNOLOGY (CHINA) LTD (FORMERLY HI SUN GROUP LTD)
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: 00818
SECURITY ID: G4512G126
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reelect Cheung Yuk Fung as Director | Management | For | Against |
| 2b | Reelect Kui Man Chun as Director | Management | For | Against |
| 2c | Reelect Xu Changjun as Director | Management | For | Against |
| 2d | Reelect Xu Sitao as Director | Management | For | For |
| 2e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 7 | Adopt Share Option Scheme 2011 | Management | For | For |
| HITTITE MICROWAVE CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: HITT
SECURITY ID: 43365Y104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen G. Daly | Management | For | For |
| 1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.3 | Elect Director Rick D. Hess | Management | For | For |
| 1.4 | Elect Director Adrienne M. Markham | Management | For | For |
| 1.5 | Elect Director Brian P. McAloon | Management | For | For |
| 1.6 | Elect Director Cosmo S. Trapani | Management | For | For |
| 1.7 | Elect Director Franklin Weigold | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| HTC CORPORATION
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: 2498
SECURITY ID: Y3732M103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 6.1 | Elect David Bruce Yoffie with Shareholder Number 19540707DA as Director | Management | For | For |
| 6.2 | Elect Jerry H.C. Chu with ID Number A121108388 as Supervisor | Management | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| HYNIX SEMICONDUCTOR INC.
MEETING DATE: MAR 30, 2011 |
||||
|
TICKER: 000660
SECURITY ID: Y3817W109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Appropriation of Income and Dividend of KRW 150 per Share | Management | For | For |
| 2 | Elect Nine Outside Directors (Bundled) | Management | For | For |
| 3 | Elect Three Members of Audit Committee (Bundled) | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| ILLUMINA, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ILMN
SECURITY ID: 452327109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.3 | Elect Director Gerald Moller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| IMAGINATION TECHNOLOGIES GROUP PLC
MEETING DATE: AUG 13, 2010 |
||||
|
TICKER: IMG
SECURITY ID: G47104107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Geoff Shingles as Director | Management | For | Against |
| 4 | Re-elect Ian Pearson as Director | Management | For | For |
| 5 | Re-elect David Hurst-Brown as Director | Management | For | For |
| 6 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase | Management | For | For |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 12 | Adopt New Articles of Association | Management | For | For |
| INFINERA CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: INFN
SECURITY ID: 45667G103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Fallon | Management | For | For |
| 1.2 | Elect Director Kambiz Y. Hooshmand | Management | For | For |
| 1.3 | Elect Director Philip J. Koen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INFORMATICA CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: INFA
SECURITY ID: 45666Q102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mark A. Bertelsen | Management | For | For |
| 2 | Elect Director A. Brooke Seawell | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INGRAM MICRO INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: IM
SECURITY ID: 457153104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Howard I. Atkins | Management | For | For |
| 2 | Elect Director Leslie Stone Heisz | Management | For | For |
| 3 | Elect Director John R. Ingram | Management | For | For |
| 4 | Elect Director Orrin H. Ingram, II | Management | For | For |
| 5 | Elect Director Dale R. Laurance | Management | For | For |
| 6 | Elect Director Linda Fayne Levinson | Management | For | For |
| 7 | Elect Director Scott A. McGregor | Management | For | For |
| 8 | Elect Director Michael T. Smith | Management | For | For |
| 9 | Elect Director Gregory M.E. Spierkel | Management | For | For |
| 10 | Elect Director Joe B. Wyatt | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| INOTERA MEMORIES, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: 3474
SECURITY ID: Y4084K109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Audited Accounting Ledgers | Management | For | For |
| 2 | Approve 2010 Statement of Profit and Loss Appropriation | Management | For | For |
| 3 | Approve Amendments on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantees | Management | For | For |
| 4 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 5 | Approve Enterprise Income Tax Exemption Regarding Capital Increase Under Statute for Upgrading Industry | Management | For | For |
| 6 | Approve Plan of Election of Directors and Supervisors | Management | For | Against |
| 7 | Elect Directors and Supervisors | Management | For | Against |
| 8 | Approve Release of Restrictions of Competitive Activities of New Directors and Their Representatives | Management | For | For |
| 9 | Transact Other Business | Management | None | None |
| INPHI CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: IPHI
SECURITY ID: 45772F107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. Ladd | Management | For | For |
| 1.2 | Elect Director Lip-Bu Tan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| INSPUR INTERNATIONAL LTD.
MEETING DATE: JUL 14, 2010 |
||||
|
TICKER: 00596
SECURITY ID: G4820C122
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Connected Transaction with a Related Party and Annual Caps | Management | For | For |
| 2 | Adoption of the registered Chinese name of the Company | Management | For | For |
| INSPUR INTERNATIONAL LTD.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: 00596
SECURITY ID: G4820C122
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend of HK$0.01 Per Share | Management | For | For |
| 3a | Reelect Dong Hailong as Executive Director | Management | For | Against |
| 3b | Reelect Meng Xiangxu as Independent Non-Executive Director | Management | For | Against |
| 3c | Reelect Zhang Tiqin as Independent Non-Executive Director | Management | For | For |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| INSYDE SOFTWARE CORP.
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: 6231
SECURITY ID: Y4092X101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Investment in People's Republic of China | Management | For | For |
| 4 | Approve to Handle Domestic Private Placement of Unsecured Convertible Bone | Management | For | For |
| INTEL CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: INTC
SECURITY ID: 458140100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: IBM
SECURITY ID: 459200101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director A. J. P. Belda | Management | For | For |
| 2 | Elect Director W. R. Brody | Management | For | For |
| 3 | Elect Director K. I. Chenault | Management | For | For |
| 4 | Elect Director M. L. Eskew | Management | For | For |
| 5 | Elect Director S. A. Jackson | Management | For | For |
| 6 | Elect Director A. N. Liveris | Management | For | For |
| 7 | Elect Director W. J. McNerney, Jr. | Management | For | For |
| 8 | Elect Director J. W. Owens | Management | For | For |
| 9 | Elect Director S. J. Palmisano | Management | For | For |
| 10 | Elect Director J. E. Spero | Management | For | For |
| 11 | Elect Director S. Taurel | Management | For | For |
| 12 | Elect Director L. H. Zambrano | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 16 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| INTERNATIONAL RECTIFIER CORPORATION
MEETING DATE: NOV 12, 2010 |
||||
|
TICKER: IRF
SECURITY ID: 460254105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary B. Cranston | Management | For | For |
| 1.2 | Elect Director Thomas A. Lacey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| INTERSIL CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: ISIL
SECURITY ID: 46069S109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David B. Bell | Management | For | For |
| 2 | Elect Director Robert W. Conn | Management | For | For |
| 3 | Elect Director James V. Diller | Management | For | For |
| 4 | Elect Director Gary E. Gist | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Gregory Lang | Management | For | For |
| 7 | Elect Director Jan Peeters | Management | For | For |
| 8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
| 9 | Elect Director James A. Urry | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INTUIT INC.
MEETING DATE: JAN 19, 2011 |
||||
|
TICKER: INTU
SECURITY ID: 461202103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David H. Batchelder | Management | For | For |
| 2 | Elect Director Christopher W. Brody | Management | For | For |
| 3 | Elect Director William V. Campbell | Management | For | For |
| 4 | Elect Director Scott D. Cook | Management | For | For |
| 5 | Elect Director Diane B. Greene | Management | For | For |
| 6 | Elect Director Michael R. Hallman | Management | For | For |
| 7 | Elect Director Edward A. Kangas | Management | For | For |
| 8 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 9 | Elect Director Dennis D. Powell | Management | For | For |
| 10 | Elect Director Brad D. Smith | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| IPG PHOTONICS CORPORATION
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: IPGP
SECURITY ID: 44980X109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Valentin P. Gapontsev, Ph.D. | Management | For | For |
| 1.2 | Elect Director Eugene Scherbakov, Ph.D. | Management | For | For |
| 1.3 | Elect Director Igor Samartsev | Management | For | For |
| 1.4 | Elect Director Robert A. Blair | Management | For | For |
| 1.5 | Elect Director Michael C. Child | Management | For | For |
| 1.6 | Elect Director Michael R. Kampfe | Management | For | For |
| 1.7 | Elect Director Henry E. Gauthier | Management | For | For |
| 1.8 | Elect Director William S. Hurley | Management | For | For |
| 1.9 | Elect Director William F. Krupke, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ITRON, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: ITRI
SECURITY ID: 465741106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jon E. Eliassen | Management | For | For |
| 2 | Elect Director Charles H. Gaylord Jr. | Management | For | For |
| 3 | Elect Director Gary E. Pruitt | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| J TOUCH CORP
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: 3584
SECURITY ID: Y44678103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Audited Accounting Ledgers | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of Capital Reserve and Issuance of New Shares | Management | For | For |
| 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Approve Amendments on the Procedures for Loans to Other Parties and Endorsement and Guarantees | Management | For | For |
| 6 | Approve By-Election of Fan Guang long with ID Number K100491672 as Independent Director | Management | For | For |
| 7 | Transact Other Business | Management | None | None |
| JABIL CIRCUIT, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: JBL
SECURITY ID: 466313103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mel S. Lavitt | Management | For | For |
| 1.2 | Elect Director Timothy L. Main | Management | For | For |
| 1.3 | Elect Director William D. Morean | Management | For | For |
| 1.4 | Elect Director Lawrence J. Murphy | Management | For | For |
| 1.5 | Elect Director Frank A. Newman | Management | For | For |
| 1.6 | Elect Director Steven A. Raymund | Management | For | For |
| 1.7 | Elect Director Thomas A. Sansone | Management | For | For |
| 1.8 | Elect Director David M. Stout | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Other Business | Management | For | Against |
| JDA SOFTWARE GROUP, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: JDAS
SECURITY ID: 46612K108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James D. Armstrong | Management | For | For |
| 2 | Elect Director Hamish N. Brewer | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| JU TENG INTERNATIONAL HOLDINGS LTD.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: 03336
SECURITY ID: G52105106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Cheng Li-Yen as Executive Director | Management | For | Against |
| 3b | Reelect Lo Jung-Te as Executive Director | Management | For | Against |
| 3c | Reelect Yip Wai Ming as Independent Non-Executive Director | Management | For | For |
| 3d | Authorixe Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| JUNIPER NETWORKS, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: JNPR
SECURITY ID: 48203R104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary B. Cranston | Management | For | For |
| 1.2 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.3 | Elect Director J. Michael Lawrie | Management | For | For |
| 1.4 | Elect Director David Schlotterbeck | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Declassify the Board of Directors | Shareholder | None | For |
| KAKAKU.COM INC
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: 2371
SECURITY ID: J29258100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3800 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Hayashi, Kaoru | Management | For | For |
| 3.2 | Elect Director Tanaka, Minoru | Management | For | For |
| 3.3 | Elect Director Hata, Shonosuke | Management | For | For |
| 3.4 | Elect Director Uchida, Yosuke | Management | For | For |
| 3.5 | Elect Director Ieuji, Taizo | Management | For | For |
| 3.6 | Elect Director Fujiwara, Kenji | Management | For | For |
| 3.7 | Elect Director Uemura, Hajime | Management | For | For |
| 3.8 | Elect Director Yuuki, Shingo | Management | For | For |
| 3.9 | Elect Director Matsumoto, Oki | Management | For | For |
| 3.10 | Elect Director Masuda, Muneaki | Management | For | Against |
| 4 | Appoint Statutory Auditor Maeno, Hiroshi | Management | For | For |
| KENEXA CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: KNXA
SECURITY ID: 488879107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barry M. Abelson | Management | For | For |
| 1.2 | Elect Director Nooruddin (Rudy) S. Karsan | Management | For | For |
| 1.3 | Elect Director John A. Nies | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| KINGDEE INTERNATIONAL SOFTWARE GROUP CO. LTD.
MEETING DATE: APR 20, 2011 |
||||
|
TICKER: 00268
SECURITY ID: G52568147
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Feng Guo Hua as Director | Management | For | For |
| 3b | Reelect Gary Clark Biddle as Director | Management | For | For |
| 3c | Reelect James Ming King as Director | Management | For | For |
| 3d | Reelect Wu Cheng as Director | Management | For | For |
| 4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Bonus Issue on the Basis of Two Bonus Shares for Every Ten Existing Shares of HK$0.025 Each in the Share Capital | Management | For | For |
| 7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| KULICKE AND SOFFA INDUSTRIES, INC.
MEETING DATE: FEB 08, 2011 |
||||
|
TICKER: KLIC
SECURITY ID: 501242101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruno Guilmart | Management | For | For |
| 1.2 | Elect Director Barry Waite | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| KYOCERA CORP.
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: 6971
SECURITY ID: 501556203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
| 2.1 | Elect Director Kawamura, Makoto | Management | For | For |
| 2.2 | Elect Director Kuba, Tetsuo | Management | For | For |
| 2.3 | Elect Director Maeda, Tatsumi | Management | For | For |
| 2.4 | Elect Director Hisaki, Hisao | Management | For | For |
| 2.5 | Elect Director Yamamoto, Yasuyuki | Management | For | For |
| 2.6 | Elect Director Yamaguchi, Goro | Management | For | For |
| 2.7 | Elect Director Aoki, Shoichi | Management | For | For |
| 2.8 | Elect Director Komaguchi, Katsumi | Management | For | For |
| 2.9 | Elect Director Yamori, Tsutomu | Management | For | For |
| 2.10 | Elect Director Ota, Yoshihito | Management | For | For |
| 2.11 | Elect Director Rodney Lanthorne | Management | For | For |
| 2.12 | Elect Director John Gilbertson | Management | For | For |
| 3 | Appoint Statutory Auditor Kano, Yoshihiro | Management | For | For |
| LAM RESEARCH CORPORATION
MEETING DATE: NOV 04, 2010 |
||||
|
TICKER: LRCX
SECURITY ID: 512807108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Eric K. Brandt | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| LG DISPLAY CO.
MEETING DATE: MAR 11, 2011 |
||||
|
TICKER: 034220
SECURITY ID: 50186V102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Appropriation of Income and Dividend of KRW 500 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3 | Elect Two Inside Directors and Three Outside Directors (Bundled) | Management | For | For |
| 4 | Elect Two Outside Directors as Members of Audit Committee (Bundled) | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| LOGMEIN, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: LOGM
SECURITY ID: 54142L109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven J. Benson | Management | For | For |
| 1.2 | Elect Director Michael J. Christenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LONGTOP FINANCIAL TECHNOLOGIES LTD.
MEETING DATE: MAR 24, 2011 |
||||
|
TICKER: LFT
SECURITY ID: 54318P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Yinhua Chen as Director | Management | For | Withhold |
| 1b | Elect Yifeng Shen as Director | Management | For | For |
| 2 | Approve Appointment of Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
| LOOPNET, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: LOOP
SECURITY ID: 543524300
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis Chookaszian | Management | For | For |
| 1.2 | Elect Director Noel J. Fenton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| LSI CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: LSI
SECURITY ID: 502161102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Charles A. Haggerty | Management | For | For |
| 2 | Elect Director Richard S. Hill | Management | For | For |
| 3 | Elect Director John H.f. Miner | Management | For | For |
| 4 | Elect Director Arun Netravali | Management | For | For |
| 5 | Elect Director Charles C. Pope | Management | For | For |
| 6 | Elect Director Gregorio Reyes | Management | For | For |
| 7 | Elect Director Michael G. Strachan | Management | For | For |
| 8 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 9 | Elect Director Susan M. Whitney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| LTX-CREDENCE CORPORATION
MEETING DATE: JUL 08, 2010 |
||||
|
TICKER: LTXC
SECURITY ID: 502403108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| LTX-CREDENCE CORPORATION
MEETING DATE: DEC 07, 2010 |
||||
|
TICKER: LTXC
SECURITY ID: 502403207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark S. Ain | Management | For | For |
| 1.2 | Elect Director David G. Tacelli | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| MANHATTAN ASSOCIATES, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: MANH
SECURITY ID: 562750109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Brian J. Cassidy | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUL 08, 2010 |
||||
|
TICKER: MRVL
SECURITY ID: G5876H105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Ta-lin Hsu as Director | Management | For | For |
| 1b | Elect John G. Kassakian as Director | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: MRVL
SECURITY ID: G5876H105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Kuo Wei (Herbert) Chang | Management | For | For |
| 2 | Elect Director Juergen Gromer | Management | For | For |
| 3 | Elect Director Arturo Krueger | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Approve Reduction of Share Premium Account | Management | For | For |
| 7 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MASTERCARD INCORPORATED
MEETING DATE: SEP 21, 2010 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Amend Board Qualifications | Management | For | For |
| 4 | Amend Stock Ownership Limitations | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6.1 | Elect Director Nancy J. Karch | Management | For | For |
| 6.2 | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 6.3 | Elect Director Edward Suning Tian | Management | For | For |
| 6.4 | Elect Director Silvio Barzi | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| MASTERCARD INCORPORATED
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: MA
SECURITY ID: 57636Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Marc Olivie | Management | For | For |
| 2 | Elect Director Rima Qureshi | Management | For | For |
| 3 | Elect Director Mark Schwartz | Management | For | For |
| 4 | Elect Director Jackson P. Tai | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| MEDIAMIND TECHNOLOGIES INC.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: MDMD
SECURITY ID: 58449C100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy I. Maudlin | Management | For | For |
| 1.2 | Elect Director James Warner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MEDIDATA SOLUTIONS, INC.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: MDSO
SECURITY ID: 58471A105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tarek A. Sherif | Management | For | For |
| 1.2 | Elect Director Glen M. de Vries | Management | For | For |
| 1.3 | Elect Director Carlos Dominguez | Management | For | For |
| 1.4 | Elect Director Neil M. Kurtz | Management | For | For |
| 1.5 | Elect Director George W. McCulloch | Management | For | For |
| 1.6 | Elect Director Lee A. Shapiro | Management | For | For |
| 1.7 | Elect Director Robert B. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| MEMC ELECTRONIC MATERIALS, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: WFR
SECURITY ID: 552715104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter Blackmore | Management | For | For |
| 2 | Elect Director Ahmad R. Chatila | Management | For | For |
| 3 | Elect Director Marshall Turner | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| MENTOR GRAPHICS CORPORATION
MEETING DATE: JUL 01, 2010 |
||||
|
TICKER: MENT
SECURITY ID: 587200106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter L. Bonfield | Management | For | For |
| 1.2 | Elect Director Marsha B. Congdon | Management | For | For |
| 1.3 | Elect Director James R. Fiebiger | Management | For | For |
| 1.4 | Elect Director Gregory K. Hinckley | Management | For | For |
| 1.5 | Elect Director Kevin C. McDonough | Management | For | For |
| 1.6 | Elect Director Patrick B. McManus | Management | For | For |
| 1.7 | Elect Director Walden C. Rhines | Management | For | For |
| 1.8 | Elect Director Fontaine K. Richardson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| MERCADOLIBRE, INC.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: MELI
SECURITY ID: 58733R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anton J. Levy | Management | For | Withhold |
| 1.2 | Elect Director Michael Spence | Management | For | Withhold |
| 1.3 | Elect Director Mario Eduardo Vazquez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| MEYER BURGER TECHNOLOGY AG
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: MBTN
SECURITY ID: H5498Z128
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Elect Peter Pauli as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 16, 2010 |
||||
|
TICKER: MU
SECURITY ID: 595112103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Ratify Auditors | Management | For | For |
| MICROPORT SCIENTIFIC CORP
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: 00853
SECURITY ID: G60837104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3a | Reelect Zhaohua Chang as Director | Management | For | For |
| 3b | Reelect Norihiro Ashida as Director | Management | For | For |
| 3c | Reelect Hiroshi Shirafuji as Director | Management | For | For |
| 3d | Reelect Zezhao Hua as Director | Management | For | For |
| 3e | Reelect Jonathan H. Chou as Director | Management | For | For |
| 3f | Reelect Guoen Liu as Director | Management | For | For |
| 3g | Approve Remuneration of Directors | Management | For | For |
| 4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Share Repurchase Program | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| MICROSEMI CORPORATION
MEETING DATE: JAN 19, 2011 |
||||
|
TICKER: MSCC
SECURITY ID: 595137100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Peterson | Management | For | For |
| 1.2 | Elect Director Dennis R. Leibel | Management | For | For |
| 1.3 | Elect Director Thomas R. Anderson | Management | For | For |
| 1.4 | Elect Director William E. Bendush | Management | For | For |
| 1.5 | Elect Director William L. Healey | Management | For | For |
| 1.6 | Elect Director Paul F. Folino | Management | For | For |
| 1.7 | Elect Director Matthew E. Massengill | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| MICROSOFT CORPORATION
MEETING DATE: NOV 16, 2010 |
||||
|
TICKER: MSFT
SECURITY ID: 594918104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates III | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria M. Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| MICROSTRATEGY INCORPORATED
MEETING DATE: MAY 09, 2011 |
||||
|
TICKER: MSTR
SECURITY ID: 594972408
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael J. Saylor | Management | For | For |
| 1.2 | Elect Director Sanju K. Bansal | Management | For | For |
| 1.3 | Elect Director Matthew W. Calkins | Management | For | For |
| 1.4 | Elect Director Robert H. Epstein | Management | For | For |
| 1.5 | Elect Director David W. LaRue | Management | For | For |
| 1.6 | Elect Director Jarrod M. Patten | Management | For | For |
| 1.7 | Elect Director Carl J. Rickertsen | Management | For | For |
| 1.8 | Elect Director Thomas P. Spahr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| MINGYUAN MEDICARE DEV'T CO. LTD. (FORMERLY SHANGHAI MING YUA
MEETING DATE: AUG 20, 2010 |
||||
|
TICKER: 00233
SECURITY ID: G6179J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Increase in Authorized Share Capital from HK$200 Million to HK$300 Million by the Creation of 2 Billion New Shares of HK$0.05 Each | Management | For | For |
| MINGYUAN MEDICARE DEV'T CO. LTD. (FORMERLY SHANGHAI MING YUA
MEETING DATE: MAY 30, 2011 |
||||
|
TICKER: 00233
SECURITY ID: G6179J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reelect Hu Jun as Executive Director | Management | For | Against |
| 2b | Reelect Hu Jin Hua as Independent Non-Executive Director | Management | For | Against |
| 2c | Reelect Tang Yan Qin as Independent Non-Executive Director | Management | For | For |
| 2d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| MIRLE AUTOMATION CORP
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: 2464
SECURITY ID: Y6076J107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of Income and Dividends and Issuance of New Shares | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 6 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
| 7 | Approve By-Election of Gao Zhiming with Shareholder Number 321 as Supervisor | Management | For | For |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: MPWR
SECURITY ID: 609839105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Victor K. Lee | Management | For | For |
| 1.2 | Elect Director Douglas McBurnie | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MONSTER WORLDWIDE, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: MWW
SECURITY ID: 611742107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Salvatore Iannuzzi | Management | For | For |
| 2 | Elect Director John Gaulding | Management | For | For |
| 3 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 4 | Elect Director Cynthia P. McCague | Management | For | For |
| 5 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 6 | Elect Director Roberto Tunioli | Management | For | For |
| 7 | Elect Director Timothy T. Yates | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MOTOROLA MOBILITY HOLDINGS, INC.
MEETING DATE: MAY 09, 2011 |
||||
|
TICKER: MMI
SECURITY ID: 620097105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sanjay K. Jha | Management | For | For |
| 2 | Elect Director Jon E. Barfield | Management | For | For |
| 3 | Elect Director William R. Hambrecht | Management | For | For |
| 4 | Elect Director Jeanne P. Jackson | Management | For | For |
| 5 | Elect Director Keith A. Meister | Management | For | For |
| 6 | Elect Director Thomas J. Meredith | Management | For | For |
| 7 | Elect Director Daniel A. Ninivaggi | Management | For | For |
| 8 | Elect Director James R. Stengel | Management | For | For |
| 9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 10 | Elect Director Andrew J. Viterbi | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| MOTOROLA, INC.
MEETING DATE: NOV 29, 2010 |
||||
|
TICKER: MSI
SECURITY ID: 620076109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
| NETAPP, INC.
MEETING DATE: AUG 31, 2010 |
||||
|
TICKER: NTAP
SECURITY ID: 64110D104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffry R. Allen | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Thomas Georgens | Management | For | For |
| 1.4 | Elect Director Gerald Held | Management | For | For |
| 1.5 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.6 | Elect Director T. Michael Nevens | Management | For | For |
| 1.7 | Elect Director George T. Shaheen | Management | For | For |
| 1.8 | Elect Director Robert T. Wall | Management | For | For |
| 1.9 | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| NETLOGIC MICROSYSTEMS, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: NETL
SECURITY ID: 64118B100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald Jankov | Management | For | For |
| 1.2 | Elect Director Norman Godinho | Management | For | For |
| 1.3 | Elect Director Marvin Burkett | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| NETSPEND HOLDINGS, INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: NTSP
SECURITY ID: 64118V106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew W. Adams | Management | For | For |
| 1.2 | Elect Director Daniel R. Henry | Management | For | For |
| 1.3 | Elect Director Stephen A. Vogel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| NHN CORP.
MEETING DATE: MAR 25, 2011 |
||||
|
TICKER: 035420
SECURITY ID: Y6347M103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1.1 | Reelect Kim Sang-Heon as Inside Director | Management | For | Against |
| 3.1.2 | Reelect Lee Joon-Ho as Inside Director | Management | For | Against |
| 3.1.3 | Reelect Hwang In-Joon as Inside Director | Management | For | Against |
| 3.2 | Reelct Yoon Jae-Seung as Outside Director | Management | For | Against |
| 4 | Reelect Yoon Jae-Seung as Member of Audit Committee | Management | For | For |
| 5 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| NOVELL, INC.
MEETING DATE: FEB 17, 2011 |
||||
|
TICKER: NOVL
SECURITY ID: 670006105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| NOVELL, INC.
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: NOVL
SECURITY ID: 670006105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Albert Aiello | Management | For | For |
| 2 | Elect Director Fred Corrado | Management | For | Against |
| 3 | Elect Director Richard L. Crandall | Management | For | For |
| 4 | Elect Director Gary G. Greenfield | Management | For | Against |
| 5 | Elect Director Judith H. Hamilton | Management | For | For |
| 6 | Elect Director Ronald W. Hovsepian | Management | For | For |
| 7 | Elect Director Patrick S. Jones | Management | For | For |
| 8 | Elect Director Richard L. Nolan | Management | For | For |
| 9 | Elect Director John W. Poduska, Sr. | Management | For | Against |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NOVELLUS SYSTEMS, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: NVLS
SECURITY ID: 670008101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard S. Hill | Management | For | For |
| 1.2 | Elect Director Neil R. Bonke | Management | For | For |
| 1.3 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.4 | Elect Director Glen G. Possley | Management | For | For |
| 1.5 | Elect Director Ann D. Rhoads | Management | For | For |
| 1.6 | Elect Director Krishna Saraswat | Management | For | For |
| 1.7 | Elect Director William R. Spivey | Management | For | For |
| 1.8 | Elect Director Delbert A. Whitaker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: NUAN
SECURITY ID: 67020Y100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | Against |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | Against |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Elect Director Mark R. Laret | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| NVIDIA CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: NVDA
SECURITY ID: 67066G104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Harvey C. Jones | Management | For | For |
| 2 | Elect Director William J. Miller | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| O2MICRO INTERNATIONAL LTD.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: OIIM
SECURITY ID: 67107W100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Sterling Du as Director | Management | For | For |
| 1b | Elect Chuan Chiung "Perry" Kuo as Director | Management | For | For |
| 1c | Elect Teik Seng Tan as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Appoint Deloitte & Touche as Auditors of the Company | Management | For | For |
| OMRON CORP.
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: 6645
SECURITY ID: J61374120
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 16 | Management | For | For |
| 2.1 | Elect Director Sakuta, Hisao | Management | For | For |
| 2.2 | Elect Director Tateishi, Fumio | Management | For | For |
| 2.3 | Elect Director Yamada, Yoshihito | Management | For | For |
| 2.4 | Elect Director Morishita, Yoshinobu | Management | For | For |
| 2.5 | Elect Director Sakumiya, Akio | Management | For | For |
| 2.6 | Elect Director Toyama, Kazuhiko | Management | For | For |
| 2.7 | Elect Director Sakurai, Masamitsu | Management | For | For |
| 3 | Appoint Statutory Auditor Kawashima, Tokio | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Watanabe, Toru | Management | For | For |
| 5 | Approve Annual Bonus Payment to Directors | Management | For | For |
| OPEN TEXT CORPORATION
MEETING DATE: DEC 02, 2010 |
||||
|
TICKER: OTC
SECURITY ID: 683715106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect Director John Shackleton | Management | For | For |
| 1.3 | Elect Director Randy Fowlie | Management | For | For |
| 1.4 | Elect Director Gail Hamilton | Management | For | For |
| 1.5 | Elect Director Brian Jackman | Management | For | For |
| 1.6 | Elect Director Stephen J. Sadler | Management | For | For |
| 1.7 | Elect Director Michael Slaunwhite | Management | For | For |
| 1.8 | Elect Director Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect Director Deborah Weinstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Amend Bylaws | Management | For | For |
| OPENTABLE, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: OPEN
SECURITY ID: 68372A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. William Gurley | Management | For | For |
| 1.2 | Elect Director Daniel Meyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| OPERA SOFTWARE ASA
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: OPERA
SECURITY ID: R6664U108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 6 | Approve Allocation of Income and Dividends of NOK 0.18 per Share | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 8.1 | Approve Fixed Remuneration of Directors | Management | For | Did Not Vote |
| 8.2 | Approve Committee Fees of Directors | Management | For | Did Not Vote |
| 8.3 | Approve Stock Options for Certain Directors | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 10 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 11.1 | Approve Issuance of 12 Million Shares in Connection with Employee Incentive Programs | Management | For | Did Not Vote |
| 11.2 | Approve Creation of NOK 239,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 12 | Amend Articles Re: Term of Board Members | Management | For | Did Not Vote |
| 13.1 | Reelect Arve Johansen as Director | Management | For | Did Not Vote |
| 13.2 | Reelect Kari Stautland as Director | Management | For | Did Not Vote |
| 13.3 | Reelect Audun Iversen as Director | Management | For | Did Not Vote |
| 13.4 | Reelect Marianne Blystad as Director | Management | For | Did Not Vote |
| 13.5 | Elect Alberto Torres as New Director | Management | For | Did Not Vote |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 15 | Approval of Maximum Number of Options | Management | For | Did Not Vote |
| 16 | Authorize Company to Call EGM with Two Weeks' Notice | Management | For | Did Not Vote |
| 17.1 | Reelect Jakob Iqbal as Chairman of Nominating Committee | Management | For | Did Not Vote |
| 17.2 | Reelect Michael Tetzschner as Member of Nominating Committee | Management | For | Did Not Vote |
| 17.3 | Reelect Nils Foldal as Member of Nominating Committee | Management | For | Did Not Vote |
| 18 | Approval of Guidelines for Nominating Committee | Management | For | Did Not Vote |
| 19 | Close Meeting | Management | None | None |
| ORACLE CORPORATION
MEETING DATE: OCT 06, 2010 |
||||
|
TICKER: ORCL
SECURITY ID: 68389X105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Donald L. Lucas | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Establish Board Committee on Sustainability | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| PARAMETRIC TECHNOLOGY CORPORATION
MEETING DATE: MAR 09, 2011 |
||||
|
TICKER: PMTC
SECURITY ID: 699173209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Richard Harrison | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| PERFECT WORLD CO., LTD.
MEETING DATE: AUG 14, 2010 |
||||
|
TICKER: PWRD
SECURITY ID: 71372U104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Share Incentive Plan | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| PMC-SIERRA, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: PMCS
SECURITY ID: 69344F106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director James V. Diller, Sr. | Management | For | For |
| 1.3 | Elect Director Michael R. Farese | Management | For | For |
| 1.4 | Elect Director Jonathan J. Judge | Management | For | For |
| 1.5 | Elect Director William H. Kurtz | Management | For | For |
| 1.6 | Elect Director Gregory S. Lang | Management | For | For |
| 1.7 | Elect Director Frank J. Marshall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Eliminate Cumulative Voting | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| POWER INTEGRATIONS, INC.
MEETING DATE: JUN 27, 2011 |
||||
|
TICKER: POWI
SECURITY ID: 739276103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Balu Balakrishnan | Management | For | For |
| 1.2 | Elect Director Alan D. Bickell | Management | For | For |
| 1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
| 1.4 | Elect Director James R. Fiebiger | Management | For | For |
| 1.5 | Elect Director William George | Management | For | For |
| 1.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.7 | Elect Director E. Floyd Kvamme | Management | For | For |
| 1.8 | Elect Director Steven J. Sharp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PRICELINE.COM INCORPORATED
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: PCLN
SECURITY ID: 741503403
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.2 | Elect Director Ralph M. Bahna | Management | For | For |
| 1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.8 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| QLIK TECHNOLOGIES INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: QLIK
SECURITY ID: 74733T105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lars Bjork | Management | For | For |
| 1.2 | Elect Director Bruce Golden | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2011 |
||||
|
TICKER: QCOM
SECURITY ID: 747525103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Francisco Ros | Management | For | For |
| 1.12 | Elect Director Brent Scowcroft | Management | For | For |
| 1.13 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| QUEST SOFTWARE, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: QSFT
SECURITY ID: 74834T103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vincent C. Smith | Management | For | For |
| 1.2 | Elect Director Douglas F. Gam | Management | For | For |
| 1.3 | Elect Director Augustine L. Nieto II | Management | For | For |
| 1.4 | Elect Director Kevin M. Klausmeyer | Management | For | For |
| 1.5 | Elect Director Paul A. Sallaberry | Management | For | For |
| 1.6 | Elect Director H. John Dirks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| RACKSPACE HOSTING, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: RAX
SECURITY ID: 750086100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Graham Weston | Management | For | For |
| 1.2 | Elect Director Palmer Moe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| RADIANT OPTO-ELECTRONICS CORP.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: 6176
SECURITY ID: Y7174K103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of 2010 Income and Dividends | Management | For | For |
| 4 | Approve to Amend Articles of Association | Management | For | For |
| 5 | Approve Amendments on the Procedures for Loans to Other Parties | Management | For | For |
| 6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 7 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| RAMBUS INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: RMBS
SECURITY ID: 750917106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Thomas Bentley | Management | For | For |
| 1.2 | Elect Director P. Michael Farmwald, Ph.D. | Management | For | For |
| 1.3 | Elect Director Penelope A. Herscher | Management | For | For |
| 1.4 | Elect Director David Shrigley | Management | For | For |
| 1.5 | Elect Director Eric Stang | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| REACHLOCAL, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: RLOC
SECURITY ID: 75525F104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Carlick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| REALPAGE, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: RP
SECURITY ID: 75606N109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alfred R. Berkeley, III | Management | For | For |
| 1.2 | Elect Director Peter Gyenes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| RED HAT, INC.
MEETING DATE: AUG 12, 2010 |
||||
|
TICKER: RHT
SECURITY ID: 756577102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jeffrey J. Clarke | Management | For | For |
| 2 | Elect Director H. Hugh Shelton | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| RENEWABLE ENERGY CORPORATION ASA
MEETING DATE: MAR 09, 2011 |
||||
|
TICKER: REC
SECURITY ID: R7199U100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Opening of the Meeting by the Chairman; Registration of Attending Shareholders and Proxies | Management | None | None |
| 2 | Elect Thomas Aanmoen as Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4a | Accept resignations of board members Dag Opedal and Roar Engeland | Management | For | Did Not Vote |
| 4b | Elect Bjorn Wiggen as New Director | Management | For | Did Not Vote |
| 4c | Elect Svein-Tore Holsether as New Director | Management | For | Did Not Vote |
| RESEARCH IN MOTION LTD
MEETING DATE: JUL 13, 2010 |
||||
|
TICKER: RIM
SECURITY ID: 760975102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect James L. Balsillie as Director | Management | For | For |
| 1.2 | Elect Mike Lazaridis as Director | Management | For | For |
| 1.3 | Elect James Estill as Director | Management | For | For |
| 1.4 | Elect David Kerr as Director | Management | For | For |
| 1.5 | Elect Roger Martin as Director | Management | For | For |
| 1.6 | Elect John Richardson as Director | Management | For | For |
| 1.7 | Elect Barbara Stymiest as Director | Management | For | For |
| 1.8 | Elect Antonio Viana-Baptista as Director | Management | For | For |
| 1.9 | Elect John Wetmore as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| RF MICRO DEVICES, INC.
MEETING DATE: AUG 04, 2010 |
||||
|
TICKER: RFMD
SECURITY ID: 749941100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Walter H. Wilkinson, Jr | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director John R. Harding | Management | For | For |
| 1.6 | Elect Director Masood A. Jabbar | Management | For | For |
| 1.7 | Elect Director Casimir S. Skrzypczak | Management | For | For |
| 1.8 | Elect Director Erik H. Van Der Kaay | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| RICHTEK TECHNOLOGY CORP.
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: 6286
SECURITY ID: Y7286Y108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3.1 | Elect Tai, Chung-Hou with Shareholder Number 8 as Director | Management | For | Against |
| 3.2 | Elect Hsieh, Shwu-Liang with Shareholder Number 2 as Director | Management | For | Against |
| 3.3 | Elect Liu Jing-Meng with Shareholder Number 4 as Director | Management | For | Against |
| 3.4 | Elect Tai, Liang-Pin with Shareholder Number 3 as Director | Management | For | Against |
| 3.5 | Elect Lia, Shih-Fung with Shareholder Number 14 as Director | Management | For | Against |
| 3.6 | Elect Wu, Jung-Sheng with ID Number P102060007 as Independent Director | Management | For | For |
| 3.7 | Elect Ma, Chia-Ying with ID Number Q102972343 as Independent Director | Management | For | For |
| 3.8 | Elect Li Chung Investment Corp. with Shareholder Number 104 as Supervisor | Management | For | For |
| 3.9 | Elect Tsay, Chean-Lung with ID Number B120025489 as Supervisor | Management | For | For |
| 3.10 | Elect Shen,Yang-Pin with ID Number R121151258 as Supervisor | Management | For | For |
| 4 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| RIGHTNOW TECHNOLOGIES, INC.
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: RNOW
SECURITY ID: 76657R106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William J. Lansing | Management | For | For |
| 1.2 | Elect Director Allen E. Snyder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| RIVERBED TECHNOLOGY, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: RVBD
SECURITY ID: 768573107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Michael R. Kourey | Management | For | For |
| 2 | Elect Director Mark S. Lewis | Management | For | For |
| 3 | Elect Director Steven McCanne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ROVI CORPORATION
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: ROVI
SECURITY ID: 779376102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
| 1.4 | Elect Director James E. Meyer | Management | For | For |
| 1.5 | Elect Director James P. O?Shaughnessy | Management | For | For |
| 1.6 | Elect Director Ruthann Quindlen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SABA SOFTWARE, INC.
MEETING DATE: NOV 17, 2010 |
||||
|
TICKER: SABA
SECURITY ID: 784932600
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joe E. Kiani | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| SABA SOFTWARE, INC.
MEETING DATE: MAR 18, 2011 |
||||
|
TICKER: SABA
SECURITY ID: 784932600
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| SALESFORCE.COM, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: CRM
SECURITY ID: 79466L302
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Marc Benioff | Management | For | For |
| 2 | Elect Director Craig Conway | Management | For | For |
| 3 | Elect Director Alan Hassenfeld | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| SANDISK CORPORATION
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: SNDK
SECURITY ID: 80004C101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Marks | Management | For | For |
| 1.2 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.3 | Elect Director Irwin Federman | Management | For | For |
| 1.4 | Elect Director Steven J. Gomo | Management | For | For |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director Chenming Hu | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Sanjay Mehrotra | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SANDVINE CORPORATION
MEETING DATE: APR 06, 2011 |
||||
|
TICKER: SVC
SECURITY ID: 800213100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger Maggs | Management | For | For |
| 1.2 | Elect Director Mark Guibert | Management | For | For |
| 1.3 | Elect Director John Keating | Management | For | For |
| 1.4 | Elect Director Ken Taylor | Management | For | For |
| 1.5 | Elect Director David Caputo | Management | For | For |
| 1.6 | Elect Director Steven McCartney | Management | For | For |
| 1.7 | Elect Director Scott Hamilton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| SAPIENT CORPORATION
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: SAPE
SECURITY ID: 803062108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James M. Benson | Management | For | For |
| 1.2 | Elect Director Hermann Buerger | Management | For | For |
| 1.3 | Elect Director Darius W. Gaskins, Jr. | Management | For | For |
| 1.4 | Elect Director Jerry A. Greenberg | Management | For | For |
| 1.5 | Elect Director Alan J. Herrick | Management | For | For |
| 1.6 | Elect Director J. Stuart Moore | Management | For | For |
| 1.7 | Elect Director Ashok Shah | Management | For | For |
| 1.8 | Elect Director Vijay Singal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| SAVVIS, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: SVVS
SECURITY ID: 805423308
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randy E. Dobbs | Management | For | For |
| 1.2 | Elect Director Clyde A. Heintzelman | Management | For | For |
| 1.3 | Elect Director Thomas E. McInerney | Management | For | Withhold |
| 1.4 | Elect Director James E. Ousley | Management | For | For |
| 1.5 | Elect Director James P. Pellow | Management | For | For |
| 1.6 | Elect Director David C. Peterschmidt | Management | For | Withhold |
| 1.7 | Elect Director Mercedes A. Walton | Management | For | For |
| 1.8 | Elect Director Patrick J. Welsh | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: SBAC
SECURITY ID: 78388J106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. Bernstein | Management | For | For |
| 1.2 | Elect Director Duncan H. Cocroft | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| SEAGATE TECHNOLOGY PLC
MEETING DATE: JAN 18, 2011 |
||||
|
TICKER: STX
SECURITY ID: G7945M107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Reelect Stephen Luczo as a Director | Management | For | For |
| 1b | Reelect Frank Biondi, Jr. as a Director | Management | For | For |
| 1c | Reelect Lydia Marshall as a Director | Management | For | For |
| 1d | Reelect Chong Sup Park as a Director | Management | For | For |
| 1e | Reelect Albert Pimentel as a Director | Management | For | For |
| 1f | Reelect Gregorio Reyes as a Director | Management | For | For |
| 1g | Reelect John Thompson as a Director | Management | For | For |
| 1h | Reelect Edward Zander as a Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Authorize the Holding of the 2011 AGM at a Location Outside Ireland | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
| 6 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| SHANDA GAMES LIMITED
MEETING DATE: OCT 22, 2010 |
||||
|
TICKER: GAME
SECURITY ID: 81941U105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Qunzhao Tan as Director | Management | For | For |
| 2 | Reelect Tianqiao Chen as Director | Management | For | For |
| 3 | Reelect Danian Chen as Director | Management | For | For |
| 4 | Reelect Lai Xing Cai as Director | Management | For | For |
| 5 | Reelect Andy Lin as Director | Management | For | For |
| 6 | Reelect Heng Wing Chan as Director | Management | For | For |
| 7 | Elect Grace Wu as Director | Management | For | For |
| 8 | Amend the Company's 2008 Amended and Restated Equity Compensation Plan by Increasing the Number of Authorized Shares Available for Grant from 44,000,000 Class A Ordinary Shares to 54,750,000 Class A Ordinary Shares | Management | For | Against |
| 9 | Ratify Pricewaterhousecoopers Zhongtian Cpas Limited Company as Auditors | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: OCT 08, 2010 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue | Management | For | For |
| 2 | Approve Issuance of Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: OCT 08, 2010 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bonus H Share Issue on the Basis of One Bonus H Share for Every one H Share and one Bonus Non-listed Share for Every One Non-listed Share in Issue | Management | For | For |
| 2 | Approve Issuance of Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of Authorized Share Capital from RMB 107.6 million to RMB 215.3 million Upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Board to Do All Such Acts Necessary to Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bonus Issue | Management | For | For |
| 2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association of the Company | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Bonus Issue | Management | For | For |
| 2 | Approve Issue and Allotment of the Shares Pursuant to the Bonus Issue | Management | For | For |
| 3 | Approve Increase of the Registered Capital of the Company RMB 223.8 Million to RMB 447.6 Million upon Completion of the Bonus Issue | Management | For | For |
| 4 | Authorize Any One Director to Take Any Action and Execute Any Document Necessary to Effect and Implement the Bonus Issue | Management | For | For |
| 5 | Amend Articles of Association of the Company | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Report of Board of Directors | Management | For | For |
| 3 | Approve Report of Supervisory Committee | Management | For | For |
| 4 | Approve Final Distribution Plan and Authorize Board for Distribution of Final Dividends for the Year Ended Dec. 31, 2010 | Management | For | For |
| 5 | Reappointment of Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of Directors, Supervisors, and Senior Management | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: 01066
SECURITY ID: Y76810103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Connected Transactions with a Related Party and Related Annual Caps | Management | For | For |
| 2 | Authorize Any One Director to Do All Such Things and Acts Necessary to Necessary to Implement the Continuing Connected Transactions | Management | For | For |
| SHORETEL, INC.
MEETING DATE: NOV 03, 2010 |
||||
|
TICKER: SHOR
SECURITY ID: 825211105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark F. Bregman | Management | For | For |
| 1.2 | Elect Director Edward F. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| SILICON LABORATORIES INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: SLAB
SECURITY ID: 826919102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Navdeep S. Sooch | Management | For | For |
| 1.2 | Elect Director Laurence G. Walker | Management | For | For |
| 1.3 | Elect Director William P. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SILICONWARE PRECISION INDUSTRIES CO., LTD.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: 2325
SECURITY ID: 827084864
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
| 5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 6.1 | Elect Bough Lin with Shareholder Number 3 as Director | Management | For | For |
| 6.2 | Elect Chi-wen Tsai with Shareholder Number 6 as Director | Management | For | For |
| 6.3 | Elect Wen-lung Lin with Shareholder Number 18 as Director | Management | For | For |
| 6.4 | Elect Yen-chun Chang with Shareholder Number 5 as Director | Management | For | For |
| 6.5 | Elect Wen-jung Lin with Shareholder Number 30 as Director | Management | For | For |
| 6.6 | Elect Cheng-chich Huang with Shareholder Number 1859 as Director | Management | For | For |
| 6.7 | Elect Ing-dar Liu with Shareholder Number 165941 as Director | Management | For | For |
| 6.8 | Elect Jing-shan Aur with Shareholder Number 245652 as Director | Management | For | For |
| 6.9 | Elect Hsiao-yu Lo with Shareholder Number 77800 as Director | Management | For | For |
| 6.10 | Elect Wen-lung Cheng with Shareholder Number 8 as Supervisor | Management | For | For |
| 6.11 | Elect Wen-ching Lin with Shareholder Number 36 as Supervisor | Management | For | For |
| 6.12 | Elect Yu-hu Liu with Shareholder Number 12 as Supervisor | Management | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| SINOPHARM GROUP CO., LTD.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: 01099
SECURITY ID: Y8008N107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Report of Board of Directors | Management | For | For |
| 2 | Approve the Report of Supervisory Committee | Management | For | For |
| 3 | Accept Financial Statements and Auditor's Report | Management | For | For |
| 4 | Approve Profit Distribution Plan and Distribution of Final Dividend | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers Zhong Tian Certified Public Accountant Co., Ltd. as the PRC Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers Certified Public Accountants, Hong Kong as the International Auditors and Authorize Audit Committee to Fix Their Remuneration | Management | For | For |
| 7 | Authorize Board to Fix Remuneration of Directors for the Year Ended Dec. 31, 2010 and the Year Ending Dec. 31, 2011. | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Other Business (Voting) | Management | For | Against |
| SKYWORKS SOLUTIONS, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: SWKS
SECURITY ID: 83088M102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director David J. McLachlan | Management | For | For |
| 2.2 | Elect Director David J. Aldrich | Management | For | For |
| 2.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 2.4 | Elect Director Moiz M. Beguwala | Management | For | For |
| 2.5 | Elect Director Timothy R. Furey | Management | For | For |
| 2.6 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 2.7 | Elect Director Thomas C. Leonard | Management | For | For |
| 2.8 | Elect Director David P. McGlade | Management | For | For |
| 2.9 | Elect Director Robert A. Schriesheim | Management | For | For |
| 3.1 | Elect Director David J. Aldrich | Management | For | For |
| 3.2 | Elect Director Moiz M. Beguwala | Management | For | For |
| 3.3 | Elect Director David P. McGlade | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 9 | Ratify Auditors | Management | For | For |
| SKYWORTH DIGITAL HOLDINGS LTD
MEETING DATE: SEP 07, 2010 |
||||
|
TICKER: 00751
SECURITY ID: G8181C100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve and Declare Final Dividend with Scrip Option | Management | For | For |
| 3a | Reelect Leung Chi Ching, Frederick as an Executive Director | Management | For | Against |
| 3b | Reelect Yang Dongwen as an Executive Director | Management | For | Against |
| 3c | Reeect Lu Rongchang as an Executive Director | Management | For | Against |
| 3d | Relect So Hon Cheung, Stephen as an Independent Non-Executive Director | Management | For | Against |
| 3e | Reelect Chan Wai Kay, Katherine as an Independent Non-Executive Director | Management | For | For |
| 4 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve the Refreshment of Limit on Grant of Options under the Share Option Scheme | Management | For | For |
| 7 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
| SMITH MICRO SOFTWARE, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: SMSI
SECURITY ID: 832154108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William W. Smith, Jr. | Management | For | For |
| 1.2 | Elect Director William C. Keiper | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| SOFTBANK CORP.
MEETING DATE: JUN 24, 2011 |
||||
|
TICKER: 9984
SECURITY ID: J75963108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | Against |
| 3.1 | Elect Director Son, Masayoshi | Management | For | For |
| 3.2 | Elect Director Miyauchi, Ken | Management | For | For |
| 3.3 | Elect Director Kasai, Kazuhiko | Management | For | For |
| 3.4 | Elect Director Inoue, Masahiro | Management | For | For |
| 3.5 | Elect Director Ronald Fisher | Management | For | For |
| 3.6 | Elect Director Yun Ma | Management | For | For |
| 3.7 | Elect Director Yanai, Tadashi | Management | For | For |
| 3.8 | Elect Director Mark Schwartz | Management | For | For |
| 3.9 | Elect Director Sunil Bharti Mittal | Management | For | For |
| SOLARWINDS, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: SWI
SECURITY ID: 83416B109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Bonham | Management | For | For |
| 1.2 | Elect Director Steven M. Cakebread | Management | For | For |
| 1.3 | Elect Director Roger J. Sippl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SONIC SOLUTIONS
MEETING DATE: OCT 07, 2010 |
||||
|
TICKER: SNIC
SECURITY ID: 835460106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Establish Range For Board Size | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4.1 | Elect Director Robert J. Doris | Management | For | For |
| 4.2 | Elect Director Mary C. Sauer | Management | For | For |
| 4.3 | Elect Director Robert M. Greber | Management | For | For |
| 4.4 | Elect Director Peter J. Marguglio | Management | For | For |
| 4.5 | Elect Director R. Warren Langley | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| SPREADTRUM COMMUNICATIONS, INC.
MEETING DATE: JUN 24, 2011 |
||||
|
TICKER: SPRD
SECURITY ID: 849415203
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Hao Chen as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors | Management | For | For |
| SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: S
SECURITY ID: 852061100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| STANDARD MICROSYSTEMS CORPORATION
MEETING DATE: JUL 28, 2010 |
||||
|
TICKER: SMSC
SECURITY ID: 853626109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy P. Craig | Management | For | For |
| 1.2 | Elect Director Ivan T. Frisch | Management | For | For |
| 1.3 | Elect Director Kenneth Kin | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Approve Stock Appreciation Rights Exchange Program for Employees | Management | For | For |
| 4 | Approve Stock Appreciation Rights Exchange Program for Executive Officers and Directors | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| STR HOLDINGS, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: STRI
SECURITY ID: 78478V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dennis L. Jilot | Management | For | For |
| 1.2 | Elect Director Scott S. Brown | Management | For | For |
| 1.3 | Elect Director Robert M. Chiste | Management | For | For |
| 1.4 | Elect Director John A. Janitz | Management | For | For |
| 1.5 | Elect Director Uwe Krueger | Management | For | For |
| 1.6 | Elect Director Andrew M. Leitch | Management | For | For |
| 1.7 | Elect Director Jason L. Metakis | Management | For | For |
| 1.8 | Elect Director Dominick J. Schiano | Management | For | For |
| 1.9 | Elect Director Susan C. Schnabel | Management | For | For |
| 1.10 | Elect Director Ryan M. Sprott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| STRATASYS, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: SSYS
SECURITY ID: 862685104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director S. Scott Crump | Management | For | For |
| 1.2 | Elect Director Ralph E. Crump | Management | For | For |
| 1.3 | Elect Director Edward J. Fierko | Management | For | For |
| 1.4 | Elect Director John J. McEleney | Management | For | For |
| 1.5 | Elect Director Clifford H. Schwieter | Management | For | For |
| 1.6 | Elect Director Gregory L. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SUCCESSFACTORS, INC.
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: SFSF
SECURITY ID: 864596101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William H. Harris, Jr. | Management | For | For |
| 2 | Elect Director William E. McGlashan, Jr. | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| SUMCO CORP.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: 3436
SECURITY ID: J76896109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Hiramoto, Kazuo | Management | For | For |
| 2 | Appoint Statutory Auditor Yoshikawa, Hiroshi | Management | For | For |
| SUNPOWER GROUP LTD
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: 5GD
SECURITY ID: G8585U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.003 Per Share | Management | For | For |
| 3 | Approve Directors' Fees of SGD 177,000 for the Year Ended Dec. 31, 2010 | Management | For | For |
| 4a | Reelect Guo Hong Xin as Director | Management | For | Against |
| 4b | Reelect Chin Sek Peng as Director | Management | For | For |
| 5 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 7 | Approve Issuance of Shares and Grant of Options Under the Sunpower Employee Share Option Scheme | Management | For | Against |
| SUNPOWER GROUP LTD
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: 5GD
SECURITY ID: G8585U102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Authorize Share Repurchase Program | Management | For | For |
| SYMANTEC CORPORATION
MEETING DATE: SEP 20, 2010 |
||||
|
TICKER: SYMC
SECURITY ID: 871503108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephen M. Bennett | Management | For | For |
| 2 | Elect Director Michael A. Brown | Management | For | For |
| 3 | Elect Director William T. Coleman, III | Management | For | For |
| 4 | Elect Director Frank E. Dangeard | Management | For | For |
| 5 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 6 | Elect Director David L. Mahoney | Management | For | For |
| 7 | Elect Director Robert S. Miller | Management | For | For |
| 8 | Elect Director Enrique Salem | Management | For | For |
| 9 | Elect Director Daniel H. Schulman | Management | For | For |
| 10 | Elect Director John W. Thompson | Management | For | For |
| 11 | Elect Director V. Paul Unruh | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| SYNAPTICS INCORPORATED
MEETING DATE: OCT 19, 2010 |
||||
|
TICKER: SYNA
SECURITY ID: 87157D109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Tiernan | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| SYNOPSYS, INC.
MEETING DATE: MAR 24, 2011 |
||||
|
TICKER: SNPS
SECURITY ID: 871607107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aart J. De Geus | Management | For | For |
| 1.2 | Elect Director Alfred Castino | Management | For | For |
| 1.3 | Elect Director Chi-Foon Chan | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director Deborah A. Coleman | Management | For | For |
| 1.6 | Elect Director John Schwarz | Management | For | For |
| 1.7 | Elect Director Roy Vallee | Management | For | For |
| 1.8 | Elect Director Steven C. Walske | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| SYNTEL, INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: SYNT
SECURITY ID: 87162H103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
| 1.2 | Elect Director Bharat Desai | Management | For | For |
| 1.3 | Elect Director Thomas Doke | Management | For | For |
| 1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
| 1.5 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.6 | Elect Director Prashant Ranade | Management | For | For |
| 1.7 | Elect Director Neerja Sethi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| TALEO CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: TLEO
SECURITY ID: 87424N104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick Gross | Management | For | For |
| 1.2 | Elect Director Jeffrey Schwartz | Management | For | Withhold |
| 1.3 | Elect Director Jeffrey Stiefler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| TECHTRONIC INDUSTRIES CO., LTD.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: 00669
SECURITY ID: Y8563B159
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend of HK$0.0625 Per Share | Management | For | For |
| 3a | Reelect Horst Julius Pudwill as Group Executive Director | Management | For | Against |
| 3b | Reelect Joseph Galli, Jr. as Group Executive Director | Management | For | Against |
| 3c | Reelect Christopher Patrick Langley as Independent Non-Executive Director | Management | For | Against |
| 3d | Reelect Peter David Sullivan as Independent Non-Executive Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| TELECOMMUNICATION SYSTEMS, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: TSYS
SECURITY ID: 87929J103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas M. Brandt, Jr. | Management | For | For |
| 1.2 | Elect Director Jon B. Kutler | Management | For | For |
| 1.3 | Elect Director A. Reza Jafari | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TERADATA CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: TDC
SECURITY ID: 88076W103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Nancy E. Cooper | Management | For | For |
| 2 | Elect Director David E. Kepler | Management | For | For |
| 3 | Elect Director William S. Stavropoulos | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| TERADYNE, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: TER
SECURITY ID: 880770102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Daniel W. Christman | Management | For | For |
| 5 | Elect Director Edwin J. Gillis | Management | For | For |
| 6 | Elect Director Timothy E. Guertin | Management | For | For |
| 7 | Elect Director Paul J. Tufano | Management | For | For |
| 8 | Elect Director Roy A. Vallee | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| TESLA MOTORS, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: TSLA
SECURITY ID: 88160R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Elon Musk | Management | For | For |
| 1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
| 1.3 | Elect Director Herbert Kohler | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| TESSERA TECHNOLOGIES, INC.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: TSRA
SECURITY ID: 88164L100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J Boehlke | Management | For | For |
| 1.2 | Elect Director John B Goodrich | Management | For | For |
| 1.3 | Elect Director David C Nagel | Management | For | For |
| 1.4 | Elect Director Henry R Nothhaft | Management | For | For |
| 1.5 | Elect Director Kevin G Rivette | Management | For | For |
| 1.6 | Elect Director Robert A Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| TEST RESEARCH CO., LTD.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: 3030
SECURITY ID: Y8591M102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of Income and Dividends and Issuance of New Shares | Management | For | For |
| 4.1 | Elect Chieh-Yuan Chen with ID Number 2 as Director | Management | For | For |
| 4.2 | Elect Chiang-Huai Lin with ID Number 48 as Director | Management | For | For |
| 4.3 | Elect Kuang-Chao Fan with ID Number 3428 as Director | Management | For | For |
| 4.4 | Elect Wen-Cheng Huang with ID Number P100261006 as Director | Management | For | For |
| 4.5 | Elect Hsu-Lin Wang with ID Number B220646202 as Director | Management | For | For |
| 4.6 | Elect a Representative from Der-Hong Investment Co., Ltd. with ID Number 68 as Supervisor | Management | For | For |
| 4.7 | Elect Chin-Lung Chen with ID Number 66 as Supervisor | Management | For | For |
| 4.8 | Elect Ming-Chuan Tsai with ID Number 3 as Supervisor | Management | For | For |
| 5 | Approve Release of Restrictions of Competitive Activities of New Directors | Management | For | For |
| TEXAS INSTRUMENTS INCORPORATED
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: TXN
SECURITY ID: 882508104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director R.W. Babb, Jr. | Management | For | For |
| 2 | Elect Director D.A. Carp | Management | For | For |
| 3 | Elect Director C.S. Cox | Management | For | For |
| 4 | Elect Director S.P. MacMillan | Management | For | For |
| 5 | Elect Director P.H. Patsley | Management | For | For |
| 6 | Elect Director R.E. Sanchez | Management | For | For |
| 7 | Elect Director W.R. Sanders | Management | For | For |
| 8 | Elect Director R.J. Simmons | Management | For | For |
| 9 | Elect Director R.K. Templeton | Management | For | For |
| 10 | Elect Director C.T. Whitman | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 13 | Ratify Auditors | Management | For | For |
| THE DESCARTES SYSTEMS GROUP INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: DSG
SECURITY ID: 249906108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect David Anderson as Director | Management | For | For |
| 1.2 | Elect David Beatson as Director | Management | For | For |
| 1.3 | Elect Eric Demirian as Director | Management | For | For |
| 1.4 | Elect Christopher Hewat as Director | Management | For | For |
| 1.5 | Elect Arthur Mesher as Director | Management | For | For |
| 1.6 | Elect Stephen Watt as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| THE KNOT, INC.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: KNOT
SECURITY ID: 499184109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Liu | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TIBCO SOFTWARE INC.
MEETING DATE: APR 14, 2011 |
||||
|
TICKER: TIBX
SECURITY ID: 88632Q103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
| 1.2 | Elect Director Nanci E.Caldwell | Management | For | For |
| 1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
| 1.4 | Elect Director Narendra K. Gupta | Management | For | For |
| 1.5 | Elect Director Peter J. Job | Management | For | For |
| 1.6 | Elect Director Philip K. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| TIMMINCO LIMITED
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: TIM
SECURITY ID: 887404101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Heinz C. Schimmelbusch | Management | For | For |
| 1.2 | Elect Director John C. Fox | Management | For | For |
| 1.3 | Elect Director John W.W. Hick | Management | For | For |
| 1.4 | Elect Director Jack L. Messman | Management | For | For |
| 1.5 | Elect Director Arthur Spector | Management | For | For |
| 1.6 | Elect Director Michael D. Winfield | Management | For | For |
| 1.7 | Elect Director Mickey M. Yaksich | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Share Option Plan | Management | For | Against |
| 4 | Adopt New By-Law | Management | For | For |
| TOKYO ELECTRON LTD.
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: 8035
SECURITY ID: J86957115
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Higashi, Tetsuro | Management | For | For |
| 1.2 | Elect Director Tsuneishi, Tetsuo | Management | For | For |
| 1.3 | Elect Director Takenaka, Hiroshi | Management | For | For |
| 1.4 | Elect Director Kitayama, Hirofumi | Management | For | For |
| 1.5 | Elect Director Sato, Kiyoshi | Management | For | For |
| 1.6 | Elect Director Iwatsu, Haruo | Management | For | For |
| 1.7 | Elect Director Washino, Kenji | Management | For | For |
| 1.8 | Elect Director Ito, Hikaru | Management | For | For |
| 1.9 | Elect Director Nakamura, Takashi | Management | For | For |
| 1.10 | Elect Director Matsuoka, Takaaki | Management | For | For |
| 1.11 | Elect Director Akimoto, Masami | Management | For | For |
| 1.12 | Elect Director Harada, Yoshiteru | Management | For | For |
| 1.13 | Elect Director Tsutsumi, Hideyuki | Management | For | For |
| 1.14 | Elect Director Inoue, Hiroshi | Management | For | For |
| 1.15 | Elect Director Sakane, Masahiro | Management | For | For |
| 2 | Appoint Statutory Auditor Yoshida, Mitsutaka | Management | For | For |
| 3 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 4 | Approve Deep Discount Stock Option Plan for Executive Directors | Management | For | For |
| 5 | Approve Deep Discount Stock Option Plan | Management | For | For |
| 6 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
| 7 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
| TOMTOM NV
MEETING DATE: APR 29, 2011 |
||||
|
TICKER:
SECURITY ID: N87695107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Open Meeting | Management | None | None |
| 2 | Presentation by H.C.A. Goddijn, CEO | Management | None | None |
| 3 | Receive Annual Report | Management | None | None |
| 4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 5 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 6 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 7 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 8a1 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | Did Not Vote |
| 8a2 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger | Management | For | Did Not Vote |
| 8a3 | Grant Board Authority to Issue Preference Shares up to 50 Percent of the Issued Capital | Management | For | Did Not Vote |
| 8b | Authorize Board to Exclude Preemptive Rights for Issuance under Item 8a | Management | For | Did Not Vote |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 10 | Amend Stock Option Plan | Management | For | Did Not Vote |
| 11 | Approve Granting of Subscription Rights for Ordinary Shares under Employee Stock Option Plan and Management Board Stock Option Plan and Exclude Preemptive Rights | Management | For | Did Not Vote |
| 12a | Reelect D.J. Dunn to Supervisory Board | Management | For | Did Not Vote |
| 12b | Reelect R.F. van den Bergh to Supervisory Board | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
| 14 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | Did Not Vote |
| 15 | Allow Questions | Management | None | None |
| 16 | Close Meeting | Management | None | None |
| TOSHIBA CORP.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: 6502
SECURITY ID: J89752117
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nishida, Atsutoshi | Management | For | Against |
| 1.2 | Elect Director Sasaki, Norio | Management | For | Against |
| 1.3 | Elect Director Muromachi, Masashi | Management | For | Against |
| 1.4 | Elect Director Muraoka, Fumio | Management | For | Against |
| 1.5 | Elect Director Horioka, Hiroshi | Management | For | Against |
| 1.6 | Elect Director Hirabayashi, Hiroshi | Management | For | For |
| 1.7 | Elect Director Sasaki, Takeshi | Management | For | For |
| 1.8 | Elect Director Kosugi, Takeo | Management | For | For |
| 1.9 | Elect Director Shimomitsu, Hidejiro | Management | For | Against |
| 1.10 | Elect Director Tanaka, Hisao | Management | For | Against |
| 1.11 | Elect Director Kitamura, Hideo | Management | For | Against |
| 1.12 | Elect Director Watanabe, Toshiharu | Management | For | Against |
| 1.13 | Elect Director Kubo, Makoto | Management | For | Against |
| 2 | Amend Articles to Require Investigation, Disclosure to Mainichi Shimbun of Work Logs Used in Fraudulent Billing of NEDO | Shareholder | Against | Against |
| 3 | Amend Articles to Require Investigation, Disclosure to Yomiuri Shimbun of Employee's Refusal Document to Fabricate Work Logs Used in Behind Fraudulent Billing of NEDO | Shareholder | Against | Against |
| 4 | Amend Articles to Require Investigation, Disclosure to Asahi Shimbun of Keihin Office Head Warned About Fraudulent Billing of NEDO | Shareholder | Against | Against |
| 5 | Amend Articles to Require Investigation, Disclosure to Sankei Shimbun of Sr. VP of Energy System Group Who Oversaw Keihin Office | Shareholder | Against | Against |
| 6 | Amend Articles to Require Investigation, Disclosure to Nihon Keizai Shimbun of Document Notifying Then-President Sato of Fraudulent Billing of NEDO | Shareholder | Against | Against |
| 7 | Amend Articles to Require Investigation, Disclosure to Mainichi Shimbun of M.O. and Employee Criminal Awareness in Fraudulent Billing of NEDO | Shareholder | Against | Against |
| 8 | Amend Articles to Require Investigation, Disclosure to Yomiuri Shimbun of Organized Crime, Coverup 1 (Keihin Office), Coverup 2 (Headquarters), Coverup 3 (Unexplained Punishments) | Shareholder | Against | Against |
| 9 | Amend Articles to Require Investigation, Disclosure to Asahi Shimbun of Seven Measures Taken by Headquarters in NEDO Affair | Shareholder | Against | Against |
| 10 | Amend Articles to Require Investigation, Disclosure to Sankei Shimbun of NEDO Findings, Toshiba Reaction, Costs, Damage in NEDO Affair | Shareholder | Against | Against |
| 11 | Amend Articles to Require Investigation, Disclosure to Nihon Keizai Shimbun of Who Was Responsible for the NEDO Affair and Coverup | Shareholder | Against | Against |
| 12 | Amend Articles to Require Detailed Answers to All Questions at Shareholder Meetings | Shareholder | Against | Against |
| 13 | Amend Articles to Prohibit Deeming Non-Votes as Votes FOR Management Proposals, AGAINST Shareholder Proposals | Shareholder | Against | Against |
| 14 | Amend Articles to Systematize and Disclose Punitive Action Against Directors | Shareholder | Against | Against |
| 15 | Amend Articles to Require Detailed Historical Disclosure of Director and Officer Punitive Action | Shareholder | Against | Against |
| 16 | Amend Articles to Require Disclosure to Mainichi Shimbun of Specific Accomplishments and Compensation of Each Officer, and Costs Incurred in their Hiring | Shareholder | Against | Against |
| 17 | Amend Articles to Require Disclosure to Yomiuri Shimbun of Reasons for Retaining, Specific Tasks/Accomplishments, Compensation and Cost Incurred to Recruit Consultants and Friends of the Firm | Shareholder | Against | Against |
| 18 | Amend Articles to Require Disclosure to Asahi Shimbun of Number, Positions Held, Origin Agencies of All Hires of Civil Servants, with Annual Breakdown of Revenue from Each Agency | Shareholder | Against | Against |
| 19 | Amend Articles to Mandate JPY 2200 an Hour Minimum Wage to Temporary Workers | Shareholder | Against | Against |
| 20 | Amend Articles to Mandate JPY 5 per Share Minimum Dividend per Year for Five Years | Shareholder | Against | Against |
| 21.1 | Appoint Shareholder Nominee Watanabe, Seigo to the Board | Shareholder | Against | Against |
| 21.2 | Appoint Shareholder Nominee Koyama, Yoshio to the Board | Shareholder | Against | Against |
| 21.3 | Appoint Shareholder Nominee Ozono, Jiro to the Board | Shareholder | Against | Against |
| 21.4 | Appoint Shareholder Nominee Shintani, Masataka to the Board | Shareholder | Against | Against |
| 21.5 | Appoint Shareholder Nominee Isu, Yuichiro to the Board | Shareholder | Against | Against |
| 21.6 | Appoint Shareholder Nominee Tanigawa, Kazuo to the Board | Shareholder | Against | Against |
| 21.7 | Appoint Shareholder Nominee Hatano, Koichi to the Board | Shareholder | Against | Against |
| 21.8 | Appoint Shareholder Nominee Miki, Yoshiaki to the Board | Shareholder | Against | Against |
| 21.9 | Appoint Shareholder Nominee Sasaki, Tomohiko to the Board | Shareholder | Against | Against |
| 21.10 | Appoint Shareholder Nominee Miyamoto, Toshiki to the Board | Shareholder | Against | Against |
| 21.11 | Appoint Shareholder Nominee Oshima, Toshiyuki to the Board | Shareholder | Against | Against |
| 21.12 | Appoint Shareholder Nominee Sato, Fumio to the Board | Shareholder | Against | Against |
| 21.13 | Appoint Shareholder Nominee Nishimuro, Taizo to the Board | Shareholder | Against | Against |
| 21.14 | Appoint Shareholder Nominee Okamura, Tadashi to the Board | Shareholder | Against | Against |
| 21.15 | Appoint Shareholder Nominee Shimagami, Kiyoaki to the Board | Shareholder | Against | Against |
| TOTVS SA
MEETING DATE: MAR 10, 2011 |
||||
|
TICKER: TOTS3
SECURITY ID: P92184103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Rogerio Marcos Martins de Oliveira as Director | Management | For | For |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| TOTVS SA
MEETING DATE: MAR 10, 2011 |
||||
|
TICKER: TOTS3
SECURITY ID: P92184103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Ratify the Acquisition of SRC Servicos de Informatica Ltda, Hery Software Ltda, and Mafipa Servicos e Informatica Ltda, and the Acquisition of 70 Percent of TotalBanco Consultoria e Sistemas Ltda | Management | For | For |
| TOTVS SA
MEETING DATE: MAR 21, 2011 |
||||
|
TICKER: TOTS3
SECURITY ID: P92184103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2 | Approve 5:1 Stock Split and Amend Article 5 Accordingly | Management | For | For |
| 3 | Amend Article 30 Re: Company Representation | Management | For | For |
| 4 | Amend Corporate Purpose | Management | For | For |
| 5 | Amend Article 19 Re: Board Competency to Grant Collateral Guarantees | Management | For | For |
| TRIMBLE NAVIGATION LIMITED
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: TRMB
SECURITY ID: 896239100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director John B. Goodrich | Management | For | For |
| 1.3 | Elect Director William Hart | Management | For | For |
| 1.4 | Elect Director Merit E. Janow | Management | For | For |
| 1.5 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
| 1.7 | Elect Director Mark S. Peek | Management | For | For |
| 1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TRINA SOLAR LTD.
MEETING DATE: AUG 06, 2010 |
||||
|
TICKER: TSL
SECURITY ID: 89628E104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-election of Gao Jifan as Director | Management | For | For |
| 2 | Re-election of Zhao Qian as Director | Management | For | For |
| 3 | Re-election of Yeung Kwok On as Director | Management | For | For |
| 4 | Increase Number of Shares Reserved Under theCompany's Share Incentive Plan from 202,718,350 to 352,718,350 | Management | For | Against |
| 5 | Ratify Deloitte Touche Tohmatsu as Auditors | Management | For | For |
| TYCO ELECTRONICS LTD.
MEETING DATE: MAR 09, 2011 |
||||
|
TICKER: TEL
SECURITY ID: H8912P106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 2 | Reelect Juergen Gromer as Director | Management | For | For |
| 3 | Reelect Robert Hernandez as Director | Management | For | For |
| 4 | Reelect Thomas Lynch as Director | Management | For | For |
| 5 | Reelect Daniel Phelan as Director | Management | For | For |
| 6 | Reelect Frederic Poses as Director | Management | For | For |
| 7 | Reelect Lawrence Smith as Director | Management | For | For |
| 8 | Reelect Paula Sneed as Director | Management | For | For |
| 9 | Reelect David Steiner as Director | Management | For | For |
| 10 | Reelect John Van Scoter as Director | Management | For | For |
| 11 | Accept Annual Report for Fiscal 2009/2010 | Management | For | For |
| 12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Management | For | For |
| 13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Management | For | For |
| 14 | Approve Discharge of Board and Senior Management | Management | For | For |
| 15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Management | For | For |
| 16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Management | For | For |
| 17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 20 | Approve Ordinary Cash Dividend | Management | For | For |
| 21 | Change Company Name to TE Connectivity Ltd | Management | For | For |
| 22 | Amend Articles to Renew Authorized Share Capital | Management | For | For |
| 23 | Approve Reduction in Share Capital | Management | For | For |
| 24 | Authorize Repurchase of up to USD 800 million of Share Capital | Management | For | For |
| 25 | Adjourn Meeting | Management | For | For |
| ULTICOM, INC.
MEETING DATE: DEC 02, 2010 |
||||
|
TICKER: ULCMD
SECURITY ID: 903844207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: VSEA
SECURITY ID: 922207105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard A. Aurelio | Management | For | For |
| 1.2 | Elect Director Bin-ming (Benjamin) Tsai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 29, 2011 |
||||
|
TICKER: PAY
SECURITY ID: 92342Y109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Douglas G. Bergeron | Management | For | For |
| 1.3 | Elect Director Leslie G. Denend | Management | For | For |
| 1.4 | Elect Director Alex W. Hart | Management | For | For |
| 1.5 | Elect Director Robert B. Henske | Management | For | For |
| 1.6 | Elect Director Richard A. McGinn | Management | For | For |
| 1.7 | Elect Director Eitan Raff | Management | For | For |
| 1.8 | Elect Director Charles R. Rinehart | Management | For | For |
| 1.9 | Elect Director Jeffrey E. Stiefler | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| VERISIGN, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: VRSN
SECURITY ID: 92343E102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director D. James Bidzos | Management | For | For |
| 2 | Elect Director William L. Chenevich | Management | For | For |
| 3 | Elect Director Kathleen A. Cote | Management | For | For |
| 4 | Elect Director Mark D. Mclaughlin | Management | For | For |
| 5 | Elect Director Roger H. Moore | Management | For | For |
| 6 | Elect Director John D. Roach | Management | For | For |
| 7 | Elect Director Louis A. Simpson | Management | For | For |
| 8 | Elect Director Timothy Tomlinson | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| VISA INC.
MEETING DATE: JAN 27, 2011 |
||||
|
TICKER: V
SECURITY ID: 92826C839
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3.1 | Elect Director Gary P. Coughlan | Management | For | For |
| 3.2 | Elect Director Mary B. Cranston | Management | For | For |
| 3.3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 3.4 | Elect Director Robert W. Matschullat | Management | For | For |
| 3.5 | Elect Director Cathy E. Minehan | Management | For | For |
| 3.6 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 3.7 | Elect Director David J. Pang | Management | For | For |
| 3.8 | Elect Director Joseph W. Saunders | Management | For | For |
| 3.9 | Elect Director William S. Shanahan | Management | For | For |
| 3.10 | Elect Director John A. Swainson | Management | For | For |
| 4.1 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 4.2 | Elect Director Joseph W. Saunders | Management | For | For |
| 4.3 | Elect Director John A. Swainson | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| VISHAY INTERTECHNOLOGY, INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: VSH
SECURITY ID: 928298108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eliyahu Hurvitz | Management | For | For |
| 1.2 | Elect Director Abraham Ludomirski | Management | For | For |
| 1.3 | Elect Director Wayne M. Rogers | Management | For | For |
| 1.4 | Elect Director Ronald Ruzic | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| VISHAY PRECISION GROUP INC
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: VPG
SECURITY ID: 92835K103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc Zandman | Management | For | For |
| 1.2 | Elect Director Samuel Broydo | Management | For | For |
| 1.3 | Elect Director Saul Reibstein | Management | For | For |
| 1.4 | Elect Director Timothy Talbert | Management | For | For |
| 1.5 | Elect Director Ziv Shoshani | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Reflect Accurate Outstanding Share Base | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| VISTAPRINT NV
MEETING DATE: NOV 04, 2010 |
||||
|
TICKER: VPRT
SECURITY ID: N93540107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Louis R. Page to Supervisory Board | Management | For | For |
| 2 | Elect Richard T. Riley to Supervisory Board | Management | For | For |
| 3 | Approve Financial Statements | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
| 7 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 8 | Other Business (Non-Voting) | Management | None | None |
| VISTAPRINT NV
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: VPRT
SECURITY ID: N93540107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| 2 | Elect Katryn Blake as Director | Management | For | For |
| 3 | Elect Donald Nelson as Director | Management | For | For |
| 4 | Elect Nicholas Ruotolo as Director | Management | For | For |
| 5 | Elect Ernst Teunissen as Director | Management | For | For |
| VMWARE, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: VMW
SECURITY ID: 928563402
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Renee J. James | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| VOCUS, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: VOCS
SECURITY ID: 92858J108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin Burns | Management | For | For |
| 1.2 | Elect Director Ronald Kaiser | Management | For | For |
| 1.3 | Elect Director Richard Rudman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| VST HOLDINGS LIMITED
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: 00856
SECURITY ID: G9400C111
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reelect Tay Eng Hoe as Director | Management | For | Against |
| 2b | Reelect Ong Wei Hiam as Director | Management | For | Against |
| 2c | Reelect Li Wei as Director | Management | For | For |
| 2d | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 11, 2010 |
||||
|
TICKER: WDC
SECURITY ID: 958102105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Peter D. Behrendt | Management | For | For |
| 2 | Elect Director Kathleen A. Cote | Management | For | For |
| 3 | Elect Director John F. Coyne | Management | For | For |
| 4 | Elect Director Henry T. DeNero | Management | For | For |
| 5 | Elect Director William L. Kimsey | Management | For | For |
| 6 | Elect Director Michael D. Lambert | Management | For | For |
| 7 | Elect Director Len J. Lauer | Management | For | For |
| 8 | Elect Director Matthew E. Massengill | Management | For | For |
| 9 | Elect Director Roger H. Moore | Management | For | For |
| 10 | Elect Director Thomas E. Pardun | Management | For | For |
| 11 | Elect Director Arif Shakeel | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| WINTEK CORPORATION
MEETING DATE: JUN 10, 2011 |
||||
|
TICKER: 2384
SECURITY ID: Y9664Q103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of Capital Reserve and Issuance of New Shares | Management | For | For |
| 4 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| WNS HOLDINGS LTD.
MEETING DATE: OCT 20, 2010 |
||||
|
TICKER: WNS
SECURITY ID: 92932M101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Ratify Change of Auditors from Ernst & Young to Grant Thornton, India | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Sir Anthony Greener as a Director | Management | For | For |
| 5 | Reelect Richard Bernays as a Director | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| WOLFSON MICROELECTRONICS PLC
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: WLF
SECURITY ID: G97272101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Michael Ruettgers as Director | Management | For | For |
| 4 | Re-elect Robert Eckelmann as Director | Management | For | For |
| 5 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase | Management | For | For |
| 10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| WPG HOLDINGS CO., LTD.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: 3702
SECURITY ID: Y9698R101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Proposal of Cash Dividend Distribution from Capital Reserves | Management | For | For |
| 4 | Approve Capitalization of Capital Reserve and Issuance of New Shares | Management | For | For |
| 5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 6.1 | Elect Simon Huang with Shareholder Number 1 as Director | Management | For | Against |
| 6.2 | Elect Mike Chang with Shareholder Number 5 as Director | Management | For | Against |
| 6.3 | Elect T.L. Lin with Shareholder Number 2 as Director | Management | For | Against |
| 6.4 | Elect K.Y. Chen with Shareholder Number 3 as Director | Management | For | Against |
| 6.5 | Elect Thomas Pai with Shareholder Number 6 as Director | Management | For | Against |
| 6.6 | Elect David Lai, a Representative of Fullerton Technology Co. , with Shareholder Number 4 as Director | Management | For | Against |
| 6.7 | Elect Ken Hsu with Shareholder Number 9 as Director | Management | For | Against |
| 6.8 | Elect Henry Shaw, a Representative of Liang Xin Finance Co., Ltd., with Shareholder Number 20375 as Director | Management | For | Against |
| 6.9 | Elect Kai-Lu Cheng with Shareholder Number 70962 as Director | Management | For | Against |
| 6.10 | Elect Ming-Jen Hsu, a Representative of M & M Capital Co., Ltd., with Shareholder Number 104678 as Director | Management | For | Against |
| 6.11 | Elect K.D. TSENG with Shareholder Number 134074 as Director | Management | For | Against |
| 6.12 | Elect Peter Huang with Shareholder Number 134081 as Director | Management | For | Against |
| 6.13 | Elect Jack J. T. Huang with ID Number A100320106 as Independent Director | Management | For | For |
| 6.14 | Elect Chin-Yeong Hwang with ID Number G120051153 as Independent Director | Management | For | For |
| 6.15 | Elect Rong-Ruey Duh with ID Number D101417129 as Independent Director | Management | For | For |
| 6.16 | Elect Yung-Hong Yu with ID Number F121292344 as Independent Director | Management | For | For |
| 6.17 | Elect Chao-Tang Yue with ID Number E101392306 as Independent Director | Management | For | For |
| 7 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| XEROX CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: XRX
SECURITY ID: 984121103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert J. Keegan | Management | For | For |
| 6 | Elect Director Robert A. McDonald | Management | For | For |
| 7 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director Ann N. Reese | Management | For | For |
| 10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| XILINX, INC.
MEETING DATE: AUG 11, 2010 |
||||
|
TICKER: XLNX
SECURITY ID: 983919101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Philip T. Gianos | Management | For | For |
| 2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 3 | Elect Director John L. Doyle | Management | For | For |
| 4 | Elect Director Jerald G. Fishman | Management | For | For |
| 5 | Elect Director William G. Howard, Jr. | Management | For | For |
| 6 | Elect Director J. Michael Patterson | Management | For | For |
| 7 | Elect Director Albert A. Pimentel | Management | For | For |
| 8 | Elect Director Marshall C. Turner | Management | For | For |
| 9 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
| XINGDA INTERNATIONAL HOLDINGS LTD
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: 01899
SECURITY ID: G9827V106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend of HK$0.15 Per Share | Management | For | For |
| 3a1 | Reelect Liu Xiang as Director | Management | For | Against |
| 3a2 | Reelect Koo Fook Sun, Louis as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| YOUNG FAST OPTOELECTRONICS CO., LTD.
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: 3622
SECURITY ID: Y98498101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of Profits and Capital Reserve and Issuance of New Shares | Management | For | For |
| 4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 5 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Management | For | For |
| 6 | Approve Amendments on the Procedures for Endorsement and Guarantees | Management | For | For |
| 7 | Approve Amendment to Rules of Procedure for Election of Directors and Supervisors | Management | For | For |
| 8 | Approve to Amend Rules and Procedures Regarding Shareholder's General Meeting | Management | For | For |
| 9 | Approve to Formulate Scope and Rules for the Functions and Powers of Supervisors | Management | For | For |
| 10 | Approve 5-Year Income Tax Exemption Regarding Cash Capital Increase in 2010 | Management | For | For |
| 11.1 | Elect Tejen Lin with Shareholder Number 3032 as Director | Management | For | Against |
| 11.2 | Elect a Representative of Sol Young Enterprises Co., Ltd. with Shareholder Number 2395 as Director | Management | For | Against |
| 11.3 | Elect Sheng-hui Chen with Shareholder Number 2375 as Director | Management | For | Against |
| 11.4 | Elect Chih-chiang Pai with Shareholder Number 11 as Director | Management | For | Against |
| 11.5 | Elect Yi-chuan Hsu with Shareholder Number 3051 as Director | Management | For | Against |
| 11.6 | Elect Cheng-kun Kuo with Shareholder Number 3551 as Independent Director | Management | For | For |
| 11.7 | Elect Wei-lin Wang with Shareholder Number 3549 as Independent Director | Management | For | For |
| 11.8 | Elect a Representative of Hold-key Electric Wire & Cable Co., Ltd. with Shareholder Number 560 as Supervisor | Management | For | Against |
| 11.9 | Elect Wen-cheng Wu with Shareholder Number 3543 as Supervisor | Management | For | Against |
| 11.10 | Elect Chia-yen Lin with Shareholder Number 55903 as Supervisor | Management | For | Against |
| 12 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors | Management | For | For |
| YOUNGTEK ELECTRONICS CORP.
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: 6261
SECURITY ID: Y9859Y101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Capitalization of 2010 Capital Reserve and Issuance of New Shares | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| ZTE CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: 000063
SECURITY ID: Y0004F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Report of the Board of Directors | Management | For | For |
| 3 | Accept Report of the Supervisory Committee | Management | For | For |
| 4 | Accept Report of the President of the Company | Management | For | For |
| 5 | Accept Final Financial Accounts of the Company | Management | For | For |
| 6a | Approve Application to the Bank of China Ltd., Shenzhen Branch for a Composite Credit Facility Amounting to RMB 23 Billion | Management | For | For |
| 6b | Approve Application to the China Development Bank Corporation, Shezhen Branch for a Composite Credit Facility Amounting to $4.5 Billion | Management | For | For |
| 7a | Reappoint Ernst & Young Hua Ming as PRC Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7b | Reappoint Ernst & Young as Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8a | Approve Application for Investment Limits in Derivative Products for Value Protection Against US Dollar Risk Exposure for an Amount Not Exceeding $800 Million | Management | For | For |
| 8b | Approve Application for Investment Limits in Derivative Products for Value Protection Against Euro Risk Exposure for an Amount Not Exceeding EUR 150 Million | Management | For | For |
| 8c | Approve Application for Investment Limits in Fixed Income Derivative Products for an Amount Not Exceeding $1 Billion | Management | For | For |
| 9 | Approve Investment in the Research and Development Base in Yuhuatai District of Nanjing | Management | For | For |
| 9 | Approve Profit Distribution Proposal and Capitalization from Capital Reserves of the Company for 2010 | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 12a | Amend Clause Relating to Third-Party Guarantees in Article 160 of Chapter 10 of the Articles of Association | Shareholder | None | For |
| 12b | Amend Clause Specifying that the Board of Directors May Determine the Types of Derivative Investment at its Discretion in Article 160 of Chapter 10 of the Articles of Association | Shareholder | None | For |
| 13a | Approve Provision of Guarantee by ZTE in Relation to the Overseas Medium or Long-Term Debt Financing of ZTE (HK) Ltd. | Shareholder | None | For |
| 13b | Approve Authorization of the Conduct of Interest Rate Swap Transactions by ZTE (HK) Ltd. | Shareholder | None | For |
| ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
MEETING DATE: SEP 10, 2010 |
||||
|
TICKER: 000063
SECURITY ID: Y0004F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Investment in and Construction of ZTE Heyuan Production and Research and Development Training Base Project and the Execution of the Relevant Investment Contract | Management | For | For |
| 2 | Approve Application for Investment Limits in Foreign Exchange Derivative Products for Value-Protection | Management | For | For |
| ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
MEETING DATE: NOV 30, 2010 |
||||
|
TICKER: 000063
SECURITY ID: Y0004F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve External Investment of the Company Pursuant to the Establishment of ZTE Finance Co., Ltd. | Management | For | For |
| 2 | Approve Resolution of the Company on Increasing the Insurance Amount of Directors', Supervisors' and Senior Management's Liability Insurance | Management | For | For |
VOTE SUMMARY REPORT
SELECT TELECOMMUNICATIONS PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ABOVENET, INC.
MEETING DATE: JUN 23, 2011 |
||||
|
TICKER: ABVT
SECURITY ID: 00374N107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey A. Brodsky | Management | For | For |
| 1.2 | Elect Director Michael J. Embler | Management | For | For |
| 1.3 | Elect Director William G. LaPerch | Management | For | For |
| 1.4 | Elect Director Richard Postma | Management | For | For |
| 1.5 | Elect Director Richard Shorten, Jr. | Management | For | For |
| 1.6 | Elect Director Stuart Subotnick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: AKAM
SECURITY ID: 00971T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director C. Kim Goodwin | Management | For | For |
| 2 | Elect Director David W. Kenny | Management | For | For |
| 3 | Elect Director Peter J. Kight | Management | For | For |
| 4 | Elect Director Frederic V. Salerno | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 8 | Ratify Auditors | Management | For | For |
| AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: AMT
SECURITY ID: 029912201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Raymond P. Dolan | Management | For | For |
| 2 | Elect Director Ronald M. Dykes | Management | For | For |
| 3 | Elect Director Carolyn F. Katz | Management | For | For |
| 4 | Elect Director Gustavo Lara Cantu | Management | For | For |
| 5 | Elect Director Joann A. Reed | Management | For | For |
| 6 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 7 | Elect Director David E. Sharbutt | Management | For | For |
| 8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 9 | Elect Director Samme L. Thompson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ARUBA NETWORKS, INC.
MEETING DATE: DEC 10, 2010 |
||||
|
TICKER: ARUN
SECURITY ID: 043176106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dominic P. Orr | Management | For | For |
| 1.2 | Elect Director Keerti G. Melkote | Management | For | For |
| 1.3 | Elect Director Bernard Guidon | Management | For | For |
| 1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
| 1.5 | Elect Director Michael R. Kourey | Management | For | For |
| 1.6 | Elect Director Douglas Leone | Management | For | For |
| 1.7 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ASIAINFO-LINKAGE, INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: ASIA
SECURITY ID: 04518A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward Tian | Management | For | For |
| 1.2 | Elect Director Davin A. Mackenzie | Management | For | For |
| 1.3 | Elect Director Xiwei Huang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| AT&T INC.
MEETING DATE: APR 29, 2011 |
||||
|
TICKER: T
SECURITY ID: 00206R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Randall L. Stephenson | Management | For | For |
| 2 | Elect Director Gilbert F. Amelio | Management | For | For |
| 3 | Elect Director Reuben V. Anderson | Management | For | For |
| 4 | Elect Director James H. Blanchard | Management | For | For |
| 5 | Elect Director Jaime Chico Pardo | Management | For | For |
| 6 | Elect Director James P. Kelly | Management | For | For |
| 7 | Elect Director Jon C. Madonna | Management | For | For |
| 8 | Elect Director Lynn M. Martin | Management | For | For |
| 9 | Elect Director John B. McCoy | Management | For | For |
| 10 | Elect Director Joyce M. Roche | Management | For | For |
| 11 | Elect Director Matthew K. Rose | Management | For | For |
| 12 | Elect Director Laura D Andrea Tyson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| AXIATA GROUP BHD.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: AXIATA
SECURITY ID: Y0488A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Final Tax Exempt Dividend of MYR 0.10 Per Share for the Financial Year Ended Dec. 31, 2010 | Management | For | For |
| 3 | Elect Azzat Kamaludin as Director | Management | For | For |
| 4 | Elect Juan Villalonga Navarro as Director | Management | For | Against |
| 5 | Elect Muhamad Chatib Basri as Director | Management | For | For |
| 6 | Approve Remuneration of Directors in the Amount of MYR 1.58 Million for the Financial Year Ended Dec. 31, 2010 | Management | For | For |
| 7 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions | Management | For | For |
| 9 | Amend Employee Share Option Scheme to Include Restricted Share Plan | Management | For | Against |
| 10 | Approve Grant of up to 1.2 Million New Ordinary Shares to Jamaludin Ibrahim, Managing Director/President & Group CEO of the Company, Under the Share Scheme | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital (Proposed Share Buy-Back) | Management | For | For |
| 12 | Approve Exemption for Khazanah Nasional Bhd. from the Obligation to Undertake a Mandatory Take-Over Offer on the Remaining Voting Shares in the Company Not Already Owned by it After the Proposed Share Buy-Back | Management | For | For |
| BLUE LABEL TELECOMS LTD
MEETING DATE: OCT 12, 2010 |
||||
|
TICKER:
SECURITY ID: S12461109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 May 2010 | Management | For | For |
| 2.1 | Re-elect Joe Mthimunye as Director | Management | For | Against |
| 2.2 | Re-elect Larry Nestadt as Director | Management | For | For |
| 3 | Elect Kevin Ellerine as Director | Management | For | Against |
| 4 | Reappoint PricewaterhouseCoopers Inc as Auditors and Eben Gerryts as the Individual Registered Auditor and Authorise Their Remuneration | Management | For | For |
| 5 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| 6 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 7 | Authorise Board to Issue Shares for Cash up to a Maximum of Three Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Non-executive Directors Fees | Management | For | For |
| 9 | Approve Consulting Services Fees for Non-executive Directors | Management | For | For |
| 10 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | Against |
| BT GROUP PLC
MEETING DATE: JUL 22, 2010 |
||||
|
TICKER: BT.A
SECURITY ID: G16612106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 5 | Re-elect Ian Livingston as Director | Management | For | For |
| 6 | Re-elect Carl Symon as Director | Management | For | For |
| 7 | Elect Anthony Ball as Director | Management | For | For |
| 8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Market Purchase | Management | For | For |
| 13 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| CABLE & WIRELESS COMMUNICATIONS PLC
MEETING DATE: JUL 21, 2010 |
||||
|
TICKER: CWC
SECURITY ID: G1839G102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Sir Richard Lapthorne as Director | Management | For | For |
| 4 | Elect Nick Cooper as Director | Management | For | For |
| 5 | Re-elect Kate Nealon as Director | Management | For | For |
| 6 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase | Management | For | For |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 12 | Approve Scrip Dividend Scheme | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Authorise the Company to Use Electronic Communications | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| CABLE & WIRELESS WORLDWIDE PLC
MEETING DATE: JUL 21, 2010 |
||||
|
TICKER: CW.
SECURITY ID: G1839Y103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Tim Weller as Director | Management | For | For |
| 4 | Re-elect Penny Hughes as Director | Management | For | For |
| 5 | Re-elect John Pluthero as Director | Management | For | For |
| 6 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase | Management | For | For |
| 11 | Amend Long Term Incentive Plan | Management | For | For |
| 12 | Approve THUS Share Purchase Plan 2010 | Management | For | For |
| 13 | Authorise the Company to Use Electronic Communications | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Approve Scrip Dividend Program | Management | For | For |
| 17 | Approve Final Dividend | Management | For | For |
| CBEYOND, INC.
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: CBEY
SECURITY ID: 149847105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James F. Geiger | Management | For | For |
| 1.2 | Elect Director Larry D. Thompson | Management | For | For |
| 1.3 | Elect Director Kevin Costello | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CENTURYLINK, INC.
MEETING DATE: AUG 24, 2010 |
||||
|
TICKER: CTL
SECURITY ID: 156700106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| CENTURYLINK, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: CTL
SECURITY ID: 156700106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Virginia Boulet | Management | For | For |
| 1.2 | Elect Director Peter C. Brown | Management | For | For |
| 1.3 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.4 | Elect Director Gregory J. McCray | Management | For | For |
| 1.5 | Elect Director Michael J. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| CHINA UNICOM (HONG KONG) LTD
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: 00762
SECURITY ID: 16945R104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Reelect Lu Yimin as Director | Management | For | For |
| 3a2 | Reelect Li Fushen as Director | Management | For | For |
| 3a3 | Reelect Cesareo Alierta Izuel as Director | Management | For | Against |
| 3a4 | Reelect Wong Wai Ming as Director | Management | For | For |
| 3a5 | Reelect Cai Hongbin as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Amend Articles of Association | Management | For | For |
| CINCINNATI BELL INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: CBB
SECURITY ID: 171871106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Phillip R. Cox | Management | For | For |
| 2 | Elect Director Bruce L. Byrnes | Management | For | For |
| 3 | Elect Director John F. Cassidy | Management | For | For |
| 4 | Elect Director Jakki L. Haussler | Management | For | For |
| 5 | Elect Director Craig F. Maier | Management | For | For |
| 6 | Elect Director Alex Shumate | Management | For | For |
| 7 | Elect Director Lynn A. Wentworth | Management | For | For |
| 8 | Elect Director John M. Zrno | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 11 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 12 | Approve Executive Incentive Bonus Plan | Management | For | For |
| CISCO SYSTEMS, INC.
MEETING DATE: NOV 18, 2010 |
||||
|
TICKER: CSCO
SECURITY ID: 17275R102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. Mcgeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 17 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| 18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Shareholder | Against | Abstain |
| CLEARWIRE CORPORATION
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: CLWR
SECURITY ID: 18538Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Stanton | Management | For | For |
| 1.2 | Elect Director William R. Blessing | Management | For | For |
| 1.3 | Elect Director Jose A. Collazo | Management | For | For |
| 1.4 | Elect Director Mufit Cinali | Management | For | Withhold |
| 1.5 | Elect Director Hossein Eslambolchi, Ph.D. | Management | For | For |
| 1.6 | Elect Director Dennis S. Hersch | Management | For | For |
| 1.7 | Elect Director Brian P. McAndrews | Management | For | Withhold |
| 1.8 | Elect Director Theodore H. Schell | Management | For | For |
| 1.9 | Elect Director Kathleen H. Rae | Management | For | For |
| 1.10 | Elect Director Benjamin G. Wolff | Management | For | Withhold |
| 1.11 | Elect Director Jennifer L. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| COGENT COMMUNICATIONS GROUP, INC.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: CCOI
SECURITY ID: 19239V302
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director Steven D. Brooks | Management | For | For |
| 1.3 | Elect Director Erel N. Margalit | Management | For | Withhold |
| 1.4 | Elect Director Timothy Weingarten | Management | For | Withhold |
| 1.5 | Elect Director Richard T. Liebhaber | Management | For | For |
| 1.6 | Elect Director D. Blake Bath | Management | For | Withhold |
| 1.7 | Elect Director Marc Montagner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| COMCAST CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: CMCSA
SECURITY ID: 20030N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Joseph J. Collins | Management | For | For |
| 1.6 | Elect Director J. Michael Cook | Management | For | For |
| 1.7 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.9 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Restricted Stock Plan | Management | For | Against |
| 5 | Amend Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: CCI
SECURITY ID: 228227104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale N. Hatfield | Management | For | For |
| 1.2 | Elect Director Lee W. Hogan | Management | For | For |
| 1.3 | Elect Director Robert F. Mckenzie | Management | For | For |
| 1.4 | Elect Director David C. Abrams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DIRECTV
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: DTV
SECURITY ID: 25490A101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David B. Dillon | Management | For | For |
| 1.2 | Elect Director Samuel A. DiPiazza, Jr. | Management | For | For |
| 1.3 | Elect Director Lorrie M. Norrington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Authorized Class B Shares, Eliminate Class C Common Stock and Deletion of Rights to Call Special Meetings to Certain Stockholders | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DISH TV INDIA LTD.
MEETING DATE: AUG 21, 2010 |
||||
|
TICKER: 532839
SECURITY ID: Y2076S114
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Articles of Association Re: Subscription Agreement Between the Company and Apollo India Pvt. Equity II (Mauritius) Ltd. | Management | For | For |
| 2 | Amend Other Objects Clause of the Memorandum of Association | Management | For | For |
| DISH TV INDIA LTD.
MEETING DATE: NOV 11, 2010 |
||||
|
TICKER: 532839
SECURITY ID: Y2076S114
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Composite Scheme of Amalgamation and Arrangement between Dish TV India Ltd, Integrated Subscriber Management Services Ltd, and Agrani Satellite Services Ltd | Management | For | For |
| DISH TV INDIA LTD.
MEETING DATE: DEC 16, 2010 |
||||
|
TICKER: 532839
SECURITY ID: Y2076S114
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint S. Chandra as Director | Management | For | Against |
| 3 | Reappoint E.L. Zinterhofer as Director | Management | For | For |
| 4 | Approve B S R & Co as Auditors in Place of MGB & Co, the Retiring Auditors, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Appoint M. Bhandari as Director | Management | For | For |
| 6 | Appoint L. Chand as Director | Management | For | For |
| 7 | Approve Appointment and Remuneration of G. Goel, Relative of a Director, to Hold an Office of or Place of Profit in Integrated Subscriber Management Services Ltd, a Wholly Owned Subsidiary Company | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $200 Million | Management | For | For |
| 9 | Approve Pledging of Assets for Debt | Management | For | For |
| ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: ERICB
SECURITY ID: 294821608
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael Treschow as Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
| 7 | Receive President's Report; Allow Questions | Management | None | None |
| 8.1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 8.2 | Approve Discharge of Board and President | Management | For | For |
| 8.3 | Approve Allocation of Income and Dividends of SEK 2.25 per Share; Set Record Date for Dividend as April 18, 2011 | Management | For | For |
| 9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | For |
| 9.2 | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 825,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | For |
| 9.3 | Reelect R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, C. Svanberg, H. Vestberg, and M. Volpi as Directors; Elect L. Johansson (Chair) and J. Wallenberg as New Directors | Management | For | Against |
| 9.4 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 9.5 | Approve Omission of Remuneration of Members of the Nomination Committee | Management | For | For |
| 9.6 | Approve Remuneration of Auditors | Management | For | For |
| 9.7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 11.1 | Approve 2011 Share Matching Plan for All Employees | Management | For | For |
| 11.2 | Authorize Reissuance of 11.7 Million Repurchased Class B Shares for 2011 Share Matching Plan for All Employees | Management | For | For |
| 11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | For |
| 11.4 | Approve 2011 Share Matching Plan for Key Contributors | Management | For | For |
| 11.5 | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2011 Share Matching Plan for Key Contributors | Management | For | For |
| 11.6 | Approve Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | For |
| 11.7 | Approve 2011 Restricted Stock Plan for Executives | Management | For | For |
| 11.8 | Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2011 Restricted Stock Plan for Executives | Management | For | For |
| 11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | For |
| 12 | Authorize Reissuance of up to 13.8 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2007, 2008, 2009, and 2010 Long-Term Variable Compensation Plans | Management | For | For |
| 13 | Amend Corporate Purpose | Management | For | For |
| 14 | General Meeting Shall Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | None | For |
| 15 | Close Meeting | Management | None | None |
| F5 NETWORKS, INC.
MEETING DATE: MAR 14, 2011 |
||||
|
TICKER: FFIV
SECURITY ID: 315616102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John Chapple | Management | For | For |
| 2 | Elect Director A. Gary Ames | Management | For | For |
| 3 | Elect Director Scott Thompson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| FRONTIER COMMUNICATIONS CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: FTR
SECURITY ID: 35906A108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
| 1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1.3 | Elect Director Jeri B. Finard | Management | For | For |
| 1.4 | Elect Director Edward Fraioli | Management | For | For |
| 1.5 | Elect Director James S. Kahan | Management | For | For |
| 1.6 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1.7 | Elect Director Howard L. Schrott | Management | For | For |
| 1.8 | Elect Director Larraine D. Segil | Management | For | For |
| 1.9 | Elect Director Mark Shapiro | Management | For | For |
| 1.10 | Elect Director Myron A. Wick, III | Management | For | For |
| 1.11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Ratify Auditors | Management | For | For |
| GLOBAL CROSSING LIMITED
MEETING DATE: JUL 08, 2010 |
||||
|
TICKER: GLBC
SECURITY ID: G3921A175
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Macaluso | Management | For | Withhold |
| 1.2 | Elect Director Michael Rescoe | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| GLOBAL CROSSING LIMITED
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: GLBC
SECURITY ID: G3921A175
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles Macaluso | Management | For | For |
| 1.2 | Elect Director Michael Rescoe | Management | For | For |
| 2 | Approve Reduction of Share Premium Account | Management | For | For |
| 3 | Approve Ernst & Young Llp as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GLU MOBILE INC.
MEETING DATE: AUG 26, 2010 |
||||
|
TICKER: GLUU
SECURITY ID: 379890106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| GLU MOBILE INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: GLUU
SECURITY ID: 379890106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hany M. Nada | Management | For | For |
| 1.2 | Elect Director Benjamin T. Smith, IV | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| GOOGLE INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: GOOG
SECURITY ID: 38259P508
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
| HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
MEETING DATE: JUL 23, 2010 |
||||
|
TICKER: HTO
SECURITY ID: X3258B102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Members of Audit Committee | Management | For | Did Not Vote |
| 2 | Approve Director Expenses | Management | For | Did Not Vote |
| 3 | Approve Amendments in Executive Contracts with the Company | Management | For | Did Not Vote |
| 4 | Other Business | Management | For | Did Not Vote |
| HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
MEETING DATE: DEC 23, 2010 |
||||
|
TICKER: HTO
SECURITY ID: X3258B102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director | Management | For | Against |
| 2 | Approve Termination of Contract With Director | Management | For | For |
| 3 | Approve Related Party Transactions | Management | For | For |
| 4 | Other Business | Management | For | Against |
| ICO GLOBAL COMMUNICATIONS (HOLDINGS) LIMITED
MEETING DATE: JUN 14, 2011 |
||||
|
TICKER: ICOG
SECURITY ID: 44930K108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard P. Emerson | Management | For | For |
| 1.2 | Elect Director Richard P. Fox | Management | For | For |
| 1.3 | Elect Director Nicolas Kauser | Management | For | For |
| 1.4 | Elect Director Craig O. McCaw | Management | For | Withhold |
| 1.5 | Elect Director R. Gerard Salemme | Management | For | For |
| 1.6 | Elect Director Stuart M. Sloan | Management | For | For |
| 1.7 | Elect Director H. Brian Thompson | Management | For | For |
| 1.8 | Elect Director Benjamin G. Wolff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| ICO GLOBAL COMMUNICATIONS HOLDINGS
MEETING DATE: DEC 13, 2010 |
||||
|
TICKER: ICOG
SECURITY ID: 44930K108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard P. Emerson | Management | For | For |
| 1.2 | Elect Director Richard P. Fox | Management | For | For |
| 1.3 | Elect Director Nicolas Kauser | Management | For | Withhold |
| 1.4 | Elect Director Craig O. McCaw | Management | For | Withhold |
| 1.5 | Elect Director Barry L. Rowan | Management | For | Withhold |
| 1.6 | Elect Director R. Gerard Salemme | Management | For | For |
| 1.7 | Elect Director Stuart M. Sloan | Management | For | For |
| 1.8 | Elect Director H. Brian Thompson | Management | For | Withhold |
| 1.9 | Elect Director Benjamin G. Wolff | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| IDEA CELLULAR LTD
MEETING DATE: SEP 27, 2010 |
||||
|
TICKER: 532822
SECURITY ID: Y3857E100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint R. Birla as Director | Management | For | Against |
| 3 | Reappoint T. Vakil as Director | Management | For | For |
| 4 | Reappoint A. Thiagarajan as Director | Management | For | For |
| 5 | Reappoint B.A. Subramanian as Director | Management | For | Against |
| 6 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Appoint J.V. Navarro as Director | Management | For | Against |
| IDEA CELLULAR LTD
MEETING DATE: MAR 04, 2011 |
||||
|
TICKER: 532822
SECURITY ID: Y3857E100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 127(a) of the Articles of Association Re: Increase in Board Size | Management | For | For |
| ILIAD
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: ILD
SECURITY ID: F4958P102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Payment Agreement with Maxime Lombardini | Management | For | For |
| 6 | Reelect Maxime Lombardini as Director | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 11 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 15 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Approve Employee Stock Purchase Plan | Management | Against | For |
| 18 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 19 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Amend Article 23.1 of Bylaws Re: Bonds Issuance Authorization | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| JUNIPER NETWORKS, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: JNPR
SECURITY ID: 48203R104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mary B. Cranston | Management | For | For |
| 1.2 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.3 | Elect Director J. Michael Lawrie | Management | For | For |
| 1.4 | Elect Director David Schlotterbeck | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Declassify the Board of Directors | Shareholder | None | For |
| KABEL DEUTSCHLAND HOLDING AG
MEETING DATE: OCT 20, 2010 |
||||
|
TICKER: KD8
SECURITY ID: D6424C104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | For | For |
| 4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010/2011 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Participation in Supervisory Board Meetings | Management | For | For |
| LEVEL 3 COMMUNICATIONS, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: LVLT
SECURITY ID: 52729N100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.2 | Elect Director James Q. Crowe | Management | For | For |
| 1.3 | Elect Director R. Douglas Bradbury | Management | For | For |
| 1.4 | Elect Director Douglas C. Eby | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Richard R. Jaros | Management | For | For |
| 1.7 | Elect Director Robert E. Julian | Management | For | For |
| 1.8 | Elect Director Michael J. Mahoney | Management | For | For |
| 1.9 | Elect Director Rahul N. Merchant | Management | For | For |
| 1.10 | Director Charles C. Miller, III | Management | For | For |
| 1.11 | Elect Director Arun Netravali | Management | For | For |
| 1.12 | Elect Director John T. Reed | Management | For | For |
| 1.13 | Elect Director Michael B. Yanney | Management | For | For |
| 1.14 | Elect Director Dr. Albert C. Yates | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Other Business | Management | For | Against |
| LIBERTY GLOBAL, INC.
MEETING DATE: JUN 21, 2011 |
||||
|
TICKER: LBTYA
SECURITY ID: 530555101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael T. Fries | Management | For | For |
| 1.2 | Elect Director Paul A. Gould | Management | For | For |
| 1.3 | Elect Director John C. Malone | Management | For | For |
| 1.4 | Elect Director Larry E. Romrell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| METROPCS COMMUNICATIONS, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: PCS
SECURITY ID: 591708102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger D. Linquist | Management | For | For |
| 1.2 | Elect Director Arthur C. Patterson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| MOBILE TELESYSTEMS OJSC
MEETING DATE: DEC 23, 2010 |
||||
|
TICKER: MTSI
SECURITY ID: 607409109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Meeting Procedures | Management | For | For |
| 2 | Approve Reorganization via Acquisition of Comstar United TeleSystems, ZAO United TeleSystems, ZAO Kapital, ZAO Operator Svyazi, ZAO MTS, ZAO Comstar-Direct; Approve Merger Agreement | Management | For | For |
| 3 | Approve Reorganization via Acquisition of ZAO Dagtelekom; Approve Merger Agreement | Management | For | For |
| 4 | Approve Reorganization via Acquisition of OAO Evrotel; Approve Merger Agreement | Management | For | For |
| 5 | Approve Increase in Share Capital via Issuance of Shares | Management | For | For |
| 6 | Amend Charter | Management | For | For |
| MTN GROUP LTD
MEETING DATE: JUL 15, 2010 |
||||
|
TICKER: MTN
SECURITY ID: S8039R108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2009 | Management | For | For |
| 2 | Re-elect MC Ramaphosa as Director | Management | For | For |
| 3 | Re-elect DDB Band as Director | Management | For | For |
| 4 | Re-elect AF van Biljon as Director | Management | For | For |
| 5 | Elect MLD Marole as Director | Management | For | For |
| 6 | Elect NP Mageza as Director | Management | For | For |
| 7 | Elect A Harper as Director | Management | For | For |
| 8 | Elect NI Patel as Director | Management | For | For |
| 9 | Approve Non-Executive Directors Fees with Effect from 1 January 2010 | Management | For | For |
| 10 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 11 | Appoint AF van Biljon, J van Rooyen, JHN Strydom, NP Mageza and MJN Njeke as Members of the Audit Committee | Management | For | For |
| 12 | Approve Performanace Share Plan 2010 and Share Appreciation Rights Scheme 2010 | Management | For | For |
| 13 | Approve the Restraint of Trade Agreement with PF Nhleko | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | For | For |
| 15 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
| 16 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| MTN GROUP LTD
MEETING DATE: AUG 20, 2010 |
||||
|
TICKER: MTN
SECURITY ID: S8039R108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Various Transactions Relating to the MTN BEE Transaction | Management | For | For |
| 1 | Authorise Repurchase of Shares | Management | For | For |
| 2 | Sanction Financial Assistance in Connection with the MTN BEE Transaction | Management | For | For |
| 2 | Authorise Board to Issue Shares for Cash up to 43,761,745 MTN Shares | Management | For | For |
| 3 | Authorise Board to Issue Shares for Cash up to 31,716,333 MTN Shares | Management | For | For |
| 4 | Authorise Board to Ratify and Execute Ordinary Resolutions 1, 2 and 3 and Special Resolutions 1 and 2 | Management | For | For |
| 5 | Approve the ESOP and the Specific Issue of Shares Under the ESOP for Cash | Management | For | For |
| 3 | Sanction Financial Assistance in Connection with the ESOP | Management | For | For |
| MTN GROUP LTD
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: MTN
SECURITY ID: S8039R108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Re-elect Azmi Mikati as Director | Management | For | For |
| 2 | Re-elect Jeff van Rooyen as Director | Management | For | For |
| 3 | Re-elect Jan Strydom as Director | Management | For | For |
| 4 | Re-elect Johnson Njeke as Director | Management | For | For |
| 5 | Re-elect Koosum Kalyan as Director | Management | For | For |
| 6 | Re-elect Alan van Biljon as Chairman of the Audit Committee | Management | For | For |
| 7 | Re-elect Jeff van Rooyen as Member of the Audit Committee | Management | For | For |
| 8 | Re-elect Jan Strydom as Member of the Audit Committee | Management | For | For |
| 9 | Re-elect Peter Mageza as Member of the Audit Committee | Management | For | For |
| 10 | Re-elect Johnson Njeke as Member of the Audit Committee | Management | For | For |
| 11 | Reappoint PricewaterhouseCoopers Inc and SizweNtsaluba VSP as Joint Auditors | Management | For | For |
| 12 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 13 | Approve Remuneration Philosophy | Management | For | For |
| 14 | Approve Increase in Non-executive Directors' Remuneration with effect from 1 July 2011 | Management | For | For |
| 15 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
| 16 | Approve Financial Assistance to Related or Inter-related Companies | Management | For | For |
| NETAPP, INC.
MEETING DATE: AUG 31, 2010 |
||||
|
TICKER: NTAP
SECURITY ID: 64110D104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffry R. Allen | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Thomas Georgens | Management | For | For |
| 1.4 | Elect Director Gerald Held | Management | For | For |
| 1.5 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.6 | Elect Director T. Michael Nevens | Management | For | For |
| 1.7 | Elect Director George T. Shaheen | Management | For | For |
| 1.8 | Elect Director Robert T. Wall | Management | For | For |
| 1.9 | Elect Director Daniel J. Warmenhoven | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| NII HOLDINGS, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: NIHD
SECURITY ID: 62913F201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Herington | Management | For | For |
| 1.2 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.3 | Elect Director John W. Risner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| NTELOS HOLDINGS CORP.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: NTLS
SECURITY ID: 67020Q107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy G. Biltz | Management | For | For |
| 1.2 | Elect Director Steven G. Felsher | Management | For | For |
| 1.3 | Elect Director Robert E. Guth | Management | For | For |
| 1.4 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.5 | Elect Director Michael Huber | Management | For | For |
| 1.6 | Elect Director James A. Hyde | Management | For | For |
| 1.7 | Elect Director Julia B. North | Management | For | For |
| 1.8 | Elect Director Jerry E. Vaughn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: NUAN
SECURITY ID: 67020Y100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | Against |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | Against |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Elect Director Mark R. Laret | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| POLYCOM, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: PLCM
SECURITY ID: 73172K104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew M. Miller | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.3 | Elect Director David G. Dewalt | Management | For | For |
| 1.4 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.5 | Elect Director D. Scott Mercer | Management | For | For |
| 1.6 | Elect Director William A. Owens | Management | For | For |
| 1.7 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Ratify Auditors | Management | For | For |
| PT INDOSAT, INDONESIAN SATELLITE CORPORATION
MEETING DATE: FEB 08, 2011 |
||||
|
TICKER: ISAT
SECURITY ID: Y7130D110
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Commissioners and/or Directors | Management | For | Abstain |
| PT INDOSAT, INDONESIAN SATELLITE CORPORATION
MEETING DATE: JUN 24, 2011 |
||||
|
TICKER: ISAT
SECURITY ID: Y7130D110
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income for Reserve Funds, Payment of Dividend, and Other Purposes | Management | For | For |
| 3 | Approve Remuneration of Commissioners | Management | For | For |
| 4 | Appoint Auditors | Management | For | For |
| 5 | Elect Commissioners and/or Directors | Management | For | Abstain |
| PT TOWER BERSAMA INFRASTRUCTURE TBK
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: TBIG
SECURITY ID: Y71372109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report, Commissioners' Report, Report on the Utilization of Proceeds from the Public Offering, and Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Appoint Auditors | Management | For | For |
| 4 | Approve Remuneration of Directors and Commissioners | Management | For | For |
| QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: AUG 24, 2010 |
||||
|
TICKER: Q
SECURITY ID: 749121109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| RACKSPACE HOSTING, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: RAX
SECURITY ID: 750086100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Graham Weston | Management | For | For |
| 1.2 | Elect Director Palmer Moe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SANDVINE CORPORATION
MEETING DATE: APR 06, 2011 |
||||
|
TICKER: SVC
SECURITY ID: 800213100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger Maggs | Management | For | For |
| 1.2 | Elect Director Mark Guibert | Management | For | For |
| 1.3 | Elect Director John Keating | Management | For | For |
| 1.4 | Elect Director Ken Taylor | Management | For | For |
| 1.5 | Elect Director David Caputo | Management | For | For |
| 1.6 | Elect Director Steven McCartney | Management | For | For |
| 1.7 | Elect Director Scott Hamilton | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| SAVVIS, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: SVVS
SECURITY ID: 805423308
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randy E. Dobbs | Management | For | For |
| 1.2 | Elect Director Clyde A. Heintzelman | Management | For | For |
| 1.3 | Elect Director Thomas E. McInerney | Management | For | Withhold |
| 1.4 | Elect Director James E. Ousley | Management | For | For |
| 1.5 | Elect Director James P. Pellow | Management | For | For |
| 1.6 | Elect Director David C. Peterschmidt | Management | For | Withhold |
| 1.7 | Elect Director Mercedes A. Walton | Management | For | For |
| 1.8 | Elect Director Patrick J. Welsh | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
| 6 | Ratify Auditors | Management | For | For |
| SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: SBAC
SECURITY ID: 78388J106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. Bernstein | Management | For | For |
| 1.2 | Elect Director Duncan H. Cocroft | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: S
SECURITY ID: 852061100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| SUPPORT.COM, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: SPRT
SECURITY ID: 86858W101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shawn Farshchi | Management | For | For |
| 1.2 | Elect Director Mark Fries | Management | For | For |
| 1.3 | Elect Director Michael Linton | Management | For | For |
| 1.4 | Elect Director J. Martin O'Malley | Management | For | For |
| 1.5 | Elect Director Joshua Pickus | Management | For | For |
| 1.6 | Elect Director Toni Portmann | Management | For | For |
| 1.7 | Elect Director Jim Stephens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| SYNAPTICS INCORPORATED
MEETING DATE: OCT 19, 2010 |
||||
|
TICKER: SYNA
SECURITY ID: 87157D109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Tiernan | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: SNCR
SECURITY ID: 87157B103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Hopkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| SYNIVERSE HOLDINGS, INC.
MEETING DATE: JAN 12, 2011 |
||||
|
TICKER: SVR
SECURITY ID: 87163F106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| TELEPHONE AND DATA SYSTEMS, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: TDS
SECURITY ID: 879433100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clarence A. Davis | Management | For | For |
| 1.2 | Elect Director Christopher D. O'Leary | Management | For | For |
| 1.3 | Elect Director Gary L. Sugarman | Management | For | For |
| 1.4 | Elect Director Herbert S. Wander | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Equal Rights for All Shares | Shareholder | Against | For |
| TEN NETWORK HOLDINGS LTD.
MEETING DATE: DEC 09, 2010 |
||||
|
TICKER: TEN
SECURITY ID: Q8980R109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended Aug. 31, 2010 | Management | None | None |
| 2a | Elect Paul Gleeson as a Director | Management | For | For |
| 2b | Elect David Gordon as a Director | Management | For | For |
| 2c | Elect Dean Hawkins as a Director | Management | For | For |
| 2d | Elect Christine Holgate as a Director | Management | For | For |
| 2e | Elect Brian Long as a Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Fiscal Year Ended Aug. 31, 2010 | Management | For | For |
| TIME WARNER CABLE INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: TWC
SECURITY ID: 88732J207
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Carole Black | Management | For | For |
| 2 | Elect Director Glenn A. Britt | Management | For | For |
| 3 | Elect Director Thomas H. Castro | Management | For | For |
| 4 | Elect Director David C. Chang | Management | For | For |
| 5 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 6 | Elect Director Peter R. Haje | Management | For | For |
| 7 | Elect Director Donna A. James | Management | For | For |
| 8 | Elect Director Don Logan | Management | For | For |
| 9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 10 | Elect Director Wayne H. Pace | Management | For | For |
| 11 | Elect Director Edward D. Shirley | Management | For | For |
| 12 | Elect Director John E. Sununu | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TRIMBLE NAVIGATION LIMITED
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: TRMB
SECURITY ID: 896239100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director John B. Goodrich | Management | For | For |
| 1.3 | Elect Director William Hart | Management | For | For |
| 1.4 | Elect Director Merit E. Janow | Management | For | For |
| 1.5 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.6 | Elect Director Bradford W. Parkinson | Management | For | For |
| 1.7 | Elect Director Mark S. Peek | Management | For | For |
| 1.8 | Elect Director Nickolas W. Vande Steeg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| TW TELECOM INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: TWTC
SECURITY ID: 87311L104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory J. Attorri | Management | For | For |
| 1.2 | Elect Director Spencer B. Hays | Management | For | For |
| 1.3 | Elect Director Larissa L. Herda | Management | For | For |
| 1.4 | Elect Director Kevin W. Mooney | Management | For | For |
| 1.5 | Elect Director Kirby G. Pickle | Management | For | For |
| 1.6 | Elect Director Roscoe C. Young, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: VZ
SECURITY ID: 92343V104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Lowell C. Mcadam | Management | For | For |
| 5 | Elect Director Sandra O. Moose | Management | For | For |
| 6 | Elect Director Joseph Neubauer | Management | For | For |
| 7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Disclose Prior Government Service | Shareholder | Against | Against |
| 17 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 18 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| VIRGIN MEDIA INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: VMED
SECURITY ID: 92769L101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Chiddix | Management | For | For |
| 1.2 | Elect Director William R. Huff | Management | For | For |
| 1.3 | Elect Director James F. Mooney | Management | For | For |
| 1.4 | Elect Director John N. Rigsby | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VODAFONE GROUP PLC
MEETING DATE: JUL 27, 2010 |
||||
|
TICKER: VOD
SECURITY ID: 92857W209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Sir John Bond as Director | Management | For | For |
| 3 | Re-elect John Buchanan as Director | Management | For | For |
| 4 | Re-elect Vittorio Colao as Director | Management | For | For |
| 5 | Re-elect Michel Combes as Director | Management | For | For |
| 6 | Re-elect Andy Halford as Director | Management | For | For |
| 7 | Re-elect Stephen Pusey as Director | Management | For | For |
| 8 | Re-elect Alan Jebson as Director | Management | For | For |
| 9 | Re-elect Samuel Jonah as Director | Management | For | For |
| 10 | Re-elect Nick Land as Director | Management | For | For |
| 11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 12 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Approve Share Incentive Plan | Management | For | For |
| VONAGE HOLDINGS CORP.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: VG
SECURITY ID: 92886T201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Marc P. Lefar | Management | For | Withhold |
| 1.2 | Elect Director John J. Roberts | Management | For | Withhold |
| 1.3 | Elect Director Carl Sparks | Management | For | For |
| 1.4 | Elect Director Joseph M. Redling | Management | For | For |
| 1.5 | Elect Director David C. Nagel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| WINDSTREAM CORP.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: WIN
SECURITY ID: 97381W104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Carol B. Armitage | Management | For | For |
| 2 | Elect Director Samuel E. Beall, III | Management | For | For |
| 3 | Elect Director Dennis E. Foster | Management | For | For |
| 4 | Elect Director Francis X. Frantz | Management | For | For |
| 5 | Elect Director Jeffery R. Gardner | Management | For | For |
| 6 | Elect Director Jeffrey T. Hinson | Management | For | For |
| 7 | Elect Director Judy K. Jones | Management | For | For |
| 8 | Elect Director William A. Montgomery | Management | For | For |
| 9 | Elect Director Alan L. Wells | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT TRANSPORTATION PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ACCURIDE CORPORATION
MEETING DATE: NOV 18, 2010 |
||||
|
TICKER: ACW
SECURITY ID: 00439T107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ACCURIDE CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: ACW
SECURITY ID: 00439T206
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith E. Busse | Management | For | Withhold |
| 1.2 | Elect Director Richard F. Dauch | Management | For | For |
| 1.3 | Elect Director Benjamin C. Duster, IV | Management | For | Withhold |
| 1.4 | Elect Director Robert J. Kelly | Management | For | Withhold |
| 1.5 | Elect Director William M. Lasky | Management | For | For |
| 1.6 | Elect Director Stephen S. Ledoux | Management | For | For |
| 1.7 | Elect Director John W. Risner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AIR CANADA
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: AC.B
SECURITY ID: ADPV14598
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bernard Attali | Management | For | For |
| 1.2 | Elect Director Michael M. Green | Management | For | For |
| 1.3 | Elect Director Jean Marc Huot | Management | For | For |
| 1.4 | Elect Director Pierre Marc Johnson | Management | For | For |
| 1.5 | Elect Director Joseph B. Leonard | Management | For | For |
| 1.6 | Elect Director Arthur T. Porter | Management | For | For |
| 1.7 | Elect Director David I. Richardson | Management | For | For |
| 1.8 | Elect Director Roy J. Romanow | Management | For | For |
| 1.9 | Elect Director Calin Rovinescu | Management | For | For |
| 1.10 | Elect Director Vagn Sorensen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | Management | None | Against |
| AIR TRANSPORT SERVICES GROUP, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: ATSG
SECURITY ID: 00922R105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Carey | Management | For | For |
| 1.2 | Elect Director John D. Geary | Management | For | For |
| 1.3 | Elect Director J. Christopher Teets | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| AIRCASTLE LIMITED
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: AYR
SECURITY ID: G0129K104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph P. Adams, Jr. | Management | For | For |
| 1.2 | Elect Director Ronald L. Merriman | Management | For | For |
| 1.3 | Elect Director Charles W. Pollard | Management | For | For |
| 2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| AIRTRAN HOLDINGS, INC.
MEETING DATE: MAR 23, 2011 |
||||
|
TICKER: AAI
SECURITY ID: 00949P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ALASKA AIR GROUP, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: ALK
SECURITY ID: 011659109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William S. Ayer | Management | For | For |
| 2 | Elect Director Patricia M. Bedient | Management | For | For |
| 3 | Elect Director Marion C. Blakey | Management | For | For |
| 4 | Elect Director Phyllis J. Campbell | Management | For | For |
| 5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
| 6 | Elect Director R. Marc Langland | Management | For | For |
| 7 | Elect Director Dennis F. Madsen | Management | For | For |
| 8 | Elect Director Byron I. Mallott | Management | For | For |
| 9 | Elect Director J. Kenneth Thompson | Management | For | For |
| 10 | Elect Director Bradley D. Tilden | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Provide Right to Act by Written Consent | Management | Against | Against |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| ARKANSAS BEST CORPORATION
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: ABFS
SECURITY ID: 040790107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Alden | Management | For | For |
| 1.2 | Elect Director Frank Edelstein | Management | For | For |
| 1.3 | Elect Director William M. Legg | Management | For | For |
| 1.4 | Elect Director Judy R. McReynolds | Management | For | For |
| 1.5 | Elect Director Robert A. Young III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ARVINMERITOR, INC.
MEETING DATE: JAN 20, 2011 |
||||
|
TICKER: MTOR
SECURITY ID: 043353101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 1.2 | Elect Director Rhonda L. Brooks | Management | For | For |
| 1.3 | Elect Director Steven G. Rothmeier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| ASL MARINE HOLDINGS LTD.
MEETING DATE: OCT 25, 2010 |
||||
|
TICKER: A04
SECURITY ID: Y0393T104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.03 Per Share | Management | For | For |
| 3 | Approve Directors' Fees SGD 176,000 for the Year Ended June 30, 2010 | Management | For | For |
| 4 | Reelect Andre Yeap Poh Leong as Director | Management | For | Against |
| 5 | Reelect Ang Kok Leong as Director | Management | For | Against |
| 6 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 8 | Authorize Share Repurchase Program | Management | For | For |
| 9 | Approve Issuance of Shares and Grant Options Pursuant to the ASL Employee Share Option Scheme | Management | For | For |
| 10 | Approve Issuance of Shares and Grant of Awards Pursuant to the ASL Performance Shares Scheme | Management | For | For |
| ATLAS AIR WORLDWIDE HOLDINGS, INC.
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: AAWW
SECURITY ID: 049164205
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert F. Agnew | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Eugene I. Davis | Management | For | For |
| 1.4 | Elect Director William J. Flynn | Management | For | For |
| 1.5 | Elect Director James S. Gilmore III | Management | For | For |
| 1.6 | Elect Director Carol B. Hallett | Management | For | For |
| 1.7 | Elect Director Frederick McCorkle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| AVANTAIR, INC.
MEETING DATE: JAN 19, 2011 |
||||
|
TICKER: AAIR
SECURITY ID: 05350T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert J. Lepofsky | Management | For | For |
| 1.2 | Elect Director Steven F. Santo | Management | For | For |
| 1.3 | Elect Director A. Clinton Allen | Management | For | For |
| 1.4 | Elect Director Stephanie A. Cuskley | Management | For | For |
| 1.5 | Elect Director Richard B. DeWolfe | Management | For | For |
| 1.6 | Elect Director Arthur H. Goldberg | Management | For | For |
| 1.7 | Elect Director Barry J. Gordon | Management | For | For |
| 1.8 | Elect Director Lorne Weil | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| BOMBARDIER INC.
MEETING DATE: JUN 01, 2011 |
||||
|
TICKER: BBD.B
SECURITY ID: 097751200
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laurent Beaudoin | Management | For | For |
| 1.2 | Elect Director Pierre Beaudoin | Management | For | For |
| 1.3 | Elect Director Andre Berard | Management | For | For |
| 1.4 | Elect Director J.R. Andre Bombardier | Management | For | For |
| 1.5 | Elect Director Janine Bombardier | Management | For | For |
| 1.6 | Elect Director Martha Finn Brooks | Management | For | For |
| 1.7 | Elect Director L. Denis Desautels | Management | For | For |
| 1.8 | Elect Director Thierry Desmarest | Management | For | For |
| 1.9 | Elect Director Jean-Louis Fontaine | Management | For | For |
| 1.10 | Elect Director Daniel Johnson | Management | For | For |
| 1.11 | Elect DirectorJean C. Monty | Management | For | For |
| 1.12 | Elect Director Carlos E. Represas | Management | For | For |
| 1.13 | Elect Director Jean-Pierre Rosso | Management | For | For |
| 1.14 | Elect Director Heinrich Weiss | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4.1 | Critical Mass of Qualified Women on the Board | Shareholder | Against | Against |
| 4.2 | Adopt a Policy Stipulating an Internal Pay Ratio | Shareholder | Against | Against |
| 4.3 | Additional Information Regarding Peer Comparisons of Compensation | Shareholder | Against | Against |
| 4.4 | Adopt Rules of Governance | Shareholder | Against | Against |
| C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: CHRW
SECURITY ID: 12541W209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert Ezrilov | Management | For | For |
| 2 | Elect Director Wayne M. Fortun | Management | For | For |
| 3 | Elect Director Brian P. Short | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| CON-WAY INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: CNW
SECURITY ID: 205944101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John J. Anton | Management | For | For |
| 2 | Elect Director William R. Corbin | Management | For | For |
| 3 | Elect Director Robert Jaunich II | Management | For | For |
| 4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
| 5 | Elect Director Michael J. Murray | Management | For | For |
| 6 | Elect Director Edith R. Perez | Management | For | For |
| 7 | Elect Director John C. Pope | Management | For | For |
| 8 | Elect Director William J. Schroeder | Management | For | For |
| 9 | Elect Director Douglas W. Stotlar | Management | For | For |
| 10 | Elect Director Peter W. Stott | Management | For | For |
| 11 | Elect Director Chelsea C. White III | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Ratify Auditors | Management | For | For |
| CONTINENTAL AIRLINES, INC.
MEETING DATE: SEP 17, 2010 |
||||
|
TICKER: CAL
SECURITY ID: 210795308
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Please Mark For If Stock Owned Beneficially By You Is Owned and Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Or controlled By Any Person Who Is Not A U.S. Citizen | Management | None | For |
| CONTRANS GROUP INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: CSS
SECURITY ID: 21233T101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Stanley G. Dunford, Gregory W. Rumble, Robert B. Burgess, Archie M. Leach, and G. Ross Amos as Directors | Management | For | Withhold |
| 2 | Approve KPMG LL as Auditors of the COmpany and Authorize Board to Fix Their Remuneration | Management | For | For |
| CONTRANS GROUP INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: CSS
SECURITY ID: ADPC00912
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Stanley G. Dunford, Gregory W. Rumble, Robert B. Burgess, Archie M. Leach, and G. Ross Amos as Directors | Management | For | Withhold |
| 2 | Approve KPMG LL as Auditors of the COmpany and Authorize Board to Fix Their Remuneration | Management | For | For |
| COPA HOLDINGS S.A.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: CPAN
SECURITY ID: P31076105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Jose Castaneda as Director | Management | For | Did Not Vote |
| 2 | Elect Stanley Motta, Jaime Arias, Alberto C. Motta Jr., Joseph Fidanque, and Jose Castaneda as Directors | Management | For | Did Not Vote |
| CSX CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: CSX
SECURITY ID: 126408103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Donna M. Alvarado | Management | For | For |
| 2 | Elect Director John B. Breaux | Management | For | For |
| 3 | Elect Director Pamela L. Carter | Management | For | For |
| 4 | Elect Director Steven T. Halverson | Management | For | For |
| 5 | Elect Director Edward J. Kelly, III | Management | For | For |
| 6 | Elect Director Gilbert H. Lamphere | Management | For | For |
| 7 | Elect Director John D. McPherson | Management | For | For |
| 8 | Elect Director Timothy T. O'Toole | Management | For | For |
| 9 | Elect Director David M. Ratcliffe | Management | For | For |
| 10 | Elect Director Donald J. Shepard | Management | For | For |
| 11 | Elect Director Michael J. Ward | Management | For | For |
| 12 | Elect Director J.C. Watts, Jr. | Management | For | For |
| 13 | Elect Director J. Steven Whisler | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| DART GROUP PLC
MEETING DATE: SEP 02, 2010 |
||||
|
TICKER: DTG
SECURITY ID: G2657C132
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Andrew Merrick as Director | Management | For | For |
| 4 | Re-elect Brian Templar as Director | Management | For | For |
| 5 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase | Management | For | For |
| 10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| DELTA AIR LINES, INC.
MEETING DATE: JUN 30, 2011 |
||||
|
TICKER: DAL
SECURITY ID: 247361702
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 2 | Elect Director Edward H. Bastian | Management | For | For |
| 3 | Elect Director Roy J. Bostock | Management | For | For |
| 4 | Elect Director John S. Brinzo | Management | For | For |
| 5 | Elect Director Daniel A. Carp | Management | For | For |
| 6 | Elect Director John M. Engler | Management | For | For |
| 7 | Elect Director Mickey P. Foret | Management | For | For |
| 8 | Elect Director David R. Goode | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Kenneth C. Rogers | Management | For | For |
| 11 | Elect Director Kenneth B. Woodrow | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| DOLLAR THRIFTY AUTOMOTIVE GROUP, INC.
MEETING DATE: SEP 30, 2010 |
||||
|
TICKER: DTG
SECURITY ID: 256743105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: EXPD
SECURITY ID: 302130109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Mark A. Emmert | Management | For | For |
| 2 | Elect Director R. Jordan Gates | Management | For | For |
| 3 | Elect Director Dan P. Kourkoumelis | Management | For | For |
| 4 | Elect Director Michael J. Malone | Management | For | For |
| 5 | Elect Director John W. Meisenbach | Management | For | For |
| 6 | Elect Director Peter J. Rose | Management | For | For |
| 7 | Elect Director James L.k. Wang | Management | For | For |
| 8 | Elect Director Robert R. Wright | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Approve Stock Option Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| EXPRESS-1 EXPEDITED SOLUTIONS, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: XPO
SECURITY ID: 30217Q108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jay N. Taylor | Management | For | For |
| 1.2 | Elect Director Daniel Para | Management | For | For |
| 1.3 | Elect Director Michael R. Welch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| FEDERAL-MOGUL CORPORATION
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: FDML
SECURITY ID: 313549404
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carl C. Icahn | Management | For | For |
| 1.2 | Elect Director Jose Maria Alapont | Management | For | For |
| 1.3 | Elect Director George Feldenkreis | Management | For | Withhold |
| 1.4 | Elect Director Vincent J. Intrieri | Management | For | For |
| 1.5 | Elect Director J. Michael Laisure | Management | For | For |
| 1.6 | Elect Director Samuel J. Merksamer | Management | For | For |
| 1.7 | Elect Director Daniel A. Ninivaggi | Management | For | For |
| 1.8 | Elect Director David S. Schechter | Management | For | For |
| 1.9 | Elect Director Neil S. Subin | Management | For | Withhold |
| 1.10 | Elect Director James H. Vandenberghe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FEDEX CORPORATION
MEETING DATE: SEP 27, 2010 |
||||
|
TICKER: FDX
SECURITY ID: 31428X106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director John A. Edwardson | Management | For | For |
| 3 | Elect Director J.R. Hyde, III | Management | For | For |
| 4 | Elect Director Shirley A. Jackson | Management | For | For |
| 5 | Elect Director Steven R. Loranger | Management | For | For |
| 6 | Elect Director Gary W. Loveman | Management | For | For |
| 7 | Elect Director Susan C. Schwab | Management | For | For |
| 8 | Elect Director Frederick W. Smith | Management | For | For |
| 9 | Elect Director Joshua I. Smith | Management | For | For |
| 10 | Elect Director David P. Steiner | Management | For | For |
| 11 | Elect Director Paul S. Walsh | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 16 | Adopt Policy on Succession Planning | Shareholder | Against | For |
| FREIGHTCAR AMERICA, INC.
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: RAIL
SECURITY ID: 357023100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas M. Fitzpatrick | Management | For | For |
| 1.2 | Elect Director Thomas A. Madden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| FROZEN FOOD EXPRESS INDUSTRIES, INC.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: FFEX
SECURITY ID: 359360104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barrett D. Clark | Management | For | For |
| 1.2 | Elect Director Kevin K. Kilpatrick | Management | For | For |
| 1.3 | Elect Director S. Russell Stubbs | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| HAWAIIAN HOLDINGS, INC.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: HA
SECURITY ID: 419879101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory S. Anderson | Management | For | For |
| 1.2 | Elect Director L. Todd Budge | Management | For | For |
| 1.3 | Elect Director Mark B. Dunkerley | Management | For | For |
| 1.4 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.5 | Elect Director Randall L. Jenson | Management | For | For |
| 1.6 | Elect Director Bert T. Kobayashi, Jr. | Management | For | For |
| 1.7 | Elect Director Crystal K. Rose | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HUB GROUP, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: HUBG
SECURITY ID: 443320106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Mark A. Yeager | Management | For | For |
| 1.3 | Elect Director Gary D. Eppen | Management | For | For |
| 1.4 | Elect Director Charles R. Reaves | Management | For | For |
| 1.5 | Elect Director Martin P. Slark | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: JBHT
SECURITY ID: 445658107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Douglas G. Duncan | Management | For | For |
| 2 | Elect Director Wayne Garrison | Management | For | For |
| 3 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 4 | Elect Director Gary C. George | Management | For | For |
| 5 | Elect Director Bryan Hunt | Management | For | For |
| 6 | Elect Director Coleman H. Peterson | Management | For | For |
| 7 | Elect Director John N. Roberts III | Management | For | For |
| 8 | Elect Director James L. Robo | Management | For | For |
| 9 | Elect Director William J. Shea, Jr. | Management | For | For |
| 10 | Elect Director Kirk Thompson | Management | For | For |
| 11 | Elect Director John A. White | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Ratify Auditors | Management | For | For |
| JETBLUE AIRWAYS CORPORATION
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: JBLU
SECURITY ID: 477143101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Barger | Management | For | For |
| 1.2 | Elect Director Jens Bischof | Management | For | For |
| 1.3 | Elect Director Peter Boneparth | Management | For | For |
| 1.4 | Elect Director David Checketts | Management | For | For |
| 1.5 | Elect Director Virginia Gambale | Management | For | For |
| 1.6 | Elect Director Stephan Gemkow | Management | For | For |
| 1.7 | Elect Director Stanley McChrystal | Management | For | For |
| 1.8 | Elect Director Joel Peterson | Management | For | For |
| 1.9 | Elect Director Ann Rhoades | Management | For | For |
| 1.10 | Elect Director Frank Sica | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| KANSAS CITY SOUTHERN
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: KSU
SECURITY ID: 485170302
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Henry R. Davis | Management | For | For |
| 1.2 | Elect Director Robert J. Druten | Management | For | For |
| 1.3 | Elect Director Rodney E. Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| KIRBY CORPORATION
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: KEX
SECURITY ID: 497266106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David L. Lemmon | Management | For | For |
| 2 | Elect Director George A. Peterkin, Jr. | Management | For | For |
| 3 | Elect Director Richard R. Stewart | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| KUEHNE & NAGEL INTERNATIONAL AG
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: KNIN
SECURITY ID: H4673L145
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Balance Sheet Profit and CHF 1.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4a | Reelect Juergen Fitschen as Director | Management | For | Did Not Vote |
| 4b | Reelect Karl Gernandt as Director | Management | For | Did Not Vote |
| 4c | Reelect Hans-Joerg Hager as Director | Management | For | Did Not Vote |
| 4d | Reelect Klaus-Michael Kuehne as Director | Management | For | Did Not Vote |
| 4e | Reelect Hans Lerch as Director | Management | For | Did Not Vote |
| 4f | Reelect Wolfgang Peiner as Director | Management | For | Did Not Vote |
| 4g | Reelect Thomas Staehelin as Director | Management | For | Did Not Vote |
| 4h | Reelect Joerg Wolle as Director | Management | For | Did Not Vote |
| 4i | Reelect Bernd Wrede as Director | Management | For | Did Not Vote |
| 4j | Elect Renato Fassbind as Director | Management | For | Did Not Vote |
| 5 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| LANDSTAR SYSTEM, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: LSTR
SECURITY ID: 515098101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 1.2 | Elect Director David G. Bannister | Management | For | For |
| 1.3 | Elect Director Michael A. Henning | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| MARTEN TRANSPORT, LTD.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: MRTN
SECURITY ID: 573075108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Randolph L. Marten | Management | For | For |
| 1.2 | Elect Director Larry B. Hagness | Management | For | For |
| 1.3 | Elect Director Thomas J. Winkel | Management | For | For |
| 1.4 | Elect Director Jerry M. Bauer | Management | For | For |
| 1.5 | Elect Director Robert L. Demorest | Management | For | For |
| 1.6 | Elect Director G. Larry Owens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| NAVIOS MARITIME ACQUISITION CORPORATION
MEETING DATE: DEC 22, 2010 |
||||
|
TICKER: NNA
SECURITY ID: Y62159101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Ted C. Petrone as a Director | Management | For | For |
| 1.2 | Elect Nikolaos Veraros as a Director | Management | For | For |
| 2 | Increase Authorized Preferred and Common Stock | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| NAVISTAR INTERNATIONAL CORPORATION
MEETING DATE: FEB 15, 2011 |
||||
|
TICKER: NAV
SECURITY ID: 63934E108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Keyes | Management | For | For |
| 1.2 | Elect Director John D. Correnti | Management | For | For |
| 1.3 | Elect Director Daniel C. Ustian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Against |
| NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: NSC
SECURITY ID: 655844108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gerald L. Baliles | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Karen N. Horn | Management | For | For |
| 4 | Elect Director J. Paul Reason | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| OLD DOMINION FREIGHT LINE, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: ODFL
SECURITY ID: 679580100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Earl E. Congdon | Management | For | For |
| 1.2 | Elect Director David S. Congdon | Management | For | For |
| 1.3 | Elect Director John R. Congdon | Management | For | For |
| 1.4 | Elect Director J. Paul Breitbach | Management | For | For |
| 1.5 | Elect Director John R. Congdon, Jr. | Management | For | For |
| 1.6 | Elect Director Robert G. Culp, III | Management | For | Withhold |
| 1.7 | Elect Director John D. Kasarda | Management | For | For |
| 1.8 | Elect Director Leo H. Suggs | Management | For | Withhold |
| 1.9 | Elect Director D. Michael Wray | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Ratify Auditors | Management | For | For |
| PACER INTERNATIONAL, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: PACR
SECURITY ID: 69373H106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert D. Lake | Management | For | For |
| 1.2 | Elect Director Robert F. Starzel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Charter Regarding Business Combinations | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| PANALPINA WELTTRANSPORT (HOLDING) AG
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: PWTN
SECURITY ID: H60147107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports Including Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4.1.1 | Reelect Rudolf Hug as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Chris Muntwyler as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Roger Schmid as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Hans-Peter Strodel as Director | Management | For | Did Not Vote |
| 4.1.5 | Reelect Beat Walti as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Lars Foerberg as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Knud Stubkjaer as Director | Management | For | Did Not Vote |
| 5 | Approve Creation of CHF 6 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| RAILAMERICA, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: RA
SECURITY ID: 750753402
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph P. Adams, Jr. | Management | For | For |
| 1.2 | Elect Director Paul R. Goodwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| REPUBLIC AIRWAYS HOLDINGS INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: RJET
SECURITY ID: 760276105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bryan K. Bedford | Management | For | For |
| 1.2 | Elect Director Lawrence J. Cohen | Management | For | For |
| 1.3 | Elect Director Neal S. Cohen | Management | For | For |
| 1.4 | Elect Director Douglas J. Lambert | Management | For | For |
| 1.5 | Elect Director Mark L. Plaumann | Management | For | For |
| 1.6 | Elect Director Richard P. Schifter | Management | For | For |
| 1.7 | Elect Director David N. Siegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| RUSH ENTERPRISES, INC.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: RUSHA
SECURITY ID: 781846209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Marvin Rush | Management | For | For |
| 1.2 | Elect Director W.M. 'Rusty' Rush | Management | For | For |
| 1.3 | Elect Director James C. Underwood | Management | For | For |
| 1.4 | Elect Director Harold D. Marshall | Management | For | For |
| 1.5 | Elect Director Thomas A. Akin | Management | For | For |
| 1.6 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| RYDER SYSTEM, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: R
SECURITY ID: 783549108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James S. Beard | Management | For | For |
| 2 | Elect Director L. Patrick Hassey | Management | For | For |
| 3 | Elect Director Lynn M. Martin | Management | For | For |
| 4 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SAIA, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: SAIA
SECURITY ID: 78709Y105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Linda J. French | Management | For | For |
| 2 | Elect Director William F. Martin, Jr. | Management | For | For |
| 3 | Elect Director Bjorn E. Olsson | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Ratify Auditors | Management | For | For |
| SKYWEST, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: SKYW
SECURITY ID: 830879102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry C. Atkin | Management | For | For |
| 1.2 | Elect Director J. Ralph Atkin | Management | For | For |
| 1.3 | Elect Director Margaret S. Billson | Management | For | For |
| 1.4 | Elect Director Ian M. Cumming | Management | For | For |
| 1.5 | Elect Director Henry J. Eyring | Management | For | For |
| 1.6 | Elect Director Robert G. Sarver | Management | For | For |
| 1.7 | Elect Director Steven F. Udvar-hazy | Management | For | For |
| 1.8 | Elect Director James L. Welch | Management | For | For |
| 1.9 | Elect Director Michael K. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: LUV
SECURITY ID: 844741108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Gary C. Kelly | Management | For | For |
| 6 | Elect Director Nancy B. Loeffler | Management | For | For |
| 7 | Elect Director John T. Montford | Management | For | For |
| 8 | Elect Director Thomas M. Nealon | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| SWIFT TRANSPORTATION COMPANY
MEETING DATE: JUN 03, 2011 |
||||
|
TICKER: SWFT
SECURITY ID: 87074U101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Post | Management | For | For |
| 1.2 | Elect Director Jerry Moyes | Management | For | For |
| 1.3 | Elect Director Richard Dozer | Management | For | For |
| 1.4 | Elect Director David Vander Ploeg | Management | For | For |
| 1.5 | Elect Director Glenn Brown | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| TEGMA GESTAO LOGISTICA S.A
MEETING DATE: APR 04, 2011 |
||||
|
TICKER: TGMA3
SECURITY ID: P90284103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| TEGMA GESTAO LOGISTICA S.A
MEETING DATE: APR 04, 2011 |
||||
|
TICKER: TGMA3
SECURITY ID: P90284103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Article 2 Re: Company Offices | Management | For | For |
| 2 | Amend Article 24 Re: Executive Committee | Management | For | For |
| 3 | Amend Article 26 Re: Duties of Executive Vice President | Management | For | For |
| THE BOEING COMPANY
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: BA
SECURITY ID: 097023105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John E. Bryson | Management | For | For |
| 2 | Elect Director David L. Calhoun | Management | For | For |
| 3 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 4 | Elect Director Linda Z. Cook | Management | For | For |
| 5 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 6 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director John F. McDonnell | Management | For | For |
| 9 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 10 | Elect Director Susan C. Schwab | Management | For | For |
| 11 | Elect Director Ronald A. Williams | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Implement Third-Party Supply Chain Monitoring | Shareholder | Against | Abstain |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| 18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| TRINITY INDUSTRIES, INC.
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: TRN
SECURITY ID: 896522109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John L. Adams | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director David W. Biegler | Management | For | For |
| 1.4 | Elect Director Leldon E. Echols | Management | For | For |
| 1.5 | Elect Director Ronald J. Gafford | Management | For | For |
| 1.6 | Elect Director Ronald W. Haddock | Management | For | For |
| 1.7 | Elect Director Adrian Lajous | Management | For | For |
| 1.8 | Elect Director Charles W. Matthews | Management | For | For |
| 1.9 | Elect Director Diana S. Natalicio | Management | For | For |
| 1.10 | Elect Director Douglas L. Rock | Management | For | For |
| 1.11 | Elect Director Timothy R. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| UAL CORPORATION
MEETING DATE: SEP 17, 2010 |
||||
|
TICKER: UAL
SECURITY ID: 902549807
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate of Information | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| UNION PACIFIC CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: UNP
SECURITY ID: 907818108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas J. Donohue | Management | For | For |
| 1.4 | Elect Director Archie W. Dunham | Management | For | For |
| 1.5 | Elect Director Judith Richards Hope | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Michael W. McConnell | Management | For | For |
| 1.9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 1.10 | Elect Director Steven R. Rogel | Management | For | For |
| 1.11 | Elect Director Jose H. Villarreal | Management | For | For |
| 1.12 | Elect Director James R. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| UNITED CONTINENTAL HOLDINGS, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: UAL
SECURITY ID: 910047109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
| 1.2 | Elect Director Carolyn Corvi | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | Withhold |
| 1.4 | Elect Director Jane C. Garvey | Management | For | For |
| 1.5 | Elect Director Walter Isaacson | Management | For | For |
| 1.6 | Elect Director Henry L. Meyer III | Management | For | Withhold |
| 1.7 | Elect Director Oscar Munoz | Management | For | For |
| 1.8 | Elect Director James J. O'Connor | Management | For | Withhold |
| 1.9 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.10 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.11 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.12 | Elect Director David J. Vitale | Management | For | For |
| 1.13 | Elect Director John H. Walker | Management | For | For |
| 1.14 | Elect Director Charles A. Yamarone | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: UPS
SECURITY ID: 911312106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director Michael J. Burns | Management | For | For |
| 3 | Elect Director D. Scott Davis | Management | For | For |
| 4 | Elect Director Stuart E. Eizenstat | Management | For | For |
| 5 | Elect Director Michael L. Eskew | Management | For | For |
| 6 | Elect Director William R. Johnson | Management | For | For |
| 7 | Elect Director Ann M. Livermore | Management | For | For |
| 8 | Elect Director Rudy H.P. Markham | Management | For | For |
| 9 | Elect Director Clark T. Randt, Jr. | Management | For | For |
| 10 | Elect Director John W. Thompson | Management | For | For |
| 11 | Elect Director Carol B. Tome | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Other Business | Management | For | Against |
| US AIRWAYS GROUP, INC.
MEETING DATE: JUN 09, 2011 |
||||
|
TICKER: LCC
SECURITY ID: 90341W108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Bruce R. Lakefield | Management | For | For |
| 2 | Elect Director W. Douglas Parker | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Provide for Cumulative Voting | Shareholder | Against | Against |
| USA TRUCK, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: USAK
SECURITY ID: 902925106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William H. Hanna | Management | For | For |
| 1.2 | Elect Director James D. Simpson, III | Management | For | For |
| 2 | Provide Right to Act by Written Consent | Management | For | For |
| 3 | Amend Bylaws to Extend Deadline for Stockholder Proposals | Management | For | For |
| 4 | Amend Bylaws to Include Stockholder Information with Submission of Proposals | Management | For | For |
| 5 | Amend Bylaws Relating Stockholders Eligible to Submit Proposals | Management | For | For |
| 6 | Amend Bylaws to Establish a Separate Nominating and Corporate Governance Committee | Management | For | For |
| 7 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 8 | Adopt Nomination Procedures for the Board | Management | For | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| UTI WORLDWIDE INC.
MEETING DATE: JUN 13, 2011 |
||||
|
TICKER: UTIW
SECURITY ID: G87210103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Eric W. Kirchner as a Director | Management | For | For |
| 1.2 | Elect Leon J. Level as a Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| WABASH NATIONAL CORPORATION
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: WNC
SECURITY ID: 929566107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard J. Giromini | Management | For | For |
| 2 | Elect Director Martin C. Jischke | Management | For | For |
| 3 | Elect Director James D. Kelly | Management | For | For |
| 4 | Elect Director John E. Kunz | Management | For | For |
| 5 | Elect Director Larry J. Magee | Management | For | For |
| 6 | Elect Director Scott K. Sorensen | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 10 | Ratify Auditors | Management | For | For |
| WERNER ENTERPRISES, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: WERN
SECURITY ID: 950755108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary L. Werner | Management | For | For |
| 1.2 | Elect Director Gregory L. Werner | Management | For | For |
| 1.3 | Elect Director Michael L. Steinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| WESCAST INDUSTRIES INC.
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: WCS.A
SECURITY ID: 950813105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J.D. Baumgardner | Management | For | For |
| 1.2 | Elect Director H.W. Sloan Jr. | Management | For | For |
| 1.3 | Elect Director Edward G. Frackowiak | Management | For | For |
| 1.4 | Elect Director J.R. Barton | Management | For | For |
| 1.5 | Elect Director G.A. Hooper | Management | For | For |
| 1.6 | Elect Director W.R. LeVan | Management | For | For |
| 1.7 | Elect Director R.E. Legate | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
VOTE SUMMARY REPORT
SELECT UTILITIES PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| ADANI POWER LTD
MEETING DATE: AUG 21, 2010 |
||||
|
TICKER: 533096
SECURITY ID: Y0019Q104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint G.S. Adani as Director | Management | For | Against |
| 3 | Reappoint R.S. Adani as Director | Management | For | Against |
| 4 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Appoint R.K. Madan as Director | Management | For | Against |
| 6 | Approve Appointment and Remuneration of A.H. Desai, Executive Director | Management | For | Against |
| 7 | Approve Commission Remuneration for Independent Non-Executive Directors | Management | For | For |
| 8 | Approve Increase in Borrowing Powers to INR 350 Million | Management | For | For |
| 9 | Approve Charitable Donations up to INR 300 Million of 5 Percent of the Company's Average Net Profits | Management | For | For |
| 10 | Amend Articles of Association Re: Company Seal | Management | For | For |
| AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: AEP
SECURITY ID: 025537101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David J. Anderson | Management | For | For |
| 2 | Elect Director James F. Cordes | Management | For | For |
| 3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 4 | Elect Director Linda A. Goodspeed | Management | For | For |
| 5 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 6 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
| 7 | Elect Director Michael G. Morris | Management | For | For |
| 8 | Elect Director Richard C. Notebaert | Management | For | For |
| 9 | Elect Director Lionel L. Nowell III | Management | For | For |
| 10 | Elect Director Richard L. Sandor | Management | For | For |
| 11 | Elect Director Kathryn D. Sullivan | Management | For | For |
| 12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 13 | Elect Director John F. Turner | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AMERICAN WATER WORKS COMPANY, INC.
MEETING DATE: MAY 06, 2011 |
||||
|
TICKER: AWK
SECURITY ID: 030420103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Stephen P. Adik | Management | For | For |
| 2 | Elect Director Martha Clark Goss | Management | For | For |
| 3 | Elect Director Julie A. Dobson | Management | For | For |
| 4 | Elect Director Richard R. Grigg | Management | For | For |
| 5 | Elect Director Julia L. Johnson | Management | For | For |
| 6 | Elect Director George Mackenzie | Management | For | For |
| 7 | Elect Director William J. Marrazzo | Management | For | For |
| 8 | Election Of Director: Jeffry E. Sterba | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CALPINE CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: CPN
SECURITY ID: 131347304
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director Robert C. Hinckley | Management | For | For |
| 1.4 | Elect Director David C. Merritt | Management | For | For |
| 1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr | Management | For | For |
| 1.7 | Elect Director William E. Oberndorf | Management | For | For |
| 1.8 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.9 | Elect Director J. Stuart Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CANACOL ENERGY LTD
MEETING DATE: FEB 08, 2011 |
||||
|
TICKER: CNE
SECURITY ID: 134808104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Charle Gamba as Director | Management | For | For |
| 2.2 | Elect Michael Hibberd as Director | Management | For | For |
| 2.3 | Elect Jason Bednar as Director | Management | For | For |
| 2.4 | Elect Stuart Hensman as Director | Management | For | For |
| 2.5 | Elect Luis Baena as Director | Management | For | Withhold |
| 2.6 | Elect Alvaro Barrera as Director | Management | For | For |
| 2.7 | Elect David Winter as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | Against |
| CENTERPOINT ENERGY, INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: CNP
SECURITY ID: 15189T107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Donald R. Campbell | Management | For | For |
| 2 | Elect Director Milton Carroll | Management | For | For |
| 3 | Elect Director O. Holcombe Crosswell | Management | For | For |
| 4 | Elect Director Michael P. Johnson | Management | For | For |
| 5 | Elect Director Janiece M. Longoria | Management | For | For |
| 6 | Elect Director David M. McClanahan | Management | For | For |
| 7 | Elect Director Susan O. Rheney | Management | For | For |
| 8 | Elect Director R. A. Walker | Management | For | For |
| 9 | Elect Director Peter S. Wareing | Management | For | For |
| 10 | Elect Director Sherman M. Wolff | Management | For | For |
| 11 | Ratify The Appointment Of Deloitte & Touche Llp As Independentauditors For 2011. | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 15 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 27, 2011 |
||||
|
TICKER: CEG
SECURITY ID: 210371100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Yves C. De Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director James R. Curtiss | Management | For | For |
| 5 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 6 | Elect Director Nancy Lampton | Management | For | For |
| 7 | Elect Director Robert J. Lawless | Management | For | For |
| 8 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 9 | Elect Director John L. Skolds | Management | For | For |
| 10 | Elect Director Michael D. Sullivan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DOMINION RESOURCES, INC.
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: D
SECURITY ID: 25746U109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director William P. Barr | Management | For | For |
| 2 | Elect Director Peter W. Brown | Management | For | For |
| 3 | Elect Director George A. Davidson, Jr. | Management | For | For |
| 4 | Elect Director Helen E. Dragas | Management | For | For |
| 5 | Elect Director Thomas F. Farrell II | Management | For | For |
| 6 | Elect Director John W. Harris | Management | For | For |
| 7 | Elect Director Robert S. Jepson, Jr. | Management | For | For |
| 8 | Elect Director Mark J. Kington | Management | For | For |
| 9 | Elect Director Margaret A. McKenna | Management | For | For |
| 10 | Elect Director Frank S. Royal | Management | For | For |
| 11 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
| 12 | Elect Director David A. Wollard | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Report on Coal Use from Mountaintop Removal Mining | Shareholder | Against | Abstain |
| 17 | Adopt Renewable Energy Production Goal | Shareholder | Against | Abstain |
| 18 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
| 19 | Invest in Renewable Energy and Stop Construction of Nuclear Reactor | Shareholder | Against | Abstain |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 22 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| DUKE ENERGY CORPORATION
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: DUK
SECURITY ID: 26441C105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William Barnet, III | Management | For | For |
| 1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
| 1.3 | Elect Director Michael G. Browning | Management | For | For |
| 1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
| 1.5 | Elect Director John H. Forsgren | Management | For | For |
| 1.6 | Elect Director Ann Maynard Gray | Management | For | For |
| 1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.8 | Elect Director E. James Reinsch | Management | For | For |
| 1.9 | Elect Director James T. Rhodes | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Philip R. Sharp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Global Warming Lobbying Activities | Shareholder | Against | Abstain |
| 6 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| EDISON INTERNATIONAL
MEETING DATE: APR 28, 2011 |
||||
|
TICKER: EIX
SECURITY ID: 281020107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Jagjeet S. Bindra | Management | For | For |
| 2 | Elect Director Vanessa C.L. Chang | Management | For | For |
| 3 | Elect Director France A. Cordova | Management | For | For |
| 4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 5 | Elect Director Charles B. Curtis | Management | For | For |
| 6 | Elect Director Bradford M. Freeman | Management | For | For |
| 7 | Elect Director Luis G. Nogales | Management | For | For |
| 8 | Elect Director Ronald L. Olson | Management | For | For |
| 9 | Elect Director James M. Rosser | Management | For | For |
| 10 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 11 | Elect Director Thomas C. Sutton | Management | For | For |
| 12 | Elect Director Brett White | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Amend Omnibus Stock Plan | Management | For | For |
| EXELON CORPORATION
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: EXC
SECURITY ID: 30161N101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director John A. Canning, Jr. | Management | For | For |
| 2 | Elect Director M. Walter D Alessio | Management | For | For |
| 3 | Elect Director Nicholas Debenedictis | Management | For | For |
| 4 | Elect Director Nelson A. Diaz | Management | For | For |
| 5 | Elect Director Sue L. Gin | Management | For | For |
| 6 | Elect Director Rosemarie B. Greco | Management | For | For |
| 7 | Elect Director Paul L. Joskow | Management | For | For |
| 8 | Elect Director Richard W. Mies | Management | For | For |
| 9 | Elect Director John M. Palms | Management | For | For |
| 10 | Elect Director William C. Richardson | Management | For | For |
| 11 | Elect Director Thomas J. Ridge | Management | For | For |
| 12 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 13 | Elect Director John W. Rowe | Management | For | For |
| 14 | Elect Director Stephen D. Steinour | Management | For | For |
| 15 | Elect Director Don Thompson | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FIRSTENERGY CORP.
MEETING DATE: SEP 14, 2010 |
||||
|
TICKER: FE
SECURITY ID: 337932107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| GENON ENERGY, INC.
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: GEN
SECURITY ID: 37244E107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. William Barnett | Management | For | For |
| 1.2 | Elect Director Terry G. Dallas | Management | For | For |
| 1.3 | Elect Director Mark M. Jacobs | Management | For | For |
| 1.4 | Elect Director Thomas H. Johnson | Management | For | For |
| 1.5 | Elect Director Steven L. Miller | Management | For | For |
| 1.6 | Elect Director Edward R. Muller | Management | For | For |
| 1.7 | Elect Director Robert C. Murray | Management | For | For |
| 1.8 | Elect Director Laree E. Perez | Management | For | For |
| 1.9 | Elect Director Evan J. Silverstein | Management | For | For |
| 1.10 | Elect Director William L. Thacker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Protective Charter Amendment | Management | For | For |
| 4 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 7 | Adopt GHG and Other Air Emissions Reduction Goals | Shareholder | Against | Abstain |
| INTERNATIONAL POWER PLC
MEETING DATE: DEC 16, 2010 |
||||
|
TICKER: IPR
SECURITY ID: G4890M109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve the Combination of the Company and GDF SUEZ Energy International; Authorise Board to Allot New Ordinary Shares to be Issued Pursuant to the Combination | Management | For | For |
| 2 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| ITC HOLDINGS CORP.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: ITC
SECURITY ID: 465685105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.2 | Elect Director Richard D. McLellan | Management | For | For |
| 1.3 | Elect Director William J. Museler | Management | For | For |
| 1.4 | Elect Director Hazel R. O'Leary | Management | For | For |
| 1.5 | Elect Director Gordon Bennett Stewart, III | Management | For | For |
| 1.6 | Elect Director Lee C. Stewart | Management | For | For |
| 1.7 | Elect Director Joseph L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| MIRANT CORPORATION
MEETING DATE: OCT 25, 2010 |
||||
|
TICKER: MIR
SECURITY ID: 60467R100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| NATIONAL FUEL GAS COMPANY
MEETING DATE: MAR 10, 2011 |
||||
|
TICKER: NFG
SECURITY ID: 636180101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert T. Brady | Management | For | For |
| 1.2 | Elect Director Rolland E. Kidder | Management | For | For |
| 1.3 | Elect Director Frederic V. Salerno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| NATIONAL GRID PLC
MEETING DATE: JUL 26, 2010 |
||||
|
TICKER: NG.
SECURITY ID: G6375K151
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir John Parker as Director | Management | For | For |
| 4 | Re-elect Steve Holliday as Director | Management | For | For |
| 5 | Re-elect Ken Harvey as Director | Management | For | For |
| 6 | Re-elect Steve Lucas as Director | Management | For | For |
| 7 | Re-elect Stephen Pettit as Director | Management | For | For |
| 8 | Re-elect Nick Winser as Director | Management | For | For |
| 9 | Re-elect George Rose as Director | Management | For | For |
| 10 | Re-elect Tom King as Director | Management | For | For |
| 11 | Re-elect Maria Richter as Director | Management | For | For |
| 12 | Re-elect John Allan as Director | Management | For | For |
| 13 | Re-elect Linda Adamany as Director | Management | For | For |
| 14 | Re-elect Mark Fairbairn as Director | Management | For | For |
| 15 | Re-elect Philip Aiken as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Approve Remuneration Report | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| NEXTERA ENERGY, INC.
MEETING DATE: MAY 20, 2011 |
||||
|
TICKER: NEE
SECURITY ID: 65339F101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sherry S. Barrat | Management | For | For |
| 1.2 | Elect Director Robert M. Beall, II | Management | For | For |
| 1.3 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.4 | Elect Director James L. Camaren | Management | For | For |
| 1.5 | Elect Director Kenneth B. Dunn | Management | For | For |
| 1.6 | Elect Director J. Brian Ferguson | Management | For | For |
| 1.7 | Elect Director Lewis Hay, III | Management | For | For |
| 1.8 | Elect Director Toni Jennings | Management | For | For |
| 1.9 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
| 1.10 | Elect Director Rudy E. Schupp | Management | For | For |
| 1.11 | Elect Director William H. Swanson | Management | For | For |
| 1.12 | Elect Director Michael H. Thaman | Management | For | For |
| 1.13 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NISOURCE INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: NI
SECURITY ID: 65473P105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard A. Abdoo | Management | For | For |
| 2 | Elect Director Steven C. Beering | Management | For | For |
| 3 | Elect Director Michael E. Jesanis | Management | For | For |
| 4 | Elect Director Marty R. Kittrell | Management | For | For |
| 5 | Elect Director W. Lee Nutter | Management | For | For |
| 6 | Elect Director Deborah S. Parker | Management | For | For |
| 7 | Elect Director Ian M. Rolland | Management | For | For |
| 8 | Elect Director Robert C. Skaggs, Jr. | Management | For | For |
| 9 | Elect Director Richard L. Thompson | Management | For | For |
| 10 | Elect Director Carolyn Y. Woo | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| NRG ENERGY, INC.
MEETING DATE: APR 26, 2011 |
||||
|
TICKER: NRG
SECURITY ID: 629377508
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Lawrence S. Coben | Management | For | For |
| 2 | Elect Director Paul W. Hobby | Management | For | For |
| 3 | Elect Director Gerald Luterman | Management | For | For |
| 4 | Elect Director Herbert H. Tate | Management | For | For |
| 5 | Elect Director Walter R. Young | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NV ENERGY, INC.
MEETING DATE: MAY 03, 2011 |
||||
|
TICKER: NVE
SECURITY ID: 67073Y106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 1.2 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.3 | Elect Director Brian J. Kennedy | Management | For | For |
| 1.4 | Elect Director John F. O'Reilly | Management | For | For |
| 1.5 | Elect Director Philip G. Satre | Management | For | For |
| 1.6 | Elect Director Michael W. Yackira | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Reduce Supermajority Vote Requirement for Amending Articles on Director Elections and Removals | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement for Fair Price Provisions | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| OGE ENERGY CORP.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: OGE
SECURITY ID: 670837103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kirk Humphreys | Management | For | For |
| 1.2 | Elect Director Linda Petree Lambert | Management | For | For |
| 1.3 | Elect Director Leroy C. Richie | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| ONEOK, INC.
MEETING DATE: MAY 25, 2011 |
||||
|
TICKER: OKE
SECURITY ID: 682680103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director James C. Day | Management | For | For |
| 2 | Elect Director Julie H. Edwards | Management | For | For |
| 3 | Elect Director William L. Ford | Management | For | For |
| 4 | Elect Director John W. Gibson | Management | For | For |
| 5 | Elect Director Bert H. Mackie | Management | For | For |
| 6 | Elect Director Jim W. Mogg | Management | For | For |
| 7 | Elect Director Pattye L. Moore | Management | For | For |
| 8 | Elect Director Gary D. Parker | Management | For | For |
| 9 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 10 | Elect Director Gerald B. Smith | Management | For | For |
| 11 | Elect Director David J. Tippeconnic | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PG&E CORPORATION
MEETING DATE: MAY 11, 2011 |
||||
|
TICKER: PCG
SECURITY ID: 69331C108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director David R. Andrews | Management | For | For |
| 2 | Elect Director Lewis Chew | Management | For | For |
| 3 | Elect Director C. Lee Cox | Management | For | For |
| 4 | Elect Director Peter A. Darbee | Management | For | For |
| 5 | Elect Director Maryellen C. Herringer | Management | For | For |
| 6 | Elect Director Roger H. Kimmel | Management | For | For |
| 7 | Elect Director Richard A. Meserve | Management | For | For |
| 8 | Elect Director Forrest E. Miller | Management | For | For |
| 9 | Elect Director Rosendo G. Parra | Management | For | For |
| 10 | Elect Director Barbara L. Rambo | Management | For | For |
| 11 | Elect Director Barry Lawson Williams | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
| PINNACLE WEST CAPITAL CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: PNW
SECURITY ID: 723484101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward N. Basha, Jr. | Management | For | For |
| 1.2 | Elect Director Donald E. Brandt | Management | For | For |
| 1.3 | Elect Director Susan Clark-Johnson | Management | For | For |
| 1.4 | Elect Director Denis A. Cortese | Management | For | For |
| 1.5 | Elect Director Michael L. Gallagher | Management | For | For |
| 1.6 | Elect Director Pamela Grant | Management | For | For |
| 1.7 | Elect Director R.A. Herberger, Jr | Management | For | For |
| 1.8 | Elect Director Dale E. Klein | Management | For | For |
| 1.9 | Elect Director Humberto S. Lopez | Management | For | For |
| 1.10 | Elect Director Kathryn L. Munro | Management | For | For |
| 1.11 | Elect Director Bruce J. Nordstrom | Management | For | For |
| 1.12 | Elect Director W. Douglas Parker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
MEETING DATE: APR 19, 2011 |
||||
|
TICKER: PEG
SECURITY ID: 744573106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
| 2 | Elect Director Conrad K. Harper | Management | For | For |
| 3 | Elect Director William V. Hickey | Management | For | For |
| 4 | Elect Director Ralph Izzo | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director David Lilley | Management | For | For |
| 7 | Elect Director Thomas A. Renyi | Management | For | For |
| 8 | Elect Director Hak Cheol Shin | Management | For | For |
| 9 | Elect Director Richard J. Swift | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 12 | Ratify Auditors | Management | For | For |
| RRI ENERGY, INC.
MEETING DATE: OCT 25, 2010 |
||||
|
TICKER: GEN
SECURITY ID: 74971X107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| SCANA CORPORATION
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: SCG
SECURITY ID: 80589M102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bill L. Amick | Management | For | For |
| 1.2 | Elect Director Sharon A. Decker | Management | For | For |
| 1.3 | Elect Director D. Maybank Hagood | Management | For | For |
| 1.4 | Elect Director William B. Timmerman | Management | For | For |
| 1.5 | Elect Director Kevin B. Marsh | Management | For | For |
| 2 | Amend Outside Director Stock Awards in Lieu of Cash | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| SEMPRA ENERGY
MEETING DATE: MAY 13, 2011 |
||||
|
TICKER: SRE
SECURITY ID: 816851109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 2 | Elect Director James G. Brocksmith Jr. | Management | For | For |
| 3 | Elect Director Donald E. Felsinger | Management | For | For |
| 4 | Elect Director Wilford D. Godbold Jr. | Management | For | For |
| 5 | Elect Director William D. Jones | Management | For | For |
| 6 | Elect Director William G. Ouchi | Management | For | For |
| 7 | Elect Director Carlos Ruiz | Management | For | For |
| 8 | Elect Director William C. Rusnack | Management | For | For |
| 9 | Elect Director William P. Rutledge | Management | For | For |
| 10 | Elect Director Lynn Schenk | Management | For | For |
| 11 | Elect Director Neal E. Schmale | Management | For | For |
| 12 | Elect Director Luis M. Tellez | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 18 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
| SHANGHAI ELECTRIC GROUP CO., LTD.
MEETING DATE: OCT 15, 2010 |
||||
|
TICKER: 02727
SECURITY ID: Y76824104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Interim Dividend of RMB 0.0589 Per Share | Management | For | For |
| THE AES CORPORATION
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: AES
SECURITY ID: 00130H105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.4 | Elect Director Tarun Khanna | Management | For | For |
| 1.5 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TOKYO ELECTRIC POWER CO. LTD.
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: 9501
SECURITY ID: J86914108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Aizawa, Zengo | Management | For | For |
| 1.2 | Elect Director Aoyama, Yasushi | Management | For | For |
| 1.3 | Elect Director Arai, Takao | Management | For | For |
| 1.4 | Elect Director Katsumata, Tsunehisa | Management | For | For |
| 1.5 | Elect Director Kimura, Shigeru | Management | For | For |
| 1.6 | Elect Director Komori, Akio | Management | For | For |
| 1.7 | Elect Director Sano, Toshihiro | Management | For | For |
| 1.8 | Elect Director Takatsu, Hiroaki | Management | For | For |
| 1.9 | Elect Director Takei, Masaru | Management | For | For |
| 1.10 | Elect Director Tsuzumi, Norio | Management | For | For |
| 1.11 | Elect Director Naito, Yoshihiro | Management | For | For |
| 1.12 | Elect Director Nishizawa, Toshio | Management | For | For |
| 1.13 | Elect Director Hirose, Naomi | Management | For | For |
| 1.14 | Elect Director Fujimoto, Takashi | Management | For | For |
| 1.15 | Elect Director Miyamoto, Fumiaki | Management | For | For |
| 1.16 | Elect Director Yamaguchi, Hiroshi | Management | For | For |
| 1.17 | Elect Director Yamazaki, Masao | Management | For | For |
| 2.1 | Appoint Statutory Auditor Fujiwara, Makio | Management | For | For |
| 2.2 | Appoint Statutory Auditor Matsumoto, Yoshihiko | Management | For | For |
| 3 | Shut Down and Retire Nuclear Plants Starting with Oldest and Cancel All Nuclear Construction Plans | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
SELECT WIRELESS PORTFOLIO
07/01/2010 - 06/30/2011
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| AMDOCS LIMITED
MEETING DATE: JAN 26, 2011 |
||||
|
TICKER: DOX
SECURITY ID: G02602103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.a | Reelect Bruce Anderson as a Director | Management | For | For |
| 1.b | Reelect Adrian Gardner as a Director | Management | For | For |
| 1.c | Reelect Charles Foster as a Director | Management | For | For |
| 1.d | Reelect James Kahan as a Director | Management | For | For |
| 1.e | Reelect Zohar Zisapel as a Director | Management | For | For |
| 1.f | Reelect Julian Brodsky as a Director | Management | For | For |
| 1.g | Reelect Eli Gelman as a Director | Management | For | For |
| 1.h | Reelect Nehemia Lemelbaum as a Director | Management | For | For |
| 1.i | Reelect John McLennan as a Director | Management | For | For |
| 1.j | Reelect Robert Minicucci as a Director | Management | For | For |
| 1.k | Reelect Simon Olswang as a Director | Management | For | For |
| 1.l | Elect Richard Sarnoff as a Director | Management | For | For |
| 1.m | Reelect Giora Yaron as a Director | Management | For | Withhold |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| AMERICA MOVIL S.A.B. DE C.V.
MEETING DATE: APR 27, 2011 |
||||
|
TICKER: AMXL
SECURITY ID: 02364W105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Directors for Class L Shares | Management | For | Abstain |
| 2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| AMERICAN TOWER CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: AMT
SECURITY ID: 029912201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Raymond P. Dolan | Management | For | For |
| 2 | Elect Director Ronald M. Dykes | Management | For | For |
| 3 | Elect Director Carolyn F. Katz | Management | For | For |
| 4 | Elect Director Gustavo Lara Cantu | Management | For | For |
| 5 | Elect Director Joann A. Reed | Management | For | For |
| 6 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 7 | Elect Director David E. Sharbutt | Management | For | For |
| 8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 9 | Elect Director Samme L. Thompson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Reduce Supermajority Vote Requirement | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| APPLE INC.
MEETING DATE: FEB 23, 2011 |
||||
|
TICKER: AAPL
SECURITY ID: 037833100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ARUBA NETWORKS, INC.
MEETING DATE: DEC 10, 2010 |
||||
|
TICKER: ARUN
SECURITY ID: 043176106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dominic P. Orr | Management | For | For |
| 1.2 | Elect Director Keerti G. Melkote | Management | For | For |
| 1.3 | Elect Director Bernard Guidon | Management | For | For |
| 1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
| 1.5 | Elect Director Michael R. Kourey | Management | For | For |
| 1.6 | Elect Director Douglas Leone | Management | For | For |
| 1.7 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ASIAINFO-LINKAGE, INC.
MEETING DATE: APR 21, 2011 |
||||
|
TICKER: ASIA
SECURITY ID: 04518A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Edward Tian | Management | For | For |
| 1.2 | Elect Director Davin A. Mackenzie | Management | For | For |
| 1.3 | Elect Director Xiwei Huang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| ATHEROS COMMUNICATIONS, INC
MEETING DATE: MAR 18, 2011 |
||||
|
TICKER: ATHR
SECURITY ID: 04743P108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| AVAGO TECHNOLOGIES LIMITED
MEETING DATE: MAR 30, 2011 |
||||
|
TICKER: AVGO
SECURITY ID: Y0486S104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Reelect Hock E. Tan as Director | Management | For | For |
| 1.2 | Reelect Adam H. Clammer as Director | Management | For | For |
| 1.3 | Reelect James A. Davidson as Director | Management | For | For |
| 1.4 | Reelect James V. Diller as Director | Management | For | For |
| 1.5 | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1.6 | Reelect John M. Hsuan as Director | Management | For | For |
| 1.7 | Reelect David Kerko as Director | Management | For | For |
| 1.8 | Reelect Justine F. Lien as Director | Management | For | For |
| 1.9 | Reelect Donald Macleod as Director | Management | For | For |
| 1.10 | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| BROADSOFT, INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: BSFT
SECURITY ID: 11133B409
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John D. Markley, Jr. | Management | For | For |
| 1.2 | Elect Director David Bernardi | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| CHINA MOBILE LIMITED
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: 00941
SECURITY ID: 16941M109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Xue Taohai as Director | Management | For | For |
| 3b | Reelect Huang Wenlin as Director | Management | For | Against |
| 3c | Reelect Xu Long as Director | Management | For | For |
| 3d | Reelect Lo Ka Shui as Director | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| CHINA UNICOM (HONG KONG) LTD
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: 00762
SECURITY ID: 16945R104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Reelect Lu Yimin as Director | Management | For | For |
| 3a2 | Reelect Li Fushen as Director | Management | For | For |
| 3a3 | Reelect Cesareo Alierta Izuel as Director | Management | For | Against |
| 3a4 | Reelect Wong Wai Ming as Director | Management | For | For |
| 3a5 | Reelect Cai Hongbin as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Amend Articles of Association | Management | For | For |
| CLEARWIRE CORPORATION
MEETING DATE: JUN 15, 2011 |
||||
|
TICKER: CLWR
SECURITY ID: 18538Q105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Stanton | Management | For | For |
| 1.2 | Elect Director William R. Blessing | Management | For | For |
| 1.3 | Elect Director Jose A. Collazo | Management | For | For |
| 1.4 | Elect Director Mufit Cinali | Management | For | Withhold |
| 1.5 | Elect Director Hossein Eslambolchi, Ph.D. | Management | For | For |
| 1.6 | Elect Director Dennis S. Hersch | Management | For | For |
| 1.7 | Elect Director Brian P. McAndrews | Management | For | Withhold |
| 1.8 | Elect Director Theodore H. Schell | Management | For | For |
| 1.9 | Elect Director Kathleen H. Rae | Management | For | For |
| 1.10 | Elect Director Benjamin G. Wolff | Management | For | Withhold |
| 1.11 | Elect Director Jennifer L. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: CCI
SECURITY ID: 228227104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dale N. Hatfield | Management | For | For |
| 1.2 | Elect Director Lee W. Hogan | Management | For | For |
| 1.3 | Elect Director Robert F. Mckenzie | Management | For | For |
| 1.4 | Elect Director David C. Abrams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DEUTSCHE TELEKOM AG
MEETING DATE: MAY 12, 2011 |
||||
|
TICKER: DTE
SECURITY ID: D2035M136
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2010 | Management | For | For |
| 4 | Postpone Discharge of Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | Management | For | For |
| 5 | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Reelect Hubertus von Gruenberg to the Supervisory Board | Management | For | For |
| 9 | Reelect Bernhard Walter to the Supervisory Board | Management | For | For |
| 10 | Amend Affiliation Agreement with Subsidiary T-Systems International GmbH | Management | For | For |
| 11 | Amend Amendment of Affiliation Agreement with Subsidiary DeTeFleetServices GmbH | Management | For | For |
| 12 | Approve Amendment of Affiliation Agreement with Subsidiary DFMG Holding GmbH | Management | For | For |
| 13 | Approve Amendment of Affiliation Agreement with Subsidiary DeTeAssekuranz (Deutsche Telekom Assekuranz-Vermittlungsgesellschaft mbH) | Management | For | For |
| 14 | Approve Amendment of Affiliation Agreement with Subsidiary Vivento Customer Services GmbH | Management | For | For |
| 15 | Approve Amendment of Affiliation Agreement with Subsidiary Vivento Technical Services GmbH | Management | For | For |
| 16 | Approve Amendment of Affiliation Agreement with Subsidiary Deutsche Telekom Accounting GmbH | Management | For | For |
| 17 | Approve Amendment of Affiliation Agreement with Subsidiary Deutsche Telekom Training GmbH | Management | For | For |
| 18 | Approve Amendment of Affiliation Agreement with Subsidiary Norma Telekommunikationsdienste GmbH | Management | For | For |
| 19 | Approve Amendment of Affiliation Agreement with Subsidiary DeTeAsia Holding GmbH | Management | For | For |
| 20 | Approve Amendment of Affiliation Agreement with Subsidiary Traviata Telekommunikationsdienste GmbH | Management | For | For |
| 21 | Approve Amendment of Affiliation Agreement with Subsidiary Scout24 Holding GmbH | Management | For | For |
| 22 | Approve Amendment of Affiliation Agreement with Subsidiary T-Mobile Worldwide Holding GmbH | Management | For | For |
| 23 | Approve Amendment of Affiliation Agreement with Subsidiary Telekom Deutschland GmbH | Management | For | For |
| 24 | Approve Amendment of Affiliation Agreement with Subsidiary MagyarCom Holding GmbH | Management | For | For |
| 25 | Amend Corporate Purpose | Management | For | For |
| 26 | Approve Settlement Agreement Between Deutsche Telekom AG and Former Management Board Member Kai Ricke | Management | For | For |
| 27 | Approve Settlement Agreement Between Deutsche Telekom AG and Former Supervisory Board Member Klaus Zumwinkel | Management | For | For |
| E INK HOLDINGS INC.
MEETING DATE: JUN 24, 2011 |
||||
|
TICKER: 8069
SECURITY ID: 26854W101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve 2010 Business Operations Report and Financial Statements | Management | For | Did Not Vote |
| 2 | Approve 2010 Allocation of Income and Dividends | Management | For | Did Not Vote |
| 3 | Amend Articles of Association | Management | For | Did Not Vote |
| 4.1 | Elect Su-Cheng Liu, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Did Not Vote |
| 4.2 | Elect Show-Chung Ho, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Did Not Vote |
| 4.3 | Elect Ho Yi-Da, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Did Not Vote |
| 4.4 | Elect Cheng-Hao Lee, a Representative of Cheng-Yu Co., Ltd., with Shareholder Number 6637 as Director | Management | For | Did Not Vote |
| 4.5 | Elect Chuang-Chuang Tsai, a Representative of Yuen Foong Yu Paper Manufacturing Co., Ltd., with Shareholder Number 1 as Director | Management | For | Did Not Vote |
| 4.6 | Elect Chun-Chieh Huang, a Representative of Yuen Foong Yu Paper Manufacturing Co., Ltd., with Shareholder Number 1 as Director | Management | For | Did Not Vote |
| 4.7 | Elect Chen, Ten-Chung with ID Number A102064307 as Independent Director | Management | For | Did Not Vote |
| 4.8 | Elect Chen, Yung-Cheng with ID Number A121232601 as Independent Director | Management | For | Did Not Vote |
| 4.9 | Elect Ching-Yuan Chang, a Representative of Yuen Foong Paper Co., Ltd., with Shareholder Number 1254 as Supervisor | Management | For | Did Not Vote |
| 4.10 | Elect Li-Chun Hsiao, a Representative of Yuen Foong Paper Co., Ltd., with Shareholder Number 1254 as Supervisor | Management | For | Did Not Vote |
| 5 | Approve Release of Restrictions of Competitive Activities of Newly Elected Directors and Their Representatives | Management | For | Did Not Vote |
| ERICSSON (TELEFONAKTIEBOLAGET L M ERICSSON)
MEETING DATE: APR 13, 2011 |
||||
|
TICKER: ERICB
SECURITY ID: 294821608
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Michael Treschow as Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | None | None |
| 3 | Approve Agenda of Meeting | Management | None | None |
| 4 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
| 6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
| 7 | Receive President's Report; Allow Questions | Management | None | None |
| 8.1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 8.2 | Approve Discharge of Board and President | Management | For | For |
| 8.3 | Approve Allocation of Income and Dividends of SEK 2.25 per Share; Set Record Date for Dividend as April 18, 2011 | Management | For | For |
| 9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | For |
| 9.2 | Approve Remuneration of Directors in the Amount of SEK 3.75 Million to the Chairman and SEK 825,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | For |
| 9.3 | Reelect R. Austin, P. Bonfield, B. Ekholm, U. Johansson, S. Martin-Lof, N. McKinstry, A. Nyren, C. Svanberg, H. Vestberg, and M. Volpi as Directors; Elect L. Johansson (Chair) and J. Wallenberg as New Directors | Management | For | Against |
| 9.4 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | For |
| 9.5 | Approve Omission of Remuneration of Members of the Nomination Committee | Management | For | For |
| 9.6 | Approve Remuneration of Auditors | Management | For | For |
| 9.7 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 11.1 | Approve 2011 Share Matching Plan for All Employees | Management | For | For |
| 11.2 | Authorize Reissuance of 11.7 Million Repurchased Class B Shares for 2011 Share Matching Plan for All Employees | Management | For | For |
| 11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | For |
| 11.4 | Approve 2011 Share Matching Plan for Key Contributors | Management | For | For |
| 11.5 | Authorize Reissuance of 7.3 Million Repurchased Class B Shares for 2011 Share Matching Plan for Key Contributors | Management | For | For |
| 11.6 | Approve Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | For |
| 11.7 | Approve 2011 Restricted Stock Plan for Executives | Management | For | For |
| 11.8 | Authorize Reissuance of 4.4 Million Repurchased Class B Shares for 2011 Restricted Stock Plan for Executives | Management | For | For |
| 11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | For |
| 12 | Authorize Reissuance of up to 13.8 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2007, 2008, 2009, and 2010 Long-Term Variable Compensation Plans | Management | For | For |
| 13 | Amend Corporate Purpose | Management | For | For |
| 14 | General Meeting Shall Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | None | For |
| 15 | Close Meeting | Management | None | None |
| GAMELOFT
MEETING DATE: JUN 22, 2011 |
||||
|
TICKER: GFT
SECURITY ID: F4223A104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Elect Marie Therese Guiny as Director | Management | For | For |
| 6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 150,000 | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 8 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million, with the Possibility Not to Offer them to the Public | Management | For | For |
| 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 and 11 Above | Management | For | For |
| 13 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 14 | Approve Employee Stock Purchase Plan | Management | For | For |
| 15 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10 to 14 Above at EUR 10 Million | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| GLU MOBILE INC.
MEETING DATE: AUG 26, 2010 |
||||
|
TICKER: GLUU
SECURITY ID: 379890106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| GLU MOBILE INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: GLUU
SECURITY ID: 379890106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Hany M. Nada | Management | For | For |
| 1.2 | Elect Director Benjamin T. Smith, IV | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| GOOGLE INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: GOOG
SECURITY ID: 38259P508
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Report on Code of Conduct Compliance | Shareholder | Against | Against |
| HARRIS CORPORATION
MEETING DATE: OCT 22, 2010 |
||||
|
TICKER: HRS
SECURITY ID: 413875105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Howard L. Lance | Management | For | For |
| 2 | Elect Director Thomas A. Dattilo | Management | For | For |
| 3 | Elect Director Terry D. Growcock | Management | For | For |
| 4 | Elect Director Leslie F. Kenne | Management | For | For |
| 5 | Elect Director David B. Rickard | Management | For | For |
| 6 | Elect Director James C. Stoffel | Management | For | For |
| 7 | Elect Director Gregory T. Swienton | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Require Independent Board Chairman | Shareholder | Against | Against |
| ILIAD
MEETING DATE: MAY 24, 2011 |
||||
|
TICKER: ILD
SECURITY ID: F4958P102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Payment Agreement with Maxime Lombardini | Management | For | For |
| 6 | Reelect Maxime Lombardini as Director | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 11 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 12 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 15 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Approve Employee Stock Purchase Plan | Management | Against | For |
| 18 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 19 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 21 | Amend Article 23.1 of Bylaws Re: Bonds Issuance Authorization | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| INTERDIGITAL, INC.
MEETING DATE: JUN 02, 2011 |
||||
|
TICKER: IDCC
SECURITY ID: 45867G101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gilbert F. Amelio | Management | For | For |
| 1.2 | Elect Director Steven T. Clontz | Management | For | For |
| 1.3 | Elect Director Edward B. Kamins | Management | For | For |
| 1.4 | Elect Director Jean F. Rankin | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Auditors | Management | For | For |
| KDDI CORPORATION
MEETING DATE: JUN 16, 2011 |
||||
|
TICKER: 9433
SECURITY ID: J31843105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 7500 | Management | For | For |
| 2.1 | Elect Director Onodera, Tadashi | Management | For | For |
| 2.2 | Elect Director Aritomi, Kanichiro | Management | For | For |
| 2.3 | Elect Director Tanaka, Takashi | Management | For | For |
| 2.4 | Elect Director Morozumi, Hirofumi | Management | For | For |
| 2.5 | Elect Director Takahashi, Makoto | Management | For | For |
| 2.6 | Elect Director Shimatani, Yoshiharu | Management | For | For |
| 2.7 | Elect Director Inoue, Masahiro | Management | For | For |
| 2.8 | Elect Director Ishikawa, Yuzo | Management | For | For |
| 2.9 | Elect Director Yuasa, Hideo | Management | For | For |
| 2.10 | Elect Director Naratani, Hiromu | Management | For | For |
| 2.11 | Elect Director Kawamura, Makoto | Management | For | For |
| 2.12 | Elect Director Sasaki, Shinichi | Management | For | For |
| 3 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 4 | Approve Performance-Based Cash Compensation for Directors | Management | For | For |
| MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUL 08, 2010 |
||||
|
TICKER: MRVL
SECURITY ID: G5876H105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Ta-lin Hsu as Director | Management | For | For |
| 1b | Elect John G. Kassakian as Director | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Adopt Simple Majority Vote for Election of Directors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| MERU NETWORKS, INC.
MEETING DATE: JUN 08, 2011 |
||||
|
TICKER: MERU
SECURITY ID: 59047Q103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ihab Abu-Hakima | Management | For | For |
| 1.2 | Elect Director Vaduvur Bharghavan | Management | For | For |
| 1.3 | Elect Director Harold Copperman | Management | For | For |
| 1.4 | Elect Director Thomas Erickson | Management | For | For |
| 1.5 | Elect Director Stanley Meresman | Management | For | For |
| 1.6 | Elect Director Nicholas Mitsakos | Management | For | For |
| 1.7 | Elect Director Barry Newman | Management | For | For |
| 1.8 | Elect Director William Quigley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| METROPCS COMMUNICATIONS, INC.
MEETING DATE: MAY 26, 2011 |
||||
|
TICKER: PCS
SECURITY ID: 591708102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Roger D. Linquist | Management | For | For |
| 1.2 | Elect Director Arthur C. Patterson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| MILLICOM INTERNATIONAL CELLULAR S.A.
MEETING DATE: MAY 31, 2011 |
||||
|
TICKER: MIC
SECURITY ID: L6388F110
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Acknowledge Delegation by Board Chairman of Duty to Chair Meeting | Management | None | None |
| 2 | Elect Secretary and Scrutineer of Annual Meeting | Management | For | Did Not Vote |
| 3 | Receive Directors' and Auditors' Reports | Management | None | None |
| 4 | Accept Consolidated and Standalone Financial Statements for FY 2010 | Management | For | Did Not Vote |
| 5 | Approve Allocation of Income and Dividends of USD 1.80 per Share | Management | For | Did Not Vote |
| 6 | Approve Discharge of Directors for FY 2010 | Management | For | Did Not Vote |
| 7 | Fix Number of Directors at Seven | Management | For | Did Not Vote |
| 8 | Re-elect Mia Brunell Livfors as Director | Management | For | Did Not Vote |
| 9 | Re-elect Donna Cordner as Director | Management | For | Did Not Vote |
| 10 | Re-elect Allen Sangines-Krause as Director | Management | For | Did Not Vote |
| 11 | Re-elect Paul Donovan as Director | Management | For | Did Not Vote |
| 12 | Re-elect Hans Holger Albrecht as Director | Management | For | Did Not Vote |
| 13 | Re-elect Omari Issa as Director | Management | For | Did Not Vote |
| 14 | Elect Kim Ignatius as New Director | Management | For | Did Not Vote |
| 15 | Ratify PricewaterhouseCoopers as External Auditor | Management | For | Did Not Vote |
| 16 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 17 | Approve (i) Procedure on Appointment of Nomination Committee and (ii) Determination of Assignment of Nomination Committee | Management | For | Did Not Vote |
| 18.a | Approve Share Repurchase Program | Management | For | Did Not Vote |
| 18.b | Authorize Board To Delegate Powers to CEO, Board Chairman, and Vice Chairman to Set Conditions of Share Repurchase Program Within Limits Set Out in Item 18.a | Management | For | Did Not Vote |
| 18.c | Authorize Board to Purchase Repurchased Shares from Subsidiary or Third Party | Management | For | Did Not Vote |
| 18.d | Authorize Payment of Repurchased Shares Using Either Distributable Reserves or Funds from its Share Premium Account | Management | For | Did Not Vote |
| 18.e | Authorize (i) Transfer All or Part of Repurchased Shares to Employees in Connection with Any Existing or Future Long Term Incentive Plan, and/or (ii) Use Repurchased Shares as Consideration for Merger and Acquisition Purposes | Management | For | Did Not Vote |
| 18.f | Grant Board All Powers With Option of Sub-Delegation to Implement Above Authorization | Management | For | Did Not Vote |
| 1 | Acknowledge Delegation by Board Chairman of Duty to Chair Meeting | Management | None | None |
| 2 | Elect Secretary and Scrutineer of Special Meeting | Management | For | Did Not Vote |
| 3 | Approve Reduction in Share Capital by USD 6.3 Million | Management | For | Did Not Vote |
| 4 | Approve Cancellation of 4.2 Million Shares | Management | For | Did Not Vote |
| 5 | Instruct and Delegate Power to Board to Take Any Actions Deemed Necessary or Useful in Connection with Items 3 and 4 Above | Management | For | Did Not Vote |
| 6 | Instruct and Delegate Power to Board to Amend Shares Register to Reflect Reduction of Issued Share Capital and Cancellation of 4.2 Million Shares | Management | For | Did Not Vote |
| 7 | Amend Article 5 to Reflect Change in Capital | Management | For | Did Not Vote |
| 8 | Amend Article 7 - Board-Related | Management | For | Did Not Vote |
| 9 | Amend Article 8 Re: Board Secretary | Management | For | Did Not Vote |
| 10 | Amend Article 19 Re: Chairman of General Meeting | Management | For | Did Not Vote |
| MOTOROLA MOBILITY HOLDINGS, INC.
MEETING DATE: MAY 09, 2011 |
||||
|
TICKER: MMI
SECURITY ID: 620097105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Sanjay K. Jha | Management | For | For |
| 2 | Elect Director Jon E. Barfield | Management | For | For |
| 3 | Elect Director William R. Hambrecht | Management | For | For |
| 4 | Elect Director Jeanne P. Jackson | Management | For | For |
| 5 | Elect Director Keith A. Meister | Management | For | For |
| 6 | Elect Director Thomas J. Meredith | Management | For | For |
| 7 | Elect Director Daniel A. Ninivaggi | Management | For | For |
| 8 | Elect Director James R. Stengel | Management | For | For |
| 9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 10 | Elect Director Andrew J. Viterbi | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 13 | Ratify Auditors | Management | For | For |
| MOTOROLA SOLUTIONS, INC.
MEETING DATE: MAY 02, 2011 |
||||
|
TICKER: MSI
SECURITY ID: 620076307
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Gregory Q. Brown | Management | For | For |
| 2 | Elect Director William J. Bratton | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Michael V. Hayden | Management | For | For |
| 5 | Elect Director Vincent J. Intrieri | Management | For | For |
| 6 | Elect Director Judy C. Lewent | Management | For | For |
| 7 | Elect Director Samuel C. Scott III | Management | For | For |
| 8 | Elect Director John A. White | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Human Rights Policies | Shareholder | Against | Abstain |
| MOTOROLA, INC.
MEETING DATE: NOV 29, 2010 |
||||
|
TICKER: MSI
SECURITY ID: 620076109
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Reverse Stock Split | Management | For | For |
| 2 | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | Management | For | For |
| NII HOLDINGS, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: NIHD
SECURITY ID: 62913F201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Charles M. Herington | Management | For | For |
| 1.2 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.3 | Elect Director John W. Risner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| NTELOS HOLDINGS CORP.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: NTLS
SECURITY ID: 67020Q107
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Timothy G. Biltz | Management | For | For |
| 1.2 | Elect Director Steven G. Felsher | Management | For | For |
| 1.3 | Elect Director Robert E. Guth | Management | For | For |
| 1.4 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.5 | Elect Director Michael Huber | Management | For | For |
| 1.6 | Elect Director James A. Hyde | Management | For | For |
| 1.7 | Elect Director Julia B. North | Management | For | For |
| 1.8 | Elect Director Jerry E. Vaughn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| NTT DOCOMO INC.
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: 9437
SECURITY ID: J59399105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 2600 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Shindo, Tsutomu | Management | For | For |
| 3.2 | Elect Director Kagawa, Wataru | Management | For | For |
| 3.3 | Elect Director Yoshizawa, Kazuhiro | Management | For | For |
| 4.1 | Appoint Statutory Auditor Hoshizawa, Shuro | Management | For | For |
| 4.2 | Appoint Statutory Auditor Yoshizawa, Kyoichi | Management | For | Against |
| 4.3 | Appoint Statutory Auditor Morosawa, Haruo | Management | For | For |
| 4.4 | Appoint Statutory Auditor Tsujiyama, Eiko | Management | For | For |
| NTT DOCOMO, INC.
MEETING DATE: JUN 17, 2011 |
||||
|
TICKER: 9437
SECURITY ID: 62942M201
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 2600 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Shindo, Tsutomu | Management | For | For |
| 3.2 | Elect Director Kagawa, Wataru | Management | For | For |
| 3.3 | Elect Director Yoshizawa, Kazuhiro | Management | For | For |
| 4.1 | Appoint Statutory Auditor Hoshizawa, Shuro | Management | For | For |
| 4.2 | Appoint Statutory Auditor Yoshizawa, Kyoichi | Management | For | Against |
| 4.3 | Appoint Statutory Auditor Morosawa, Haruo | Management | For | For |
| 4.4 | Appoint Statutory Auditor Tsujiyama, Eiko | Management | For | For |
| NVIDIA CORPORATION
MEETING DATE: MAY 18, 2011 |
||||
|
TICKER: NVDA
SECURITY ID: 67066G104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Harvey C. Jones | Management | For | For |
| 2 | Elect Director William J. Miller | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Auditors | Management | For | For |
| PT INDOSAT, INDONESIAN SATELLITE CORPORATION
MEETING DATE: FEB 08, 2011 |
||||
|
TICKER: ISAT
SECURITY ID: Y7130D110
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Commissioners and/or Directors | Management | For | Abstain |
| PT INDOSAT, INDONESIAN SATELLITE CORPORATION
MEETING DATE: JUN 24, 2011 |
||||
|
TICKER: ISAT
SECURITY ID: Y7130D110
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Annual Report and Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income for Reserve Funds, Payment of Dividend, and Other Purposes | Management | For | For |
| 3 | Approve Remuneration of Commissioners | Management | For | For |
| 4 | Appoint Auditors | Management | For | For |
| 5 | Elect Commissioners and/or Directors | Management | For | Abstain |
| QUALCOMM INCORPORATED
MEETING DATE: MAR 08, 2011 |
||||
|
TICKER: QCOM
SECURITY ID: 747525103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Francisco Ros | Management | For | For |
| 1.12 | Elect Director Brent Scowcroft | Management | For | For |
| 1.13 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| RESEARCH IN MOTION LTD
MEETING DATE: JUL 13, 2010 |
||||
|
TICKER: RIM
SECURITY ID: 760975102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect James L. Balsillie as Director | Management | For | For |
| 1.2 | Elect Mike Lazaridis as Director | Management | For | For |
| 1.3 | Elect James Estill as Director | Management | For | For |
| 1.4 | Elect David Kerr as Director | Management | For | For |
| 1.5 | Elect Roger Martin as Director | Management | For | For |
| 1.6 | Elect John Richardson as Director | Management | For | For |
| 1.7 | Elect Barbara Stymiest as Director | Management | For | For |
| 1.8 | Elect Antonio Viana-Baptista as Director | Management | For | For |
| 1.9 | Elect John Wetmore as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| SBA COMMUNICATIONS CORPORATION
MEETING DATE: MAY 04, 2011 |
||||
|
TICKER: SBAC
SECURITY ID: 78388J106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. Bernstein | Management | For | For |
| 1.2 | Elect Director Duncan H. Cocroft | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: S
SECURITY ID: 852061100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 10, 2011 |
||||
|
TICKER: SNCR
SECURITY ID: 87157B103
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas J. Hopkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| TELEFONICA S.A.
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: TEF
SECURITY ID: 879382208
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Individual and Consolidated Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for FY 2010 | Management | For | For |
| 2 | Approve Dividend Distribution of EUR 0.77 Per Share Charged to Unrestricted Reserves | Management | For | For |
| 3.1 | Amend Several Articles of Bylaws to Adapt to Revised Legislations | Management | For | For |
| 3.2 | Add New Paragraph 5 to Article 16 of Bylaws Re: General Meeting | Management | For | For |
| 3.3 | Add New Article 26 bis to Bylaws Re: Board-Related | Management | For | For |
| 4.1 | Amend Several Articles of General Meeting Regulations to Adapt to Revised Legislations | Management | For | For |
| 4.2 | Amend Article 14.1 of General Meeting Regulations | Management | For | For |
| 5.1 | Re-elect Isidro Faine Casas as Director | Management | For | Against |
| 5.2 | Re-elect Vitalino Manuel Nafria Aznar as Director | Management | For | Against |
| 5.3 | Re-elect Julio Linares Lopez as Director | Management | For | Against |
| 5.4 | Re-elect David Arculus as Director | Management | For | For |
| 5.5 | Re-elect Carlos Colomer Casellas as Director | Management | For | Against |
| 5.6 | Re-elect Peter Erskine as Director | Management | For | Against |
| 5.7 | Re-elect Alfonso Ferrari Herrero as Director | Management | For | Against |
| 5.8 | Re-elect Antonio Massanell Lavilla as Director | Management | For | Against |
| 5.9 | Elect Chang Xiaobing as Director | Management | For | Against |
| 6 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares with Possibility of Total or Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Re-elect Ernst & Young SL as Auditors of Individual and Consolidated Accounts | Management | For | For |
| 8 | Approve Long-Term Incentive Plan Consisting of Delivery of Company Shares to Executive Team Members of Telefonica Group | Management | For | For |
| 9 | Approve Long-Term Incentive Restricted Plan Consisting of Delivery of Shares to Employees and Executive Personnel of Telefonica Group | Management | For | Against |
| 10 | Approve Share Matching Plan | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| TELEPHONE AND DATA SYSTEMS, INC.
MEETING DATE: MAY 19, 2011 |
||||
|
TICKER: TDS
SECURITY ID: 879433100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Clarence A. Davis | Management | For | For |
| 1.2 | Elect Director Christopher D. O'Leary | Management | For | For |
| 1.3 | Elect Director Gary L. Sugarman | Management | For | For |
| 1.4 | Elect Director Herbert S. Wander | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Require Equal Rights for All Shares | Shareholder | Against | For |
| TELKOM SA LTD
MEETING DATE: AUG 24, 2010 |
||||
|
TICKER: TKG
SECURITY ID: S84197102
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 31 March 2010 | Management | For | For |
| 2 | Re-elect Sibusiso Luthuli as Director | Management | For | Against |
| 3 | Reappoint Ernst & Young Inc as Auditors and R Hillen as Individual Registered Auditor | Management | For | For |
| UNITED STATES CELLULAR CORPORATION
MEETING DATE: MAY 17, 2011 |
||||
|
TICKER: USM
SECURITY ID: 911684108
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director J. Samuel Crowley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 05, 2011 |
||||
|
TICKER: VZ
SECURITY ID: 92343V104
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Lowell C. Mcadam | Management | For | For |
| 5 | Elect Director Sandra O. Moose | Management | For | For |
| 6 | Elect Director Joseph Neubauer | Management | For | For |
| 7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 16 | Disclose Prior Government Service | Shareholder | Against | Against |
| 17 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 18 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| VIASAT, INC.
MEETING DATE: SEP 22, 2010 |
||||
|
TICKER: VSAT
SECURITY ID: 92552V100
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director B. Allen Lay | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Nash | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| VIMPELCOM LTD.
MEETING DATE: JUN 28, 2011 |
||||
|
TICKER: VIP
SECURITY ID: 92719A106
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Hans Peter Kohlhammer as Director | Management | None | For |
| 2 | Elect Augie Fabela II as Director | Management | None | Against |
| 3 | Elect Leonid Novoselsky as Director | Management | None | For |
| 4 | Elect Mikhail Fridman as Director | Management | None | Against |
| 5 | Elect Kjell Marten Johnsen as Director | Management | None | Against |
| 6 | Elect Oleg Malis as Director | Management | None | Against |
| 7 | Elect Aleksey Reznikovich as Director | Management | None | Against |
| 8 | Elect Ole Bjorn Sjulstad as Director | Management | None | Against |
| 9 | Elect Jan-Edvard Thygesen as Director | Management | None | Against |
| 10 | Ratify Ernst & Young Accountants LLP as Auditors and Approve Auditor's Remuneration | Management | For | For |
| 11 | Approve Extension of Period for Preparation of Statutory Annual Accounts | Management | For | For |
| 12 | Resolve that Augie Fabela II Is Unaffiliated and Independent Director Nominee (Nominated under Item 2) | Management | For | Against |
| VIRGIN MEDIA INC.
MEETING DATE: JUN 07, 2011 |
||||
|
TICKER: VMED
SECURITY ID: 92769L101
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James A. Chiddix | Management | For | For |
| 1.2 | Elect Director William R. Huff | Management | For | For |
| 1.3 | Elect Director James F. Mooney | Management | For | For |
| 1.4 | Elect Director John N. Rigsby | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| VODAFONE GROUP PLC
MEETING DATE: JUL 27, 2010 |
||||
|
TICKER: VOD
SECURITY ID: 92857W209
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Sir John Bond as Director | Management | For | For |
| 3 | Re-elect John Buchanan as Director | Management | For | For |
| 4 | Re-elect Vittorio Colao as Director | Management | For | For |
| 5 | Re-elect Michel Combes as Director | Management | For | For |
| 6 | Re-elect Andy Halford as Director | Management | For | For |
| 7 | Re-elect Stephen Pusey as Director | Management | For | For |
| 8 | Re-elect Alan Jebson as Director | Management | For | For |
| 9 | Re-elect Samuel Jonah as Director | Management | For | For |
| 10 | Re-elect Nick Land as Director | Management | For | For |
| 11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 12 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Approve Share Incentive Plan | Management | For | For |
| ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
MEETING DATE: SEP 10, 2010 |
||||
|
TICKER: 000063
SECURITY ID: Y0004F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Investment in and Construction of ZTE Heyuan Production and Research and Development Training Base Project and the Execution of the Relevant Investment Contract | Management | For | For |
| 2 | Approve Application for Investment Limits in Foreign Exchange Derivative Products for Value-Protection | Management | For | For |
| ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
MEETING DATE: NOV 30, 2010 |
||||
|
TICKER: 000063
SECURITY ID: Y0004F105
|
||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve External Investment of the Company Pursuant to the Establishment of ZTE Finance Co., Ltd. | Management | For | For |
| 2 | Approve Resolution of the Company on Increasing the Insurance Amount of Directors', Supervisors' and Senior Management's Liability Insurance | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
|
Fidelity Advisor Series I
Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust |
Fidelity Hanover Street Trust
Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer