-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HiY8PM2JD/SnU9uif+ATvvIxlGZi0hFuFbxMFA8sSEppU13Gn8Z2SxNOKj60Ilbj v0ItJBe5yRhOzPZnqTRnrA== 0001026121-06-000017.txt : 20060420 0001026121-06-000017.hdr.sgml : 20060420 20060420163959 ACCESSION NUMBER: 0001026121-06-000017 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050110 FILED AS OF DATE: 20060420 DATE AS OF CHANGE: 20060420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANOVER DIRECT INC CENTRAL INDEX KEY: 0000320333 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 138053260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 1500 HARBOR BLVD CITY: WEEHAWKEN STATE: NJ ZIP: 07087 BUSINESS PHONE: 2018653800 MAIL ADDRESS: STREET 1: 1500 HARBOR BLVD CITY: WEEHAWKEN STATE: NJ ZIP: 07087 FORMER COMPANY: FORMER CONFORMED NAME: HORN & HARDART CO /NV/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WACHTEL WILLIAM B CENTRAL INDEX KEY: 0001236945 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08056 FILM NUMBER: 06770387 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129099500 MAIL ADDRESS: STREET 1: 110 EAST 59TH ST CITY: NEW YORK STATE: NY ZIP: 10022 4/A 1 amendedform4_ex.xml X0202 4/A 2005-01-10 2005-01-12 0 0000320333 HANOVER DIRECT INC HNVD 0001236945 WACHTEL WILLIAM B 110 EAST 59TH ST NEW YORK NY 10022 1 0 1 0 Common Stock 2005-01-10 4 P 0 3799735 1 A 15364682 I See Footnote Common Stock Warrant .01 2004-08-12 4 J 0 12156 A 2003-11-30 2003-11-18 Common Stock 10259366 10259366 I See footnote. Reflects the one-for-ten reverse stock split of the Common Stock on September 23, 2004. The holdings reported on Table I are owned of record by Chelsey Direct, LLC (which is wholly-owned by the Chelsey Capitla Profit Sharing Plan (the "Plan"), on which the Reporting Person is the Trustee) and indirectly by William B. Wachtel as the Manager of Chelsey Direct. The Reporting Person has sole voting and dispositive power with respect to all shares reported in Table I. The sponsor of the Plan is DSJ International Resources Ltd., of which Stuart Feldman is the sole officer and director and the principal beneficiary of the Plan. As consideration for a term loan by Chelsey Finance, LLC ("Chelsey Finance") to the Issuer on July 8, 2004, the Issuer was required to issue to Chelsey Finance a warrant (the "Common Stock Warrant") to purchase 30% of the outstanding shares of the Common Stock on a fully diluted basis. Until the Issuer's stockholders approved the issuance of the Common Stock Warrant and certain amendments to the Issuer's Certificate of Incorporation on August 12, 2004, the Issuer had issued to Chelsey Finance in the interim a warrant to purchase 100 shares of the Issuer's Series D Preferred Stock, which was automatically exchanged for the Common Stock Warrant. Chelsey Finance is wholly-owned by Chelsey Funding LLC, which is in turn wholly-owned by the Plan. See Note (2) hereto. The Reporting Person initially reported the estimated number of shares of the Common Stock on a fully diluted basis as 10,247,210 shares (after giving effect to the reverse stock split described in Note (1) hereto). Based on the Issuer's advice as to the actual number of such shares, the Reporting Person has increased such number by 12,156 shares to 10,259,366 shares. The Common Stock Warrant is held of record by Chelsey Finance, of which the Reporting Person is the manager. The Reporting Person has sole voting and dispositive power with respect to the shares issuable uopn the exercise thereof. /s/ William B. Wachtel 2005-04-19 -----END PRIVACY-ENHANCED MESSAGE-----