-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UF0/hJbk7Vm/5H9pk7k+M2T/9ZF2CupN+Qgkl65Cvofwa6+3ttjHvtwRD7N6k72j 8Q6hEHqBstNE0BHDw++C2g== 0001026121-03-000054.txt : 20031120 0001026121-03-000054.hdr.sgml : 20031120 20031120130352 ACCESSION NUMBER: 0001026121-03-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031118 FILED AS OF DATE: 20031120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANOVER DIRECT INC CENTRAL INDEX KEY: 0000320333 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 138053260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 1500 HARBOR BLVD CITY: WEEHAWKEN STATE: NJ ZIP: 07087 BUSINESS PHONE: 2018653800 MAIL ADDRESS: STREET 1: 1500 HARBOR BLVD CITY: WEEHAWKEN STATE: NJ ZIP: 07087 FORMER COMPANY: FORMER CONFORMED NAME: HORN & HARDART CO /NV/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WACHTEL WILLIAM B CENTRAL INDEX KEY: 0001236945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08056 FILM NUMBER: 031015082 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129099500 MAIL ADDRESS: STREET 1: 110 EST 59TH ST CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4111903_ex.xml X0201 4 2003-11-18 0 0000320333 HANOVER DIRECT INC HNV 0001236945 WACHTEL WILLIAM B 110 EAST 59TH STREET NEW YORK NY 10022 1 0 1 0 Common Stock 29446888 I See footnote Series B Participating Preferred Stock 1622111 I See footnote Common Stock Options 2003-11-18 4 A 0 50000 0 A 2003-11-17 Common Stock 50000 50000 D These shares are owned of record by Chelsey Direct, LLC and indirectly by William B. Wachtel as the Manager of the record holder. The Reporting Person has sole voting and dispositive power with respect to the shares. All of the units of Chelsey Direct, LLC are owned by Chelsey Profit Sharing Plan, of which the Reporting Person is the Trustee. The sponsor of the Plan is DSJ International Resources Ltd., of which Stuart Feldman is the sole officer and director and the principal beneficiary of the Plan. Pursuant to the issuer's director stock option plan, the exercise price for these options is the average of the closing prices of the issuer's common stock for the 10-day period prior to the reporting date and for the 10-day period after the reporting date 16,666 shares are exercisable on November 18, 2004; 16,666 shares are exercisable on November 18, 2005; and 16,668 shares are exercisable on November 18, 2006; William B. Wachtel 2003-11-19 -----END PRIVACY-ENHANCED MESSAGE-----