-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SkKo92tWON35oMcaxnyxQx2znjLqirA2odpfM3R6wB0hkmAiztTcqcdufi0m6M0g Cht+z7JcqbLixo48szBFTQ== 0000950123-98-005908.txt : 19980612 0000950123-98-005908.hdr.sgml : 19980612 ACCESSION NUMBER: 0000950123-98-005908 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980601 FILED AS OF DATE: 19980611 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HANOVER DIRECT INC CENTRAL INDEX KEY: 0000320333 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 138053260 STATE OF INCORPORATION: NV FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-08056 FILM NUMBER: 98646745 BUSINESS ADDRESS: STREET 1: 1500 HARBOR BLVD CITY: WEEHAWKEN STATE: NJ ZIP: 07087 BUSINESS PHONE: 2018653800 MAIL ADDRESS: STREET 1: 1500 HARBOR BLVD CITY: WEEHAWKEN STATE: NJ ZIP: 07087 FORMER COMPANY: FORMER CONFORMED NAME: HORN & HARDART CO /NV/ DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: RICHEMONT FINANCE SA CENTRAL INDEX KEY: 0001041054 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER STATE OF INCORPORATION: I8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 35 BLVD PRINCE HENRI CITY: LUXEMBOURG STATE: I8 ZIP: 00000 MAIL ADDRESS: STREET 1: RICHEMONT FINANCE SA STREET 2: 35 BLVD PRINCE HENRI CITY: LUXEMBOURG STATE: I8 ZIP: 00000 3 1 FORM 3 1 --------------------------- OMB APPROVAL --------------------------- - -------- OMB Number: 3235-0104 FORM 3 Expires: September 30, 1998 - -------- Estimated average burden hours per response .... 0.5 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Response) - ----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* 2. Date of Event Requiring 4. Issuer Name and Ticker 6. If Amendment, Date Richemont Finance S.A. Statement or Trading Symbol of Original - ---------------------------------------- (Month/Day/Year) Hanover Direct, Inc. (HNV) (Month/Day/Year) (Last) (First) (Middle) 6/1/98 ----------------------------------------------------------- 35 Boulevard Prince Henri ---------------------------- 5. Relationship of Reporting 7. Individual or - ---------------------------------------- 3. I.R.S. Identification Person(s) to Issuer Joint/Group (Street) Number of Reporting (Check all applicable) Filing (Check Person, if an entity ----- Director --X-- 10% Owner Applicable List) L 1724 Luxembourg (voluntary) ----- Officer ----- Other (specify -- Form filed by - ---------------------------------------- (give title below) below) One Reporting (City) (State) (Zip) Person --------------------------- X Form filed by More than One Reporting Person - ----------------------------------------------------------------------------------------------------------------------------------- TABLE 1 -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 5) (Instr. 5) - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 97,144,167 D - ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 1,510,000 I These securities are owned of record - ----------------------------------------------------------------------------------------------------------------------------------- and beneficially by NAR Group Limited - ----------------------------------------------------------------------------------------------------------------------------------- ("NAR"). NAR has granted the issuer's - ----------------------------------------------------------------------------------------------------------------------------------- chief executive officer an option to - ----------------------------------------------------------------------------------------------------------------------------------- purchase these securities. The - ----------------------------------------------------------------------------------------------------------------------------------- Reporting Person is a shareholder of - ----------------------------------------------------------------------------------------------------------------------------------- NAR and may, therefore, be deemed to be - ----------------------------------------------------------------------------------------------------------------------------------- an indirect owner of these securities. - ----------------------------------------------------------------------------------------------------------------------------------- However, the Reporting Person disclaims - ----------------------------------------------------------------------------------------------------------------------------------- such beneficial ownership. - ----------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) *If the form is filed by more than one reporting person, see Instruction 5(b)(v). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. SEC 1473 (7/97)
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FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date 3. Title and Amount of 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) Exercisable and Securities Underlying sion or ship Beneficial Ownership Expiration Date Derivative Security Exercise Form of (Instr. 5) (Month/Day/ (Instr. 4) Price of Deriv- Year) Deri- ative vative Security: Security Direct ------------------------------------------------- (D) or Date Expira- Amount or Indirect (I) Exercis- tion Title Number (Instr. 5) able Date of Shares - ------------------------------------------------------------------------------------------------------------------------------------ Warrants 6/1/98 8/1/98 Common Stock 1,728,923 $2.16 D - ------------------------------------------------------------------------------------------------------------------------------------ Warrants 6/1/98 8/1/98 Common Stock 3,542,292 $2.59 D - ------------------------------------------------------------------------------------------------------------------------------------ Warrants 6/1/98 8/1/98 Common Stock 375,275 $1.95 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: /s/ Robert P. Wessely June 11, 1998 **Intentional misstatements or omissions of facts constitute Federal Criminal ------------------------------- ------------- Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date Attorney-in-Fact Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained Page 2 in this form are not required to respond unless the form displays a currently SEC 1473 (8/92) valid OMB Number.
3 Form 3 Joint Filer Information 1. Name: Richemont S.A. Address: 35 Boulevard Prince Henri L 1724 Luxembourg Designated Filer: Richemont Finance S.A. Issuer & Ticker Symbol: Hanover Direct, Inc. (HNV) Date of Event Requiring Statement: June 1, 1998 Ownership Form: Indirect (affiliate) Signature: /s/ Robert P. Wessely --------------------- By: Robert P. Wessely Its: Attorney-in-Fact 2. Name: Compagnie Financiere Richemont AG Address: Rigistrasse 2 Zug 6300 Switzerland Designated Filer: Richemont Finance S.A. Issuer & Ticker Symbol: Hanover Direct, Inc. (HNV) Date of Event Requiring Statement: June 1, 1998 Ownership Form: Indirect (affiliate) Signature: /s/ Robert P. Wessely --------------------- By: Robert P. Wessely Its: Attorney-in-Fact Page # 3 of # 4 pages 4 3. Name: Compagnie Financiere Rupert Address: Rigistrasse 2 Zug 6300 Switzerland Designated Filer: Richemont Finance S.A. Issuer & Ticker Symbol: Hanover Direct, Inc. (HNV) Date of Event Requiring Statement: June 1, 1998 Ownership Form: Indirect (affiliate) Signature: /s/ Robert P. Wessely --------------------- By: Robert P. Wessely Its: Attorney-in-Fact Page # 4 of # 4 pages -----END PRIVACY-ENHANCED MESSAGE-----