-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N4KxeEmtAypBkxz56Ld6RGDIfjPkszUXZtbP9KeLeA+1RC5HKVQiO1CMo9IWd+qH DHas4j7XTzmDZ86l5jdVIQ== 0000950123-96-004765.txt : 19960829 0000950123-96-004765.hdr.sgml : 19960829 ACCESSION NUMBER: 0000950123-96-004765 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960828 SROS: NASD GROUP MEMBERS: EDMUND R. MANWELL GROUP MEMBERS: J. DAVID HAKMAN GROUP MEMBERS: KRUTTSCHNITT THEODORE H III SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HANOVER DIRECT INC CENTRAL INDEX KEY: 0000320333 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 138053260 STATE OF INCORPORATION: NV FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-34082 FILM NUMBER: 96622205 BUSINESS ADDRESS: STREET 1: 1500 HARBOR BLVD CITY: WEEHAWKEN STATE: NJ ZIP: 07087 BUSINESS PHONE: 2018653800 MAIL ADDRESS: STREET 1: 1500 HARBOR BLVD CITY: WEEHAWKEN STATE: NJ ZIP: 07087 FORMER COMPANY: FORMER CONFORMED NAME: HORN & HARDART CO /NV/ DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KRUTTSCHNITT THEODORE H III CENTRAL INDEX KEY: 0000903484 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: HANOVER DIRECT INC STREET 2: 1500 HARBOR BLVD CITY: WEEHAWKEN STATE: NJ ZIP: 07087 BUSINESS PHONE: 415-348-7400 MAIL ADDRESS: STREET 1: 1350 BAYSHORE BLVD STREET 2: SUITE 850 CITY: BURLINGAME STATE: CA ZIP: 94010 FORMER COMPANY: FORMER CONFORMED NAME: KRUTTSCHNITT THEODORE H DATE OF NAME CHANGE: 19930505 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11) HANOVER DIRECT, INC. (Name of Issuer) Common Stock, $0.66-2/3 par value (Title of Class of Securities) 440506 10 3 (CUSIP Number) Theodore H. Kruttschnitt, III One Bay Plaza, Suite 850 1350 Bayshore Boulevard Burlingame, CA 94010 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 23, 1996 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / / . Check the following box if a fee is being paid with this statement / / . (Continued on following page(s)) Page 1 of 10 Pages 2 CUSIP No. 440506 10 3 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Theodore H. Kruttschnitt, III - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER (a) /X/ OF A GROUP (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS / / IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- NUMBER 7 SOLE VOTING POWER 8,011,889* OF ----------------------------------------------------- SHARES BENEFICIALLY 8 SHARED VOTING POWER OWNED ----------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER 8,011,889* REPORTING ----------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,011,889* - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES / / CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.64% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------- * See Item 5 hereof. -2- 3 CUSIP No. 440506 10 3 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON J. David Hakman - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER (a) /X/ OF A GROUP (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS / / IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- NUMBER 7 SOLE VOTING POWER 20,286* OF ----------------------------------------------------- SHARES BENEFICIALLY 8 SHARED VOTING POWER OWNED ----------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER 20,286* REPORTING ----------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 20,286* - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES / / CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .01% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------- * See Item 5 hereof. -3- 4 CUSIP No. 440506 10 3 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Edmund R. Manwell - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER (a) /X/ OF A GROUP (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS / / IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- NUMBER 7 SOLE VOTING POWER 20,579* OF ----------------------------------------------------- SHARES BENEFICIALLY 8 SHARED VOTING POWER OWNED ----------------------------------------------------- BY EACH 9 SOLE DISPOSITIVE POWER 20,579* REPORTING ----------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 20,579* - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES / / CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .01% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------- * See Item 5 hereof. -4- 5 Item 1. Security and Issuer. This Amendment No. 11 to Statement on Schedule 13D relates to shares of Common Stock, par value $.66-2/3 per share (the "Common Stock"), of Hanover Direct, Inc., a Delaware corporation and the successor in interest to The Horn & Hardart Company (the "Company"), whose principal executive offices are located at 1500 Harbor Boulevard, Weehawken, New Jersey 07087. Item 2. Identity and Background. (a)-(c) Mr. Theodore H. Kruttschnitt, III's principal occupation is investing and his business address is One Bay Plaza, 1350 Bayshore Boulevard, Suite 850, Burlingame, California 94010. Mr. J. David Hakman's principal occupation is serving as Chief Executive Officer of Hakman Capital Corporation, an investment banking firm located at One Bay Plaza, 1350 Bayshore Boulevard, Suite 333, Burlingame, California 94010. Mr. Edmund R. Manwell's principal occupation is serving as Senior Partner of the law firm of Manwell & Milton, 20 California Street, Third Floor, San Francisco, California 94111. (d)-(f) During the last five years, none of Messrs. Kruttschnitt, Hakman or Manwell has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such individual was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Messrs. Kruttschnitt, Hakman and Manwell are all United States citizens. Item 3. Source and Amount of Funds or other Consideration. Not Applicable. Item 4. Purpose of the Transaction. On August 16, 1996, in connection with the Company's Rights Offering, Mr. Kruttschnitt exercised the 2,706,002 rights distributed to him by the Company and thereby purchased 2,706,002 shares of the Company's Common Stock, par value $.66-2/3 per share, for an exercise price of $1.03 per share. -5- 6 On August 16, 1996, in connection with the Company's Rights Offering, Mr. Hakman exercised the 6,852 rights distributed to him by the Company and thereby purchased 6,852 shares of the Company's Common Stock, par value $.66-2/3 per share, for an exercise price of $1.03 per share. On August 16, 1996, in connection with the Company's Rights Offering, Mr. Manwell exercised the 6,951 rights distributed to him by the Company and thereby purchased 6,951 shares of the Company's Common Stock, par value $.66-2/3 per share, for an exercise price of $1.03 per share. Item 5. Interest in Securities of the Issuer. Mr. Kruttschnitt is the beneficial owner of 8,011,889 shares of Common Stock of the Company as determined in accordance with Rule 13d-3 of the Securities Exchange Act of 1934, as amended ("Rule 13d-3"). The 8,011,889 shares of Common Stock represent, in accordance with Rule 13d-3, approximately 5.64% of the 142,044,492 shares of Common Stock outstanding as of August 26, 1996. Messrs. Kruttschnitt, Hakman and Manwell as a group are the beneficial owners of 8,052,754 shares of Common Stock of the Company, as determined in accordance with Rule 13d-3. The 8,052,754 shares of Common Stock represent, in accordance with Rule 13d-3, approximately 5.67% of the 142,044,492 shares of Common Stock outstanding as of August 26, 1996. (b) Mr. Kruttschnitt has the sole power to vote and dispose of all his 8,011,889 shares of Common Stock. Mr. Hakman has the sole power to vote and dispose of all his 20,286 shares of Common Stock. Mr. Manwell has the sole power to vote and dispose of all his 20,579 shares of Common Stock. (c) In connection with the Company's pro rata distribution of subscription rights to its shareholders, on July 19, 1996, Messrs. Kruttschnitt, Hakman and Manwell each received, 2,706,002, 6,852 and 6,951 rights, respectively and, accordingly, purchased 2,706,002, 6,852 and 6,951 shares of Common Stock, par value $.66-2/3 per share of the Company, respectively at an exercise price of $1.03 per share. (d) and (e) Inapplicable. -6- 7 Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Reference is hereby made to Item 4 hereof for a description of certain contracts, arrangements, understandings and relationships relating to the securities of the Company. Except as described therein, none of the Reporting Persons has any contract, arrangement, understanding or relations with one or more security holders of the Company or others, with respect to the purchase, holding, voting or disposition of shares of Common Stock or other securities of the Company which are convertible or exercisable into such shares. Each of such persons reserves the right to enter into any such contract, arrangement, understanding or relations in the future. Item 7. Material to be Filed as Exhibits. None. -7- 8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 27, 1996 /s/ Theodore H. Kruttschnitt, III ------------------------------------ Theodore H. Kruttschnitt, III -8- 9 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 27, 1996 /s/ Edmund R. Manwell -------------------------- Edmund R. Manwell -9- 10 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 27, 1996 /s/ J. David Hakman ------------------------ J. David Hakman -10- -----END PRIVACY-ENHANCED MESSAGE-----