-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q3qXosUcXrBZT6QqDNiPaMdDoT9UjRq4q8uiNmHnE/GA+2akcAGpbkQdPDtGZjNj 3BeraaETNwVm1UCq+GImAw== 0000950123-05-001222.txt : 20050204 0000950123-05-001222.hdr.sgml : 20050204 20050204171149 ACCESSION NUMBER: 0000950123-05-001222 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050131 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20050204 DATE AS OF CHANGE: 20050204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANOVER DIRECT INC CENTRAL INDEX KEY: 0000320333 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 138053260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-08056 FILM NUMBER: 05577983 BUSINESS ADDRESS: STREET 1: 1500 HARBOR BLVD CITY: WEEHAWKEN STATE: NJ ZIP: 07087 BUSINESS PHONE: 2018653800 MAIL ADDRESS: STREET 1: 1500 HARBOR BLVD CITY: WEEHAWKEN STATE: NJ ZIP: 07087 FORMER COMPANY: FORMER CONFORMED NAME: HORN & HARDART CO /NV/ DATE OF NAME CHANGE: 19920703 8-K 1 y05484e8vk.txt HANOVER DIRECT, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 31, 2005 ---------------- Hanover Direct, Inc. ------------------------------- (Exact Name of Registrant as Specified in Charter) 1-12082 ----------------------- (Commission File Number) Delaware 13-0853260 ---------------------------- -------------------- (State or Other Jurisdiction (I.R.S. Employer of Incorporation) Identification Number) 115 River Road, Building 10 Edgewater, New Jersey 07020 ----------------------------- -------------- (Address of Principal (Zip Code) Executive Offices) Registrant's telephone number, including area code: (201) 863-7300 --------------- ------------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Section 3 - Securities and Trading Markets Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. (a) As previously reported, the American Stock Exchange (the "Exchange") filed an application with the Securities Exchange Commission ("SEC") on February 4, 2005 to remove the Company's common stock from listing and registration on the Exchange effective on February 16, 2005 based on the Company's failure to regain compliance with the Exchange's filing requirements as set forth in Section 134 and 1101 of the Company Guide by December 31, 2004 and the fact that the Company is not in compliance with Sections 1003(a)(i), 1003(a)(ii) and 1003(a)(iii) of the Company Guide. The Exchange had previously halted trading in the Company's common stock because of the Company's failure to file its Form 10-Q for the quarter ended September 25, 2004 with the SEC on November 16, 2004 and formally suspended trading on February 2, 2005. Current trading information about the Company's common stock can be obtained from the Pink Sheets (www.pinksheets.com) under the trading symbol HNVD. Section 5. Corporate Governance and Management Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers. The Company appointed Daniel J. Barsky as its Senior Vice President and General Counsel effective January 31, 2005. Prior to joining the Company, Mr. Barsky was an independent legal consultant. Mr. Barsky served as General Counsel to Directrix, Inc. from 2001 to 2003, Executive Vice President, General Counsel and Secretary to American Interactive Media, Inc. from 1999 to 2001 and Executive Vice President, General Counsel and Secretary to Spice Entertainment Companies, Inc. from 1994 to 1999. Section 8 - Other Events Item 8.01. Other Events. The Company was notified by the SEC that it is conducting an informal inquiry relating to the Company's financial results and financial reporting since 1998. The SEC indicated in its letter to the Company that the inquiry should not be construed as an indication by the SEC that there has been any violation of the federal securities laws. The Company is cooperating fully with the SEC in connection with the inquiry. Section 9 - Financial Statements and Exhibits Item 9.01. Financial Statements and Exhibits. (c) Exhibits Exhibit 99.1 Press Release, dated February 4, 2005 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HANOVER DIRECT, INC. ---------------------------------------- (Registrant) February 4, 2005 By: /S/ Charles E. Blue ---------------------------------------- Name: Charles E. Blue Title: Senior Vice President and Chief Financial Officer EX-99.1 2 y05484exv99w1.txt PRESS RELEASE Exhibit 99.1 [GRAPHIC OMITTED] FOR IMMEDIATE RELEASE CONTACT: Hanover Direct, Inc MWW Group Charles E. Blue Rich Tauberman S.V.P. & Chief Financial Officer Tel: (201) 507-9500 Tel: (201) 272-3389 HANOVER DIRECT ANNOUNCES APPOINTMENT OF GENERAL COUNSEL, DELISITING FROM AMERICAN STOCK EXCHANGE, TRADING ON THE PINK SHEETS AND INFORMAL SEC INQUIRY EDGEWATER, NJ, February 4, 2005 - Hanover Direct, Inc. (PINK SHEETS: HNVD) announced that it had appointed Daniel J. Barsky as Senior Vice President and General Counsel effective January 31, 2005. Prior to joining the Company, Mr. Barsky was an independent legal consultant. Previously, he served as General Counsel to Directrix, Inc. from 2001 to 2003, Executive Vice President, General Counsel and Secretary to American Interactive Media, Inc. from 1999 to 2001 and Executive Vice President, General Counsel and Secretary to Spice Entertainment Companies, Inc. from 1994 to 1999. Prior to joining Spice, Mr. Barsky was a partner in the law firm of Dornbush Mensch Mandelstam & Schaeffer. Mr. Barsky attended George Washington University where he earned a B.B.A. in Finance in 1977. He earned his J.D. from University of Miami Law School in 1981 and his L.LM in Taxation from New York University in 1982. As previously reported, on February 4, 2005 the American Stock Exchange filed an application with the Securities and Exchange Commission to remove the Company's common stock from listing and registration on the Exchange effective on February 16, 2005. The Exchange had previously halted trading in the Company's common stock on November 16, 2004 and formally suspended trading on February 2, 2005. Current trading information about the Company's common stock can be obtained from the Pink Sheets (www.pinksheets.com) under the trading symbol HNVD. The Company also announced that it was notified by the Securities and Exchange Commission that it is conducting an informal inquiry relating to the Company's financial results and financial reporting since 1998. The Commission stated in its letter to the Company that the inquiry should not be construed as an indication by the Commission that there has been any violation of the federal securities laws. The Company is cooperating fully with the Commission in connection with the inquiry. About Hanover Direct, Inc. Hanover Direct, Inc. (PINK SHEETS: HNVD) and its business units provide quality, branded merchandise through a portfolio of catalogs and e-commerce platforms to consumers, as well as a comprehensive range of Internet, e-commerce, and fulfillment services to businesses. The Company's catalog and Internet portfolio of home fashions, apparel and gift brands include Domestications, The Company Store, Company Kids, Silhouettes, International Male, Scandia Down, and Gump's By Mail. The Company owns Gump's, a retail store based in San Francisco. Each brand can be accessed on the Internet individually by name. Keystone Internet Services, LLC (www.keystoneinternet.com), the Company's third party fulfillment operation, also provides the logistical, IT and fulfillment needs of the Company's catalogs and web sites. Information on Hanover Direct, including each of its subsidiaries, can be accessed on the Internet at www.hanoverdirect.com. ================================================================================ -----END PRIVACY-ENHANCED MESSAGE-----