-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SVi9Jr1LOoaCq7xLjkZIPPmnX8z38kUrMqHAGq7mrvTflFmHWPdEk4WTFwbefe9i uZ9h5X6AvemmbUrX7qe+/w== 0000950129-02-004176.txt : 20020814 0000950129-02-004176.hdr.sgml : 20020814 20020814140354 ACCESSION NUMBER: 0000950129-02-004176 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OCEAN ENERGY INC /TX/ CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08094 FILM NUMBER: 02734349 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1600 CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7132656000 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1600 CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL ENERGY CORP DATE OF NAME CHANGE: 19920703 10-Q/A 1 h99135e10vqza.txt OCEAN ENERGY, INC. - DATED 6/30/02 ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 1O-Q/A (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTER ENDED JUNE 30, 2002 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 1-8094 OCEAN ENERGY, INC. (Exact name of registrant as specified in its charter) DELAWARE 74-1764876 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 1001 FANNIN STREET, SUITE 1600, HOUSTON, TEXAS 77002-6794 (Address of principal executive offices) (Zip code) (713) 265-6000 (Registrant's telephone number, including area code) None (Former name, former address and former fiscal year, if changed since last report) Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ]. As of July 25, 2002, 175,896,977 shares of Common Stock, par value $0.10 per share, were outstanding. =============================================================================== EXPLANATORY NOTE On July 30, 2002, Ocean Energy, Inc. (the "Company") filed with the Securities and Exchange Commission (the "SEC") its quarterly report on Form 10-Q for the period ended June 30, 2002 (the "Form 10-Q"). On the same day, the President signed into law the Sarbanes-Oxley Act of 2002, H.R. 3763 (the "Act"). On August 1, 2002, the Company and its principal executive and principal financial officers complied with the separate certification requirements mandated by SEC Order 4-460 (dated June 27, 2002), by submitting such certifications to the SEC, filing a current report on Form 8-K with the SEC and making such certifications available on the Company's web site. The Sarbanes-Oxley legislation, which took effect on July 30, 2002, requires that each periodic report containing financial statements filed by an issuer with the SEC pursuant to Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934 (the "34 Act") be accompanied by a written statement of the issuer's chief executive officer and chief financial officer certifying certain matters. Due to the timing of the Company's filing prior to the publication of the effectiveness of the Act, the Company filed its Form 10-Q without the written statements of its chief executive and chief financial officers required by the Act. The Company is filing this amendment to the Form 10-Q solely for purposes of incorporating the statements of its chief executive and chief financial officers required by the Act. PART II. -- OTHER INFORMATION The Company hereby amends Item 6(a) of its Form 10-Q to include the following additional exhibits. ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K. (a) Exhibits: 99.1 Certification of Chief Executive Officer of Ocean Energy, Inc. pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 99.2 Certification of Chief Financial Officer of Ocean Energy, Inc. pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. OCEAN ENERGY, INC. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. OCEAN ENERGY, INC. By: /s/ William L. Transier -------------------------- William L. Transier Executive Vice President and Chief Financial Officer (Principal Financial Officer) Date: August 14, 2002 By: /s/ Robert L. Thompson ------------------------- Robert L. Thompson Vice President and Controller (Principal Accounting Officer Date: August 14, 2002 EXHIBIT INDEX Exhibit No. Description ----------- ----------- 99.1 Certification of Chief Executive Officer of Ocean Energy, Inc. pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 99.2 Certification of Chief Financial Officer of Ocean Energy, Inc. pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. EX-99.1 3 h99135exv99w1.txt CERTIFICATION OF CHIEF EXECUTIVE OFFICER EXHIBIT 99.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER OF OCEAN ENERGY, INC. PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, James T. Hackett, Chairman of the Board, President and Chief Executive Officer of Ocean Energy, Inc. (the "Company"), hereby certify that the Company's quarterly report on Form 10-Q for the period ended June 30, 2002 and filed with the Securities and Exchange Commission on July 30, 2002 pursuant to Section 13(a) of the Securities Exchange Act of 1934 (the "Report") by the Company fully complies with the requirements of that section. I further certify that the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ James T. Hackett ----------------------------------------- Name: James T. Hackett Title: Chairman of the Board, President and Chief Executive Officer Date: August 14, 2002 EX-99.2 4 h99135exv99w2.txt CERTIFICATION OF CHIEF FINANCIAL OFFICER EXHIBIT 99.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER OF OCEAN ENERGY, INC. PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 I, William L. Transier, Executive Vice President and Chief Financial Officer of Ocean Energy, Inc. (the "Company"), hereby certify that the Company's quarterly report on Form 10-Q for the period ended June 30, 2002 and filed with the Securities and Exchange Commission on July 30, 2002 pursuant to Section 13(a) of the Securities Exchange Act of 1934 (the "Report") by the Company fully complies with the requirements of that section. I further certify that the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ William L. Transier ----------------------------------------- Name: William L. Transier Title: Executive Vice President and Chief Financial Officer Date: August 14, 2002 -----END PRIVACY-ENHANCED MESSAGE-----