-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qz+AtkoH3XujE1pXez5jMvSdhcba9PCpWF8IYlbhif0y/E1x9Oe4gmduYr9+s9wB h5rfhqYYcwc1c2ngxNr4YQ== 0000320321-99-000029.txt : 19990217 0000320321-99-000029.hdr.sgml : 19990217 ACCESSION NUMBER: 0000320321-99-000029 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-08094 FILM NUMBER: 99539819 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 STREET 2: 1001 FIRST CITY TOWER CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 STREET 2: 1001 FIRST CITY TOWER CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] OFFICER IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 STREET 2: 1001 FIRST CITY TOWER CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 STREET 2: 1001 FIRST CITY TOWER CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 5 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported 1. Name and Address of Reporting Person(s) GRIFFITHS, SCOTT A 450 FAUST LANE HOUSTON, TX 77024 2. Issuer Name and Ticker or Trading Symbol SEAGULL ENERGY CORPORATION (SGO) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ###-##-#### 4. Statement for Month/Year 12/98 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) SENIOR VICE PRESIDENT- DOMESTIC EXPLORATION 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code Amount D Price End of Year I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2,269 I 401(k) Plan Common Stock 721 I ESOP Table II (PART 1) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $5.8949 10/03/96 A 176 (1) 03/22/99 (right to buy) Non-Qualified Stock Option $6.6762 10/03/96 A 6,688 (1) 03/14/01 (right to buy) Non-Qualified Stock Option $7.1023 10/03/96 A 4,400 (1) 01/04/03 (right to buy) Non-Qualified Stock Option $7.5995 10/03/96 A 4,400 (1) 12/08/03 (right to buy) Non-Qualified Stock Option $7.6705 10/03/96 A 3,000 (1) 01/24/00 (right to buy) Non-Qualified Stock Option $8.2387 10/03/96 A 13,200 (1) 09/24/01 (right to buy) Non-Qualified Stock Option $9.4461 10/03/96 A 4,400 (1) 01/23/05 (right to buy) Non-Qualified Stock Option $11.6875 09/16/98 A 20,000 (2) 09/16/08 (right to buy) Non-Qualified Stock Option $12.1449 10/03/96 A 3,520 (1) 01/22/06 (right to buy) Non-Qualified Stock Option $16.5000 07/15/98 A 20,000 (3) 07/15/08 (right to buy) Non-Qualified Stock Option $16.5000 09/16/98 D (4) 20,000 07/15/08 (right to buy) Non-Qualified Stock Option $18.8125 07/15/97 A 12,000 (3) 07/15/07 (right to buy) Non-Qualified Stock Option $21.9375 01/23/97 A 4,250 (3) 01/23/07 (right to buy) Phantom Stock Units (5) 11/30/98 A 38 Phantom Stock Units (5) 12/15/98 A 63 Phantom Stock Units (5) 12/31/98 A 85 Table II (PART 2) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Year - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option 10/03/96 Common Stock 176 176 D Direct (right to buy) Non-Qualified Stock Option 10/03/96 Common Stock 6,688 6,688 D Direct (right to buy) Non-Qualified Stock Option 10/03/96 Common Stock 4,400 4,400 D Direct (right to buy) Non-Qualified Stock Option 10/03/96 Common Stock 4,400 4,400 D Direct (right to buy) Non-Qualified Stock Option 10/03/96 Common Stock 3,000 3,000 D Direct (right to buy) Non-Qualified Stock Option 10/03/96 Common Stock 13,200 13,200 D Direct (right to buy) Non-Qualified Stock Option 10/03/96 Common Stock 4,400 4,400 D Direct (right to buy) Non-Qualified Stock Option 09/16/98 Common Stock 20,000 20,000 D Direct (right to buy) Non-Qualified Stock Option 10/03/96 Common Stock 3,520 3,520 D Direct (right to buy) Non-Qualified Stock Option 07/15/98 Common Stock 20,000 D Direct (right to buy) Non-Qualified Stock Option 09/16/98 Common Stock 20,000 0 D Direct (right to buy) Non-Qualified Stock Option 07/15/97 Common Stock 12,000 12,000 D Direct (right to buy) Non-Qualified Stock Option 01/23/97 Common Stock 4,250 4,250 D Direct (right to buy) Phantom Stock Units (5) 11/30/98 Common Stock 38 $11.4844 D Direct Phantom Stock Units (5) 12/15/98 Common Stock 63 $8.9781 D Direct Phantom Stock Units (5) 12/31/98 Common Stock 85 $6.6531 186 D Direct Explanation of Responses: (1) The option, which represents a right-to-buy, vests incrementally over a four-year period beginning six months from date of grant. (2) The reported transaction involved the repricing of an existing option which was originally granted on July 15, 1998 and which provided for vesting in four equal annual installments commencing one year from date of grant. The vesting terms were not amended at the time of repricing. (3) The option, which represents a right-to-buy, vests in four equal annual installments beginning one year from date of grant. (4) Cancellation of option in connection with grant of replacement option. (5) 1-for-1 - - Reporting person's increase in balance of Securities Beneficially Owned in the 401(k) Plan reported in Table I is a result of contributions made during 1998. - - The ESOP security holdings reflected in Table I are as of December 31, 1997 as the allocation of these securities for the year ended December 31, 1998 has not been completed as of the date of this filing but will be provided on an Amended Form 5 as soon as the information becomes available.
SIGNATURE OF REPORTING PERSON /S/ By: Sylvia Sanchez For: Scott A. Griffiths DATE -----END PRIVACY-ENHANCED MESSAGE-----