-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JHS5ZKDuGKEfv539GN9JyxkIELQjQC9CumenxeXavRMLJS5TAOW748GsO/1IaZnz mpp6vruxxcyIB125GSpq9Q== 0000320321-98-000026.txt : 19980218 0000320321-98-000026.hdr.sgml : 19980218 ACCESSION NUMBER: 0000320321-98-000026 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980217 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-08094 FILM NUMBER: 98540974 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] OFFICER IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 5 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported 1. Name and Address of Reporting Person(s) ROBERTSON, JACK M. 19942 SKY HOLLOW KATY, TX 77450 2. Issuer Name and Ticker or Trading Symbol SEAGULL ENERGY CORPORATION (SGO) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ###-##-#### 4. Statement for Month/Year 12/97 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Vice President, Human Resources 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code Amount D Price End of Year I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1,000 I 401(k) Plan Common Stock 3,776 I ESOP Table II (PART 1) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $17.3750 07/10/05 to buy) Incentive Stock Option (right $23.5000 07/16/06 to buy) Incentive Stock Option (right $25.5000 06/01/04 to buy) Non-Qualified Stock Option $11.9375 03/20/02 (right to buy) Non-Qualified Stock Option $14.8750 09/28/00 (right to buy) Non-Qualified Stock Option $18.8125 07/15/97 A 9,000 (1) 05/13/07 (right to buy) Non-Qualified Stock Option $23.5000 07/16/06 (right to buy) Non-Qualified Stock Option $26.3750 05/11/03 (right to buy) Table II (PART 2) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Year - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right Common Stock 7,500 7,500 D Direct to buy) Incentive Stock Option (right Common Stock 3,800 3,800 D Direct to buy) Incentive Stock Option (right Common Stock 5,000 5,000 D Direct to buy) Non-Qualified Stock Option Common Stock 2,400 2,400 D Direct (right to buy) Non-Qualified Stock Option Common Stock 4,200 4,200 D Direct (right to buy) Non-Qualified Stock Option 07/15/97 Common Stock 9,000 9,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 4,200 4,200 D Direct (right to buy) Non-Qualified Stock Option Common Stock 5,000 5,000 D Direct (right to buy) Explanation of Responses: (1) The option, which represents a right-to-buy, vests in four equal annual installments beginning one year from date of grant. - - The ESOP security holdings reflected in Table I are as of December 31, 1996 as the allocation of these securities for the year ended December 31, 1997 has not been completed as of the date of this filing but will be provided on an amended Form 5 as soon as the information becomes available. - - Reporting person's increase in balance of Securities Beneficially Owned in the 401(k) Plan reported in Table I is a result of contributions made during 1997.
SIGNATURE OF REPORTING PERSON /S/ By: Sylvia Sanchez/POA For: Jack M. Robertson DATE -----END PRIVACY-ENHANCED MESSAGE-----