-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oe/YIR+NQJB9Vh7UVKEDIqpYciY3A2t7JFxBlwJqW9tanNWLQs2tVaIvZRKsResL eFMhpU5ozkoNJ9QzQ5qMjg== 0000320321-98-000022.txt : 19980218 0000320321-98-000022.hdr.sgml : 19980218 ACCESSION NUMBER: 0000320321-98-000022 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980217 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-08094 FILM NUMBER: 98540959 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] OFFICER IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 5 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported 1. Name and Address of Reporting Person(s) GALT, BARRY J. 1811 KIRBY DRIVE HOUSTON, TX 77019 2. Issuer Name and Ticker or Trading Symbol SEAGULL ENERGY CORPORATION (SGO) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ###-##-#### 4. Statement for Month/Year 12/97 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) COB, CEO, Pres. & Director 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code Amount D Price End of Year I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 161,000 D Direct Common Stock 12,690 I 401(k) Plan Common Stock 7,003 I ESOP Table II (PART 1) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $17.3750 07/10/05 to buy) Incentive Stock Option (right $25.5000 06/01/04 to buy) Non-Qualified Stock Option $6.3125 09/20/98 (right to buy) Non-Qualified Stock Option $8.4375 11/08/99 (right to buy) Non-Qualified Stock Option $11.9375 03/20/02 (right to buy) Non-Qualified Stock Option $14.8750 09/28/00 (right to buy) Non-Qualified Stock Option $17.3750 07/10/05 (right to buy) Non-Qualified Stock Option $18.8125 07/15/97 A 100,000 (1) 05/13/07 (right to buy) Non-Qualified Stock Option $23.5000 07/16/06 (right to buy) Non-Qualified Stock Option $25.5000 06/01/04 (right to buy) Non-Qualified Stock Option $26.3750 05/11/03 (right to buy) Phantom Stock Units (2) 01/01/97 A 1,529 Phantom Stock Units (2) 01/15/97 A 143 Phantom Stock Units (2) 01/31/97 A 145 Phantom Stock Units (2) 02/15/97 A 154 Phantom Stock Units (2) 02/28/97 A 161 Phantom Stock Units (2) 03/10/97 A 1,885 Phantom Stock Units (2) 03/15/97 A 170 Phantom Stock Units (2) 03/31/97 A 172 Phantom Stock Units (2) 04/15/97 A 183 Phantom Stock Units (2) 04/30/97 A 269 Phantom Stock Units (2) 05/15/97 A 266 Phantom Stock Units (2) 05/31/97 A 257 Phantom Stock Units (2) 06/15/97 A 254 Phantom Stock Units (2) 06/30/97 A 254 Phantom Stock Units (2) 07/15/97 A 251 Phantom Stock Units (2) 07/31/97 A 236 Phantom Stock Units (2) 08/15/97 A 220 Phantom Stock Units (2) 08/31/97 A 202 Phantom Stock Units (2) 09/15/97 A 193 Phantom Stock Units (2) 09/30/97 A 186 Phantom Stock Units (2) 10/15/97 A 177 Phantom Stock Units (2) 10/31/97 A 177 Phantom Stock Units (2) 11/15/97 A 188 Phantom Stock Units (2) 11/30/97 A 196 Phantom Stock Units (2) 12/15/97 A 206 Phantom Stock Units (2) 12/31/97 A 219 Table II (PART 2) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Year - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right Common Stock 7,300 7,300 D Direct to buy) Incentive Stock Option (right Common Stock 9,600 9,600 D Direct to buy) Non-Qualified Stock Option Common Stock 192,000 192,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 48,000 48,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 150,000 150,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 150,000 150,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 92,700 92,700 D Direct (right to buy) Non-Qualified Stock Option 07/15/97 Common Stock 100,000 100,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 100,000 100,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 90,400 90,400 D Direct (right to buy) Non-Qualified Stock Option Common Stock 100,000 100,000 D Direct (right to buy) Phantom Stock Units (2) 01/01/97 Common Stock 1,529 D Direct Phantom Stock Units (2) 01/15/97 Common Stock 143 D Direct Phantom Stock Units (2) 01/31/97 Common Stock 145 D Direct Phantom Stock Units (2) 02/15/97 Common Stock 154 D Direct Phantom Stock Units (2) 02/28/97 Common Stock 161 D Direct Phantom Stock Units (2) 03/10/97 Common Stock 1,885 D Direct Phantom Stock Units (2) 03/15/97 Common Stock 170 D Direct Phantom Stock Units (2) 03/31/97 Common Stock 172 D Direct Phantom Stock Units (2) 04/15/97 Common Stock 183 D Direct Phantom Stock Units (2) 04/30/97 Common Stock 269 D Direct Phantom Stock Units (2) 05/15/97 Common Stock 266 D Direct Phantom Stock Units (2) 05/31/97 Common Stock 257 D Direct Phantom Stock Units (2) 06/15/97 Common Stock 254 D Direct Phantom Stock Units (2) 06/30/97 Common Stock 254 D Direct Phantom Stock Units (2) 07/15/97 Common Stock 251 D Direct Phantom Stock Units (2) 07/31/97 Common Stock 236 D Direct Phantom Stock Units (2) 08/15/97 Common Stock 220 D Direct Phantom Stock Units (2) 08/31/97 Common Stock 202 D Direct Phantom Stock Units (2) 09/15/97 Common Stock 193 D Direct Phantom Stock Units (2) 09/30/97 Common Stock 186 D Direct Phantom Stock Units (2) 10/15/97 Common Stock 177 D Direct Phantom Stock Units (2) 10/31/97 Common Stock 177 D Direct Phantom Stock Units (2) 11/15/97 Common Stock 188 D Direct Phantom Stock Units (2) 11/30/97 Common Stock 196 D Direct Phantom Stock Units (2) 12/15/97 Common Stock 206 D Direct Phantom Stock Units (2) 12/31/97 Common Stock 219 57,515 D Direct Explanation of Responses: (1) The option, which represents a right-to-buy, vests in four equal annual installments beginning one year from date of grant. (2) 1-for-1 - - The ESOP security holdings reflected in Table I are as of December 31, 1996 as the allocation of these securities for the year ended December 31, 1997 has not been completed as of the date of this filing but will be provided on an amended Form 5 as soon as the information becomes available.
SIGNATURE OF REPORTING PERSON /S/ By: Sylvia Sanchez For: Barry J. Galt DATE -----END PRIVACY-ENHANCED MESSAGE-----