-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VitHbFpj04q5+pAbGSAdITgUdREozwNFTphsch4ZYuy8nRd9L9aJ2CgWLx/nmMvC jJtjOD6k86Ka7N6VIVt6Wg== 0000320321-98-000015.txt : 19980218 0000320321-98-000015.hdr.sgml : 19980218 ACCESSION NUMBER: 0000320321-98-000015 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980213 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-08094 FILM NUMBER: 98537158 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] DIRECTOR IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 5 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported 1. Name and Address of Reporting Person(s) OSBORNE, DEE S. 6800 TEXAS COMMERCE TOWER HOUSTON, TX 77002 2. Issuer Name and Ticker or Trading Symbol SEAGULL ENERGY CORPORATION (SGO) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ###-##-#### 4. Statement for Month/Year 12/97 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) Director 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code Amount D Price End of Year I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 28,800 D Direct Table II (PART 1) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Director Non-Qualified Stock $18.3750 05/13/97 A 6,000 (1) 05/13/07 Option (right to buy) Director Non-Qualified Stock $18.8750 05/15/05 Option (right to buy) Director Non-Qualified Stock $23.7500 05/14/06 Option (right to buy) Director Non-Qualified Stock $25.5000 06/01/04 Option (right to buy) Director Non-Qualified Stock $26.3750 05/11/03 Option (right to buy) Phantom Stock Units (2) 01/22/97 A 44 Phantom Stock Units (2) 01/23/97 A 45 Phantom Stock Units (2) 03/04/97 A 51 Phantom Stock Units (2) 03/07/97 A 52 Phantom Stock Units (2) 04/29/97 A 58 Phantom Stock Units (2) 05/12/97 A 59 Phantom Stock Units (2) 05/13/97 A 762 Phantom Stock Units (2) 06/09/97 A 55 Phantom Stock Units (2) 07/14/97 A 110 Phantom Stock Units (2) 07/15/97 A 55 Phantom Stock Units (2) 09/15/97 A 84 Phantom Stock Units (2) 09/16/97 A 42 Phantom Stock Units (2) 11/03/97 A 39 Phantom Stock Units (2) 11/04/97 A 506 Phantom Stock Units (2) 12/12/97 A 90 Phantom Stock Units (2) 12/17/97 A 45 Table II (PART 2) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Year - ------------------------------------------------------------------------------------------------------------------------------------ Director Non-Qualified Stock 05/13/97 Common Stock 6,000 6,000 D Direct Option (right to buy) Director Non-Qualified Stock Common Stock 6,000 6,000 D Direct Option (right to buy) Director Non-Qualified Stock Common Stock 6,000 6,000 D Direct Option (right to buy) Director Non-Qualified Stock Common Stock 6,000 6,000 D Direct Option (right to buy) Director Non-Qualified Stock Common Stock 6,000 6,000 D Direct Option (right to buy) Phantom Stock Units (2) 01/22/97 Common Stock 44 $22.4940 D Direct Phantom Stock Units (2) 01/23/97 Common Stock 45 $22.4630 D Direct Phantom Stock Units (2) 03/04/97 Common Stock 51 $19.6750 D Direct Phantom Stock Units (2) 03/07/97 Common Stock 52 $19.3630 D Direct Phantom Stock Units (2) 04/29/97 Common Stock 58 $17.1438 D Direct Phantom Stock Units (2) 05/12/97 Common Stock 59 $16.9625 D Direct Phantom Stock Units (2) 05/13/97 Common Stock 762 $17.0813 D Direct Phantom Stock Units (2) 06/09/97 Common Stock 55 $18.0688 D Direct Phantom Stock Units (2) 07/14/97 Common Stock 110 $18.1906 D Direct Phantom Stock Units (2) 07/15/97 Common Stock 55 $18.2281 D Direct Phantom Stock Units (2) 09/15/97 Common Stock 84 $23.7563 D Direct Phantom Stock Units (2) 09/16/97 Common Stock 42 $23.8688 D Direct Phantom Stock Units (2) 11/03/97 Common Stock 39 $25.8469 D Direct Phantom Stock Units (2) 11/04/97 Common Stock 506 $25.7031 D Direct Phantom Stock Units (2) 12/12/97 Common Stock 90 $22.3781 D Direct Phantom Stock Units (2) 12/17/97 Common Stock 45 $22.0688 29,147 D Direct Explanation of Responses: (1) The option, which represents a right to buy, vests in five equal annual installments beginning one year from date of grant. (2) 1-for-1
SIGNATURE OF REPORTING PERSON /S/ By: Sylvia Sanchez/POA For: Dee S. Osborne DATE
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