-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CZoynJPJlG+mQAZ5+HHsZlCnsxsnDm+/vEj//nWaC81JjazNGjq/LVb6bRN9Xx92 RIrU6oHybZV0DGEJZIDFHg== 0000320321-98-000011.txt : 19980218 0000320321-98-000011.hdr.sgml : 19980218 ACCESSION NUMBER: 0000320321-98-000011 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980213 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-08094 FILM NUMBER: 98537150 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] DIRECTOR IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 5 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported 1. Name and Address of Reporting Person(s) GRANT, WILLIAM R. 200 EAST 66TH ST. APT. B-706 NEW YORK, NY 10021 2. Issuer Name and Ticker or Trading Symbol SEAGULL ENERGY CORPORATION (SGO) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ###-##-#### 4. Statement for Month/Year 12/97 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) Director 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code Amount D Price End of Year I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 1,600 D Direct Common Stock 3,000 I by Trust Table II (PART 1) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Director Non-Qualified Stock $18.3750 05/13/97 A 6,000 (1) 05/13/07 Option (right to buy) Director Non-Qualified Stock $18.8750 05/15/05 Option (right to buy) Director Non-Qualified Stock $23.7500 05/14/06 Option (right to buy) Director Non-Qualified Stock $25.5000 06/01/04 Option (right to buy) Director Non-Qualified Stock $26.3750 05/11/03 Option (right to buy) Phantom Stock Units (2) 01/23/97 A 135 Phantom Stock Units (2) 02/03/97 A 45 Phantom Stock Units (2) 03/07/97 A 52 Phantom Stock Units (2) 05/13/97 A 762 Phantom Stock Units (2) 06/09/97 A 55 Phantom Stock Units (2) 07/14/97 A 55 Phantom Stock Units (2) 07/15/97 A 55 Phantom Stock Units (2) 11/04/97 A 545 Phantom Stock Units (2) 12/12/97 A 45 Phantom Stock Units (2) 12/16/97 A 45 Phantom Stock Units (2) 12/17/97 A 45 Table II (PART 2) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Year - ------------------------------------------------------------------------------------------------------------------------------------ Director Non-Qualified Stock 05/13/97 Common Stock 6,000 6,000 D Direct Option (right to buy) Director Non-Qualified Stock Common Stock 6,000 6,000 D Direct Option (right to buy) Director Non-Qualified Stock Common Stock 6,000 6,000 D Direct Option (right to buy) Director Non-Qualified Stock Common Stock 6,000 6,000 D Direct Option (right to buy) Director Non-Qualified Stock Common Stock 6,000 6,000 D Direct Option (right to buy) Phantom Stock Units (2) 01/23/97 Common Stock 135 $22.4630 D Direct Phantom Stock Units (2) 02/03/97 Common Stock 45 $22.0440 D Direct Phantom Stock Units (2) 03/07/97 Common Stock 52 $19.3630 D Direct Phantom Stock Units (2) 05/13/97 Common Stock 762 $17.0813 D Direct Phantom Stock Units (2) 06/09/97 Common Stock 55 $18.0688 D Direct Phantom Stock Units (2) 07/14/97 Common Stock 55 $18.1906 D Direct Phantom Stock Units (2) 07/15/97 Common Stock 55 $18.2281 D Direct Phantom Stock Units (2) 11/04/97 Common Stock 545 $25.7031 D Direct Phantom Stock Units (2) 12/12/97 Common Stock 45 $22.3781 D Direct Phantom Stock Units (2) 12/16/97 Common Stock 45 $22.1875 D Direct Phantom Stock Units (2) 12/17/97 Common Stock 45 $22.0688 23,752 D Direct Explanation of Responses: (1) The option, which represents a right to buy, vests in five equal annual installments beginning one year from date of grant. (2) 1-for-1
SIGNATURE OF REPORTING PERSON /S/ By: Sylvia Sanchez/POA For: William R. Grant DATE -----END PRIVACY-ENHANCED MESSAGE-----