-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OKmGM1O2gUsXuTT4afwBkrfqBVwTATT4nyJokXaz2H9R9S4l9BS5kLo+f+KqF28U 1GpAkiqdpQQ7i51W1TAzXw== 0000320321-99-000031.txt : 19990217 0000320321-99-000031.hdr.sgml : 19990217 ACCESSION NUMBER: 0000320321-99-000031 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-08094 FILM NUMBER: 99539826 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 STREET 2: 1001 FIRST CITY TOWER CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 STREET 2: 1001 FIRST CITY TOWER CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] OFFICER IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 STREET 2: 1001 FIRST CITY TOWER CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 STREET 2: 1001 FIRST CITY TOWER CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 5 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported 1. Name and Address of Reporting Person(s) ROBERTSON, JACK M 19942 SKY HOLLOW KATY, TX 77450 2. Issuer Name and Ticker or Trading Symbol SEAGULL ENERGY CORPORATION (SGO) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ###-##-#### 4. Statement for Month/Year 12/98 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Vice President, Human Resources 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code Amount D Price End of Year I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 998 I 401(k) Plan Common Stock 4,472 I ESOP Table II (PART 1) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $17.3750 07/10/05 to buy) Incentive Stock Option (right $23.5000 07/16/06 to buy) Incentive Stock Option (right $25.5000 06/01/04 to buy) Non-Qualified Stock Option $11.6875 09/16/98 A 11,000 (1) 09/16/08 (right to buy) Non-Qualified Stock Option $11.9375 03/20/02 (right to buy) Non-Qualified Stock Option $14.8750 09/28/00 (right to buy) Non-Qualified Stock Option $16.5000 07/15/98 A 11,000 (2) 07/15/08 (right to buy) Non-Qualified Stock Option $16.5000 09/16/98 D (3) 11,000 07/15/08 (right to buy) Non-Qualified Stock Option $18.8125 05/13/07 (right to buy) Non-Qualified Stock Option $23.5000 07/16/06 (right to buy) Non-Qualified Stock Option $26.3750 05/11/03 (right to buy) Table II (PART 2) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Year - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right Common Stock 7,500 7,500 D Direct to buy) Incentive Stock Option (right Common Stock 3,800 3,800 D Direct to buy) Incentive Stock Option (right Common Stock 5,000 5,000 D Direct to buy) Non-Qualified Stock Option 09/16/98 Common Stock 11,000 11,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 2,400 2,400 D Direct (right to buy) Non-Qualified Stock Option Common Stock 4,200 4,200 D Direct (right to buy) Non-Qualified Stock Option 07/15/98 Common Stock 11,000 D Direct (right to buy) Non-Qualified Stock Option 09/16/98 Common Stock 11,000 0 D Direct (right to buy) Non-Qualified Stock Option Common Stock 9,000 9,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 4,200 4,200 D Direct (right to buy) Non-Qualified Stock Option Common Stock 5,000 5,000 D Direct (right to buy) Explanation of Responses: (1) The reported transaction involved the repricing of an existing option which was originally granted on July 15, 1998 and which provided for vesting in four equal annual installments commencing one year from date of grant. The vesting terms were not amended at the time of repricing. (2) The option, which represents a right-to-buy, vests in four equal annual installments beginning one year from date of grant. (3) Cancellation of option in connection with grant of replacement option. - - Reporting person's decrease in balance of Securities Beneficially Owned in the 401(k) Plan reported in Table I is a result of rounding. - - The ESOP security holdings reflected in Table I are as of December 31, 1997 as the allocation of these securities for the year ended December 31, 1998 has not been completed as of the date of this filing but will be provided on an Amended Form 5 as soon as the information becomes available.
SIGNATURE OF REPORTING PERSON /S/ By: Sylvia Sanchez For: Robertson, Jack M. DATE -----END PRIVACY-ENHANCED MESSAGE-----