-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WKvfAp5W6GxM+4L9aiT14uMflSUARGevud0vvnDnBUGv5fEVc+VxJcbr/AkRfbzL XuqQnCRa65oLOCPnPwek1g== 0000320321-98-000048.txt : 19980417 0000320321-98-000048.hdr.sgml : 19980417 ACCESSION NUMBER: 0000320321-98-000048 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980416 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5/A SEC ACT: SEC FILE NUMBER: 001-08094 FILM NUMBER: 98595756 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] OFFICER IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5/A BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 5/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported 1. Name and Address of Reporting Person(s) GOODPASTURE, JOHN N. 318 HUNTERS TRAIL HOUSTON, TX 77024 2. Issuer Name and Ticker or Trading Symbol SEAGULL ENERGY CORPORATION (SGO) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ###-##-#### 4. Statement for Month/Year 12/97 5. If Amendment, Date of Original (Month/Year) 02/16/98 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Sr. V.P. Pipelines & Marketing 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code Amount D Price End of Year I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 2,000 D Direct Common Stock (a)14,093 I 401(k) Plan Common Stock (b)6,698 I ESOP Table II (PART 1) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $17.3750 07/10/05 to buy) Incentive Stock Option (right $25.5000 06/01/04 to buy) Non-Qualified Stock Option $11.9375 03/20/02 (right to buy) Non-Qualified Stock Option $17.3750 07/10/05 (right to buy) Non-Qualified Stock Option $18.8125 05/13/07 (right to buy) Non-Qualified Stock Option $23.5000 07/16/06 (right to buy) Non-Qualified Stock Option $25.5000 06/01/04 (right to buy) Non-Qualified Stock Option $26.3750 05/11/03 (right to buy) Phantom Stock Units (1) 01/01/97 A 363 Phantom Stock Units (1) 01/15/97 A 60 Phantom Stock Units (1) 01/31/97 A 61 Phantom Stock Units (1) 02/15/97 A 65 Phantom Stock Units (1) 02/28/97 A 67 Phantom Stock Units (1) 03/15/97 A 71 Phantom Stock Units (1) 03/31/97 A 72 Phantom Stock Units (1) 04/15/97 A 74 Phantom Stock Units (1) 04/30/97 A 79 Phantom Stock Units (1) 05/15/97 A 78 Phantom Stock Units (1) 05/31/97 A 75 Phantom Stock Units (1) 06/15/97 A 75 Phantom Stock Units (1) 06/30/97 A 75 Phantom Stock Units (1) 07/15/97 A 74 Phantom Stock Units (1) 07/31/97 A 69 Phantom Stock Units (1) 08/15/97 A 65 Phantom Stock Units (1) 08/31/97 A 59 Phantom Stock Units (1) 09/15/97 A 70 Phantom Stock Units (1) 09/30/97 A 78 Phantom Stock Units (1) 10/15/97 A 74 Phantom Stock Units (1) 10/31/97 A 74 Phantom Stock Units (1) 11/15/97 A 79 Phantom Stock Units (1) 11/30/97 A 82 Phantom Stock Units (1) 12/15/97 A 86 Phantom Stock Units (1) 12/31/97 A 92 Table II (PART 2) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Year - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right Common Stock 7,300 7,300 D Direct to buy) Incentive Stock Option (right Common Stock 9,600 9,600 D Direct to buy) Non-Qualified Stock Option Common Stock 25,000 25,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 12,700 12,700 D Direct (right to buy) Non-Qualified Stock Option Common Stock 36,000 36,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 20,000 20,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 6,400 6,400 D Direct (right to buy) Non-Qualified Stock Option Common Stock 16,000 16,000 D Direct (right to buy) Phantom Stock Units (1) 01/01/97 Common Stock 363 D Direct Phantom Stock Units (1) 01/15/97 Common Stock 60 D Direct Phantom Stock Units (1) 01/31/97 Common Stock 61 D Direct Phantom Stock Units (1) 02/15/97 Common Stock 65 D Direct Phantom Stock Units (1) 02/28/97 Common Stock 67 D Direct Phantom Stock Units (1) 03/15/97 Common Stock 71 D Direct Phantom Stock Units (1) 03/31/97 Common Stock 72 D Direct Phantom Stock Units (1) 04/15/97 Common Stock 74 D Direct Phantom Stock Units (1) 04/30/97 Common Stock 79 D Direct Phantom Stock Units (1) 05/15/97 Common Stock 78 D Direct Phantom Stock Units (1) 05/31/97 Common Stock 75 D Direct Phantom Stock Units (1) 06/15/97 Common Stock 75 D Direct Phantom Stock Units (1) 06/30/97 Common Stock 75 D Direct Phantom Stock Units (1) 07/15/97 Common Stock 74 D Direct Phantom Stock Units (1) 07/31/97 Common Stock 69 D Direct Phantom Stock Units (1) 08/15/97 Common Stock 65 D Direct Phantom Stock Units (1) 08/31/97 Common Stock 59 D Direct Phantom Stock Units (1) 09/15/97 Common Stock 70 D Direct Phantom Stock Units (1) 09/30/97 Common Stock 78 D Direct Phantom Stock Units (1) 10/15/97 Common Stock 74 D Direct Phantom Stock Units (1) 10/31/97 Common Stock 74 D Direct Phantom Stock Units (1) 11/15/97 Common Stock 79 D Direct Phantom Stock Units (1) 11/30/97 Common Stock 82 D Direct Phantom Stock Units (1) 12/15/97 Common Stock 86 D Direct Phantom Stock Units (1) 12/31/97 Common Stock 92 11,737 D Direct Explanation of Responses: (1) 1-for-1 (a) Reporting person's increase in balance of Securities Beneficially Owned in the 401(k) Plan reported in Table I is a result of contributions made during 1997. (b) To update ESOP information previously provided to reflect 12/31/97 share information.
SIGNATURE OF REPORTING PERSON /S/ By: Sylvia Sanchez For: John N. Goodpasture DATE -----END PRIVACY-ENHANCED MESSAGE-----