-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VC413zj0J4sh+f6sOc7SNBazaPQDgg9yhl4Ia3Vbt++5I++Z8Snpn2TSI5ysak9z eBuL4OwaCJKu89VsgNmddg== 0000320321-98-000028.txt : 19980218 0000320321-98-000028.hdr.sgml : 19980218 ACCESSION NUMBER: 0000320321-98-000028 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980217 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-08094 FILM NUMBER: 98540984 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 COMPANY DATA: COMPANY CONFORMED NAME: SEAGULL ENERGY CORP CENTRAL INDEX KEY: 0000320321 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] OFFICER IRS NUMBER: 741764876 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 1001 FANNIN STE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 BUSINESS PHONE: 7139514700 MAIL ADDRESS: STREET 1: 1001 FANNIN, SUITE 1700 CITY: HOUSTON STATE: TX ZIP: 77002-6714 FORMER COMPANY: FORMER CONFORMED NAME: SEAGULL PIPELINE CORP DATE OF NAME CHANGE: 19830815 5 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported 1. Name and Address of Reporting Person(s) TRANSIER, WILLIAM L. 2423 LOCKE LANE HOUSTON, TX 77019 2. Issuer Name and Ticker or Trading Symbol SEAGULL ENERGY CORPORATION (SGO) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ###-##-#### 4. Statement for Month/Year 12/97 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Sr. Vice President and Chief Financial Officer 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code Amount D Price End of Year I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 3,000 D Direct Common Stock 7,856 I 401(k) Plan Common Stock 436 I ESOP Table II (PART 1) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right $23.7500 05/14/06 to buy) Non-Qualified Stock Option $18.8125 07/15/97 A 40,000 (1) 05/13/07 (right to buy) Non-Qualified Stock Option $23.5000 07/16/06 (right to buy) Non-Qualified Stock Option $23.7500 05/14/06 (right to buy) Phantom Stock Units (2) 01/01/97 A 237 Phantom Stock Units (2) 01/15/97 A 68 Phantom Stock Units (2) 01/31/97 A 69 Phantom Stock Units (2) 02/15/97 A 73 Phantom Stock Units (2) 02/28/97 A 76 Phantom Stock Units (2) 03/15/97 A 80 Phantom Stock Units (2) 03/31/97 A 82 Phantom Stock Units (2) 04/15/97 A 83 Phantom Stock Units (2) 04/30/97 A 89 Phantom Stock Units (2) 05/15/97 A 50 Phantom Stock Units (2) 05/31/97 A 49 Phantom Stock Units (2) 06/15/97 A 48 Phantom Stock Units (2) 06/30/97 A 48 Phantom Stock Units (2) 07/15/97 A 48 Phantom Stock Units (2) 07/31/97 A 45 Phantom Stock Units (2) 08/15/97 A 54 Phantom Stock Units (2) 08/31/97 A 67 Phantom Stock Units (2) 09/15/97 A 64 Phantom Stock Units (2) 09/30/97 A 62 Phantom Stock Units (2) 10/15/97 A 59 Phantom Stock Units (2) 10/31/97 A 58 Phantom Stock Units (2) 11/15/97 A 62 Phantom Stock Units (2) 11/30/97 A 65 Phantom Stock Units (2) 12/15/97 A 68 Phantom Stock Units (2) 12/31/97 A 72 Table II (PART 2) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Year - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Option (right Common Stock 16,800 16,800 D Direct to buy) Non-Qualified Stock Option 07/15/97 Common Stock 40,000 40,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 30,000 30,000 D Direct (right to buy) Non-Qualified Stock Option Common Stock 43,200 43,200 D Direct (right to buy) Phantom Stock Units (2) 01/01/97 Common Stock 237 D Direct Phantom Stock Units (2) 01/15/97 Common Stock 68 D Direct Phantom Stock Units (2) 01/31/97 Common Stock 69 D Direct Phantom Stock Units (2) 02/15/97 Common Stock 73 D Direct Phantom Stock Units (2) 02/28/97 Common Stock 76 D Direct Phantom Stock Units (2) 03/15/97 Common Stock 80 D Direct Phantom Stock Units (2) 03/31/97 Common Stock 82 D Direct Phantom Stock Units (2) 04/15/97 Common Stock 83 D Direct Phantom Stock Units (2) 04/30/97 Common Stock 89 D Direct Phantom Stock Units (2) 05/15/97 Common Stock 50 D Direct Phantom Stock Units (2) 05/31/97 Common Stock 49 D Direct Phantom Stock Units (2) 06/15/97 Common Stock 48 D Direct Phantom Stock Units (2) 06/30/97 Common Stock 48 D Direct Phantom Stock Units (2) 07/15/97 Common Stock 48 D Direct Phantom Stock Units (2) 07/31/97 Common Stock 45 D Direct Phantom Stock Units (2) 08/15/97 Common Stock 54 D Direct Phantom Stock Units (2) 08/31/97 Common Stock 67 D Direct Phantom Stock Units (2) 09/15/97 Common Stock 64 D Direct Phantom Stock Units (2) 09/30/97 Common Stock 62 D Direct Phantom Stock Units (2) 10/15/97 Common Stock 59 D Direct Phantom Stock Units (2) 10/31/97 Common Stock 58 D Direct Phantom Stock Units (2) 11/15/97 Common Stock 62 D Direct Phantom Stock Units (2) 11/30/97 Common Stock 65 D Direct Phantom Stock Units (2) 12/15/97 Common Stock 68 D Direct Phantom Stock Units (2) 12/31/97 Common Stock 72 3,347 D Direct Explanation of Responses: (1) The option, which represents a right-to-buy, vests in four equal annual installments beginning one year from date of grant. (2) 1-for-1 - - The ESOP security holdings reflected in Table I are as of December 31, 1996 as the allocation of these securities for the year ended December 31, 1997 has not been completed as of the date of this filing but will be provided on an amended Form 5 as soon as the information becomes available. - - Reporting person's increase in balance of Securities Beneficially Owned in the 401(k) Plan reported in Table I is a result of contributions made during 1997.
SIGNATURE OF REPORTING PERSON /S/ By: Sylvia Sanchez/POA For: William L. Transier DATE -----END PRIVACY-ENHANCED MESSAGE-----