-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PzR2hZR1EOlXx+qt8ry52+/7pFW/ldxNVvHEIPtLnyEdGscYgztlPxbz5z5rbnkD Vf0G3dZejY2+h0JuQVq87Q== 0001140361-03-001716.txt : 20030527 0001140361-03-001716.hdr.sgml : 20030526 20030523200358 ACCESSION NUMBER: 0001140361-03-001716 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020523 FILED AS OF DATE: 20030527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PPM AMERICA INC/IL CENTRAL INDEX KEY: 0000898417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-02788 FILM NUMBER: 03718980 BUSINESS ADDRESS: STREET 1: 225 W WACKER DR STREET 2: STE 1200 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126342500 MAIL ADDRESS: STREET 1: 225 W WACKER DR STREET 2: SUITE 1200 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELDER BEERMAN STORES CORP CENTRAL INDEX KEY: 0000032020 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 310271980 STATE OF INCORPORATION: OH FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 3155 ELBEE RD CITY: DAYTON STATE: OH ZIP: 45439 BUSINESS PHONE: 9372962700 MAIL ADDRESS: STREET 1: 3155 EL BEE ROAD CITY: DAYTON STATE: OH ZIP: 45439 FORMER COMPANY: FORMER CONFORMED NAME: ELDER & JOHNSTON CO DATE OF NAME CHANGE: 19670823 4 1 doc1.xml FORM 4 X0101 4 2002-05-23 0 0000032020 ELDER BEERMAN STORES CORP EBSC 0000898417 PPM AMERICA INC/IL 0 0 1 1 Member of Section 13(d) Group Common stock, no par value per share 2003-05-16 4 S 0 38812 4.883 D 1192432 D Common stock, no par value per share 2003-05-16 4 S 0 23188 4.883 D 712436 D Common stock, no par value per share 2003-05-19 4 S 0 4382 4.8796 D 1188050 D Common stock, no par value per share 2003-05-19 4 S 0 2618 4.8796 D 709818 D Common stock, no par value per share 2003-05-20 4 S 0 626 4.75 D 1187424 D Common stock, no par value per share 2003-05-20 4 S 0 374 4.75 D 709444 D Common stock, no par value per share 2003-05-21 4 S 0 10955 4.7555 D 1176469 D Common stock, no par value per share 2003-05-21 4 S 0 6545 4.7555 D 702899 D Common stock, no par value per share 2003-05-22 4 S 0 47012 5.0026 D 1129457 D Common stock, no par value per share 2003-05-22 4 S 0 28088 5.0026 D 674811 D PPM America, Inc. ("PPM America"), performs investment advisory services for clients. PPM America serves as investment manager/advisor to each of PPM America Special Investments Fund, L.P. ("SIF I"), and PPM America Special Investments CBO II, L.P. ("CBO II"). Both SIF I and CBO II are investment funds. PPM America Fund Management GP, Inc. ("SIF I GP"), serves as the general partner of SIF I. PPM America CBO II Management Company ("CBO II GP") serves as the general partner of CBO II. This Form 4 has been executed by Stuart J. Lissner in his capacity as: (A) Managing Director of PPM America, Inc.; (B) Vice President of PPM America Fund Management GP, Inc., as Managing General Partner of PPM America Special Investments Fund, L.P.; (C) Vice President of PPM America Fund Management GP, Inc.; (D) Vice President of PPM MGP (Bermuda), Ltd., as Managing General Partner of PPM America CBO II Management Company, the General Partner of PPM America Special Investments CBO II, L.P.; and (E) Vice P resident of PPM MGP (Bermuda), Ltd., as Managing General Partner of PPM America CBO II Management Company. All of the securities covered by this report are owned legally by SIF I or CBO II, and none are owned directly or indirectly by PPM America, SIF I GP or CBO II GP. PPM America, SIF I GP and CBO II GP disclaim beneficial ownership of any of the securities covered by this report, and this report shall not be deemed an admission that PPM America, SIF I GP or CBO II GP is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose. Transaction effected by SIF I. Transaction effected by CBO II. Transaction effected by SIF I. Transaction effected by CBO II. Transaction effected by SIF I. Transaction effected by CBO II. Transaction effected by SIF I. Transaction effected by CBO II. Transaction effected by SIF I. Transaction effected by CBO II. Stuart J. Lissner (see footnote 1) 2003-05-23 -----END PRIVACY-ENHANCED MESSAGE-----