0000320193-23-000079.txt : 20230808 0000320193-23-000079.hdr.sgml : 20230808 20230808183028 ACCESSION NUMBER: 0000320193-23-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230805 FILED AS OF DATE: 20230808 DATE AS OF CHANGE: 20230808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'BRIEN DEIRDRE CENTRAL INDEX KEY: 0001767094 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36743 FILM NUMBER: 231152883 MAIL ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apple Inc. CENTRAL INDEX KEY: 0000320193 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 942404110 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 BUSINESS PHONE: (408) 996-1010 MAIL ADDRESS: STREET 1: ONE APPLE PARK WAY CITY: CUPERTINO STATE: CA ZIP: 95014 FORMER COMPANY: FORMER CONFORMED NAME: APPLE INC DATE OF NAME CHANGE: 20070109 FORMER COMPANY: FORMER CONFORMED NAME: APPLE COMPUTER INC DATE OF NAME CHANGE: 19970808 4 1 wk-form4_1691533817.xml FORM 4 X0508 4 2023-08-05 0 0000320193 Apple Inc. AAPL 0001767094 O'BRIEN DEIRDRE ONE APPLE PARK WAY CUPERTINO CA 95014 0 1 0 0 Senior Vice President 1 Common Stock 2023-08-05 4 M 0 31896 A 168341 D Common Stock 2023-08-05 4 F 0 16477 181.99 D 151864 D Common Stock 2023-08-07 4 S 0 15419 178.56 D 136445 D Restricted Stock Unit 2023-08-05 4 M 0 31896 D Common Stock 31896 0 D Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date. The number of securities reported reflects the acquisition on July 31, 2023 of 1 share of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 1, 2023 through July 31, 2023. Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021. This transaction was executed in multiple trades at prices ranging from $178.08 to $179.005; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple. This award was granted on February 5, 2019. 31,896 restricted stock units subject to the award vested on August 5, 2021, August 5, 2022 and August 5, 2023. /s/ Sam Whittington, Attorney-in-Fact for Deirdre O'Brien 2023-08-08