-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WsgDGNiyPHdHy9SpMOjG/XFI4HbpEg9oaEMVIgJsphzOQGb7n57Ho/vNe9ruL/SH oQj8r7SvM0AWNgau9loaXA== 0001023179-96-000003.txt : 19961010 0001023179-96-000003.hdr.sgml : 19961010 ACCESSION NUMBER: 0001023179-96-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961009 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ELCOR CORP CENTRAL INDEX KEY: 0000032017 STANDARD INDUSTRIAL CLASSIFICATION: ASPHALT PAVING & ROOFING MATERIALS [2950] IRS NUMBER: 751217920 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05341 FILM NUMBER: 96641225 BUSINESS ADDRESS: STREET 1: 14643 DALLAS PKWY STE 1000 STREET 2: WELLINGTON CTR CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 2148510500 MAIL ADDRESS: STREET 1: WELLINGTON CENTRE STE 1000 STREET 2: 14643 DALLAS PKWY CITY: DALLAS STATE: TX ZIP: 75240-8871 FORMER COMPANY: FORMER CONFORMED NAME: ELCOR CHEMICAL CORP DATE OF NAME CHANGE: 19761119 COMPANY DATA: COMPANY CONFORMED NAME: CAVE THOMAS W CENTRAL INDEX KEY: 0001023179 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 14643 DALLAS PKWY STREET 2: STE 1000 CITY: DALLAS STATE: TX ZIP: 75240-8871 BUSINESS PHONE: 2148510500 MAIL ADDRESS: STREET 1: 14643 DALLAS PKWY STREET 2: STE 1000 CITY: DALLAS STATE: TX ZIP: 75240-8871 4 1 FORM 4 - SEPTEMBER, 1996 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Cave, Thomas W. 14643 Dallas Parkway Suite 1000 Dallas, TX 75240-8871 USA 2. Issuer Name and Ticker or Trading Symbol Elcor Corporation ELK 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year September, 1996 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Controller 7. Individual or Joint/Group Filing (Check Applicable Line) ( ) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock $1 Par Value |9/20/9|M |V|260 |A |7.750 |2243.257 |D | | |6 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |3,561.989 |I |By ESOP Trustee | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Incentive Stock Option|7.750 |9/20/|M |V|D |D |9/22/|9/22/|Common Stock|260 |7.750 |5,300 |D | | (Right to Buy) | |96 | | | | |94* |96 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| " |19.00 |9/30/|M |V|A |A |** |** |Common Stock|680 |19.00 |5,980 |D | | " | |96 | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * The option became exercisable in 20% installments on 9/22/90, 9/22/91, 9/22/92, 9/22/93 and 9/22/94 respectively. ** Granted under the Elcor Corporation 1993 Incentive Stock Option Plan in transaction exempt under Rule 16b-3. 20% of the number of shares granted are exercisable 2 years after the effective date of the grant, with an additional 20% becoming exercisable 3 years after the effective date of the grant, and an additional 20% for each year thereafter until 100% are exercisable 6 years after the date of the grant. The option expires 10 years after the effective date of the grant, or, in this case, September 30, 2006. -----END PRIVACY-ENHANCED MESSAGE-----