-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1RuGokrSnp/5ArVhDx3ttNvfiL4LX7dKcdHyqEzrxEV1REPkyLL96fLFCx1YVEt zkF6c3X/OxBPkkAoHU2x6Q== 0000950134-01-509782.txt : 20020413 0000950134-01-509782.hdr.sgml : 20020413 ACCESSION NUMBER: 0000950134-01-509782 CONFORMED SUBMISSION TYPE: S-3/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELCOR CORP CENTRAL INDEX KEY: 0000032017 STANDARD INDUSTRIAL CLASSIFICATION: ASPHALT PAVING & ROOFING MATERIALS [2950] IRS NUMBER: 751217920 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: S-3/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-73196 FILM NUMBER: 1821919 BUSINESS ADDRESS: STREET 1: 14643 DALLAS PKWY STE 1000 STREET 2: WELLINGTON CTR CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9728510500 MAIL ADDRESS: STREET 1: WELLINGTON CENTRE STE 1000 STREET 2: 14643 DALLAS PKWY CITY: DALLAS STATE: TX ZIP: 75240-8871 FORMER COMPANY: FORMER CONFORMED NAME: ELCOR CHEMICAL CORP DATE OF NAME CHANGE: 19761119 S-3/A 1 d93107as-3a.txt AMENDMENT TO FORM S-3 As filed with the Securities and Exchange Commission on December 21, 2001 Registration No. 333-73196 ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ELCOR CORPORATION (Exact name of registrant as specified in its charter) DELAWARE 75-1217920 (State or other jurisdiction of (I.R.S. employer identification number) incorporation or organization) 14643 DALLAS PARKWAY WELLINGTON CENTRE, SUITE 1000 DALLAS, TEXAS 75254-8890 (972) 851-0500 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) HAROLD R. BEATTIE, JR. DAVID G. SISLER ELCOR CORPORATION 14643 DALLAS PARKWAY WELLINGTON CENTRE, SUITE 1000 DALLAS, TEXAS 75254-8890 (972) 851-0500 (Name, address, including zip code, and telephone number, including area code, of agent for service) COPY TO: ALAN G. HARVEY ALBERT G. MCGRATH, JR. BAKER & MCKENZIE 2300 TRAMMELL CROW CENTER 2001 ROSS AVENUE DALLAS, TEXAS 75201 (214) 978-3000 APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: From time to time after the effective date of this Registration Statement. If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box: [ ] If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box: [X] If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: [ ] ___________________ If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering: [ ] _________________________ If delivery of the Prospectus is expected to be made pursuant to Rule 434, please check the following box: [ ] CALCULATION OF REGISTRATION FEE
- ------------------------------------------------------------------------------------------------------------------------------ AMOUNT PROPOSED MAXIMUM PROPOSED MAXIMUM AMOUNT OF TITLE OF SHARES TO BE OFFERING AGGREGATE OFFERING REGISTRATION TO BE REGISTERED REGISTERED PRICE PER SHARE PRICE FEE - ------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $1.00 per share(1) 50,000 $22.62(2) $1,131,000(2) $287(3) - ------------------------------------------------------------------------------------------------------------------------------
(1) Includes associated preferred share purchase rights. (2) Estimated solely for the purpose of computing the registration fee pursuant to Rule 457(c). The shares are issuable under Elk Peak Performance Contractor Program(TM). Pursuant to Rule 457(c), the proposed maximum offering price per share is based upon the average of the high and low sale prices of the common stock on the New York Stock Exchange on November 6, 2001. (3) Fee paid November 11, 2001 THE REGISTRANT HEREBY AMENDS THIS REGISTRATION STATEMENT ON SUCH DATE OR DATES AS MAY BE NECESSARY TO DELAY ITS EFFECTIVE DATE UNTIL THE REGISTRANT SHALL FILE A FURTHER AMENDMENT WHICH SPECIFICALLY STATES THAT THIS REGISTRATION STATEMENT SHALL THEREAFTER BECOME EFFECTIVE IN ACCORDANCE WITH SECTION 8(a) OF THE SECURITIES ACT OF 1933, OR UNTIL THE REGISTRATION STATEMENT SHALL BECOME EFFECTIVE ON SUCH DATE AS THE COMMISSION, ACTING PURSUANT TO SAID SECTION 8(a), MAY DETERMINE. ================================================================================ PART II INFORMATION NOT REQUIRED IN PROSPECTUS ITEM 14. OTHER EXPENSES OF ISSUANCE AND DISTRIBUTION. SEC Registration Fee $ 287 Printing Expenses* 1,300 Accounting Fees and Expenses* 6,100 Legal Fees and Expenses* 25,000 Registrar and Transfer Agent Fee* 0 Miscellaneous* 0 ------- Total* $32,687
- ---------- * Estimated. II-1 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Elcor Corporation has duly caused this Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Dallas, State of Texas, on the 21st of December, 2001. ELCOR CORPORATION By: /s/ Harold R. Beattie, Jr. ------------------------------------ Harold R. Beattie, Jr. Vice President, Chief Financial Officer & Treasurer Pursuant to the requirements of the Securities Act of 1933, as amended, this Amendment No. 1 to the Registration Statement has been signed by the following persons in the capacities and on the dates indicated: * Chairman of the Board & Director December 21, 2001 - -------------------------------------------- Harold K. Work * President, Chief Executive Officer & December 21, 2001 - -------------------------------------------- Director Thomas D. Karol (Principal Executive Officer) /s/ Harold R. Beattie, Jr. Vice President, Chief Financial Officer December 21, 2001 - -------------------------------------------- & Treasurer Harold R. Beattie, Jr. (Principal Financial Officer) * Vice President & December 21, 2001 - -------------------------------------------- Chief Accounting Officer Leonard R. Harral (Principal Accounting Officer) * Director December 21, 2001 - -------------------------------------------- James E. Hall * Director December 21, 2001 - -------------------------------------------- Dale V. Kesler * Director December 21, 2001 - -------------------------------------------- Michael L. McMahan * Director December 21, 2001 - -------------------------------------------- David W. Quinn
*By: /s/ Harold R. Beattie, Jr. ------------------------------------- ATTORNEY-IN-FACT -----END PRIVACY-ENHANCED MESSAGE-----