0001573785-20-000014.txt : 20200812
0001573785-20-000014.hdr.sgml : 20200812
20200812092126
ACCESSION NUMBER: 0001573785-20-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200728
FILED AS OF DATE: 20200812
DATE AS OF CHANGE: 20200812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Davidson Michael H.
CENTRAL INDEX KEY: 0001573785
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 201094367
MAIL ADDRESS:
STREET 1: OMTHERA PHARMACEUTICALS, INC.
STREET 2: 707 STATE ROAD
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALADRIUS BIOSCIENCES, INC.
CENTRAL INDEX KEY: 0000320017
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 222343568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 ALLEN ROAD
STREET 2: SECOND FLOOR
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
BUSINESS PHONE: 908-842-0100
MAIL ADDRESS:
STREET 1: 110 ALLEN ROAD
STREET 2: SECOND FLOOR
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
FORMER COMPANY:
FORMER CONFORMED NAME: Caladrius Biosciences, Inc.
DATE OF NAME CHANGE: 20150608
FORMER COMPANY:
FORMER CONFORMED NAME: NeoStem, Inc.
DATE OF NAME CHANGE: 20060906
FORMER COMPANY:
FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE
DATE OF NAME CHANGE: 20030819
4
1
wf-form4_159723846932411.xml
FORM 4
X0306
4
2020-07-28
0
0000320017
CALADRIUS BIOSCIENCES, INC.
CLBS
0001573785
Davidson Michael H.
110 ALLEN ROAD
2ND FLOOR
BASKING RIDGE
NJ
07920
1
0
0
0
Common Stock
2020-07-28
4
A
0
51063
2.35
A
51063
D
Represents 51,063 shares of restricted stock units granted under the 2018 Equity Incentive Compensation Plan. The shares of restricted stock units will vest in annual installments over a three-year period with the initial vesting on July 28, 2021.
Michael H. Davidson, by /s/Todd C. Girolamo, Esq., Attorney-in-Fact
2020-08-12