<SEC-DOCUMENT>0001571049-17-003364-index.html : 20170411 <SEC-HEADER>0001571049-17-003364.hdr.sgml : 20170411 <ACCEPTANCE-DATETIME>20170411120452 ACCESSION NUMBER: 0001571049-17-003364 CONFORMED SUBMISSION TYPE: DEFM14A PUBLIC DOCUMENT COUNT: 7 FILED AS OF DATE: 20170411 DATE AS OF CHANGE: 20170411 EFFECTIVENESS DATE: 20170411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caladrius Biosciences, Inc. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFM14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 17755403 BUSINESS ADDRESS: STREET 1: 106 ALLEN ROAD STREET 2: FOURTH FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-842-0100 MAIL ADDRESS: STREET 1: 106 ALLEN ROAD STREET 2: FOURTH FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: NeoStem, Inc. DATE OF NAME CHANGE: 20060906 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 FORMER COMPANY: FORMER CONFORMED NAME: CORNICHE GROUP INC /DE DATE OF NAME CHANGE: 19951117 </SEC-HEADER> <DOCUMENT> <TYPE>DEFM14A <SEQUENCE>1 <FILENAME>t1700949-defm14a.htm <DESCRIPTION>DEFINITIVE PROXY STATEMENT <TEXT> Document 1 - file: t1700949-defm14a.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>lg_caladrius.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 2 - file: lg_caladrius.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>sg_david-mazzo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: sg_david-mazzo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>sg_mts-securities.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: sg_mts-securities.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>sg_todd-girolamo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: sg_todd-girolamo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>t1700949_pc01.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: t1700949_pc01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>t1700949_pc02.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: t1700949_pc02.jpg
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