<SEC-DOCUMENT>0001571049-17-002575-index.html : 20170317 <SEC-HEADER>0001571049-17-002575.hdr.sgml : 20170317 <ACCEPTANCE-DATETIME>20170317171122 ACCESSION NUMBER: 0001571049-17-002575 CONFORMED SUBMISSION TYPE: DEFA14A PUBLIC DOCUMENT COUNT: 13 FILED AS OF DATE: 20170317 DATE AS OF CHANGE: 20170317 EFFECTIVENESS DATE: 20170317 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caladrius Biosciences, Inc. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEFA14A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 17698920 BUSINESS ADDRESS: STREET 1: 106 ALLEN ROAD STREET 2: FOURTH FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-842-0100 MAIL ADDRESS: STREET 1: 106 ALLEN ROAD STREET 2: FOURTH FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: NeoStem, Inc. DATE OF NAME CHANGE: 20060906 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 FORMER COMPANY: FORMER CONFORMED NAME: CORNICHE GROUP INC /DE DATE OF NAME CHANGE: 19951117 </SEC-HEADER> <DOCUMENT> <TYPE>DEFA14A <SEQUENCE>1 <FILENAME>t1700796_defa14a.htm <DESCRIPTION>SOLICITING MATERIAL UNDER 240.14A-12 <TEXT> Document 1 - file: t1700796_defa14a.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>2 <FILENAME>t1700796_def14apg11.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 2 - file: t1700796_def14apg11.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>3 <FILENAME>t1700796_def14apg13a.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 3 - file: t1700796_def14apg13a.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>t1700796_def14apg13b.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 4 - file: t1700796_def14apg13b.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>t1700796_def14apg14.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: t1700796_def14apg14.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>t1700796_def14apg16.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: t1700796_def14apg16.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>t1700796_def14apg17.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: t1700796_def14apg17.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>t1700796_def14apg18.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: t1700796_def14apg18.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>t1700796_def14apg20.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: t1700796_def14apg20.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>t1700796_def14apg27.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 10 - file: t1700796_def14apg27.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>t1700796_def14apg32.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 11 - file: t1700796_def14apg32.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>t1700796_def14apg34.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 12 - file: t1700796_def14apg34.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>t1700796_def14apg36.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: t1700796_def14apg36.jpg
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