0001334549-22-000004.txt : 20220118
0001334549-22-000004.hdr.sgml : 20220118
20220118160634
ACCESSION NUMBER: 0001334549-22-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220113
FILED AS OF DATE: 20220118
DATE AS OF CHANGE: 20220118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mazzo David J
CENTRAL INDEX KEY: 0001334549
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 22535238
MAIL ADDRESS:
STREET 1: 110 ALLEN ROAD
STREET 2: 2ND FLOOR
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALADRIUS BIOSCIENCES, INC.
CENTRAL INDEX KEY: 0000320017
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 222343568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 ALLEN ROAD
STREET 2: SECOND FLOOR
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
BUSINESS PHONE: 908-229-2590
MAIL ADDRESS:
STREET 1: 110 ALLEN ROAD
STREET 2: SECOND FLOOR
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
FORMER COMPANY:
FORMER CONFORMED NAME: Caladrius Biosciences, Inc.
DATE OF NAME CHANGE: 20150608
FORMER COMPANY:
FORMER CONFORMED NAME: NeoStem, Inc.
DATE OF NAME CHANGE: 20060906
FORMER COMPANY:
FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE
DATE OF NAME CHANGE: 20030819
4
1
wf-form4_164253997450422.xml
FORM 4
X0306
4
2022-01-13
0
0000320017
CALADRIUS BIOSCIENCES, INC.
CLBS
0001334549
Mazzo David J
C/O CALADRIUS BIOSCIENCES, INC.
110 ALLEN ROAD, 2ND FLOOR
BASKING RIDGE
NJ
07920
1
1
0
0
Chief Executive Officer
Common Stock
2022-01-13
4
F
0
6471
0.8063
D
637676
D
Common Stock
2022-01-14
4
F
0
6611
0.8204
D
631065
D
Shares withheld as payment of a tax liability on vesting of restricted stock.
Includes 383,500 unvested restricted stock.
Includes 371,750 unvested restricted stock.
David J. Mazzo, by: /s/ Todd C. Girolamo, Esq., Attorney-in-Fact
2022-01-18