-----BEGIN PRIVACY-ENHANCED MESSAGE-----
Proc-Type: 2001,MIC-CLEAR
Originator-Name: webmaster@www.sec.gov
Originator-Key-Asymmetric:
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 TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB
MIC-Info: RSA-MD5,RSA,
 CUgwkqJlnBeMUng0DlB0s/lveQKVzIzipCNvKacwDKvl2lv4YfG1OSblQkMM3Il1
 Dl5XS6BK98aTANa1AjQKoQ==

<SEC-DOCUMENT>0001181431-09-031661.txt : 20090619
<SEC-HEADER>0001181431-09-031661.hdr.sgml : 20090619
<ACCEPTANCE-DATETIME>20090619202406
ACCESSION NUMBER:		0001181431-09-031661
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20090409
FILED AS OF DATE:		20090619
DATE AS OF CHANGE:		20090619

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Wei Eric
		CENTRAL INDEX KEY:			0001368570

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-33650
		FILM NUMBER:		09902315

	MAIL ADDRESS:	
		STREET 1:		SUITE 602, CHINA LIFE TOWER
		STREET 2:		16 CHAOWAI DISTRICT
		CITY:			BEIJING
		STATE:			F4
		ZIP:			100020

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			NeoStem, Inc.
		CENTRAL INDEX KEY:			0000320017
		STANDARD INDUSTRIAL CLASSIFICATION:	SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
		IRS NUMBER:				222343568
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		420 LEXINGTON AVENUE
		STREET 2:		SUITE 450
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10170
		BUSINESS PHONE:		212-584-4171

	MAIL ADDRESS:	
		STREET 1:		420 LEXINGTON AVENUE
		STREET 2:		SUITE 450
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10170

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	PHASE III MEDICAL INC/DE
		DATE OF NAME CHANGE:	20030819

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	CORNICHE GROUP INC /DE
		DATE OF NAME CHANGE:	19951117

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	FIDELITY MEDICAL INC
		DATE OF NAME CHANGE:	19951025

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			RimAsia Capital Partners GP, L.P.
		CENTRAL INDEX KEY:			0001369125
		STATE OF INCORPORATION:			E9
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-33650
		FILM NUMBER:		09902317

	BUSINESS ADDRESS:	
		STREET 1:		1302 BANK OF AMERICA TOWER
		STREET 2:		12 HARCOURT ROAD
		CITY:			ADMIRALTY
		STATE:			K3
		ZIP:			000000
		BUSINESS PHONE:		852 2524 6100

	MAIL ADDRESS:	
		STREET 1:		1302 BANK OF AMERICA TOWER
		STREET 2:		12 HARCOURT ROAD
		CITY:			ADMIRALTY
		STATE:			K3
		ZIP:			000000

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			RimAsia Capital Partners GP, Ltd.
		CENTRAL INDEX KEY:			0001369126
		STATE OF INCORPORATION:			E9
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-33650
		FILM NUMBER:		09902316

	BUSINESS ADDRESS:	
		STREET 1:		1302 BANK OF AMERICA TOWER
		STREET 2:		12 HARCOURT ROAD
		CITY:			ADMIRALTY
		STATE:			K3
		ZIP:			000000
		BUSINESS PHONE:		852 2524 6100

	MAIL ADDRESS:	
		STREET 1:		1302 BANK OF AMERICA TOWER
		STREET 2:		12 HARCOURT ROAD
		CITY:			ADMIRALTY
		STATE:			K3
		ZIP:			000000

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			RimAsia Capital Partners, L.P.
		CENTRAL INDEX KEY:			0001369127
		STATE OF INCORPORATION:			E9
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-33650
		FILM NUMBER:		09902318

	BUSINESS ADDRESS:	
		STREET 1:		1302 BANK OF AMERICA TOWER
		STREET 2:		12 HARCOURT ROAD
		CITY:			ADMIRALTY
		STATE:			K3
		ZIP:			000000
		BUSINESS PHONE:		852 2524 6100

	MAIL ADDRESS:	
		STREET 1:		1302 BANK OF AMERICA TOWER
		STREET 2:		12 HARCOURT ROAD
		CITY:			ADMIRALTY
		STATE:			K3
		ZIP:			000000
</SEC-HEADER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
<FILENAME>rrd246503.xml
<DESCRIPTION>FORM 4
<TEXT>
<XML>
<?xml version="1.0"?>
<ownershipDocument>

    <schemaVersion>X0303</schemaVersion>

    <documentType>4</documentType>

    <periodOfReport>2009-04-09</periodOfReport>

    <notSubjectToSection16>0</notSubjectToSection16>

    <issuer>
        <issuerCik>0000320017</issuerCik>
        <issuerName>NeoStem, Inc.</issuerName>
        <issuerTradingSymbol>NBS</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001369127</rptOwnerCik>
            <rptOwnerName>RimAsia Capital Partners, L.P.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1807 HARBOUR CENTRE</rptOwnerStreet1>
            <rptOwnerStreet2>25 HARBOUR ROAD, WANCHAI</rptOwnerStreet2>
            <rptOwnerCity>HONG KONG</rptOwnerCity>
            <rptOwnerState>F4</rptOwnerState>
            <rptOwnerZipCode></rptOwnerZipCode>
            <rptOwnerStateDescription>CHINA</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001369125</rptOwnerCik>
            <rptOwnerName>RimAsia Capital Partners GP, L.P.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1807 HARBOUR CENTRE</rptOwnerStreet1>
            <rptOwnerStreet2>25 HARBOUR ROAD, WANCHAI</rptOwnerStreet2>
            <rptOwnerCity>HONG KONG</rptOwnerCity>
            <rptOwnerState>F4</rptOwnerState>
            <rptOwnerZipCode></rptOwnerZipCode>
            <rptOwnerStateDescription>CHINA</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>0</isTenPercentOwner>
            <isOther>1</isOther>
            <otherText>General Partner</otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001369126</rptOwnerCik>
            <rptOwnerName>RimAsia Capital Partners GP, Ltd.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1807 HARBOUR CENTRE</rptOwnerStreet1>
            <rptOwnerStreet2>25 HARBOUR ROAD, WANCHAI</rptOwnerStreet2>
            <rptOwnerCity>HONG KONG</rptOwnerCity>
            <rptOwnerState>F4</rptOwnerState>
            <rptOwnerZipCode></rptOwnerZipCode>
            <rptOwnerStateDescription>CHINA</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>0</isTenPercentOwner>
            <isOther>1</isOther>
            <otherText>General Partner</otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001368570</rptOwnerCik>
            <rptOwnerName>Wei Eric</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1807 HARBOUR CENTRE</rptOwnerStreet1>
            <rptOwnerStreet2>25 HARBOUR ROAD, WANCHAI</rptOwnerStreet2>
            <rptOwnerCity>HONG KONG</rptOwnerCity>
            <rptOwnerState>F4</rptOwnerState>
            <rptOwnerZipCode></rptOwnerZipCode>
            <rptOwnerStateDescription>CHINA</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>1</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>0</isTenPercentOwner>
            <isOther>0</isOther>
        </reportingOwnerRelationship>
    </reportingOwner>

    <derivativeTable>
        <derivativeTransaction>
            <securityTitle>
                <value>Series D Convertible Redeemable Preferred Stock</value>
            </securityTitle>
            <conversionOrExercisePrice>
                <footnoteId id="F6"/>
            </conversionOrExercisePrice>
            <transactionDate>
                <value>2009-04-09</value>
            </transactionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>P</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionAmounts>
                <transactionShares>
                    <value>400000</value>
                </transactionShares>
                <transactionPricePerShare>
                    <value>12.50</value>
                    <footnoteId id="F1"/>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>A</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <exerciseDate>
                <footnoteId id="F1"/>
            </exerciseDate>
            <expirationDate>
                <footnoteId id="F1"/>
            </expirationDate>
            <underlyingSecurity>
                <underlyingSecurityTitle>
                    <value>Common Stock, $0.001 par value</value>
                </underlyingSecurityTitle>
                <underlyingSecurityShares>
                    <value>4000000</value>
                </underlyingSecurityShares>
            </underlyingSecurity>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>400000</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>D</value>
                    <footnoteId id="F4"/>
                    <footnoteId id="F5"/>
                </directOrIndirectOwnership>
            </ownershipNature>
        </derivativeTransaction>
        <derivativeTransaction>
            <securityTitle>
                <value>Warrants (right to purchase)</value>
            </securityTitle>
            <conversionOrExercisePrice>
                <value>2.50</value>
            </conversionOrExercisePrice>
            <transactionDate>
                <value>2009-04-09</value>
            </transactionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>P</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionAmounts>
                <transactionShares>
                    <value>4000000</value>
                </transactionShares>
                <transactionPricePerShare>
                    <footnoteId id="F1"/>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>A</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <exerciseDate>
                <footnoteId id="F1"/>
                <footnoteId id="F2"/>
                <footnoteId id="F3"/>
            </exerciseDate>
            <expirationDate>
                <footnoteId id="F1"/>
            </expirationDate>
            <underlyingSecurity>
                <underlyingSecurityTitle>
                    <value>Common Stock, $0.001 par value</value>
                </underlyingSecurityTitle>
                <underlyingSecurityShares>
                    <value>4000000</value>
                </underlyingSecurityShares>
            </underlyingSecurity>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>4000000</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>D</value>
                    <footnoteId id="F4"/>
                    <footnoteId id="F5"/>
                </directOrIndirectOwnership>
            </ownershipNature>
        </derivativeTransaction>
    </derivativeTable>

    <footnotes>
        <footnote id="F1">On April 9, 2009, RimAsia purchased 400,000 shares of Series D Convertible Redeemable Preferred Stock, par value $0.01 per share, together with warrants to purchase up to 4,000,000 shares of the Issuer's Common Stock at an exercise price of $2.50 per share for a total purchase price of $5,000,000.  The Warrants are callable by the Issuer if its Common Stock trades at a price equal to or greater than $3.50 for a specified period of time.  Upon the affirmative vote of the Issuer's stockholders and subject to the rules of the NYSE Amex, each share of Series D Convertible Redeemable Preferred Stock will automatically convert into ten (10) shares of Common Stock and the Warrants will become exercisable for a period of five years.  The Issuer intends to solicit such a stockholder vote.</footnote>
        <footnote id="F2">On December 18, 2008, RimAsia and the Issuer entered into a Letter Agreement with respect to the Warrants to purchase 1,000,000 shares of Common Stock issued on September 2, 2008 (the acquisition of which was disclosed in the Reporting Person's Form 3) and the Warrants to purchase 4,000,000 shares of Common Stock issued on April 9, 2009 and reported hereinabove to limit the exercisability of such Warrants to the extent that the number of shares of Common Stock to be issued pursuant to such exercise would cause RimAsia's total beneficial ownership of Common Stock at such time to exceed 19.90% of the total shares outstanding of the Issuer. (Continue to footnote 3)</footnote>
        <footnote id="F3">This limitation on exercisability does not apply in connection with a merger, consolidation or sale of all or substantially all of the assets of the Issuer if the stockholders of the Issuer prior to such transaction do not own more than 50% of the entity succeeding to the business of the Issuer after such transaction.  Subject to the rules of the NYSE Amex, this limitation on exercise will remain in place until the affirmative vote of the Issuer's stockholders approving these warrants.  The Issuer intends to solicit such a stockholder vote.</footnote>
        <footnote id="F4">This Form 4 is filed jointly with (a) RimAsia Capital Partners GP, L.P., as the general partner of RimAsia Capital Partners, L.P., (b) RimAsia Capital Partners GP, Ltd., the general partner of RimAsia Capital Partners GP, L.P. and (c) Eric H.C. Wei, the sole director of RimAsia Capital Partners GP, Ltd.  All such reporting persons have the address noted in Item 1.</footnote>
        <footnote id="F5">RimAsia Capital Partners GP, L.P., RimAsia Capital Partners GP, Ltd. and Eric H.C. Wei disclaim beneficial ownership of the securities held by RimAsia Capital Partners, L.P. except to the extent of any pecuniary interest therein, and the inclusion of these securities shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose.</footnote>
        <footnote id="F6">10-for-1.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/ RimAsia Capital Partners, L.P.</signatureName>
        <signatureDate>2009-06-19</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ RimAsia Capital Partners GP, L.P. (and as general partner of RimAsia Capital Partners, L.P.)</signatureName>
        <signatureDate>2009-06-19</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ RimAsia Capital Partners GP, Ltd. (and as general partner of RimAsia Capital Partners GP, L.P.)</signatureName>
        <signatureDate>2009-06-19</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ Eric H.C. Wei, as sole director of RimAsia Capital Partners GP, Ltd., and as authorized signatory for RimAsia Capital Partners, L.P., RimAsia Capital Partners GP, L.P. and Eric H.C. Wei</signatureName>
        <signatureDate>2009-06-19</signatureDate>
    </ownerSignature>
</ownershipDocument>
</XML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
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