-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Le2i05GBiZcql9z0DUF9XFcpwmoEiDBltovY6+Nz9oCTPXNlx3mbjNV9qh1a3Er6 2RDNizNjKq+u72lkkqk/5Q== 0001157523-07-012459.txt : 20071221 0001157523-07-012459.hdr.sgml : 20071221 20071221163159 ACCESSION NUMBER: 0001157523-07-012459 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071219 FILED AS OF DATE: 20071221 DATE AS OF CHANGE: 20071221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeoStem, Inc. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-584-4171 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 FORMER COMPANY: FORMER CONFORMED NAME: CORNICHE GROUP INC /DE DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: FIDELITY MEDICAL INC DATE OF NAME CHANGE: 19951025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cohen Renee CENTRAL INDEX KEY: 0001410062 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 071323594 BUSINESS ADDRESS: BUSINESS PHONE: 212-584-4180 MAIL ADDRESS: STREET 1: C/O NEOSTEM, INC. STREET 2: 420 LEXINGTON AVENUE, SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 4 1 a5573717_ex.xml X0202 4 2007-12-19 0 0000320017 NeoStem, Inc. NBS 0001410062 Cohen Renee C/O NEOSTEM, INC. 420 LEXINGTON AVENUE, SUITE 450 NEW YORK NY 10170 0 1 0 0 VP of Oper. & Corp. Strategy Common stock, $0.001 par value 2007-12-19 4 A 0 15000 0 A 31000 D Granted under NeoStem, Inc.'s 2003 Equity Participation Plan. /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact 2007-12-21 -----END PRIVACY-ENHANCED MESSAGE-----