-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PIXhgKtrfIwQ/qdA7cbYwy9jZ1jNyQuEMhGnhklzdnodJLVtGhTJ0vC92hBj6+Is 3bF5INNojsG6DX3vLTuNyw== 0001157523-07-011303.txt : 20071114 0001157523-07-011303.hdr.sgml : 20071114 20071114161252 ACCESSION NUMBER: 0001157523-07-011303 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070927 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeoStem, Inc. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-584-4171 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 FORMER COMPANY: FORMER CONFORMED NAME: CORNICHE GROUP INC /DE DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: FIDELITY MEDICAL INC DATE OF NAME CHANGE: 19951025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINREB MARK CENTRAL INDEX KEY: 0001015279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 071244963 BUSINESS ADDRESS: STREET 1: C/O BIG CITY BAGELS STREET 2: 99 WOODBURY RD CITY: HICKSVILLE STATE: NY ZIP: 11801 BUSINESS PHONE: 5169325050 MAIL ADDRESS: STREET 1: C/O BIG CITY BAGELS INC STREET 2: 600 THIRD AVE CITY: HICKVILLE STATE: NY ZIP: 11801 4 1 a5547160_ex.xml X0202 4 2007-09-27 0 0000320017 NeoStem, Inc. NBS 0001015279 WEINREB MARK C/O NEOSTEM, INC. 420 LEXINGTON AVENUE, SUITE 450 NEW YORK NY 10170 1 1 0 0 President Common stock, $0.001 par value 2007-09-27 4 A 0 40000 0 A 92923 D NOTE (1) IS AMENDED TO READ IN ITS ENTIRETY AS FOLLOWS: On September 27, 2007, the date of grant ("Grant Date"), Mr. Weinreb was granted 40,000 shares of restricted common stock of NeoStem, Inc. (the "Company"), pursuant to the Company's 2003 Equity Participation Plan. One-half of the shares of restricted stock granted will vest on April 1, 2008 and the remaining one-half will vest on the first anniversary of the Grant Date, subject to Mr. Weinreb's continued service. /s/ Mark Weinreb, By: Catherine M. Vaczy, Esq., Attorney-in-Fact 2007-11-14 -----END PRIVACY-ENHANCED MESSAGE-----