0001144204-17-028879.txt : 20170522
0001144204-17-028879.hdr.sgml : 20170522
20170522162706
ACCESSION NUMBER: 0001144204-17-028879
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170518
FILED AS OF DATE: 20170522
DATE AS OF CHANGE: 20170522
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Caladrius Biosciences, Inc.
CENTRAL INDEX KEY: 0000320017
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 222343568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 106 ALLEN ROAD
STREET 2: FOURTH FLOOR
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
BUSINESS PHONE: 908-842-0100
MAIL ADDRESS:
STREET 1: 106 ALLEN ROAD
STREET 2: FOURTH FLOOR
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
FORMER COMPANY:
FORMER CONFORMED NAME: NeoStem, Inc.
DATE OF NAME CHANGE: 20060906
FORMER COMPANY:
FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE
DATE OF NAME CHANGE: 20030819
FORMER COMPANY:
FORMER CONFORMED NAME: CORNICHE GROUP INC /DE
DATE OF NAME CHANGE: 19951117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Preti Robert A
CENTRAL INDEX KEY: 0001510186
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 17861256
MAIL ADDRESS:
STREET 1: C/O NEOSTEM, INC.
STREET 2: 420 LEXINGTON AVENUE, SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10170
4
1
v467613_4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-05-18
1
0000320017
Caladrius Biosciences, Inc.
CLBS
0001510186
Preti Robert A
C/O CALADRIUS BIOSCIENCES, INC.
106 ALLEN ROAD
BASKING RIDGE
NJ
07920
0
0
0
1
See Remarks
Common Stock
2017-05-18
4
F
0
8842
5.13
D
33786
D
The reporting person resigned from his position as a director and executive officer effective March 16, 2017, as a result the reporting person is no longer subject to Section 16 in connection with his transactions in the equity securities of Caladrius Biosciences, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5.
/s/ Robert A. Preti, By: /s/ Todd C. Girolamo, Esq., Attorney-in-Fact
2017-05-22