0001144204-16-126311.txt : 20160930
0001144204-16-126311.hdr.sgml : 20160930
20160930163113
ACCESSION NUMBER: 0001144204-16-126311
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160929
FILED AS OF DATE: 20160930
DATE AS OF CHANGE: 20160930
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Caladrius Biosciences, Inc.
CENTRAL INDEX KEY: 0000320017
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 222343568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 106 ALLEN ROAD
STREET 2: FOURTH FLOOR
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
BUSINESS PHONE: 908-842-0100
MAIL ADDRESS:
STREET 1: 106 ALLEN ROAD
STREET 2: FOURTH FLOOR
CITY: BASKING RIDGE
STATE: NJ
ZIP: 07920
FORMER COMPANY:
FORMER CONFORMED NAME: NeoStem, Inc.
DATE OF NAME CHANGE: 20060906
FORMER COMPANY:
FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE
DATE OF NAME CHANGE: 20030819
FORMER COMPANY:
FORMER CONFORMED NAME: CORNICHE GROUP INC /DE
DATE OF NAME CHANGE: 19951117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LOSORDO DOUGLAS W
CENTRAL INDEX KEY: 0001583810
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 161913182
MAIL ADDRESS:
STREET 1: 13 FOX MEADOW RD
CITY: SCARSDALE
STATE: NY
ZIP: 10583
4
1
v449793_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-09-29
0
0000320017
Caladrius Biosciences, Inc.
CLBS
0001583810
LOSORDO DOUGLAS W
C/O CALADRIUS BIOSCIENCES, INC.
106 ALLEN ROAD
BASKING RIDGE
NJ
07920
0
1
0
0
See Remarks
Stock Option
4.77
2016-09-29
4
A
0
17199
0
A
2016-09-29
2026-09-29
Common Stock
17199
17199
D
These stock options were granted upon the Company's Compensation Committee approval on September 29, 2016, in consideration of the unpaid portion of the reporting person's discretionary 2015 target bonus.
Senior Vice President, Clinical, Medical and Regulatory Affairs and Chief Medical Officer.
/s/ Douglas W. Losordo, By: /s/ Todd C. Girolamo, Esq., Attorney-in-Fact
2016-09-30