0001144204-15-000235.txt : 20150102
0001144204-15-000235.hdr.sgml : 20150102
20150102210153
ACCESSION NUMBER: 0001144204-15-000235
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150102
FILED AS OF DATE: 20150102
DATE AS OF CHANGE: 20150102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NeoStem, Inc.
CENTRAL INDEX KEY: 0000320017
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 222343568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 350
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-584-4171
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 350
CITY: NEW YORK
STATE: NY
ZIP: 10170
FORMER COMPANY:
FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE
DATE OF NAME CHANGE: 20030819
FORMER COMPANY:
FORMER CONFORMED NAME: CORNICHE GROUP INC /DE
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: FIDELITY MEDICAL INC
DATE OF NAME CHANGE: 19951025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MYERS STEVEN S
CENTRAL INDEX KEY: 0001078274
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 15502391
MAIL ADDRESS:
STREET 1: 4695 MACAUTHUR COURT
STREET 2: EIGHTH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
FORMER NAME:
FORMER CONFORMED NAME: MEYERS STEVEN S
DATE OF NAME CHANGE: 19990203
4
1
v397945_4.xml
FORM 4
X0306
4
2015-01-02
0
0000320017
NeoStem, Inc.
NBS
0001078274
MYERS STEVEN S
C/O NEOSTEM, INC.
420 LEXINGTON AVENUE, SUITE 350
NEW YORK
NY
10170
1
0
0
0
Common stock, par value $0.001 per share
2015-01-02
4
A
0
19000
0
A
142931
D
Common stock, par value $0.001 per share
84331
I
By Steven S. Myers IRA
Common stock, par value $0.001 per share
8012
I
By Spouse
Common stock, par value $0.001 per share
19531
I
By Steven S. Myers Revocable Trust dated 12/1/2000
On January 2, 2015 (the "Grant Date"), the Reporting Person was granted an award of 19,000 shares of the Issuer's common stock, $.001 par value, subject to all of the terms and conditions of the Issuer's 2009 Amended & Restated Equity Compensation Plan. The grant was made pursuant to the Issuer's Director Compensation Plan. This award was fully vested on the Grant Date.
Steven S. Myers By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact
2015-01-02