<SEC-DOCUMENT>0001144204-14-073053-index.html : 20141209 <SEC-HEADER>0001144204-14-073053.hdr.sgml : 20141209 <ACCEPTANCE-DATETIME>20141209210019 ACCESSION NUMBER: 0001144204-14-073053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141209 FILED AS OF DATE: 20141209 DATE AS OF CHANGE: 20141209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeoStem, Inc. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 350 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-584-4171 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 350 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 FORMER COMPANY: FORMER CONFORMED NAME: CORNICHE GROUP INC /DE DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: FIDELITY MEDICAL INC DATE OF NAME CHANGE: 19951025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wei Eric CENTRAL INDEX KEY: 0001368570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 141276372 MAIL ADDRESS: STREET 1: SUITE 602, CHINA LIFE TOWER STREET 2: 16 CHAOWAI DISTRICT CITY: BEIJING STATE: F4 ZIP: 100020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RimAsia Capital Partners GP, Ltd. CENTRAL INDEX KEY: 0001369126 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 141276373 BUSINESS ADDRESS: STREET 1: 1302 BANK OF AMERICA TOWER STREET 2: 12 HARCOURT ROAD CITY: ADMIRALTY STATE: K3 ZIP: 000000 BUSINESS PHONE: 852 2524 6100 MAIL ADDRESS: STREET 1: 1302 BANK OF AMERICA TOWER STREET 2: 12 HARCOURT ROAD CITY: ADMIRALTY STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RimAsia Capital Partners GP, L.P. CENTRAL INDEX KEY: 0001369125 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 141276374 BUSINESS ADDRESS: STREET 1: 1302 BANK OF AMERICA TOWER STREET 2: 12 HARCOURT ROAD CITY: ADMIRALTY STATE: K3 ZIP: 000000 BUSINESS PHONE: 852 2524 6100 MAIL ADDRESS: STREET 1: 1302 BANK OF AMERICA TOWER STREET 2: 12 HARCOURT ROAD CITY: ADMIRALTY STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RimAsia Capital Partners, L.P. CENTRAL INDEX KEY: 0001369127 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 141276375 BUSINESS ADDRESS: STREET 1: 1302 BANK OF AMERICA TOWER STREET 2: 12 HARCOURT ROAD CITY: ADMIRALTY STATE: K3 ZIP: 000000 BUSINESS PHONE: 852 2524 6100 MAIL ADDRESS: STREET 1: 1302 BANK OF AMERICA TOWER STREET 2: 12 HARCOURT ROAD CITY: ADMIRALTY STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RimAsia Capital Partners Manager, Ltd. CENTRAL INDEX KEY: 0001554792 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 141276376 BUSINESS ADDRESS: STREET 1: 1807 HARBOUR CENTRE STREET 2: 25 HARBOUR ROAD CITY: WANCHAI STATE: K3 ZIP: F4 BUSINESS PHONE: 646-430-9066 MAIL ADDRESS: STREET 1: 1807 HARBOUR CENTRE STREET 2: 25 HARBOUR ROAD CITY: WANCHAI STATE: K3 ZIP: F4 FORMER NAME: FORMER CONFORMED NAME: RimAsia Capital Partners Manger, Ltd. DATE OF NAME CHANGE: 20120723 </SEC-HEADER> <DOCUMENT> <TYPE>4 <SEQUENCE>1 <FILENAME>v396155_4.xml <DESCRIPTION>OWNERSHIP DOCUMENT <TEXT> Document 1 - file: v396155_4.html
Document 1 - RAW XML: v396155_4.xml
</DOCUMENT> </SEC-DOCUMENT>