0001144204-13-063863.txt : 20131125 0001144204-13-063863.hdr.sgml : 20131125 20131125080214 ACCESSION NUMBER: 0001144204-13-063863 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131112 FILED AS OF DATE: 20131125 DATE AS OF CHANGE: 20131125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeoStem, Inc. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-584-4171 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 FORMER COMPANY: FORMER CONFORMED NAME: CORNICHE GROUP INC /DE DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: FIDELITY MEDICAL INC DATE OF NAME CHANGE: 19951025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MYERS STEVEN S CENTRAL INDEX KEY: 0001078274 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 131239608 MAIL ADDRESS: STREET 1: 4695 MACAUTHUR COURT STREET 2: EIGHTH FLOOR CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER NAME: FORMER CONFORMED NAME: MEYERS STEVEN S DATE OF NAME CHANGE: 19990203 4 1 v360285_4.xml OWNERSHIP DOCUMENT X0306 4 2013-11-12 0 0000320017 NeoStem, Inc. NBS 0001078274 MYERS STEVEN S C/O NEOSTEM, INC. 420 LEXINGTON AVENUE, SUITE 350 NEW YORK NY 10170 1 0 0 0 Common stock, par value $0.001 per share 2013-11-12 4 P 0 8012 6.25 A 8012 I By Spouse Common stock, par value $0.001 per share 104931 D Common stock, par value $0.001 per share 19531 I By Steven S. Myers Revocable Trust dated 12/1/2000 Common stock, par value $0.001 per share 19531 I By Steven S. Myers IRA Steven S. Myers By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact 2013-11-12