0001144204-13-063863.txt : 20131125
0001144204-13-063863.hdr.sgml : 20131125
20131125080214
ACCESSION NUMBER: 0001144204-13-063863
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131112
FILED AS OF DATE: 20131125
DATE AS OF CHANGE: 20131125
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NeoStem, Inc.
CENTRAL INDEX KEY: 0000320017
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 222343568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-584-4171
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10170
FORMER COMPANY:
FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE
DATE OF NAME CHANGE: 20030819
FORMER COMPANY:
FORMER CONFORMED NAME: CORNICHE GROUP INC /DE
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: FIDELITY MEDICAL INC
DATE OF NAME CHANGE: 19951025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MYERS STEVEN S
CENTRAL INDEX KEY: 0001078274
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 131239608
MAIL ADDRESS:
STREET 1: 4695 MACAUTHUR COURT
STREET 2: EIGHTH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
FORMER NAME:
FORMER CONFORMED NAME: MEYERS STEVEN S
DATE OF NAME CHANGE: 19990203
4
1
v360285_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-11-12
0
0000320017
NeoStem, Inc.
NBS
0001078274
MYERS STEVEN S
C/O NEOSTEM, INC.
420 LEXINGTON AVENUE, SUITE 350
NEW YORK
NY
10170
1
0
0
0
Common stock, par value $0.001 per share
2013-11-12
4
P
0
8012
6.25
A
8012
I
By Spouse
Common stock, par value $0.001 per share
104931
D
Common stock, par value $0.001 per share
19531
I
By Steven S. Myers Revocable Trust dated 12/1/2000
Common stock, par value $0.001 per share
19531
I
By Steven S. Myers IRA
Steven S. Myers By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact
2013-11-12