0001144204-12-002426.txt : 20120113
0001144204-12-002426.hdr.sgml : 20120113
20120113210121
ACCESSION NUMBER: 0001144204-12-002426
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120112
FILED AS OF DATE: 20120113
DATE AS OF CHANGE: 20120113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wei Eric
CENTRAL INDEX KEY: 0001368570
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 12527923
MAIL ADDRESS:
STREET 1: SUITE 602, CHINA LIFE TOWER
STREET 2: 16 CHAOWAI DISTRICT
CITY: BEIJING
STATE: F4
ZIP: 100020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NeoStem, Inc.
CENTRAL INDEX KEY: 0000320017
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 222343568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-584-4171
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10170
FORMER COMPANY:
FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE
DATE OF NAME CHANGE: 20030819
FORMER COMPANY:
FORMER CONFORMED NAME: CORNICHE GROUP INC /DE
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: FIDELITY MEDICAL INC
DATE OF NAME CHANGE: 19951025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RimAsia Capital Partners GP, L.P.
CENTRAL INDEX KEY: 0001369125
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 12527925
BUSINESS ADDRESS:
STREET 1: 1302 BANK OF AMERICA TOWER
STREET 2: 12 HARCOURT ROAD
CITY: ADMIRALTY
STATE: K3
ZIP: 000000
BUSINESS PHONE: 852 2524 6100
MAIL ADDRESS:
STREET 1: 1302 BANK OF AMERICA TOWER
STREET 2: 12 HARCOURT ROAD
CITY: ADMIRALTY
STATE: K3
ZIP: 000000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RimAsia Capital Partners GP, Ltd.
CENTRAL INDEX KEY: 0001369126
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 12527924
BUSINESS ADDRESS:
STREET 1: 1302 BANK OF AMERICA TOWER
STREET 2: 12 HARCOURT ROAD
CITY: ADMIRALTY
STATE: K3
ZIP: 000000
BUSINESS PHONE: 852 2524 6100
MAIL ADDRESS:
STREET 1: 1302 BANK OF AMERICA TOWER
STREET 2: 12 HARCOURT ROAD
CITY: ADMIRALTY
STATE: K3
ZIP: 000000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RimAsia Capital Partners, L.P.
CENTRAL INDEX KEY: 0001369127
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 12527926
BUSINESS ADDRESS:
STREET 1: 1302 BANK OF AMERICA TOWER
STREET 2: 12 HARCOURT ROAD
CITY: ADMIRALTY
STATE: K3
ZIP: 000000
BUSINESS PHONE: 852 2524 6100
MAIL ADDRESS:
STREET 1: 1302 BANK OF AMERICA TOWER
STREET 2: 12 HARCOURT ROAD
CITY: ADMIRALTY
STATE: K3
ZIP: 000000
4
1
v245326_4.xml
OWNERSHIP DOCUMENT
X0304
4
2012-01-12
0
0000320017
NeoStem, Inc.
NBS
0001369127
RimAsia Capital Partners, L.P.
1807 HARBOUR CENTRE
25 HARBOUR ROAD, WANCHAI
HONG KONG
F4
CHINA
1
0
1
0
0001369125
RimAsia Capital Partners GP, L.P.
1807 HARBOUR CENTRE
25 HARBOUR ROAD, WANCHAI
HONG KONG
F4
CHINA
1
0
1
0
0001369126
RimAsia Capital Partners GP, Ltd.
1807 HARBOUR CENTRE
25 HARBOUR ROAD, WANCHAI
HONG KONG
F4
CHINA
1
0
1
0
0001368570
Wei Eric
1807 HARBOUR CENTRE
25 HARBOUR ROAD, WANCHAI
HONG KONG
F4
CHINA
1
0
1
0
Common Stock, par value $0.001 per share
2012-01-12
4
G
0
120000
A
22529874
D
On January 12, 2012, Eric H.C. Wei transferred 120,000 shares of common stock, par value $0.001 per share, of NeoStem, Inc. (the "Company"), owned directly by him to RimAsia Capital Partners, L.P. for no consideration.
This Form 4 is filed jointly with (a) RimAsia Capital Partners GP, L.P., as the general partner of RimAsia Capital Partners, L.P., (b) RimAsia Capital Partners GP, Ltd., the general partner of RimAsia Capital Partners GP, L.P. and (c) Eric H.C. Wei, the sole director of RimAsia Capital Partners GP, Ltd. All such reporting persons have the address noted in Item 1.
RimAsia Capital Partners GP, L.P., RimAsia Capital Partners GP, Ltd. and Eric H.C. Wei disclaim beneficial ownership of the securities held by RimAsia Capital Partners, L.P. except to the extent of any pecuniary interest therein, and the inclusion of these securities shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose.
/s/ ERIC H.C. WEI, Director, RimAsia Capital Partners GP, Ltd. Its general partner, RimAsia Capital Partners GP, L.P. its general partner for RIMASIA CAPITAL PARTNERS, L.P.
2012-01-13
/s/ ERIC H.C. WEI, Director, RimAsia Capital Partners GP, Ltd. Its general partner for RIMASIA CAPITAL PARTNERS GP, L.P.
2012-01-13
/s/ ERIC H.C. WEI, Director for RIMASIA CAPITAL PARTNERS GP, Ltd
2012-01-13
/s/ ERIC H.C. WEI
2012-01-13