0001144204-12-002426.txt : 20120113 0001144204-12-002426.hdr.sgml : 20120113 20120113210121 ACCESSION NUMBER: 0001144204-12-002426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120112 FILED AS OF DATE: 20120113 DATE AS OF CHANGE: 20120113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wei Eric CENTRAL INDEX KEY: 0001368570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 12527923 MAIL ADDRESS: STREET 1: SUITE 602, CHINA LIFE TOWER STREET 2: 16 CHAOWAI DISTRICT CITY: BEIJING STATE: F4 ZIP: 100020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeoStem, Inc. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-584-4171 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 FORMER COMPANY: FORMER CONFORMED NAME: CORNICHE GROUP INC /DE DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: FIDELITY MEDICAL INC DATE OF NAME CHANGE: 19951025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RimAsia Capital Partners GP, L.P. CENTRAL INDEX KEY: 0001369125 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 12527925 BUSINESS ADDRESS: STREET 1: 1302 BANK OF AMERICA TOWER STREET 2: 12 HARCOURT ROAD CITY: ADMIRALTY STATE: K3 ZIP: 000000 BUSINESS PHONE: 852 2524 6100 MAIL ADDRESS: STREET 1: 1302 BANK OF AMERICA TOWER STREET 2: 12 HARCOURT ROAD CITY: ADMIRALTY STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RimAsia Capital Partners GP, Ltd. CENTRAL INDEX KEY: 0001369126 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 12527924 BUSINESS ADDRESS: STREET 1: 1302 BANK OF AMERICA TOWER STREET 2: 12 HARCOURT ROAD CITY: ADMIRALTY STATE: K3 ZIP: 000000 BUSINESS PHONE: 852 2524 6100 MAIL ADDRESS: STREET 1: 1302 BANK OF AMERICA TOWER STREET 2: 12 HARCOURT ROAD CITY: ADMIRALTY STATE: K3 ZIP: 000000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RimAsia Capital Partners, L.P. CENTRAL INDEX KEY: 0001369127 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 12527926 BUSINESS ADDRESS: STREET 1: 1302 BANK OF AMERICA TOWER STREET 2: 12 HARCOURT ROAD CITY: ADMIRALTY STATE: K3 ZIP: 000000 BUSINESS PHONE: 852 2524 6100 MAIL ADDRESS: STREET 1: 1302 BANK OF AMERICA TOWER STREET 2: 12 HARCOURT ROAD CITY: ADMIRALTY STATE: K3 ZIP: 000000 4 1 v245326_4.xml OWNERSHIP DOCUMENT X0304 4 2012-01-12 0 0000320017 NeoStem, Inc. NBS 0001369127 RimAsia Capital Partners, L.P. 1807 HARBOUR CENTRE 25 HARBOUR ROAD, WANCHAI HONG KONG F4 CHINA 1 0 1 0 0001369125 RimAsia Capital Partners GP, L.P. 1807 HARBOUR CENTRE 25 HARBOUR ROAD, WANCHAI HONG KONG F4 CHINA 1 0 1 0 0001369126 RimAsia Capital Partners GP, Ltd. 1807 HARBOUR CENTRE 25 HARBOUR ROAD, WANCHAI HONG KONG F4 CHINA 1 0 1 0 0001368570 Wei Eric 1807 HARBOUR CENTRE 25 HARBOUR ROAD, WANCHAI HONG KONG F4 CHINA 1 0 1 0 Common Stock, par value $0.001 per share 2012-01-12 4 G 0 120000 A 22529874 D On January 12, 2012, Eric H.C. Wei transferred 120,000 shares of common stock, par value $0.001 per share, of NeoStem, Inc. (the "Company"), owned directly by him to RimAsia Capital Partners, L.P. for no consideration. This Form 4 is filed jointly with (a) RimAsia Capital Partners GP, L.P., as the general partner of RimAsia Capital Partners, L.P., (b) RimAsia Capital Partners GP, Ltd., the general partner of RimAsia Capital Partners GP, L.P. and (c) Eric H.C. Wei, the sole director of RimAsia Capital Partners GP, Ltd. All such reporting persons have the address noted in Item 1. RimAsia Capital Partners GP, L.P., RimAsia Capital Partners GP, Ltd. and Eric H.C. Wei disclaim beneficial ownership of the securities held by RimAsia Capital Partners, L.P. except to the extent of any pecuniary interest therein, and the inclusion of these securities shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act or for any other purpose. /s/ ERIC H.C. WEI, Director, RimAsia Capital Partners GP, Ltd. Its general partner, RimAsia Capital Partners GP, L.P. its general partner for RIMASIA CAPITAL PARTNERS, L.P. 2012-01-13 /s/ ERIC H.C. WEI, Director, RimAsia Capital Partners GP, Ltd. Its general partner for RIMASIA CAPITAL PARTNERS GP, L.P. 2012-01-13 /s/ ERIC H.C. WEI, Director for RIMASIA CAPITAL PARTNERS GP, Ltd 2012-01-13 /s/ ERIC H.C. WEI 2012-01-13