0001144204-12-001201.txt : 20120106
0001144204-12-001201.hdr.sgml : 20120106
20120106210552
ACCESSION NUMBER: 0001144204-12-001201
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120104
FILED AS OF DATE: 20120106
DATE AS OF CHANGE: 20120106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MYERS STEVEN S
CENTRAL INDEX KEY: 0001078274
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 12515830
MAIL ADDRESS:
STREET 1: 4695 MACAUTHUR COURT
STREET 2: EIGHTH FLOOR
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
FORMER NAME:
FORMER CONFORMED NAME: MEYERS STEVEN S
DATE OF NAME CHANGE: 19990203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NeoStem, Inc.
CENTRAL INDEX KEY: 0000320017
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 222343568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-584-4171
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10170
FORMER COMPANY:
FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE
DATE OF NAME CHANGE: 20030819
FORMER COMPANY:
FORMER CONFORMED NAME: CORNICHE GROUP INC /DE
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: FIDELITY MEDICAL INC
DATE OF NAME CHANGE: 19951025
4
1
v244842_4.xml
OWNERSHIP DOCUMENT
X0304
4
2012-01-04
0
0000320017
NeoStem, Inc.
NBS
0001078274
MYERS STEVEN S
C/O NEOSTEM, INC.
420 LEXINGTON AVENUE, SUITE 450
NEW YORK
NY
10170
1
0
0
0
Common Stock, par value $0.001 per share
2012-01-04
4
A
0
170000
A
1059300
D
Common Stock, $0.001 par value per share
195313
I
By Steven S. Myers Revocable Trust dated 12/1/2000
On January 4, 2012 (the "Grant Date"), the Reporting Person was granted an award of 170,000 shares of common stock of NeoStem,Inc. (the "Company"), subject to all of the terms and conditions of the Company's 2009 Equity Compensation Plan and pursuant to the Company's Director Compensation Plan. The award was fully vested on the Grant Date.
Steven S. Myers, By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact
2012-01-06