0001144204-11-013590.txt : 20110308
0001144204-11-013590.hdr.sgml : 20110308
20110308210444
ACCESSION NUMBER: 0001144204-11-013590
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110304
FILED AS OF DATE: 20110308
DATE AS OF CHANGE: 20110308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kolbert Jason
CENTRAL INDEX KEY: 0001514506
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33650
FILM NUMBER: 11673512
MAIL ADDRESS:
STREET 1: C/O NEOSTEM, INC.
STREET 2: 420 LEXINGTON AVENUE, SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10170
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NeoStem, Inc.
CENTRAL INDEX KEY: 0000320017
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 222343568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 212-584-4171
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 450
CITY: NEW YORK
STATE: NY
ZIP: 10170
FORMER COMPANY:
FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE
DATE OF NAME CHANGE: 20030819
FORMER COMPANY:
FORMER CONFORMED NAME: CORNICHE GROUP INC /DE
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: FIDELITY MEDICAL INC
DATE OF NAME CHANGE: 19951025
4
1
v213886_ex.xml
X0303
4
2011-03-04
0
0000320017
NeoStem, Inc.
NBS
0001514506
Kolbert Jason
C/O NEOSTEM, INC.
420 LEXINGTON AVENUE, SUITE 450
NEW YORK
NY
10170
0
1
0
0
See Remarks
Stock Options (right to buy)
1.49
2011-03-04
4
A
0
350000
0
A
2021-03-03
Common Stock, par value $0.001 per share
350000
350000
D
On March 4, 2011, the commencement date ("Commencement Date") of his employment agreement with NeoStem, Inc. (the "Company"),
the reporting person was granted an option to purchase 350,000 shares of common stock, par value $0.001 per share, of the
Company, pursuant and subject to the terms and conditions of the Company's 2009 Equity Compensation Plan. This option
vested as to 50,000 shares on the Commencement Date, and is scheduled to vest as to 100,000 shares on each of March 4, 2012,
March 4, 2013 and March 4, 2014, provided that the reporting person remains employed by the Company on each of such dates.
Vice President of Strategic Business Development
*Executed pursuant to a power of attorney previously filed on March 8, 2011.
Jason Kolbert, By: /s/ Catherine M. Vaczy, Esq., Attorney-in-Fact*
2011-03-08