-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E90i1zGvpmDTzOkBk5qAMIpMp2cl7vxWYiqxVa/3M17QSAu0xVzgNhbnysN2Zhg3 lMpgjd+pUYGv6ve8UBNRdQ== 0001144204-09-051565.txt : 20091005 0001144204-09-051565.hdr.sgml : 20091005 20091005170104 ACCESSION NUMBER: 0001144204-09-051565 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091001 FILED AS OF DATE: 20091005 DATE AS OF CHANGE: 20091005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Samuels Lepore Teresa Linn CENTRAL INDEX KEY: 0001471538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 091106181 MAIL ADDRESS: STREET 1: 294 WEST 92ND STREET, #3B CITY: NEW YORK STATE: NY ZIP: 10025 FORMER NAME: FORMER CONFORMED NAME: Samuels Lepore Teresa DATE OF NAME CHANGE: 20090914 FORMER NAME: FORMER CONFORMED NAME: Lepore Teresa DATE OF NAME CHANGE: 20090902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeoStem, Inc. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-584-4171 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 FORMER COMPANY: FORMER CONFORMED NAME: CORNICHE GROUP INC /DE DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: FIDELITY MEDICAL INC DATE OF NAME CHANGE: 19951025 4 1 v162062_ex.xml X0303 4 2009-10-01 0 0000320017 NeoStem, Inc. NBS 0001471538 Samuels Lepore Teresa Linn C/O NEOSTEM, INC. 420 LEXINGTON AVENUE, SUITE 450 NEW YORK NY 10170 0 1 0 0 VP of Sales and Marketing Stock Options (right to buy) 1.90 2009-10-01 4 A 0 50000 0 A 2019-09-30 Common Stock, par value $.001 per share 50000 50000 D On October 1, 2009 (the "Grant Date"), the commencement date of her employment agreement with NeoStem, Inc. (the "Company"), Ms. Lepore was granted an option to purchase 50,000 shares of common stock under the Company's 2009 Equity Compensation Plan (the "2009 ECP"). 50,000 of these options shall vest on April 1, 2010. The option is subject to all the terms and conditions of the 2009 ECP. /s/Teresa Linn Samuels Lepore 2009-10-05 -----END PRIVACY-ENHANCED MESSAGE-----