-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DmKX1btObDTkndHC9YLdEsEKGmpjCXFuvnEtFqpiMbjiBiXXOITPG5iSLUxGCmuU Qx+jYsjyk6VZfHRXNPt3Dw== 0001144204-09-029266.txt : 20090522 0001144204-09-029266.hdr.sgml : 20090522 20090522170201 ACCESSION NUMBER: 0001144204-09-029266 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090521 FILED AS OF DATE: 20090522 DATE AS OF CHANGE: 20090522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NeoStem, Inc. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-584-4171 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 450 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 FORMER COMPANY: FORMER CONFORMED NAME: CORNICHE GROUP INC /DE DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: FIDELITY MEDICAL INC DATE OF NAME CHANGE: 19951025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEINREB MARK CENTRAL INDEX KEY: 0001015279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 09849835 MAIL ADDRESS: STREET 1: C/O BIG CITY BAGELS INC STREET 2: 600 THIRD AVE CITY: HICKVILLE STATE: NY ZIP: 11801 4 1 v150644_ex.xml X0303 4 2009-05-21 0 0000320017 NeoStem, Inc. NBS 0001015279 WEINREB MARK C/O NEOSTEM, INC. 420 LEXINGTON AVENUE, SUITE 450 NEW YORK NY 10170 0 1 0 0 President Stock Options (right to buy) 1.95 2009-05-21 4 A 0 100000 0 A 2009-05-21 2019-05-20 Common Stock, par value $.001 per share 100000 100000 D On May 21, 2009, the date of grant ("Grant Date"), the reporting person was granted an option to purchase 100,000 shares of Common Stock of NeoStem, Inc. (the "Company"), pursuant and subject to the Company's 2009 Equity Compensation Plan. These options vested on the Grant Date. Mark Weinreb, By:/s/Catherine M. Vaczy, Esq., Attorney-in-fact 2009-05-22 -----END PRIVACY-ENHANCED MESSAGE-----